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No. 9507666
United States Court of Appeals for the Ninth Circuit
William Dennis v. Ron Broomfield
No. 9507666 · Decided May 28, 2024
No. 9507666·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
May 28, 2024
Citation
No. 9507666
Disposition
See opinion text.
Full Opinion
NOT FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS MAY 28 2024
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
WILLIAM MICHAEL DENNIS, No. 18-99008
Petitioner-Appellant, D.C. No. 4:98-cv-21027-JST
v.
MEMORANDUM*
RONALD BROOMFIELD, Warden of San
Quentin State Prison,
Respondent-Appellee.
Appeal from the United States District Court
for the Northern District of California
Jon S. Tigar, District Judge, Presiding
Argued and Submitted January 22, 2024
Pasadena, California
Before: McKEOWN, CLIFTON, and BENNETT, Circuit Judges.
In 1988, a California jury found William Michael Dennis guilty of first-degree
murder of his former wife Doreen Erbert and second-degree murder of Doreen’s
eight-month fetus. The jury returned a verdict of death on the first-degree murder
count, and the trial court sentenced Dennis to death. The California Supreme Court
affirmed Dennis’s conviction and sentence, People v. Dennis, 950 P.2d 1035 (Cal.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
1998), and the United States Supreme Court denied certiorari, Dennis v. California,
525 U.S. 912 (1998).
In 2001, Dennis filed his federal 28 U.S.C. § 2254 habeas petition. Dennis
filed the operative Second Amended Petition (“SAP”) in 2003. In 2017, following
a three-day evidentiary hearing, the district court denied Dennis’s petition, but
granted a Certificate of Appealability (“COA”) as to three claims. In 2018, Dennis’s
case was reassigned, and the district court issued an amended order and judgment
denying the SAP and expanding the COA to include one additional claim.
Dennis raises four certified issues with respect to the penalty phase: (1)
ineffective assistance of counsel (“IAC”) for failing to discover and present mental
health evidence; (2) IAC for failing to present additional mitigating evidence; (3)
IAC for failing to present execution-impact evidence; and (4) cumulative error. He
also raises four uncertified issues: (1) IAC for failing to make a meaningful closing
argument in the penalty phase; (2) IAC for failing to enter a plea of not guilty by
reason of insanity (“NGI”); (3) IAC for failing to present additional mental health
evidence in the guilt phase; and (4) conflict of interest.
We review de novo a district court’s denial of habeas relief. Avena v.
Chappell, 932 F.3d 1237, 1247 (9th Cir. 2019). The Antiterrorism and Effective
Death Penalty Act of 1996 (“AEDPA”), Pub. L. No. 104-132, 110 Stat. 1214,
governs Dennis’s petition because he filed it after 1996. Murray v. Schriro, 745
2
F.3d 984, 996 (9th Cir. 2014). AEDPA “sharply limits” our review of claims
adjudicated on the merits in state court. Johnson v. Williams, 568 U.S. 289, 298
(2013). Under AEDPA, habeas relief is barred unless the state court’s denial of the
claim “was contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States,”
or “was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1)–(2). “But for any
claim not adjudicated on the merits by the state court, our review is de novo.”
Sherman v. Gittere, 92 F.4th 868, 875 (9th Cir. 2024).
The parties dispute the appropriate standard of review. Dennis concedes that
we should review under AEDPA’s deferential standard the California Supreme
Court’s decision that he did not state a prima facie case for IAC, but also argues that
because he has satisfied 28 U.S.C. § 2254(d), we should review the remaining issues
de novo. The State argues that AEDPA’s deferential standard generally applies, but
that even when the state court does not supply reasoning for its decision, we should
engage in an “independent review of the record,” which is “not a de novo review”
but is a more complete review of the record under AEDPA’s reasonability standard.1
1
The State is correct that “[w]hen a federal claim has been presented to a state court
and the state court has denied relief, it may be presumed that the state court
adjudicated the claim on the merits in the absence of any indication or state-law
procedural principles to the contrary,” and “§ 2254(d) does not require a state court
3
Murray v. Schriro, 745 F.3d 984, 996–97 (9th Cir. 2014). We need not resolve this
conflict. As discussed below, while we conclude the analysis from the California
Supreme Court meets AEDPA’s test for deferential review, we also hold that even
if we reviewed the relevant issues de novo, we would reach the same conclusions.
We affirm the district court’s order denying the petition and deny a COA as to
Dennis’s uncertified claims.
CERTIFED CLAIMS
I. Trial counsel did not render ineffective assistance when he failed to discover
and present certain mental health evidence.
A. Dennis claims his trial counsel, Nazario Gonzales, failed to (1) present
evidence that he had a delusional disorder; (2) conduct a proper investigation that
would have allowed the testifying psychiatrist, Dr. Samuel Benson, “to differentiate
between depression (his diagnosis) and deterioration into psychotic delusional
thinking”; and (3) call another psychiatrist, Dr. Alan Garton, as a witness, because
his opinion regarding Dennis’s underlying paranoid trends was “considerably more
helpful than that of Dr. Benson.”
The California Supreme Court rejected this claim on the merits and dismissed
it as untimely and successive. Because we assume without deciding that Dennis can
overcome any procedural default, see infra n.2, we may grant habeas relief for this
to give reasons before its decision can be deemed to have been ‘adjudicated on the
merits.’” Harrington v. Richter, 562 U.S. 86, 99–100 (2011).
4
claim only if the state court’s denial “was contrary to, or involved an unreasonable
application of, clearly established Federal law” or “was based on an unreasonable
determination of the facts.” 28 U.S.C. § 2254(d)(1)–(2). Because the state court’s
analysis was reasonable, we reject Dennis’s claim.
In the district court, the State raised procedural default as an affirmative
defense and argued that the California procedural bars provided adequate and
independent grounds to reject Dennis’s federal habeas claim. While the district court
first agreed with the State, it later ruled that the procedural bars were inadequate.2
2
Although the district court granted a COA on the substantive IAC claim, the COA
grant encompasses this procedural default issue. See Jones v. Smith, 231 F.3d 1227,
1231 (9th Cir. 2001) (“[W]here a district court grants a COA with respect to the
merits of a constitutional claim but the COA is silent with respect to procedural
claims that must be resolved if the panel is to reach the merits, we will assume that
the COA also encompasses any procedural claims that must be addressed on
appeal.”).
Dennis makes no argument on appeal that the procedural bars invoked by the
California Supreme Court are not adequate or independent. Accordingly, he has
waived that issue. See, e.g., United States v. Cazares, 788 F.3d 956, 983 (9th Cir.
2015) (“The failure to cite to valid legal authority waives a claim for appellate
review.”); United States v. Graf, 610 F.3d 1148, 1166 (9th Cir. 2010) (“Arguments
made in passing and not supported by citations to the record or to case authority are
generally deemed waived.”).
