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Oregon /
Oregon Revised Statutes Chapter 59
Oregon Revised Statutes Chapter 59
255 sections · Oregon
- § 59.015 — Definitions for Oregon
- § 59.025 — Securities exempt from
- § 59.035 — Transactions exempt
- § 59.045 — Authority of director
- § 59.049 — Federal covered
- § 59.051 — Statutory references
- § 59.055 — Conditions of offer
- § 59.065 — Registration
- § 59.070 — Amended registration
- § 59.075 — Registration by
- § 59.085 — Conditions imposed on
- § 59.095 — Approval of plan to
- § 59.105 — Denial, suspension or
- § 59.115 — Liability in
- § 59.125 — Effect of notice of
- § 59.127 — Liability in
- § 59.131 — Effect of notice of
- § 59.135 — Fraud and deceit with
- § 59.137 — Liability in
- § 59.145 — Effect of notice
- § 59.155 — Director is agent for
- § 59.165 — Licensing of
- § 59.175 — Procedures for notice
- § 59.185 — Expiration of license;
- § 59.195 — Licensees to keep
- § 59.205 — Grounds for denying,
- § 59.215 — Action against
- § 59.225 — Cancellation of
- § 59.235 — General supervision
- § 59.245 — Investigations;
- § 59.255 — Enjoining violations;
- § 59.265 — Procedure when assets
- § 59.285 — Rules; financial
- § 59.295 — Notice of orders;
- § 59.305 — Judicial review of
- § 59.315 — Oaths and subpoenas in
- § 59.325 — Certified copies of
- § 59.331 — Scope of Attorney
- § 59.335 — Application of certain
- § 59.345 — When offer to sell or
- § 59.350 — Treatment of certain
- § 59.355 — Corporations subject
- § 59.365 — Common-law and
- § 59.370 — Limitation on
- § 59.451 — Prohibition against
- § 59.485 — Required reporting by
- § 59.490 — Notifications to third
- § 59.495 — Delay of
- § 59.500 — Limitation on
- § 59.505 — Provision of records
- § 59.540 — Registration in
- § 59.545 — Registration in
- § 59.550 — Origination of
- § 59.555 — Form of registration
- § 59.560 — Effect of registration
- § 59.565 — Ownership on death of
- § 59.570 — Protection of
- § 59.575 — Nontestamentary
- § 59.580 — Terms, conditions and
- § 59.585 — Short title; rules of construction
- § 59.710 — to 59.830 to real estate contracts and brokers
- § 59.730 — Making contract
- § 59.740 — Conducting bucket shop
- § 59.750 — Receipt or
- § 59.760 — Reporting false sale
- § 59.770 — Manipulating market by
- § 59.780 — Brokers trading
- § 59.790 — Insolvent
- § 59.800 — Pledge or sale by
- § 59.810 — Delivery to customer
- § 59.820 — Actions against
- § 59.830 — Self-incrimination by
- § 59.991 — Criminal penalties for
- § 59.995 — Civil penalties for
- § 59.005 — Short
- § 59.010 — [Repealed by 1967 c.537 §36]
- § 59.015 — Definitions for Oregon Securities Law
- § 59.025 — (1);
- § 59.020 — [Repealed by 1967 c.537 §36]
- § 59.025 — Securities exempt from registration
- § 59.030 — [Repealed by 1967 c.537 §36]
- § 59.035 — Transactions exempt from registration
- § 59.045 — Authority of director to deny, withdraw or condition exemptions
- § 59.047 — [1981 c.292 §2; 1985 c.349 §5;
- § 59.049 — Federal
- § 59.050 — [1981 c.292 §3; 1985 c.349 §6;
- § 59.051 — Statutory references to federal law
- § 59.052 — [1981 c.292 §4; 1985 c.349 §7;
- § 59.055 — Conditions of offer and sale of securities
- § 59.065 — Registration procedures; application; fees; rules
- § 59.070 — Amended
- § 59.075 — Registration by director; expiration; renewal; fee; rules
- § 59.078 — [1973 c.366 §8; repealed by 1987
- § 59.085 — Conditions imposed on registration
- § 59.095 — Approval of plan to issue securities in exchange for other securities, claims
- § 59.105 — Denial,
- § 59.110 — [Amended by 1953 c.690 §3; 1955
- § 59.115 — Liability in connection with sale or successful solicitation of sale of
- § 59.120 — [Amended by 1955 c.196 §1; 1957
- § 59.125 — Effect
- § 59.115 — if the purchaser has received before suit a written notice as outlined
