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No. 10599095
United States Court of Appeals for the Ninth Circuit
Kekai Watanabe v. Estela Derr
No. 10599095 · Decided June 5, 2025
No. 10599095·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
June 5, 2025
Citation
No. 10599095
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
KEKAI WATANABE, No. 23-15605
Plaintiff-Appellant, D.C. No.
1:22-cv-00168-
v. JAO-RT
ESTELA DERR; K. ROBL, Mr.;
NIELSEN, Nurse; KWON, Dr., ORDER
Defendants-Appellees.
Filed June 5, 2025
Before: RICHARD A. PAEZ, MILAN D. SMITH, JR., and
LUCY H. KOH, Circuit Judges.
Order;
Statement by Judges Paez and Koh;
Dissent by Judge R. Nelson;
Dissent by Judge Collins
2 WATANABE V. DERR
SUMMARY*
Prisoner Civil Rights
The panel denied a petition for panel rehearing and a
petition for rehearing en banc in a case in which the panel
reversed the district court’s dismissal of a Bivens action
brought by federal inmate Kekai Watanabe, who alleged that
his Eighth Amendment rights were violated when the
medical staff were deliberately indifferent to his serious
medical needs.
Respecting the denial of rehearing en banc, Judge Paez
and Judge Koh wrote that the majority opinion correctly
concluded that under the two-step framework governing
Bivens actions, Watanabe’s Eighth Amendment deliberate
indifference claims are cognizable. The claims arose from
the same context as Carlson v. Green, 446 U.S. 14 (1980),
and involved the same officer rank, type and specificity of
official action, judicial guidance, governing legal mandate,
and risk of disruptive intrusion by the Judiciary into the
functioning of the other branches. And no other
“meaningful” differences distinguish the context of
Watanabe’s claims from Carlson. The existence of
alternative remedies, specifically the Bureau of Prisons’
Administrative Remedies Program (ARP), does not place
Watanabe’s claim within a new context because the ARP
existed when the Supreme Court decided Carlson.
Moreover, alternative remedies like the ARP are not
typically germane to the first step of the Bivens analysis,
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
WATANABE V. DERR 3
which examines the context of the constitutional violation
itself—not the appropriate remedy for that violation. The
severity of misconduct or injury that Watanabe alleged was
not necessarily meaningfully less severe than the
mistreatment at issue in Carlson. The majority opinion is in
line with the Fourth, Fifth, Sixth, and Seventh Circuits in
holding that Carlson actions remain viable. Because Carlson
actions remain viable and because the majority opinion is in
line with that decision and other post-Bivens decisions, the
court properly declined to take this case en banc.
Dissenting from the denial of rehearing en banc, Judge
R. Nelson, joined by Judges Callahan, M. Smith, Ikuta,
Bennett, Bade, Lee, Bress, Bumatay and VanDyke, wrote
that Bivens has been all but overruled. Bivens claims are
available only if a plaintiff’s allegations are effectively
identical to one of the three cases in which the Court has
acknowledged a Bivens remedy. If there is a single
meaningful difference between a plaintiff’s claim and a prior
Bivens case, then the claim arises in a new Bivens context.
The existence of alternative remedies should be considered
at Bivens step one. Here, Watanabe’s claim arose in a new
Bivens context because the severity of Watanabe’s
allegations differed from Carlson and access to an
alternative remedy, specifically, the ARP, was available to
Watanabe but was unavailable to the plaintiff in Carlson.
The majority’s alternative remedies holding underscores a
circuit split and defies circuit precedent.
Dissenting, Judge Collins agreed with Judge R. Nelson
that this court should have taken this case en banc. He notes
additionally that there is considerable tension between the
Supreme Court’s never-explicitly-overruled decision in
Carlson and nearly everything else the Court has said about
the scope of Bivens over the last many years. This case may
4 WATANABE V. DERR
provide an opportunity for the Court to provide greater
clarity as to what, if anything, is left of Carlson.
ORDER
The petition for panel rehearing (Dkt. 54) is
DENIED. A judge of the court requested a vote on en banc
rehearing. The matter failed to receive a majority of the
votes of the nonrecused active judges in favor of en banc
rehearing. Fed. R. App. P. 40(c). Appellees’ petition for
rehearing en banc (Dkt. 54) is thus DENIED.
PAEZ and KOH, Circuit Judges, respecting the denial of
rehearing en banc:
One who reads Judge Nelson’s dissent from the denial of
rehearing en banc might be tempted to believe that the
majority opinion broke ground for new Bivens claims and
ignored Supreme Court directives. On the contrary, Supreme
Court and Ninth Circuit precedents support the result that the
panel majority reached. This statement aims to correct the
mischaracterizations—regarding the majority opinion and
the state of the law—upon which Judge Nelson’s dissent
relies.
Under the two-step framework governing Bivens actions,
Kekai Watanabe’s Eighth Amendment deliberate
indifference claims are cognizable because they arise from
the same context as Carlson v. Green, 446 U.S. 14 (1980).
Watanabe and Carlson involve the same officer rank, type
and specificity of official action, judicial guidance,
governing legal mandate, and risk of disruptive intrusion by
WATANABE V. DERR 5
the Judiciary into the functioning of the other branches. See
Ziglar v. Abbasi, 582 U.S. 120, 139-40 (2017). And
importantly, no other “meaningful” differences distinguish
the context of Watanabe’s claims from Carlson. See id.
Judge Nelson’s dissent asserts that two features of
Watanabe’s case distinguish it from Carlson: the Bureau of
Prisons’s Administrative Remedies Program (ARP), 28
C.F.R. § 542, and the severity of the alleged misconduct and
injury. The ARP was in place when Carlson was decided and
therefore does not create a “new” factual context. Moreover,
alternative remedies like the ARP are not typically germane
to the first step of the Bivens analysis, which examines the
context of the constitutional violation itself—not the
appropriate remedy for that violation. With respect to
severity, Judge Nelson’s dissent offers neither binding
authority nor an adequate rationale establishing that a
difference in severity can create a new Bivens context, as
opposed to merely informing the merits of the constitutional
violation. And regardless, the mistreatment that Watanabe
alleges is not necessarily meaningfully less severe than the
mistreatment at issue in Carlson.
In deciding this case, the panel majority adhered
faithfully to Ninth Circuit and Supreme Court precedent.
Although the circuits have split on the role of alternative
remedies and the continued viability of Carlson actions, that
split predated the majority opinion and would have persisted
regardless of en banc rehearing.
I.
A.
The existence of the ARP does not place Watanabe’s
claim within a new context because it already existed when
6 WATANABE V. DERR
the Supreme Court decided Carlson. The final rule creating
the ARP was published and became effective in October and
November of 1979, while Carlson was decided in 1980. See
Administrative Remedy Program, 44 Fed. Reg. 62,250 (Oct.
29, 1979) (to be codified at 28 C.F.R. § 542). Although the
program has been amended since, those changes did not alter
its nature or basic mechanisms. See, e.g., Administrative
Remedy Program, 61 Fed. Reg. 88 (Jan. 2, 1996) (to be
codified at 28 C.F.R. § 542).
In laying out the first step of its two-step Bivens analysis,
Ziglar instructs courts to evaluate whether a “case is
different in a meaningful way from previous Bivens cases”
to determine whether the context is “new.” 582 U.S. at 139.
Because the ARP was in place when Carlson was decided,
it cannot be a “meaningful difference” or make for a “new”
context.1
B.
The majority opinion in Watanabe does not hold that
alternative remedies like the ARP can never be considered
at step one, but only that “the existence of alternative
remedial structures does not render this case a new context.”
Watanabe v. Derr, 115 F.4th 1034, 1042 (2024). That
1
Judge Nelson’s dissent asserts that “[this], of course, is not the test,”
because courts must instead examine “special factors that previous
Bivens cases did not consider.” R. Nelson Dissent 28. But a “special
factor that previous Bivens cases did not consider” is only relevant if it
constitutes a difference between contexts. Ziglar, 582 U.S. at 139-40 (“A
case might differ in a meaningful way because of . . . the presence of
potential special factors that previous Bivens cases did not consider.”).
In other words, a case does not meaningfully differ from a previous
Bivens case just because the Supreme Court did not address a common
feature between the instant case and the previous Bivens case. To hold
otherwise would eviscerate those original Bivens cases.
WATANABE V. DERR 7
alternative remedies are generally not relevant at step one,
however, is supported by the structure of the Ziglar two-step
analysis. Ziglar’s first step requires courts to ask whether
any “meaningful differences” distinguish the case from one
of the original three Bivens cases. 582 U.S. at 139.
Meaningful differences might include:
the rank of the officers involved; the
constitutional right at issue; the generality or
specificity of the official action; the extent of
judicial guidance as to how an officer should
respond to the problem or emergency to be
confronted; the statutory or other legal
mandate under which the officer was
operating; the risk of disruptive intrusion by
the Judiciary into the functioning of other
branches; or the presence of potential special
factors that previous Bivens cases did not
consider.
Id. at 139-40. If the case does not meaningfully differ from
one of the three recognized Bivens contexts, then the plaintiff
has a damages remedy under that precedent. Id. If the case
does differ, the court must then consider whether “there are
special factors counselling hesitation in the absence of
affirmative action by Congress.” Id. at 136 (cleaned up).
