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No. 10360608
United States Court of Appeals for the Ninth Circuit
Virginia Duncan v. Rob Bonta
No. 10360608 · Decided March 20, 2025
No. 10360608·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
March 20, 2025
Citation
No. 10360608
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
VIRGINIA DUNCAN; PATRICK No. 23-55805
LOVETTE; DAVID MARGUGLIO;
CHRISTOPHER WADDELL; D.C. No.
CALIFORNIA RIFLE & PISTOL 3:17-cv-01017-
ASSOCIATION, INC., a California BEN-JLB
corporation,
Plaintiffs-Appellees, ORDER
v.
ROB BONTA, in his official capacity
as Attorney General of the State of
California,
Defendant-Appellant.
Filed March 20, 2025
Before: Mary H. Murguia, Chief Judge, and Sidney R.
Thomas, Susan P. Graber, Kim McLane Wardlaw, Richard
A. Paez, Marsha S. Berzon, Sandra S. Ikuta, Andrew D.
Hurwitz, Ryan D. Nelson, Patrick J. Bumatay and
Lawrence VanDyke, Circuit Judges.
Per Curiam Order;
Concurrence by Judge S.R. Thomas;
Special Concurrence by Judge Ikuta;
2 DUNCAN V. BONTA
Dissent by Judge R. Nelson;
Dissent by Judge Bumatay
SUMMARY *
En Banc Procedures / Second Amendment
The en banc court held that it had statutory authority
under 28 U.S.C. § 46(c)—which authorizes courts of appeals
to decide cases and controversies en banc, and prescribes the
composition of the en banc court in resolving cases and
controversies—to decide this appeal.
A majority of active judges voted in 2021 to rehear this
case or controversy en banc, and the en banc court issued an
initial substantive ruling, but then remanded the case to the
district court following the Supreme Court’s vacatur of that
judgment. After the district court issued its latest opinion on
remand and the Attorney General appealed again, the Clerk
issued a new appellate case number and—consistent with
General Order 3.6(b)—consulted the en banc court about
whether it would retain the case or refer it to a three-judge
panel. The en banc court decided to keep the case as a
comeback rather than refer it to the three-judge panel.
The en banc court held that it retains statutory authority
to decide this case, and the facts that this is a new appeal
with a new appellate case number and that several judges on
the en banc court have assumed senior status since the en
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
DUNCAN V. BONTA 3
banc court was first constituted have no bearing on the en
banc court’s statutory authority. All eleven judges on the en
banc court were “in regular active service” in 2021 when the
court voted to hear the case en banc and when the en banc
court was constituted. Congress’ use of the terms “case,”
“controversy,” “cases and controversies,” and “case or
controversy” in section 46(c) authorizes the en banc court to
decide the entire case, not merely a discrete step in the
overall suit. This appeal asks the en banc court to resolve
the same legal issue, between the same parties, arising from
the same district court action and the same facts. This appeal
is plainly part of the same case or controversy.
The en banc court’s decision to retain jurisdiction was a
prudential exercise of its discretion in these particular
circumstances. Nothing in this order requires future en banc
courts, facing different circumstances, to exercise discretion
in the same manner.
Concurring, Judge S.R. Thomas, joined by Chief Judge
Murguia and Judges Wardlaw, Paez, Berzon and Hurwitz,
wrote separately to underscore that this Circuit has
consistently followed the en banc procedures that the
General Orders provide, both in terms of how en banc courts
have treated cases or controversies returning to them after
remand, and how senior judges participate. These en banc
procedures are consistent with the governing statute, 28
U.S.C. § 46(c), and in accord with those employed by other
circuits.
Specially concurring, Judge Ikuta wrote that General
Order 3.6 is a strained interpretation of 28 U.S.C. § 46(c),
and should be revisited by the Ninth Circuit to ensure better
harmony with Congress’ language and intent. She
4 DUNCAN V. BONTA
reluctantly concurred in the order because General Order 3.6
is not contrary to the statute.
Dissenting, Judge R. Nelson would hold that this en banc
court lacks statutory jurisdiction to proceed without a new
en banc vote and a new panel composition that reflects the
current active judges of the court. The majority’s
interpretation of 28 U.S.C. § 46(c)—to allow a limited en
banc court to exercise permanent control of a case after it
issues a decision, remands to the district court, and issues a
mandate—frustrates the purpose of the en banc process by
allowing a future appeal to bypass the statutory en banc
voting process and proceed to an en banc court not
representative of the active judges on the court as it excludes
new active judges who joined the court since the prior
remand. Every other circuit applies § 46(c) to require a new
en banc vote after remand, which is the only interpretation
consistent with the statutory requirements that a majority of
all active judges vote to take a new appeal en banc and only
active judges serve on the en banc court (with exceptions for
senior judges not satisfied here).
Dissenting, Judge Bumatay, joined by Judge VanDyke,
wrote that Congress was not speaking to the precise issue
here when it enacted 28 U.S.C. § 46(c). Congress amended
§ 46(c) to allow active judges who heard argument in an en
banc case and then took senior status after the hearing—but
before the decision was issued—to continue participating in
that decision. Here, the judges did not go senior in the brief
period between an en banc hearing and decision, but rather
multiple judges took senior status years before the en banc
hearing and decision. Regardless of whether § 46(c)
prohibits this odd situation, the court should have used better
judgment and reconstituted the en banc panel before issuing
this decision.
DUNCAN V. BONTA 5
COUNSEL
Erin E. Murphy (argued), Paul D. Clement, and Matthew D.
Rowen, Clement & Murphy PLLC, Alexandria, Virginia;
Anna M. Barvir, Sean A. Brady, and C.D. Michel, Michel &
Associates PC, Long Beach, California; for Plaintiffs-
Appellees.
Michael J. Mongan (argued), Solicitor General, California
Department of Justice, San Francisco, California; Robert L.
Meyerhoff, Kevin J. Kelly, John D. Echeverria, and Robert
L. Meyerhoff, Deputy Attorneys General; R. Matthew Wise,
Supervising Deputy Attorney General; Mica L. Moore,
Deputy Solicitor General; Thomas S. Patterson, Senior
Assistant Attorney General; Helen H. Hong, Principal
Deputy Solicitor General; Rob Bonta, California Attorney
General; California Department of Justice, Los Angeles,
California; for Defendant-Appellant.
Amanda Hainsworth, Assistant Attorney General; Elizabeth
N. Dewar, State Solicitor; Andrea J. Campbell,
Massachusetts Attorney General; Office of the
Massachusetts Attorney General, Boston, Massachusetts;
Angela Cai, Deputy Solicitor General; Jeremy M.
Feigenbaum, Solicitor General; Matthew J. Platkin, New
Jersey Attorney General; Office of the New Jersey Attorney
General, Trenton, New Jersey; Kristin K. Mayes, Arizona
Attorney General, Office of the Arizona Attorney General,
Phoenix, Arizona; Philip J. Weiser, Colorado Attorney
General, Office of the California Attorney General, Denver,
Colorado; William Tong, Connecticut Attorney General,
Office of the Connecticut Attorney General, Hartford,
Connecticut; Kathleen Jennings, Delaware Attorney
General, Office of the Delaware Attorney General,
Wilmington, Delaware; Brian L. Schwalb, District of the
6 DUNCAN V. BONTA
Columbia Attorney General, Office of the District of
Columbia Attorney General, Washington, D.C.; Anne E.
Lopez, Hawai'i Attorney General, Office of the Hawai'i
Attorney General, Honolulu, Hawai'i; Kwame Raoul,
Illinois Attorney General, Office of the Illinois Attorney
General, Chicago, Illinois; Aaron M. Frey, Maine Attorney
General, Office of the Maine Attorney General, Augusta,
Maine; Anthony G. Brown, Maryland Attorney General,
Office of the Maryland Attorney General, Baltimore,
Maryland; Dana Nessel, Michigan Attorney General, Office
of the Michigan Attorney General, Lansing, Michigan; Keith
Ellison, Minnesota Attorney General, Office of the
Minnesota Attorney General, St. Paul, Minnesota; Letitia
James, New York Attorney General, Office of the New York
Attorney General, New York, New York; Ellen F.
Rosenblum, Oregon Attorney General, Office of the Oregon
Attorney General, Salem, Oregon; Michelle A. Henry,
Pennsylvania Attorney General, Office of the Pennsylvania
Attorney General, Harrisburg, Pennsylvania; Peter F.
Neronha, Rhode Island Attorney General, Office of the
Rhode Island Attorney General, Providence, Rhode Island;
Charity R. Clark, Vermont Attorney General, Office of the
Vermont Attorney General, Montpelier, Vermont; Robert
W. Ferguson, Washington Attorney General, Office of the
Washington Attorney General, Olympia, Washington;
Joshua L. Kaul, Wisconsin Attorney General, Office of the
Wisconsin Attorney General, Madison, Wisconsin; for
Amici Curiae Massachusetts, New Jersey, Arizona,
Colorado, Connecticut, Delaware, The District of Columbia,
Hawai'i, Illinois, Maine, Maryland, Michigan, Minnesota,
New York, Oregon, Pennsylvania, Rhode Island, Vermont,
Washington, and Wisconsin.
DUNCAN V. BONTA 7
Timothy C. Hester, Daniel Weltz, and Priya Leeds,
Covington & Burling LLP, Washington, D.C.; Douglas N.
Letter and Shira L. Feldman, Brady Center to Prevent Gun
Violence, Washington, D.C.; Esther Sanchez-Gomez,
Giffords Law Center to Prevent Gun Violence, San
Francisco, California; Ciara W. Malone, March for Our
Lives, New York, New York; for Amici Curiae Brady
Center to Prevent Gun Violence, Giffords Law Center to
Prevent Gun Violence, and March for Our Lives.
Priyanka G. Sen, William J. Taylor Jr., and Janet Carter,
Everytown Law, New York, New York; Freya Jamison,
Everytown Law, Washington, D.C.; for Amicus Curiae
Everytown for Gun Safety.
Joseph G.S. Greenlee and Cody J. Wisniewski, FPC Action
Foundation, Las Vegas, Nevada, for Amici Curiae FPC
Action Foundation, California Gun Rights Foundation, and
Center for Human Liberty.
Noel J. Francisco, Anthony J. Dick, and Harry S. Graver,
Jones Day, Washington, D.C.; Andrew E. Lelling, Jones
Day, Boston, Massachusetts; Matthew R. Modderman,
Jones Day, Cleveland, Ohio; Lawrence G. Keane, The
National Shooting Sports Foundation Inc., Washington,
D.C.; for Amicus Curiae The National Shooting Sports
Foundation Inc..
David H. Thompson and Peter A. Patterson, Cooper & Kirk
PLLC, Washington, D.C., for Amicus Curiae Firearm Policy
Coalition Inc..
Edward A. Paltzik, Meredith Lloyd, and Serge Krimnus,
Bochner PLLC, New York, New York, for Amicus Curiae
The Second Amendment Foundation.
8 DUNCAN V. BONTA
Peter M. Torstensen Jr., Deputy Solicitor General; Christian
B. Corrigan, Solicitor General; Austin Knudsen, Montana
Attorney General; Office of the Montana Attorney General,
Helena, Montana; Joshua N. Turner, Acting Solicitor
General; Raul R. Labrador, Idaho Attorney General; Steve
Marshall, Alabama Attorney General; Office of the Alabama
Attorney General, Montgomery, Alabama; Treg Taylor,
Alaska Attorney General, Office of the Alaska Attorney
General, Anchorage, Alaska; Tim Griffin, Arkansas
Attorney General, Office of the Arkansas Attorney General,
Little Rock, Arkansas; Ashley Moody, Florida Attorney
General, Office of the Florida Attorney General,
Tallahassee, Florida; Christopher M. Carr, Georgia Attorney
General, Office of the Georgia Attorney General, Atlanta,
Georgia; Theodore E. Rokita, Indiana Attorney General,
Office of the Indiana Attorney General, Indianapolis,
Indiana; Brenna Bird, Iowa Attorney General, Office of the
Iowa Attorney General, Des Moines, Iowa; Kris Kobach,
Kansas Attorney General, Office of the Kansas Attorney
General, Topeka, Kansas; Daniel Cameron, Kentucky
Attorney General, Office of the Kentucky Attorney General,
Frankfort, Kentucky; Jeff Landry, Louisiana Attorney
General, Office of the Louisiana Attorney General, Baton
Rouge, Louisiana; Lynn Fitch, Mississippi Attorney
General, Office of the Mississippi Attorney General,
Jackson, Mississippi; Andrew Bailey, Missouri Attorney
General, Office of the Missouri Attorney General, Kansas
City, Missouri; Michael T. Hilgers, Nebraska Attorney
General, Office of the Nebraska Attorney General, Lincoln,
Nebraska; John M. Formella, New Hampshire Attorney
General, Office of the New Hampshire Attorney General,
Concord, New Hampshire; Drew H. Wrigley, North Dakota
Attorney General, Office of the North Dakota Attorney
DUNCAN V. BONTA 9
General, Bismark, North Dakota; Dave Yost, Ohio Attorney
General, Office of the Ohio Attorney General; Columbus,
Ohio; Gentner F. Drummond, Oklahoma Attorney General,
Office of the Oklahoma Attorney General, Oklahoma City,
Oklahoma; Alan Wilson, South Carolina Attorney General,
Office of the South Carolina Attorney General, Columbia,
South Carolina; Marty J. Jackley, South Dakota Attorney
General, Office of the South Dakota Attorney General,
Pierre, South Dakota; Ken Paxton, Texas Attorney General,
Office of the Texas Attorney General, Austin, Texas; Jason
Miyares, Virginia Attorney General, Office of the Virginia
Attorney General, Richmond, Virginia; Patrick Morrisey,
West Virginia Attorney General, Office of the West Virginia
Attorney General, Charleston, West Virginia; Bridget Hill,
Wyoming Attorney General, Office of the Wyoming
Attorney General, Cheyenne, Wyoming; for Amici Curiae
Montana, Idaho, and 23 Other States.
Jeremiah L. Morgan, William J. Olson, and Robert J. Olson;
William J. Olson PC, Vienna, Virginia; John I. Harris III,
Schulman, LeRoy & Bennett PC, Nashville, Tennessee; for
Amici Curiae Gun Owners of America Inc., Gun Owners
Foundation, Gun Owners of California Inc., Heller
Foundation, Virginia Citizens Defense League, Tennessee
Firearms Association, America’s Future Inc., U.S.
Constitutional Rights Legal Defense Fund, and Conservative
Legal Defense and Education Fund.
John Cutonilli, Garrett Park, Maryland, for Amicus Curiae
John Cutonilli.
10 DUNCAN V. BONTA
ORDER
PER CURIAM:
This action concerns the constitutionality of California’s
ban on large-capacity magazines. At the request of a
member of this en banc court, we ordered the parties to brief
the preliminary question of the statutory authority of this en
banc court to decide this appeal. That question is separate
from, and logically antecedent to, the merits. Just as the
Supreme Court and we often resolve questions of recusal in
a separate order, e.g., Moore v. United States, 144 S. Ct. 2
(2023) (Alito, J.); Cheney v. U.S. Dist. Ct. for D.C., 541 U.S.
913 (2004) (Scalia, J.); Suever v. Connell, 681 F.3d 1064
(9th Cir. 2012) (D.W. Nelson, J.) (order), we address in this
separate order the preliminary question of this en banc
court’s statutory authority.
Title 28 U.S.C. § 46(c) authorizes courts of appeals to
decide cases and controversies en banc, and it prescribes the
composition of the en banc court in resolving cases and
controversies. The first sentence of § 46(c) grants courts of
appeals the power to decide cases en banc:
Cases and controversies shall be heard and
determined by a court or panel of not more
than three judges (except that the United
States Court of Appeals for the Federal
Circuit may sit in panels of more than three
judges if its rules so provide), unless a
hearing or rehearing before the court in banc
is ordered by a majority of the circuit judges
DUNCAN V. BONTA 11
of the circuit who are in regular active
service.
28 U.S.C. § 46(c). The second sentence of § 46(c)
prescribes the composition of the en banc court and
authorizes the participation of senior circuit judges in two
circumstances:
A court in banc shall consist of all circuit
judges in regular active service, or such
number of judges as may be prescribed in
accordance with section 6 of Public Law 95-
486 (92 Stat. 1633), except that any senior
circuit judge of the circuit shall be eligible
(1) to participate, at his election and upon
designation and assignment pursuant to
section 294(c) of this title and the rules of the
circuit, as a member of an in banc court
reviewing a decision of a panel of which such
judge was a member, or (2) to continue to
participate in the decision of a case or
controversy that was heard or reheard by the
court in banc at a time when such judge was
in regular active service.
Id. Section 6 of Public Law 95-486 authorizes a court of
appeals with more than fifteen active judges to “perform its
en banc function by such number of members of its en banc
courts as may be prescribed by rule of the court of appeals.”
Pub. L. No. 95-486, § 6, 92 Stat. 1629, 1633 (1978).
The Supreme Court long ago explained that § 46(c) “is
simply a grant of power to order hearings and rehearings en
banc and to establish the procedure governing the exercise
12 DUNCAN V. BONTA
of that power.” W. Pac. R.R. Corp. v. W. Pac. R.R. Co., 345
U.S. 247, 267 (1953). “[T]he statute does not compel the
court to adopt any particular procedure governing the
exercise of the power; but whatever the procedure which is
adopted, it should be clearly explained, so that the members
of the court and litigants in the court may become thoroughly
familiar with it.” Id.; see also Shenker v. Balt. & Ohio R.R.
Co., 374 U.S. 1, 4–5 (1963) (reiterating those principles and
approving of a practice by the Third Circuit as “clearly
within the scope of the court’s discretion as we spoke of it in
Western Pacific”).
Consistent with Congress’ instructions and the Supreme
Court’s direction, the Ninth Circuit has adopted and
consistently applied several rules and procedures that are
relevant here. 1 “If a majority of the judges eligible to vote
on the en banc call votes in favor of en banc consideration,
the Chief Judge shall enter an order taking the case en banc
pursuant to Circuit Rule 35-3.” 9th Cir. Gen. Order 5.5(d).
Ninth Circuit Rule 35-3, in turn, provides that “[t]he en banc
court, for each case or group of related cases taken en banc,
shall consist of the Chief Judge of this circuit and 10
additional judges to be drawn by lot from the active judges
of the Court.” Once the en banc court has been constituted,
it may decide all matters in the case including, at the en banc
court’s option, future appeals in the same case. General
Order 3.6(b), titled “Matters Arising After Remand By an En
Banc Court,” states that, “[w]here a new appeal is taken
following a remand or other decision by an en banc court,
1
This court amended its general orders and rules, effective December 1,
2024. The amendments do not affect the issue discussed in this order.
For simplicity, we refer to the version of the orders and rules that were
in effect when the en banc court was constituted and when this appeal
was filed.
DUNCAN V. BONTA 13
. . . [t]he en banc court will decide whether to keep the case
or to refer it to the three judge panel.” 9th Cir. Gen. Order
3.6(b); see also id. 1.12 (defining a comeback case as a
“subsequent appeal[] or petition[] from a district court case
or agency proceeding involving substantially the same
parties and issues from which there previously had been a
calendared appeal or petition”).
All actions in this case have accorded fully with those
directives. A three-judge panel decided the first appeal, of a
preliminary injunction, Duncan v. Becerra, 742 F. App’x
218 (9th Cir. 2018) (unpublished), and a different three-
judge panel initially decided the second appeal, of a
summary judgment, 970 F.3d 1133 (9th Cir. 2020). As
authorized by § 46(c), a majority of active judges then voted,
in 2021, to rehear this case or controversy en banc. 988 F.3d
1209 (9th Cir. 2021) (order). Pursuant to Ninth Circuit Rule
35-3, the Chief Judge and ten active judges, drawn by lot,
comprised the en banc court. We issued an initial
substantive ruling, Duncan v. Bonta, 19 F.4th 1087 (9th Cir.
2021) (en banc), but then remanded the case to the district
court following the Supreme Court’s vacatur of that
judgment, 49 F.4th 1228 (9th Cir. 2022) (en banc) (order).
After the district court issued its latest opinion on remand
and Defendant appealed again, the Clerk assigned the case a
new appellate case number as a matter of routine and
consulted the en banc court about whether it would retain the
case or refer it to a three-judge panel, as provided by General
Order 3.6(b). Consistent with this court’s rules, the en banc
14 DUNCAN V. BONTA
court decided to keep the case rather than refer it to the three-
judge panel. Docket No. 3. 2
This is a new appeal, with a new appellate case number,
and several judges on the en banc court have assumed senior
status since the en banc court was first constituted. But those
facts have no bearing on the en banc court’s statutory
authority to decide this ongoing case.
Section 46(c) authorizes the en banc court to hear
“[c]ases and controversies” and specifically authorizes
senior circuit judges “to continue to participate in the
decision of a case or controversy that was heard or reheard
by the court in banc at a time when such judge was in regular
active service.” 28 U.S.C. § 46(c) (emphases added). All
eleven judges on the en banc court were “in regular active
service” in 2021 when the court voted to hear the case en
banc and when the en banc court was constituted. Congress’
use of the terms “case,” “controversy,” “cases and
controversies,” and “case or controversy” authorizes the en
banc court to decide the entire case, not merely a discrete
step in the overall suit.
The terms “case” and “controversy,” separately or in
combination, are commonly understood to apply to litigation
as a whole, rather than to a discrete phase of litigation.
Dictionary definitions of the terms—both in 1948, when
Congress enacted the first sentence of § 46(c), and in 1996,
when Congress enacted the relevant part of the second
sentence of § 46(c)—all describe them as encompassing an
entire suit or action. See Case, Black’s Law Dictionary (3d
2
Following Judge Watford’s resignation, Judge Wardlaw was drawn to
replace him on the en banc court pursuant to General Order 5.1(b)(1).
