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No. 10601089
United States Court of Appeals for the Ninth Circuit
Chang v. United States
No. 10601089 · Decided June 9, 2025
No. 10601089·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
June 9, 2025
Citation
No. 10601089
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
YOON SUK CHANG, No. 24-1799
D.C. No.
Plaintiff - Appellant,
1:21-cv-00037
v.
UNITED STATES OF AMERICA, OPINION
Defendant - Appellee.
Appeal from the District Court
for the Northern Mariana Islands
Ramona V. Manglona, Chief District Judge, Presiding
Argued and Submitted February 14, 2025
Honolulu, Hawaii
Before: Sidney R. Thomas, Daniel A. Bress, and Ana de
Alba, Circuit Judges.
Filed June 9, 2025
Opinion by Judge Bress;
Dissent by Judge S.R. Thomas
2 CHANG V. USA
SUMMARY*
Federal Tort Claims Act
The panel reversed the district court’s judgment
dismissing, based on the discretionary function exception of
the Federal Tort Claims Act (“FTCA”), Yoon Suk Chang’s
complaint against the United States seeking to recover for
injuries he sustained at the American Memorial Park on
Saipan in the Northern Mariana Islands.
Chang alleged negligence under the FTCA based on the
National Park Service “allowing a dangerous hole to go
unrepaired.”
Under the FTCA, the United States is liable for the
negligent acts of its employees, but not if the claim is “based
upon the exercise or performance or the failure to exercise
or perform a discretionary function or duty.” 28 U.S.C.
§ 2680(a).
The panel held that the discretionary function exception
did not preclude a lawsuit by a man who was injured when
his foot was caught in a large divot in a regularly maintained
recreational grass field at a national park in Saipan because
the routine maintenance of a grassy lawn did not involve
government employees balancing public policy
considerations.
Dissenting, Judge S.R. Thomas would hold that the
discretionary function exception to the FTCA applied where
the standard to which the Park employees chose to keep the
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
CHANG V. USA 3
grassy areas necessarily required decisions based on public
policy concerns.
COUNSEL
Bruce Berline (argued), Law Office of Bruce Berline LLC,
Saipan, Northern Mariana Islands, for Plaintiff-Appellant.
Mikel W. Schwab (argued), Assistant United States
Attorney; Shawn N. Anderson, United States Attorney;
Office of the United States Attorney, Hagåtña, Guam, for
Defendant-Appellee.
OPINION
BRESS, Circuit Judge:
Under the Federal Tort Claims Act (FTCA), the United
States is liable for the negligent acts of its employees, but
not if the claim is “based upon the exercise or performance
or the failure to exercise or perform a discretionary function
or duty.” 28 U.S.C. § 2680(a). We are asked to decide if
this “discretionary function” exception precludes a lawsuit
by a man who was injured when his foot was caught in a
large divot in a regularly maintained recreational grass field
at a national park in Saipan. Because the routine
maintenance of a grassy lawn does not involve government
employees balancing public policy considerations, we hold
that the discretionary function exception does not apply.
4 CHANG V. USA
I
American Memorial Park is a 139-acre national park on
the island of Saipan in the Northern Mariana Islands.
Managed by the National Park Service (NPS), the United
States established the Park to honor Americans and
Marianans who fought in the Marianas Campaign of World
War II. Visitors to the Park can enjoy its open spaces, sports
fields, picnic areas, mangrove forest, walking paths,
beaches, memorial sites, and visitor center.
As relevant here, American Memorial Park features a
large lawn area near an amphitheater. Surrounded by
sidewalks, this grassy space is one of the Park’s most
popular areas for play and amusement. Although the terrain
is not perfectly level, the area in question looks like the kind
of recreational space that one would customarily find in a
suburban park, as this photo from the record reflects:
CHANG V. USA 5
As the photo also reflects, the NPS regularly maintains
the lawn area. One to three laborers work at the Park each
day, and the grass is regularly mowed. Park laborer Abram
Togawa averred that he “routinely maintain[ed] this area.”
According to Togawa, he was “trained to look for
imperfections while maintaining Park grounds,” and
“[w]hen imperfections are discovered, they are marked and
filled in with dirt, rocks[,] or a combination of both.” Park
Superintendent Barbara Alberti similarly explained that
“[t]he Park’s grounds, sidewalks, and walkways[] are
subject to informal visual inspection by Park staff, including
maintenance staff . . . . Park employees are instructed to
report any observed conditions of note, including potential
hazards, to the maintenance staff for further review and
possible repair in a timely fashion.”
On December 8, 2019, Yoon Suk Chang, a citizen of
South Korea and three-decade resident of the Northern
Mariana Islands, visited American Memorial Park with his
two young sons. Chang and his children played on the
grassy area near the amphitheater. According to Chang, as
he began to follow his 5-year-old son toward the parking lot,
his foot fell into a one-foot-deep hole in the grass. Chang
tumbled violently to the ground. He suffered severe ankle
injuries that eventually required surgery in South Korea,
where he was hospitalized for five days and spent three
months recuperating. In addition to incurring substantial
medical expenses, Chang claims his injuries led to additional
financial loss because he was no longer able to engage in his
chosen line of work in the Saipan construction industry.