The question now is whether Dennis may successfully excuse this default
under Martinez v. Ryan, 566 U.S. 1 (2012). To answer that question, we must
evaluate Dennis’s underlying IAC claims. See Clabourne v. Ryan, 745 F.3d 362,
377–78 (9th Cir. 2014), overruled on other grounds by McKinney v. Ryan, 813 F.3d
798 (9th Cir. 2015) (en banc). We choose to assume without deciding that Dennis
can overcome the procedural default of the underlying claim, and thus we address
the merits. See Franklin v. Johnson, 290 F.3d 1223, 1232 (9th Cir. 2002)
(“Procedural bar issues are not infrequently more complex than the merits issues
5
Following an evidentiary hearing, the district court determined that the California
Supreme Court reasonably could have rejected Dennis’s argument that Gonzales’s
representation was deficient because: (1) counsel adequately investigated Dennis’s
mental health issues; (2) counsel was entitled to rely on Dr. Benson’s conclusions;
(3) Dr. Benson’s testimony was admitted as evidence in the penalty phase; (4) the
trial court instructed the jury to consider all evidence, including evidence introduced
during the guilt phase; and (5) counsel could have reasonably concluded that Dr.
Garton’s testimony would not have helped Dennis in the penalty phase.
Dennis argues that Gonzales’s investigation into his mental state was deficient
because Gonzales abandoned the investigation, limited Dr. Benson’s evaluation, and
instead focused on establishing whether Dennis was telling the truth about the facts
of the crime. To prevail on his Sixth Amendment IAC claim before the state court,
Dennis was required to show that Gonzales performed deficiently, and the
representation fell “below an objective standard of reasonableness . . . under
prevailing professional norms.” Strickland v. Washington, 466 U.S. 668, 688
(1984). Dennis was also required to show that he was prejudiced, which occurs
when “there is a reasonable probability that, but for counsel’s unprofessional errors,
presented by the appeal, so it may well make sense in some instances to proceed to
the merits if the result will be the same.”).
6
the result of the proceeding would have been different.”3 Id. at 694. Because the
California Supreme Court denied this claim on the merits, to prevail on his habeas
petition on this claim, Dennis must now “show that the state court’s decision is so
obviously wrong that its error lies ‘beyond any possibility for fairminded
disagreement.’” Shinn v. Kayer, 592 U.S. 111, 118 (2020) (per curiam) (quoting
Harrington, 562 U.S. at 103). Because Dennis has failed to meet this burden, we
affirm.
When Gonzales was appointed as Dennis’s counsel in May 1987, Dennis had
already been evaluated by a psychiatrist, Dr. Alfred P. French, who had performed
psychological testing and determined that Dennis tested within normal limits. As
soon as Gonzales was appointed, he started his investigation into Dennis’s mental
health as well as his preparation for a possible penalty phase. On May 19, Gonzales
met with Dennis and set up a meeting with sentencing resource specialist Patricia
Ivey, who subsequently prepared Dennis’s social history report together with Jerolyn
Roberts (“Ivey/Roberts Report”). Gonzales asked Dennis to prepare an
autobiography addressing every stage of Dennis’s life, including: painful or
memorable experiences, names, and contact information for people who knew
3
Neither the state court nor the district court expressly addressed whether Dennis
was prejudiced, as both courts concluded Dennis had failed to show deficient
performance. Even were we to separately review the prejudice prong de novo as it
was not explicitly addressed by the state court, we would similarly conclude there
was no resulting prejudice.
7
Dennis, his marriage with Doreen, the death of his son Paul, as well as Dennis’s
thoughts about life, religion, reality, his temper, and his character. Gonzales also
met with Dennis’s parents and asked them to fill out questionnaires.
Gonzales’s mental health investigation continued through the trial and
consisted of:
• counsel and defense investigators interviewing Dennis many times, including
a follow-up interview just before Dr. Benson’s testimony;
• defense investigators interviewing dozens of witnesses and counsel preparing
outlines of those interviews;
• the Ivey/Roberts Report;
• counsel collecting various records (police reports, medical records, Kaiser
mental health records, school records, work records from Lockheed, records
from Dennis’s civil suit against Doreen)4 and preparing outlines of the autopsy
and police reports, preliminary examination, and witness testimony at trial;
• counsel sharing all the above with the mental health experts;
• counsel securing the appointment of Dr. Garton by the Superior Court;5
4
Dennis and Doreen’s son Paul tragically drowned in a pool at Doreen’s house, and
Dennis sued Doreen over Paul’s death.
5
The appointment requested by Gonzales and ordered by the Superior Court in
February 1988 provided:
The Court finds that psychiatric information regarding the defendant is needed
by defendant’s attorney in order to advise the defendant whether to enter or
withdraw a plea based upon insanity or to present a defense based upon his
mental or emotional condition.
Though Dr. Garton provided a report and information to Gonzales, he never opined
that Dennis was insane.
8
• counsel consulting four mental health experts (Drs. Benson, Garton,
Stephenson, and Missett);
• those mental health experts, in turn, consulting three additional mental health
experts;
• Drs. Benson and Garton interviewing Dennis many times, including a drug-
assisted interview, having some of those interviews video-recorded, and
counsel sharing the recordings with the other mental health experts;
• Dr. Garton administering psychological tests to Dennis;
• counsel explaining to mental health experts the law in California regarding
the different degrees of murder and manslaughter and defenses based on
mental illness or insanity; and
• counsel asking mental health experts to let him know what other information
they might need.
Thus, the record shows that Gonzales diligently and thoroughly investigated and
analyzed Dennis’s mental health.
B. Dennis argues that Gonzales performed deficiently in failing to order
neuropsychological testing. Despite Dennis’s argument to the contrary, the testing
performed by Dr. Dale Watson did not show that Dennis had temporal lobe damage.
One test showed an unusual discrepancy between auditory memory and visual
memory indexes, which could be explained by a dysfunction in the left temporal
lobe or by Dennis’s hearing problems. Dr. Watson could have done more testing,
such as a Magnetic Resonance Imaging or a Positron Emission Tomography scan,
but did not. Other tests that likely would have shown potential brain damage had it
9
been present, such as the Benton Judgment of Line Orientation Test, the Rey
Complex Figure Test, the Tactual Performance Test, and Trail Making A and B test,
yielded normal results. Dennis informed Gonzales that he “never had any indication
of brain damage.” Given these test results and given that none of the experts who
evaluated Dennis pre-trial suggested that neuropsychological testing should be
administered, Gonzales was not deficient in failing to pursue such testing. See
Runningeagle v. Ryan, 825 F.3d 970, 987 (9th Cir. 2016) (stating that a mental health
declaration with “no affirmative diagnosis” is not materially mitigating).