Docket No. 3 at 1 n.1. No one challenges that replacement.
DUNCAN V. BONTA 15
ed. 1933) (“an action, cause, suit, or controversy, at law or
in equity”); Controversy, Id. (“a civil action or suit, either at
law or in equity”); Cases and Controversies, Id. (“claims or
contentions of litigants” having “a form that the judicial
power is capable of acting upon it”); Case, Controversy, and
Cases and Controversies, Black’s Law Dictionary (6th ed.
1990) (similar to the third edition’s definitions); Case,
Webster’s New Int’l Dictionary (2d ed. 1939) (“a suit or
action in law or equity”); Controversy, Id. (“[a] suit in law
or equity”); Case, and Controversy, Webster’s Third New
Int’l Dictionary (3d ed. 1993) (similar to the second edition’s
definitions).
Other Congressional enactments reflect that same broad
meaning of the terms. The supplemental jurisdiction statute,
for example, authorizes district courts to adjudicate state-law
claims that “form part of the same case or controversy.” 28
U.S.C. § 1367(a) (emphasis added). The Supreme Court has
held that, in using that phrase, Congress meant to encompass
all claims that “derive from a common nucleus of operative
fact.” City of Chicago v. Int’l Coll. of Surgeons, 522 U.S.
156, 165 (1997) (quoting United Mine Workers of Am. v.
Gibbs, 383 U.S. 715, 725 (1966)).
The same broad meaning is also found in judicial
doctrines. For instance, the law of the case doctrine instructs
that, “when a court decides upon a rule of law, that decision
should continue to govern the same issues in subsequent
stages in the same case,” Arizona v. California, 460 U.S.
605, 618 (1983) (emphasis added), and “subsequent stages”
of the “same case” include later appeals involving the same
district court case, e.g., Fikre v. FBI, 35 F.4th 762, 770 (9th
Cir. 2022); Jeffries v. Wood, 114 F.3d 1484, 1489 (9th Cir.
1997) (en banc), overruled in part on other grounds by
16 DUNCAN V. BONTA
Gonzalez v. Arizona, 677 F.3d 383, 389 n.4 (9th Cir. 2012)
(en banc).
Under any of those definitions, this appeal clearly is part
of the same case or controversy that this court confronted in
2021, when the court voted to rehear the case en banc and
when this en banc court was constituted. This appeal asks
us to resolve the same legal issue, between the same parties,
arising from the same district court action and the same facts.
The appeal thus is one segment of the overall suit or action,
arises from the same common nucleus of facts, and
constitutes a subsequent appeal from the same district court
case. Indeed, we are not aware of any definition of “case or
controversy” that would not encompass this appeal.
In sum, Congress authorized this court to rehear en banc
“[c]ases and controversies” and authorized senior circuit
judges “to continue to participate in the decision of a case or
controversy.” 28 U.S.C. § 46(c). This appeal is plainly part
of the same case or controversy. Thus, we have statutory
authority to decide the appeal—even though some judges
have assumed senior status and even though this appeal has
a new appellate case number.
Two additional contentions warrant discussion. First,
§ 46(c) authorizes senior circuit judges to “continue to
participate in the decision of a case or controversy.”
(Emphasis added.) In one view, “the decision” means a
single decision solely in the appeal in which the court voted
to rehear the case en banc. Of course, even a single appeal
often involves many decisions by this court, so the
suggestion is that we interpret the statute to authorize the en
banc court to issue all decisions in an appeal but only until
the mandate issues.
DUNCAN V. BONTA 17
We find no support in the statutory text for that proposed
rule. We must consider the words “the decision” in context,
not in isolation, and a “crucial part of that context is the other
words in the sentence,” Diaz v. United States, 602 U.S. 526,
536 (2024). Congress did not choose to authorize senior
circuit judges to participate in “the decision” without
modification, or in “the decision of the appeal,” or in “the
decision of the appeal until the mandate issues.” Consistent
with Congress’ authorization of the en banc court to hear
“[c]ases and controversies,” not single appeals, Congress
authorized senior circuit judges “to continue to participate in
the decision of a case or controversy,” not the decision of a
discrete appeal. 28 U.S.C. § 46(c) (emphases added).
Congress knows how to grant courts the limited authority to
decide “an appeal,” as it has done in many other provisions.
E.g., 28 U.S.C. §§ 47, 1292(b), 1292(c)(1), 1292(c)(2),
1292(d)(4)(A), 1292(e), 1453(c)(1), 1915(a)(1). Congress
chose broader terms when enacting § 46(c), thereby
authorizing us to decide the entire case or controversy,
including this appeal.
The second contention starts with the observation that,
when Defendant filed this appeal, the en banc court, in
accordance with General Order 3.6(b), “decide[d] whether
to keep the case or to refer it to the three judge panel.” The
assertion is that our decision to keep the case somehow
constituted a new vote on whether to rehear the case en banc
and that, accordingly, the “vote” was improper because only
a subset of active judges participated in the vote.
That contention is mistaken. This court voted to rehear
the case en banc only once, in 2021, thus authorizing us to
hear en banc the entire case or controversy, including later
appeals. By operation of this court’s ordinary procedures,
the case returned automatically to the en banc court upon the
18 DUNCAN V. BONTA
filing of a new appeal in 2023, and the en banc court decided
whether to keep the case or, alternatively, to refer it to the
three-judge panel. No new vote on whether to rehear the
case en banc took place. At any point in the life of a case or
controversy, sua sponte or by motion of a party, an en banc
court may refer part—or all—of the case to the three-judge
panel. 9th Cir. Gen. Order 3.6(b). Each such intermediate
decision is made by the en banc court hearing that case, as
many en banc courts have done. See, e.g., De La Rosa-
Rodriguez v. Garland, No. 20-71923, Docket No. 88 (9th
Cir. Apr. 3, 2024) (en banc order referring the entire case to
the original three-judge panel, without deciding any
substantive issues); Kohn v. State Bar of Cal., 87 F.4th 1021
(9th Cir. 2023) (en banc) (opinion deciding one issue and
remanding the remaining issues to the original three-judge
panel); Alam v. Garland, 11 F.4th 1133 (9th Cir. 2021) (en
banc) (same). Nothing suggests that those ordinary
decisions constitute votes on whether to hear the case en
banc. This court voted in 2021 to rehear this case en banc,
and § 46(c) and our general orders authorize us to decide the
entire case or controversy without calling for additional
votes on whether to hear the case en banc.
Judge Ryan Nelson’s dissent advocates for a rule that the
authority of the en banc court to hear a case or controversy
dissolves when the mandate issues after the en banc court
first hears a case. For all the reasons described above, that
approach contravenes the clear statutory text that authorizes
the en banc court to decide the entire case or controversy,
not merely one aspect of a case or controversy.
The approach suggested by Judge Nelson’s dissent also
would have remarkably broad consequences. Because the
authority of the en banc court would dissolve when the
mandate issues, the formula proposed by Judge Nelson’s
DUNCAN V. BONTA 19
dissent would mean that no en banc court ever could accept
a comeback appeal—even if the composition of the court
had not changed and even if no judge on the en banc court
had assumed senior status. In other words, despite the many
protestations concerning senior status and the composition
of the court, at bottom, those facts would be irrelevant under
the rule suggested by Judge Nelson’s dissent: because the
mandate issued in the first appeal, the authority of the en
banc court dissolved, regardless of the composition of the
court and regardless of the active or senior status of the
judges on the en banc court.
Judge Nelson’s dissent also plainly elevates form over
substance, as this case demonstrates. Our 2022 remand
order also served as the mandate. 49 F.4th at 1231–32. But
because the Supreme Court’s remand concerned only one
claim among several that were at issue—the Second
Amendment claim—our remand was effectively a limited
one, as the district court’s decision made clear. There is thus
no meaningful difference between our 2022 remand order
and a formally limited remand, which returns an issue to the
district court without a mandate. See, e.g., Detrich v. Ryan,
No. 08-99001, Docket Nos. 169, 172, 182 (remanding to the
district court for further proceedings, without issuing a
mandate, in an appeal initiated in 2008, followed by
replacement briefing in 2024 after the district court issued a
decision on remand). Judge Nelson’s dissent appears to
agree that, had we issued a formally limited remand, the en
banc court would have retained jurisdiction. Dissent by
Judge Ryan Nelson at 73 n.6. In other words, the approach
suggested by Judge Nelson’s dissent would freely allow an
en banc court to hear later proceedings in the same case or
controversy—even decades later—so long as the en banc
court used the proper incantation but would prohibit an en
20 DUNCAN V. BONTA
banc court from deciding a later appeal—even just months
later—if the court did not use that procedure. We find no
support for the contention that Congress intended an en banc
court’s authority, or senior judges’ participation on en banc
courts, to hinge on arbitrary procedural distinctions.
Finally, the approach suggested by Judge Nelson’s
dissent overlooks Congress’ clear intent to promote the
efficient use of judicial resources. As § 46(c) reflects, and
as courts have recognized, there is nothing inherent in senior
status that disqualifies a judge from continuing to participate
in a case or controversy once it has gone en banc. Senior
judges are fully commissioned Article III judges, and the
Supreme Court has expressly held that, upon assuming
senior status, a senior judge “does not surrender his
commission, but continues to act under it.” Booth v. United
States, 291 U.S. 339, 350–51 (1934). “Senior circuit judges,
of course, normally have great experience in the law of the
circuit, and their presence on appellate panels within the
circuit is wholly consistent with Congress’s purpose of
promoting the stability of circuit law.” In re Bongiorno, 694
F.2d 917, 918 n.1 (2d Cir. 1982). Indeed, continued
participation promotes the statute’s obvious purpose of
judicial efficiency. See, e.g., Igartúa de la Rosa v. United
States, 407 F.3d 30, 32 (1st Cir. 2005) (en banc) (per curiam)
(memorandum and order) (holding that the purpose of 46(c)
is to “give[] the en banc court the benefit of the knowledge
and judgment of all of the judges of th[e] circuit” who have
worked on the case); United States v. Hudspeth, 42 F.3d
1013, 1015 (7th Cir. 1994) (en banc) (noting that “the
purpose of making the exception for a senior judge who had
been on the three-judge panel was that the time the judge had
put in on the case should not go to waste”); Allen v. Johnson,
391 F.2d 527, 529–30 (5th Cir. 1968) (en banc) (per curiam)
DUNCAN V. BONTA 21
(“[B]ecause [a narrow reading of § 46(c)] would deprive the
Court sitting en banc of the work, research, study and
deliberation done earlier by the Senior Circuit Judge during
the pendency of the case before the panel, it is not reasonable
to suppose Congress desired or intended any such wasteful
consequences.” (duplicate “the” omitted)). The statute
clearly provides that only active judges have authority to
decide whether to hear en banc a case or controversy. 28
U.S.C. § 46(c). But the statute makes equally clear that
Congress intended, as relevant here, for now-senior circuit
judges to participate in the adjudication of a case taken en
banc when those judges already have devoted time and effort
to hearing the same case or controversy.
Our holding is narrow: Congress authorized the en banc
court to decide a case or controversy, not a single appeal.
Consistent with that statutory authorization, our rules require
the en banc court, at the outset of a later appeal, to decide
whether it is prudent to retain jurisdiction or to refer the case
to the three-judge panel. The specific legal issue in this
appeal is identical to the issue that we addressed at great
length in the first appeal; the issue is a question of law; and
little time—precisely one year—passed between our remand
in September 2022 and the filing of this appeal in September
2023. Our decision to retain jurisdiction is a prudential
exercise of discretion in these particular circumstances.
Nothing in this order requires future en banc courts, facing
different circumstances, to exercise discretion in the same
manner.
In conclusion, we have statutory authority to decide this
case. Accordingly, this en banc court will proceed to resolve
the merits.
IT IS SO ORDERED.
22 DUNCAN V. BONTA
S.R. THOMAS, Circuit Judge, with whom MURGIA, Chief
Judge, and WARDLAW, PAEZ, BERZON and HURWITZ,
Circuit Judges, join, concurring:
I join the majority order in its entirety. I write separately
to provide some context to our en banc procedures and to
underscore that our Circuit has consistently followed the en
banc procedures that our General Orders provide, both in
terms of how en banc courts have treated cases or
controversies returning to them after remand, and how senior
judges participate. Our en banc procedures are consistent
with the governing statute, and also in accord with those
employed by our sister Circuits.
I
In Textile Mills Sec. Corp. v. Comm’r, 314 U.S. 326
(1941), the Supreme Court held that federal courts of appeal
had the power to convene themselves en banc. The Court
noted that allowing a court to sit en banc “makes for more
effective judicial administration,” avoids inter-circuit
conflicts, and promotes “[f]inality of decision in the circuit
courts of appeal.” Id. at 334-35.
In 1948, Congress codified the Textile Mills decision in
§ 46(c) of the Judicial Code. 28 U.S.C. § 46(c). Following
the adoption of § 46(c), the Supreme Court held that the
statute was a grant of power to the courts of appeals, and
“that the statute does not compel the court to adopt any
particular procedure governing the exercise of the
power . . . .” W. Pac. R.R. Corp v. W. Pac R.R. Co., 345 U.S.
247, 267 (1953). 1 The Court confirmed that, pursuant to
1
The Dissent asserts a different meaning as to the authority granted to
§ 46(c) but only cites cases involving prior versions of § 46(c), which
are not applicable here.
DUNCAN V. BONTA 23
§ 46(c), “each Court of Appeals is vested with a wide
latitude of discretion to decide for itself just how that power
shall be exercised.” Id. at 259. At each juncture when the
issue has arisen, the Supreme Court has continued to endorse
its interpretation of § 46(c) as affording Courts of Appeals
the discretion to determine the means by which the en banc
process was administered.
As the Supreme Court noted in United States v.
American-Foreign S. S. Corp., 363 U.S. 685, 688 (1960),
“the procedure to be followed by a Court of Appeals in
determining whether a hearing or rehearing en banc is to be
ordered” is “largely to be left to intramural determination by
each of the Courts of Appeals.”
In Shenker v. Baltimore & O. R. Co., 374 U.S. 1, 5
(1963), the Supreme Court upheld the Third Circuit’s en
banc process, noting that the “procedure is clearly within the
scope of the court’s discretion as we spoke of it in Western
Pacific.” It added: “For this Court to hold otherwise would
involve it unnecessarily in the internal administration of the
Courts of Appeals.”
Similarly, in Moody v. Albemarle Paper Co., 417 U.S.
622, 625 (1974), the Court reiterated that the statute left
Circuit Court of Appeals “free to devise its own
administrative machinery,” (quoting W. Pac. R.R. Corp.,
345 U.S. at 250), and noted that the delegation of “[t]his
discretion has been subsequently confirmed.”
24 DUNCAN V. BONTA
In accordance with the Supreme Court guidance, each
Circuit has adopted en banc procedures that best fit their
Circuit. 2
In the Omnibus Judgeship Act of 1978, Congress granted
federal circuit courts consisting of more than fifteen judges
the power to delegate en banc authority to a limited en banc
court. Pub. L. No. 95-486, § 6, 92 Stat. 1629,1633 (codified
at 28 U.S.C. § 41 note). 3 The Ninth Circuit is unique in that
2
There are slight differences among the Circuits as to en banc
procedures. For example, some Circuits provide that a senior judge
continues to participate in an en banc proceeding that was heard or
reheard at a time when such judge was in regular active service. See,
e.g., Second Circuit Internal Operating Procedure 40.1; Fourth Circuit
Local Rule 40(e). However, the Third Circuit provides that any judge
participating in the en banc poll as an active judge may continue to
participate on the en banc court, even if the judge assumed senior status
before the en banc hearing. Third Circuit Internal Operating Rule 9.6.4.
In the Ninth Circuit, we determine the eligibility to serve on the court at
the time the en banc court is drawn. General Order 5.1(a)(4). In short,
within the authority of § 46(c) and W. Pac. R.R. Corp, the Circuits have
adopted procedures that best suit their Court and culture.
3
Congress had considered adopting uniform limited en banc courts for
all circuits. Congress had created a Commission on the Revision of the
Federal Appellate Courts. Public Law 92-489; 86 Stat. 807. The
Commission, popularly known as the “Hruska Commission,”
recommended that “participation in en banc hearings and determinations
should be limited to the chief judge and the eight other active judges of
the circuit.” Commission on Revision of the Federal Court Appellate
System: Recommendations for Change, Part II, as reprinted in 67 F.R.D.
195, 202. However, Congress ultimately allowed each Circuit larger
than fifteen active judges to decide for themselves whether to adopt a
limited en banc court system, and left the mechanism for implementing
the limited en banc courts to the discretion of each Circuit. See Pub. L.
No. 95-486, § 6, 92 Stat. 1629,1633 (codified at 28 U.S.C. § 41 note).
DUNCAN V. BONTA 25
it is the only Circuit that has adopted a limited en banc court
procedure pursuant to the statute. 4
In 1980, after consultation with statisticians, the bar, and
the public, the Ninth Circuit adopted the limited en banc
procedure, with the limited en banc court consisting of the
Chief Judge and ten additional active judges to be drawn by
lot. See Ninth Circuit Rule 35-3. The Court also provided a
mechanism for a full court en banc in appropriate cases. Id.
The goal in establishing the size of the en banc court was
to ensure adequate representation, a sound deliberative
process, and decisions that would be accepted as
authoritative. Over the decades, our en banc process has
satisfied those goals. The en banc process is necessary to
avoid intra-circuit conflicts, to examine and resolve potential
inter-circuit conflicts, and to address cases of exceptional
importance. Although rehearing en banc is a relatively rare
occurrence, the Ninth Circuit has an extensive history of en
banc activity. 5
4
However, pursuant to § 46(c) and our General Orders, only active
judges who are not recused or disqualified are eligible to vote on whether
the case should be heard or reheard en banc. See General Order 5.1.a.3.
In this case, a majority of the non-recused active judges voted to rehear
the case en banc on February 25, 2021. (Dkt. 117). No senior judge
participated in that vote. Thereupon, the en banc court assumed
jurisdiction over the case.
5
Nationally, in calendar year 2024, en banc opinions constituted .016%
of terminated cases. In the Ninth Circuit, en banc opinions constituted
.012% of cases terminated in 2024. However, we still have a relatively
large volume. Since 1996, in our Circuit there have been 991 en banc
calls by members of our Court (requests to conduct a vote of the non-
recused active members of the Court on whether to hear or rehear a case
en banc), and we have granted hearing or rehearing en banc in 460 cases
to date. Since I assumed the position of En Banc Coordinator in
26 DUNCAN V. BONTA
Our en banc procedures have been comprehensively
described in our Circuit Rules and General Orders. 6 We
have modified them numerous times to address specific
issues and changing circumstances. For example, with the
advent of electronic communication, we discarded some of
the procedures that were designed for a paper-dominant era.
We have also experimented with different processes. For
example, in 2005, we voted to expand our eleven-judge en
banc court to fifteen judges for a two year experiment. The
reaction from litigants and judges was not positive, and we
returned to an eleven-judge en banc court in 2007.
The en banc court does not conduct appellate review of
the three judge panel decision. The three judge panel
decision is neither affirmed or reversed. Rather, “when a
case is heard or reheard en banc, the en banc panel assumes
jurisdiction over the entire case . . . .” Summerlin v. Stewart,
309 F.3d 1193 (9th Cir. 2002); see also Kyocera Corp. v.
Prudential-Bache Trade Services, Inc., 341 F.3d 987, 995
(9th Cir. 2003) (en banc) (same). In other words, the en banc
court is substituted for the three judge panel in considering
December 2000, in our Circuit there have been 794 en banc calls, and we
have granted hearing or rehearing en banc in 380 cases to date.
6
Our General Orders not only comply with the applicable statutory
language but mirror it. See General Order 5.1(a)(4) (“Judge eligible to
serve on the En Banc Court - means any active or senior judge who is
not recused or disqualified and who entered upon active service prior to
the date the Court is drawn. Senior judges shall not serve on an en banc
court except: (i) a senior judge who was a member of the three judge
panel assigned to the case being heard or reheard en banc may elect to
be eligible to be selected as a member of the en banc court” or “(ii) a
senior judge who takes senior status while serving as a member of an en
banc court may continue to serve until all matters pending before that en
banc court, including remands from the Supreme Court, are finally
disposed of.”).
DUNCAN V. BONTA 27
the case. The en banc court is not limited to consideration
of the “issues that may have caused any member of the Court
to vote to hear the case en banc.” Id. However, the en banc
court may, in its discretion, limit the issues it considers. Id;
see, e.g., Rand v. Rowland, 154 F.3d 952, 954 n.1 (9th Cir.
1998); United States v. Perez, 116 F.3d 840, 843 n.2 (9th
Cir. 1997); Asherman v. Meachum, 957 F.2d 978, 983-84 (2d
Cir. 1992).
Because the en banc court is substituted for the three
judge panel in its entirety and assumes jurisdiction over the
case, an en banc court may—consistent with the practice
before a three judge panel—decide that there are issues
worthy of further development in the district court before it
issues its decision on the merits. Very few of the remanded
cases return to the Circuit. However, when they do, in
accordance with our General Orders, the en banc court
decides how the subsequent appeal should be handled. See
General Order 3.6(b).
For example, in Eyak Native Village v. Daley, 375 F.3d
1218 (9th Cir. 2004) (en banc) (“Eyak I”) the en banc court
vacated and remanded to the district court to decide whether
the plaintiff had aboriginal fishing rights in a given territory.
The mandate issued. After the district court had decided that
issue, the plaintiffs appealed, and the case returned to the en
banc court. Native Village of Eyak v. Blank, 688 F.3d 619
(9th Cir. 2012) (“Eyak II”) (en banc) (per curiam). The en
banc court initially decided to refer the new appeal to the
three judge panel. Eyak II, No. 09-35881, Dkt. No. 33.