In March 2021, Chang filed an administrative tort claim
under the FTCA, which the government denied. Chang then
filed this action against the United States in federal court in
the Northern Mariana Islands. Chang brought a negligence
6 CHANG V. USA
claim under the FTCA based on the NPS “allowing a
dangerous hole to go unrepaired.” He requested damages of
$1,000,000.
The district court granted the government’s motion to
dismiss based on the FTCA’s discretionary function
exception. In the district court’s view, although Park
employees “do undertake inspection of the grassy [Park]
areas, how they choose to do so, how often, and the standard
to which they choose to keep the grassy areas . . . necessarily
required decisions based on public policy concerns.” Citing
the declarations of Park Superintendent Alberti and
maintenance staff member Togawa, the district court
concluded that Park employees’ “decisions on how often to
inspect the grassy areas, how and when to fill any discovered
holes, and most importantly if holes warrant repair, require
[Park] employees to weigh policy considerations of safety,
public access, [and] aesthetics, among others.” The district
court therefore determined that the discretionary function
exception applied.
Chang appeals. Our review is de novo. Young v. United
States, 769 F.3d 1047, 1052 (9th Cir. 2014).
II
A
The United States may be sued only to the extent it has
waived its sovereign immunity. O’Toole v. United States,
295 F.3d 1029, 1033 (9th Cir. 2002) (citing United States v.
Orleans, 425 U.S. 807, 814 (1976)). The FTCA waives
sovereign immunity “from suits arising out of certain
negligent acts of federal employees.” Young, 769 F.3d at
1053 (citing 28 U.S.C. § 1346(b)(1)). The FTCA allows a
plaintiff to recover money damages from the federal
CHANG V. USA 7
government for “personal injury or death caused by the
negligent or wrongful act or omission of any employee of
the Government while acting within the scope of his office
or employment.” 28 U.S.C. § 1346(b)(1). The FTCA thus
makes the United States liable “if a private person[] would
be liable to the claimant in accordance with the law of the
place where the act or omission occurred.” Id.
Though the FTCA giveth to tort plaintiffs, it also taketh
away. That is because the FTCA contains various
exceptions to its general waiver of sovereign immunity—
exceptions that reinstate the United States’ immunity from
suit in specified circumstances. We consider here the
FTCA’s discretionary function exception. That exception
disallows tort liability against the United States in the case
of claims “based upon the exercise or performance or the
failure to exercise or perform a discretionary function or
duty on the part of a federal agency or an employee of the
Government, whether or not the discretion involved be
abused.” 28 U.S.C. § 2680(a). This exception is designed
to “prevent ‘judicial “second guessing” of legislative and
administrative decisions grounded in social, economic, and
political policy through the medium of an action in tort.’”
Morales v. United States, 895 F.3d 708, 713 (9th Cir. 2018)
(quoting United States v. S.A. Empresa de Viacao Aerea Rio
Grandense (Varig Airlines), 467 U.S. 797, 814 (1984)).
The Supreme Court has established a two-part test to
determine whether the discretionary function exception
applies to a plaintiff’s claim. See Berkovitz v. United States,
486 U.S. 531, 536–37 (1988). First, “we must consider
whether the agency’s allegedly negligent conduct is
discretionary—that is, ‘whether the action is a matter of
choice for the acting employee.’” Young, 769 F.3d at 1053
(quoting Berkovitz, 486 U.S. at 536). This first step “is not
8 CHANG V. USA
met where ‘a federal statute, regulation, or policy
specifically prescribes a course of action for an employee to
follow.’” Terbush v. United States, 516 F.3d 1125, 1129
(9th Cir. 2008) (quoting Berkovitz, 486 U.S. at 536). But
“[i]f there is such a statute or policy directing mandatory and
specific action, the inquiry comes to an end because there
can be no element of discretion when an employee ‘has no
rightful option but to adhere to the directive.’” Id. (quoting
Berkovitz, 486 U.S. at 536).
If discretion is involved, however, we turn to the second
step of the analysis. At that point, “we must determine
whether the particular exercise of discretion was ‘of the kind
that the discretionary function exception was designed to
shield.’” Young, 769 F.3d at 1053 (quoting Berkovitz, 486
U.S. at 536). “[O]nly governmental actions and decisions
based on considerations of public policy” involve the
relevant exercise of discretion. Terbush, 516 F.3d at 1129
(quoting Berkovitz, 486 U.S. at 536–37). In the context of
the discretionary function exception, “[p]ublic policy has
been understood to include decisions ‘grounded in social,
economic, or political policy.’” Id. (quoting Varig Airlines,
467 U.S. at 814).
But not everything the government does is grounded in
these sorts of policy considerations. The discretionary
function exception is not so broad that it would overtake the
very waiver of sovereign immunity from which it cuts back.