This second step focuses on “whether the Judiciary is well
suited, absent congressional action or instruction, to consider
and weigh the costs and benefits of allowing a damages
action to proceed.” Id.
“Special factors” can therefore be considered at both
steps, but the meaning of the term takes on a different focus
when moving from the first step to the second. At the first
8 WATANABE V. DERR
step, courts consider special differentiating factors that
previous Bivens cases did not consider; at the second, courts
consider “special factors counselling hesitation” in the
absence of congressional action.
The difference between step one and step two shows why
alternative remedies take on greater significance at step two.
Step one focuses on the alleged violation, including the
nature of the right violated, the mechanism of harm, the
identity of the federal official and the guidance available to
that official, and the factual and legal context shaping how
the alleged violation should be understood and interpreted.
See Ziglar, 582 U.S. at 139-40. Step two, by contrast,
focuses on remedies. In asking whether the judiciary is best
equipped to provide a remedy, it considers, among other
matters, whether Congress or the Executive has already done
so. See Egbert v. Boule, 596 U.S. 482, 492-93 (2021). While
the two steps may overlap or collapse, they nonetheless refer
to distinct analyses. See id. And when alternative remedies
are unrelated to the official’s conduct, the constitutional
right allegedly violated, or the legal framework governing
the challenged action, they bear little significance at step
one, which focuses on the context of the violation itself.
The Supreme Court has considered alternative remedies
only when deciding whether to extend Bivens to a new
context (step two). See Watanabe, 115 F.4th at 1042 (noting
that Egbert “clarified that the existence of alternative
remedial structures can be one ‘special factor’ to be
considered at the second step of the Bivens analysis”). In
Ziglar, the Court laid out a comprehensive Bivens
framework without suggesting that alternative remedies,
such as the ARP, generally have a role at step one. See 582
U.S. at 136-37, 139-40. Ziglar consistently treated
alternative remedies as step-two special factors. For
WATANABE V. DERR 9
instance, the Court stated that “the existence of alternative
remedies usually precludes a court from authorizing a Bivens
action.” Id. at 148. This language refers to step two because
courts are not called upon to authorize a new remedy at step
one; at step one, the remedy has already been authorized by
Bivens, Davis, or Carlson.2
Judge Nelson’s dissent asserts that the ARP is a step-one
“special factor that previous Bivens cases did not consider”
because the Carlson plaintiff, who was the deceased
inmate’s mother, “could not herself utilize the ARP as an
alternative remedy against the prison officials alleged to
have unconstitutionally caused her son’s death.” R. Nelson
Dissent 26-27. But if this distinction were meaningful, the
Supreme Court would have noted it when considering the
conditions-of-confinement claims brought by the Ziglar
plaintiffs, who analogized to Carlson and to whom the ARP
was available. See 582 U.S. at 147.
And more importantly, the fact that the Carlson plaintiff
could not herself use the ARP is irrelevant under the
2
Judge Nelson’s dissent interprets this portion of the Ziglar opinion as
considering alternative remedies as part of a step-one analysis. R. Nelson
Dissent 25-26. We understand this passage as identifying a new context
at step one, discussing the role that alternative remedies and the PLRA
might play in a step-two analysis, and then remanding for the Court of
Appeals to perform that analysis in the first instance. See Ziglar, 582
U.S. at 147-49. This interpretation is supported by the fact that the Court
expressed uncertainty regarding the available alternative remedies
(“there might have been alternative remedies available”) and then
instructed the Court of Appeals to identify those remedies and apply
them at step two (“the Court of Appeals should have . . . analyzed
whether there were alternative remedies available or other ‘sound
reasons to think Congress might doubt the efficacy or necessity of a
damages remedy’ in a suit like this one”). Id. at 148-49 (emphasis
added).
10 WATANABE V. DERR
Supreme Court’s approach to alternative remedies. The
Supreme Court has repeatedly made clear that alternative
remedies are only relevant to Bivens claims because
Congressional or Executive policymaking informs the
appropriateness of a judicial remedy. See Egbert, 596 U.S.
at 493, 498. Whether the alternative remedy affords adequate
or substitute relief to the plaintiff is not relevant. Id. at 493.
Thus, to the extent that the ARP represents the Executive’s
judgment about how prisoner complaints concerning their
medical care should be addressed (i.e., the appropriate
remedial scheme for deterring officer misconduct in that
area), the ARP was as relevant in Carlson as it is in
Watanabe. See id. And because Carlson afforded a remedy
despite the existence of the ARP, the ARP is not a step-one
special factor creating a new context in Watanabe.
Judge Nelson’s dissent asserts that “the fact that the
mother in Carlson could not use a remedy that was available
to Watanabe” constitutes a “meaningful difference.” R.
Nelson Dissent 28. But the availability, effectiveness, or
adequacy of an alternative remedy to a particular plaintiff is
expressly irrelevant to the analysis of Bivens claims under
Supreme Court precedent. Egbert, 596 U.S. at 493
(“Importantly, the relevant question is not whether a Bivens
action would ‘disrup[t]’ a remedial scheme or whether the
court ‘should provide for a wrong that would otherwise go
unredressed.’ Nor does it matter that ‘existing remedies do
not provide complete relief.’” (internal citations omitted)).
C.
Contrary to Judge Nelson’s dissent, Harper v. Nedd does
not conflict with the Watanabe majority opinion. See R.
Nelson Dissent 38. Harper presented an exception to the
principle that alternative remedies are generally significant
WATANABE V. DERR 11
at step two, not step one. Harper held that the alternative
remedies afforded by the Civil Service Reform Act (CSRA)3
made for a new Bivens context where the plaintiff alleged
that officials violated his right to due process as they
performed their duties in affording him those remedies. 71
F.4th 1181, 1187 (9th Cir. 2023). In Harper, unlike in
Watanabe, the “alternative remedial structures” were
inextricable from the constitutional violation and therefore
properly considered at step one. And because Watanabe did
not hold that alternative remedies could never be relevant at
step one, the cases do not conflict. 115 F.4th at 1042.
Harper, a former Bureau of Land Management (BLM)
ranger, argued that Department of the Interior and BLM
officials violated his Fifth Amendment due process rights as
he pursued the CSRA’s remedial procedures to address
adverse employment actions taken against him. 71 F.4th at
1183-84; see id. at 1188 (noting that Harper “alleged that
Defendants took ‘ultra vires actions’ that ‘corrupted’ the
CSRA process and violated his Fifth Amendment rights”);
id. at 1187 n.1 (noting that Harper alleged “that Defendants
conspired to deprive him of an appeal to the [Merit Systems
Protection Board].”).
As we observed throughout Harper, “the CSRA guides
the Executive Branch in addressing disciplinary disputes”
like Harper’s. Id. at 1188. The Harper opinion made clear
that the CSRA was relevant because it constituted a distinct
3
The CSRA is a comprehensive legal scheme governing federal
employment. See Civil Service Reform Act of 1978 (CSRA), Pub. L. 95-
454, 92 Stat. 1111 (1978) (codified in various sections of 5 U.S.C.); id.
§ 4303 (requiring detailed notice of and opportunities to challenge
adverse employment actions based on unacceptable performance); id. §
7501 (allowing an employee to be suspended without pay for 14 days, as
Harper was); id. §§ 7512, 7513(d), 7703(b)(1) (appeal procedures).
12 WATANABE V. DERR
“statutory or other legal mandate under which the officer
was operating.” Id. at 1187. The CSRA was part and parcel
of Harper’s alleged violation. By contrast, Watanabe
complained of conduct entirely separate from the
administration of the ARP. The ARP was not inextricable
from the alleged constitutional violation, as in Harper. It is
not then appropriately considered at the first step of the
Bivens analysis, which focuses on the context of the alleged
violation.
II.
Judge Nelson’s dissent argues that the severity of
misconduct or injury in Watanabe’s case created a new
context from Carlson. R. Nelson Dissent 31-34. But when a
federal prisoner alleges deliberate indifference to his serious
medical needs, severity informs the merits of the
constitutional claim. If the prison official’s conduct is not so
severe as to rise to the level of deliberate indifference, or if
the plaintiff’s injuries are not so severe as to suggest that his
medical needs were serious, then the claim fails. Otherwise,
any attempt to distinguish a Carlson claim based on the
severity of the injury or misconduct requires arbitrary line-
drawing which has no basis in the Bivens doctrine. See
Brooks v. Richardson, 131 F.4th 613, 615 (7th Cir. 2025)
(Easterbrook, J.) (“As for the duration of the poor care or the
gravity of the condition: these seem more pertinent to the
merits than to determining the scope of the holding in
Carlson.”). “To conclude that a claim extends Carlson
because it is weaker than the claim in Carlson is to
undermine Carlson itself—the very thing the Supreme Court
has asked us not to do.” Waltermeyer v. Hazlewood, 136
F.4th 361, 371 (1st Cir. 2025) (Breyer, J., dissenting).