However, after discussion and closer examination of the
prior en banc order, the en banc court decided to retain
jurisdiction and to decide the new appeal in the first instance.
Eyak II, No. 09-35881, Dkt. No. 39.
28 DUNCAN V. BONTA
Likewise, in Sarei v. Rio Tinto, PLC, 550 F.3d 822 (9th
Cir. 2008) (en banc) (“Sarei I”), we set forth standards for
determining whether exhaustion was required, and then
remanded to the district court to determine in the first
instance whether to impose an exhaustion requirement on
plaintiffs. Id. at 832. After the remand and a district court
decision, a new appeal was taken and returned to the original
en banc court. Sarei v. Rio Tinto, PLC, 671 F.3d 736, 742
(9th Cir. 2011) (en banc) (“Sarei II”).
In Norse v. City of Santa Cruz, 629 F.3d 966, 978 (9th
Cir. 2010) (en banc) (“Norse I”), the en banc court reversed
the district court and remanded for further proceedings in the
district court. The mandate issued. See Norse v. City of
Santa Cruz, No. 07-15814, Dkt. 55. After a jury trial, a new
appeal was taken, and the clerk’s office assigned a new
appeal number to the case, No. 13-16432. The new appeal
was referred to the prior en banc court. The en banc court
accepted the case as a comeback. See Norse v. City of Santa
Cruz, No. 13-16432, Dkt. 23. Then as authorized by our
General Orders, the en banc court decided to refer the case
to the original three judge panel. Id. Our General Orders
allow the en banc court to “decide whether to keep the case
or to refer it to the three judge panel.” General Order 3.6(b)
(emphasis added); see also McDaniels v. Kirkland, 813 F.3d
770, 781 (9th Cir. 2015) (en banc) (“Remand to the original
three-judge panel of issues extraneous to an en banc call is
at times a useful mechanism to conserve judicial resources
and achieve an expeditious resolution of issues on appeal.”)
In Norse, the en banc court decided to refer the case to the
original three judge panel, that was within the en banc
court’s discretion, but was by no means required by our
General Orders. The three judge panel subsequently issued
DUNCAN V. BONTA 29
a decision on the new appeal. Norse v. City of Santa Cruz,
599 Fed.Appx. 702, 703 (9th Cir. 2015) (unpublished).
In this case, the Supreme Court remanded our decision
for reconsideration in light of New York State Rifle & Pistol
Assn., Inc. v. Bruen, 597 U.S. 1 (2022). The en banc court
solicited the views of the parties. California requested a
remand to the district court, noting that in light of Bruen,
“remand would serve the interests of both parties, allowing
them a full and fair opportunity to address the new emphasis
on historical analogues, and would allow the district court in
the first instance to address several important questions
about how Bruen applies.” Duncan v. Bonta; no.19-55376;
Dkt. 203 at 7. The appellees argued that the en banc court
should conduct that inquiry itself without remand. Id.; Dkt.
207 at 21-24. After consideration, and consistent with its
procedure in prior cases, the en banc court, by majority vote,
elected to remand to the district court for proceedings
consistent with Bruen. Duncan v. Bonta, 49 F.4th 1228,
1231 (9th Cir. 2022) (en banc).
There was nothing unusual about the remand. Nor is it
unusual for the case to return to the court that remanded the
case for further development in the district court—whether
that be the three judge panel or the en banc court. Indeed, it
would be unusual for a remanded case to be returned to a
different court. 7
7
There is no support for the suggestion that the new appeal should have
proceeded to the three judge panel. Such an action would have violated
our General Orders and past practice. General Order 3.6(b) specifically
states, “[w]here a new appeal is taken following a remand or other
decision by an en banc court, the Clerk’s Office shall notify the en banc
court that the new appeal is pending . . . The en banc court will decide
whether to keep the case or to refer it to the three judge panel.” (emphasis
30 DUNCAN V. BONTA
With that background in mind, a discussion of our
historical en banc court practice is in order.
II
A
In accordance with the Supreme Court’s direction that en
banc procedures “be clearly explained, so that the members
of the court and litigants in the court may become thoroughly
familiar with [them],” W. Pac. R.R. Corp., 345 U.S. at 267,
we adopted Ninth Circuit General Order 3.6(b), which
provides that “[w]here a new appeal is taken following a
remand or other decision by an en banc court, the Clerk’s
Office shall notify the en banc court that new appeal is
pending, and proceed only after hearing instructions from
that en banc court.”
The General Orders further provide that, after
notification from the Clerk’s Office, “[t]he en banc court will
decide whether to keep the case or to refer it to the three
judge panel.” Id. The General Orders additionally state that
“[i]f the en banc panel so elects, a new en banc court will not
be drawn from the eligible pool of judges at the time of
future proceedings.” Id. There is no provision in our
General Orders that provides for a new en banc vote, or for
added). The General Orders clearly describe the course of action to be
taken when a “new appeal” returns to the Court “following a remand.”
Of course, there may be disagreements with the discretion exercised by
the en banc court in deciding whether to retain or refer the case.
However, the power and authority is vested in the en banc court. Here,
the en banc court decided to keep the case, as it was authorized to do.
The decision was within its power, which was granted by § 46(c) and
codified in our General Orders.
DUNCAN V. BONTA 31
the new appeal to be heard first by a three judge panel. 8 A
court always retains the power to determine its own
jurisdiction. United States v. Ruiz, 536 U.S. 622, 628 (2002).
There is no case, rule, statute, or General Order providing
that an en banc court loses jurisdiction of the current or
future appeal when it refers all or part of the case to a three
judge panel. Such a construction would be contrary to the
structure of rehearings en banc, given that the en banc court
is empowered by a vote of the majority of nonrecused active
judges to exercise jurisdiction over the case.
The relevant en banc General Orders were adopted to
codify existing practice and to remove any potential
confusion about how remanded cases should be handled in
our Court. 9
We have consistently adhered to these procedures by
referring a new appeal to the en banc court that issued the
remand order. See, e.g., Detrich v. Ryan, No. 08-99001
(2022) (return to en banc court after remand to district court;
pending); Democratic Natl. Comm. v. Hobbs, 948 F.3d 989
(9th Cir. 2020) (en banc) (new appeal, with new appellate
case number, returned to same en banc court following
dismissal of prior appeal as moot); League of United Latin
American Citizens v. Wheeler, 940 F.3d 1126 (9th Cir. 2019)
8
As noted previously, under our General Orders, the en banc court can
elect to refer the case to the three judge panel. General Order 3.6(b). If
that is done, and the three judge panel issues a new decision, then an en
banc vote may be requested as to the new decision. If successful, the
case returns to the original en banc court. Id. (“If the en banc panel so
elects, a new en banc court will not be drawn from the eligible pool of
judges at the time of future proceedings.”)
9
We, of course, can alter our General Orders and Circuit Rules
pertaining to our en banc procedures. However, to date our adopted
procedure has served us well.
32 DUNCAN V. BONTA
(en banc) (new petitions for review after remand to agency
returned to en banc court and referred to the original three
judge panel); Fue v. McEwen, 2018 WL 3391609 (9th Cir.
June 20, 2018) (en banc) (unpublished) (request for issuance
of certificate of appealability, with new appellate case
number, decided by the same en banc court10 after remand
in prior case); Eyak II (new opinion by en banc court after
remand to district court by en banc court); Norris I (new
appeal, with new appellate case number, referred to the
original en banc court, which referred it to the original three
judge panel); Sarei II (new opinion by en banc court after
remand by en banc court); United States v. Hovsepian, 422
F.3d 883 (9th Cir. 2005) (en banc) (new opinion by en banc
court after remand by en banc court); WMX Techs., Inc. v.
Miller, 197 F.3d 367 (9th Cir. 1999) (en banc) (opinion by
en banc court on new appeal, with new appellate case
number, after dismissal and remand to district court by en
banc court).
The underlying guiding philosophy for these provisions
is consistency in judicial administration—that when a case
returned to a court of appeals after remand, the case should
be heard by the same panel, and our General Orders so
provide. General Order 3.6.
B
Our court has also been consistent in allowing judges
who have assumed senior status after remand to the district
court or agency, or upon certification to a state court, to
10
The en banc court remained the same with the exception of Judge
Kozinski, who participated in the initial en banc decision, but had fully
retired before the second decision was filed.
DUNCAN V. BONTA 33
remain on the en banc court upon a new appeal or petition,
as provided in the General Orders.
As originally adopted, § 46(c) provided that the en banc
court would “consist of all active circuit judges of the
circuit.” 28 U.S.C. § 46(c) (1948). In American-Foreign S.
S. Corp., 363 U.S. at 690-91, the Supreme Court held that
only active judges could participate in en banc proceedings,
although it noted that it would be desirable to allow senior
judges who had participated on the three judge panel and
senior judges who were active when the case was heard en
banc to participate on the en banc court. In 1963, in response
to that decision, Congress amended 28 U.S.C. § 46(c) to
clarify that “[a] circuit judge of the circuit who has retired
from regular active service shall also be competent to sit as
a judge of the court in banc in the rehearing of a case or
controversy if he sat in the court or division at the original
hearing thereof.”
In 1996, following a circuit split11 regarding whether
senior judges could continue to participate in en banc
proceedings after taking senior status, Congress clarified that
senior judges could in fact continue to participate in en banc
proceedings. This clarification is codified in the current
verison of § 46(c), which makes clear that “any senior circuit
judge of the circuit shall be eligible (1) to participate . . . as
a member of an in banc court reviewing a decision of a panel
of which such judge was a member, or (2) to continue to
11
The Fifth Circuit held in 1968 that a senior judge may continue to
participate in en banc proceedings. United States v. Cocke, 399 F.2d 433,
435 n. a1 (5th Cir. 1968) (en banc). On the other hand, the Seventh
Circuit held in 1994 that a senior judge could not continue to participate
in an en banc proceeding. United States v. Hudspeth, 42 F.3d 1013 (7th
Cir. 1994) (en banc).
34 DUNCAN V. BONTA
participate in the decision of a case or controversy that was
heard or reheard by the court in banc at a time when such
judge was in regular active service.”
The “case or controversy” language is important,
because it makes clear that senior judge participation is not
limited to “a specific appeal.” Rather, senior judge
participation is retained as to the “case or controversy,”
which applies to the entire course of the litigation. As the
Supreme Court has explained, in using the phrase “case or
controversy,” Congress intended to encompass all claims
that “derive from a common nucleus of operative fact.” City
of Chicago v. Int’l Coll. of Surgeons, 522 U.S. 156, 165
(1997) (quoting United Mine Workers of Am. v. Gibbs, 383
U.S. 715, 725 (1966)). Under this standard, the Supreme
Court has clarified that a single “case or controversy” may
include claims by other litigants, see Exxon Mobil Corp. v.
Allapattah Services, Inc., 545 U.S. 546, 558-59 (2005), and
may endure even after the original claims are severed or
dismissed, Osborn v. Haley, 549 U.S. 225, 245 (2007). In
this statutory context, the phrase “case or controversy”
clearly encompasses the full duration of a civil action
beyond individual decision points, including the resolution
of discrete legal questions on appeal.
We also presume “that statutory language is not
superfluous.” McDonnell v. United States, 579 U.S. 550,
569 (2016) (quoting Arlington Central School Dist. Bd. of
Ed. v. Murphy, 548 U.S. 291, 299, n.1 (2006). The Supreme
Court has also emphasized the importance of the use of the
disjunctive “or,” as signaling that “the words it connects are
to be given separate meanings.” Loughrin v. United States,
573 U.S. 351, 357 (2014). Thus, the phrase “case or
controversy” cannot be read simply to mean “case.” To hold
DUNCAN V. BONTA 35
otherwise, would be to write “or controversy” out of the
statute.
Even leaving the phrase “or controversy” aside, as the
majority order points out, the interpretation of a “case” as
including subsequent appeals is consistent with other
doctrinal rules, such as the law-of-the case doctrine, that
treat subsequent appeals as part of the same “case.” See
Pepper v. United States, 562 U.S. 476, 506 (2011) (noting
that law of the case applies to subsequent stages of the same
case). Indeed, subsequent stages may include subsequent
appeals, collateral attacks, United States v. Jingles, 702 F.3d
494, 499-500 (9th Cir. 2012), or “decisions of a coordinate
court,” Christianson v. Colt Industries Operating Corp., 486
U.S. 800, 816 (1988). Here, our Court is considering the
same case that was presented all along. There was no new
complaint filed or opened, the case that is returned to us is
the same case we remanded.
Consistent with the governing statute and these
principles, we adopted General Order 5.1(a)(4), which
provides for senior judges who participated in the three
judge panel decision to be eligible to be drawn for the en
banc court, and also provides that “a senior judge who takes
senior status while serving as a member of an en banc court
may continue to serve until all matters pending before that
en banc court, including remands from the Supreme Court,
are finally disposed of.” Id.
Thus, pursuant to the General Orders, a judge assuming
senior status while a member of the en banc court continues
to serve on the en banc court through all subsequent
proceedings, including appeals considered after remand to
the district court or agency, remands from the Supreme
Court, and certifications to state courts. Maintaining the
36 DUNCAN V. BONTA
composition of the en banc court through all proceedings
assures consistency in judicial administration of the case. It
is also consistent with the underlying en banc theory that the
en banc court is substituted for the three judge panel. We do
not, nor does any other Circuit, deem a judge on a three judge
panel disqualified from sitting on the panel upon the
assumption of senior status. We have consistently followed
this procedure in practice. Examination of a few examples
illustrates the point.
In Murray v. BEJ Minerals, LLC, 962 F.3d 485 (9th Cir.
2020) (en banc), the case returned to the en banc court after
the Supreme Court of Montana decided the certified
question. In the interim, Judge Bybee had taken senior
status, but remained on the en banc court and participated in
the ultimate opinion issued in the case.
In Fue v. Biter, 842 F.3d 650 (9th Cir. 2016) (en banc),
the en banc court reversed the district court’s judgment that
a habeas petition was untimely. Id. at 657. In 2018, the same
petitioner subsequently sought a certificate of appealability.
The COA request received a new docket number, Fue v.
McEwen, No. 18-55040, and the COA request was referred
to the original en banc court. See Fue v. McEwen, No. 18-
55040, Dkt. No. 5. In the interim, Judges Tallman and
Clifton had assumed senior status. They remained on the en
banc court, and participated in the decision as senior judges.
See 2018 WL 3391609 (9th Cir. June 20, 2018) (en banc)
(unpublished).
In Feldman v. Az. Sec’y of State, No. 16-16698, we voted
to hear a preliminary injunction appeal en banc.12 The
12
On November 17, 2016, Judge N.R. Smith became unavailable to hear
the case, and Judge Graber was drawn in his place.
DUNCAN V. BONTA 37
district court subsequently granted a final injunction,
rendering the appeal moot. See Feldman v. Az. Sec’y of
State, No. 16-16698, Dkt. No. 97. Thus, the en banc court
dismissed the appeal, and the mandate issued. See id.; see
also Feldman v. Az. Sec’y of State, No. 16-16698, Dkt. No.
99. After final judgment was entered, a new appeal was
filed, which was given a new docket number, No. 18-15845.
The new appeal was referred to the prior en banc court. See
Democratic Natl. Comm. v. Hobbs, No. 18-15845, Dkt. No.
18; see also Feldman v. Az. Sec’y of State, No. 16-16698,
Internal Docket Citation (Nov. 2, 2016). The Defendants
filed a motion to refer the new appeal to the original three
judge panel. See Democratic Natl. Comm. v. Hobbs, No. 18-
15845, Dkt. No. 12. The en banc court elected to refer the
new appeal to the original three judge panel, but the en banc
court retained jurisdiction over any subsequent en banc
hearing. See Democratic Natl. Comm. v. Hobbs, No. 18-
15845, Dkt. No. 18.
The original three judge panel issued a new opinion
affirming the district court’s ruling. See Democratic Nat’l
Comm. v. Reagan, 904 F.3d 686, 732 (9th Cir. 2018). The
new opinion was subject to a successful en banc call, and
was argued and submitted in March 2019 before the original
en banc court. See Democratic Natl. Comm. v. Hobbs, No.
18-15845, Dkt. Nos. 68, Internal Docket Citation (Jan. 2,
2019), 104,; see also Feldman v. Az. Sec’y of State, No. 16-
16698, Internal Docket Citation (Nov. 2, 2016).13 Judges
O’Scannlain and Clifton assumed senior status after the
initial en banc draw, but before the new appeal was filed.
13
Pursuant to General Order 5.1(b)(1), Judge Berzon was drawn to
replace Judge Graber. See Democratic Natl. Comm. v. Hobbs, No. 18-
15845, Dkt. No. 114.
38 DUNCAN V. BONTA
See Feldman v. Az. Sec’y of State, No. 16-16698, Internal
Docket Citation (Nov. 2, 2016); Democratic Natl. Comm. v.
Hobbs, No. 18-15845, Dkt. No. 1. Judge Bybee assumed
senior status after the new appeal was argued and submitted,
but before the decision was issued. See Democratic Natl.
Comm. v. Hobbs, No. 18-15845, Dkt. Nos. 104, 123. All
three judges remained on the en banc court and participated
in the new en banc decision. Hobbs, 948 F.3d at 989.
In Sarei I, the case was remanded to the district court.
550 F.3d at 852. A new appeal was taken after the district
court acted. See Sarei v. Rio Tinto PLC, 650 F.Supp. 2d
1004 (C.D. Cal. 2009); see also Sarei II, 671 F.3d at 743. A
new number was assigned to the new appeal.14 See Sarei v.
Rio Tinto PLC, No. 09-56381, Dkt., No.1. The case was
returned to the en banc court, and a new opinion was issued.
Sarei II, 671 F.3d at 742. In the interim, Judge Kleinfeld had
assumed senior status, but remained on the en banc court.
In Lombardo v. Warner, 391 F.3d 1008 (9th Cir. 2004)
(en banc), the en banc court certified a question to the
Oregon Supreme Court. Judge Ferguson, who assumed
senior status in 1986, was eligible to be drawn for the en banc
court as a member of the three judge panel who heard the
case, and was drawn to serve on the en banc court.
Lombardo v. Warner, 353 F.3d 774 (9th Cir. 2003). Judge
Tashima was eligible to be drawn for the en banc court, not
as a senior circuit judge serving on the three judge panel, but
as an active judge, and he was drawn for service on that
basis. After the court voted to take the case en banc, but
prior to argument, Judge Tashima assumed senior status.
Lombardo v. Warner, No. 02-35269, Dkt. Nos. 49, 59.
The Sarei I and Sarei II were subsequently consolidated. See Sarei II,
14
No. 9-56381, Dkt. No. 10; see also Sarei I, No.02-56256, Dkt. No. 253.
DUNCAN V. BONTA 39
Along with Judge Ferguson, Judge Tashima remained on the
en banc panel through the issuance of the order regarding
certification, and also remained on the en banc panel when
the case returned from the Oregon Supreme Court. See
Lombardo v. Warner, 391 F.3d 1008 (9th Cir. 2004) (en
banc); see also Lombardo v. Warner, 481 F.3d 1135 (9th Cir.
2007) (en banc).
In Eyak I, the en banc court remanded the case to the
district court, and the mandate issued. Eyak I, 375 F.3d, at
1219; Eyak I, No. 02-36155, Dkt. No. 66. The plaintiffs
appealed the new district court decision. Eyak II, 688 F. 3d
at 622. The new appeal was assigned a new docket number,
but assigned to the original en banc court. Eyak II, No. 09-
35881, Internal Docket Citation (June 21, 2011); see also
Eyak I, No. 02-36155, Dkt. No. 44.15 As noted previously,
the en banc court initially decided to refer the new appeal to
the three judge panel. Eyak II, No. 09-35881, Dkt. No. 33.
However, after discussion and closer examination of the
prior en banc order, the en banc court decided to retain
jurisdiction and to decide the new appeal in the first instance.
Eyak II, No. 09-35881, Dkt. No. 39. In between the mandate
issuing in Eyak I and argument in Eyak II, Judge Kleinfeld
assumed senior status. Eyak II, No. 09-35881, Dkt. No. 51;
see also Eyak I, No. 02-36155, Dkt. No. 66. Judge Kleinfeld
remained on the en banc court and participated in the
decision. Eyak II, 688 F. 3d at 622.
In WMX Techs., Inc. v. Miller, 104 F.3d 1133 (9th Cir.
1997) (en banc), the en banc court dismissed an appeal for
want of jurisdiction because the district court had not issued
a final judgment. Id. at 1136–37. The order directing that
15
Judge O’Scannlain was replaced by Judge Pregerson after Judge
O’Scannlain was recused due to a change in counsel.
40 DUNCAN V. BONTA
the case be reheard en banc was issued on September 26,
1996. WMX Techs., Inc. v. Miller, No. 93-55917, Dkt. No.
40. After the case was argued but before the decision was
issued, Judge Noonan assumed senior status, but remained
on the en banc court. WMX Techs., Inc. v. Miller, No. 93-
55917, Dkt. Nos. 53, 58. Following the issuance of the
mandate and remand to the district court, Judge Leavy took
senior status. See WMX Techs., Inc. v. Miller, No. 93-55917
Dkt. No. 60. After the district court issued a final judgment
on remand, the plaintiff again appealed. See WMX Techs.,
Inc. v. Miller, No. 97-55336, Dkt. No. 3. The new appeal
was assigned a new docket number. Id. The original en banc
court heard the new appeal, with senior Judges Noonan and
Leavy participating in the new decision. See WMX v. Miller,
197 F.3d 367 (9th Cir. 1999) (en banc); see also WMX
Techs., Inc. v. Miller, No. 97-55336, Dkt. No. 8.16
In Detrich v. Ryan, 740 F.3d 1237 (9th Cir. 2013) (en
banc), the en banc court remanded the case to the district
court. Once the district court proceedings concluded, the
case returned to the same en banc court. See Detrich v. Ryan,
No. 08-99001, Internal Docket Citation (Sept. 19, 2022).17
16
The dissent asserts the Fue, Miller, and Hobbs are distinguishable from
the facts here because the votes of the senior judges did not change the
outcome of the appeal. The Rules and General Orders of our Circuit do
not function in this outcome determinative fashion. We follow our
established rules and procedures regardless of the outcome.