As we have explained, “‘[t]he mere association . . . with
regulatory concerns’ . . . is insufficient to trigger the
discretionary function exception; rather ‘exempt decisions
are those fraught with . . . public policy considerations.”
O’Toole, 295 F.3d at 1034 (quoting Cope v. Scott, 45 F.3d
445, 449 (D.C. Cir. 1995)); see also, e.g., Bolt v. United
States, 509 F.3d 1028, 1033 (9th Cir. 2007) (“At this second
CHANG V. USA 9
step, it is therefore ‘insufficient for the government to show
merely that some choice was involved in the decision-
making process. The balancing of policy considerations is a
necessary prerequisite.’” (quoting ARA Leisure Servs. v.
United States, 831 F.2d 193, 195 (9th Cir. 1987))). The
government bears the burden of demonstrating that the
discretionary function exception applies. See Young, 769
F.3d at 1052.
B
In this case, there is no dispute that the government
satisfied the first step of the discretionary function analysis,
for there is no statute, regulation, or policy dictating how the
grassy areas at Saipan’s American Memorial Park must be
maintained. Our inquiry thus focuses on the second step.
This requires that we identify, based on Chang’s allegations,
“the precise action the government took or failed to take.”
Young, 769 F.3d at 1054. Here, the essence of Chang’s
allegations is that the United States “allow[ed] a dangerous
hole” in a grassy recreational area “to go unrepaired.” We
thus examine whether this alleged negligence is grounded in
considerations of public policy. To answer this question, we
turn to the doctrinal scaffolding that we have erected to help
resolve such inquiries, with particular focus on how the
doctrine applies to personal injuries sustained in national
parks and other places of natural wonder, cultural
appreciation, and public recreation.
Our cases begin by recognizing that “[g]overnment
actions can be classified along a spectrum,” with some
actions involving effectively zero policy considerations, and
other actions inherently imbued with them. Whisnant v.
United States, 400 F.3d 1177, 1181 (9th Cir. 2005). Thus,
“[a]t one extreme of the policy prong of the analysis, where
10 CHANG V. USA
the discretionary function exception provides no defense to
liability, are those agency decisions totally divorced from the
sphere of policy analysis.” O’Toole, 295 F.3d at 1035. An
example is a government employee’s negligent driving, for
“[a]lthough driving requires the constant exercise of
discretion, the official’s decisions in exercising that
discretion can hardly be said to be grounded in regulatory
policy.” Id. (quoting United States v. Gaubert, 499 U.S. 315,
325 n.7 (1991)). On the far opposite side of the discretionary
function spectrum are agency actions that are “fully
grounded in regulatory policy.” Id. Here we have offered
as examples the regulation of banks and the enforcement of
airline safety standards. See id.; see also Young, 769 F.3d at
1055; Whisnant, 400 F.3d at 1181.
To help evaluate where a given case falls along this
spectrum, we have recognized a distinction between design
and implementation. In particular, “we have generally held
that the design of a course of governmental action is shielded
by the discretionary function exception, whereas the
implementation of that course of action is not.” Whisnant,
400 F.3d at 1181. We have rationalized one of our earliest
national park discretionary function cases, ARA Leisure
Services v. United States, 831 F.2d 193 (9th Cir. 1987), on
this axis. ARA Leisure involved a tour bus in Alaska’s
Denali National Park that ran off an eroded road and crashed.
Id. at 194. Passengers of the bus and their survivors sued the
United States for negligently designing the road without
guardrails and for failing properly to maintain the road. Id.
Minding a design/implementation distinction, “we held that
designing the road without guardrails was a choice grounded
in policy considerations and was therefore shielded under the
discretionary function exception, but maintaining the road
was a safety responsibility not susceptible to policy
CHANG V. USA 11
analysis.” Whisnant, 400 F.3d at 1181–82 (discussing ARA
Leisure). Many of our cases have employed this
design/implementation dichotomy. See, e.g., Kim v. United
States, 940 F.3d 484, 488 (9th Cir. 2019); Marlys Bear
Medicine v. United States ex rel. Sec’y of Dep’t of Interior,
241 F.3d 1208, 1215 (9th Cir. 2001).
One substantial category of “implementation” actions, to
which the FTCA’s discretionary function exception does not
apply, is routine maintenance. As a general matter, to
routinely maintain a place or thing is merely to carry out—
most typically through rote upkeep—an antecedent policy
decision that has already been made. As we have described
it, “[o]ur case law directs that, by nature, matters of routine
maintenance are not protected by the discretionary function
exception because they generally do not involve policy-
weighing decisions or actions.” Terbush, 516 F.3d at 1133.