- § 59.127 — Liability in connection with purchase or successful solicitation of purchase of
- § 59.130 — [Amended by 1953 c.549 §138;
- § 59.131 — Effect
- § 59.135 — Fraud
- § 59.137 — Liability in connection with violation of ORS 59.135; damages; defense;
- § 59.140 — [Repealed by 1967 c.537 §36]
- § 59.145 — Effect
- § 59.150 — [Amended by 1957 c.45 §1; repealed
- § 59.155 — Director is agent for service of process; manner of service; exceptions
- § 59.160 — [Repealed by 1967 c.537 §36]
- § 59.165 — Licensing of broker-dealers, investment advisers and salespersons required;
- § 59.015 — (20)(b) and licensed broker-dealers transacting business as federal
- § 59.170 — [Amended by 1961 c.352 §1;
- § 59.175 — Procedures for notice filing and licensing; rules; examination; bond, letter of
- § 59.185 — are not equitable for the person making the payment. [1967 c.537 §18;
- § 59.180 — [Amended by 1957 c.48 §1; repealed
- § 59.185 — Expiration of license; rules for renewal; change in personnel
- § 59.190 — [Repealed by 1967 c.537 §36]
- § 59.193 — [1973 c.366 §9; 1975 c.491 §3;
- § 59.195 — Licensees to keep records; inspection; filing of financial reports
- § 59.200 — [Amended by 1955 c.198 §1; 1957
- § 59.205 — Grounds
- § 59.210 — [Amended by 1955 c.179 §1;
- § 59.211 — [1963 c.244 §4 (enacted in lieu of
- § 59.215 — Action
- § 59.220 — [Repealed by 1967 c.537 §36]
- § 59.225 — Cancellation of license or application; application for withdrawal; effect of
- § 59.175 — (5), or is subject to an adjudication of mental incompetence or to the
- § 59.230 — [Repealed by 1967 c.537 §36]
- § 59.235 — General
- § 59.240 — [Repealed by 1955 c.198 §2]
- § 59.245 — Investigations; publicity with respect to violations; confidentiality of
- § 59.250 — [Amended by 1963 c.244 §5;
- § 59.255 — Enjoining violations; fine; appointment of receiver; attorney fees; damages to private
- § 59.165 — (7). [1967 c.537 §23; 1971 c.394 §1; 1975 c.300 §4; 1981 c.897 §10; 1985
- § 59.260 — [Repealed by 1967 c.537 §36]
- § 59.265 — Procedure when assets or capital of broker-dealer or investment adviser found
- § 59.275 — Burden
- § 59.285 — Rules;
- § 59.295 — Notice
- § 59.305 — Judicial review of orders
- § 59.310 — [Amended by 1957 c.46 §1; 1961
- § 59.315 — Oaths
- § 59.320 — [Amended by 1961 c.352 §3;
- § 59.325 — Certified copies of documents; fee; effect of certification
- § 59.330 — [Amended by 1961 c.280 §6;
- § 59.331 — Scope
- § 59.335 — Application of certain sections
- § 59.145 — and 59.165, insofar as federal covered investment advisers or state
- § 59.340 — [Amended by 1963 c.244 §7;
- § 59.345 — When
- § 59.350 — Treatment of certain transactions
- § 59.355 — Corporations subject to other laws
- § 59.365 — Common-law and statutory rights not limited
- § 59.370 — Limitation on liability for good faith act or omission; reports regarding
- § 59.375 — [1967 c.537 §34; repealed by 1987
- § 59.405 — [1971 c.641 §3; 1975 c.491 §4;
- § 59.410 — [Repealed by 1967 c.537 §36]
- § 59.415 — [1971 c.641 §4; 1981 c.897 §11;
- § 59.420 — [Repealed by 1967 c.537 §36]
- § 59.425 — [1971 c.641 §5; repealed by 1987
- § 59.430 — [Repealed by 1967 c.537 §36]
- § 59.435 — [1971 c.641 §6; 1981 c.897 §12;
- § 59.440 — [Repealed by 1967 c.537 §36]
- § 59.445 — [1971 c.641 §7; repealed by 1987
- § 59.450 — [Repealed by 1967 c.537 §36]
- § 59.451 — Prohibition against filing false statement by person under investigation or
- § 59.480 — Definitions for ORS 59.480 to 59.505
- § 59.485 — Required reporting by certain securities professionals of suspected financial
- § 59.490 — Notifications to third parties
- § 59.495 — Delay
- § 59.500 — Limitation on liability
- § 59.490 — or 59.505; or
- § 59.505 — Provision of records to law enforcement and certain state agencies