17
On September 16, 2022, Chief Judge Murguia, in accordance with
General Order 5.1(b)(1), instructed the calendar unit to draw
replacements for Judges Pregerson and Reinhardt, who had died in the
interim, and Judge Kozinski, who had fully retired. Judges S.R. Thomas,
Owens, and Bade were drawn as replacements. On January 25, 2023,
Judge Lee replaced Judge Watford after Judge Watford resigned from
the Court. See Detrich v. Thornell, No. 08-99001, Internal Docket
Citation (Jan. 25, 2023). This procedure was consistent with, and
DUNCAN V. BONTA 41
In between the case being remanded to the district court and
the amended notice of appeal being filed, Judges Graber, W.
Fletcher, and Bea assumed senior status. See Detrich v.
Ryan, No. 08-99001, Dkt. Nos. 177, 180. Judge S. R.
Thomas assumed senior status after the new notice of appeal
was filed. See Detrich v. Ryan, No. 08-99001, Dkt. No. 180.
The appeal remains pending.
We have also retained judges on the en banc court when
the judge assumed senior status after the en banc draw, a
practice consistent with the governing statute and our
General Orders. See, e.g., Price v. Stevedoring Services of
America, Inc., 697 F.3d 820 (9th Cir. 2012) (en banc) (Judge
Schroeder assumed senior status between the oral argument
before the en banc court and the issuance of the opinion);
Lacey v. Maricopa Cnty., 693 F.3d 896 (9th Cir. 2012) (en
banc) (Judge Schroeder assumed senior status between the
oral argument before the en banc court and the issuance of
the opinion); Young v. Holder, 697 F.3d 976 (9th Cir. 2012)
(en banc) (Judge Schroeder assumed senior status between
the oral argument before the en banc court and the issuance
of the opinion); Veterans for Common Sense v. Shinseki, 678
F.3d 1013 (9th Cir. 2012) (en banc) (Judge Schroeder
assumed senior status between the oral argument before the
en banc court and the issuance of the opinion); Ibrahim v.
dictated by, our General Orders and Circuit Rules. See General Order
5.1(b)(1) (“If a judge becomes unavailable to sit on the en banc court by
reason of death, disability, recusal, or retirement from the Court, a
replacement judge shall be selected.”); see also Circuit Rule 35-3 (“If a
judge whose name is drawn for a particular en banc Court is disqualified,
recused, or knows that he or she will be unable to sit at the time and place
designated for the en banc case or cases, the judge will immediately
notify the Chief Judge who will direct the Clerk to draw a replacement
judge by lot.”).
42 DUNCAN V. BONTA
Dep't of Homeland Sec., 912 F.3d 1147 (9th Cir. 2019) (en
banc) (Judge N. R. Smith assumed senior status between the
oral argument before the en banc court and the issuance of
the opinion); In re Sunnyslope Housing Limited Partnership,
859 F.3d 637 (9th Cir. 2017) (en banc) (after the court voted
to take the case en banc, but prior to argument, Judge
O’Scannlain assumed senior status but remained on the en
banc court through the decision); Lowery v. City of San
Diego, 858 F.3d 1248 (9th Cir. 2017) (en banc) (after the
court voted to take the case en banc, but prior to argument,
Judge O’Scannlain assumed senior status but remained on
the en banc court through the decision); United States v.
Ressam, 679 F.3d 1069 (9th Cir. 2012) (en banc) (Judge
Schroeder was drawn as an active judge, but assumed senior
status after oral argument and prior to the decision being
issued).
C
In addition, our General Orders provide that “[m]atters
on remand from the United States Supreme Court will be
referred to the last panel that previously heard the matter
before the writ of certiorari was granted.” Ninth Circuit
General Order 3.6(a). Thus, we have followed the consistent
practice of retaining judges on the en banc court who have
assumed senior status after the filing of the writ of certiorari.
See, e.g., Young v. Hawaii, 45 F.4th 1087 (9th Cir. 2022) (en
banc) (senior Judges O’Scannlain, W. Fletcher, Clifton, and
Bybee participated on en banc court after Supreme Court
remand);18 Democratic National Committee v. Hobbs, 9
F.4th 1218 (9th Cir. 2021) (en banc) (senior Judges
18
Judges O’Scannlain and Clifton had already assumed senior status
when the en banc panel was drawn, but were members of the original
three judge panel. See Young v. Hawaii, No. 12-17808, Dkt. 128.
DUNCAN V. BONTA 43
O’Scannlain, Clifton, and Bybee participated on en banc
court after remand); Marinelarena v. Garland, 992 F.3d
1143 (9th Cir. 2021) (en banc) (senior Judges Tashima and
Bybee participated on the en banc court following
remand);19 Rizo v. Yovino, 950 F.3d 1217 (9th Cir. 2020)
(en banc) (senior Judges Tallman and Bea participated on en
banc court after remand);20 Sarei v. Rio Tinto, PLC, 722
F.3d 1109, 1110 (9th Cir. 2013) (en banc) (senior Judges
Schroeder and Kleinfeld remained on the en banc court after
Supreme Court remand).21
D
In addition, in accordance with the comeback provisions
of the General Orders, Chief Judges have remained on
subsequent en banc courts after their term as Chief has
ended. This practice is consistent with, and dictated by, our
General Orders. Our General Orders make clear that when
matters return to our Circuit from either a remand from
United States Supreme Court or where a new appeal is taken
following a remand, the matter must return to the same en
banc panel. Removing a former-Chief Judge from the panel
would change the composition of the en banc panel and
directly contradict our Circuit’s General Orders. See
19
Judge Tashima had already assumed senior status when the en banc
panel was drawn, but was a member of the original three judge panel.
See Marinelarena v. Garland, No. 14-72003, Dkt. 55.
20
Judge Tallman assumed senior status before the initial en banc
decision was issued. See Rizo v. Yovino, No. 16-15372, Dkt. No. 89.
Judge Bea assumed senior status after the remand, but before the new
decision was filed. See Rizo v. Yovino, 950 F.3d 1217 (9th Cir. 2020)
(en banc).
21
Judge Kleinfeld assumed senior status before the initial en banc
decision was issued. See Sarei II.
44 DUNCAN V. BONTA
General Order 3.6(a) (“Matters on remand from the United
States Supreme Court will be referred to the last panel that
previously heard the matter before the writ of certiorari was
granted.”) (emphasis added); see also General Order 3.6(b)
(“Where a new appeal is taken following a remand or other
decision by an en banc court, the Clerk’s Office shall notify
the en banc court that the new appeal is pending, and proceed
only after hearing instructions from that en banc court.”)
(emphasis added).22 See e.g. McKinney v. Ryan, 813 F.3d
798 (9th Cir. 2015) (en banc) (former Chief Judge Kozinski
remained on en banc court after his term expired);23 Henry
v. Ryan, 775 F.3d 1112 (9th Cir. 2014) (en banc) (former
Chief Judge Kozinski remained on en banc court after his
term expired);24 U.S. v. Zepeda, 792 F.3d 1103 (9th Cir.
2015) (en banc) (former Chief Judge Kozinski remained on
en banc court after his term expired);25 Big Lagoon
Rancheria v. California, 789 F.3d 947 (9th Cir. 2015) (en
banc) (former Chief Judge Kozinski remained on en banc
court after his term expired);26 Maldonado v. Lynch, 786
22
It is also consistent with General Order 3.3.e, which provides that once
a case has been assigned to a panel, “that panel shall have responsibility
for all further proceedings in the case, unless it directs otherwise.”
23
Former Chief Judge Kozinski’s term as Chief ended in between the
vote to take the case en banc and the issuance of the opinion. See
McKinney v. Ryan, No.9-99018, Dkt. Nos. 57, 114.
24
Former Chief Judge Kozinski’s term as Chief ended after the en banc
panel was drawn, but before oral argument. See Henry v. Ryan, No. 09-
99007, Dkt. Nos. 111,119.
25
Former Chief Judge Kozinski’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See United States v. Zepeda, No.10-10131, Dkt. Nos. 145, 173.
26
Former Chief Judge Kozinski’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
DUNCAN V. BONTA 45
F.3d 1155 (9th Cir. 2015) (en banc) (former Chief Judge
Kozinski remained on en banc court after his term
expired);27 United States v. Bonds, 784 F.3d 582 (9th Cir.
2015) (en banc) (per curiam)(former Chief Judge Kozinski
remained on en banc court after his term expired);28 Arizona
v. ASARCO LLC, 773 F.3d 1050 (9th Cir. 2014) (en banc)
(former Chief Judge Kozinski remained on en banc court
after his term expired);29 Sarei II (former Chief Judge
Schroeder remained on en banc court after her term
expired);30 Anderson v. Terhune, 516 F.3d 781 (9th Cir.
2008) (en banc) (former Chief Judge Schroeder remained on
en banc court after her term expired);31 Frantz v. Hazey, 533
F.3d 724 (9th Cir. 2008) (en banc) (former Chief Judge
Schroeder remained on en banc court after her term
See Big Lagoon Rancheria v. California, No.10-17803, Dkt. Nos. 111,
112.
27
Former Chief Judge Kozinski’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See Maldonado v. Lynch, No. 09-71491, Dkt. Nos. 72, 76.
28
Former Chief Judge Kozinski’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See United States v. Bonds, No. 11-10669, Dkt. Nos. 69, 74.
29
Former Chief Judge Kozinski’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See Arizona v. ASARCO LLC, No. 11-17484, Dkt. Nos. 81, 82.
30
Former Chief Judge Schroeder’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See Sarei v. Rio Tinto, No.02-56256, Dkt. Nos. 239, 247.
31
Former Chief Judge Schroeder’s term as Chief ended between oral
argument in front of the en banc court and the issuance of the opinion.
See Anderson v. Terhune, No.04-17237, Dkt. Nos. 91, 97.
46 DUNCAN V. BONTA
expired);32 Bates v. United Parcel Service, Inc., 511 F.3d
974 (9th Cir. 2007) (en banc) (former Chief Judge Schroeder
remained on en banc court after her term expired);33
Robinson v. Solano Cnty., 278 F.3d 1007 (9th Cir. 2002) (en
banc) (former Chief Judge Hug remained on en banc court
after his term expired);34 Idaho v. Horiuchi, 253 F.3d 359
(9th Cir. 2001) (en banc) (former Chief Judge Hug remained
on en banc court after his term expired);35 Lipscomb By and
Through DeFehr v. Simmons, 962 F.2d 1374 (9th Cir. 1992)
(en banc) (former Chief Judge Goodwin remained on en
banc court after his term expired);36 Redman v. Cnty. of San
Diego, 942 F.2d 1435 (9th Cir. 1991) (en banc) (former
Chief Judge Goodwin remained on en banc court after his
term expired);37 United States v. Anderson, 942 F.2d 606
(9th Cir. 1991) (en banc) (former Chief Judge Goodwin
32
Former Chief Judge Schroeder’s term as Chief ended between oral
argument before the en banc court and the issuance of the opinion. See
Frantz v. Hazey, No. 05-16024, Dkt. Nos. 54, 59.
33
Former Chief Judge Schroeder’s term as Chief ended between oral
argument before the en banc court and the issuance of the opinion. See
Bates v. United Parcel Service, Inc, No. 04-17295, Dkt. Nos. 129, 136.
34
Former Chief Judge Hug’s term as Chief ended after the en banc panel
was drawn, but before oral argument. See Robinson v. Solano Cnty, No.
99-15225, Dkt. No. 40, 53.
35
Former Chief Judge Hug’s term as Chief ended after the en banc panel
was drawn, but before oral argument. See Idaho v. Horiuchi, No. 98-
30149, Dkt. Nos. 79, 99.
36
Former Chief Judge Goodwin’s term as Chief ended between oral
argument before the en banc panel, but before the issuance of the
opinion.
37
Former Chief Judge Goodwin’s term as Chief ended between oral
argument before the en banc panel, but before the issuance of the
opinion.
DUNCAN V. BONTA 47
remained on en banc court after his term expired);38 and
Collazo v. Estelle, 940 F.2d 411 (9th Cir. 1991) (en
banc) (former Chief Judge Goodwin remained on en banc
court after his term expired).39
III
Our procedures are consistent with the practices of other
circuits.40 Our General Orders and Local Rules mirror those
adopted by our sister Circuits.41 And those procedures have
been observed in practice.
38
Former Chief Judge Goodwin’s term as Chief ended after oral
argument before the en banc panel, but before the issuance of the
opinion.
39
Former Chief Goodwin’s term as Chief ended after oral argument
before the en banc panel, but before the issuance of the opinion.
40
The Dissent asserts otherwise, but fails to cite a single case or rule
supporting that claim. The Dissent appears to rely exclusively on the fact
that our General Orders do not use the phrase “decision of a case or
controversy.” As discussed in Section II.B, we agree that the “case or
controversy” language is important given it makes clear § 46(c) was
meant to encompass the full duration of a civil action beyond individual
decision points, including the resolution of discrete legal questions on
appeal. We drafted General Order 5.1(a)(4) consistent with § 46(c) and
these principles. Therefore, although the exact “case of controversy”
language may not appear in the General Orders, General Order 5.1(a)(4)
is consistent with the governing statute.
41
See, e.g., First Circuit Local Rule 40.0 (senior judges continue to
participate in the decision of a case or controversy that was heard or
reheard by the court en banc at a time when such judge was in regular
active service); Second Circuit Internal Operating Procedure 40.1
(same); Third Circuit Rule Internal Operating Procedure 9.6.4 (“Any
judge participating in an en banc poll, hearing, or rehearing while in
regular active service who subsequently takes senior status may elect to
continue participating in the final resolution of the case.”); Fourth Circuit
Local Rule 40(e) (senior judges participate in the decision of a case or
48 DUNCAN V. BONTA
Consistent with our procedure, the Seventh Circuit
reheard en banc appellate case number 08-3770, and the en
banc court decided the appeal. United States v. Skoien, 614
F.3d 638 (7th Cir. 2010) (en banc). After the en banc court
had ruled and after the mandate had issued, the district court
issued a new ruling, and the defendant filed a new appeal,
which was given a new appellate case number, number 10-
3023. The original en banc court, including Senior Judge
Bauer,42 accepted and decided the new appeal. United States
v. Skoien, No. 10-3023, Dkt. No. 75 (7th Cir. Sept. 1, 2010)
(order). The Seventh Circuit’s practice, like ours, recognizes
that Congress authorized senior judges to continue to serve
on the en banc court in a comeback case, even though the
mandate issued in the original appeal and a new appellate
case number was assigned. See United States v. Skoien, No.
08-3770, Dkt. No. 38; see also United States v. Skoien, No.
10-3023, Dkt. No. 1.43
controversy that was heard or reheard by the en banc court at a time when
the judge was in regular active service); Fifth Circuit Local Rule 40.2.6
(same); Eleventh Circuit Local Rule 40-10 (same); Federal Circuit
Internal Operating Procedure 14.7 (same).
42
Judge Bauer was on the original three judge panel. See United States
v. Skoien, No. 08-3770, Dkt. No. 8.
43
The Dissent asserts that according to the Seventh Circuit’s Operating
Procedures, successive appeals are automatically assigned to the three
judge panel that heard the earlier appeal. However, the procedures, like
ours, state “[b]riefs in a subsequent appeal in a case in which the court
has heard an earlier appeal will be sent to the panel that heard the prior
appeal.” 7th Cir. Operating Procedures 6(b) (emphasis added); see also
General Order 3.6(b) (“Where a new appeal is taken following a remand
or other decision by an en banc court, the Clerk’s Office shall notify the
en banc court that the new appeal is pending, and proceed only after
hearing instructions from that en banc court.”) (emphasis added). The
Seventh Circuit, however, further clarifies that “[c]ases that have been
DUNCAN V. BONTA 49
In United States v. Herrold, 941 F.3d 173 (5th Cir. 2019)
(en banc), the Fifth Circuit reheard a case en banc that had
previously been decided en banc and remanded by the
Supreme Court. See United States v. Herrold, 883 F.3d 517
(5th Cir. 2018) (en banc), vacated and remanded, 139 S. Ct.
2712 (2019). Senior Judge Clement, assumed senior status
following the first en banc decision but prior to the remand.
Id. Senior Judge Jolly assumed senior status after the oral
argument but before the decision of the first en banc panel.
See United States v. Herrold, No. 14-11317, Dkt. Nos. 220,
235. Both Judges remained on the en banc court and
continued to participate in the case following remand. See
United States v. Herrold, 883 F.3d 517 (5th Cir. 2018) (en
banc).
In United States v. Gonzalez-Longoria, 893 F.3d 339
(5th Cir. 2018) (en banc), the Fifth Circuit ordered rehearing
en banc of a case that was previously heard en banc and
vacated by the Supreme Court. See United States v.
Gonzalez-Longoria, 831 F.3d 670 (5th Cir. 2016) (en banc),
vacated and remanded, 585 U.S. 1001 (2018). Senior Judges
Davis, Jolly, and Clement, who were all members of the
original en banc court and assumed senior status before the
remand, continued to participate in the case following
remand. United States v. Gonzalez-Longoria, 894 F.3d 1274
(5th Cir. 2018) (en banc).
In Hernandez v. Mesa, 885 F.3d 811 (5th Cir. 2018) (en
banc), the Fifth Circuit en banc court reheard the case en
heard by the court en banc are outside the scope of this procedure, and
successive appeals will be assigned at random unless the en banc court
directs otherwise.” Id (emphasis added). Therefore, the Seventh Circuit’s
Operating Procedures, like our own General Orders, allow for the en
banc court to determine how to proceed following a successive appeal.
50 DUNCAN V. BONTA
banc after remand from the Supreme Court. See Hernandez
v. United States, 785 F.3d 117 (5th Cir. 2015) (en banc),
vacated and remanded sub nom. Hernandez v. Mesa, 582
U.S. 548 (2017). In the interim, Judge Davis assumed senior
status, but continued on the en banc court as a senior judge.
In United States v. Unknown (In re Unknown), 754 F.3d
296 (5th Cir. 2014) (en banc) (per curiam), the Fifth Circuit
reheard the case en banc after remand from the Supreme
Court. In re Amy Unknown, 701 F.3d 749 (5th Cir. 2012)
(en banc), vacated and remanded sub nom. Paroline v.
United States, 572 U.S. 434 (2014), and cert. granted,
judgment vacated sub nom. Wright v. United States, 572
U.S. 1083 (2014). Judge King assumed senior status prior
to the remand. Id. Judge Garza assumed senior status after
oral argument before the en banc court, but before the initial
en banc decision was issued. United States v. Unknown (In
re Unknown), No. 09–41238, Dk. Nos. 310, 334. Both
Judges continued to participate in the case before the en banc
court as senior judges.
In Carcieri v. Kempthorne, 497 F.3d 15 (1st Cir. 2007)
(en banc), Judge Selya assumed senior status while the en
banc case was pending, and remained on the en banc court
as a senior judge. See Carcieri v. Kempthorne, No. 03-2647,
Dkt. (Dec. 05, 2006); Dkt. (Jan. 09, 2007). The Supreme
Court reversed. Carcieri v. Salazar, 555 U.S. 379 (2009).
On remand from the Supreme Court, senior Judge Selya
participated in the subsequent en banc proceedings. See No.
03-2647, Dkt. (April 1, 2009) (judgment).
In Festo Corp. v. Shoketsu Kinzoku Kogyo Kabushiki
Co., 344 F.3d 1359 (Fed. Cir. 2003) (en banc), the Federal
Circuit reheard a case en banc that it had previously heard en
banc, but had been vacated by the Supreme Court. Festo
DUNCAN V. BONTA 51
Corp. v. Shoketsu Kinzoku Kogyo Kabushiki Co., 234 F.3d
558 (Fed. Cir. 2000) (en banc), vacated, 535 U.S. 722
(2002). In the interim, Judge Plager had assumed senior
status in 2000, but remained on the en banc court. Id.
In Hoffman Plastic Compounds, Inc. v. N.L.R.B., 237
F.3d 639, 640 (D.C. Cir. 2001) (en banc), Judge Silberman
assumed senior status, November 1, 2000, during the
pendency of the initial en banc proceedings. Judge Williams
assumed senior status on September 30, 2001. The Supreme
Court reversed. Hoffman Plastic Compounds, Inc. v.
N.L.R.B., 535 U.S. 137 (2002). Senior Judges Silberman and
Williams continued to participate in the post-remand en banc
proceedings. See Hoffman Plastic Compounds, Inc. v.
N.L.R.B., 2002 WL 1974028 (D.C. Cir. Aug. 27, 2002) (en
banc) (unpublished).
In Consolidated Gas Co. v. City Gas Co., 931 F.2d 710
(11th Cir. 1991) (en banc), the Eleventh Circuit reheard a
case vacated by the Supreme Court. Consolidated Gas Co.
v. City Gas Co., 912 F.2d 1262 (11th Cir. 1990) (en banc),
cert. granted, judgment vacated, 499 U.S. 915 (1991).
Judges Roney and Morgan had participated in the earlier en
banc proceedings as members of the three judge panel. See
Consol. Gas Co. of Fla. v. City Gas Co. of Fla., 880 F.2d
297 (11th Cir. 1989). Judge Morgan was already senior
status when he served on the three judge panel. Judge Roney
was Chief when he served on the three judge panel and
assumed senior status before the first en banc decision was
issued. Both Judges continued to participate in the remanded
case.
IV
In sum, the majority is entirely correct that 18 U.S.C.
