152.004[2/2] – EXEMPTIONS. This chapter does not apply to:
Texas Finance Code § 152.004[2/2]
Summary
This law outlines specific exemptions from certain regulations in the finance code, primarily affecting entities involved in trading and securities. It clarifies that various financial professionals and institutions, such as futures commission merchants and broker-dealers, are not subject to these regulations in their respective operations.
Exempts certain financial professionals from specific regulations.
Includes futures commission merchants and broker-dealers.
Focuses on their operations related to trading and securities.
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In simple terms: Learn about Texas's EXEMPTIONS. This chapter does not apply to: law, including definitions, penalties, and legal implications.. This means people must follow this rule, and breaking it can lead to criminal penalties.
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