Dennis’s argument that Gonzales curtailed the investigation by focusing on
whether Dennis was telling the truth rather than pursuing a mental health defense is
unsupported by the record. Dennis relies on Dr. Benson’s 2013 declaration and his
2014 testimony at the evidentiary hearing, in which Dr. Benson claimed that the
purpose of the 1988 mental health evaluation was to determine whether Dennis was
truthful “about some issues regarding the killing of Doreen” and that he “was not
asked to determine whether . . . Dennis[] suffered from a mental illness that could
negate a finding that he killed his ex-wife with malice.” Dr. Benson also testified
that Gonzales wanted to conduct the sodium amytal (“truth serum”) examination,
although he did not discourage Gonzales from going forward with it.
10
But this testimony 26 years after the trial is contradicted by evidence
contemporaneous with the pretrial and trial period,6 including (1) counsel
specifically requesting that Dr. Benson evaluate Dennis’s mental health;7 (2) Dr.
Benson’s testimony at trial diagnosing Dennis with mental illness;8 (3) counsel
6
We agree with the district court that “it appears that Dr. Benson’s own inferences
about trial counsel’s motivations and goals differed from what trial counsel was
communicating to Dr. Benson in various letters.”
7
For example, on May 3, 1988, Gonzales wrote Benson:
How long will it take you to prepare a complete report, which includes
documentation for your opinion that he suffered from a mental disease
or disorder at the time of the homicide?
Dr. Benson never provided any such report.
On June 23, 1988, Gonzales wrote Dr. Benson:
Right now it is critical that we focus on whether or not you can honestly
and intellectually testify that Mike suffered from a mental disease or
disorder at the time of the killing. So far, I have provided you with
every piece of information in my file of which I am aware. If you need
additional information, please tell me what you need and I will try to
get it for you.
***
Simply stated, can you say that at the time of the killing Mike suffered
from a mental disease or disorder?
Again, Dr. Benson never provided Gonzalez any diagnosis other than what Dr.
Benson testified to at trial.
8
At the evidentiary hearing, Dr. Benson explained that he opined on Dennis’s mental
state during his trial testimony, despite Gonzales’s instructions, because “when
evaluating someone, you have to evaluate their mental state” and Dennis’s delusions
were “too huge not to mention.”
11
providing Dr. Benson with jury instructions on murder, degrees of murder,
manslaughter, the definition of malice, the definition of deliberation, and case law
on mental health defenses; and (4) counsel consulting other experts about Dennis’s
mental health rather than his veracity.9
We agree with the district court that “trial counsel’s letters to Dr. Benson
show that counsel repeatedly did seek to prepare Dr. Benson to testify to a legally
cognizable defense prior to trial.” We also agree with the district court that:
[N]one of the reports or correspondence submitted to trial counsel by
his experts, including Dr. French, Dr. Ste[ph]enson, Dr. Garton, and Dr.
Benson, made a finding that Petitioner was insane at the time of the
crimes despite trial counsel’s correspondence suggesting a potential
insanity defense based upon their opinions and reports.
In short, even if there were a missed diagnosis, Dennis cannot use that to
support supposed ineffectiveness by counsel, when Dennis was subject to intensive
evaluations by multiple competent and carefully selected mental health experts, who
never made the diagnosis Dennis advanced decades later. See Crittenden v. Ayers,
624 F.3d 943, 966 (9th Cir. 2010) (“Attorneys are entitled to rely on the opinions of
properly selected, adequately informed and well-qualified experts.”).
II. Trial counsel did not render ineffective assistance when he failed to present
additional mitigating evidence in the penalty phase.
9
We also note that although the district court authorized Dennis’s counsel to depose
Gonzales, as counsel conceded at argument, they chose not to do so. See Oral Arg.
at 22:18–22:40 (asking defense counsel, “You never put on any evidence as to why
Mr. Gonzales did or did not choose to go forward with an NGI defense?” to which
counsel replied, “That is correct. We did not have him testify, nor did the state.”).
12
In Claim 18(b)(1), Dennis alleged that counsel was ineffective for failing to
present “a mass of critical evidence” in the penalty phase. In the district court, as
part of Claim 17, Dennis also alleged that trial counsel failed to present evidence of
Dennis’s good behavior in prison and ability to adjust to prison life. The SAP did
not cite any declarations or any other evidence in support of this allegation. On
appeal, Dennis argues both Claim 18(b)(1) and this part of Claim 17 with the second
certified issue. We thus discuss them together.
In Claim 18(b)(1), Dennis argued Gonzales should have presented evidence
of: (1) Dennis’s struggle with hearing problems and stuttering; (2) his attendance in
special education classes; (3) his social isolation; (4) his parents’ divorce, leading to
Dennis developing an eating disorder and undergoing liposuction; (5) Dennis’s
depression as a teenager and bowling as his source of pride; (6) Dennis’s suicide
attempt at age 19; (7) Dennis’s close and loving relationship with his son, Paul; and
(8) how upset Dennis was after Paul’s death and how he lost touch with reality.
Dennis first raised this claim in his initial state habeas petition. In contrast to the
federal court proceedings, in state court Dennis claimed only that counsel should
have presented evidence of Dennis’s hearing problems and loving relationship with
13
Paul.10 Dennis acknowledged that Gonzales did present lay testimony about his
hearing problems but claimed it should have been supplemented with expert
testimony about the effect such an impairment had on Dennis and his mental health.
Gonzales did not submit any expert declarations in support. As for Dennis’s
relationship with Paul, Dennis argued that counsel should have presented copies of
the divorce decree between Dennis and Doreen and the cancelled checks for child
support payments in excess of the court-ordered amounts. In 1998, the California
Supreme Court summarily denied on the merits the claim as it was raised in Dennis’s
first state habeas petition.
In Claim 17 in the district court, Dennis alleged that trial counsel failed to
present evidence of Dennis’s good behavior in prison and ability to adjust to prison
life. Dennis first raised this claim in the second state petition. The California
Supreme Court summarily denied the claim on the merits and also dismissed it as
procedurally defaulted.
10
In the district court, Dennis maintained that this claim was exhausted and cited
pages 5–7 of the first state petition. Although the State first disputed exhaustion
because very few allegations in support of Claim 18(b)(1) appeared in the first state
petition, it ultimately agreed that the claim was exhausted.
On appeal, the State does not argue that the new allegations altered and
transformed this claim into a new unexhausted and now procedurally defaulted
claim. Thus, we analyze it as if it were exhausted and not procedurally defaulted.
But see Williams v. Filson, 908 F.3d 546, 572–73 (9th Cir. 2018) (explaining that
new evidence can sometimes transform an exhausted claim into a new unexhausted
claim).