WATANABE V. DERR 13
In arguing that Watanabe’s context is new because it
involved less severe mistreatment, Judge Nelson relies on
the First Circuit’s Waltermeyer v. Hazlewood. But
Waltermeyer proves our point: while the court found a new
context because of the lesser severity of the alleged
misconduct, it observed that the alleged conduct was so
minor that it did not constitute a violation of the Eighth
Amendment at all. For his knee pain, Waltermeyer “received
multiple types of non-surgical medical treatments,”
including “bi-annual cortisone injections (although he
wanted to receive the injections every month), pain
medication, special shoes, knee braces, access to a low bunk,
and a cane.” Id. at 365. Waltermeyer’s claims did not involve
“gross inadequacy” of care. Id. at 366. Rather, Waltermeyer
was treated extensively in accordance with doctors’
recommendations, and the only dispute over his medical care
was that he preferred a different treatment which was neither
recommended by a consulting physician nor indicated by his
MRI results. Id. at 366-67. The court therefore found that
“[t]here was no deliberate indifference analogous to
Carlson.” Id. at 367. Waltermeyer stands for the proposition
that allegations that do not establish a constitutional
violation are not actionable under Bivens, but the opinion has
less relevance to claims where the allegations are severe
enough to violate the Eighth Amendment.
Judge Nelson’s dissent suggests that Ziglar established a
role for severity in distinguishing a new context. R. Nelson
Dissent 32. But Ziglar’s observation that the detainees’
injuries were “just as compelling” as those in Carlson does
not imply that severity alone can constitute a sufficiently
“meaningful” difference to create a new context. See Ziglar,
582 U.S. at 146-47. Moreover, in finding that the claims in
Ziglar, which involved systematic abuse of hundreds of
14 WATANABE V. DERR
detainees, were “just as compelling” as the Carlson
plaintiff’s death by asthma attack, Ziglar analyzed severity
at a remarkably high level of generality. Although the harms
in Carlson and Ziglar were nothing alike, the Court still
found them to be “parallel.” Id. at 147. Surely, the
compelling nature of the injury differs less between Carlson
and Watanabe than between Carlson and Ziglar.4
III.
Although we acknowledge a circuit split on the
continued viability of Carlson actions, our opinion neither
created nor deepened that split. The majority opinion in
Watanabe joined the Sixth Circuit in holding that the ARP
does not distinguish Carlson actions at step one. Watanabe
is also aligned with the Fourth, Fifth, and Seventh Circuits,
all of which recently upheld Carlson claims.
Johnson v. Terry, which Judge Nelson’s dissent
highlights, stands alone in foreclosing a Carlson action for
deliberate medical indifference based on the existence of the
ARP. 119 F.4th 840, 858-61 (11th Cir. 2024).
Counterbalancing the Eleventh Circuit is the Sixth, which
explicitly holds that under Carlson, “prisoners may bring
Eighth Amendment claims against prison officials despite
the existence of the ARP,” noting that “the ARP, which has
been in effect for nearly four decades . . . did not affect the
Supreme Court’s conclusion in Carlson.” Koprowski v.
Baker, 822 F.3d 248, 256-57 (6th Cir. 2016). This decision
4
Even if severity could distinguish a new context, the wrongful conduct
and injuries Watanabe suffered were not meaningfully less severe than
those in Carlson. The treating nurse found Watanabe—at a minimum—
to have spasms, warmth to the touch, tenderness, and pain at a level ten.
The nurse provided no meaningful treatment despite Watanabe’s
repeated pleas over several months.
WATANABE V. DERR 15
predated Ziglar, which clarified the Supreme Court’s strict
approach to Bivens. However, three years after Ziglar, the
Sixth Circuit confirmed its holding, writing that its earlier
decision in Koprowski had “observed . . . that the grievance
system’s existence did not suffice to reject a Bivens claim
already in existence.” Callahan v. Fed. Bureau of Prisons,
965 F.3d 520, 525 (6th Cir. 2020).
The Seventh Circuit also diverged from the Eleventh in
Brooks v. Richardson. In Brooks, the court reversed the
dismissal of claims under Carlson arising from prison
officials’ misdiagnosis and failure to treat appendicitis,
which caused the plaintiff to suffer a ruptured appendix and
peritonitis. 131 F.4th at 614. In deciding Brooks, the Seventh
Circuit was presented with—and evidently rejected—the
argument that the ARP created a new context at step one. See
Brief of Defendants-Appellees, Brooks v. Richardson, 2024
WL 4291216, at *12, 20.
The Fourth and Fifth Circuits have also upheld Carlson
actions post-Ziglar and post-Egbert. The Fourth Circuit’s
unpublished Masias v. Hodges found a Bivens remedy
available to a plaintiff alleging an inadequately treated ankle
injury, nasal infection, and hernia, reversing the district
court’s finding of a new context on the basis of severity. No.
21-6591, 2023 WL 2610230, at *1-2 (4th Cir. Mar. 23,
2023). Masias relied on Langford v. Joyner, 62 F.4th 122,
126-27 (4th Cir. 2023), which evaluated a Bivens complaint
for deliberate indifference to medical needs involving a
bowel obstruction and abdominal infection. Id. at *2.
Similarly, the Fifth Circuit’s Vaughn v. Bassett
addressed deliberate medical indifference concerning an
inmate’s facial injuries sustained during a softball match,
finding the context was the same as Carlson despite minor
16 WATANABE V. DERR
factual differences. No. 22-10962, 2024 WL 2891897, at *1,
4 (5th Cir. June 10, 2024) (unpublished). In doing so, it
relied on several published decisions including Carlucci v.
Chapa, 884 F.3d 534 (5th Cir. 2018). Id. at *5. Carlucci held
that the plaintiff stated a plausible claim for relief when
prison officials did not provide oral surgery to prevent the
plaintiff’s teeth from hitting each other and breaking or
cracking. 884 F.3d at 539.
Because these circuits each resolved the propriety of the
Bivens claim at step one, they had no reason to discuss the
ARP, which is not typically a step-one special factor in a
Carlson action. But in upholding Carlson actions post-
Ziglar, each of these circuits has adopted a position which
affords virtually no role for the ARP in making a new
context at step one.
IV.
Despite the accusations in Judge Nelson’s dissent, the
majority opinion correctly concluded that Watanabe’s
claims are identical in every meaningful way to the claims
in Carlson. This conclusion is unaffected by the ARP, which
existed when Carlson was decided. Moreover, Ziglar and
Egbert suggest consideration of alternative remedies, in the
ordinary case and within the context of Carlson, only at step
two. Lesser severity, on the other hand, may foreclose a
Bivens action where the claims do not establish a
constitutional violation, but that is not the case here.
The majority opinion is in line with the Fourth, Fifth,
Sixth, and Seventh Circuits in holding that Carlson actions
remain viable. The Supreme Court itself has likewise
declined to undermine the viability of the original Bivens
trio. See, e.g., Ziglar, 582 U.S. at 134; Egbert, 596 U.S. at
502. Even if the reasoning of Ziglar and Egbert undercuts
WATANABE V. DERR 17
Carlson—because of the ARP or any other factor—we
should not rush to effectively overrule Supreme Court
precedent. See Hohn v. United States, 524 U.S. 236, 252-53
(1998) (holding that decisions of the Supreme Court “remain
binding precedent until [it] see[s] fit to reconsider them,
regardless of whether subsequent cases have raised doubts
about their continuing vitality”). Because Carlson actions
remain viable and because the majority opinion is in line
with that decision and other post-Bivens decisions, the court
properly declined to take this case en banc.
R. NELSON, Circuit Judge, joined by CALLAHAN,
M. SMITH, IKUTA, BENNETT, BADE, LEE, BRESS,
BUMATAY, and VANDYKE, Circuit Judges, dissenting
from the denial of rehearing en banc:
In Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 (1971), the Supreme
Court recognized for the first time an implied cause of action
for a constitutional violation by federal officials. The
Supreme Court has not recognized a new Bivens claim in 45
years. To the contrary, Bivens has been all but overruled.
Time and again, the Supreme Court has urged caution in
recognizing Bivens claims for damages against federal
officials. See Egbert v. Boule, 596 U.S. 482, 491 (2022);
Hernandez v. Mesa, 589 U.S. 93, 102 (2020); Ziglar v.
Abbasi, 582 U.S. 120, 139 (2017). Bivens claims are
available only if a plaintiff’s allegations are analogous to one
of three cases in which the Court has acknowledged a Bivens
remedy. See Bivens, 403 U.S. at 389; Davis v. Passman, 442
U.S. 228 (1979); Carlson v. Green, 446 U.S. 14 (1980). If a
plaintiff’s claim is effectively identical to one of these cases,
then a cause of action is available under Bivens. But if there
18 WATANABE V. DERR
is a single meaningful difference between a plaintiff’s claim
and a prior Bivens case, then the claim arises in a “new
Bivens context.” Ziglar, 582 U.S. at 139. At that point, a
court must consider whether it can extend Bivens to
encompass the claim.
Most courts follow the Supreme Court’s directive and
rarely recognize Bivens claims. Until the majority’s
decision, even the Ninth Circuit—which has become famous
for repeatedly ignoring the Supreme Court on Bivens
questions—seemed to get the message. In the last three
years, we have rejected Bivens claims in eight published
opinions (and even more in unpublished dispositions). See,
e.g., Harper v. Nedd, 71 F.4th 1181, 1184 (9th Cir. 2023).
The majority opinion reverts to a sad time in our court’s
bygone history where we breathed life into Bivens—again
and again—even when the Supreme Court told us to stop.
