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No. 10771070
United States Court of Appeals for the Ninth Circuit
Gonzalez v. City of Phoenix
No. 10771070 · Decided January 8, 2026
No. 10771070·Ninth Circuit · 2026·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
January 8, 2026
Citation
No. 10771070
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
LAURA GONZALEZ, individually No. 24-2510
and on behalf of the statutory
D.C. No.
beneficiaries of Ramon Timothy
2:21-cv-01340-
Lopez, and in her capacity as the
MTL-DMF
Personal Representative of the estate
of Ramon Timothy Lopez,
Plaintiff - Appellee, OPINION
v.
CITY OF PHOENIX, a municipality;
BOBBI COZAD; OSCAR
JIMENEZ; BRETT
LINGENFELTER; ALONSO
LOPEZ; ROSZELL MOSLEY;
TODD STEVENS; ANDREW
WILLIAMS,
Defendants - Appellants.
Appeal from the United States District Court
for the District of Arizona
Michael T. Liburdi, District Judge, Presiding
Argued and Submitted May 12, 2025
Phoenix, Arizona
2 GONZALEZ V. CITY OF PHOENIX
Filed January 8, 2026
Before: Johnnie B. Rawlinson, Patrick J. Bumatay, and
Gabriel P. Sanchez, Circuit Judges.
Opinion by Judge Sanchez;
Partial Concurrence and Partial Dissent by Judge Bumatay
SUMMARY *
Excessive Force
The panel affirmed the district court’s denial of qualified
immunity to Phoenix Police Department officers in a suit
alleging that after apprehending decedent Timothy Lopez
following a foot chase, the officers used excessive force by
applying a RIPP hobble restraint that bent Lopez’s body
upward into a hogtied position while he lay face down in a
police vehicle, during which he became unresponsive, and
was later pronounced dead.
The panel first held that the officers’ actions of placing
and transporting Lopez in a RIPP constituted a seizure for
Fourth Amendment purposes. The panel next held that
viewing the evidence in the light most favorable to plaintiff,
Lopez’s mother, a jury could determine that the officers’ use
of force was unreasonable because the RIPP restraint exerted
significant pressure on Lopez’s chest, restricting his ability
to breathe and unnecessarily creating a substantial risk of
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
GONZALEZ V. CITY OF PHOENIX 3
death or serious bodily injury. Furthermore, the law from
this circuit has long established that in a situation in which
an arrestee surrenders and is rendered helpless, any
reasonable officer would know that a continued use of force
or a refusal without cause to alleviate its harmful effects
constitutes excessive force. Accordingly, the panel affirmed
the district court and remanded for further proceedings.
Concurring in the judgment in part and dissenting in part,
Judge Bumatay wrote that though the initial use of the RIPP
restraint was reasonable, he agreed with the majority that the
officers who left Lopez prone on his stomach while
effectively hogtied in the back of the police vehicle were not
entitled to qualified immunity. However, he would have
granted qualified immunity to Officers Lopez and Cozad
because no case clearly establishes that merely driving a car
a short distance with an improperly restrained suspect
violates the Constitution. This action—transporting a
suspect—is very different from the actions of officers who
actively continued to use what allegedly amounted to deadly
force on Lopez.
COUNSEL
Jesse M. Showalter (argued) and Joel B. Robbins, Robbins
Curtin Millea & Showalter LLC, Phoenix, Arizona, for
Plaintiff-Appellee.
Ashley E. Caballero-Daltrey (argued) and John T.
Masterson, Jones Skelton & Hochuli PLC, Phoenix,
Arizona; for Defendants-Appellants.
4 GONZALEZ V. CITY OF PHOENIX
OPINION
SANCHEZ, Circuit Judge:
After pursuing and apprehending Ramon Timothy Lopez
in a foot chase, officers of the Phoenix Police Department
applied a “RIPP” restraint connecting Lopez’s ankle
restraint to his handcuffed wrists and causing Lopez’s body
to bend upward in a hogtied position. Lopez grunted and
gasped as he lay on his chest and then became limp. He was
carried to a patrol vehicle and laid face down across the back
seat with the RIPP restraint still in place. After officers
drove Lopez to a nearby parking lot, they found him
unresponsive. He was transported to a hospital and
pronounced dead. Lopez’s mother, Plaintiff Laura
Gonzalez, sued the City of Phoenix and several of the
officers alleging excessive force and related federal and state
law claims. Defendants now appeal the district court’s
partial denial of their motion for summary judgment.
In this interlocutory appeal, we address a narrow
question: whether defendants are entitled to qualified
immunity from Plaintiff’s claim that the officers used
excessive force by placing and transporting Lopez in a
hogtied and prone position after he no longer posed a risk of
flight or a threat to officer safety. Viewing the evidence in
the light most favorable to Plaintiff, a jury could determine
that the officers’ use of force was unreasonable because the
RIPP restraint exerted significant pressure on Lopez’s chest,
restricting his ability to breathe and unnecessarily creating a
substantial risk of death or serious bodily injury.
Furthermore, law from our circuit has long established that
“[i]n a situation in which an arrestee surrenders and is
rendered helpless, any reasonable officer would know that a
GONZALEZ V. CITY OF PHOENIX 5
continued use of force or a refusal without cause to alleviate
its harmful effects constitutes excessive force.” Drummond
v. City of Anaheim, 343 F.3d 1052, 1062 (9th Cir. 2003)
(quoting LaLonde v. Cnty. of Riverside, 204 F.3d 947, 961
(9th Cir. 2000)) (cleaned up). Accordingly, we affirm the
district court and remand for further proceedings.
I.
A.
On August 4, 2020, the Phoenix Police Department
(“Phoenix PD”) received a report of a man acting erratically.
Phoenix Police Officers Todd Stevens, Andrew Williams,
and Roszell Mosley arrived on the scene. They watched
Lopez remove a wallet from his pocket, empty its contents,
and discard the wallet. Lopez appeared “spooked” and
“paranoid” as he bounced from car to car, ran into a wall,
and fell down. Based on his behavior, the officers suspected
that Lopez was high on methamphetamine.
Officer Stevens approached Lopez by a liquor store
entrance, and Lopez ran out of the store. Officer Stevens
gave chase and ordered Lopez to stop. Lopez ignored the
command and ran onto a busy street with ongoing traffic.
Officer Stevens followed Lopez and pulled him down.
Officers Williams and Mosley arrived moments later. They
grabbed Lopez’s arms and wrists as Officer Stevens called
for backup and ordered Lopez to roll onto his stomach.
Lopez struggled to free himself from the officers’ grasp by
pulling his arms and kicking his legs up. Pressed to the
ground, Lopez appeared distressed, disoriented, and out of
breath. He grunted and cried out several times. Officer
Mosley observed, “I think his left arm’s broken.” At the
time Lopez was detained, the ambient air temperature in
6 GONZALEZ V. CITY OF PHOENIX
Phoenix was 101 degrees and the temperature of the asphalt
was approximately 145 degrees.
After a minute of struggle, the officers rolled Lopez onto
his stomach. They pressed him face down and placed
handcuffs on his wrists. Officer Stevens held Lopez’s left
shoulder or upper arm and lifted it off the ground, Officer
Williams held Lopez’s ankles, and Officer Mosley pressed
his knee to Lopez’s back. Lopez told the officers, “You guys
are killing me.” Lopez continued to cry out and grunt but
stopped struggling. The officers held Lopez in a prone
position for nearly three minutes. More officers arrived in
response to the call for backup. Officers Alonso Lopez,
Bobbi Cozad, Oscar Jimenez, and Brett Lingenfelter parked
their patrol vehicles to block the street traffic. Officer
Jimenez then applied a RIPP restraint on Lopez.