14
Therefore, for the part of the second certified issue based on the allegations of
Dennis’s hearing problems and loving relationship with his son, as well as the
allegations of Dennis’s good behavior in prison and ability to adjust to prison life,11
we may only grant habeas relief if the state court’s denial “was contrary to, or
involved an unreasonable application of, clearly established Federal law” or “was
based on an unreasonable determination of the facts.” 28 U.S.C. § 2254(d)(1)–(2).
Because the state court’s analysis was reasonable, we reject Dennis’s claim. For the
remainder of the second certified issue based on the other allegations not presented
to the California Supreme Court, we assume without deciding that Dennis can
overcome the procedural default. But even under a de novo standard of review,
Dennis cannot show that counsel was ineffective or that Dennis was prejudiced.
In the district court, the State moved for summary judgment on the claim. In
2008, the district court granted summary judgment for the State. The district court
reasoned that although “counsel’s mitigation presentation was minimal,” Gonzales
did present “some evidence” on the issues identified by Dennis and additional
evidence would have been “largely duplicative” and would not have affected the
outcome.
11
We assume without deciding that Dennis could overcome the state court’s
procedural default ruling as to these allegations.
15
Dennis cannot prevail on this claim because it is both unsupported and
rebutted by the trial record. Cullen v. Pinholster, 563 U.S. 170, 185 n.7 (2011), bars
consideration of the evidence Dennis relies on in this appeal, because Dennis did not
present it in state court. The only evidence Dennis attached to his first state court
petition—divorce records and cancelled child support checks—is a far cry from
Dennis’s allegation that “a mass of critical evidence” was not presented.
But even putting that aside, though Gonzales failed to call all possible
witnesses regarding the mitigating information listed above, the new evidence is
duplicative of the mitigation evidence Gonzales did present. See Rogers v.
Dzurenda, 25 F.4th 1171, 1189 (9th Cir. 2022) (stating that opening statements help
“contextualize the evidence the jury will hear and . . . help the jury understand each
side’s theory of the case”). During his guilt phase opening statement, Gonzales
informed the jury:
We are going to present psychiatric evidence, a psychiatrist. He’s going
to tell you that when . . . Dennis killed Doreen, that he was suffering
from a mental illness . . . . He’s going to tell you about what lead [sic]
up to this mental illness: the fact that he was hard of hearing as a youth;
how he was placed in mental retardation classes; they thought he was
mentally retarded; how the self-esteem factor became so brittle and so
endangered.
Gonzales then presented testimony from Dr. Benson, who informed the jury of
Dennis’s hearing problems and stuttering, special education classes, the resulting
social isolation, the effect of Dennis’s parents’ divorce, his depression as a teenager
16
and how unusual it was for a male teenager to attempt to commit suicide because he
could not find a girlfriend, Dennis’s nonviolent nature, and how Paul’s death
devastated him. Dr. Benson’s testimony was also admitted in the penalty phase.
Gonzales complemented expert testimony with lay witnesses in the guilt
phase, including Dennis’s mother and his friends, who testified on the same subjects
Dennis now advances. Joseph Escobar, a close friend since high school, testified
that Dennis’s friends made fun of his stuttering: “[I]t was easy to make him the butt
of jokes[.]” Dennis’s mother testified about Dennis’s hearing problems, the history
of hearing and speech problems in the family, and Dennis attending special schools
for the hearing impaired. Ronald Christian testified that Dennis talked about Paul
“a lot” prior to Paul’s death and Paul “meant a lot to him.” In addition, most of the
16 lay witnesses who testified during the penalty phase corroborated the same
information. Lila Vest, Dennis’s insurance agent, testified that she “admired
[Dennis] that he was so diligent about seeing his child regularly and paying child
support.” Arlene Arken, Dennis’s former stepmother, who saw Dennis every
Sunday from age 12 to 18 and was very close with Dennis, testified about the impact
on Dennis of his hearing and speech problems and his parents’ divorce. Robert
Webb, who rented a room from and socialized with Dennis after Paul’s death,
testified that Dennis was hurting over the loss of his son, depressed, and lonely, and
that Dennis blamed Doreen for Paul’s death. The cassette tape that Dennis recorded
17
of his conversation with two-year-old Paul was played for the jury and admitted into
evidence. Additional evidence would have been cumulative. See United States v.
Schaflander, 743 F.2d 714, 718 (9th Cir. 1984) (per curiam) (holding that the
testimony of 28 uncalled witnesses would have been cumulative of the 15 defense
witnesses called at trial).12
Dennis faults Gonzales for failing to call an expert social historian in the
penalty phase to “synthesize” this social history and connect it to Dennis’s mental
health. But Dennis has presented no declaration from such a historian, and Dr.
Benson drew these connections for the jury. According to Dennis’s legal expert
Thomas Nolan, at the time of Dennis’s trial, “it was standard practice for defense
counsel in capital cases to obtain and present the client’s social history by way of a
social historian, psychologist, or psychiatrist.” (emphasis added). That is what was
done here. Dennis’s social history was presented through Dr. Benson, a psychiatrist.
Dennis also alleged in the district court that Gonzales failed to present
evidence of his good behavior in prison. The district court denied this claim,
12
As the district court concluded:
It may be that other evidence would have been stronger than the
evidence actually presented; indeed, there can be little doubt that
counsel’s mitigation presentation was minimal; even so, any additional
presentation would have been largely duplicative. There is no
reasonable probability that the additional evidence contemplated in this
subclaim would have affected the outcome of the penalty phase.
18
determining that Dennis’s counsel “reasonably could have made a strategic decision
not to open the door for the prosecution to introduce evidence to rebut any ‘future
dangerousness’ evidence presented by the defense.”
We agree with the district court that this could have been a reasonable
strategic decision by Gonzales. We also conclude there was no showing of prejudice.
“[E]vidence that the defendant would not pose a danger if spared (but incarcerated)
must be considered potentially mitigating.” Skipper v. South Carolina, 476 U.S. 1,
5 (1986) (emphasis added). Nolan declared that such evidence was typically
presented “through experts who drew upon the defendant’s social history,
adjustment to structured and institutional settings, and the likely conditions under
which the defendant would serve a[] [life without parole] sentence as well as opining
upon the defendant’s likely future adjustment.” But Dennis has presented no such
expert. And the only evidence that Dennis relies on is the probation report prepared
after the jury reached the death verdict. Thus, Dennis fails to show either that
Gonzales was ineffective, or that even if Gonzales were ineffective, that Dennis was
prejudiced.
III. Trial counsel did not render ineffective assistance by failing to ask penalty
phase witnesses if they wished the jury to spare Dennis’s life.