That is particularly so when the standard upkeep in question
has safety implications. See Young, 769 F.3d at 1059;
Terbush, 516 F.3d at 1133; Whisnant, 400 F.3d at 1185.
Thus, in Bolt, we held that the government could be
liable under the FTCA for its failure to clear snow and ice
from an apartment complex parking area in which the
plaintiff slipped, because “clearing snow and ice from
parking lots constitute[s] a matter of routine maintenance
beyond the scope of the discretionary function exception.”
509 F.3d at 1034. In Whisnant, and in what we later
described as “a clear case of maintenance failure,” Terbush,
516 F.3d at 1133, we held that the government’s negligence
in not remediating a mold problem in a naval commissary
fell outside the discretionary function exception. Whisnant,
400 F.3d at 1181–83. And in O’Toole, we decided that the
government’s negligent failure to repair an irrigation system,
which resulted in flooding on the plaintiffs’ property,
12 CHANG V. USA
exceeded the discretionary function exception. 295 F.3d at
1035–37. The reason: “an agency’s decision to forego, for
fiscal reasons, the routine maintenance of its property—
maintenance that would be expected of any other
landowner—is not the kind of policy decision that the
discretionary function exception protects.” Id. at 1036.
Substantial maintenance work takes place at national
parks and other similar federal properties. But although
these settings can present unique considerations, the FTCA’s
basic doctrinal framework still holds. Our cases have
therefore not hesitated to regard the government’s negligent
failure to conduct routine repairs in these places as beyond
the bounds of the discretionary function exception. For
example, in ARA Leisure, discussed above, we viewed the
government’s failure to repair an eroded road in Denali
National Park as a matter of delinquent maintenance, to
which the discretionary function exception did not apply.
See 831 F.2d at 195. We explained that “Park Service
maintenance work is not the kind of regulatory activity” for
which the discretionary function exception bars liability. Id.
And, as we noted in Terbush, “we do not quickly accept that
every minute aspect of the NPS’s work is touched
by . . . policy concerns.” 516 F.3d at 1130. Under our case
law, therefore, a tort claim based on the government’s failure
to conduct routine maintenance at a national park is
generally within the FTCA’s waiver of sovereign immunity
and outside its discretionary function exception.
Of course, just because something can be characterized
as the “implementation” of a government plan or design, or
government “maintenance” of a given area or item, does not
necessarily mean the plaintiff can escape the discretionary
function exception. As we explained in Whisnant, there is
an “exception” to the “design/implementation distinction”
CHANG V. USA 13
when “[t]he implementation itself implicates policy
concerns.” 400 F.3d at 1182 n.3. We offered as examples
when government officials “consider competing fire-fighter
safety and public safety considerations in deciding how to
fight a forest fire,” or when they are “balanc[ing] prison
safety and inmate privacy considerations in deciding how to
search a prisoner’s cell in response to a reported threat of
violence.” Id. We have offered a similar caveat when it
comes to maintenance. We have noted that unlike
maintaining the eroding road in ARA Leisure, some kinds of
maintenance activities can involve “complex decisions” that
“would tend to implicate the broader mandates” of a
regulatory policy regime. Terbush, 516 F.3d at 1134.
This complexity exists in the national park context when
tort cases arise from features of a natural landscape that pose
dangers to park visitors. We would not, for example,
describe as a matter of “routine maintenance” the National
Park Service’s allegedly negligent determination not to fill
in a bubbling mud pot at Yellowstone National Park, for
such thermal features are part of the Park’s unique natural
and aesthetic environment, to which public policy
considerations must necessarily be brought to bear when
managing it. See Young, 769 F.3d at 1058 (explaining that
NPS decisions that turn on “historic or natural resource
preservation” are “susceptible to policy” determinations).
The Park Service’s alleged failure to remove slippery kelp
from a tidepool would likewise not count as “routine
maintenance,” because any such action by the government
would once again require an evaluation of various public
policy considerations, including preserving marine life and
maintaining the ocean ecosystem. As we explained in
Terbush, “identifying and responding to hazards in the wild
implicates the NPS’s broader policy mandates to balance
14 CHANG V. USA
access with conservation and safety.” 516 F.3d at 1137.
Removing snow and ice from a visitor center parking lot is a
matter of routine maintenance, but removing snow and ice
from Yosemite’s Tuolomne Meadows cannot be so
regarded.
Several of our cases involving federal park lands reflect
this distinction. In Childers v. United States, 40 F.3d 973
(9th Cir. 1994), an 11-year-old boy fell to his death on an
unmaintained trail in winter in Yellowstone National Park.
We concluded that “[t]he decisions NPS made in this case
reflected its determination of how best to manage the park in
winter.” Id. at 976. “Unable to maintain all the trails in the
park” given Yellowstone’s 2.2 million acres and 1,200 miles
of hiking trails, we recognized that “NPS’s decisions
concerning warnings, trail maintenance, and trail closure . . .
are policy-based, requiring [the NPS] to balance access with
safety, and take into account conservation and resources in
designing area plans and making individual trail
determinations.” Id. at 975, 976 & n.5.