A RIPP restraint is a type of hobble restraint meant to
temporarily secure combative or violent subjects to prevent
injury to the subject or officers and to minimize the
opportunity for escape. A RIPP restraint consists of a nylon
loop with a metal fastener or cinch on one end, a long strap
extending from the loop, and a brass hook or latch at the end
of the strap to connect to a subject’s handcuffs. Phoenix PD
are trained to apply a RIPP restraint by securing the RIPP
restraint around the subject’s ankles, extending the strap
upward from the ankle restraint, and attaching the hook to
the subject’s handcuffs. Officers are trained to never shorten
the RIPP restraint by looping the strap through the subject’s
handcuffs and fastening the hook to the subject’s ankle
restraint. Doing so lifts the suspect’s legs in the air and
upward toward the wrists and impedes the suspect’s ability
to breathe. Phoenix PD are also trained to leave sufficient
length on the RIPP restraint strap so that officers can raise
the suspect onto his feet to enable transport.
GONZALEZ V. CITY OF PHOENIX 7
According to Plaintiff, the officers’ application of the
RIPP restraint on Lopez deviated from department training
and policy and effectively hogtied Lopez. Officer Jimenez
shortened the RIPP restraint by looping it through Lopez’s
handcuffs and attaching the hook to Lopez’s ankle strap. In
doing so, the shortened RIPP restraint bent Lopez’s arms
back and lifted his legs up so that his ankles were lifted off
the ground and pulled toward his wrists. Once bound, Lopez
did not move. Officer Mosley continued to press his knee
on Lopez’s back for fifty-five seconds. Lopez remained
hogtied and face down against the pavement for nearly one
minute.
In that position, Lopez’s condition appeared to worsen.
Officer Cozad later testified that Lopez was grunting, his
skin tone appeared abnormal, and he “obviously needed
medical attention.” Lopez soon stopped making noises, and
as multiple officers observed, his body went limp. Officer
Williams radioed the Fire Department for medical
assistance. Officer Mosley lifted his knee from Lopez’s
back. By this point, nearly six minutes had elapsed since the
officers first held Lopez down on the asphalt. The officers
tried to pull Lopez up, as Officer Mosley told him to “sit up”
and “relax”––but Lopez did not respond. The officers did
not, however, adjust his RIPP restraint.
Officers Mosley, Stevens, and Jimenez lifted Lopez’s
body by his arms and legs and carried him to a nearby police
vehicle. They placed Lopez face down in the back seat, with
his chest outstretched and his legs still bent up, secured by
the RIPP restraint and handcuffs. A fourth officer, Officer
Lingenfelter, moved to the other side of the vehicle and
helped pull Lopez across the back seat. Lopez’s torso rested
atop a hard plastic hump dividing the seats. Officer
8 GONZALEZ V. CITY OF PHOENIX
Lingenfelter pushed Lopez’s shoulders into the vehicle and
shut the car door.
Officers Cozad and Lopez drove Lopez to a nearby
parking lot. The drive lasted two minutes. Neither officer
turned to observe Lopez or check on his condition during the
drive. Lopez continued to lay face down in the back seat
with his ankles bound to his wrists and his legs lifted upward.
Once they reached the parking lot, Officers Cozad and Lopez
removed Lopez from the vehicle and discovered that he was
unresponsive. They removed the RIPP restraint and sat him
up. The officers rested Lopez against the car door, poured
water over his head, and rubbed his sternum. But they
observed that Lopez’s eyes had rolled backward.
Phoenix Fire Department personnel arrived and found
that Lopez was not breathing and had no pulse. Paramedics
were unable to resuscitate him. Lopez was transported to a
hospital, where he was pronounced dead. According to the
medical examiner’s report, Lopez’s death was caused by
“[c]ardiac arrest in the setting of methamphetamine
intoxication, dilated cardiomyopathy, and physical
restraint.”
B.
Plaintiff Laura Gonzalez filed suit individually, on
behalf of Lopez’s statutory beneficiaries, and in her capacity
as the personal representative of Lopez’s estate under 42
U.S.C. § 1983 and Arizona law. She named Defendants City
of Phoenix and Officers Cozad, Jimenez, Lingenfelter,
Lopez, Mosley, Stevens, and Williams in the action. In her
complaint, Gonzalez asserted Fourth Amendment claims of
false arrest and excessive force, a Fourteenth Amendment
claim for deprivation of familial society and companionship,
claims against the City of Phoenix under Monell v.
GONZALEZ V. CITY OF PHOENIX 9
Department of Social Services, 436 U.S. 658 (1978), and
state law claims of wrongful death and negligent supervision
against the City of Phoenix. Defendants moved for summary
judgment on all claims based on qualified immunity.
The district court granted in part and denied in part
Defendants’ motion for summary judgment. The court
granted Defendants’ motion with respect to Plaintiff’s
federal law claims of false arrest, deprivation of familial and
societal companionship, and Monell liability against the City
of Phoenix, as well as Plaintiff’s state law claim of negligent
training and supervision. The district court also granted
Defendants’ motion concerning the officers’ use of force
prior to and including the initial application of the RIPP
restraint.1 The court denied Defendants’ motion with respect
to the officers’ use of force after the application of the RIPP
restraint, including Officer Mosley’s kneeling on Lopez and
the officers’ placement and transportation of Lopez in a
police vehicle while he was subject to the RIPP restraint.
The district court also denied summary judgment as to
Plaintiff’s related failure to intervene claim, Plaintiff’s
wrongful death claim based on vicarious liability, and
Plaintiff’s request for punitive damages against individual
defendants.
Defendants timely appealed the district court’s denial of
qualified immunity in part. The only questions before this
Court are whether Defendants are entitled to qualified
immunity based upon (1) Officers Mosley, Stevens,
Jimenez, and Lingenfelter placing Lopez into a police
vehicle in his face-down, handcuffed, and RIPP-restrained
1
Under our interlocutory review, these determinations are not before this
Court.
10 GONZALEZ V. CITY OF PHOENIX
position, and (2) Officers Cozad and Lopez transporting
Lopez to a parking lot while Lopez remained in that position.
II.
We must “decide de novo whether the facts, considered
in the light most favorable to the plaintiff, show that
qualified immunity is warranted” when we review a district
court’s denial of summary judgment based on qualified
immunity. Sanderlin v. Dwyer, 116 F.4th 905, 910 (9th Cir.
2024) (quoting Hopson v. Alexander, 71 F.4th 692, 697 (9th
Cir. 2023)). Because this is an interlocutory appeal, our
jurisdiction is “limited to resolving a defendant’s purely
legal contention that his or her conduct did not violate the
Constitution and, in any event, did not violate clearly
established law.” Id. (quoting Est. of Anderson v. Marsh,
985 F.3d 726, 731 (9th Cir. 2021) (cleaned up). The scope
of our review is “circumscribed.” Foster v. City of Indio,
908 F.3d 1204, 1210 (9th Cir. 2018) (per curiam) (quoting
George v. Morris, 736 F.3d 829, 834 (9th Cir. 2013)). “[W]e
must consider only ‘whether the defendant would be entitled
to qualified immunity as a matter of law, assuming all factual
disputes are resolved, and all reasonable inferences are
drawn, in plaintiff’s favor.’” Rosenbaum v. City of San Jose,
107 F. 4th 919, 924 (9th Cir. 2024) (quoting Karl v. City of
Mountlake Terrace, 678 F.3d 1062, 1068 (9th Cir. 2012)).
