Policy Text
Policy
804Santa Ana Police Department
Santa Ana PD Policy Manual
Copyright Lexipol, LLC 2020/01/30, All Rights Reserved.
Published with permission by Santa Ana Police DepartmentRestoration of Firearm Serial Numbers - 1Restoration of Firearm Serial Numbers
804.1 PURPOSE AND SCOPE
The primary purpose for restoring firearm serial numbers is to determine the prior owners or origin
of the item from which the number has been recovered. Thus, property can be returned to rightful
owners or investigations can be initiated to curb illegal trade of contraband firearms. The purpose
of this policy is to develop standards, methodologies, and safety protocols for the recovery of
obliterated serial numbers from firearms and other objects using procedures that are accepted as
industry standards in the forensic community. All personnel who are involved in the restoration
of serial numbers will observe the following guidelines. This policy complies with Penal Code §
11108.9.
804.2 PROCEDURE
Any firearm coming into the possession of the Santa Ana Police Department as evidence, found
property, etc., where the serial numbers have been removed or obliterated will be processed in
the following manner:
804.2.1 PRELIMINARY FIREARM EXAMINATION
(a)Always keep the muzzle pointed in a safe direction. Be sure the firearm is in
an unloaded condition. This includes removal of the ammunition source (e.g., the
detachable magazine, contents of the tubular magazine) as well as the chamber
contents.
(b)If the firearm is corroded shut or in a condition that would preclude inspection of the
chamber contents, treat the firearm as if it is loaded. Make immediate arrangements
for a firearms examiner or other qualified examiner to render the firearm safe.
(c)Accurately record/document the condition of the gun when received. Note the positions
of the various components such as the safeties, cylinder, magazine, slide, hammer,
etc. Accurately record/document cylinder chamber and magazine contents. Package
the ammunition separately.
(d)If the firearm is to be processed for fingerprints, biological, or trace evidence, process
before the serial number restoration is attempted. First record/document important
aspects such as halos on the revolver cylinder face or other relevant evidence that
might be obscured by the fingerprinting process/chemicals.
804.2.2 PROPERTY BOOKING PROCEDURE
Any employee taking possession of a firearm with removed/obliterated serial numbers shall book
the firearm into property following standard procedures. The employee booking the firearm shall
indicate on the property form that serial numbers have been removed or obliterated.
Santa Ana Police Department
Santa Ana PD Policy Manual
Restoration of Firearm Serial Numbers
Copyright Lexipol, LLC 2020/01/30, All Rights Reserved.
Published with permission by Santa Ana Police DepartmentRestoration of Firearm Serial Numbers - 2804.2.3 OFFICER RESPONSIBILITY
The Evidence and Supply Specialist receiving a firearm that has serial numbers, that have
been removed or obliterated, shall arrange for the firearm to be transported to the crime lab for
restoration and maintain the chain of evidence.
804.2.4 DOCUMENTATION
Case reports are prepared in order to document the chain of custody and the initial examination
and handling of evidence from the time it is received/collected until it is released.
This report must include a record of the manner in which and/or from whom the firearm was
received. This may appear on the request form or property form depending on the type of evidence.
804.2.5 FIREARM TRACE
After the serial number has been restored (or partially restored) by the criminalistics laboratory,
the Evidence and Supply Specialist will complete a Bureau of Alcohol, Tobacco, Firearms and
Explosives (ATF) National Tracing Center (NTC) Obliterated Serial Number Trace Request Form
(ATF 3312.1-OBL) and forward the form to the NTC in Falling Waters, West Virginia or enter the
data into the ATF eTrace system.
804.3 BULLET AND CASING IDENTIFICATION
Exemplar bullets and cartridge cases from the firearm, depending upon acceptance criteria
and protocol, may be submitted to the Bureau of Alcohol, Tobacco, Firearms and Explosives
(ATF) National Integrated Ballistic Information Network (NIBIN) which uses the Integrated Ballistic
Identification System (IBIS) technology to search the national database and compare with ballistic
evidence recovered from other crime scenes.