By contrast, in Young, we held that the Park Service’s
failure to warn visitors about hazards in a snowfield was not
subject to the discretionary function exception. 769 F.3d at
1057–58. In that case, a visitor to Mount Rainier National
Park fell in a 12-foot-deep hole in a snowfield near the park
visitor center, with the hole having formed because a buried
transformer melted the snow, creating an unnoticeable cavity
beneath a thin snow ceiling. Id. at 1051–52. We recognized
that “when the NPS decides whether to warn of dangers that
exist naturally in its national parks, those decisions generally
are guided by considerations of policy.” Id. at 1056. But we
distinguished cases like Childers because the snowfield at
issue in Mount Rainier was located near the visitor center,
and the hazard created by the transformer was “not located
CHANG V. USA 15
‘in the wild’” and “ha[d] no connection to visitor enjoyment
or ‘protection of wildlife and the general alpine
environment.’” Id. at 1058 (first quoting Terbush, 516 F.3d
at 1137, and then quoting Blackburn v. United States, 100
F.3d 1426, 1434 (9th Cir. 1996)).
Lastly, in Lam v. United States, 979 F.3d 665 (9th Cir.
2020), we held that the discretionary function exception
applied when a 60-foot live oak in a Lake Mendocino
campground fell on a camper’s tent, injuring him. Over
Judge Hurwitz’s dissent, which regarded the matter as “a
straightforward personal injury case” involving the
government’s failure to follow its plan of tree inspection, id.
at 688–89 (Hurwitz, J., dissenting), we held that the decision
whether to cut down the tree involved policy considerations.
Id. at 681–82. That was because in deciding whether the tree
should be removed, park employees had to weigh aesthetics,
the tree’s role in providing sustenance and shelter to birds,
and elements of public safety. Id. at 681–82.
We conclude our examination of the case law with the
following observations. Although each FTCA discretionary
function exception case turns on its own facts, the
distinctions between the design of a government plan and its
implementation, the extent to which the action is one of
routine maintenance, and the degree to which the
maintenance involves disruption to the natural environment,
all inform the assessment of when the discretionary function
exception applies. These considerations help us to place a
given government act or omission on the spectrum of
decisions that may be susceptible to public policy
considerations and to which the discretionary function
exception would apply.
16 CHANG V. USA
C
Based on our review of the case law, we conclude that
the NPS’s allegedly negligent failure to repair a hole in a
regularly maintained grass area does not fall within the
discretionary function exception. This is a matter of routine
maintenance to which the discretionary function exception
does not apply.
This case involves the government’s alleged failure to fix
a basic hazard on a common type of well-traversed terrain
for which any property owner would be regularly held
responsible. The challenged conduct is not the
government’s decision whether to create or maintain the
recreational area where Chang was injured, or how that area
was designed. See O’Toole, 295 F.3d at 1036–37
(explaining that “routine ditch maintenance” did not fall
within the discretionary function exception because
although “the [government] was under no obligation to
acquire [the property], . . . once it did, it also acquired the
obligation to keep its irrigation system from causing harm to
others to the same extent that a private landowner must”).
We thus deal with the implementation of an established
governmental policy decision already made, see ARA
Leisure Servs., 831 F.2d at 195, and, within that, a very
standard form of property maintenance: ensuring that highly
trafficked grass areas are free of sizeable hidden cavities that
may result in injuries. If filling a hole in grass does not count
as routine maintenance that is outside the discretionary
function exception, very little would.
In fact, the record amply demonstrates that the NPS itself
regards this issue as one of routine maintenance. American
Memorial Park staff member Togawa specifically explained
that he “routinely maintain[ed] this area.” Togawa cut the
CHANG V. USA 17
grass with lawn mowers and was “trained to look for
imperfections while maintaining Park grounds.” When Park
workers discover such imperfections, “they are marked and
filled in with dirt, rocks or a combination of both.” To be
sure, Togawa maintains that he “did not discover any holes
in the Amphitheater area during [his] routine lawn
maintenance before or after Plaintiff’s fall.” Park
Superintendent Alberti likewise says she observed no holes
in the area in question. But although this may support a
defense to Chang’s allegations on the merits, it does not take
away from the essential nature of the alleged negligence
here: failing to fill a large hole in a popular lawn area, a basic
safety maintenance issue to which considerations of public
policy play no meaningful role.