See, e.g., Egbert, 596 U.S. at 486; Minneci v. Pollard, 565
U.S. 118, 122 (2012); Hui v. Castaneda, 559 U.S. 799, 812–
13 (2010); Schweiker v. Chilicky, 487 U.S. 412, 419–20
(1988); Chappell v. Wallace, 462 U.S. 296, 298 (1983); see
also FDIC v. Meyer, 510 U.S. 471, 484 (1994) (“We know
of no Court of Appeals decision, other than the Ninth
Circuit’s below, that has implied a Bivens-type cause of
action directly against a federal agency.”). Add this case to
the infamous list—which should have had its last entry years
ago.
The Bivens analysis requires a two-step inquiry. It’s the
first step—the new context analysis—where most of the
action occurs. The Court’s “understanding of a ‘new
context’ is broad,” Hernandez, 589 U.S. at 102, and the
requirements for identifying a new context are “easily
satisfied,” Ziglar, 582 U.S. at 149. The majority opinion,
against a compelling dissent by Judge M. Smith, turns that
WATANABE V. DERR 19
guidance on its head. It holds that a plaintiff’s access to
alternative remedies, meaning remedies besides money
damages, does not create a new Bivens context. That is true,
the panel majority holds, even when such remedies were not
considered in the Court’s previous Bivens cases. The
majority’s holding is wrong—not only under Supreme Court
precedent, but also our own. What’s more, the majority
recognizes a circuit split, see Statement at 14, diverging from
at least two other circuits which consider the availability of
alternative remedies as part of the new context analysis. The
en banc court should have fixed the majority’s error.
Because we didn’t, the Supreme Court will hopefully resolve
the multiple deep circuit splits over Carlson-related Bivens
actions. See infra, at 32, 35; Collins Dissent at 41, 45. The
majority’s statement underscores the need for Supreme
Court review, recognizing the inter-circuit tension on the
availability of Eighth Amendment claims under Bivens. See
Statement at 14–16. I dissent from our court’s decision to let
this case pass.
I
A
Under 42 U.S.C. § 1983, a plaintiff may seek damages
from a state official who, while acting under color of state
law, violated a federal constitutional right. See Monroe v.
Pape, 365 U.S. 167, 171–87 (1961). Congress has never
enacted an analogous statute for constitutional claims
against federal officials.
Still, in Bivens, the Supreme Court created for the first
time an implied cause of action against federal officials for
unreasonable searches and seizures under the Fourth
Amendment. 403 U.S. at 396–97. Over the next decade, the
Court expanded Bivens to create two more implied damages
20 WATANABE V. DERR
claims. The first, a sex discrimination claim by a former
congressional staffer under the Fifth Amendment’s Due
Process Clause, came in Davis, 442 U.S. at 248–49. Then,
in Carlson, the Court created an Eighth Amendment
inadequate-care claim against federal prison officials who
failed to treat an inmate’s asthma, leading to his death. 446
U.S. at 16 n.1, 17–19.
The Court has since refused to extend Bivens further.
Over time, the Court has “come to appreciate more fully the
tension between judicially created causes of action and the
Constitution’s separation of legislative and judicial power.”
Egbert, 596 U.S. at 491 (internal quotation marks omitted).
Indeed, in the 45 years since Carlson, the Court has declined
to recognize a Bivens claim in 12 cases. See Harper, 71 F.4th
at 1185 (citing Tate v. Harmon, 54 F.4th 839, 843 (4th Cir.
2022)). In the last three, it confirmed that “the heady days
in which the Court assumed common-law powers to create
causes of action” are long gone. Egbert, 596 U.S. at 491
(cleaned up); see also Hernandez, 589 U.S. at 99–101;
Ziglar, 582 U.S. at 138–40. Yet the doctrine narrowly lives
on in theory—though expanding Bivens is “a disfavored
judicial activity.” Egbert, 596 U.S. at 491 (quotation
omitted).
When faced with a proposed Bivens claim, our analysis
boils down to two steps. At step one, we ask whether the
plaintiff’s claim presents “a new Bivens context.” Id. at 492
(quoting Ziglar, 582 U.S. at 139). A context is “new” if the
case is “different in a meaningful way” from the Court’s
three previous Bivens cases. Ziglar, 582 U.S. at 139. To aid
in that inquiry, Ziglar provided a non-exhaustive list of
differences meaningful enough to make a given context new.
Id. at 139–40. For example, “[a] case might differ in a
meaningful way because of the rank of the officers involved;
WATANABE V. DERR 21
the constitutional right at issue; the generality or specificity
of the official action; the extent of judicial guidance as to
how an officer should respond to the problem or emergency
to be confronted; the statutory or other legal mandate under
which the officer was operating; [or] the risk of disruptive
intrusion by the Judiciary into the functioning of other
branches.” Id. A new context also arises with “the presence
of potential special factors that previous Bivens cases”—
Davis, Carlson, and Bivens itself—“did not consider.” Id. at
140.
If a claim arises in a new context, we move to step two.
There, we look for any “‘special factors’ indicating that the
Judiciary is at least arguably less equipped than Congress to
‘weigh the costs and benefits of allowing a damages action
to proceed.’” Egbert, 596 U.S. at 492 (quoting Ziglar, 582
U.S. at 136). Put simply, we ask if there is “reason to pause
before applying Bivens in a new context.” Hernandez, 589
U.S. at 102. If so, “we reject the request.” Id.
Most recently, the Court clarified that the two steps
“often resolve to a single question: whether there is any
reason to think that Congress might be better equipped to
create a damages remedy.” Egbert, 596 U.S. at 492. “[I]f
there is any reason to think that ‘judicial intrusion’ into a
given field might be ‘harmful’ or ‘inappropriate,’” or “even
if there is the ‘potential’ for such consequences, a court
cannot afford a plaintiff a Bivens remedy.” Id. at 496 (first
quoting United States v. Stanley, 483 U.S. 669, 681 (1987);
then quoting Ziglar, 582 U.S. at 140).
B
Kekai Watanabe was a federal inmate at a detention
center in Honolulu, Hawaii. In 2021, he was beaten by rival
gang members with an improvised weapon known as a “lock
22 WATANABE V. DERR
in a sock.” Once order was restored, about 20 inmates—
Watanabe included—were placed in solitary confinement.
Prison officials recorded Watanabe’s “known or visible”
injuries and referred him to sick call, but they did not take
him to the hospital.
Several days later, Watanabe was evaluated by defendant
Francis Nielsen, a nurse at the prison. Medical records
indicate that Watanabe told Nielsen he was experiencing
lower back pain, rating the pain as a “10.” While Watanabe
appeared “irritable” and “distressed,” the results of his
physical examination were mostly “normal.” Nielsen
consulted an on-call provider, entered new medication
orders for an intramuscular injection and over-the-counter
painkillers, encouraged gentle stretching, and told Watanabe
to follow up with sick call. Yet Watanabe alleges that
Nielsen did not offer any treatment and instead told him “to
stop being a cry baby.” Nielsen allegedly declined
Watanabe’s request to go to the hospital.
Watanabe remained in solitary confinement for two
months. He alleges that he submitted multiple requests for
medical attention, most of which were ignored, and that the
attention he did receive “was limited to over the counter pain
medication.” Months later, Watanabe was diagnosed with a
fractured coccyx with bone chips in the surrounding soft
tissue. At that point, prison officials agreed to refer
Watanabe to a specialist.
Soon after, Watanabe sued Nielsen and other BOP
officials, alleging that they violated the Eighth Amendment
through their deliberate indifference to his serious medical
needs. Watanabe sought $3 million in damages and
injunctive relief directing the warden “to follow United
States law regarding the housing of federal inmates.”
WATANABE V. DERR 23
Ultimately, the district court agreed with Nielsen that
Watanabe did not have a valid cause of action under Bivens.
Applying the Supreme Court’s two-step framework, the
district court held that because Watanabe’s claim was
meaningfully different from the Eighth Amendment claim in
Carlson, his claim arose in a new Bivens context.
As part of that analysis, the district court explained that
Watanabe had access to alternative remedies that were not
considered in Carlson—here, the Federal Bureau of Prisons’
Administrative Remedy Program (ARP). See 28 C.F.R.
§ 542.10(a) (“The purpose of the [ARP] is to allow an inmate
to seek formal review of an issue relating to any aspect of
his/her own confinement.”); Corr. Servs. Corp. v. Malesko,
534 U.S. 61, 74 (2001) (the ARP “provides yet another
means through which allegedly unconstitutional actions and
policies can be brought to the attention of [prison officials]
and prevented from recurring”). The availability of
alternative remedies confirmed that Watanabe’s claim arose
in a new Bivens context. The district court then found that
the ARP and other special factors counseled against
extending Bivens to cover Watanabe’s claim.
C
The panel majority reversed, holding that Watanabe’s
claim was in all meaningful respects identical to Carlson.
Watanabe v. Derr, 115 F.4th 1034, 1039 (9th Cir. 2024). The
majority ticked through Ziglar’s new context factors, noting
several similarities to the Eighth Amendment claim alleged
in Carlson. Id. (citing Ziglar, 582 U.S. at 139–40). But
when the majority reached the final Ziglar factors—
including the “presence of potential special factors that
previous Bivens cases did not consider”—it veered off
course. See Ziglar, 582 U.S. at 140.
24 WATANABE V. DERR
First, the majority likened the severity of Watanabe’s
allegations to Carlson, which involved the death of a
chronically asthmatic inmate who was administered contra-
indicated drugs and hooked up to a respirator that medical
personnel knew to be broken. Carlson, 446 U.S. at 16 n.1.
