1371.154 – FINANCIAL ADVISER OR INVESTMENT ADVISER
Texas Government Code § 1371.154
Summary
This law outlines the qualifications and requirements for financial and investment advisers who assist issuers with interest rate management agreements, public securities, or the investment of public security proceeds. It ensures that advisers meet specific standards to protect public interests in these financial transactions.
Applies to advisers involved in public securities and interest rate agreements.
Establishes qualifications for financial and investment advisers.
Aims to safeguard public funds in financial transactions.
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In simple terms: Learn about Texas's FINANCIAL ADVISER OR INVESTMENT ADVISER law, including definitions, penalties, and legal implications.. This means people must follow this rule, and breaking it can lead to criminal penalties.
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