We have jurisdiction under 28 U.S.C. § 1291 and the
collateral-order doctrine, see Plumhoff v. Rickard, 572 U.S.
765, 772 (2014). We affirm the district court’s order.
The qualified immunity doctrine “shields an official
from damages in a civil suit unless the plaintiff can make the
showing that the official’s actions violated a constitutional
right, and that the right was ‘clearly established’ at the time
of the violative conduct.” Nelson v. City of Davis, 685 F.3d
GONZALEZ V. CITY OF PHOENIX 11
867, 875 (9th Cir. 2012) (quoting Harlow v. Fitzgerald, 457
U.S. 800, 818 (1982)). Plaintiff must satisfy both prongs of
this test to overcome an officer’s qualified immunity
defense. Shafer v. Cnty. of Santa Barbara, 868 F.3d 1110,
1115 (9th Cir. 2017) (citing Pearson v. Callahan, 555 U.S.
223, 236 (2009)). Because this interlocutory appeal arises
from Defendants’ motion for summary judgment, we
interpret the facts in the light most favorable to Plaintiff and
draw all rational inferences in Plaintiff’s favor, see Wall v.
Cnty. of Orange, 364 F.3d 1107, 1109 (9th Cir. 2004), unless
Plaintiff’s allegations are “blatantly contradicted” by the
officers’ bodycam video, Scott v. Harris, 550 U.S. 372, 380
(2007).
A.
Defendants contend that their placement and
transportation of Lopez in a RIPP restraint did not violate the
Fourth Amendment for two reasons. First, they argue that
these actions do not fall within the purview of the Fourth
Amendment’s prohibition against excessive force because
the officers did not use “force” when they placed Lopez into
a vehicle and transported him. Second, even if such actions
constituted force, Defendants maintain that such force was
objectively reasonable because of Lopez’s “active”
resistance, the officers’ “express purpose of protecting
[Lopez’s] safety and getting him medical care,” and the
absence of “evidence that Lopez was showing clear distress
when he was placed in the vehicle.”
We begin with Defendants’ contention that the officers
did not use force when they placed and transported Lopez
because the officers never applied additional pressure on
Lopez. Defendants’ argument misapprehends the nature of
the relevant Fourth Amendment inquiry. The text of the
12 GONZALEZ V. CITY OF PHOENIX
Amendment expressly describes unreasonable “seizures” as
the protected right: “The right of the people to be secure in
their persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not be violated.”
U.S. CONST. amend. IV. As the Supreme Court explains,
“[a] person is seized by the police and thus entitled to
challenge the government’s action under the Fourth
Amendment when the officer, by means of physical force or
show of authority, terminates or restrains his freedom of
movement through means intentionally applied.” Brendlin
v. California, 551 U.S. 249, 254 (2007) (quotations and
citations omitted).
So, the threshold inquiry under the Fourth Amendment
is whether the officers intentionally seized Lopez by
terminating or restraining his freedom of movement––not
whether the officers applied an additional quantum of
pressure in seizing him so as to constitute force. The
officers’ actions in placing and transporting Lopez in a RIPP
restraint are plainly encompassed within the meaning of the
Fourth Amendment because such physical restraint
terminated Lopez’s ability to move freely through means
intentionally applied. Once RIPP-restrained, the record
establishes that Lopez did not, and could not, freely move.
We conclude that the officers’ actions constitute a seizure
for Fourth Amendment purposes. 2
2
Even if Defendants were correct that an additional quantum of force
from the officers is required, the record establishes that the officers did
place additional pressure on Lopez. Officers Mosley, Stevens and
Jimenez lifted Lopez by his arms and legs and carried him to the patrol
vehicle. Officer Lingenfelter pulled Lopez’s body across the seat and
pushed Lopez’s shoulders inward to shut the car door. And the officers
positioned Lopez atop a hard plastic hump that divided two car seats,
GONZALEZ V. CITY OF PHOENIX 13
Defendants’ second contention—that the use of force or
restraint against Lopez was objectively reasonable as a
matter of law—is equally unavailing. Plaintiff has
established a genuine dispute of material fact as to whether
the officers’ use of force violated the Constitution. An
officer’s use of force violates the Fourth Amendment if it is
objectively unreasonable. Graham v. Connor, 490 U.S. 386,
397 (1989). To make that determination, we balance the
“extent of the intrusion on the individual’s Fourth
Amendment rights against the government's interests.”
Espinosa v. City & Cnty. of San Francisco, 598 F.3d 528,
537 (9th Cir. 2010) (citations omitted).
That analysis proceeds in three parts. First, we consider
the “severity of the intrusion” on the individual’s interests
“by evaluating the type and amount of force inflicted.” Id.
(quotations and citations omitted). Second, we “evaluate the
government’s interests by assessing (1) the severity of the
crime; (2) whether the suspect posed an immediate threat to
the officers’ or public’s safety; and (3) whether the suspect
was resisting arrest or attempting to escape.” Id. (citing
Graham, 490 U.S. at 396–97) (citation omitted). Third, we
“balance the gravity of the intrusion on the individual against
the government’s need for that intrusion” to determine
“whether the force used was greater than is reasonable.” Id.
(quotations and citations omitted). Because this balancing is
“inherently fact specific,” we have cautioned that “the
determination whether the force used to effect an arrest was
reasonable under the Fourth Amendment should only be
taken from the jury in rare cases.” Green v. City and Ctny.
of San Francisco, 751 F.3d 1039, 1049 (9th Cir. 2014)
which exacerbated the pressure that Lopez’s body weight exerted against
itself.
14 GONZALEZ V. CITY OF PHOENIX
(quotations and citations omitted). We conclude that a
reasonable jury could determine that the officers’ use of a
RIPP restraint under the circumstances of this appeal
violated the Fourth Amendment.
i.
First, a reasonable jury could conclude that the officers’
use of force was significant, if not lethal. We have defined
lethal force as force “that creates a substantial risk of death
or serious bodily injury.” Bryan v. MacPherson, 630 F.3d
805, 825 n.6 (9th Cir. 2010) (citing Smith v. City of Hemet,
394 F.3d 689, 705–07 (9th Cir. 2005) (en banc)).
Plaintiff’s evidence shows that restraining a subject in a
hogtied position raises that subject’s risk of death through
positional asphyxia. Positional asphyxia occurs when an
individual’s body position restricts their ability to breathe,
causing a lack of oxygen. According to Plaintiff’s
cardiologist expert, Dr. Daniel Wohlgelernter, positional
asphyxia “is a well-known trigger of PEA [pulseless
electrical activity] and cardiac arrest.” Plaintiff’s police
expert Scott DeFoe explained that “[p]roperly trained
officers learn how improper restraining techniques” can lead
to this “life-threatening condition.”