Even if “Watanabe received less deficient care” than the
inmate in Carlson, the majority reasoned, it was “not a
meaningful difference” giving rise to a new Bivens context.
Watanabe, 115 F.4th at 1042.
Second, and more important for our purposes, the
majority held that Watanabe’s access to the ARP “does not
render this case a new context.” Id. According to the
majority, the Supreme Court “clarified” in Egbert that
alternative remedies “can be one ‘special factor,’ to be
considered at the second step of the Bivens analysis,” but not
the first. Id. (emphasis in original) (citing Egbert, 596 U.S.
at 493, 498). All this considered, the majority held that
Watanabe’s claim fell within an existing Bivens context, and
thus “no further analysis [was] required.” Id. at 1043
(quoting Lanuza v. Love, 899 F.3d 1019, 1023 (9th Cir.
2018)).
Judge M. Smith dissented in part. Noting that the
Supreme Court’s “understanding of a ‘new context’ is
broad,” the dissent explained how dissimilarities in the
degree of mistreatment and severity of medical need
distinguished this case from Carlson. Id. at 1045–46
(M. Smith, J., concurring in part and dissenting in part)
(quoting Hernandez, 589 U.S. at 102). For example,
Nielsen’s initial examination of Watanabe mostly revealed
results “within normal limits.” Id. at 1045. Had Nielsen
known of Watanabe’s broken coccyx and still refused to send
him to a hospital, “this case would look closer to Carlson.”
Id. But because Watanabe’s allegations were meaningfully
WATANABE V. DERR 25
different from those in Carlson, Judge M. Smith concluded
that Watanabe’s claim landed outside the preexisting Bivens
framework.1
II
The question is a simple one: May courts consider
alternative remedies at Bivens step one? Supreme Court
precedent, decisions from other circuits, and our own Bivens
case law show that the answer is a straightforward “yes.”
A
Start with the Supreme Court’s decision in Ziglar.
There, the Court considered whether Bivens covered the
plaintiffs’ claim that the warden of a federal prison violated
the Fifth Amendment through his deliberate indifference to
alleged prisoner abuse. 582 U.S. at 146–47. The “first
question” was whether the plaintiffs’ claim “arises in a new
Bivens context.” Id. at 147. The Court noted “significant
parallels” to Carlson. Id. But the Court recognized that a
case can still “present a new context for Bivens
purposes . . . if there are potential special factors that were
not considered in previous Bivens cases.” Id. at 148.
What the Court said next dooms the majority’s
alternative remedies holding. Ziglar concluded that the new
context inquiry was satisfied, in part because the plaintiffs’
claim presented “certain features that were not considered in
the Court’s previous Bivens cases and that might discourage
a court from authorizing a Bivens remedy.” Id. One of those
features was “the existence of alternative remedies.” Id.
(“[T]here might have been alternative remedies available
1
Watanabe conceded that he cannot prevail at Bivens step two. See Oral
Arg. at 6:04–6:10. So the sole issue here was whether Watanabe’s claim
presented a new Bivens context. Cf. Lanuza, 899 F.3d at 1023.
26 WATANABE V. DERR
here, for example, a writ of habeas corpus; an injunction
requiring the warden to bring his prison into compliance
with [federal regulations]; or some other form of equitable
relief.” (internal citations omitted)). The Court noted that
the “differences between [the plaintiffs’] claim and the one
in Carlson are perhaps small, at least in practical terms.” Id.
at 149. But the new context inquiry was still “easily
satisfied” because the differences identified—the
availability of alternative remedies, among others—were
“meaningful ones.” Id. Having identified a new context, the
Supreme Court left it to the lower courts on remand to decide
whether to extend Bivens at step two to encompass the
plaintiffs’ claim.2 Id.
It follows from Ziglar that the majority’s cabining of
alternative remedies to Bivens’ second step cannot be
correct. By pointing to alternative remedies as an indication
of a new Bivens context, Ziglar shows that such remedies are
relevant at both steps of the Bivens analysis, not just the
second.
Under that common-sense approach, Watanabe’s claim
arises in a new Bivens context. Everyone agrees that his case
is closest to Carlson. But Carlson did not consider the ARP.
Why? Because the plaintiff—the administratrix of her
deceased son’s estate—could not herself utilize the ARP as
an alternative remedy against the prison officials alleged to
have unconstitutionally caused her son’s death. See Bureau
of Prisons, Control, Custody, Care, Treatment, and
2
According to the majority, Ziglar’s discussion of alternative remedies
simply previewed how such remedies “might play” in a step two
analysis. Statement at 9 n.2. I would take the Justices at their word:
“[T]he Court declines to perform the [step two] special-factors analysis
itself.” Ziglar, 582 U.S. at 149.
WATANABE V. DERR 27
Instruction of Inmates, 44 Fed. Reg. 62,248, 62,250 (Oct. 29,
1979) (to be codified at 28 C.F.R. pts. 542, 544) (“This
procedure applies to all inmates confined in Bureau of
Prisons institutions . . . .”); see also Fields v. Fed. Bureau of
Prisons, 109 F.4th 264, 274 (4th Cir. 2024) (noting that an
“inmate’s estate could not itself file a grievance through the
ARP process”). Carlson, like Bivens, was a case of
“damages or nothing.” Bivens, 403 U.S. at 410 (Harlan, J.,
concurring in the judgment). Put differently, an alternative
remedy available to Watanabe was unavailable to the
plaintiff in Carlson. If that is not a meaningful difference,
then it’s hard to say what is. See Ziglar, 582 U.S. at 139–40.
Consider too that Carlson did not evaluate alternative
remedies as the Court does now. See Collins Dissent at 42,
45. In Carlson, the Court asked whether there were
“alternative remed[ies] which [Congress] explicitly declared
to be a substitute for recovery directly under the Constitution
and viewed as equally effective,” and it concluded that the
Federal Tort Claims Act did not meet that standard. 446 U.S.
at 18–19 (emphasis in original). Today, we do not consider
whether an alternative remedy is an effective substitute for a
Bivens action. Egbert, 596 U.S. at 498. The analysis is far
simpler: “So long as Congress or the Executive has created
a remedial process that it finds sufficient to secure an
adequate level of deterrence, the courts cannot second-guess
that calibration by superimposing a Bivens remedy.” Id. The
Court’s shift in how it understands alternative remedies is
critical. As Egbert made clear, “a plaintiff cannot justify a
Bivens extension based on ‘parallel circumstances’ with
Bivens, [Davis], or Carlson unless he also satisfies the
‘analytic framework’ prescribed by the last four decades of
intervening case law.” Id. at 501 (quoting Ziglar, 582 U.S.
at 139). Because an alternative remedy was available to
28 WATANABE V. DERR
Watanabe, and because Carlson did not consider such
remedies under the current framework, Watanabe’s case is
meaningfully different from Carlson.
The majority offers two responses in its statement
respecting the denial of rehearing en banc. First, it notes that
an early form of the ARP existed when Carlson was decided
in 1980. We are told that the ARP therefore cannot create a
“new” context. Statement at 5–6. That, of course, is not the
test. Under Egbert, “a new context arises when there are
‘potential special factors that previous Bivens cases did not
consider.’” 596 U.S. at 492 (quoting Ziglar, 528 U.S. at
140) (emphasis added). For reasons explained, Carlson did
not consider the ARP, even though the program existed when
the case was decided.
Second, the majority maintains that the Carlson
plaintiff’s inability to use the ARP is “irrelevant” because
“Congressional or Executive policymaking informs the
appropriateness of a judicial remedy.” Statement at 9–10.
“Whether the alternative remedy affords adequate or
substitute relief to the plaintiff is not relevant,” the majority
says. Statement at 10. I agree with all of that. But not with
what follows: “[T]o the extent that the ARP represents the
Executive’s judgment about how prisoner complaints
concerning their medical care should be addressed . . . the
ARP was as relevant in Carlson as it is in Watanabe.” Id.
The problem for the majority is that Carlson, unlike
Watanabe, did not involve a prisoner complaint about his
medical care. It involved a mother suing on behalf of her
deceased son’s estate. And if the question is whether there
is a single meaningful difference between Carlson and this
case, the fact that the mother in Carlson could not use a
remedy that was available to Watanabe easily meets that bar.
WATANABE V. DERR 29
Putting aside the majority’s belated attempt to justify its
holding, its actual opinion offered little reasoning for
departing from Ziglar and its endorsement of considering
alternative remedies at step one. The majority devoted one
sentence to why it understood alternative remedies as
relevant only at Bivens step two. To hear the majority tell it,
Egbert “clarified” that alternative remedies can be one
special factor “to be considered at the second step of the
Bivens analysis.” Watanabe, 115 F.4th at 1042 (emphasis in
original) (citing Egbert, 596 U.S. at 493, 498). But Egbert
did the opposite. The Court never said that alternative
remedies cannot be considered at Bivens step one. Its entire
step one analysis of the plaintiff’s Fourth Amendment claim
consisted of flagging the Ninth Circuit’s concession that the
claim “presented a new context for Bivens purposes.”
Egbert, 596 U.S. at 494.