The decision whether to fill these holes lacks any
material foothold in aesthetic, ecological, or cultural
considerations. Nor is this a situation in which park
employees are being asked to address a hazard “in the wild,”
which would undermine the natural environment. Terbush,
516 F.3d at 1137. The Park landscape may have natural
grades and undulations, but unlike the unmaintained winter
Yellowstone trails in Childers, NPS here regularly
maintained the grass area as a field for play and enjoyment,
much like most any neighborhood park or backyard. NPS
regularly fixed holes in the grass, but by the allegations of
the complaint, not this one. Park Superintendent Alberti
avers that the Park’s grounds are not “managed to a pristine
standard.” But Chang does not claim the Park should have
furnished flawless putting greens. He claims only that the
Park should have done what Park employee Togawa said
Park staff already did: fill holes in the grass.
This case is thus far closer to the removal of snow and
ice around a parking lot, see Bolt, 509 F.3d at 1034, the
18 CHANG V. USA
repair of an eroding road, see ARA Leisure Servs., 831 F.2d
at 195, or the obligation to prevent snow hazards near a
transformer by a visitor center, see Young, 769 F.3d at 1058–
59. And it is substantially different even from the decision
whether to remove a large live oak tree near a campground,
which involved considerations of “wildlife and habitat
preservation” and “aesthetics,” Lam, 979 F.3d at 681, in a
way that repairing holes in a grass lawn simply does not.
To the extent the government contends it did not fill
holes in the grass solely due to resource constraints—an
excuse that the declarations from Park employees do not
offer—any such budgetary argument would be unavailing.
We have “held that the government [cannot] invoke the
discretionary function exception by citing budgetary
constraints as the sole reason for its failure to perform
routine maintenance or to take routine safety precautions.”
Nanouk v. United States, 974 F.3d 941, 948–49 (9th Cir.
2020). Because “[b]udgetary constraints underlie virtually
all governmental activity,” ARA Leisure Servs., 831 F.2d at
196, treating this as a public policy consideration sufficient
to trigger the discretionary function exception would unduly
limit the circumstances in which the government can be held
liable under the FTCA. See O’Toole, 295 F.3d at 1037; see
also Bolt, 509 F.3d at 1034 (“In enacting § 2680, however,
Congress did not intend to protect decision-making based on
budgetary constraints.”).
Finally, at oral argument, the United States emphasized
that in its view, there is no evidence of a one-foot-deep hole
that would have been detectable to Togawa or other Park
workers. But we must accept the allegations as pled and the
record as it stands. Based on that, we hold that the FTCA’s
discretionary function exception does not apply because the
NPS’s maintenance of a recreational grass lawn was not
CHANG V. USA 19
susceptible to public policy analysis. We reverse the district
court’s dismissal of Chang’s complaint and remand for
further proceedings consistent with this opinion.1
REVERSED AND REMANDED.
S.R. THOMAS, Circuit Judge, dissenting:
I respectfully disagree with the majority that the
discretionary function exception does not apply. As the
district court correctly concluded, “the standard to which the
[Park employees] choose to keep the grassy areas . . .
necessarily required decisions based on public policy
concerns.”
I
It is undisputed that the government satisfied the first
step of the discretionary function analysis because the
applicable policies give the government discretion in how to
maintain the relevant grassy field. Congress gave the
National Park Service (“NPS”) the duty to “promote and
regulate the use of the National Park System” in order to
“conserve the scenery, natural and historic objects, and wild
life” such that it would be “unimpaired for the enjoyment of
future generations.” 54 U.S.C. § 100101. The relevant NPS
1
Chang’s complaint also briefly alleged without facts that the
government failed to warn of the hole in the grass. Because the basis for
Chang’s failure to warn claim is unelaborated, it is unclear whether it
would implicate the discretionary function exception. Although such a
warning claim would appear to be duplicative from a liability standpoint,
to the extent Chang wishes to pursue it, he should seek leave from the
district court to file an amended complaint, at which point the district
court can evaluate the claim in light of our analysis in this opinion.
20 CHANG V. USA
Management Policies specifically state that they “do not
impose park-specific visitor safety prescriptions” and that
“[t]he means by which public safety concerns are to be
addressed is left to the discretion of superintendents and
other decision-makers at the park level who must work
within the limits of funding and staffing.” The relevant NPS
Director’s Order also gives the park superintendents the
power to make “discretionary decisions that balance public
recreation and safety with preservation of the protected
natural, historic, and cultural setting.” As these provisions
make clear, NPS is designated with the discretion to make
policy decisions that balance providing access to natural
settings, safety, finite resources, aesthetics, opportunities to
reflect on history, and encouragement of outdoor community
events.
In order to fulfill these duties, the Park employees
conduct “informal visual inspection[s]” of the Park grounds.
When “imperfections are discovered, they are marked and
filled in with dirt, rocks or a combination of both.”
However, “[t]he Park grounds and lawns are not managed to
a pristine standard – they are subject to imperfections and
undulations that would be typical of general-use grounds that
are subject to various forms of recreation, maintenance
vehicle use, erosion and weather impacts, and natural
impacts from wildlife or subsurface animal activity.”