§ 46(c) authorizes courts of appeals to hear cases and
52 DUNCAN V. BONTA
controversies en banc, and further authorizes a judge who
assumes senior status after the en banc court is composed to
continue to participate on the en banc court—as part of the
continuing case or controversy—on a new appeal after
remand to the district court or agency, or upon remand from
the Supreme Court. It is telling that the Dissent fails to cite
any authority that would lead to contrary conclusion: not one
case; not a single rule.
The Supreme Court has underscored that § 46(c) is a
grant of power to the courts of appeals, and “that the statute
does not compel the court to adopt any particular procedure
governing the exercise of the power . . . .” W. Pac. R.R.
Corp, 345 U.S. at 267. Our procedure follows the Supreme
Court dictate to provide an en banc process that “makes for
more effective judicial administration,” avoids inter-circuit
conflicts, and promotes “[f]inality of decision in the circuit
courts of appeal.” Textile Mills Sec. Corp., 314 U.S. at 334-
35. A contrary rule would sow inconsistency in appellate
decision-making and thwart the purpose of rehearing en banc
in order that a Circuit “secure uniformity and continuity in
its decisions.” American-Foreign S.S. Corp., 363 U.S. at
690.
The clear grant of authority in the current version of
§ 46(c), coupled with the Supreme Court’s directive that
each Circuit develop its own procedures to implement the en
banc process, should end the discussion. Our consistent
practice of applying the applicable rules in accordance with
the governing statute, over many decades and countless
cases, bolsters that conclusion.
DUNCAN V. BONTA 53
IKUTA, Circuit Judge, specially concurring:
Our General Order 3.6 is a strained interpretation of 28
U.S.C. § 46(c), and should be revisited by the Ninth Circuit
to ensure better harmony with Congress’s language and
intent. But because General Order 3.6 is not contrary to the
statute, I reluctantly concur in today’s order.
The question whether an en banc panel of this court can
include judges who have taken senior status can be best
determined by viewing § 46(c) historically. In 1960, § 46(c)
provided that:
Cases and controversies shall be heard and
determined by a court or division of not more
than three judges, unless a hearing or
rehearing before the court in banc is ordered
by a majority of the circuit judges of the
circuit who are in active service. A court in
banc shall consist of all active circuit judges
of the circuit.
28 U.S.C. § 46(c) (1958); United States v. Am.-Foreign S. S.
Corp., 363 U.S. 685, 685 (1960) (quoting same).
The Supreme Court determined that a judge who took
senior status under 28 U.S.C. § 371(b) (referred to as
“retired” throughout the opinion) was ineligible to
participate in an en banc decision. Am.-Foreign, 363 U.S. at
691. “The view that a retired circuit judge is eligible to
participate in an en banc decision thus finds support neither
in the language of the controlling statute nor in the
circumstances of its enactment.” Id. at 689. Rather, en banc
courts are “convened only when extraordinary
circumstances exist that call for authoritative consideration
54 DUNCAN V. BONTA
and decision by those charged with the administration and
development of the law of the circuit.” Id. According to the
Court, “the evident policy of [§ 46(c)] was to provide ‘that
the active circuit judges shall determine the major doctrinal
trends of the future for their court.’” Id. at 690 (quoting Am.-
Foreign S.S. Corp. v. United States, 265 F.2d 136, 155 (2d
Cir. 1958) (statement of C.J. Clark), vacated sub nom.
United States v. Am.-Foreign S. S. Corp., 363 U.S. 685
(1960)).
Notwithstanding this conclusion, the Court added that
“[p]ersuasive arguments could be advanced that an
exception should be made to permit a retired circuit judge to
participate in en banc determination of cases” in certain
unique situations, such as where a senior judge “took part in
the original three-judge hearing, or where, as here, he had
not yet retired when the en banc hearing was originally
ordered.” Id. The Court further noted that “the Judicial
Conference of the United States has approved suggested
legislative changes that would provide such an exception,
and a bill to amend the statute has been introduced in the
Congress.” Id.
In 1963, Congress adopted the Supreme Court’s and the
Judicial Conference’s approach, Act of Nov. 13, 1963, Pub.
L. No. 88-176, 77 Stat. 331, which is still present in the
statute before us. After further amendment, § 46(c) now
states that:
A court in banc shall consist of all circuit
judges in regular active service . . . except
that any senior circuit judge of the circuit
shall be eligible (1) to participate, at his
election and upon designation and
assignment . . . as a member of an in banc
DUNCAN V. BONTA 55
court reviewing a decision of a panel of
which such judge was a member, or (2) to
continue to participate in the decision of a
case or controversy that was heard or reheard
by the court in banc at a time when such judge
was in regular active service.
28 U.S.C. § 46(c).
Given that Congress added this language in the wake of
American-Foreign, we can readily infer that Congress
intended to allow senior judges to participate on en banc
panels in only limited circumstances, specifically when the
senior judge “took part in the original three-judge hearing,”
or where the senior judge had been active “when the en banc
hearing was originally ordered” and then participated in the
decision of the case. Am.-Foreign S.S. Corp., 363 U.S. at
690. Any broader reading of § 46(c) would be in tension
with the Court’s concern that an en banc opinion should
show the “authoritative consideration and decision by those
charged with the administration and development of the law
of the circuit,” and that active circuit judges would
“determine the major doctrinal trends of the future for their
court,” id. at 689, 690 (internal quotation omitted).
But the Ninth Circuit has interpreted § 46(c) broadly.
Our General Orders hold that “[w]here a new appeal is taken
following a remand or other decision by an en banc court,”
the en banc court may keep the case, and may retain
“jurisdiction over any future en banc proceedings.” 9th Cir.
Gen. Ord. 3.6(b). Therefore, “[i]f the en banc panel so elects,
a new en banc court will not be drawn from the eligible pool
of judges at the time of future proceedings.” Id. By adopting
this strained interpretation of § 46(c), the Ninth Circuit
allows the en banc panel that was originally formed at the
56 DUNCAN V. BONTA
time the then-active circuit judges took a vote to retain
control of any new appeal. This grandfathered en banc panel
can thus avoid any vote by a majority of the active judges as
to whether the new appeal should be heard en banc. It also
means that the grandfathered en banc panel—which may be
composed of any number of senior judges—may decide the
appeal of a new opinion issued by a district court, long after
the original decision of the en banc panel has been vacated.
That is the situation in this case. A vote to rehear the
original three-judge panel decision took place in 2021.
Duncan v. Becerra, 988 F.3d 1209 (9th Cir. 2021). After a
decision issued, Duncan v. Bonta, 19 F.4th 1087 (9th Cir.
2021) (en banc), the Supreme Court vacated the judgment in
2022 and returned it to the Ninth Circuit. Duncan v. Bonta,
142 S. Ct. 2895 (2022). The en banc panel then remanded
the case to the district court and issued our mandate. Duncan
v. Bonta, 49 F.4th 1228 (9th Cir. 2022) (en banc). The
district court issued a new opinion. Duncan v. Bonta, 695 F.
Supp. 3d 1206 (S.D. Cal. 2023). On appeal of the district
court opinion, the en banc panel (now with five senior
judges) sidestepped the normal assignment to a three-judge
panel, and took the new decision as an en banc case, without
a vote, in October 2023. Duncan v. Bonta, 83 F.4th 803, 807
(9th Cir. 2023) (en banc). Thus, without a vote of active
judges to take the district court decision en banc, the 2021
en banc panel—with five senior judges—decided to
“determine the major doctrinal trends of the future for their
court.” Am.-Foreign, 363 U.S. at 690 (internal quotation
omitted). Even if these procedural steps fall within the
language of General Order 3.6(b), they stray far from the
spirit of § 46(c), as detailed in American-Foreign.
Even if § 46(c) is susceptible to the interpretation
provided in our General Orders, we should agree it is not the
DUNCAN V. BONTA 57
best interpretation of this statute, in light of the history and
purpose of an en banc consideration. Under a narrower
reading, the text of § 46(c) can reasonably be construed as
allowing a judge who takes senior status during deliberations
by the en banc panel to continue participating in a decision
issued by the en banc panel. But such judge may no longer
participate after the decision is published (or the mandate has
issued), regardless whether the decision is subsequently
vacated by the Supreme Court or remanded to the district
court. Under a reasonable construction of § 46(c), the senior
judge is no longer “continu[ing] to participate” in the same
decision, 28 U.S.C. § 46(c), and active judges should be
taking the lead in securing “uniformity and continuity” in the
Ninth Circuit’s case law. Am.-Foreign, 363 U.S. at 690.
Our en banc panels should reflect the decisions of active
judges who are tasked with the administration and
development of the law of the circuit, and it is the active
judges who should “determine the major doctrinal trends of
the future for their court,” Am.-Foreign, 363 U.S. at 690
(internal quotation omitted). With that goal in mind, I would
revisit and revise our current General Order 3.6 to make it
more consistent with congressional intent. 1
1
The dispute about our past procedures, see generally S. Thomas
Concurrence, R. Nelson Dissent, further supports taking a fresh look at
§ 46(c) and revising our General Orders.
58 DUNCAN V. BONTA
R. NELSON, Circuit Judge, dissenting:
The majority erroneously interprets 28 U.S.C. § 46(c) to
allow a limited en banc court to exercise permanent control
of a case after it issues “the decision,” remands to the district
court, and issues the mandate. The Ninth Circuit stands
alone in this strained interpretation. Every other circuit
applies § 46(c) to require a new en banc vote after remand.
And for good reason. That is the only interpretation of
§ 46(c) consistent with the statutory requirements that a
majority of all active judges vote to take a new appeal en
banc and only active judges serve on the en banc court (with
exceptions for senior judges not satisfied here).
The majority’s interpretation frustrates the purpose of
the en banc process. It allows a future appeal to bypass the
statutory en banc voting process and proceed to an en banc
court not representative of the active judges on the court as
it excludes new active judges who joined the court since the
prior remand. No other court has ever allowed this to
happen. Our limited en banc process, as authorized by
Congress, does not permit this perverse result. To be sure,
Congress has allowed senior judges in limited circumstances
to sit en banc in addition to the court’s active judges. But
the majority’s interpretation turns Congress’s statutory
exception on its head and injects senior judges in lieu of
active judges. That is plainly contrary to the statutory
language.
Judge S.R. Thomas argues that our procedure here is
permissible because the Supreme Court has vested us with
“discretion to determine the means by which the en banc
process [is] administered.” S.R. Thomas Concurrence at 23.
But it should go without saying that we lack discretion to
DUNCAN V. BONTA 59
violate a statute. The cases he cites make this clear. 1 In
Moody v. Albemarle Paper Co., the Supreme Court struck a
Fourth Circuit procedure allowing senior judges who were
members of the original three-judge panel to vote on whether
to hear the case en banc. 417 U.S. 622, 623–24 (1974) (per
curiam). Why? Because that procedure violated § 46(c). Id.
at 627. In Shenker v. Baltimore & Ohio Railroad Co., the
Court blessed a Third Circuit rule requiring an absolute
majority vote of the active judges to take a case en banc. 374
U.S. 1, 4–5 (1963). That common practice is expressly
required by § 46(c). And in 1994, the Seventh Circuit held
that certain senior judges could not participate in an en banc
case because it was barred under § 46(c). United States v.
Hudspeth, 42 F.3d 1013, 1014–15 (7th Cir. 1994) (en banc).
In response, Congress amended § 46(c) in 1996 to clarify
senior judge participation in situations not applicable here.
Thus, Judge S.R. Thomas’s suggestion that the Supreme
Court has blessed our improper application of § 46(c) is
wrong. The Supreme Court has never endorsed, and § 46(c)
does not permit, the several statutory violations we
committed here: (1) allowing less than the full court to vote
to rehear a new appeal en banc; (2) allowing senior judges to
vote to rehear a new appeal en banc; and (3) allowing senior
judges at the time of the new appeal to participate in the new
appeal.
Indeed, as Judge S.R. Thomas’s comprehensive research
makes clear, no other court has ever applied § 46(c) in this
way. Of the 460 en banc cases since 1996, Judge S.R.
1
Judge S.R. Thomas asserts that I “only cite[] cases involving prior
versions of § 46(c), which are not applicable here.” S.R. Thomas
Concurrence at 22 n.1. He then bizarrely relies on the same cases to
convey half-truths about how the Supreme Court has interpreted § 46(c).
60 DUNCAN V. BONTA
Thomas can point to only five (just one percent) where the
Ninth Circuit has previously violated some aspect of § 46(c).
See S.R. Thomas Concurrence at 25 n.5. Those five cases
are all distinguishable and far less egregious than the
violations here. In one of them, the en banc court did not
proceed to decide the new appeal after the mandate issued
and a new appeal was filed. In the other cases, the
procedural error was harmless because the decision to
proceed en banc was not outcome determinative of the case.
So any insinuation that our procedure here is either
authorized by § 46(c) or consistent with our court’s prior
practice is false and misleading.
What’s more, the majority’s decision is not even
supported by a majority of active judges on the panel. And
it is the active judges—or those senior judges who were on
the three-judge panel—who are empowered by statute to
make en banc decisions for the court. This en banc court
lacks statutory jurisdiction to proceed without a new en banc
vote and a new panel composition that reflects the current
active judges of the court. I dissent.
I
In 2017, Plaintiffs filed a complaint alleging that
California’s “large-capacity magazine” ban violated their
rights under the Second Amendment and the Takings
Clause. See Cal. Penal Code § 32310. Shortly before the
ban was to take effect, Plaintiffs sought a preliminary
injunction to maintain the status quo and prevent California
from enforcing the law. Duncan v. Becerra, 265 F. Supp. 3d
1106, 1112–13 (S.D. Cal. 2017). The district court enjoined
§ 32310, holding that Plaintiffs were likely to succeed on the
merits. Id. at 1115–36.
DUNCAN V. BONTA 61
California took an interlocutory appeal. That appeal was
assigned to an initial three-judge panel, which affirmed. 2
Duncan v. Becerra, 742 F. App’x 218, 220 (9th Cir. 2018).
Later, the district court granted summary judgment to
Plaintiffs and permanently enjoined enforcement of
California’s law. Duncan v. Becerra, 366 F. Supp. 3d 1131
(S.D. Cal. 2019), aff’d, 970 F.3d 1133 (9th Cir. 2020), reh’g
en banc granted, vacated, 988 F.3d 1209 (9th Cir. 2021).
California again appealed, and a different three-judge panel
affirmed. 3 Duncan v. Becerra, 970 F.3d 1133, 1169 (9th Cir.
2020). California petitioned for rehearing by the en banc
court.
Title 28 U.S.C. § 46 governs what happens next. For a
case to be “heard or reheard” en banc, a majority of the
court’s active judges must agree. 28 U.S.C. § 46(c); see 9th
Cir. Gen. Order 5.5(d). When California first sought
rehearing in 2020, a majority of the then-active judges voted
to take this case en banc.
An en banc court typically “consist[s] of all circuit
judges in regular active service.” 28 U.S.C. § 46(c). But the
Ninth Circuit is different. Congress has allowed any court
with 15 or more active judges to choose a smaller en banc
panel. See Pub. L. No. 95-486, § 6, 92 Stat. 1629, 1633
(1978). Because our court has 29 active judges, we use an
11-member limited en banc court consisting of the Chief
Judge and ten other judges drawn at random. 9th Cir. R. 40-
3. The Clerk’s Office drew a limited en banc panel including
then-Chief Judge S.R. Thomas and ten randomly chosen
2
None of the judges on that first panel served on the en banc court.
3
Again, none of the judges on this second panel served on the en banc
court.
62 DUNCAN V. BONTA
judges—all active judges at the time. In a decision that
generated six opinions, the divided en banc court reversed
and remanded for entry of judgment for California. Duncan
v. Bonta, 19 F.4th 1087, 1113 (9th Cir. 2021) (en banc).
Plaintiffs sought certiorari. While the petition was
pending, the Supreme Court decided New York State Rifle &
Pistol Association, Inc. v. Bruen, 597 U.S. 1 (2022). In
Bruen, the Court announced a new framework for evaluating
Second Amendment claims, one that “is consistent with the
Nation’s historical tradition of firearm regulation.” 597 U.S.
at 24. Soon after, the Supreme Court granted Plaintiffs’
petition, vacated our en banc decision, and remanded for
additional consideration under Bruen. Duncan v. Bonta, 142
S. Ct. 2895 (2022). The en banc court, in turn, remanded the
case to the district court for further proceedings consistent
with Bruen. Duncan v. Bonta, 49 F.4th 1228, 1231 (9th Cir.
2022) (en banc). That “order constitute[d] the mandate of
this court.” Id. at 1232.
After remand, the district court again enjoined § 32310.
Duncan v. Bonta, 695 F. Supp. 3d 1206, 1255 (S.D. Cal.
2023). And again, California appealed.
Here is where things go wrong. Rather than allow the
new appeal to proceed to the three-judge panel, the en banc
court from the first appeal voted to reclaim jurisdiction under
General Order 3.6(b). That internal rule says that “[w]here
a new appeal is taken following a remand or other decision
by an en banc court, . . . [t]he en banc court will decide
whether to keep the case or to refer it to the three judge
panel.” 9th Cir. Gen. Order 3.6(b). By the time the en banc
court voted to keep the case, the status of its members had
changed dramatically. The en banc court was no longer
comprised of eleven active judges. Before this new appeal
DUNCAN V. BONTA 63
was filed, five active judges on the prior en banc court took
senior status. 4 Thus, the decision to “hear[] or rehear[]” this
new appeal en banc was made by senior judges who are
statutorily prohibited from voting on that decision. See 28
U.S.C. § 46(c).
The court’s active judges were not permitted to vote on
that decision, as § 46(c) and our rules require. See id.
(“hearing or rehearing” before the en banc court may only
be “ordered by a majority of the circuit judges of the circuit
who are in regular active service”); 9th Cir. Gen. Order
5.1(a)(3) (similar). Worse, seven new active judges had
joined the Ninth Circuit since we took the prior appeal en
banc. 5 Those active judges—who are set to serve for
decades—were given no say in the matter.
The en banc court then, by a vote of 7-4, stayed the
district court’s injunction. Duncan v. Bonta, 83 F.4th 803,
807 (9th Cir. 2023) (en banc). Judge Bumatay, joined by
three other judges, dissented on the merits. Id. at 808–23
(Bumatay, J., dissenting). I also dissented, finding that the
en banc court likely lacked statutory jurisdiction over this
new appeal. Id. at 807–08 (R. Nelson, J., dissenting).
We asked the parties to brief whether the en banc court
has jurisdiction under § 46(c). California argued that § 46(c)
and our General Orders permit the process here. Plaintiffs
instead argued that § 46(c) and Supreme Court precedent
4
Senior Judge Paez assumed senior status on December 13, 2021; Senior
Judge Graber assumed senior status on December 15, 2021; Senior Judge
Berzon assumed senior status on January 23, 2022; Senior Judge Hurwitz
assumed senior status on October 3, 2022; and Senior Judge S.R.
Thomas assumed senior status on May 4, 2023.
5
They include Judge Koh, Judge Sung, Judge Sanchez, Judge H.A.
Thomas, Judge Mendoza, Judge Desai, and Judge Johnstone.
64 DUNCAN V. BONTA
“make clear that this en banc panel lacks statutory authority
to decide this case.” Plaintiffs explained that § 46(c) places
the gatekeeping function of the en banc process with the
court’s active judges, which requires that a vote of all active
judges be held before an appeal can proceed en banc.
Amicus curiae Gun Owners of America, Inc., joined by
several other gun rights organizations, agreed, concluding
that “[i]t was error to have the en banc panel of the prior
appeal [] vote to determine whether the new appeal [] should
be heard initially en banc.”
The en banc court now reverses the district court’s
injunction and enters judgment instead for California. Maj.
Op. at 13. It does so despite lacking statutory jurisdiction
over this case. No new vote by the active judges of the court
was taken when the appeal was filed—thus disenfranchising
seven new active judges. That decision was unprecedented.
But the problem was only exacerbated. The en banc court
now includes five senior judges who are not eligible to
participate in the new appeal. All five of these judges were
in senior status after our en banc court’s prior decision,
remand, and mandate. They were thus senior judges when
this new appeal was filed and none served on either prior
three-judge panel. As a result, the majority’s decision
excludes seven of our new active judge colleagues and
ignores the statutory justifications for en banc review.
II
Congress has the power to define the jurisdiction of
federal courts. Patchak v. Zinke, 583 U.S. 244, 252 (2018).
This includes the process by which federal courts may rule
on the merits of a case. See, e.g., Ankenbrandt v. Richards,
504 U.S. 689, 697–98 (1992) (Congress has the “sole power”
to confer jurisdiction on federal courts “in the exact degrees
DUNCAN V. BONTA 65
and character which to Congress may seem proper for the
public good” (citation omitted)). Statutory limitations on
our jurisdiction “must be neither disregarded nor evaded,”
because if we lack power to hear a case, any decision issued
is invalid. Owen Equip. & Erection Co. v. Kroger, 437 U.S.
365, 374 (1978).
In Textile Mills Securities Corp. v. Commissioner of
Internal Revenue, the Supreme Court held for the first time
that federal courts of appeals have the power to convene
themselves en banc. 314 U.S. 326, 334–35 (1941). Section
46(c)—enacted in 1948—is a “legislative ratification” of
that decision. W. Pac. R.R. Corp. v. W. Pac. R.R. Co., 345
U.S. 247, 250 (1953). It is a “grant of power to order
hearings and rehearings en banc.” Id. at 267. Thus, courts
lack power over en banc proceedings outside § 46(c)’s
parameters.
Originally, § 46 limited en banc panels to all “active
circuit judges.” 28 U.S.C. § 46 (1948). Senior judges were
categorically excluded. More, all active judges had to
participate; a circuit court could not choose a limited en
banc. Today’s version of § 46 stems from two
amendments—one in 1963 and another in 1996. Each
amendment answered a different question about the
composition of the en banc court. A brief history is critical
to understand the modern version of § 46.
