1371.152 – EXEMPTIONS. This subchapter does not apply to:
Texas Government Code § 1371.152
Summary
This law outlines specific exemptions from the requirements of the subchapter, primarily affecting large issuers and certain financial advisers. It provides clarity on which entities are not subject to the regulations established in this subchapter.
Exempts issuers with over $3 billion in obligations as of 2007.
Includes nonprofit corporations investing for exempt issuers.
Covers financial advisers for specific public securities issuances.
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In simple terms: Learn about Texas's EXEMPTIONS. This subchapter does not apply to: law, including definitions, penalties, and legal implications.. This means people must follow this rule, and breaking it can lead to criminal penalties.
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