Hogtying is one such improper form of restraint that can
cause positional asphyxia. Phoenix PD training materials
warn that “[h]og-tying is almost always listed as a
contributing factor [of sudden custody deaths] due to the
positional restraint position’s ability to aid in inducing
positional asphyxia.” That is because “[i]f [a] suspect is
placed in a hog-tied position, the neural center may not be
capable [of] fulfill[ing] oxygen demands.” For that reason,
the department training materials instruct officers: “Never
hog-tie anyone,” and “DO NOT SHORTEN THE STRAP
GONZALEZ V. CITY OF PHOENIX 15
OR WRAP AROUND THE SUSPECT’S ANKLES”
because doing so bends the subject into a hogtied position.
Indeed, as Officer Jimenez acknowledged at his deposition,
officers are “trained that you should not feed the RIPP
restraint all the way through [the handcuffs] and then attach
the hook to the ankles.” Instead, Officer Jimenez testified,
“what we’re trained to do” is to attach the RIPP restraint’s
brass hook “close to the handcuffs.”
Positioning a subject face down––even when properly
restrained––also increases their risk of positional asphyxia.
Face-down positioning can, according to DeFoe, cause a
subject’s breathing to become labored. Accordingly,
Phoenix PD training materials warn officers to “NEVER
ALLOW [a RIPP-restrained subject] TO REMAIN ON
THEIR CHEST OR STOMACH,” and directs officers to
“immediately” roll the subject into an upright seated
position. Phoenix PD operations orders likewise require
officers to “minimize the face-down exposure,” and, when
transporting RIPP-restrained subjects, require officers to
continually observe the subject and “pull [the vehicle] over”
to “move” them to an upright position if they fall down.
Other factors can exacerbate the risk of positional
asphyxia. Phoenix PD officers are taught that drug
intoxication heightens the likelihood of sudden custody
death. Drug intoxication is a “major risk factor” because, as
DeFoe explained, “respiratory drive is reduced” and
“subjects may not realize they are suffocating.” Dr.
Wohlgelernter similarly noted that methamphetamine draws
from the body’s oxygen supply, and creates a “state of
agitation,” that increases the body’s oxygen demand.
Physical struggle, especially in hot conditions, also
increases the subject’s risk of death. Like drug intoxication,
16 GONZALEZ V. CITY OF PHOENIX
physical exertion draws on the body’s oxygen reserves.
And, in hot conditions, significant physical exertion “can
generate heat beyond the ability to cool,” which, according
to Dr. Wohlgelernter, may cause a “loss of enzymatic control
[that] affects the functioning of major organs . . . such as the
heart and brain.” Consequently, exerted individuals “may
be more vulnerable to subsequent respiratory muscle
failure.”
All of these factors together create a high risk of sudden
death. Dr. Wohlgelernter explained that as drug intoxication
and physical exertion drain the body’s oxygen reserves and
heighten the body’s oxygen demands, “restraint in the prone
position” prevents the body from “increas[ing] [its]
ventilatory capacity to compensate for [these] increased
metabolic demands,” and this, in turn, results in “continued
carbon dioxide accumulation and development of lethal
metabolic acidosis.” Or, as the officers’ training materials
put more bluntly: “Drugs and/or alcohol plus wrestling
and/or arrest plus Hog-tie/restraint = Probable fatality =
LAW SUIT [sic].”
A reasonable jury thus could find that the officers’ use of
physical restraints against Lopez created a substantial risk of
death or serious bodily injury. The officers placed and
transported Lopez face down atop a hard plastic hump with
Lopez’s RIPP restraint hook attached to Lopez’s ankles,
which bent Lopez’s arms back and lifted his legs upward into
a hogtied position. Officer Jimenez admitted that, when he
“affixed the brass RIPP restraint [hook] to Ramon’s ankles,”
he “departed from [his own] training.” “These actions,”
according to Dr. Wohlgelernter, “carried a high risk of
restricting, to a critical degree, [Lopez’s] ability to breathe.”
GONZALEZ V. CITY OF PHOENIX 17
The officers did so when, according to Plaintiff, they
knew or should have known that Lopez faced a heightened
risk of death from other risk factors. Lopez had exerted
himself by running, struggled under the officers’ body
weight against the hot asphalt, and, as the officers believed,
was under the influence of drugs. Indeed, Plaintiff’s forensic
pathologist concluded that “but for the prone restraint and
prone positioning while Mr. Lopez was handcuffed and
RIPP restrained, there is no evidence to support the
conclusion that Ramon Timothy Lopez would have died
when he did.” Dr. Wohlgelernter agreed that “the restraint
applied to Timothy [Lopez] while he was prone and
handcuffed, in combination with the other draws on his
oxygen reserves (agitation, exertion, methamphetamine
intoxication, hyperthermia, and pain/discomfort from
forcible restraint), served as a highly probable trigger for the
cardiopulmonary arrest that resulted in his death.”
The record also establishes that the officers could see
Lopez’s risk of positional asphyxia manifest. True, a
reasonable officer cannot be expected to foresee every
outcome of his actions; reasonableness “must be judged
from the perspective of a reasonable officer on the scene”
and not from one with “the 20/20 vision of hindsight.”
Graham, 490 U.S. at 396. Still, a jury could determine that
a reasonable officer on the scene would have noticed that the
risks of Lopez’s positional asphyxia had already begun to
materialize by the time the officers lifted him into the patrol
vehicle. Lopez grunted and gasped before falling silent, his
skin turned an abnormal tone, and as multiple officers
acknowledged, his body became limp. Lopez “obviously
needed medical attention,” as Officer Cozad later admitted.
In short, Plaintiff has presented sufficient evidence
establishing that the officers’ use of force or restraint against
18 GONZALEZ V. CITY OF PHOENIX
Lopez was significant, if not lethal, and that the intrusion on
Lopez’s individual interests was therefore severe.
ii.
Second, a reasonable jury could determine that the
government’s interest in placing Lopez in the vehicle and
transporting him in a hogtied and prone position was
minimal. To assess the government’s interest, we consider
“the severity of the crime at issue, whether the suspect poses
an immediate threat to the safety of the officers or others,
and whether he is actively resisting arrest or attempting to
evade arrest by flight.” Graham, 490 U.S. at 396.
The crime at issue was not severe. The officers
responded to a 911 call reporting that a man was behaving
oddly, not violently. Lopez committed civil traffic
violations when he crossed the street without using a
crosswalk and ran into traffic. See Ariz. Rev. Stat. §§ 28-
793, 28-121(B).
A reasonable jury could determine that, by the time the
officers placed and transported a RIPP-restrained Lopez in
the police vehicle, Lopez no longer resisted and posed no
threat to the officers. At the time Officers Mosley, Stevens,
Jimenez, and Lingenfelter lifted Lopez and carried him to
the vehicle, they had observed that Lopez was fully bound,
unarmed, and helpless. When Officers Cozad and Lopez
transported Lopez, he remained face down, handcuffed, and
RIPP-restrained in the back seat of the police vehicle. As
the district court concluded, even if Lopez once resisted the
officers’ attempts to subdue him, the body camera video
GONZALEZ V. CITY OF PHOENIX 19
footage “reflects that Lopez was no longer resisting after he
was RIPP restrained.” 3
Viewing the evidence in the light most favorable to
Plaintiff, a reasonable jury could conclude that the
government’s interest in placing and transporting Lopez in a
hogtied and prone position after his surrender was minimal.