A
The first question concerned when senior judges could
participate in en banc proceedings, if at all. In 1960, the
Supreme Court held that the original version of § 46 barred
senior judges from participating in an en banc case the
moment they took senior status. United States v. Am.-
Foreign S. S. Corp., 363 U.S. 685, 685–86 (1960),
66 DUNCAN V. BONTA
superseded by statute 28 U.S.C. § 46(c) (1963). “Congress
may well have thought that it would frustrate a basic purpose
of the legislation not to confine the power of en banc
decision to the permanent active membership of a Court of
Appeals.” Id. at 689. After all, “[e]n banc courts are the
exception, not the rule.” Id. The Court acknowledged that
there may be “[p]ersuasive arguments” for why senior
judges should participate on some en banc panels, such as
when they “took part in the original three-judge hearing.” Id.
at 690. But the Court declined to expand § 46’s meaning
based on policy. Any revisions, the Court explained, must
be left to Congress. Id. at 690–91.
Congress answered that call in 1963 by amending § 46
to allow senior judges to sit on the en banc court in one
limited instance: if they served on the original three-judge
panel. 28 U.S.C. § 46 (1963). The 1963 amendment
allowed senior judges to participate in addition to all the
active judges. See id. (a senior judge “shall also be
competent to sit as a judge of the court in banc in the
rehearing of a case or controversy if he sat in the court or
division at the original hearing thereof” (emphasis added)).
It did not allow senior judges to participate in lieu of other
active judges. That exception does not apply here since none
of the senior judges on the en banc court served on either
three-judge panel.
B
The second question concerned a circuit split on whether
a judge who took senior status after hearing the en banc
argument could still participate in the en banc decision. In
United States v. Cocke, the Fifth Circuit held in a footnote
that § 46(c) allows a judge to participate in an en banc
decision even if they took senior status after oral argument.
DUNCAN V. BONTA 67
399 F.2d 433, 435 n.a1 (5th Cir. 1968) (en banc). The court
relied on a previous decision that underscored “the work,
research, study and deliberation done earlier by the Senior
Circuit Judge.” Allen v. Johnson, 391 F.2d 527, 529 (5th
Cir. 1968) (en banc). Excluding senior judges from en banc
decisions, the court reasoned, would have “wasteful
consequences.” Id. at 530.
The Seventh Circuit took a different approach in United
States v. Hudspeth. As in Cocke, a judge who was active
when the case was heard en banc took senior status before
the en banc decision. The Hudspeth court acknowledged
Cocke but concluded that “[t]he statute is crystal clear in
confining en banc participation by senior judges to
participants in the [original] panel decision.” 42 F.3d at
1015. Put differently, the then-governing version of § 46 did
not allow a judge who was active during the en banc
argument (and who did not sit on the original three-judge
panel) to remain on the en banc court after assuming senior
status. The Seventh Circuit recognized, however, that the
plain text undercut the purported justifications for permitting
senior judge participation on the en banc court. Id. (“[W]e
cannot think of any rationale . . . for the disqualification of a
judge who has taken senior status between the argument and
decision of a case en banc.”). But because “judges should
be reluctant to exempt themselves from plain statutory
commands,” the court left any “corrective legislation” to
“the appropriate committees of Congress.” Id.
Two years later, in 1996, Congress resolved the circuit
split by amending § 46(c) to its current form. In response to
Hudspeth, Congress enacted the limited exception at the
heart of this dispute: senior judges can “continue to
participate in the decision of a case or controversy that was
68 DUNCAN V. BONTA
heard or reheard by the court in banc at a time when such
judge was in regular active service.” 28 U.S.C. § 46(c).
C
Congress also addressed the size of the en banc court.
Under the original language, every en banc court consisted
of all active judges on the circuit. 28 U.S.C. § 46 (1948).
Circuits could not compose an en banc court of fewer than
all active judges, even if it were more efficient. Only
Congress could permit a limited en banc court, and in the
original statute, it did not.
Then Congress enacted the Omnibus Judgeship Act of
1978. Pub. L. No. 95-486, § 6, 92 Stat. 1629. That law
allows circuits with more than 15 authorized judgeships to
“perform its en banc function by such number of [judges] as
may be prescribed by rule of the court of appeals.” Id. at
1633. Congress incorporated this grant of power into
§ 46(c), which now reads, “[a] court in banc shall consist of
all circuit judges in regular active service, or such number of
judges as may be prescribed in accordance with [the
Omnibus Judgeship Act].” Courts authorized to conduct
limited en banc proceedings include the Ninth, Fifth, and
Sixth Circuits.
In 1980, the Ninth Circuit adopted a limited en banc
procedure. Our rules say that “[t]he en banc Court . . . shall
consist of the Chief Judge of this circuit and 10 additional
judges to be drawn by lot from the active judges and any
eligible senior judges of the Court.” 9th Cir. R. 40-3.
Although a case can be reheard en banc by the full 29-
member court, we have never voted to do so. See id.
DUNCAN V. BONTA 69
* * *
In short, although all active, non-recused judges on the
Ninth Circuit vote on whether to take a case en banc, only
eleven currently will serve on the en banc court. Section
46(c) makes clear that en banc cases “shall be heard and
determined” by a court consisting entirely of active judges,
unless one of two narrow exceptions applies. First, a senior
judge may sit on the en banc court if they are “reviewing a
decision of a panel of which such judge was a member.” 28
U.S.C. § 46(c). Or, second, if they are “continu[ing] to
participate in the decision of a case or controversy that was
heard or reheard by the court in banc at a time when such
judge was in regular active service.” Id.
III
The majority’s decision to bypass a new en banc vote in
this new appeal and instead keep the prior en banc court
violates § 46(c). We “heard and determined” this case when
we issued “the decision” remanding for post-Bruen
deliberations in an order that “constitute[d] the mandate of
this court.” 28 U.S.C. § 46(c); Duncan, 49 F.4th at 1232. At
that moment, the en banc court’s jurisdiction—which the
Supreme Court has recognized as the “exception”—
terminated. See Am.-Foreign, 363 U.S. at 689. The active
judges needed to conduct a new vote before hearing this new
appeal en banc. And that vote needed to include the seven
active judges who joined our court in the interim. That is the
normal process in every other circuit. And it tracks § 46(c).
That did not happen.
Instead, the en banc court plowed ahead with five senior
judges who cannot sit on this en banc court to hear the new
appeal. The two narrow exceptions in § 46(c) do not apply:
none of the five senior judges on the en banc court sat on
70 DUNCAN V. BONTA
either three-judge panel, nor could they “continue to
participate” in a “decision” that had already occurred. The
result? Five of the seven judges in the majority—nearly a
majority of the en banc court—are ineligible to hear this
case.
Yet the majority insists that we still have jurisdiction
over this appeal. That conclusion departs from Supreme
Court precedent, the text and history of § 46(c), and the
statutory purpose of the en banc process.
A
All “[c]ases and controversies shall be heard and
determined” by either a three-judge panel or an en banc
court. 28 U.S.C. § 46(c). “A case or controversy is
‘determined’ when it is decided.” Am.-Foreign, 363 U.S. at
688. We decided this case when we issued “the decision”
remanding to the district court. That decision—
accompanied by a mandate—severed the en banc court’s
jurisdiction.
The Supreme Court reinforced that a case is
“determined” when it is “decided” in Yovino v. Rizo, 586
U.S. 181 (2019) (per curiam). There, the Court considered
whether Judge Reinhardt’s vote could be counted toward an
en banc decision filed eleven days after he passed away. Id.
at 182–83. The Ninth Circuit included Judge Reinhardt’s
vote, which was outcome determinative, because “the votes
and opinions in the en banc case were inalterably fixed at
least 12 days prior to the date on which the decision was
‘filed,’ entered on the docket, and released to the public.” Id.
at 184. The Supreme Court disagreed, rejecting that view as
“inconsistent with well-established judicial practice, federal
statutory law, and judicial precedent.” Id. The Court
reiterated American-Foreign’s pronouncement that “[a] case
DUNCAN V. BONTA 71
or controversy is ‘determined’ when it is decided,” meaning
the time of “public release,” and so Judge Reinhardt’s vote
could not be counted. Id. at 184–85 (quoting Am.-Foreign,
363 U.S. at 688).
Other clues confirm that a case is “determined” when it
is “decided.” First, senior judges may only “continue to
participate in the decision of a case or controversy.” 28
U.S.C. § 46(c) (emphasis added). Second, Congress added
the disputed language in § 46(c) to solve a circuit split on a
different question: whether a judge who takes senior status
after en banc argument can participate in deciding the same
appeal. Third, § 46(c) only allows a senior judge to
participate in “the decision” if it “was heard or reheard by
the court in banc at a time when such judge was in regular
active service.” Id. (emphasis added).
1
The term “the decision” in § 46(c) is undefined. So we
start with its common-law meaning. See United States v.
Castleman, 572 U.S. 157, 162 (2014) (“It is a settled
principle of interpretation that, absent other indication,
Congress intends to incorporate the well-settled meaning of
the common-law terms it uses.” (cleaned up)). The
common-law meaning of “decision” in the late 1990s, when
Congress enacted the disputed portion of § 46(c), was a
“ruling, order, or judgment pronounced by a court when
considering or disposing of a case.” Decision, Black’s Law
Dictionary (7th ed. 1999). “Decision,” then, most naturally
refers to a court’s singular, specific decision. That is only
reinforced by Congress’s use of the article “the” and the
singular form of decision.
To hear the majority tell it, the relevant language is not
“the decision,” but “case or controversy.” Maj. Order at 14–
72 DUNCAN V. BONTA
17. No question “case or controversy” is a term of art
referring to the broader legal dispute. And if that were the
only language in the statute, the majority’s reasoning may
have some force. But that is not the full statutory language.
Congress chose to modify “case or controversy” with
another phrase—“the decision.” That is unique. When
Congress uses “case or controversy” to confer jurisdiction
on the federal courts, it often uses that phrase alone. E.g., 16
U.S.C. § 2440 (“The district courts of the United States shall
have exclusive jurisdiction over any case or controversy
arising under the provisions of this chapter . . . .”); 30 U.S.C.
§ 1467 (same). The Supreme Court has said time and again
that we “must give effect, if possible, to every clause and
word of a statute.” Loughrin v. United States, 573 U.S. 351,
358 (2014) (citation omitted). Without interpreting “the
decision,” we cannot make sense of § 46(c).
Granted, a single appeal involves many decisions. See
Maj. Order at 16. A court may, for example, decide to issue
orders requesting supplemental briefing or granting a party’s
motion. But “the decision of a case or controversy” does not
extend beyond judgment, which occurs when the mandate
issues. E.g., Carver v. Lehman, 558 F.3d 869, 878 (9th Cir.
2009) (“No opinion of this circuit becomes final until the
mandate issues . . . .”). Once the mandate issues, a court’s
jurisdiction ends. United States v. Foumai, 910 F.2d 617,
620 (9th Cir. 1990).
Section 46(c) incorporates that common procedure.
Congress’s use of the phrase “continue to participate”
implies that “the decision” must be outstanding. 28 U.S.C.
§ 46(c). When the mandate issues and “the decision”
becomes final, there is nothing to “continue” on with. So,
properly understood, § 46(c) only permits senior judges to
DUNCAN V. BONTA 73
“continue to participate in the decision of a case or
controversy” until the mandate issues. 6
Let’s apply that understanding to the facts here. The en
banc court issued its first substantive decision in 2021. The
Supreme Court vacated that decision. The en banc court
retained jurisdiction when the case returned—even though
three judges had taken senior status—because vacatur wipes
away a decision as if it never existed. See Camreta v.
Greene, 563 U.S. 692, 713 (2011). 7 The en banc court then
exercised its jurisdiction by remanding to the district court
to apply the new Bruen framework. The en banc court issued
6
The majority labels the decision to issue the mandate as an “arbitrary”
procedural choice. Maj. Order at 20. In its view, there is “no meaningful
difference” between the 2022 remand order and a limited remand order,
which does not come with a mandate. Id. Our case law, however, is not
so cavalier. See United States v. Washington, 172 F.3d 1116, 1119–21
(9th Cir. 1999) (B. Fletcher, J., dissenting) (explaining the difference
between a remand and a limited remand). A limited remand requires
“clear evidence” that the court of appeals meant to narrow the scope of
the remand. United States v. Caterino, 29 F.3d 1390, 1395 (9th Cir.
1994), overruled on other grounds by Witte v. United States, 515 U.S.
389 (1995). The normal practice—including in en banc cases—is to
include an express statement that the remand order has limited scope.
See, e.g., United States v. Montoya, 82 F.4th 640, 656 (9th Cir. 2023) (en
banc) (“[W]e exercise our discretion to remand to the district court for
the limited purpose of reconsidering the supervised release conditions
we have vacated herein.” (cleaned up)). The 2022 remand order included
no such express limitation. Compare id., with Duncan, 49 F.4th at 1231
(“[T]his case is remanded to the district court for further proceedings
consistent with [Bruen].”).
7
The Supreme Court’s reversal of an en banc court’s decision would
have the same effect, because reversal “annuls [a decision] to all intents
and purposes.” Harrison v. Nixon, 34 U.S. 483, 506 (1835).
74 DUNCAN V. BONTA
its mandate simultaneously. C.A. 9, 19-55376, Dkt. 215. At
that moment, our jurisdiction terminated. 8
When California filed this new post-Bruen appeal (No.
23-55805) in 2023, a new “decision” was in order. By then
two additional judges in the majority had taken senior status,
bringing the total to five. Those five senior judges could no
longer “continue to participate” in the new “decision”
because this new decision was not “heard or reheard by the
court in banc at a time when such judge[s] [were] in regular
active service.” 28 U.S.C. § 46(c). There lies the problem.
To be clear, a majority of all active non-recused judges
still had the power to order this case en banc in the first
instance. See id. And given the stakes, we likely would have
voted to take this dispute en banc once again—we have yet
to allow a three-judge panel decision invalidating a law
under the Second Amendment to stand without en banc
review. But the judges entitled to make that call were those
in active status when the new appeal was taken of the district
court’s post-Bruen final order, not the senior judges who
were no longer statutorily authorized to vote to take a case
en banc or sit on the en banc court.
2
The history of the 1996 amendment to § 46(c)
underscores the majority’s error. Recall that Congress added
the disputed exception permitting senior judge participation
8
The majority faults this reasoning for precluding an en banc court from
accepting a comeback appeal after the mandate issues. Maj. Order at
18–19. But why is that such a surprise? En banc cases are the
“exception,” not the rule. Am.-Foreign, 363 U.S. at 689. That is why
every other circuit, except the Ninth, allows comeback cases for three-
judge panels, but not for en banc courts without an intervening vote by a
majority of active judges.
DUNCAN V. BONTA 75
on the en banc court to remedy a specific circuit split:
whether a judge who took senior status after the en banc
argument could participate in the decision in the same
appeal. 9 See Cocke, 399 F.2d at 435 n.a1; Hudspeth, 42 F.3d
at 1015. Answering the Seventh Circuit’s clear invitation in
Hudspeth, Congress allowed senior judges to “continue to
participate” in decisions that were “heard or reheard” en
banc when the judge was still in active status. 28 U.S.C.
§ 46(c) (1996); see Hudspeth, 42 F.3d at 1015 (“We believe
that the omission of Congress to provide for this case was
probably an oversight, and that corrective legislation would
be warranted.”). In other words, Congress added the second
exception in § 46(c) only to address the question presented
in the circuit split, and nothing more.
Unlike Hudspeth or Cocke, this case involves a new
appeal. Appellants conceded as much at oral argument. See
Oral Arg. at 13:28–13:30. The 1996 amendment did not
address this issue, nor was it ever meant to authorize a roving
en banc court with indefinite authority over a given dispute.
That reading of § 46(c) would be odd given that the life cycle
of an en banc appeal can last for several years, if not a decade
or more. See United States v. Hardesty, 958 F.2d 910, 917
(9th Cir. 1992) (Alarcón, J., concurring and dissenting)
(“[E]n banc review may add months or even years to the
shelf-life of a matter before this court.”).
3
Finally, to participate in “the decision,” § 46(c) says that
a senior judge must have been active at the time the case was
9
The circuit split also concerned whether a senior judge could serve in
addition to a court’s active judges. Because of our limited en banc
process, that is not implicated here.
76 DUNCAN V. BONTA
“heard or reheard.” That phrase refers to the court’s power
to go en banc initially or after a three-judge panel has first
considered the case. “Ordinarily . . . cases are to be heard by
divisions of three.” W. Pac. R.R. Corp., 345 U.S. at 258. 10
But because “§ 46(c) treats ‘hearings’ and ‘rehearings’ with
equality,” id. at 259, the statute gives the court two distinct
options. Thus, we can entrust the en banc court to “hear” a
case in lieu of a three-judge panel, but only by a majority
vote of active judges. See id. That makes sense—after all,
“the statute commits the en banc power to the majority of
active circuit judges.” Id. at 261.
It does not matter that some of the now-senior judges on
the en banc court were active when we “heard” briefing or
arguments in the first appeal. “[D]ecision” refers to a single
act—a “ruling, order, or judgment.” Decision, Black’s Law
Dictionary (7th ed. 1999). We often conduct hearings or
rehearings on briefing related to a particular stage of a case.
And our work before, during, and after a particular hearing
or rehearing is specific to that stage of the case. So, by any
definition, none of the five senior judges were active at the
time of the new “hearing or rehearing” of this appeal.
B
The majority’s procedural blunder had troubling
consequences. It disenfranchised seven of our colleagues—
nearly a quarter of the active judges on our court. It barred
the active judges from their proper role of shaping the future
of this court and its precedents. And it undermined public
10
This interpretation of § 46(c) would not prohibit a common practice
among all circuit courts, including the Ninth Circuit, of allowing three-
judge panels to take a comeback appeal of the same case. Section 46(c)
does not limit a three-judge panel’s ability to rehear any case—it only
applies to en banc courts.
DUNCAN V. BONTA 77
confidence in this decision, perhaps the most consequential
Second Amendment case in our circuit post-Bruen.
1
Section 46(c) places the gatekeeping function for the en
banc process with the court’s active judges. It allows us “to
devise [our] own administrative machinery to provide the
means whereby a majority may order [an en banc] hearing.”
W. Pac. R.R. Corp., 345 U.S. at 250. But it limits “who” that
majority may be.
The Supreme Court addressed that point in Moody.
There, the question was whether a senior judge “may vote to
determine whether [a] case should be reheard [e]n banc” if
she was on the panel that “originally decided that appeal.”
Id. at 622 n.1, 624. The Court definitively answered: No.
“The language of [§ 46(c)] confines the power to order a
rehearing in banc to those circuit judges who are in ‘regular
active service.’” Id. at 626. And although courts have
leeway in constructing their en banc process, the decision to
hear or rehear a matter en banc “can be reached only by
voting.” Id.; see In re Watts, 298 F.3d 1077, 1084 n.3 (9th
Cir. 2002) (O’Scannlain, J., concurring in the judgment)
(“[T]he decision to convene the en banc court is made by a
majority of the court’s active, nonrecused circuit judges, as
the governing statute mandates.”). Put simply, “senior
judges have not been authorized by implication to participate
in ordering a hearing or rehearing in banc.” Moody, 417 U.S.
at 626.
Yet that is exactly what happened here. Most of the
original 11-judge en banc panel—including five senior
judges—voted to hear this new appeal en banc. The other
active judges (22 in all) were never asked to vote. And
because several active judges were not on the court when we
78 DUNCAN V. BONTA
drew the original panel, they lost their sole opportunity to
hear this dispute on the en banc court. Worse, the senior
judges who voted to hear the case en banc account for the
majority of judges who did so. Without them there would
not have been a majority—even of the panel—to hear this
new appeal en banc. This en banc proceeding was not
initiated by “a majority of the circuit judges . . . who are in
regular active service,” § 46(c), but by a majority consisting
mainly of senior judges—over the dissent of a majority of
the (very few) active judges allowed to vote. None of this
fits with § 46(c) or Moody.
The majority counters that the en banc court’s decision
to keep this new appeal was not a new “vote” on whether to
hear the case en banc. Maj. Order at 17–18. That is hard to
believe, as each member of the en banc court voted on
whether to treat this as a comeback case for the en banc court
under General Order 3.6(b). And as I explained, the en banc
court’s jurisdiction terminated when we issued the mandate
in the first appeal. The original vote in 2021 did not
authorize the en banc panel to exercise indefinite authority
over this dispute after its jurisdiction was terminated.
The majority claims this interpretation makes little
practical sense considering that the en banc court could have
chosen to retain jurisdiction on remand from the Supreme
Court. See Maj. Order at 21; see also supra, at 73–74. But
the considerations for retaining jurisdiction and remanding
are starkly different and justify § 46(c) treating those
situations differently. If the en banc court retains jurisdiction
on remand from the Supreme Court, it faces the same
decision and can proceed expeditiously. If the en banc court
remands to the district court, as it did here, it is an
acknowledgment that more proceedings are necessary
below, resulting in a new decision to review. And that
DUNCAN V. BONTA 79
process is far longer and can take several years. That further
counsels against retaining jurisdiction because the active
judges on the court are far more likely to change. Indeed,
only three judges on the en banc panel were senior on
remand from the Supreme Court. Another two were senior
for the new appeal.
It thus makes sense why Congress terminated an en banc
court’s jurisdiction once it remands to the district court and
issues the mandate. Section 46(c) requires a new vote of the
active judges before a new appeal from a new decision can
be heard en banc. And that vote better reflects the court’s
current views by soliciting the input of active judges who
may have joined the court in the years-long gap between the
first en banc vote and the new appeal.