While the Egbert Court considered alternative remedies
at step two in declining to extend the plaintiff’s claim to a
new context, nothing about that forecloses consideration of
alternative remedies at step one as well. Just one meaningful
difference is enough to create a new Bivens context. See
Ziglar, 582 U.S. at 139; see also Tate, 54 F.4th at 846 (“The
Supreme Court has instructed not only that ‘new context’
must be understood broadly but also that a new context may
arise if even one distinguishing fact has the potential to
implicate separation-of-powers considerations.” (citing
Egbert, 596 U.S. at 494–96)). So the fact that a case does
not discuss alternative remedies at step one, but does at step
two once a new context has been identified, says nothing
about whether such remedies are excluded from the new
context analysis. The question is whether step one
consideration of alternative remedies is affirmatively
foreclosed. Egbert does not “clarif[y]” that courts must turn
30 WATANABE V. DERR
a blind eye to alternative remedies at any step of the Bivens
analysis.3 Watanabe, 115 F.4th at 1042 (citation omitted).
Indeed, Egbert held that the two steps, while doctrinally
significant, are not theoretically distinct. See Egbert, 596
U.S. at 502 (Gorsuch, J., concurring in the judgment) (noting
that the Court’s decision clarified the relationship between
the first and second steps). Both “steps” are geared towards
answering the same question: “[W]hether there is any reason
to think that Congress might be better equipped to create a
damages remedy.” Id. at 492 (maj. op.). It makes little
sense, then, to say—as the majority’s statement does—that
“special factors” means something different at step one
versus step two. Statement at 7–8; see Hernandez, 589 U.S.
at 124 n.3 (Ginsburg, J., dissenting) (“differences material to
a new-context determination,” including “‘the presence of
potential special factors that previous Bivens cases did not
consider,’” “overlap with the [step two] special-factors
inquiry” (quoting Ziglar, 582 U.S. at 140)). Thus, nothing
supports believing that alternative remedies are somehow
relevant at the second step, but not the first.
Finally, Egbert confirmed the scope of the new context
analysis. The Court has “never offered an ‘exhaustive’
accounting” of what makes a context new. Egbert, 596 U.S.
3
The majority asserted that even if it were to consider alternative
remedies at step one, we have already held that a claim like Watanabe’s
does not present a new Bivens context, even though the prisoner had
access to the ARP. Watanabe, 115 F.4th at 1042 (citing Stanard v. Dy,
88 F.4th 811, 814, 818 (9th Cir. 2023)). But Stanard never elaborated
on whether the ARP points to a new Bivens context, likely because the
defendant never made that argument. See Webster v. Fall, 266 U.S. 507,
511 (1925) (“Questions which merely lurk in the record, neither brought
to the attention of the court nor ruled upon, are not to be considered as
having been so decided as to constitute precedents.”).
WATANABE V. DERR 31
at 492–93 (citation omitted). And it has not once suggested
that certain factors are off limits. That is “because no court
could forecast every factor that might counsel hesitation.”
Id. at 493 (cleaned up). And in at least some cases,
“uncertainty alone is a special factor that forecloses relief.”
Id. Far from constricting step one, Egbert underscores its
breadth.
The majority did violence to these principles. It first
violated a core tenet of the Bivens analysis, concluding that
because “Watanabe alleges he suffered deliberate medical
indifference while incarcerated, in violation of the Eighth
Amendment’s proscription against cruel and unusual
punishment,” and because “Carlson dealt with the exact
same issue,” the “district court thus erred in dismissing
Watanabe’s Eighth Amendment claim.” Watanabe, 115
F.4th at 1036. The Supreme Court forbids framing the new
context question in this way. “A claim may arise in a new
context even if it is based on the same constitutional
provision as a claim in a case in which a damages remedy
was previously recognized.” Hernandez, 589 U.S. at 103;
see also Tun-Cos v. Perrotte, 922 F.3d 514, 524 (4th Cir.
2019) (“Arguing at so general a level . . . ignores the
language of [Ziglar] . . . .”). Courts cannot identify a
preexisting Bivens context by simply pointing to the Eighth
Amendment and noting that Carlson dealt with the same
type of claim.
Instead, courts must look for meaningful differences
between a proposed Bivens claim and the Court’s previous
Bivens cases. See, e.g., Ziglar, 582 U.S. at 139–40, 149. The
majority did the opposite. It latched onto superficial
similarities, downplaying the availability of alternative
remedies and several other relevant distinctions. For
instance, the majority concluded that differences in severity
32 WATANABE V. DERR
between Watanabe’s claim and the claim in Carlson were
irrelevant to the cognizability of a Bivens remedy.
Watanabe, 115 F.4th at 1041–42. The Supreme Court,
however, has suggested otherwise. See Ziglar, 582 U.S. at
147 (“[T]he allegations of injury here are just as compelling
as those at issue in Carlson.”).
So have other circuits. The First Circuit recently
affirmed the dismissal of an Eighth Amendment claim under
Bivens, largely because the alleged mistreatment was
meaningfully less severe than the mistreatment in Carlson.
In Waltermeyer v. Hazlewood, a federal inmate alleged that
he received inadequate medical treatment when a prison
doctor declined his request for surgery to address chronic
knee pain. 136 F.4th 361, 364–65 (1st Cir. 2025). Having
been advised by an outside specialist who recommended
deferring surgery, the doctor instead provided non-surgical
treatments, including cortisone injections and pain
medication. Id.
The First Circuit held that the plaintiff’s allegations were
meaningfully different from Carlson. Id. at 366–67. Unlike
in Carlson, where “several of the treatments administered
were medically contraindicated,” the plaintiff received
treatment consistent with doctors’ recommendations. Id.
The court also reasoned that the plaintiff had not alleged
“gross inadequacy of medical care,” nor did his claim
involve a “wrongful death-like action” as in Carlson. Id.
These relative differences in severity created a new Bivens
context.
The allegations in Waltermeyer are close to the
allegations in Watanabe. Nielsen also consulted another
medical provider before giving Watanabe an intramuscular
injection and over-the-counter painkillers. And as in
WATANABE V. DERR 33
Waltermeyer, there is no evidence that Watanabe was given
contraindicated treatment like the inmate in Carlson. If
these differences were enough to create a new context in
Waltermeyer, they are enough to create a new context here.
The First Circuit also rejected the argument—pressed by
the Watanabe majority and the Waltermeyer dissent—that
severity is a merits question with no effect on the availability
of a Bivens cause of action. See Statement at 12–13;
Waltermeyer, 136 F.4th at 371 (Breyer, J., dissenting).4 The
court distinguished the Seventh Circuit’s decision in Brooks
v. Richardson, 131 F.4th 613 (7th Cir. 2025), on which the
Watanabe majority relies. The First Circuit majority
explained that Brooks involved a total failure to treat a life-
threatening medical condition, while the plaintiff in
Waltermeyer was given some treatment for his condition.
136 F.4th at 367 n.4. So too here.
Yet the Watanabe majority doubles down, proclaiming
that Waltermeyer proves its point. Statement at 13. The
majority recognizes that the First Circuit “found a new
context because of the lesser severity of the alleged
misconduct.” Id. But according to the majority, the First
Circuit “observed that the alleged conduct was so minor that
it did not constitute a violation of the Eighth Amendment at
all.”5 Id. Waltermeyer, the majority asserts, thus “stands for
the proposition that allegations that do not establish a
constitutional violation are not actionable under Bivens.” Id.
4
Justice Breyer sat by designation on the First Circuit panel.
5
The First Circuit said nothing about whether the plaintiff alleged an
Eighth Amendment violation on the merits. Cf. Waltermeyer, 136 F.4th
at 368 (“Recognizing a judicially created cause of action based on
Waltermeyer’s allegations conflicts with the Court’s [Bivens]
directive[s] . . . .”).
34 WATANABE V. DERR
The explanation makes no sense. In the same breath, the
majority argues that severity “merely inform[s] the merits of
the constitutional violation,” while suggesting that
allegations falling short of a substantive Eighth Amendment
violation are not viable under Bivens. Statement at 5, 13.
That is the exact reasoning the majority purports to reject:
collapsing the merits into whether a Bivens cause of action
exists. See Statement at 12–14 & n.4. The majority’s
contradiction is a concession that severity bears on the
cognizability of a Bivens remedy.
The First Circuit’s analysis tracks the views of other
circuits that consider severity as part of the new context
analysis. In Johnson v. Terry, the Eleventh Circuit found “a
new context under the first-stage inquiry” because “[t]he
severity, type, and treatment of [the plaintiff’s] injuries were
different from those of the plaintiff in Carlson.” 119 F.4th
840, 859 (11th Cir. 2024). And in Rowland v. Matevousian,
the Tenth Circuit pointed to the lack of allegations that prison
officials “act[ed] contrary to the doctor’s recommendations,”
gave “‘contra-indicated drugs,’” or used medical equipment
“‘known to be inoperative’” as meaningful differences from
Carlson giving rise to a new Bivens context. 121 F.4th 1237,
1243 (10th Cir. 2024) (quoting Carlson, 446 U.S. at 16 n.1).
These decisions reject the majority’s conclusion that
“receiv[ing] less deficient care than the inmate in
Carlson . . . is not a meaningful difference.” Watanabe, 115
F.4th at 1041–42 (quoting Stanard, 88 F.4th at 817).