See Bryan, 630 F.3d at 828–29 (“[T]he commission of a
misdemeanor offense . . . militates against finding the force
used to effect an arrest reasonable where the suspect was also
nonviolent and posed no threat to the safety of the officers
or others.” (quotations and citations omitted)).
iii.
Third, a reasonable jury could conclude that the force
used by the officers was greater than is reasonable under the
circumstances. Defendants contend that the officers’ force
was justified because they needed to get Lopez to safety, out
of the sun, and away from the busy street, but had limited
options because of Lopez’s continuing resistance. That
resistance, Defendants argue, occurred when Lopez “kicked
Officer Mosley while the Officers were placing him into the
vehicle and did not cooperate.” We reject this argument for
two reasons.
3
The district court determined that the officers’ initial detention of
Lopez was objectively reasonable because Lopez intentionally threw an
iced tea beverage at Officer Stevens while running away, constituting an
assault under Arizona law, and because Lopez ignored Officer Stevens’s
command to stop running. The court also determined that the officers’
initial application of a RIPP restraint was objectively reasonable because
Lopez struggled against the officers’ attempts to restrain him, failed to
roll over when commanded, and exhibited “extraordinary strength.”
Plaintiff reserves her right to appeal those determinations following a
final judgment in the matter.
20 GONZALEZ V. CITY OF PHOENIX
First, we do not agree that the officers’ subjective
motivations to “get Lopez to safety” justified their decision
to place and transport Lopez in a hogtied and face-down
position. The Supreme Court has cautioned that an
“officer’s good intentions” will not “make an objectively
unreasonable use of force constitutional.” See Graham, 490
U.S. at 397. Similarly, “a simple statement by an officer that
he fears for . . . the safety of others” or the “desire to resolve
quickly a potentially dangerous situation is not the type of
governmental interest that, standing alone, justifies the use
of force that may cause serious injury.” Deorle v.
Rutherford, 272 F.3d 1272, 1281 (2001).
Second, Defendants overlook that in this interlocutory
posture, “[a]ny decision by the district court that the parties’
evidence presents genuine issues of material fact is
categorically unreviewable on interlocutory appeal.”
George, 736 F.3d at 834 (quotations and citation omitted).
The district court determined that a genuine dispute of
material fact exists as to whether Lopez resisted the officers
or tried to kick Officer Mosley as he was carried into the
police vehicle. That dispute is not resolvable in this appeal.
Even if it were, the video evidence shows no “continuing
resistance” by Lopez after he was RIPP-restrained.
Plaintiff has established a genuine dispute of material
fact as to whether the officers’ application of near-lethal
force and the government’s minimal interest in using that
force was reasonable under the circumstances. As the
district court underscored, “there were other, less dangerous,
ways of transporting Lopez that were readily available to the
Officers.” The officers’ own police department training
materials and operational orders offer a few: the officers
could have, for example, modified Lopez’s RIPP restraint to
its intended position by attaching the restraint’s hook to
GONZALEZ V. CITY OF PHOENIX 21
Lopez’s handcuffs instead of his ankle strap; or, the officers
could have positioned Lopez upright in the back seat of the
vehicle. They could have, as the district court observed,
“simply carr[ied] him to one of the many businesses
surrounding the road” to get him out of the sun and away
from traffic. Defendants do not offer a compelling
justification for their decision to instead place and transport
Lopez in a hogtied and face-down position when Lopez
showed signs of medical distress.
Under Graham, a reasonable jury could determine that
the officers violated Lopez’s constitutional rights by placing
and transporting him in a hogtied and prone position after he
had surrendered and no longer posed a danger to the officers
or a risk of flight.
B.
Under the second prong of the qualified immunity
analysis, we examine whether the officers’ constitutional
violation was clearly established. Police officers are entitled
to qualified immunity unless they “violate clearly
established statutory or constitutional rights of which a
reasonable person would have known.” Harlow, 457 U.S. at
818. While the clearly established requisite does not require
“a case directly on point, existing precedent must place the
lawfulness of the particular [action] beyond debate.” Dist.
of Columbia v. Wesby, 583 U.S. 48, 64 (2018) (quotations
and citation omitted). Indeed, “even in novel factual
circumstances,” the Supreme Court has recognized,
“[o]fficials can still be on notice that their conduct violates
established law.” Hope v. Pelzer, 536 U.S. 730, 741 (2002).
See also Drummond, 343 F.3d at 1060‒61 (“[I]t is not
necessary that the alleged acts have been previously held
unconstitutional, as long as the unlawfulness was apparent
22 GONZALEZ V. CITY OF PHOENIX
in light of existing law.”). The “salient question” is “whether
the state of the law [at the time of the alleged misconduct]
gave respondents fair warning that their alleged treatment of
[the subject] was unconstitutional.” Hope, 536 U.S. at 741.
We hold that existing precedent gave the officers fair
warning that their decision to place and transport Lopez in a
prone and RIPP-restrained position after his surrender,
subjecting him to a significant risk of death or serious bodily
injury from positional asphyxia, was unconstitutional.
It is a well-worn principle in our law that when “there is
no need for force, any force used is constitutionally
unreasonable.” Lolli v. Cnty. of Orange, 351 F.3d 410, 417
(9th Cir. 2003) (citations omitted); see also Blankenhorn v.
City of Orange, 485 F.3d 463, 481 (9th Cir. 2007) (“[F]orce
is only justified when there is a need for force”); Green, 751
F.3d at 1049 (“Where [government] interests do not support
a need for force, any force used is constitutionally
unreasonable.” (quotations and citation omitted)).
This principle carries added significance when the force
applied by officers is lethal. See Harris v. Roderick, 126
F.3d 1189, 1204 (9th Cir. 1997) (stating that officers may
not “kill suspects who do not pose an immediate threat to
their safety or to the safety of others.”). Indeed, force that
“create[s] a substantial risk of serious injury or death,” we
have explained, “generally can’t be used on a prone suspect
who exhibits no resistance, carries no weapon, is surrounded
by sufficient officers to restrain him and is not suspected of
a violent crime.” Jones v. Las Vegas Metro. Police Dep’t,
873 F.3d 1123, 1131–32 (9th Cir. 2017).
We have applied this principle to hold that an officers’
continued pressure against a prone, handcuffed, hobble-
restrained subject was excessive. In Drummond, we
GONZALEZ V. CITY OF PHOENIX 23
concluded that officers used excessive force against an
unarmed, mentally ill man when they placed him face down
with his wrists handcuffed behind his back, tied a hobble
restraint around his ankles, and continued to press their body
weight against his upper body, even as he told the officers
that he could not breathe––all of which caused compression
asphyxia that left the arrestee in a vegetative state. 343 F.3d
at 1054‒55.
In Drummond, we held that “[i]n a situation in which an
arrestee surrenders and is rendered helpless, any reasonable
officer would know that a continued use of force or a refusal
without cause to alleviate its harmful effects constitutes
excessive force.” Id. at 1062 (quoting LaLonde, 204 F.3d at
961) (cleaned up). We reasoned that, because the arrestee’s
“hands were cuffed behind his back and he was offering no
resistance,” “[a]ny reasonable officer should have known”
that the officers’ “continuing” pressure on the arrestee’s
neck and torso despite his “repeated cries for air” constituted
excessive force. Id. at 1061.