Although the Park employees are required to discover
and fill imperfections, no mandatory criteria exist for
identifying imperfections. See Valdez v. United States, 56
F.3d 1177, 1180 (9th Cir. 1995) (finding that while the
“policy guidelines certainly outline general policy goals
regarding visitor safety, the means by which NPS employees
meet these goals necessarily involves an exercise of
discretion”). Therefore, the relevant policies by their general
CHANG V. USA 21
nature allow Park employees to exercise judgment and
discretion. Because the relevant policies have no specific
mandatory requirements for identifying and filling
“imperfections,” the Park employees had discretion to act
according to their own judgment in assessing the Park
grounds. This discretion satisfies the first part of the
discretionary function exception test.
II
Where the express or implied government policy “allows
a Government agent to exercise discretion, [as is the case
here,] it must be presumed that the agent’s acts are grounded
in policy when exercising that discretion.” United States v.
Gaubert, 499 U.S. 315, 324 (1991) (emphasis added). “The
focus of [this Court’s] inquiry is not on the agent’s subjective
intent in exercising the discretion conferred by statute or
regulation, but on the nature of the actions taken and on
whether they are susceptible to policy analysis.” Id. at 325.
The government must only prove that the challenged action
was susceptible to policy balancing and need not prove that
a government employee actually balanced economic, social,
and political concerns in reaching his or her decision. See
Prescott v. United States, 973 F.2d 696, 703 n.5 (9th Cir.
1992).
The decisions regarding conducting “informal visual
inspection[s],” only having one to three laborers on duty
daily, leaving the grounds in a non-pristine condition, and
filling only “imperfections,” are all decisions that result from
balancing competing policy considerations, such as safety,
budget, staffing, wildlife and habitat preservation, impact on
the natural vegetation, and aesthetics. These decisions are
thus the type of policy decisions that are protected under the
discretionary function exception. See, e.g., Valdez, 56 F.3d
22 CHANG V. USA
at 1180 (“Here, the challenged conduct clearly implicates a
choice between the competing policy considerations of
maximizing access to and preservation of natural resources
versus the need to minimize potential safety hazards.”); Lam
v. United States, 979 F.3d 665, 682 (9th Cir. 2020)
(“Competing interests and policy concerns require balancing
and weighing; balancing and weighing involve discretion;
and policy discretion invokes the [discretionary function
exception].”). Here, competing interests were involved in
determining to what level the grass would be maintained.
Based on these competing policy considerations, NPS staff
determined that the grounds would be maintained in a non-
pristine condition and only “imperfections” would be filled.
III
The majority attempts to draw a distinction between the
decision to maintain the grassy field and the decision about
how NPS maintained the grassy field. Although we have
held that negligent implementation can in some cases fall
outside the scope of the discretionary function exception, in
those cases, we have held that the conduct in question was
not grounded in policy considerations and thus failed the
second part of the discretionary function exception. See e.g.,
Camozzi v. Roland/Miller & Hope Consulting Grp., 866
F.2d 287, 290 (9th Cir. 1989) (“The alleged negligence upon
which plaintiffs rely—the negligence of USPS in performing
its retained safety functions—involved no policy choices.”).
We, however, have made clear that the discretionary
function exception does not permit liability where, as here,
“the implementation itself implicates policy concerns.”
Whisnant v. United States, 400 F.3d 1177, 1182 n.3 (9th Cir.
2005).
CHANG V. USA 23
Chang does not allege in his complaint that NPS knew or
was aware of the hole’s existence. Indeed, in his
administrative complaint, he stated, “[t]he hole was not
visible to a normal person using reasonable care . . . .”1 Nor
does Chang allege that the hole was negligently repaired.
Even if Chang had claimed that the hole had been identified
but not properly filled, the government must prove only that
the challenged action—filling the hole—was susceptible to
policy balancing, and need not prove that a government
employee actually balanced economic, social, and political
concerns in reaching his or her decision. See Prescott, 973
F.2d at 703 n.5. Even if an NPS employee had seen the hole,
the employee would have needed to balance policy
considerations to decide whether it was an “imperfection” to
be filled, or a part of the landscape to preserve. That is
enough to satisfy the government’s burden. Ultimately,
Chang’s proposed theory, which the majority accepts, allows
“the design-implementation distinction to override the
discretionary function exception analysis in contravention of
the Court’s clear command: we look first to whether a policy
permits [] discretion, and if it does, then we must presume
that [the] act or omissions are grounded in policy, whether
or not we suspect that the discretion involved has been
abused.” Gonzalez v. United States, 814 F.3d 1022, 1036
(9th Cir. 2016).
The cases cited by the majority are inapposite to the facts
before us. First, both ARA Leisure Servs. v. United States,
831 F.2d 193 (9th Cir. 1987) and Bolt v. United States, 509
1
Consistent with Chang’s statement that the hole was not visible, the
uncontradicted affidavit of the groundskeeper stated that he “did not
discover any holes in the Amphitheater area during my routine lawn
maintenance before or after [Chang’s] fall.”