In sum, the majority focused on a handful of factual
similarities, glossing over the meaningful differences
between this case and Carlson. And it did so in violation of
the Supreme Court’s clear instructions. The en banc court
should have intervened to correct these fundamental errors.
WATANABE V. DERR 35
B
The majority’s alternative remedies holding also
underscores a circuit split. At least two other circuits have
held that the availability of alternative remedies—
specifically the ARP—creates a new Bivens context. In
Johnson, the Eleventh Circuit identified a new context in
part because, “[a]s the [Supreme] Court found in Ziglar,”
Carlson “did not consider whether there were alternative
remedies under the current alternative remedy analysis.”
119 F.4th at 858 (citing Ziglar, 582 U.S. at 148). Because
the plaintiff in Johnson could pursue an alternative remedy
through the ARP, and “because the Carlson Court did not
consider the existence of such remedies under the Supreme
Court’s current analytical framework,” the Eleventh Circuit
concluded that the plaintiff’s claim arose in a new Bivens
context. Id. at 858–59. The Eleventh Circuit got it right.
So did the Third Circuit. Kalu v. Spaulding rejected
a prisoner’s attempt to extend Bivens to cover his claim that
a prison guard violated his Eighth Amendment rights by
sexually assaulting him several times. 113 F.4th 311, 327
(3d Cir. 2024). The prisoner’s claim “present[ed] ‘features
that were not considered’ by the Supreme Court when
deciding Carlson.” Id. (quoting Ziglar, 582 U.S. at 148).
Carlson bore “little resemblance” to the prisoner’s case,
because Carlson never considered the ARP, which “provides
inmates with an alternative avenue for relief.” Id. at 328.
The Third Circuit concluded that the ARP, as a “feature[] that
[was] not considered” in Carlson, presented an additional
reason to conclude that the prisoner’s claim arose in a new
context. Id. (quoting Ziglar, 582 U.S. at 148).
Still more circuits recognize that special factors—like
alternative remedies—“play a part in both steps of the
36 WATANABE V. DERR
[Bivens] inquiry.” Sargeant v. Barfield, 87 F.4th 358, 366
(7th Cir. 2023); see also id. (“At the first step, we ask
whether the claim arises in a new context . . . while
searching for special factors that earlier Bivens cases did not
consider and giving special solicitude to . . . separation-of-
powers concerns.” (cleaned up)). That makes sense given
the “overlap between the factors courts are to consider when
determining whether a purported Bivens claim arose out of a
‘new context’ and whether special factors counsel hesitation
for any extension of Bivens.” Bulger v. Hurwitz, 62 F.4th
127, 140 (4th Cir. 2023) (citing Egbert, 596 U.S. at 491–92);
see Hernandez, 589 U.S. at 124 n.3 (Ginsburg, J., dissenting)
(same). Those cases are right. It makes little sense to limit
certain kinds of “special factors” to Bivens step two, when
the Supreme Court has been clear that a new context arises
“when there are ‘potential special factors that previous
Bivens cases did not consider.’” Egbert, 596 U.S. at 492
(quoting Ziglar, 582 U.S. at 140).
It should come as no surprise that other circuits consider
alternative remedies as part of the new context inquiry. The
Supreme Court does. See Ziglar, 582 U.S. at 147–49; see
also Snowden v. Henning, 72 F.4th 237, 242 (7th Cir. 2023)
(“The [Supreme] Court held [in Ziglar] that the case
represented an extension of Bivens to a new context”
because “alternative remedies might have been available.”).
And the Court continues to emphasize that special factors—
which include alternative remedies—are a necessary
consideration at Bivens step one. See Egbert, 596 U.S. at
492. The majority ignored that guidance and held that
alternative remedies are only considered at step two. That
was a mistake.
The majority’s statement shifts the discussion to
friendlier territory, citing cases from other circuits—some
WATANABE V. DERR 37
unpublished—that upheld Carlson-like claims. See
Statement at 14–16. No one can dispute that courts have
approved such claims, even after the Supreme Court’s
decisions in Ziglar and Egbert.6 See, e.g., Brooks, 131 F.4th
at 615. After all, the Supreme Court has never expressly
overruled Carlson, leaving some narrow, undefined area in
which it may support a Bivens remedy. As Judge Collins
explains, this case is an opportunity for the Court to clarify
what, if anything, remains of Carlson under the current
Bivens framework. Collins Dissent at 41, 45. And as the
majority’s statement only highlights, there are multiple
entrenched Carlson-related circuit splits that deserve the
Court’s attention.
But I want to be clear. Considering alternative
remedies—specifically the ARP—as part of the new context
analysis does not “effectively overrule” Carlson. Statement
at 17. Taking the Supreme Court at its word, Carlson can
still support a Bivens claim on its facts: a wrongful death case
where the remedy is “damages or nothing.” Bivens, 403 U.S.
at 410 (Harlan, J., concurring in the judgment); see
Waltermeyer, 136 F.4th at 367 (new context where the claim
“does not involve a wrongful death-like action”). But when
a plaintiff can use the ARP—an option not considered in
6
The majority relies on cases from the Sixth Circuit, which has
“questioned the [ARP’s] adequacy as a Bivens alternative.” Callahan v.
Fed. Bureau of Prisons, 965 F.3d 520, 525 (6th Cir. 2020); see
Koprowski v. Baker, 822 F.3d 248, 256–57 (6th Cir. 2016) (“[T]he ARP
does not displace a Bivens remedy because it is not an effective substitute
for a money-damages action.”). Those cases predate Egbert, which
made clear that the Bivens analysis does not concern itself with the
adequacy or effectiveness of an alternative remedy. 596 U.S. at 497–98.
But even the Sixth Circuit’s cases—wrong as they are—do not hold that
alternative remedies can be considered only at Bivens step two.
38 WATANABE V. DERR
Carlson—Supreme Court precedent dictates that a Bivens
cause of action is unavailable. That should come as no
surprise, considering the Court has not approved an Eighth
Amendment Bivens claim in the 45 years since Carlson. If
one thing is clear about the Court’s view of Bivens, it is that
we should think twice before extending this “dubious
authority” beyond its original facts. See Garza v. Idaho, 586
U.S. 232, 264 (2019) (Thomas, J., dissenting); see also
Egbert, 596 U.S. at 502 (“[I]f we were called to decide
Bivens today, we would decline to discover any implied
causes of action in the Constitution.”). The majority would
have been wise to heed this guidance.
C
The majority also defied our circuit precedent. Two
years ago, we held that where a “case involves an alternative
remedial structure, [it] exists in a novel context outside the
preexisting Bivens framework.” Harper, 71 F.4th at 1187.
David Harper, a former ranger with the Bureau of Land
Management (BLM), challenged adverse employment
actions taken against him by the Department of the Interior
(DOI) and BLM officials. Id. at 1183. He alleged that the
officials violated his Fifth Amendment right to due process
and sought damages under Bivens. Id. at 1184. A key
concern was whether Harper’s claim was meaningfully
different from Davis, the due process case where the
Supreme Court recognized a Bivens cause of action for sex
discrimination against a former congressional staffer. Id. at
1185, 1187; see Davis, 442 U.S. at 248–49.
Applying the two steps, we held that Harper’s claim
arose in a “meaningfully different context than past Bivens
cases.” 71 F.4th at 1186. We reached that conclusion in part
because Harper, unlike the plaintiff in Davis, could pursue
WATANABE V. DERR 39
alternative remedies. Id. at 1187. The Civil Service Reform
Act of 1978 (CSRA) created procedures by which federal
employees like Harper may challenge adverse employment
actions. Id. Those actions can typically be appealed to the
Merit Systems Protection Board (MSPB), with federal
judicial review as another backstop. Id. (citing 5 U.S.C.
§§ 7512, 7513(d), 7703(b)(1)). And should an employment
action fall outside of MSPB jurisdiction, then an employee
can capitalize on DOI’s “own internal grievance
procedures.” Id. Much of Harper’s new context holding
relied on these alternative remedies. And we said so:
“Because this case involves an alternative remedial
structure, this case exists in a novel context outside the
preexisting Bivens framework.” Id.
If you look for this language in Watanabe, you will not
find it. There is no reference to Harper at all. The majority
shunned Harper and its alternative remedies holding, even
though the case was cited in Watanabe’s reply brief and in
Judge M. Smith’s dissent. Indeed, the majority’s statement
is the first time it has said anything about Harper.
Apparently, Harper was right to consider alternative
remedies at step one because the CSRA was “inextricable”
from the alleged constitutional violation. Statement at 11.
Alternative remedies, according to the majority’s overdue
reading of Harper, can be a step one consideration if they
are “part and parcel” with the alleged violation. Id. at 12.
Harper says nothing of the majority’s narrow rule—that
alternative remedies come in at step one only if they are
“inextricable from the alleged constitutional violation.” Id.;
see Harper, 71 F.4th at 1187. Nor does the majority identify
a single case supporting its post-hoc rationalization for
ignoring circuit precedent.
40 WATANABE V. DERR
Instead, the majority struck out on its own, deriving its
one-of-a-kind rule from Egbert that alternative remedies are
considered only “at the second step of the Bivens analysis.”
Watanabe, 115 F.4th at 1042 (emphasis in original). The
majority’s holding has no basis in our precedent—or that of
any other court. Our intra-circuit conflict should have been
corrected en banc. See Collins Dissent at 40–41.
