Policy Text
Copyright Lexipol, LLC 2017/11/28, All Rights Reserved.
Published with permission by Santa Monica Police
Department Restoration of Firearm Serial Numbers - 1
Santa Monica Police Department
Santa Monica Police Department Policy Manual
Restoration of Firearm Serial Numbers
804.1 PURPOSE AND SCOPE
The primary purpose for restoring firearm serial numbers is to determine the prior owners or
origin of the item from which the number has been recovered. Thus, property can be returned to
rightful owners or investigations can be initiated to curb illegal trade of contraband firearms. The
purpose of this plan is to develop standards, methodologies, and safety protocols for the recovery
of obliterated serial numbers from firearms and other objects using procedures that are accepted
as industry standards in the forensic community. All personnel who are involved in the restoration
of serial numbers will observe the following guidelines. This policy complies with Penal Code §
11108.9.
804.2 PROCEDURE
Any firearm coming into the possession of the Santa Monica Police Department as evidence,
found property, etc., where the serial numbers have been removed or obliterated will be processed
in the following manner:
804.2.1 PRELIMINARY FIREARM EXAMINATION
(a) Always keep the muzzle pointed in a safe direction. Be sure the firearm is in
an unloaded cond ition. This includes removal of the ammunition source (e.g., the
detachable magazine, contents of the tubular magazine) as well as the chamber
contents.
(b) If the firearm is corroded shut or in a condition that would preclude inspection of the
chamber content s, treat the firearm as if it is loaded. Make immediate arrangements
for a firearms examiner or other qualified examiner to render the firearm safe.
(c) Accurately record/document the condition of the gun when received. Note the positions
of the various components such as the safeties, cylinder, magazine, slide, hammer,
etc. Accurately record/document cylinder chamber and magazine contents. Package
the ammunition separately.
(d) If the firearm is to be processed for fingerprints or trace evidence, process before
the serial number restoration is attempted. First record/document important aspects
such as halos on the revolver cylinder face or other relevant evidence that might be
obscured by the fingerprinting chemicals.
804.2.2 PROPERTY BOOKING PROCEDURE
Any employee taking possession of a firearm with removed/obliterated serial numbers shall book
the firearm into property following standard procedures. The employee booking the firearm shall
indicate on the property form that serial numbers have been removed or oblite rated. Policy
804
Copyright Lexipol, LLC 2017/11/28, All Rights Reserved.
Published with permission by Santa Monica Police
Department Restoration of Firearm Serial Numbers - 2
Santa Monica Police Department
Santa Monica Poli ce Department Policy Manual
Restoration of Firearm Serial Numbers
804.2.3 OFFICER RESPONSIBILITY
The Property Officer receiving a firearm when the serial numbers have been removed or
obliterated shall arrange for the firearm to be transported to the crime lab for restoration and
maintain the chain of evidence.
804.2.4 DOCUMENTATION
Case reports are prepared in order to document the chain of custody and the initial examination
and handling of evidence from the time it is received/collected until it is released.
This re port must include a record of the manner in which and/or from whom the firearm was
received. This may appear on the request form or property form depending on the type of evidence.
804.2.5 FIREARM TRACE
After the serial number has been restored (or partially rest ored) by the criminalistics laboratory,
the Property Officer will complete a Bureau of Alcohol, Tobacco, Firearms and Explosives (ATF)
National Tracing Center (NTC) Obliterated Serial Number Trace Request Form (ATF 3312.1 -OBL)
and forward the form to the N TC in Falling Waters, West Virginia or enter the data into the ATF
eTrace system.
804.3 BULLET AND CASING IDENTIFICATION
Exemplar bullets and cartridge cases from the firearm, depending upon acceptance criteria
and protocol, may be submitted to the Bureau of Alcohol, Tobacco, Firearms and Explosives
(ATF) National Integrated Ballistic Information Network (NIBIN) which uses the Integrated Ballistic
Identification System (IBIS) technology to search the national database and compare with ballistic
evide nce recovered from other crime scenes.