Dennis alleged that Gonzales was ineffective for failing to ask any of the
penalty phase witnesses if Dennis’s life should be spared. Dennis contended that
several would have pleaded for his life if they were given the opportunity.
19
According to Dennis, he was prejudiced because Gonzales’s failure allowed the
prosecutor to argue during the penalty phase closing argument: “Not one, not one
[witness] asked that his life be spared. Not one had the nerve.”13 (alteration in
original).
Following an evidentiary hearing on the mental-health claims,14 the district
court denied Dennis’s IAC claim regarding Gonzales’s failure to ask penalty phase
witnesses to spare Dennis’s life. The district court found that counsel was deficient
in failing to present the evidence of six witnesses pleading for mercy, but concluded
that Dennis had not shown prejudice. The district court determined that the
additional mitigating value of such testimony was questionable, especially in the
context of nature and quantity of the testimony about Dennis that counsel did present
13
Dennis did not raise this claim in state court. In the district court, he asserted that
he exhausted the claim by referring to the briefing on direct appeal and the first state
habeas petition. But those filings only show that Dennis raised a prosecutorial
misconduct claim based on the prosecutor’s argument that no one “had the nerve”
to plead for his life. This is insufficient to establish exhaustion. See Arrendondo v.
Neven, 763 F.3d 1122, 1138 (9th Cir. 2014) (“To fairly present a federal claim, a
state prisoner must present to the state courts both the operative facts and the federal
legal theories that animate the claim.”). But a state may expressly waive the
exhaustion requirement, see 28 U.S.C. § 2254(b)(3), which the State has done so
here by communicating to the district court that it did not intend to pursue the
exhaustion argument and stipulated that Dennis had exhausted the claim.
14
The district court “bifurcated the evidentiary hearing, ordering that the first phase
of the hearing would address only [Dennis]’s mental-health claims, i.e., claims 3,
11, and 17.” No evidentiary hearing was ever held on Claim 18.B.7.
20
at the penalty phase.15 The district court noted that the disparity between the
prosecution’s “minimal presentation” in aggravation and Dennis’s 16 witnesses in
mitigation, as well as short jury deliberations, further supported the finding of no
prejudice. The State argues on appeal that the district court was correct that there
was no prejudice. We agree with the district court and the State that there was no
prejudice. We also hold that the district court’s deficiency determination was
incorrect.
First, Dennis fails to rebut the strong presumption of counsel’s competence
mandated by Strickland. “[T]actical decisions at trial, such as refraining . . . from
asking a particular line of questions, are given great deference and must . . . meet
only objectively reasonable standards.” Dows v. Wood, 211 F.3d 480, 487 (9th Cir.
2000). The district court erred when it held that the execution impact evidence was
relevant and admissible at the time of Dennis’s trial. The district court relied on
People v. Ochoa, 966 P.2d 442, 506 (Cal. 1998), an opinion issued 10 years after
Dennis’s trial, in which the California Supreme Court held—for the first time—that
“family members may offer testimony of the impact of an execution on them if by
15
The district court concluded: “The proffered evidence, which would not have
substantially changed the overall thrust of [Dennis]’s penalty phase presentation,
would therefore have been cumulative to the testimony from most of [Dennis]’s
friends and family. Accordingly, [Dennis] has not shown prejudice as a result of
counsel’s failure to elicit explicit requests for mercy from [Dennis]’s penalty phase
witnesses.”
21
so doing they illuminate some positive quality of the defendant’s background or
character.” But until then, the law regarding execution impact evidence in California
was unsettled. People v. Camacho, 520 P.3d 548, 595–96 (Cal. 2022); see also
People v. Cooper, 809 P.2d 865, 908 n.14 (Cal. 1991) (“We need not now decide
whether evidence of the impact on the defendant’s family comes within this ‘broad’
range of constitutionally pertinent mitigation.”).
In 1995, when presenting the related prosecutorial misconduct claim on direct
appeal, Dennis argued that, had Gonzales tried to elicit the witnesses’ opinions on
the appropriate penalty, the prosecutor would have objected based on relevancy.
Thus, even Dennis’s appellate counsel believed that such testimony would (or might)
not have been admitted, given the state of the law before Ochoa. That is likely why
Dennis’s appeal included a prosecutorial misconduct claim based on these facts, but
not a related IAC claim.
Second, even if the district court were correct as to deficient performance, we
conclude that there was no Strickland prejudice. Dennis must establish prejudice by
showing “a reasonable probability that, but for counsel’s unprofessional errors, the
result of the proceeding would have been different.” Strickland, 466 U.S. at 694.
“The likelihood of a different result must be substantial, not just conceivable.”
Harrington, 562 U.S. at 112.
22
The very appearance of Dennis’s relatives and friends on the witness stand,
their testimony about his many good qualities, and the fact that they remained close
with him after his incarceration, unambiguously conveyed their wish that Dennis not
be executed. Gonzales also told the jury in his penalty phase closing that a life
without parole sentence meant “the ability to be able to remember his friends,
perhaps to have someone like Ted Grish come and visit him.” Gonzales further
argued that it said a lot about Dennis as a human being that Ted Grish testified for
him, visited him in jail, and would love to go bowling with him. It was unnecessary
for Gonzales to present the execution-impact testimony in any particular form.
Given that the proffered evidence would not have substantially changed the overall
thrust of Dennis’s penalty phase presentation, we cannot conclude that Dennis has
shown a “reasonable probability” that the result of his penalty trial would have been
different. Strickland, 466 U.S. at 694. Accordingly, Dennis cannot show that he
was prejudiced by Gonzales’s failure to elicit direct statements evidencing the
witnesses’ desire for Dennis to live.
IV. As there was no error, there was no “cumulative” error.
Dennis separately argues that the cumulative effect of these alleged errors
required a reversal of his conviction and sentence. But because there was no error,
there is no prejudice to accumulate.
UNCERTIFED CLAIMS
23
Dennis presents four uncertified IAC claims. We decline to issue a COA for
any. To obtain a COA on these claims, Dennis must make a “substantial showing
of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). “At the COA stage,
the only question is whether the applicant has shown that ‘jurists of reason could
disagree with the district court’s resolution of his constitutional claims or that jurists
could conclude the issues presented are adequate to deserve encouragement to
proceed further.’” Buck v. Davis, 580 U.S. 100, 115 (2017) (quoting Miller-El v.
Cockrell, 537 U.S. 322, 327 (2003)). “This threshold question should be decided
without ‘full consideration of the factual or legal bases adduced in support of the
claims.’” Id. (quoting Miller-El, 537 U.S. at 336).