III
The majority ignored the Supreme Court’s “barely
implicit” instruction: new Bivens claims are fated to fail.
Egbert, 596 U.S. at 504 (Gorsuch, J., concurring in the
judgment). But it went even further and fueled a circuit split,
while closing its eyes to our contrary precedent. I dissent.
COLLINS, Circuit Judge, dissenting from the denial of
rehearing en banc:
I agree with Judge Nelson that we should have taken this
case en banc. As he notes, there is internal confusion within
our caselaw over the role of alternative remedies in
determining whether a damages claim is available under
Bivens v. Six Unknown Named Agents of Federal Bureau of
Narcotics, 403 U.S. 388 (1971). See R. Nelson Dissent at
38–40 (discussing Harper v. Nedd, 71 F.4th 1181 (9th Cir.
2023)). Moreover, with respect to the role of alternative
remedies in the Bivens analysis, the panel here persisted in
applying a relatively rigid “two step” Bivens analysis (under
which it confined consideration of such remedies to step
two), and it did so even though the Supreme Court’s most
recent Bivens case squarely held that “those steps often
resolve to a single question: whether there is any reason to
think that Congress might be better equipped to create a
WATANABE V. DERR 41
damages remedy.” Egbert v. Boule, 596 U.S. 482, 492
(2022); see also id. at 502–03 (Gorsuch, J., concurring in the
judgment) (noting that the Court “recognizes that [its] two-
step inquiry really boils down to a ‘single question’”). These
considerations, in my view, were sufficient to warrant en
banc rehearing, which would have allowed us to clarify our
Bivens precedent in a way that is more faithful to the
Supreme Court’s caselaw.
I concede, however, that there is a limit to how much
clarity we would ultimately have been able to provide, even
sitting en banc. That is because, it seems to me, there is a
substantial degree of internal doctrinal tension within the
Supreme Court’s current Bivens caselaw, and that tension
appears to be particularly pronounced in the context of the
sort of Eighth Amendment inadequate-prisoner-medical-
care claim at issue here. Perhaps this case may provide a
suitable opportunity for the Court to provide a greater degree
of clarity than we could ever have done in this area.
The primary difficulty here arises from the considerable
tension between the Supreme Court’s never-explicitly-
overruled decision in Carlson v. Green, 446 U.S. 14 (1980),
and nearly everything else the Court has said about the scope
of Bivens over the last many years. In Carlson, the Court
recognized an implied damages remedy against federal
officials for a claim asserted by a prisoner’s estate alleging
that, in violation of the Eighth Amendment, the defendant
officials provided the prisoner with inadequate medical care
that reflected their “deliberate[] indifferen[ce] to [his]
serious medical needs.” Id. at 16 & n.1. However,
essentially all of the reasoning on which the decision in
Carlson rested has been explicitly repudiated in subsequent
Supreme Court decisions, and, in addition, those decisions
have created significant uncertainty as to the proper scope of
42 WATANABE V. DERR
what remains of an Eighth Amendment damages remedy
under Carlson.
In considering whether to recognize the Eighth
Amendment Bivens action asserted in Carlson, the Court
started from the broadly framed premise that “Bivens
established that the victims of a constitutional violation by a
federal agent have a right to recover damages against the
official in federal court despite the absence of any statute
conferring such a right.” Carlson, 446 U.S. at 18. The Court
stated, however, that this general rule could be “defeated” in
either of “two situations”: (1) “when defendants demonstrate
‘special factors counselling hesitation in the absence of
affirmative action by Congress’”; or (2) “when defendants
show that Congress has provided an alternative remedy
which it explicitly declared to be a substitute for recovery
directly under the Constitution and viewed as equally
effective.” Id. at 18–19 (citation omitted).
This analysis bears no resemblance to the current general
standards governing Bivens causes of action. In contrast to
Carlson’s starting rule that a Bivens cause of action
presumptively exists against federal officials for
constitutional violations (subject to two exceptions), the
Court’s current Bivens caselaw starts from the opposite
presumption. As the Court stated in its most recent Bivens
case, “recognizing a cause of action under Bivens is a
disfavored judicial activity,” because, “[a]t bottom, creating
a cause of action is a legislative endeavor.” Egbert, 596 U.S.
at 491 (emphasis added) (simplified). The Court has also
expressly rejected Carlson’s statement that a Bivens remedy
is foreclosed by an “alternative remedy” only if Congress
has “explicitly declared [it] to be a substitute” for that
remedy. Id. at 501 (quoting Carlson, 446 U.S. at 18–19).
Indeed, the Court has “indicated that if [it] were called to
WATANABE V. DERR 43
decide Bivens today, [it] would decline to discover any
implied causes of action in the Constitution.” Id. at 502
(emphasis added). Put simply, both the reasoning and the
result in Carlson are inconsistent with the “analytic
framework” the Court has “prescribed” over “the last four
decades of intervening case law.” Id. at 501 (simplified).
The Supreme Court has stated, however, that “[i]f a
precedent of th[e] Court has direct application in a case, yet
appears to rest on reasons rejected in some other line of
decisions, the Court of Appeals should follow the case which
directly controls, leaving to th[e] Court the prerogative of
overruling its own decisions.” Rodriguez de Quijas v.
Shearson/Am. Express, Inc., 490 U.S. 477, 484 (1989). But
the challenge in this context is trying to ascertain when it can
be said that Carlson “has direct application in a case.”
In that regard, it is not enough that a prisoner asserts a
claim of inadequate medical care under the Eighth
Amendment, because the Court has made clear that the scope
of a previously recognized Bivens remedy cannot be
described with that measure of categorical breadth. See
Hernandez v. Mesa, 589 U.S. 93, 103 (2020) (“A claim may
arise in a new context even if it is based on the same
constitutional provision as a claim in a case in which a
damages remedy was previously recognized.”). Thus,
although Bivens itself involved several alleged Fourth
Amendment violations, including one for use of excessive
force, see 403 U.S. at 389, the Court has twice rejected
particular Bivens Fourth Amendment excessive force claims
that it deemed to arise in different contexts from Bivens. See
Egbert, 596 U.S. at 494–98 (declining to recognize a Bivens
Fourth Amendment excessive force claim due to the
“national security” concerns presented by the case and the
availability of alternative remedies); Hernandez, 589 U.S. at
44 WATANABE V. DERR
103–13 (same, due to foreign affairs concerns, national
security concerns, and “what Congress has done in statutes
addressing related matters”). And, with respect to Carlson
itself, the Court declined to recognize an implied damages
action for an Eighth Amendment deliberate-indifference
claim against a corporation managing a halfway house under
federal contract, because the corporate liability context
presented different considerations and because there were a
variety of alternative “effective remedies.” See Correctional
Servs. Corp. v. Malesko, 534 U.S. 61, 70–74 (2001); see also
Ziglar v. Abbasi, 582 U.S. 120, 138–39 (2017) (noting that,
in Malesko, “the right at issue” and the “mechanism of
injury” were the same as in Carlson, but that the Malesko
Court nonetheless declined to allow the Bivens claim to
proceed).
But if it is not enough that, like Carlson, this case
involves an Eighth Amendment deliberate-indifference
claim of inadequate medical treatment, when exactly does
Carlson have “direct application in a case,” such that we
must apply Carlson, notwithstanding the wholesale
evisceration of Carlson’s reasoning in the Court’s
subsequent caselaw? The Court has told us that Carlson
does not apply if there is a “meaningful” difference between
the context of Carlson and the claim at hand. See Ziglar,
582 U.S. at 139–40. A meaningful difference is present,
inter alia, “if there are potential special factors that were not
considered in previous Bivens cases,” and such special
factors (which have not been exhaustively defined) include
“the existence of alternative remedies.” Id. at 148. But if
we apply this test faithfully, it is hard to see what is left of
Carlson’s damages action. Carlson considered one
alternative remedy (the Federal Tort Claims Act), but it
considered that remedy’s significance for a Bivens action
WATANABE V. DERR 45
under standards the Court has since rejected, and it failed to
consider many other alternative remedies that the Court has
since stated may create a special context that would preclude
a Bivens claim. The fact that Carlson did not consider these
other alternative remedies would seem to present a new
context that defeats a Bivens claim, but if that contention is
taken to its logical conclusion, it would hollow out Carlson
to such a degree that there would be little, if anything, left to
it.
We are thus presented with a situation in which the
Supreme Court has rejected all of the premises on which
Carlson was based; it has instructed us that the contours of
what remains of Carlson’s cause of action are to be
evaluated under the Court’s current standards; and those
standards, if faithfully applied, would seemingly finish off
Carlson entirely. Against this backdrop, trying to discern
when the largely gutted decision in Carlson has “direct
application in a case,” and remains controlling under
Rodriguez de Quijas, 490 U.S. at 484, is a challenging
endeavor. Perhaps this case will provide an opportunity for
the Court to provide some greater clarity as to what, if
anything, is left of Carlson.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
02ROBL, Mr.; NIELSEN, Nurse; KWON, Dr., ORDER Defendants-Appellees.
03Order; Statement by Judges Paez and Koh; Dissent by Judge R.
04DERR SUMMARY* Prisoner Civil Rights The panel denied a petition for panel rehearing and a petition for rehearing en banc in a case in which the panel reversed the district court’s dismissal of a Bivens action brought by federal inmate Kekai
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
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This case was decided on June 5, 2025.
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