24 CHANG V. USA
F.3d 1028, 1033 (9th Cir. 2007) involved the government’s
failure to comply with its own policies. Here, Chang did not
identify any policy with which NPS failed to comply.
Second, in Whisnant the Court held that “the
government’s alleged failure to maintain safe and healthy
premises was not a decision susceptible to considerations of
social, economic or political policy.” 400 F.3d at 1179.
There were no policy considerations that could justify the
government’s failure to eradicate a mold problem in a naval
base commissary. Id. Here, policy considerations were
involved in determining what constituted an “imperfection”
and when to fill it. The decision involved the balancing of
various considerations including public safety, ecology,
wildlife preservation, staffing and budgetary constraints, and
park aesthetics.
Third, in O’Toole v. United States, 295 F.3d 1029, 1036–
37 (9th Cir. 2002), the government decided to “forego, for
fiscal reasons, the routine maintenance of its property” and
did not assert any reasons other than financial constraints for
making this decision. Here, NPS did conduct daily
maintenance of the Park grounds. But based on various
policy considerations, including preserving the natural
setting of the Park, NPS determined that the “Park[] ground
and lawns [would] not be managed to a pristine standard.”
Here, unlike in O’Toole, the government did not completely
forego routine maintenance based solely on financial
considerations; rather, NPS established policies that called
for routine maintenance but allowed for discretion in
determining when holes in the ground should be filled and
when they should be left unaltered. This decision involved
the weighing of financial constraints, but also other
considerations, including aesthetics and safety.
CHANG V. USA 25
The facts here are much more analogous to those in Lam
v. United States. 979 F.3d 665. There, the government
employed a worker who was trained “to identify and remove
hazardous trees” based on certain factors that would signal a
threat. Id. at 670–71. The Operational Management Plan
(“OMP”) that governed identifying and removing hazardous
trees contained general requirements for rangers inspecting,
maintaining, and removing trees, but did not specify how the
rangers were to carry out those general requirements. Id. at
679. The Lam Court held that, “[a]lthough the OMP does
require daily inspections, there is no requirement, checklist,
or criteria for how to conduct these inspections or what they
should cover. That is left out of the policy language and left
up to the ranger’s discretion.” Id.
Similarly, here, the relevant policies that allow laborers
discretion in determining when to fill holes compel the same
conclusion. As Lam recognized, when the government is
balancing policy considerations and the relevant policies in
place do not direct a particular course of action, the
government is protected by the discretionary function
exception. See id at 681–82. Here, there was no specific
policy in place that dictated that all holes needed to be filled.
Rather, after weighing competing policy interests, NPS
determined that the grounds should be maintained in a non-
pristine manner and would be subject to imperfections. The
laborers, like the rangers in Lam, were tasked with using
their discretion to determine when divots in the ground
constituted “imperfections” that warranted repair.
IV
The majority claims that if the discretionary exception
covers this conduct then “very little would” be outside the
scope of the exception. But a hole in a grassy field in a
26 CHANG V. USA
national park is very different from a hole in a parking lot or
a road. Contrary to the claim that the grassy field was more
like a “neighborhood park or backyard,” the grassy field is a
part of the national park’s ecosystem. Therefore, although
the field may not be part of the “wilderness,” the
environment is unique and NPS must balance the need for
public access and safety with the need to preserve the
wildlife, vegetation, and natural ecosystem, consistent with
the Congressional directive that the NPS “promote and
regulate the use of the National Park System” in order to
“conserve the scenery, natural and historic objects, and wild
life” such that it would be “unimpaired for the enjoyment of
future generations.” 54 U.S.C. § 100101. The decision of
how to weigh these competing interests was left to the
discretion of NPS, so the discretionary function exception
applies.
V
Chang is not able to identify any mandatory policies NPS
failed to follow and he has not sufficiently defeated the
presumption that the discretionary act—how to maintain the
grassy field—does not involve competing policy
considerations. Nor does he claim the hole was visible to
any reasonable observer or that the NPS negligently repaired
the hole. The fact that the discretion codified in the relevant
policies applied at the implementation stage does not change
that the relevant government agent’s acts were grounded in
policy when exercising that discretion. Therefore, the
discretionary function exception applies.
For these reasons, I respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT YOON SUK CHANG, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT YOON SUK CHANG, No.
02Manglona, Chief District Judge, Presiding Argued and Submitted February 14, 2025 Honolulu, Hawaii Before: Sidney R.
03Filed June 9, 2025 Opinion by Judge Bress; Dissent by Judge S.R.
04USA SUMMARY* Federal Tort Claims Act The panel reversed the district court’s judgment dismissing, based on the discretionary function exception of the Federal Tort Claims Act (“FTCA”), Yoon Suk Chang’s complaint against the United States se
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT YOON SUK CHANG, No.
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