With respect to IAC claims, we have held that a COA should not be limited
to separate or individual subclaims. See Browning v. Baker, 875 F.3d 444, 471 (9th
Cir. 2017). Rather, because a COA issues for “the denial of a constitutional right,”
it must encompass “counsel’s conduct as a whole to determine whether it was
constitutionally adequate.” Id. (expanding COA beyond a certified subclaim to
“include whether [appellant] was denied effective assistance of counsel by his trial
lawyer’s wholesale failure to investigate and prepare for trial” (internal quotation
marks omitted)). But when the certified and uncertified IAC claims involve different
phases of proceedings, the Browning rule does not apply. See McGill v. Shinn, 16
F.4th 666, 679 (9th Cir. 2021) (granting a COA on penalty phase IAC claim under
24
Browning but denying a COA on guilt phase IAC claim because counsel’s omission
occurred during a “separate and discrete” phase), cert. denied, 143 S. Ct. 429 (2022).
AEDPA’s deferential treatment of state court decisions is incorporated into
consideration of a habeas petitioner’s request for a COA. Miller-El, 537 U.S. at 341
(holding that when AEDPA applies, the question on a COA application is “whether
the District Court’s application of AEDPA deference, as stated in §§ 2254(d)(2) and
(e)(1), to petitioner’s . . . claim was debatable amongst jurists of reason”).
I. Trial counsel was not ineffective by failing to make a “meaningful” closing
argument.
Dennis alleges that Gonzales failed to deliver an effective penalty phase
closing argument. Dennis relies on the beginning of Gonzales’s argument: “Be
honest with you, I kind of feel . . . helpless right now. I heard [the prosecutor] ask
for death and gave all of her reasons why you should kill him . . . . [I] didn’t have
much time really to sit down and prepare a long articulate speech for you . . . .”
Dennis contends that Gonzales then continued with “a rambling, disjointed and
largely incoherent discourse.” Dennis also faulted counsel for failing to mention the
statutory mitigating factors.
The California Supreme Court denied this claim on the merits on direct
appeal. It concluded that Dennis failed to show that counsel was deficient or that
Dennis was prejudiced. The California Supreme Court reasoned that Dennis’s
“criticisms of his counsel’s closing arguments amount[ed] merely to disagreements
25
about matters of style and technique” and that Gonzales reasonably employed “a
humble and respectful tone that acknowledged the jury’s ultimate responsibility for
[Dennis]’s fate.”
The district court granted summary judgment to the State. The district court
characterized Gonzales’s closing argument as weak, but not deficient, and concluded
that Dennis did not establish prejudice. We agree and decline to expand the COA to
include this claim because Dennis fails to show that, even considering Gonzales’s
conduct as a whole, the district court’s resolution of the issue was debatable amongst
jurists of reason.
Counsel was not ineffective by allegedly failing to make a “meaningful”
closing argument. The purpose of a closing argument is to “sharpen and clarify the
issues for resolution by the trier of fact, but which issues to sharpen and how best to
clarify them are questions with many reasonable answers.” Yarborough v. Gentry,
540 U.S. 1, 6 (2003) (per curiam) (cleaned up). The jury rejected the non-NGI
mental health defense that Dennis presented during the guilt phase. Thus, Gonzales
reasonably focused his penalty phase argument on other mitigating evidence that
portrayed Dennis as a grieving father, and he made a plea for leniency based on the
torment and pain Dennis experienced over the loss of Paul. Gonzales repeatedly
reminded the jury about the tape of Dennis and Paul recorded a year before Paul’s
death and described it as evidence of Dennis’s love for Paul. Gonzales spoke to the
26
jury about the bond he developed with his own son, the same bond that Dennis and
Paul shared, and stated that he would trust his own child to Dennis’s care. Gonzales
pointed out that Dennis was 34 years old at the time of his arrest and throughout his
life, he worked hard, helped provide a place for his mother, and took care of his
brother. While Dennis now argues for a different closing argument, the actual
argument was not constitutionally deficient. Because Dennis has not “made a
substantial showing of the denial of a constitutional right” even considering
Gonzales’s conduct as a whole, and because Dennis has failed to show that jurists of
reason could disagree with the district court’s resolution, we decline to expand the
COA to include this claim. See 28 U.S.C. § 2253(c)(2).
II. Trial counsel was not ineffective in failing to enter an NGI plea.
Dennis alleged that counsel was ineffective because he failed to sufficiently
investigate and then present an insanity defense, despite evidence of Dennis’s
alleged delusionary belief system which supposedly made Dennis unable to
understand that his acts were morally wrong. The California Supreme Court denied
this claim on the merits and dismissed it as untimely and successive. The district
court ordered an evidentiary hearing on this claim and then denied it but did not issue
a COA.
The district court concluded that the state court record showed Gonzales was
not deficient because he sought out mental health evaluations, provided the experts
27
with substantial materials to review, and was ultimately unable to obtain any opinion
supporting an insanity defense from the experts. The supplemental record developed
during the federal proceedings also showed that Gonzales actively considered the
insanity defense, researched it, and consulted mental health professionals about it.
The record also included evaluations by mental health specialists at the jail and in
prison affirmatively finding Dennis sane before trial and shortly after. In addition,
the district court determined the entire record belied Dennis’s allegations that
Gonzales failed to provide sufficient materials to the experts to enable them to opine
that Dennis was insane. The district court also disagreed with Dennis that counsel
had nothing to lose by entering an insanity plea. The district court determined that
Gonzales did not render deficient performance and declined to evaluate prejudice.
On appeal, the State reasserts procedural default as an affirmative defense.
Dennis argues only the merits of the claim, and requests a remand, if the panel
“determines the default question should be addressed.” Again, we assume without
deciding that Dennis can overcome the procedural default.
We agree with the district court and decline to expand the COA to include this
claim because Dennis does not show that reasonable jurists could disagree with the
district court. In California, to assert an NGI defense, a defendant must show that
due to his mental condition, he was unable either to understand the nature and quality
of the criminal act or to distinguish right from wrong when committing the act. Cal.
28
Penal Code § 25(b);16 see also People v. Elmore, 325 P.3d 951, 962–63 (Cal. 2014).
A defendant bears the burden of proving by a preponderance of the evidence that he
was legally insane when he committed the crime. Cal. Penal Code § 25(b).
Dennis contends that Gonzales should have entered an NGI plea in addition
to a not guilty plea, because Dennis could not distinguish what was morally right
from what was morally wrong at the time of the crimes. Dennis relies on Dr.
Woods’s opinion that Dennis “believed that what he was doing was the correct thing
to do morally.” Dennis contends that he had a delusion that Doreen intentionally
murdered Paul, and that he tried to have the legal system declare Doreen responsible
for it to no avail. Because the legal system broke down, he believed that he needed
to do what the system refused to do.