2
Disenfranchising active judges undermines the statutory
purpose of the en banc process. En banc rehearing “is
normally reserved for questions of exceptional importance.”
Moody, 417 U.S. at 626; see Fed. R. App. P. 35(a). By
preventing “[c]onflicts within a circuit,” the en banc process
“enable[s] the court to maintain its integrity as an institution
by making it possible for a majority of its judges always to
control and thereby to secure uniformity and continuity in its
decisions.” Am.-Foreign, 363 U.S. at 689–90. Section 46(c)
achieves this by empowering the active judges to
“‘determine the major doctrinal trends of the future’ for a
particular Circuit.” Moody, 417 U.S. at 626 (quoting Am.-
Foreign, 363 U.S. at 690).
Section 46(c) ensures that active judges are fulfilling
their role in the en banc process by limiting the participation
of senior judges. This is not because senior judges do not
play a valuable role in our court’s work. Indeed, “[s]enior
80 DUNCAN V. BONTA
judges provide a judicial resource of extraordinary value by
their willingness to undertake important assignments
‘without economic incentive of any kind.’” Id. at 627
(quoting Am.-Foreign, 363 U.S. at 688 n.4). So the
majority’s focus on judicial efficiency is a red herring. See
Maj. Order at 20–21. What statutorily matters is that the en
banc court is designed to minimize long-term friction within
a circuit by vesting the determination of major doctrinal
trends with active judges who will serve the longest. When
it comes to tension between generalized efficiency and
active judge involvement in the en banc process, Congress
has spoken: efficiency must yield by statute.
With that in mind, the exclusion of our newest active
judge colleagues is even more disturbing. They are likely to
serve on the court for decades. Omitting them from this
important case raises the chances that our Second
Amendment jurisprudence will stay jumbled and erratic.
The next time a Second Amendment case goes en banc, the
composition of that panel will be dramatically different.
Section 46(c) is meant to encourage continuity in our circuit
precedent. The majority’s view does the opposite.
C
Judge S.R. Thomas writes separately to paint the
majority’s procedural maneuver as just the latest application
of our long-standing en banc rules. But as he did at oral
argument, Judge S.R. Thomas spars with a strawman. See
Oral Arg. at 1:00:11–1:01:59. Judge S.R. Thomas’s
research, comprehensive as it is, only proves my point—no
other circuit interprets § 46(c) as we do. And our prior
practice does not support the majority’s action here.
DUNCAN V. BONTA 81
1
Nearly every case cited in Judge S.R. Thomas’s
compilation of his greatest hits as En Banc Coordinator is
distinguishable. And those few with any relevance do not
justify the majority’s weaponization of our General Orders.
In the end, I would have preferred not to air publicly what
was previously an internal discussion about our en banc
procedures and whether they have indeed “served us well.”
See S.R. Thomas Concurrence at 31 n.9. Yet the
concurrence’s attempt to muddy the water with irrelevant
string cites requires a response. And perhaps a public view
will make clear what we have dealt with behind the scenes.
There should be no false impression that what happened here
was our normal practice.
Start with the cases where, following remand, the en
banc court retained jurisdiction over a new appeal without
an intervening vote of the active judges. In most of those
cases, the mandate did not issue between the original en banc
decision and the new appeal, meaning the court did not issue
“the decision” as that term is used in § 46(c). 11 In Sarei v.
Rio Tinto, PLC, the en banc court issued a limited remand
11
Norse v. City of Santa Cruz is the lone exception. See 629 F.3d 966,
978 (9th Cir. 2010) (en banc). There, the en banc court reversed the
district court and remanded for further proceedings. It also issued the
mandate, and thus “the decision” under § 46(c). C.A. 9, 07-15814, Dkt.
55. The same en banc court later reclaimed jurisdiction over a new, post-
remand appeal. C.A. 9, 13-16432, Dkt. 23. But rather than adjudicate
the new appeal, the en banc court did what our Order authorizes and what
we should have done here—referred the new appeal to the original three-
judge panel. Id. The panel resolved the appeal in a memorandum
disposition. Norse v. City of Santa Cruz, 599 F. App’x 702 (9th Cir.
2015). So while the procedure in Norse was improper, it did not lead to
the same en banc court deciding the new appeal in violation of § 46(c).
82 DUNCAN V. BONTA
for the district court to address an exhaustion requirement
under the Alien Tort Statute. 550 F.3d 822, 832 & n.10 (9th
Cir. 2008) (en banc). The mandate was initially issued in
error, but quickly recalled. C.A. 9, 02-56256, Dkt. 245, 246.
When the case returned following remand, the en banc
court—with one judge who had taken senior status in the
interim—chose to keep the case under our General Orders.
See Sarei v. Rio Tinto, PLC, 671 F.3d 736, 742 (9th Cir.
2011) (en banc); C.A. 9, 02-56256, Dkt. 253. It was only
after the en banc court rendered a decision in the new appeal
that the mandate issued, thus terminating the court’s
jurisdiction under § 46(c). C.A. 9, 02-56256, Dkt. 393, 394.
Same with League of United Latin American Citizens v.
Wheeler, 922 F.3d 443 (9th Cir. 2019) (en banc). The en
banc court granted a petition for a writ of mandamus, sent
the case back to the district court, and purported to “retain
jurisdiction over this and any related cases.” 922 F.3d at
445. But it did not issue the mandate. The petitioners later
returned to the Ninth Circuit, and a majority of the en banc
court at first voted to accept petitioners’ cases as comebacks
under General Order 3.6(b). See League of United Latin Am.
Citizens v. Wheeler, 940 F.3d 1126, 1126–27 (9th Cir. 2019)
(en banc); see also id. at 1130 (Bea, J., dissenting) (“[W]e
should decline to accept the new petitions as comeback
cases. The new petitions should be assigned to a random
three-judge panel through the normal process.”). Only after
the en banc court referred the case to the original three-judge
panel did the mandate issue. See id. at 1127; C.A. 9, 17-
71636, Dkt. 191. That constituted “the decision” of the en
banc court. And the en banc court explained that it “will
retain jurisdiction over any subsequent en banc hearing
arising out of any decision of the three-judge panel.” 940
F.3d at 1127. So the en banc court implicitly recognized that
DUNCAN V. BONTA 83
a new en banc vote had to occur. The same process should
have been followed here and was not.
Also consider United States v. Hovsepian, 359 F.3d 1144
(9th Cir. 2004) (en banc). There, the en banc court issued an
initial decision reversing and remanding to the district court
for further proceedings. 359 F.3d at 1169. And there, unlike
the other cases, the en banc court did issue the mandate—at
least at first. C.A. 9, 99-50041, Dkt. 161. When the United
States filed a new appeal, the en banc court recalled the
mandate, set the case for argument, and issued a new
decision. United States v. Hovsepian, 422 F.3d 883 (9th Cir.
2005) (en banc); C.A. 9, 99-50041, Dkt. 186, 188, 198. So
while the en banc court’s statutory authority terminated
when it issued its original decision and mandate, it was able
to “[re]assume jurisdiction” by recalling the mandate upon
the filing of the new appeal. Williams v. Calderon, 83 F.3d
281, 289 (9th Cir. 1996). Because the recall wiped away
“the decision,” the procedure employed in Hovsepian—
while unusual—did not violate § 46(c).
Finally, the reliance on Detrich v. Ryan is (to put it
mildly) odd. Detrich only reinforces the absurdity of the
majority’s approach. Detrich, a habeas case, was initially
sent to an en banc panel in 2012. See Detrich v. Ryan, 696
F.3d 1265 (9th Cir. 2012) (en banc). That panel had seven
judges who are now retired, deceased, or have taken senior
status. 12 Only four of the original eleven are still active
12
The en banc court included Judge Kozinski (now retired), Judge
Pregerson (now deceased), Judge Reinhardt (now deceased), Judge
Graber (now senior status), Judge W. Fletcher (now senior status), Judge
Bea (now senior status), now-Chief Judge Murguia, Judge Gould, Judge
Christen, Judge Nguyen, and Judge Watford (since resigned). C.A. 9,
08-99001, Dkt. 160.
84 DUNCAN V. BONTA
judges on this court. That en banc panel issued a limited
remand in 2013 and “retain[ed] jurisdiction over any
subsequent appeal.” Detrich v. Ryan, 740 F.3d 1237, 1259
(9th Cir. 2013) (en banc). The mandate was issued in error,
and three years later, the en banc court recalled the mandate
while expanding the scope of the limited remand. C.A. 9,
08-99001, Dkt. 177, 178. The Detrich en banc court lay
dormant until 2022, when the case was finally returned to the
eleven-judge panel. It has since begun to hear this new
appeal. C.A. 9, 08-99001, Dkt. 193, 202. But, because of
our rules, the now-active judges did not vote to order the case
en banc. Nor was the en banc court redrawn. Now the en
banc court consists of a hodge podge of senior judges—none
of whom retain any institutional knowledge about the case—
and new active judges who were picked, without following
the correct process, to replace those judges no longer
available to serve. Detrich explains even better than this
case why our General Order bears no authority from § 46(c).
Proceeding en banc ten years later with a new cast of players
undermines, rather than furthers, “consistency in judicial
administration.” S.R. Thomas Concurrence at 32, 36.
Judicial efficiency would have been better served by sending
Detrich to a new three-judge panel.
Next, the concurrence shifts its focus to senior judge
participation on the en banc court. Again, its cited cases are
nothing like the five-senior-judge power play at issue. In
Murray v. BEJ Minerals, LLC, the en banc court certified a
question to the Montana Supreme Court. 924 F.3d 1070,
1074 (9th Cir. 2019) (en banc). It did not issue the mandate.
While the case was pending in the state supreme court, Judge
Bybee took senior status. He continued to participate in the
final decision once the case returned to the en banc court.
See Murray v. BEJ Minerals, LLC, 962 F.3d 485 (9th Cir.
DUNCAN V. BONTA 85
2020) (en banc). And he had every right to do so. Section
46(c) allowed Judge Bybee to “continue to participate in the
decision” of Murray, which was “heard or reheard by the
court in banc at a time when [he] was in regular active
service.” 28 U.S.C. § 46(c). The mandate only issued after
the en banc court’s post-certification disposition, so there
was no intervening “decision” barring Judge Bybee from
serving on the en banc court. C.A. 9, 16-35506, Dkt. 70.
The concurrence’s explanation of Lombardo v. Warner
also falls flat. See 391 F.3d 1008 (9th Cir. 2004) (en banc);
S.R. Thomas Concurrence at 38–39. Two senior judges
participated in the decision of the case, which occurred
following certification to the Supreme Court of Oregon. The
concurrence notes that Judge Ferguson could hear the case
en banc as a member of the original three-judge panel. Judge
Tashima—who also served on the three-judge panel—
remained on the en banc court after taking senior status and
after the certified question was resolved. He too could
participate in the post-certification en banc proceedings,
despite having taken senior status after the en banc draw,
because the en banc court had not yet rendered its “decision”
by issuing the mandate. So § 46(c) expressly authorized
both judges’ participation on the en banc court, no matter
when they took senior status.
Somewhat puzzlingly, the concurrence highlights cases
where judges kept their spot on the en banc court despite
taking senior status after the en banc draw or en banc
argument. 13 See S.R. Thomas Concurrence at 41–42. As
13
See, e.g., Price v. Stevedoring Servs. of Am., Inc., 697 F.3d 820 (9th
Cir. 2012) (en banc); Lacey v. Maricopa County, 693 F.3d 896 (9th Cir.
2012) (en banc); Young v. Holder, 697 F.3d 976 (9th Cir. 2012) (en
banc); Veterans for Common Sense v. Shinseki, 678 F.3d 1013 (9th Cir.
86 DUNCAN V. BONTA
Judge Bumatay and I explain, that situation—and only that
situation—is what Congress approved when it resolved a
circuit split on the issue with the 1996 amendment to § 46(c).
See supra, at 74–75; Bumatay Dissent to Order at 99. By
invoking cases that comport with § 46(c), the concurrence
only highlights what is clear: the degree of senior judge
participation in this en banc case is unprecedented.
The concurrence points to only four cases from the last
26 years where an en banc court, invoking our General
Orders, violated § 46(c) by allowing subsequently-senior
judges to participate after the mandate issued in the original
appeal. See Democratic Nat’l Comm. v. Hobbs, 948 F.3d
989 (9th Cir. 2020) (en banc); Fue v. McEwen, No. 18-
55040, 2018 WL 3391609 (9th Cir. June 20, 2018) (en
banc); Native Vill. of Eyak v. Blank, 688 F.3d 619 (9th Cir.
2012) (en banc); WMX Techs., Inc. v. Miller, 197 F.3d 367
(9th Cir. 1999) (en banc). Those errors pale in comparison
to the one here. In Fue and Miller, no active judge joined
the court between the first en banc vote and the later decision
to retain the en banc court for a new appeal. Not one active
judge was disenfranchised. And because there were no
noted dissents, the senior judge votes—three in Fue and two
in Miller—did not make a difference in the outcome of the
case. 14 Compare that to this situation. The majority cut
2012) (en banc); Ibrahim v. U.S. Dep’t of Homeland Sec., 912 F.3d 1147
(9th Cir. 2019) (en banc); In re Sunnyslope Hous. Ltd. P’ship, 859 F.3d
637 (9th Cir. 2017) (en banc); Lowry v. City of San Diego, 858 F.3d 1248
(9th Cir. 2017) (en banc); United States v. Ressam, 679 F.3d 1069 (9th
Cir. 2012) (en banc).
14
Judge S.R. Thomas counters that we “follow our established rules and
procedures regardless of the outcome.” S.R. Thomas Concurrence at 40
n.16. But once again, he fails to grasp the point: Fue and Miller highlight
DUNCAN V. BONTA 87
seven new active judges out of this en banc process. Plus,
the five senior judges on this panel cast dispositive votes—
without them, there would not have been a majority to decide
this new appeal en banc or to reverse the district court on the
merits. There is simply no history of General Order 3.6(b)
being used this way.
Now consider Democratic National Committee v.
Hobbs. In 2016, we drew an en banc panel to review an
interlocutory appeal from the district court’s denial of a
preliminary injunction. See Feldman v. Ariz. Sec’y of State’s
Off., 843 F.3d 366, 367 (9th Cir. 2016) (en banc). The en
banc court scheduled oral argument and granted an
injunction pending appeal. Id. It did not issue a mandate at
that time.
On May 8, 2018, the district court entered final judgment
during the pendency of the en banc proceedings. C.A. 9, 16-
16698, Dkt. 93. Two days later, the appellants filed a new
appeal (No. 18-15845) of the district court’s order on the
merits. C.A. 9, 18-15845, Dkt. 1. Only after the new appeal
was filed did the en banc court dismiss the original appeal
(No. 16-16698) as moot and issue the mandate. C.A. 9, 16-
16698, Dkt. 97, 99. The same day that the mandate issued
in the preliminary injunction appeal, the en banc court
referred the merits appeal to a three-judge panel, while
retaining jurisdiction over any subsequent en banc hearing.
C.A. 9, 18-15845, Dkt. 18; C.A. 9, 16-16698, Dkt. 99. The
back and forth in Hobbs—meant in part to “preserv[e] the
status quo” for the 2016 election—does not support a
how unprecedented it is to have a five-senior-judge voting bloc assert
control over an en banc case.
88 DUNCAN V. BONTA
consistent practice under our General Orders. C.A. 9, 16-
16698, Dkt. 70.
And the subsequent history only proves my point: our
practice required a new en banc vote with the new appeal.
After the three-judge panel decision in the merits appeal, the
active nonrecused judges voted again to take the case en
banc. See Democratic Nat’l Comm. v. Reagan, 911 F.3d 942
(9th Cir. 2019) (en banc). We failed to follow our procedure
in Reagan here.
The en banc court retained the prior panel. So active
judges who joined the court between the en banc draw and
the second en banc vote never had an opportunity to serve
on the en banc panel. And by the second en banc vote, Judge
O’Scannlain and Judge Clifton—both members of the
original en banc court—had assumed senior status. 15 But
like in Fue and Miller, their two dissenting votes did not
change the outcome of the new appeal. See Hobbs, 948 F.3d
at 997; see also id. at 1046 (O’Scannlain, J., joined by
Clifton, Bybee & Callahan, JJ., dissenting). Despite the
erroneous application of § 46(c), Reagan supports that our
prior procedure requires a new en banc vote in a new
appeal—which we failed to do here.
Native Village of Eyak v. Blank is also distinguishable.
There, an initial en banc panel issued a limited remand while
retaining jurisdiction over all future proceedings in the
matter. See Eyak Native Vill. v. Daley, 375 F.3d 1218, 1219
(9th Cir. 2004) (en banc). The Eyak appellants later filed a
new appeal—just as Plaintiffs did here. The en banc panel
15
Judge Bybee took senior status after the new appeal was argued, but
before the decision was issued. Again, Judge Bybee’s participation on
the en banc court was consistent with § 46(c).
DUNCAN V. BONTA 89
first voted not to retain jurisdiction over the new appeal,
despite having previously reserved that right. C.A. 9, 09-
35881, Dkt. 33. That only proves that contrary to the
concurrence’s assertion, the practice has not been consistent
to retain the en banc court in a new appeal. See also Norse,
supra, at 28 n.11. Then four months later it reversed course
and reasserted jurisdiction over the case. C.A. 9, 09-35881,
Dkt. 39. With one exception, the composition of the en banc
panel remained the same. 16
By the time a decision was issued in the new appeal,
three judges on the en banc court had taken senior status.
Judge Schroeder took senior status after oral argument, so
her participation followed what Congress was trying to
achieve with the 1996 amendment to § 46(c). See supra, at
74–75; Bumatay Dissent to Order at 99. Things are different
with Judge Kleinfeld and Judge Hawkins—they both took
senior status before the decision to treat the new appeal as a
comeback case. Thus, their continued participation on the
en banc court violated § 46(c). But like the senior judge
participation in Fue and Miller, their votes did not make a
difference in the outcome. Excluding Judge Kleinfeld and
Judge Hawkins, there remained a 5-4 majority vote of the
active judges on every issue in the case. And besides, one
stray example from a case that is procedurally distinct hardly
establishes a common practice. That is particularly true
when there is no evidence § 46(c) was considered in that
case. See Ariz. Christian Sch. Tuition Org. v. Winn, 563 U.S.
125, 144 (2011) (“When a potential jurisdictional defect is
neither noted nor discussed in a federal decision, the decision
does not stand for the proposition that no defect existed.”).
16
Judge Pregerson replaced Judge O’Scannlain on the en banc court.
90 DUNCAN V. BONTA
2
Struggling to defend our past practice, the concurrence
turns to our sister circuits for help. It first suggests that our
procedures “mirror” those of other courts, citing the local
rules of seven circuits. S.R. Thomas Concurrence at 47 &
n.41. Unlike our General Order, most of those examples
simply quote § 46(c). E.g., 1st Cir. R. 40.0; 4th Cir. R. 40(e);
5th Cir. R. 40.2.6; Fed. Cir. I.O.P. 14.7; see also 11th Cir. R.
40-10 (senior circuit judges “may continue to participate in
the decision of a case that was heard or reheard by the court
en banc at a time when such judge was in regular active
service”). One permits senior judge participation on the en
banc court until the “final resolution of the case.” 3d Cir.
I.O.P. 9.6.4. Another allows a judge who “took senior status
after a case was heard or reheard en banc [to] participate in
the en banc decision.” 2d Cir. I.O.P. 40.1. But none of these
examples “mirror” our General Order, which omits the
statutory phrase “decision of a case or controversy” and
permits senior judge participation until “all matters” pending
before the en banc court “are finally disposed of.” 17 9th Cir.
Gen. Order 5.1(a)(4); see 9th Cir. R. 40-3. The
concurrence’s confusing attempt to remake our General
Order in no way suggests that “[o]ur procedures are
consistent with the practices of other circuits.” S.R. Thomas
Concurrence at 47.
Next, the concurrence only points to one illustrative case
from twelve other circuits over nearly 30 years remotely
relevant. See S.R. Thomas Concurrence at 48. In United
States v. Skoien, the en banc Seventh Circuit, including
17
For the same reasons, it is wrong to say that “[o]ur General Orders not
only comply with the applicable statutory language but mirror it.” S.R.
Thomas Concurrence at 26 n.6.
DUNCAN V. BONTA 91
Senior Judge Bauer, retained jurisdiction over a new appeal
after the mandate issued in the original appeal. Order, No.
10-3023 (7th Cir. Sept. 1, 2010) (en banc), Dkt. 75. Judge
Bauer took senior status in 1994, well before the first en banc
decision in Skoien. See United States v. Skoien, 614 F.3d
638 (7th Cir. 2010) (en banc). Judge Bauer was on the en
banc court, consistent with § 46(c), because he served on the
original three-judge panel. See United States v. Skoien, 587
F.3d 803 (7th Cir. 2009), reh’g en banc granted, vacated,
No. 08-3770, 2010 WL 1267262 (7th Cir. Feb. 22, 2010).
That key fact makes all the difference: because § 46(c)
independently authorizes a senior judge to serve on an en
banc court “reviewing a decision of a panel of which such
judge was a member,” Skoien does not implicate the disputed
language permitting a senior judge to “continue to
participate in the decision of a case or controversy” heard en
banc while such judge was in active service. See 28 U.S.C.
§ 46(c).
The concurrence also invokes Skoien for the proposition
that other circuits allow an en banc court to hear a comeback
case, even after the mandate issues in the original appeal, and
without an intervening vote of the active judges. See S.R.
Thomas Concurrence at 48. First, Skoien is hardly a typical
comeback case. The new, post-mandate appeal in Skoien
involved a district court order requiring the defendant to
return to prison after the en banc court affirmed his
conviction in the original appeal. See Skoien, 614 F.3d at
645; C.A. 7, 10-3023, Dkt. 1. The defendant immediately
filed an emergency motion asking the Seventh Circuit to
order that he be released from prison pending the filing of a
cert petition in the Supreme Court. C.A. 7, 10-3023, Dkt. 3.