Drummond clearly established that Defendants’ actions
here violated the Fourth Amendment. As in Drummond,
Lopez was rendered helpless when he lay prone with his
wrists handcuffed behind his back and a hobble restraint
around his ankles, though here the two restraints hooked
together to bind Lopez even more tightly. And, the officers
continued to use force and refused without cause to alleviate
its harmful effects. Officers Mosley, Stevens, Jimenez, and
Lingenfelter placed Lopez in a face-down, hogtied position
without modifying his restraints or repositioning him. And
once Officers Cozad and Lopez took custody of Lopez, they
did not modify his restraints or reposition him during the
transport. The harmful effects of that force were readily
observable to all the officers present. The officers noticed
24 GONZALEZ V. CITY OF PHOENIX
that Lopez, who had once gasped and grunted, had gone
silent, multiple officers described Lopez’s body as limp, and
as Officer Cozad later admitted, Lopez “obviously needed
medical attention.”
Although the officers in Drummond pressed their body
weight on an arrestee by kneeling on the arrestee’s upper
body, the state of the law nevertheless gave Defendants a
clear warning that their conduct was unconstitutional. Id. at
1063. Here, the officers’ decision to maintain Lopez in an
improperly-restrained position created similar pressure on
his upper body. Placing Lopez’s body in a hogtied and prone
position across a hard plastic hump caused Lopez’s own
body weight to exert significant force upon his chest,
inducing positional asphyxia. In both cases, the officers
continued to exert pressure––whether from kneeling or
maintaining tightly-connected restraints––on a prone and
helpless subject bound by handcuffs and hobble restraints.
Other precedent supports our analysis. We have
repeatedly held that force can be unreasonable when undue
pressure caused by physical restraints is not alleviated. See
Wall, 364 F.3d at 1112 (officers used excessive force “in
making the arrest and continuing the restraint by handcuffs
that hurt and damaged [arrestee’s] wrist.” (emphasis
added)); LaLonde, 204 F.3d at 960 (allegations that officers
“tightly handcuffed [arrestee] and refused to loosen the cuffs
when he complained” raised a factual dispute on plaintiff’s
excessive force claim (emphasis added)); Meredith v. Erath,
342 F.3d 1057, 1063 (9th Cir. 2003) (“[T]o place and keep
[arrestee] in handcuffs that were so tight that they caused her
unnecessary pain violated her Fourth Amendment right to be
free from an unreasonable seizure.” (emphasis added));
Palmer v. Sanderson, 9 F.3d 1433, 1436 (9th Cir. 1993)
(officers used excessive force because defendant “has
GONZALEZ V. CITY OF PHOENIX 25
presented no evidence that would justify handcuffing
[arrestee] so tightly that he suffered pain and bruises, or to
justify his refusal to loosen the handcuffs after [arrestee]
complained” (emphasis added)).
Defendants’ efforts to avoid these precedents are
unpersuasive. Defendants say that, unlike the injurious
restraint cases, Lopez did not ask the officers to remove his
RIPP restraints and handcuffs––yet the evidence establishes
that the officers could see that Lopez was in medical distress.
We likewise reject Defendants’ contention that “[a] case
regarding overly tight handcuffing cannot clearly establish
whether it would violate Lopez’s constitutional rights to
place him in a vehicle in a prone position with a RIPP
restraint for a one-minute ride across the street.” Our
caselaw on the constitutional limits of less intrusive
restraints, like handcuffing, may still provide notice to
officers employing far more intrusive restraints, like RIPP
restraints, when their unreasonable application can result in
death rather than just a painful encounter. See Hope, 536
U.S. at 741 (“[O]fficials can still be on notice that their
conduct violates established law even in novel factual
circumstances.”). In any event, our precedent on physical
restraints merely reinforces the fair warning that flows from
Drummond’s holding: an officer’s continued application of
force––whether from an officer’s body or the physical
restraints that press the subject’s body upon itself––against
a prone subject who appears distressed and has been
rendered helpless, is unconstitutional.
Tellingly, the officers here were actually warned that
their actions unreasonably endangered Lopez. We have
explained that training materials may be “relevant” as to
“whether reasonable officers would have been on notice that
the force employed was objectively unreasonable.”
26 GONZALEZ V. CITY OF PHOENIX
Drummond, 343 F.3d at 1062. As in Drummond, “the
officers received training from their own police department
explaining specifically that . . . asphyxia can result . . . [in]
causing death.” Id. at 1061–62. Defendants violated their
own training, which instructed them to “never hogtie
anyone,” and ordered them to roll any RIPP-restrained
individual into a seated position instead of leaving them face
down. Officer Jimenez admitted that he “departed from [his
own] training.” Even if the officers’ own training did not
expressly prohibit the officers’ actions, our precedent made
clear to them that the Constitution did.
We reject Defendants’ contention that the district court
improperly conflated its analyses of the force used by the
officers who placed Lopez in the police vehicle with the
officers who transported Lopez. The district court analyzed
the objective reasonableness of the discrete acts committed
by both sets of officers and applied caselaw clearly
establishing that those actions violated the Fourth
Amendment. The district court’s approach was proper
because we have routinely examined the circumstances in
which restraints were applied and maintained alongside the
failure to alleviate the harmful effects of those restraints.
See, e.g., LaLonde, 204 F.3d at 960; Wall, 364 F.3d at 1112;
Meredith, 342 F.3d at 1063.
Our dissenting colleague commits a similar analytical
error. While our colleague agrees that qualified immunity
should be denied for the officers involved in placing Lopez
in the police vehicle face down in a RIPP-restrained and
hogtied position, he concludes that the two officers who
transported Lopez a short distance away should be entitled
to qualified immunity. Our colleague reasons that “no case
clearly establishes that merely driving a car a short distance
with an improperly restrained suspect violates the
GONZALEZ V. CITY OF PHOENIX 27
Constitution.” But the actions of Officer Lopez and Officer
Cozad cannot be segmented away so neatly. Rather, use of
force analysis requires consideration of the “totality of the
circumstances.” Graham, 490 U.S. at 396.
The totality of the circumstances shows that, like the
officers who placed Lopez into the police vehicle, Officer
Cozad and Officer Lopez refused to alleviate the harmful
effects of unreasonable force on a helpless subject––here,
the force of an improperly-applied RIPP restraint that
exerted significant pressure on Lopez’s chest and
unnecessarily created a substantial risk of death. Like the
other officers, Officer Cozad and Officer Lopez were present
when Lopez was lifted into their police vehicle in a RIPP-
restrained position and moved face down over a plastic
hump in the back seat of the car. Like the other officers,
Officer Cozad and Officer Lopez could see that Lopez was
helpless, limp, and in medical distress. And, like the other
officers, Officer Cozad and Officer Lopez were trained
never to shorten the RIPP restraint straps or to leave a subject
lying face down in a RIPP-restrained position. Instead,
Officer Cozad and Officer Lopez were trained, when
transporting a RIPP-restrained subject, to continually
observe them and immediately pull the vehicle over if the
subject falls from an upright position. Yet the evidence at
this stage shows that neither officer modified Lopez’s
positioning or sat him upright.
As the Supreme Court observes, our clearly established
law analysis must proceed based on Plaintiff’s allegations
rather than Defendants’ framing of the evidence. The
Supreme Court has emphasized “the importance of drawing
inferences in favor of the nonmovant” when deciding “the
clearly-established prong” of the qualified immunity
analysis. Tolan v. Cotton, 572 U.S. 650, 657 (2014). Courts
28 GONZALEZ V. CITY OF PHOENIX
must “define the ‘clearly established’ right at issue on the
basis of the ‘specific context of the case[,]’” and therefore,
“must take care not to define a case’s ‘context’ in a manner
that imports genuinely disputed factual propositions.” Id.