The record shows that Gonzales was not deficient in not presenting an NGI
defense. At the initial interview on May 20, 1987, Dennis told Gonzales that he had
been examined by a psychiatrist and he was “not insane.” Gonzales later contacted
multiple mental health professionals to explore mental health defenses, including an
NGI defense. None opined that Dennis was insane. Based on his investigation and
consultation, Gonzales reasonably concluded that there was no foundation for an
NGI defense.
16
Cal. Penal Code § 25 has not been amended since it was enacted in 1982.
29
Moreover, as the habeas record amply reflects, entering an NGI plea would
have opened the door to the prosecution presenting evidence that Dennis was not
mentally ill, but instead had an antisocial (or sociopathic) personality disorder.17
But in addition, Dennis’s conduct reflected overwhelming evidence that he
understood that killing Doreen was morally wrong. For example, after the crimes,
Dennis provided what the State’s habeas expert psychiatrist Dr. Marc Cohen
described as 23 versions of the relevant events, including many that were completely
exculpatory and in which Dennis denied any involvement in the crimes or suggested
the possible motive of others to have committed the crimes.18 And Dennis chose to
commit the crime on Halloween to disguise his identity and evade detection, stating,
“[i]t was Halloween, and I was thinking that—that way I would not be recognized.”
After the crimes, Dennis discarded the incriminating evidence, including his bloody
clothes and the machete he used to murder Doreen.
17
In a similar context, this court recently noted this possibility. See Kimble v. Davis,
Nos. 17-99002, 17-99003, 2023 WL 4231717, at *2 (9th Cir. June 28, 2023) (“Had
counsel introduced evidence of Kimble’s difficult childhood and . . . various mental
illnesses, the State would have introduced evidence of Kimble’s antisocial
personality disorder (‘ASPD’) . . . . Thus, when viewed alongside the State’s
penalty-phase rebuttal evidence, the penalty-phase evidence Kimble [wanted to
introduce] . . . was ‘by no means clearly mitigating, as the jury might have concluded
that [Kimble] was simply beyond rehabilitation.’” (second alteration in original)
(quoting Cullen, 563 U.S. at 201)).
18
As one example, when officers advised Dennis that Doreen had been murdered,
he responded: “‘You’re kidding’ in ‘a calm, expressionless demeanor.’” A second
example is Dennis telling officers that “perhaps the killing was related to drugs . . . .”
30
Dennis also never told anyone the exact location where he disposed of that
incriminating evidence. Prior to Dr. Benson’s testimony, Gonzales’s investigator
asked Dennis the reason for the secrecy. Dennis responded that he wanted no one
to know exactly what happened: “Well, I didn’t want a bloody machete sitting in my
house . . . . I was hoping not to get caught.”
All this evidence, including evidence of a cover-up, was inconsistent with the
defense that Dennis did not know the murders were morally wrong. See Wong v.
Belmontes, 558 U.S. 15, 24–25 (2009) (finding no prejudice where evidence of “the
cold, calculated nature of the . . . murder . . . would have served as a powerful
counterpoint” to evidence of “an ‘extended bout with rheumatic fever,’ which led to
‘emotional instability, impulsivity, and impairment of the neurophysiological
mechanisms for planning and reasoning’” (citation omitted)). Moreover, “a
defendant’s unsuccessful attempt to raise an insanity defense positively correlates
with a death penalty verdict.” Michael L. Perlin, The Sanist Lives of Jurors in Death
Penalty Cases: The Puzzling Role of “Mitigating” Mental Disability Evidence, 8
Notre Dame J.L. Ethics & Pub. Pol’y 239, 246 (1994); see also Weekley v. Jones, 76
F.3d 1459, 1463 (8th Cir. 1996) (en banc) (“[T]here is considerable empirical
evidence that insanity pleas in and of themselves are not received favorably by
jurors.”).
31
Similarly, the record shows that Gonzales, who had known Dennis for more
than a year prior to his trial and interviewed him multiple times, had reason to doubt
that Dennis was unable to distinguish moral right from wrong or that he was
motivated by bringing an alleged murderer (Doreen) to justice. In notes of his
interviews with Dennis, Gonzales described Dennis’s grievances:
[Dennis] contends that there is no justice at all. The State wants to
execute a man who is a MR. NICE GUY. He is sure he will be gassed
to death because he lost his son to a woman who cheated on him while
they were married, and started dating a married man the day they
separated. She also lied to protect All State Insurance Company. “And
for this I die?”
Gonzales also made these notes during his telephone call with Dr. Stephenson:
“Reputation of being ‘wimp.’ Last ‘wimp’ act. No longer a wimp. Wants world to
say ‘What you did was understandable, and you are not a wimp.’” Based on the
expert opinions and on Dennis’s own descriptions of his motivation for the crimes,
Gonzales drew his own conclusions about Dennis’s sanity and his ability to
understand that his actions were wrong. See Dunn v. Reeves, 594 U.S. 731, 741
(2021) (per curiam) (“It is not unreasonable for a lawyer to be concerned about
overreaching.”). Because Gonzales’s performance was not deficient, Dennis was
not prejudiced. See Strickland, 466 U.S. at 697. Therefore, we deny Dennis’s
request for a COA.
III. Trial counsel was not ineffective in failing to present additional mental health
evidence in the guilt phase.
32
Dennis alleged that in addition to failing to enter an NGI plea, Gonzales failed
to present other evidence in the guilt phase regarding Dennis’s mental state at the
time of the murders. This evidence included the diagnosis of Dennis’s alleged
delusional disorder, Dr. Garton’s preliminary report, Dr. French’s report, and Dr.
Stephenson’s opinion about Dennis’s grief. Dennis claims that had this evidence
been presented, he would only have been convicted of voluntary manslaughter for
the killing of both Doreen and the fetus. The California Supreme Court denied this
claim on the merits and dismissed it as untimely and successive.
In the district court, the State again raised procedural default as a defense to
this claim. The district court rejected the State’s defense and ordered an evidentiary
hearing on this claim. Following the evidentiary hearing, the district court denied
the claim. The district court concluded that Dennis failed to explain how any of the
expert testimony Dennis presented would negate malice such that Dennis would
have been entitled to a conviction of voluntary manslaughter. The district court
observed that evidence of Dennis’s delusions appeared to establish rather than
negate deliberation and malice aforethought. The district court denied a COA on
this claim.
We agree and decline to expand the COA to include this claim because Dennis
does not show that reasonable jurists could disagree with the district court. On
appeal, the State reasserts procedural default as an affirmative defense and again we
33
assume without deciding that Dennis can overcome the procedural default. Dennis
concedes that the district court was “arguably correct” that his delusions did not
negate the intent required for the murder of Doreen but claims the evidence would
have helped negate malice as to the fetus and, accordingly, the jury would have
acquitted Dennis of any charges as to the fetus. But Dennis’s argument that the jury
would have acquitted him of any charges as to the fetus was raised for the first time
on appeal, and we may decline to consider it. In re E.R. Fegert, Inc., 887 F.2d 955,
957 (9th Cir. 1989) (“The rule in this circuit is that appellate courts will not consider
arguments that are not properly raised in the trial courts” (cleaned up) (quoting
Rothman v. Hosp. Serv. of S. Cal., 510 F.2d 956, 960 (9th Cir. 1975))).