The en banc court denied the defendant’s motion in a short,
unpublished order. Order, No. 10-3023 (7th Cir. Sept. 1,
92 DUNCAN V. BONTA
2010) (en banc), Dkt. 75. This rare procedural posture—
which involved a decision on a motion rather than a new
substantive appeal—offers little support for the
concurrence’s position.
Second, Skoien does not support any practice by other
courts not to hold an intervening en banc vote in a
subsequent appeal. In the Seventh Circuit, successive
appeals are automatically assigned to the three-judge panel
that heard the earlier appeal. 7th Cir. Operating Procedures
6(b). And barring some limited exceptions, the default rule
is that the panel will decide the new appeal on the merits. Id.
But “[c]ases that have been heard by the court en banc are
outside the scope of this procedure, and successive appeals
will be assigned at random unless the en banc court directs
otherwise.” Id. (emphasis added). In other words, the
Seventh Circuit does not permit comeback en banc cases,
unless the en banc court votes to retain the case. And
because the en banc court includes all active judges, every
active, nonrecused Seventh Circuit judge votes on whether
to take a comeback case en banc after the mandate issues in
the original appeal. Indeed, there were no new active judges
between the first and second en banc decisions in Skoien.
The Seventh Circuit practice is exactly what § 46(c)
requires, and we did not follow that.
The concurrence’s rejoinder misses the point. It notes
that the Seventh Circuit’s procedures, like ours, permit an en
banc court to decide whether to retain jurisdiction over a
comeback appeal. S.R. Thomas Concurrence at 48 n.43.
But as I explained, the key difference is that the en banc
Seventh Circuit includes every active judge on the court.
Our en banc court does not. Thus, if this exact same situation
arose in the Seventh Circuit, every active, nonrecused judge
would vote on whether to take the new, post-remand appeal
DUNCAN V. BONTA 93
en banc. Not true here. 18 And that highlights our General
Order’s deviation from § 46(c). Our General Order
improperly delegates the en banc gatekeeping function to
just 11 judges—and in this case five senior judges who are
statutorily barred from voting to rehear a case en banc. And
while Judge S.R. Thomas claims that nothing we did here
violated our General Orders, that ignores that our Orders are
inconsistent with § 46(c).
Putting Skoien aside, the concurrence invokes several
out-of-circuit en banc cases reheard by senior judges after
those decisions were vacated and remanded (or reversed) by
the Supreme Court. 19 S.R. Thomas Concurrence at 49–51.
These examples are beside the point. As noted, vacatur and
reversal wipe away a lower court opinion, “stripping the
decision below of its binding effect and clearing the path for
future relitigation.” See Camreta, 563 U.S. at 713 (cleaned
up); supra, at 73–74; see also Harrison, 34 U.S. at 506
(“[R]eversal annuls [a decision] to all intents and
purposes . . . .”). So there is no “decision” on the books, and
18
Judge S.R. Thomas says that I failed “to cite a single case or rule”
supporting the view that our en banc procedures are inconsistent with
those of other circuits. S.R. Thomas Concurrence at 47 n.40. But no
other circuit has applied § 46(c) consistent with our General Orders. And
the preceding discussion of Skoien and the Seventh Circuit’s Operating
Procedures makes clear why.
19
See, e.g., United States v. Herrold, 941 F.3d 173 (5th Cir. 2019) (en
banc); Hernandez v. Mesa, 885 F.3d 811 (5th Cir. 2018) (en banc);
United States v. Gonzalez-Longoria, 894 F.3d 1274 (5th Cir. 2018) (en
banc); In re Unknown, 754 F.3d 296 (5th Cir. 2014) (en banc); Carcieri
v. Kempthorne, 497 F.3d 15 (1st Cir. 2007) (en banc); Festo Corp. v.
Shoketsu Kinzoku Kogyo Kabushiki Co., 344 F.3d 1359 (Fed. Cir. 2003)
(en banc); Hoffman Plastic Compound, Inc. v. NLRB, No. 98-1570, 2002
WL 1974028 (D.C. Cir. Aug. 27, 2002) (en banc); Consol. Gas Co. v.
City Gas Co., 931 F.2d 710 (11th Cir. 1991) (en banc).
94 DUNCAN V. BONTA
the prior en banc panel—even with now-senior judges—can
retain jurisdiction to issue a new “decision” when the case
returns from the Supreme Court. But once that “decision” is
issued, along with a mandate, the en banc court’s jurisdiction
ends.
The concurrence is right that we have consistently
allowed senior judges to participate in en banc proceedings
on remand from the Supreme Court. 20 S.R. Thomas
Concurrence at 42–43; see 9th Cir. Gen. Order 3.6(a)
(“Matters on remand from the United States Supreme Court
will be referred to the last panel that previously heard the
matter before the writ of certiorari was granted.”). We even
did so here. When the Supreme Court vacated and remanded
our prior decision in light of Bruen, the en banc court—then
with three senior judges—exercised its jurisdiction by
remanding the case to the district court in an order that
“constitute[d] the mandate of this court.” Duncan, 49 F.4th
at 1232. At that moment, we terminated the en banc court’s
jurisdiction by issuing “the decision” under § 46(c).
3
All that nuance aside, Judge S.R. Thomas thinks the
majority’s authority to keep this case boils down to a simple
truth: “§ 46(c) is a grant of power to the courts of appeals,”
and that “clear grant of authority . . . coupled with the
Supreme Court’s directive that each Circuit develop its own
procedures to implement the en banc process, should end the
discussion.” S.R. Thomas Concurrence at 52 (citing W. Pac.
20
See, e.g., Young v. Hawaii, 45 F.4th 1087 (9th Cir. 2022) (en banc);
Democratic Nat’l Comm. v. Hobbs, 9 F.4th 1218 (9th Cir. 2021) (en
banc); Marinelarena v. Garland, 992 F.3d 1143 (9th Cir. 2021) (en
banc); Rizo v. Yovino, 950 F.3d 1217 (9th Cir. 2020) (en banc); Sarei v.
Rio Tinto, PLC, 722 F.3d 1109 (9th Cir. 2013) (en banc).
DUNCAN V. BONTA 95
R.R. Corp., 345 U.S. at 267). Tell that to the Supreme Court.
If § 46(c) were a blank check, then why did the Court hold
that the original version of § 46 barred circuit courts from
permitting senior judge participation on the en banc court?
See Am.-Foreign, 363 U.S. at 685–86. And why did the
Court reject as inconsistent with § 46(c) a Fourth Circuit
practice that allowed certain senior judges to vote on
whether to rehear a case en banc? See Moody, 417 U.S. at
623–24.
The Moody Court relied on the same cases as the
concurrence—it even went so far as to “confirm[]” each
circuit’s “discretion” to fashion its en banc procedures. Id.
at 624–25 (citing Shenker, 374 U.S. at 5; Am.-Foreign, 363
U.S. at 688; W. Pac. R.R. Corp., 345 U.S. at 250). But Judge
S.R. Thomas omits what the Court said next: “Although, as
the Court has held, [the active] judges are largely free to
devise whatever procedures they choose to initiate the
process of decision to order [en banc] rehearing, and to
decide who may participate in those preliminary procedures,
neither the Court nor Congress has suggested that any other
than a regular active service judge is eligible to participate
in the making of the decision whether to hear or rehear a case
in banc.” Id. at 626 (internal citation omitted). As “the
decisional and statutory evolution of the institution of the in
banc court” reveals, the “eligibility of senior judges for
participation therein has been the exception, not the rule.”
Id. Thus, the Court concluded that it was “not at liberty to
engraft upon [§ 46(c)] a meaning inconsistent with its
historical limitations.” Id.
Moody cuts the concurrence off at the knees. Like Judge
S.R. Thomas, Moody pointed to the discretion afforded to
courts of appeals under cases like Western Pacific Railroad,
Shenker, and American-Foreign. But Moody still held that
96 DUNCAN V. BONTA
the exercise of that discretion—particularly when it comes
to senior judge participation—must comply with § 46(c). At
no point has the Supreme Court given courts of appeals
unfettered discretion to construct their en banc procedures.
Indeed, the Fourth Circuit in Moody did not understand
§ 46(c) as Judge S.R. Thomas does. Faced with uncertainty,
every active and senior judge certified to the Supreme Court
the question of how to interpret the statute’s application to
senior judges. Moody, 417 U.S. at 624; see also 28 U.S.C.
§ 1254(2); Sup. Ct. R. 19. That little-known procedure
would have been an option here. See United States v. Seale,
558 U.S. 985, 985 (2009) (Stevens, J., joined by Scalia, J.,
respecting the dismissal of the certified question). But we
will never know. Any threats to the majority’s control over
this case are quickly squashed.
More to the point, Judge S.R. Thomas’s assertions about
§ 46(c) reveal a misunderstanding about how the law works.
For example, he cites Western Pacific Railroad for the view
that § 46(c) is “a grant of power to the courts of appeals, and
‘that the statute does not compel the court to adopt any
particular procedure governing the exercise of the [en banc]
power.’” S.R. Thomas Concurrence at 22, 52 (quoting W.
Pac. R.R. Corp., 345 U.S. at 267). While § 46(c) grants
courts of appeals significant leeway in structuring their en
banc procedures, those procedures must still comply with the
statute. Sibbach v. Wilson & Co., 312 U.S. 1, 9–10 (1941).
Or otherwise said, just because our internal rules authorize a
particular procedure does not mean they are faithful to the
statutory text. 21
21
It is not clear that we even complied with our Rules. Again, our en
banc court consists of the Chief Judge plus ten additional judges drawn
DUNCAN V. BONTA 97
One final note. Judge S.R. Thomas suggests that our
limited en banc procedure is entitled to special treatment. He
asserts that each court of appeals can adopt procedures “that
best suit their Court and culture,” and that our en banc
process routinely “ensure[s] adequate representation, a
sound deliberative process, and decisions that would be
accepted as authoritative.” S.R. Thomas Concurrence at 24
n.2, 25. How does this case possibly fit that mold? What
Judge S.R. Thomas’s revisionist history ignores is that
nothing about the limited en banc procedure exempts our
court from § 46(c)’s commands. Congress’s limited en banc
procedure addresses how many judges can serve on the en
banc court. But § 46(c) still requires the votes of a majority
of all active judges before proceeding en banc, and the
limited en banc procedures do not alter that. 22 While an en
at random. See 9th Cir. R. 40-3. We complied with that procedure when
we first composed an en banc court in 2021. Between the first and
second appeal, a colleague who was randomly drawn to serve on the en
banc court became Chief Judge. Yet former Chief Judge S.R. Thomas
remains on this en banc panel, even though he was not chosen at random
to serve. His response? This is how we have always done it. See S.R.
Thomas Concurrence at 43–47. But it is not how our Rule is written.
See 9th Cir. R. 40-3. Whether such a practice exists, it has not been
formalized. True, our General Orders—invalid as they are—permit a
case to return to the same en banc court, even when the Chief Judge
initially assigned to the en banc court is no longer serving in that role.
See S.R. Thomas Concurrence at 43–44. But if we have proceeded
without the current Chief Judge on the en banc court, then perhaps it is
time to reconsider why our Rules guarantee the Chief Judge a seat on the
limited en banc court.
22
Judge S.R. Thomas asserts that I have not offered a single case or rule
to support my position. See S.R. Thomas Concurrence at 52. The weight
of authority proves otherwise. But until now, we did not need a specific
rule to confirm what § 46(c) makes clear. Just like how we did not need
98 DUNCAN V. BONTA
banc court assumes jurisdiction over an entire case, § 46(c)
limits that jurisdiction, no matter what our General Order
says. Cf. S.R. Thomas Concurrence at 26 (quoting
Summerlin v. Stewart, 309 F.3d 1193, 1193 (9th Cir. 2002)).
Judges—even by General Order—may not alter a statute’s
meaning. See, e.g., Colautti v. Franklin, 439 U.S. 379, 392
(1979). In sum, allowing General Order 3.6(b) to be applied
as the majority wishes does not comply with § 46(c), our past
practice, or the procedures of other circuits.
IV
This en banc court lacks statutory authority under
§ 46(c). Congress adopted two narrow exceptions
permitting senior judge participation on the en banc court.
Neither apply here. And despite the majority’s insistence
that all is well, our General Orders—which have never been
applied like this—cannot amend § 46(c). “[I]f the statute is
to be changed, it is for Congress, not for us, to change it.”
Am.-Foreign, 363 U.S. at 690–91.
I respectfully dissent.
a rule clarifying that dead judges cannot vote. See Yovino, 586 U.S. at
186.
DUNCAN V. BONTA 99
BUMATAY, Circuit Judge, with whom VANDYKE,
Circuit Judge, joins dissenting:
Plaintiffs-Appellees and Judge Nelson raise important
questions about the scope of 28 U.S.C. § 46(c)—the statute
that governs our use of en banc panels. Congress wasn’t
speaking to the precise issue here when it enacted § 46(c). It
tried to do something different. Congress amended § 46(c)
in response to a narrow question. It addressed a circuit split
over whether active judges who heard argument in an en
banc case and then took senior status after the hearing—but
before the decision was issued—could continue to
participate in that decision. Section 46(c) said yes—there’s
no need to reconstitute the en banc panel under those limited
circumstances. But we face a very different and far more
complex procedural posture today. Here, the judges didn’t
go senior in the brief period between an en banc hearing and
decision. Instead, multiple judges took senior status years
before the en banc hearing and decision. Regardless of
whether § 46(c) prohibits this odd situation, we should have
used better judgment and reconstituted our en banc panel
before issuing the decision in this important case.
Before diving into the history of this case, it helps to look
at how appellate decisions are normally handled. First, a
three-judge panel decides appeals from a district court
decision in the first instance—only after the decision of a
three-judge panel will our court take the extraordinary step
of reviewing the case en banc. This isn’t always the case,
but it’s the norm. And there’s good reason for this default
rule. The three-judge panel conserves judicial resources and
allows circuit judges to focus their attention and energy on a
manageable part of our court’s docket. That focus allows for
better collaboration between judges on difficult issues and
100 DUNCAN V. BONTA
helps us to get the law right. Usually, three-judge panels can
resolve thorny issues on their own. To the extent further
review is required, three-judge panels help clarify questions
for an en banc panel. Indeed, after seeing how a case is
decided, the full court can then make a more informed choice
on whether to rehear the case en banc. After all, “[e]n banc
courts are the exception, not the rule.” United States v. Am.-
Foreign S. S. Corp., 363 U.S. 685, 689 (1960). And that
norm protects against gamesmanship. Initial review by
three-judge panels ensures that en banc panels don’t try to
engineer certain outcomes. And an en banc vote after a
three-judge panel decision guarantees that all active judges
get to participate. We shouldn’t have a years-long standing
committee of eleven judges on a certain area of the court’s
jurisprudence—especially to the exclusion of newer judges
of the court.
Second, en banc panels usually consist of only active
judges of the court. Again, this isn’t always the case, but it’s
the norm. Allowing only active judges to serve on en banc
panels ensures that “the active circuit judges . . . determine
the major doctrinal trends of the future for their court.” Id.
at 690 (simplified). This promotes uniformity and continuity
in the circuit’s law, as all active judges have an equal chance
to decide these important issues. Though senior judges serve
a vital role on our court, by assuming senior status, they pass
the torch to others to set this court’s jurisprudence in the
exceptional cases requiring en banc review.
The tortuous path of this case challenges these norms. A
three-judge panel first decided the case in August 2020.
Duncan v. Becerra, 970 F.3d 1133 (9th Cir. 2020). Over the
dissent of a visiting judge, two active judges upheld the
district court’s injunction of California Penal Code § 32310,
which banned the possession of so-called “large capacity
DUNCAN V. BONTA 101
magazines.” Id. at 1140. This prompted the one and only en
banc vote in this case back in February 2021. See Duncan v.
Becerra, 988 F.3d 1209 (9th Cir. 2021). At the time, a
majority of active judges voted to vacate and rehear the
three-judge panel decision. An en banc panel of eleven
active judges was drawn. The en banc majority issued its
opinion along with a dissent joined by four judges of the
panel. Duncan v. Bonta, 19 F.4th 1087 (9th Cir. 2021) (en
banc). So far so good.
Things went awry after the Supreme Court vacated our
en banc panel decision in light of N.Y. State Rifle & Pistol
Assoc., Inc. v. Bruen, 597 U.S. 1 (2022). See Duncan v.
Bonta, 142 S. Ct. 2895 (2022). By that point in June 2022,
our court’s composition had changed dramatically. Three
judges on the en banc panel had taken senior status and four
new judges were appointed to the Ninth Circuit.
Rather than decide the case based on the clear commands
of Bruen, the en banc panel remanded the case to the district
court. See Duncan v. Bonta, 49 F.4th 1228 (9th Cir. 2022)
(en banc). It didn’t have to be this way. Although several
of the en banc judges had gone senior, § 46(c) would have
permitted those senior judges to decide the merits of the case
post-Bruen. That’s because the Supreme Court vacated our
prior en banc decision and senior judges may “continue to
participate in the decision of a case or controversy that was
heard or reheard by the court in banc at a time when such
judge was in regular active service.” 28 U.S.C. § 46(c). So
the en banc panel, even with the three senior judges, could
have resolved the merits of this case then and there. Judge
VanDyke and I dissented from that decision because we
thought remanding to the district court simply kicked the can
down the road. But the majority of the en banc panel
disagreed. Not only did the majority remand the case to the
102 DUNCAN V. BONTA
district court, but it issued a mandate with its decision. See
Duncan v. Bonta, 49 F.4th 1228 (9th Cir. 2022). Issuance of
the mandate returns the case to the district court to
implement our decision—generally ending our involvement
in the matter unless a party appeals the case anew. See
Calderon v. Thompson, 523 U.S. 538, 550 (1998).
After remand, in September 2023, the district court once
again enjoined California Penal Code § 32310—this time
under Bruen. See Duncan v. Bonta, 695 F. Supp. 3d 1206
(S.D. Cal. 2023). But by late 2023, two more members of
the en banc panel had assumed senior status and four more
judges were appointed to the Ninth Circuit. To recap, that
means that five out of the eleven judges on the en banc panel
had taken senior status. And eight new judges joined the
Ninth Circuit since the February 2021 en banc vote.
By giving up authority over the case, we should have
returned to regular order and followed the norms of appellate
review. With a new district court decision under new
Supreme Court precedent, eight new judges, and now five
senior judges on the en banc panel, we should have let a
regular three-judge panel take a crack at deciding the case.
If the full court disagreed with the three-judge panel’s
resolution, we could have taken a new en banc vote and then
reconstituted the en banc panel with only active judges.
Under this straightforward approach, all active judges would
have participated in the en banc vote and would have been
eligible to be drawn on the en banc panel. But that is not
what happened.
When California filed its emergency motion to stay the
injunction, the en banc panel voted to take possession of the
case immediately. See Duncan v. Bonta, No. 23-55805,
2023 U.S. App. LEXIS 25723* (9th Cir. Sept. 28, 2023)
DUNCAN V. BONTA 103
(unpublished) (granting administrative stay over appeal).
This power grab was without precedent. For the first time in
our court’s history, an en banc panel decided an emergency
appellate motion in the first instance. Four active judges
dissented from the en banc majority’s unorthodox move.
The en banc majority—with only two active judges —then
stayed the district court’s injunction. See Duncan v. Bonta,
83 F.4th 803 (9th Cir. 2023). And it did all this without ever
consulting our full court or benefiting from a three-judge
panel’s review of the case. Once again, four active judges
dissented from the merits of the en banc majority’s decision.
Judge Nelson dissented to raise his concerns that we are
violating § 46(c). Id. at 807 (Nelson, J., dissenting).
Now, the en banc majority’s overreach achieves its end
result: five senior judges with two active judges tagging
along craft and shape an en banc opinion in a divisive area
of constitutional law years after assuming senior status.
Over the objection of four active judges, the en banc
majority cements the Second Amendment ruling for our
court. But because of the lack of any en banc vote since
2021, this ruling stands despite six active judges ruling the
other way and only two active judges supporting the en banc
majority. Whether § 46(c) or our rules permit this, it was
unwise to do so. As Judge Nelson persuasively shows, our
actions in this case are unprecedented and once again make
us an outlier among circuit courts. See R. Nelson Dissent
80–98 (establishing that the history of en bancs in the Ninth
Circuit and other circuits does not support the majority’s
decision to proceed en banc here). Although I appreciate my
colleagues’ new-found interest in history and tradition,
Judge Nelson shows that our uniquely odd maneuvering here
is the first of its kind.
104 DUNCAN V. BONTA
We should have chosen to conduct ourselves differently.
We should have returned to regular order. If a three-judge
panel decided the case in the first instance, then an en banc
vote could have been taken, and all active judges would have
had the opportunity to be drawn for our en banc panel. At
the very least, this would have assured the parties and the
public that we handled this case under our usual norms. It
would have guarded against impressions of an entrenched en
banc majority trying to maintain a certain result. And it
would have advanced respect for our process and our court.
Too bad we didn’t take this easy path.
I thus respectfully dissent from the majority’s order.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VIRGINIA DUNCAN; PATRICK No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VIRGINIA DUNCAN; PATRICK No.
0223-55805 LOVETTE; DAVID MARGUGLIO; CHRISTOPHER WADDELL; D.C.
03CALIFORNIA RIFLE & PISTOL 3:17-cv-01017- ASSOCIATION, INC., a California BEN-JLB corporation, Plaintiffs-Appellees, ORDER v.
04ROB BONTA, in his official capacity as Attorney General of the State of California, Defendant-Appellant.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT VIRGINIA DUNCAN; PATRICK No.
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This case was decided on March 20, 2025.
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