Policy Text
Policy
804CSU Police Department
Policy Manual
Copyright Lexipol, LLC 2025/05/05, All Rights Reserved.
Published with permission by CSU Police DepartmentRestoration of Firearm Serial Numbers - 1Restoration of Firearm Serial Numbers
804.1 PURPOSE AND SCOPE
The primary purpose for restoring firearm serial numbers is to determine the prior owners or
origin of the item from which the number has been recovered. Thus, property can be returned to
rightful owners or investigations can be initiated to curb illegal trade of contraband firearms. The
purpose of this plan is to develop standards, methodologies, and safety protocols for the recovery
of obliterated serial numbers from firearms and other objects using procedures that are accepted
as industry standards in the forensic community. All personnel who are involved in the restoration
of serial numbers will observe the following guidelines. This policy complies with Penal Code §
11108.9.
804.2 PROCEDURE
Any firearm coming into the possession of the CSU Police Department as evidence, found
property, etc., where the serial numbers have been removed or obliterated will be processed in
the following manner:
804.2.1 PRELIMINARY FIREARM EXAMINATION
(a)Always keep the muzzle pointed in a safe direction. Be sure the firearm is in
an unloaded condition. This includes removal of the ammunition source (e.g., the
detachable magazine, contents of the tubular magazine) as well as the chamber
contents.
(b)If the firearm is corroded shut or in a condition that would preclude inspection of the
chamber contents, treat the firearm as if it is loaded. Make immediate arrangements
for a firearms examiner or other qualified examiner to render the firearm safe.
(c)Accurately record/document the condition of the gun when received. Note the positions
of the various components such as the safeties, cylinder, magazine, slide, hammer,
etc. Accurately record/document cylinder chamber and magazine contents. Package
the ammunition separately.
(d)If the firearm is to be processed for fingerprints or trace evidence, process before
the serial number restoration is attempted. First record/document important aspects
such as halos on the revolver cylinder face or other relevant evidence that might be
obscured by the fingerprinting chemicals.
804.2.2 PROPERTY BOOKING PROCEDURE
The sworn employee taking possession of a firearm with removed/obliterated serial numbers shall
book the firearm into property following standard procedures. The sworn employee booking the
firearm shall indicate on the property form that serial numbers have been removed or obliterated.
CSU Police Department
Policy Manual
Restoration of Firearm Serial Numbers
Copyright Lexipol, LLC 2025/05/05, All Rights Reserved.
Published with permission by CSU Police DepartmentRestoration of Firearm Serial Numbers - 2804.2.3 PROPERTY AND EVIDENCE CUSTODIAN RESPONSIBILITY
The Property and Evidence Custodian receiving a firearm when the serial numbers have been
removed or obliterated shall coordinate with the Crime Lab in an attempt to arrange for the firearm
to be transported for restoration while maintaining the chain of evidence.
804.2.4 DOCUMENTATION
Case reports are prepared in order to document the chain of custody and the initial examination
and handling of evidence from the time it is received/collected until it is released.
This report must include a record of the manner in which and/or from whom the firearm was
received. This may appear on the request form or property form depending on the type of evidence.
804.2.5 FIREARM TRACE
After the serial number has been restored (or partially restored) by the criminalistics laboratory,
the Property and Evidence Custodian will complete a Bureau of Alcohol, Tobacco, Firearms and
Explosives (ATF) National Tracing Center (NTC) Obliterated Serial Number Trace Request Form
(ATF 3312.1-OBL) and forward the form to the NTC in Falling Waters, West Virginia or enter the
data into the ATF eTrace system.
804.3 BULLET AND CASING IDENTIFICATION
Exemplar bullets and cartridge cases from the firearm, depending upon acceptance criteria
and protocol, may be submitted to the Bureau of Alcohol, Tobacco, Firearms and Explosives
(ATF) National Integrated Ballistic Information Network (NIBIN) which uses the Integrated Ballistic
Identification System (IBIS) technology to search the national database and compare with ballistic
evidence recovered from other crime scenes.