And Dennis’s original prejudice argument in the SAP—that he would have
received voluntary manslaughter convictions for both Doreen and the fetus if
Gonzales presented additional mental health evidence in the guilt phase—is
foreclosed by the California Supreme Court’s opinion on direct appeal. The
California Supreme Court determined that there was no crime of voluntary
manslaughter of a fetus in California. See Dennis, 950 P.2d at 1055. The California
Supreme Court also held that the jury was improperly instructed on voluntary
manslaughter with respect to Doreen because the killing could not have occurred in
a sudden quarrel or heat of passion and the diminished capacity defense in California
had been abolished before the crimes here. Id. at 1058. We are bound by the
34
California Supreme Court’s determinations on matters of state law. See Bradshaw
v. Richey, 546 U.S. 74, 76 (2005) (per curiam) (“[A] state court’s interpretation of
state law, including one announced on direct appeal of the challenged conviction,
binds a federal court sitting in habeas corpus.”).
But even considering Dennis’s new prejudice argument raised for the first
time on appeal—that the jury would have acquitted him of any charges as to the
fetus—the claim fails. Dennis was convicted of a lesser offense with respect to the
fetus, second-degree murder. Dennis cannot show that counsel was deficient in not
presenting additional mental health evidence or that such presentation would have
resulted in Dennis’s acquittal on the fetus murder charge. Dennis used a machete to
attack Doreen. It was so dangerous that Dennis seriously injured his own hand in
the process of using it. Dennis had purchased plywood boxes appearing to be
homemade coffins, and an anchor, to dispose at sea the murdered bodies of Doreen
and her husband. The fetus autopsy report described many cuts to the fetus,
including the amputation of its foot. Dennis told Dr. Benson that he continued
cutting Doreen after the fetus was expelled. He did not call for help then, or ever.
During deliberations, the jury asked to see a machete and requested a readback of
Dr. Hauser’s (the doctor who performed the autopsies on Doreen and the fetus)
testimony about the fetus. The prosecutor argued in the guilt phase closing argument
that the fetus “was not only a child, but . . . a symbol of Doreen, of Doreen’s fertility,
35
of Doreen’s ability to bear children, of the child that she bore [Dennis].” Even the
most effective counsel could not have altered these facts. For these reasons, in
addition to all the reasons identified above with respect to the issues related to mental
health, this claim is not debatable among jurists of reason, and we deny a COA. See
Miller-El, 537 U.S. at 336.
IV. Trial counsel did not have a conflict of interest in representing Dennis.
Finally, Dennis alleged that Gonzales had a conflict of interest because he was
burned out and internally conflicted, which subsequently led him to become a
prosecutor and seek a judicial appointment. Dennis claims these internal conflicts
made Gonzales a less effective advocate. The California Supreme Court denied this
claim on the merits and dismissed it as untimely and successive. In the district court,
the State raised procedural default as a defense, but the district court rejected the
defense. In 2008, the district court granted summary judgment on this claim in favor
of the State, reasoning that the claim did not allege that Gonzales was deficient “in
any particular respect.” The district court denied a COA. Again, we agree and
decline to expand the COA to include this claim because Dennis does not show that
reasonable jurists could disagree with the district court. On appeal, the State
reasserts procedural default as an affirmative defense, and we again assume without
deciding that Dennis can overcome the procedural default.
36
The right to effective assistance of counsel includes a “correlative right to
representation that is free from conflicts of interest.” Wood v. Georgia, 450 U.S.
261, 271 (1981). To establish an actual conflict of interest, Dennis must show that
his lawyer “actively represented conflicting interests,” and the “actual conflict of
interest adversely affected his lawyer’s performance.” Cuyler v. Sullivan, 446 U.S.
335, 350 (1980).
Dennis claims that Gonzales was “burned out, ‘tired,’ and planned to leave
the defense community entirely at the time of [Dennis’s] trial.” Dennis also stresses
that Gonzales described his case as an “emotional baptism.”
As an initial matter, it is not a conflict of interest to be burned out or to plan
to leave the public defense community. But even if it were, Gonzales’s comments
in requesting a continuance and opposing reassignment to a different public defender
demonstrate his dedication to his client and his effective advocacy in obtaining a
necessary continuance of the trial date:
Oh, no, Your Honor. If I make a commitment to try the case,
there have been a lot of things in my opinion that I have thought about.
You know, I get tired, too. But I have made a commitment to myself
and my client that I would not leave the homicide team until I finished
all my present cases. And I feel that is something that I owe not only
to my clients, but more importantly, to the office and to the court.
So I will not—I will not get in—only way they’ll keep me from
trying the case, if I have some catostrophic [sic] illness or something.
But I will be prepared to try it.
37
Furthermore, the correspondence between Gonzales and Dennis does not
indicate any negative feelings between them. In any event, even if such feelings
existed, they cannot serve as a basis for a conflict-of-interest claim. See Plumlee v.
Masto, 512 F.3d 1204, 1210–11 (9th Cir. 2008) (holding that there is not a violation
of the Sixth Amendment where “a defendant is represented by a lawyer free of actual
conflicts of interest, but with whom the defendant refuses to cooperate because of
dislike or distrust”); Perez Goitia v. United States, 409 F.2d 524, 527 (1st Cir. 1969)
(stating that a “lack of rapport between attorney and client does not automatically
mean that there has been inadequate representation”). Because nothing in the record
suggests that Gonzales “actively represented conflicting interests,” Cuyler, 446 U.S.
at 350, or otherwise had a conflict of interest, we deny Dennis’s request for a COA.
CONCLUSION
For these reasons, we affirm the district court’s decision as to Dennis’s
certified claims, and we deny a COA as to his uncertified claims.
AFFIRMED.
38
Plain English Summary
NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAY 28 2024 MOLLY C.
Key Points
01NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAY 28 2024 MOLLY C.
02COURT OF APPEALS FOR THE NINTH CIRCUIT WILLIAM MICHAEL DENNIS, No.
03MEMORANDUM* RONALD BROOMFIELD, Warden of San Quentin State Prison, Respondent-Appellee.
04Tigar, District Judge, Presiding Argued and Submitted January 22, 2024 Pasadena, California Before: McKEOWN, CLIFTON, and BENNETT, Circuit Judges.
Frequently Asked Questions
NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS MAY 28 2024 MOLLY C.
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