- § 59.510 — [Repealed by 1967 c.537 §36]
- § 59.520 — [Repealed by 1967 c.537 §36]
- § 59.530 — [Repealed by 1967 c.537 §36]
- § 59.535 — Definitions for ORS 59.535 to 59.585
- § 59.540 — Registration in beneficiary form; sole or joint tenancy ownership
- § 59.545 — Registration in beneficiary form; applicable law
- § 59.550 — Origination of registration in beneficiary form
- § 59.555 — Form of
- § 59.560 — Effect
- § 59.565 — Ownership on death of owner
- § 59.570 — Protection of registering entity
- § 59.535 — to 59.585 do not extend to a reregistration or payment made after a
- § 59.575 — Nontestamentary transfer on death
- § 59.585 — do not limit the rights of creditors of security owners against
- § 59.580 — Terms,
- § 59.585 — Short
- § 59.585 — shall be liberally construed and applied to promote its underlying
- § 59.610 — [Repealed by 1967 c.537 §36]
- § 59.620 — [Repealed by 1967 c.537 §36]
- § 59.660 — [Repealed by 2007 c.661 §28]
- § 59.670 — [Amended by 1981 c.897 §13; 1995
- § 59.680 — [Amended by 1971 c.200 §5; 1973
- § 59.690 — [Repealed by 2007 c.661 §28]
- § 59.700 — [Repealed by 2007 c.661 §28]
- § 59.710 — Definitions for ORS 59.710 to 59.830
- § 59.720 — Application of ORS 59.710 to 59.830 to real estate contracts and brokers
- § 59.830 — shall not apply to any contract, agreement, sale, purchase, lease,
- § 59.730 — Making
- § 59.740 — Conducting bucket shop or repeatedly making forbidden contracts
- § 59.750 — Receipt
- § 59.760 — Reporting false sale of securities with intent to deceive
- § 59.770 — Manipulating market by pretended sales
- § 59.780 — Brokers
- § 59.790 — Insolvent broker-dealer receiving securities from customer
- § 59.800 — Pledge
- § 59.810 — Delivery to customer of true statement of purchase or sale made by broker
- § 59.820 — Actions
- § 59.830 — Self-incrimination by witness; immunity from prosecution
- § 59.840 — [1993 c.508 §1; 1995 c.129 §1;
- § 59.845 — [1993 c.508 §2; 1999 c.36 §2;
- § 59.850 — [1993 c.508 §3; 1995 c.129 §2;
- § 59.855 — [1993 c.508 §4; 1995 c.129 §3;
- § 59.860 — [1993 c.508 §5; 2008 c.38 §1; 2009
- § 59.865 — [1993 c.508 §6; 2001 c.952 §10;
- § 59.870 — [1993 c.508 §7; renumbered 86A.118
- § 59.875 — [1993 c.508 §8; 2009 c.863 §19;
- § 59.880 — [1993 c.508 §9; 2001 c.952 §11;
- § 59.885 — [1993 c.508 §10; 2007 c.71 §15;
- § 59.890 — [1993 c.508 §11; 1995 c.696 §12;
- § 59.895 — [1993 c.508 §12; 2003 c.576 §187;
- § 59.900 — [1993 c.508 §13; 2001 c.952 §12;
- § 59.905 — [1993 c.508 §14; 2001 c.952 §13;
- § 59.910 — [1993 c.508 §15; 2003 c.576 §322;
- § 59.915 — [1993 c.508 §16; renumbered
- § 59.920 — [1993 c.508 §17; renumbered
- § 59.925 — [1993 c.508 §18; 1995 c.696 §13;
- § 59.930 — [1993 c.508 §19; renumbered
- § 59.935 — [1993 c.508 §20; 1995 c.191 §1;
- § 59.940 — [1993 c.508 §20a; 1995 c.191 §2; renumbered
- § 59.945 — [1993 c.508 §21; renumbered
- § 59.950 — [1993 c.508 §22; renumbered
- § 59.955 — [1993 c.508 §23; renumbered
- § 59.960 — [1993 c.508 §24; renumbered
- § 59.962 — [1999 c.36 §4; 2001 c.952 §14;
- § 59.965 — [1995 c.129 §5; renumbered 59.980
- § 59.967 — [2001 c.952 §3; 2009 c.863 §25;
- § 59.969 — [2001 c.952 §4; 2003 c.526 §4;
- § 59.970 — [2003 c.526 §2; 2005 c.22 §41;
- § 59.971 — [2001 c.952 §6; 2003 c.526 §6;
- § 59.972 — [2003 c.526 §3; 2009 c.863 §27;
- § 59.973 — [2001 c.952 §7; 2003 c.526 §5;
- § 59.975 — [2001 c.952 §8; renumbered 86A.188
- § 59.977 — [2001 c.952 §9; 2005 c.97 §3;
- § 59.980 — [Formerly 59.965; renumbered
- § 59.990 — [Amended by 1955 c.180 §1;
- § 59.991 — Criminal penalties for ORS 59.005 to 59.505, 59.710 to 59.830, 59.991 and
- § 59.992 — [1993 c.508 §25; 1995 c.622 §14;
- § 59.995 — Civil
- § 59.710 — to 59.830 and 59.991 or any rule or order of the Director of the
- § 59.996 — [1993 c.508 §26; 2008 c.38 §5;