(citations omitted).
So, here, the qualified immunity analysis does not boil
down to a case about “driving a suspect” a short distance
away, as Defendants and our dissenting colleague frame the
issue. Rather, we define the context of our clearly
established law inquiry based on Plaintiff’s allegations and
evidence, which establish that Officer Cozad and Officer
Lopez took custody of Lopez and assumed full responsibility
for his safety, and that Officer Cozad and Officer Lopez
transported Lopez in a face-down, hogtied position without
modifying his restraints or repositioning him. The officers’
continued application of force and failure to alleviate the
harmful effects of the RIPP restraint against a prone subject
who was in medical distress and had been rendered helpless,
is unconstitutional. Drummond, 343 F.3d at 1062.
***
Under the circumstances of this interlocutory appeal, any
reasonable officer would have known that the officers’
actions violated Lopez’s clearly established constitutional
rights. We conclude that the district court properly denied
Defendants qualified immunity for Officers Mosley,
Stevens, Jimenez, and Lingenfelter’s placement of Lopez
into the vehicle in a hogtied and prone position, and Officers
Cozad and Lopez’s transportation of Lopez under the same
restrained conditions.
AFFIRMED; REMANDED for further proceedings.
GONZALEZ V. CITY OF PHOENIX 29
BUMATAY, Circuit Judge, concurring in the judgment in
part and dissenting in part:
No doubt, this case presents tragic facts. Three Phoenix
police officers responded to a 911 call about a man acting
erratically. When they arrived on the scene, they found
Ramon Timothy Lopez—paranoid and spooked. At some
point, Lopez took off running. After a chase and a struggle,
the officers tackled him in the middle of a road. But Lopez
still didn’t comply. After more officers showed up, they
were finally able to subdue Lopez. They used what’s called
a “RIPP restraint”—a device that loops a person’s ankles to
his handcuffs. The result is something close to hogtying the
person. While effective in stopping a resisting suspect, it is
widely known to be dangerous. If a person is left prone on
his stomach while in a RIPP restraint, he may asphyxiate and
die.
That’s what one side says happened. After officers
placed Lopez in the RIPP restraint, they carried him to the
backseat of a police Tahoe. There, they placed him face-
down over a hard plastic console with his hands cuffed and
his legs curled up. The officers didn’t sit him up as required
to prevent asphyxiation. Minutes later, Lopez was found
unresponsive. Officers did their best to revive him, and the
fire department quickly gave him medical attention.
Unfortunately, their efforts failed, and Lopez was
pronounced dead at a local hospital. His cause of death:
“[c]ardiac arrest in the setting of methamphetamine
intoxication, dilated cardiomyopathy and physical restraint.”
Though the initial use of the RIPP restraint was
reasonable, I agree with the majority that the officers who
left Lopez prone on his stomach while effectively hogtied in
the back of the Tahoe are not entitled to qualified immunity.
30 GONZALEZ V. CITY OF PHOENIX
Simply, leaving a subdued, non-dangerous suspect in a
position with a high risk of asphyxiation would violate
clearly established law. See Drummond ex rel. Drummond
v. City of Anaheim, 343 F.3d 1052, 1062 (9th Cir. 2003)
(observing that “kneeling on the back and neck of a
compliant detainee, and pressing the weight of two officers’
bodies on him even after he complained that he was choking
and in need of air violates clearly established law”).
Two other officers, however, had a different role in the
events. Officers Alonso Lopez and Bobbi Cozad didn’t
subdue Lopez, place the RIPP restraint on him, or carry him
into the Tahoe. They didn’t leave Lopez prone on his
stomach in the backseat. While other officers handled
Lopez, all Officers Lopez and Cozad did was drive the
Tahoe to a nearby Walgreens’ parking lot—which took no
more than two minutes. In fact, they didn’t interact with
Lopez until they found him unconscious and administered
first aid.
I would have granted qualified immunity to Officers
Lopez and Cozad. No case clearly establishes that merely
driving a car a short distance with an improperly restrained
suspect violates the Constitution. This action—transporting
a suspect—is very different from the actions of officers who
actively continued to use what allegedly amounted to deadly
force on Lopez.
I respectfully dissent from the denial of qualified
immunity for Officers Lopez and Cozad.
I.
We do not deny qualified immunity in gross. Qualified
immunity analysis must be “conducted separately for each
search or seizure that is alleged to be unconstitutional.”
GONZALEZ V. CITY OF PHOENIX 31
Cnty. of Los Angeles, Cal. v. Mendez, 581 U.S. 420, 428
(2017). And liability “may not be imposed based on a ‘team
effort theory that would . . . lump all the defendants
together.” Peck v. Montoya, 51 F.4th 877, 890 (9th Cir.
2022) (simplified). That’s because “[l]iability requires at
least enough individual involvement from each defendant to
put him on notice that his conduct might reasonably lead to
a constitutional violation.” Id. at 891. So qualified
immunity analysis demands that “each individual’s liability”
be based “on his own conduct.” Id. at 890. Only then can
we determine “whether the violative nature of particular
conduct is clearly established.” Id. at 891 (simplified). So
the clearly established prong of qualified immunity must be
analyzed officer by officer.
The Ninth Circuit has struggled to apply clearly
established law properly in the past. See Kisela v. Hughes,
584 U.S. 100, 104 (2018) (“This Court has repeatedly told
courts—and the Ninth Circuit in particular—not to define
clearly established law at a high level of generality.”)
(simplified). For a right to be clearly established, it must be
“sufficiently clear that every reasonable officer would have
understood that what he is doing violates that right.”
Mullenix v. Luna, 577 U.S. 7, 11 (2015) (simplified).
And specificity “is especially important in the Fourth
Amendment context” considering how “difficult” it can be
“for an officer to determine how . . . excessive force[] will
apply to the factual situation [he] confronts.” Id. at 12
(simplified). So “[c]ases cast at a high level of generality are
unlikely to establish rights with the requisite specificity.”
Waid v. Cnty. Of Lyon, 87 F.4th 383, 388 (9th Cir. 2023)
(simplified). Rather, “police officers are entitled to qualified
immunity unless existing precedent squarely governs the
specific facts at issue.” Kisela, 584 U.S. at 104.
32 GONZALEZ V. CITY OF PHOENIX
The actions of the individual officers here were distinct
and should have been analyzed differently. No clearly
established law shows that the two transporting officers
violated Lopez’s constitutional rights. They are thus entitled
to qualified immunity.
A.
Lopez’s estate tries to sidestep the “clearly established”
inquiry completely by proclaiming the transporting officers’
alleged constitutional violation was “obvious.” But that’s
wrong. The “obviousness principle” serves as “an exception
to the specific-case requirement” for qualified immunity.
Sharp v. County of Orange, 871 F.3d 901, 912 (9th Cir.
2017). But it’s an exceedingly high bar to meet. We require
Fourth Amendment violations to be “beyond debate” to be
considered obvious. Waid, 87 F.4th at 388 (simplified).
That’s because obviousness is “especially problematic in the
Fourth-Amendment context,” which poses so many factually
distinct situations that “a categorical statement that conduct
obviously violates the Fourth Amendment ‘is particularly
hard to make[.]’” Id. (simplified). So barring “exceedingly
rare circumstances with extreme facts,” id. at 389,
obviousness can’t be used to dispense with the “clearly
established law” prong.
