Policy Text
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GENERAL ORDER
TITLE ACCREDITATION
Employee Early Warning System CALEA 35.1.9(a-h)
PRIOR REVISIONS
05/07/20
PROPONENT UNIT
Internal Affairs
ATTACHMENT:
None
NUMBER ISSUE DATE REVISION DATE TOTAL PAGES
26.6 05/07/2020 09/16/2024 5
I. PURPOSE: To establish a system to identify and address employee behavior and work
product that may indicate an employee may need training or some other intervention to
help the employee to behave and perform in an acceptable manner.
II. POLICY: The Gainesville Police Department has a responsibility to its employees and the
community to identify and assist employees who show symptoms of job stress or personal
problems. Such symptoms may be exhibited in job performance behavior that manifests various
results such as complaints from citizens, absenteeism, tardiness, or a higher frequency of use-
of-force incidents (to name a few). In an effort to identify and address such symptoms and to
assist any employee that needs assistance, the department has implemented the Early Warning
System (EWS).
EWS is a data-based management tool designed to identify employees whose performance and
behavior exhibits potential problems. Provide intervention to correct those performance issues
and help resolve any problems before they become a disciplinary issue and before the
employee becomes a liability to citizens, the department, and themselves.
The Early Warning System makes no conclusions or determinations concerning job stress or
performance problems. The program is utilized as a resource to assist supervisory personnel in
guiding employees to perform at their best level. In addition, the Early Warning System is not
part of discipline, evaluations, or the promotional process.
III. DEFINITIONS: The following are the incidents used and their definitions in establishing Early
Intervention thresholds as shown in the chart below:
Internal Affairs Investigation/Bureau Investigations: Any allegation that is assigned for
administrative investigation and is assigned an internal affairs investigation case number.
Counseling/Training Sessions: Any corrective action that encourages, prompts or compels
an employee to adhere Department order, directives or procedures. These issues would
generally be minor in natured and could include performance issues, equipment or uniform
issues, courtesy complaints, etc. See General Order 26.5 for further clarification.
Citizen Complaint: The initial screening of a complaint based upon a contact and/or referral
from a citizen regarding the possibility of misconduct. Under normal conditions the supervisor\n\n--- Page 2 ---\n\nGAINESVILLE POLICE DEPARTMENT
will conduct a preliminary investigation to determine if the allegation is valid and document
their findings in Blue Team and would coordinate with Internal Affairs to determine if a formal
administrative investigation is required, as specified in General Order 26.5. Typically, these
may be minor issues that are best handled at the supervisory level and may involve
misunderstandings of department policy or procedures, state law, or disagreement with the
agency’s directives.
Use of Force: A utilization of force that requires the actions to be documented in a Blue Team
use of force incident. See General Order 1.5
Vehicle Accident/Damage Incident: See General Order 61.7
Vehicle Pursuit: See General Order 41.4
Critical Incident: As no definitive definition can be established as to what constitutes a critical
incident for an individual, supervisors shall notify the Early Intervention Program Coordinator
of any incident they feel has the potential to be, or has been determined to be, a stressful or
critical incident involving another employee. Examples of these incidents may include graphic
homicides, traffic fatalities, certain child abuse cases, intense physical confrontations,
pursuits, etc. The notification should contain the names of any employees directly involved in
the incident and a brief description of the incident.
Domestic/Dating Violence Incident/Injunction: Any member of the Gainesville Police
Department that is served with a domestic violence or repeat violence injunction, or any
domestic violence incident reported or alleged against a member of the Gainesville Police
Department, regardless of the manner in which the information is received.
IV. PROCEDURE:
A. Early Warning System Incidents/Thresholds: Although no specific and universal set
of incidents can determine the cause of job stress and/or job performance problems, it
is important that certain types of incidents be reviewed. The following incidents and
thresholds have been established as indicators for the purpose of early
intervention.[CALEA 35.1.9.a and 35.1.9 b]
Incidents Thresholds
Internal Affairs Investigations Two (2) or more within 12 months
Counseling/Training Sessions Four (4) or more within 12 months
Citizen Complaints Four (4) or more within 12 months
Use of Force Incidents Five (5) or more within 12 months
Vehicle Accidents/Property Damage Three (3) or more within 12 months
Vehicle Pursuits Four (4) or more within 12 months
Domestic/Dating Violence Incident One (1) or more within 12 months
Injunction
Critical Incident Discretionary
Attendance issues (Sick Leave / Tardiness) Four (4) incidents within 6 Months
Overall Thresholds* Discretionary
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*Overall thresholds (combination of multiple qualifying events) will also be monitored
and can result in a referral to a supervisor if the individual incidents threshold is not
met.
B. Early Warning System Procedure: All Early Intervention alerts will be initiated by the
IA Pro software. When an employee meets any threshold as outlined above, the
Internal Affairs monitor will send the early intervention alert to the employee’s
immediate supervisor, preferably a Lieutenant. The lieutenant will then review the
information supplied that caused the threshold to be met. The supervisor will then
meet with the employee in an effort to ensure there are no underlying issues with the
employee that caused the threshold to be met. If appropriate, the supervisor can make
referral recommendations to the employee. The employee is not required, as part of
this process, to follow-up on supervisor recommendations, unless it involves job
specific remedial training or reassignments.
C. Supervisory Responsibility: Supervisors are a vital element to the Early Intervention
Program. In most cases, they are the first to observe potentially problematic behavior
among their employees. Supervisors should proactively engage their employees about
potential personal and professional problems that may be affecting their work and
when necessary, assess and pair intervention options with the employee’s needs.
1. Proactive Supervision: This is similarly important in identifying employees
who are exceeding expectations in their job performance. Just as supervisors
should be identifying potential problems early on, they should also be noticing
when employees under their command engage in positive behaviors that may
warrant an informal commendation or a formal recognition such an official
department award.
2. Supervisors should be diligent about identifying patterns in the job performance
of their employees. For example, each individual use-of-force incident is
reviewed by the chain of command. Although these incidents may appear
acceptable by themselves, they may reflect a pattern of job performance that
may require further supervisory review to identify potential problematic areas.
The Early Warning System is designed to highlight tendencies in regard to
certain incidents that may otherwise be insignificant when examined
individually.
D. All Early Warning System alerts will be initiated by the IA Pro software and sent to the
affected supervisor via the Blue Team software. When informed of an employee
meeting an Early Warning System threshold, the supervisor should prepare for the
me