We’ve recently recounted the cases showing the
“extreme facts” needed to establish obviousness:
• Seizing persons for over five hours
because they witnessed a crime with no
justification;
• Arresting a sixth-grade student even
though the child was compliant,
GONZALEZ V. CITY OF PHOENIX 33
committed no wrongdoing, and posed no
threat to anyone; and
• Shooting and killing a suspect holding a
baseball bat even though he was not
facing the officer and was not threatening
anyone.
Id. at 389 (simplified).
Here, Officers Lopez and Cozad didn’t participate in
subduing Lopez, they didn’t take part in shackling him with
the RIPP restraint, and they didn’t place him in the backseat
of the Tahoe. All they did was transport Lopez a short
distance after other officers took control of him. While they
might have been negligent in not checking on Lopez, they
didn’t actively harm him. Briefly transporting a suspect
improperly restrained by other officers is not the rare case
excusing the “specific-case requirement” for qualified
immunity. Sharp, 871 F.3d at 912.
B.
With obviousness dispensed with, Lopez’s estate must
point to a case showing that driving a vehicle with an
improperly restrained suspect clearly violates a
constitutional right. Instead, all we get are cases standing for
the broadest proposition that “a continued use of [force] or a
refusal without cause to alleviate its harmful effects
constitutes excessive force.” Drummond, 343 F.3d at 1062;
see also Wall v. Cnty. of Orange, 364 F.3d 1107, 1112 (9th
Cir. 2004); LaLonde v. Cnty. of Riverside, 204 F.3d 947, 960
(9th Cir. 2000); Meredith v. Erath, 342 F.3d 1057, 1063 (9th
Cir. 2003); Palmer v. Sanderson, 9 F.3d 1433, 1436 (9th Cir.
1993).
34 GONZALEZ V. CITY OF PHOENIX
None of these cases comes close to putting Officers
Lopez and Cozad on notice that their actions clearly violated
the Fourth Amendment. In Drummond, officers allegedly
crushed the plaintiff with their body weight to the point of
suffocating him—even though he wasn’t resisting and he
told officers they were choking him. 343 F.3d at 1061–62.
In Wall, the officers cuffed a plaintiff so brutally the cuffs
“hurt and damaged [his] wrist”—refusing to loosen them
after he begged the officers for help several times. 364 F.3d
at 1110, 1112. Similarly, in LaLonde, officers left a plaintiff
tightly handcuffed with pepper spray burning his face for
over 20 minutes even after he stopped resisting. 204 F.3d at
951–52. In Meredith, the officer grabbed a plaintiff by her
arms, threw her to the ground, and twisted her arms to cuff
her—later not loosening the cuffs for thirty minutes, even
after she complained of their tightness several times. 342
F.3d at 1060. And Palmer involved an “abusive application
of handcuffs” following a seizure that left Palmer with “pain
and bruises.” 9 F.3d at 1436. In all these cases, officers
placed the plaintiffs in restraints and then refused to loosen
them after the plaintiffs complained.
These cases are qualitatively different than driving a
suspect subdued and restrained by other officers a short
distance. Transportation doesn’t involve the same active
participation in restraining as in Drummond, Wall, LaLonde,
Meredith, and Palmer. Rather, driving Lopez while he lay
prone in the backseat gave the officers only a brief and
indirect connection to restraining Lopez. And Officers
Lopez and Cozad never refused to alleviate restraints as in
GONZALEZ V. CITY OF PHOENIX 35
those cases. 1 So they didn’t actively and continuously
participate in restraining Lopez. Without excusing Officers
Lopez and Cozad’s failure to ensure that Lopez was properly
transported, these cases do not show a violation of clearly
established law. Applying these cases here would set clearly
established law at too high a level of generality.
The majority’s choice to conflate the actions of Officers
Lopez and Cozad with the other officers’ is wrong on both
the law and the facts.
First, the facts. It’s uncontested that Officers Lopez and
Cozad didn’t apply the RIPP restraint or place Lopez in the
car face-down. In fact, they didn’t touch him at all until they
took him out of the car, at which point they did everything
they could to help him. They also never spoke to him during
the entire interaction. Thus, it’s misleading to suggest they
affirmatively ignored Lopez’s pleas and refused to alleviate
the restraints—other officers were responsible for him at all
times except for the short two-minute drive. The totality of
the circumstances shows that they were backup or secondary
officers to the actions of other officers. So there’s nothing
in Officers Lopez and Cozad’s actions that violated Lopez’s
rights. Instead, the majority tries to pin a constitutional
violation on them for merely being in the vicinity of the other
officers’ actions.
Second, the law. None of the cases cited by the majority
involved two sets of officers—one set of restraining officers
and another set of transporting officers. Neither do these
cases ascribe liability simply for being near an alleged
1
Of course, this is not to fault Lopez, who potentially couldn’t speak up
for himself at this point. This is only to point out that Officers Lopez
and Cozad didn’t ignore pleas for help as in the other cases.
36 GONZALEZ V. CITY OF PHOENIX
constitutional violation committed by other officers.
Instead, the line of cases the majority relies on uniformly
involves an officer’s actions in “making the arrest and
continuing the restraint.” Wall, 364 F.3d at 1112 (emphasis
added). None show that the mere presence of nearby
officers also constitutes a violation. The majority needed to
find case law specific to Officers Lopez and Cozad’s
conduct. It hasn’t.
To the extent the majority claims that we must accept a
plaintiff’s framing of the qualified immunity question, that’s
incorrect. While it’s true that we must “draw[] inferences in
favor of the nonmovant,” Tolan v. Cotton, 572 U.S. 650, 657
(9th Cir. 2014), that doesn’t mean that we must ignore the
undisputed facts of the case. It just means that we resolve
all disputed facts in a plaintiff’s favor. Doing so neither
commands—nor permits—construing two analytically
distinct acts as one single act. So nothing compels us to
accept any particular framing of a case. And no framing of
the facts can get around that no clearly established law shows
that Officers Lopez and Cozad committed a constitutional
violation.
II.
The facts here are gut-wrenching. But our justice system
requires—and the Supreme Court has repeatedly
instructed—that we analyze separate acts distinctly and not
set clearly established law at too high a level of generality
when we conduct the qualified immunity analysis. I
respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LAURA GONZALEZ, individually No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LAURA GONZALEZ, individually No.
02beneficiaries of Ramon Timothy 2:21-cv-01340- Lopez, and in her capacity as the MTL-DMF Personal Representative of the estate of Ramon Timothy Lopez, Plaintiff - Appellee, OPINION v.
03CITY OF PHOENIX, a municipality; BOBBI COZAD; OSCAR JIMENEZ; BRETT LINGENFELTER; ALONSO LOPEZ; ROSZELL MOSLEY; TODD STEVENS; ANDREW WILLIAMS, Defendants - Appellants.
04Liburdi, District Judge, Presiding Argued and Submitted May 12, 2025 Phoenix, Arizona 2 GONZALEZ V.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LAURA GONZALEZ, individually No.
FlawCheck shows no negative treatment for Gonzalez v. City of Phoenix in the current circuit citation data.
This case was decided on January 8, 2026.
Use the citation No. 10771070 and verify it against the official reporter before filing.