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No. 10114206
United States Court of Appeals for the Ninth Circuit
United States v. Shen Zhen New World I, LLC
No. 10114206 · Decided September 11, 2024
No. 10114206·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 11, 2024
Citation
No. 10114206
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-972
D.C. No.
Plaintiff - Appellee,
2:20-cr-00326-
JFW-4
v.
SHEN ZHEN NEW WORLD I, LLC,
OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Central District of California
John F. Walter, District Judge, Presiding
Argued and Submitted July 19, 2024
Pasadena, California
Filed September 11, 2024
Before: Kim McLane Wardlaw, Richard A. Paez, and
Gabriel P. Sanchez, Circuit Judges.
Opinion by Judge Sanchez
2 USA V. SHEN ZHEN NEW WORLD I, LLC
SUMMARY*
Criminal Law
The panel affirmed a real estate development company’s
convictions on three counts of honest services mail and wire
fraud, in violation of 18 U.S.C. §§ 1341, 1343, 1346; one
count of federal-program bribery, in violation of 18 U.S.C.
§ 666(a)(2); and four counts of interstate and foreign travel
in aid of racketeering, in violation of the Travel Act, 18
U.S.C. § 1952(a)(3).
The company, Shen Zhen New World I, LLC (“Shen
Zhen”), was owned and operated by Chinese billionaire Wei
Huang who, for nearly forty years, lavished extravagant Las
Vegas hotel stays, gambling chips, and prostitutes on then-
Los Angeles City Councilmember Jose Huizar. Shen Zhen
sought to redevelop the L.A. Grand Hotel into Los Angeles’s
tallest skyscraper. Huang’s right-hand man confided in
Huizar’s aide that Huang’s strategy was to “give, give, give”
so that he could later make a “big ask” for Huizar’s support
on the redevelopment project.
The panel held that sufficient evidence supports the
convictions. The panel rejected Shen Zhen’s argument that
the Government’s failure to establish either an agreement
between the parties or any official action by Huizar taints all
of the counts against the company. When based on bribery,
conviction for honest-services fraud requires proof of the
bribe-giver’s intent to enter a quid pro quo. But the bribery
offense does not require an agreement to enter a quid pro quo
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. SHEN ZHEN NEW WORLD I, LLC 3
with the public official when the defendant is the bribe-giver.
A defendant offering a benefit to a public official with the
intent to influence any official act in exchange suffices.
Viewing the evidence in the light most favorable to the
prosecution, the evidence at trial was more than sufficient to
support conviction for honest-services fraud. The same
evidence also supports Shen Zhen’s convictions for federal-
program bribery and Travel Act violations, which entail the
same or more permissive mens rea requirements.
The panel held that the district court did not err in its jury
instructions. Shen Zhen argued that the district court denied
it a fair trial by refusing to give its proposed instruction on a
quid pro quo. The panel wrote that the proposed instruction
was not legally sound because bribery does not require an
agreement to enter a quid pro quo with the public official;
that Shen Zhen’s reliance on campaign-contribution
precedents does not alter this conclusion; that a proposed
instruction requiring the jury to find that Huizar clearly
identified “specified official acts” was also legally unsound;
and that a proposed instruction on the difference between
unlawful bribery and “lawful ingratiation” was unnecessary.
The panel affirmed Shen Zhen’s Travel Act convictions.
Shen Zhen argued that California’s bribery statutes are too
broad to serve as predicates under the “categorical approach”
required under the Travel Act. The panel determined that, as
construed by the California courts, bribery under California
law is broader than the Travel Act’s generic definition of
bribery. The panel held, however, that the mismatch between
the generic definition of bribery under the Travel Act and
California bribery statutes do not require vacating Shen
Zhen’s convictions because the jury convicted Shen Zhen
based on elements that conform to the generic definition of
bribery under the Travel Act.
4 USA V. SHEN ZHEN NEW WORLD I, LLC
The panel held that the district court properly admitted
evidence of Huizar’s general-pay-to-play scheme but
wrongly excluded Huang’s alleged statements about his state
of mind regarding his gift-giving. The panel concluded that
the error was harmless and does not warrant reversal of the
jury’s verdict.
COUNSEL
Susan S. Har (argued), James J. Buxton, Brian R. Faerstein,
and Veronica Dragalin, Assistant United States Attorneys,
Public Corruption & Civil Rights Section; Rajesh R.
Srinivasan and Patrick Castaneda, Assistant United States
Attorneys; David R. Friedman, Criminal Appeals, Section;
Mack E. Jenkins and Bram M. Alden, Assistant United
States Attorneys, Chiefs, Criminal Division; E. Martin
Estrada, United States Attorney; United States Department
of Justice, Office of the United States Attorney, Los
Angeles, California; for Plaintiff-Appellee.
Jacob M. Roth (argued), Harry S. Graver, and Alexis Zhang,
Jones Day, Washington, D.C.; Richard M. Steingard, Law
Offices of Richard M. Steingard, Los Angeles, California;
Defendant-Appellant.
USA V. SHEN ZHEN NEW WORLD I, LLC 5
OPINION
SANCHEZ, Circuit Judge:
For nearly four years, Chinese billionaire Wei Huang
lavished extravagant Las Vegas hotel stays, gambling chips,
and prostitutes on then-Los Angeles City Councilmember
Jose Huizar. Huang owned and operated Defendant-
Appellant Shen Zhen New World I, LLC (“Shen Zhen”), a
real estate development company, that sought to redevelop
the L.A. Grand Hotel into Los Angeles’s tallest skyscraper.
Huizar was not only the councilmember of the district that
encompassed the hotel but also a key figure on committees
that oversaw all development in the city. Huang’s right-hand
man confided in Huizar’s aide that Huang’s strategy was to
“give, give, give” so that he could later make a “big ask” for
Huizar’s support on the redevelopment project.
In 2022, a federal jury convicted Shen Zhen on three
counts of honest-services mail and wire fraud, in violation of
18 U.S.C. §§ 1341, 1343, 1346; one count of federal-
program bribery, in violation of 18 U.S.C. § 666(a)(2); and
four counts of interstate and foreign travel in aid of
racketeering, in violation of the Travel Act, 18 U.S.C.
§ 1952(a)(3). Although indicted along with Shen Zhen,
Huang never stood trial and remains a fugitive in China.
Shen Zhen now makes four arguments on appeal: (1) the
Government failed to present sufficient evidence to support
the jury convictions; (2) the district court abused its
discretion in formulating its jury instructions for quid pro
quo bribery; (3) California’s bribery statutes served as
improper predicate offenses for Shen Zhen’s Travel Act
convictions; and (4) the district court’s evidentiary rulings
warrant reversal. The district court had jurisdiction pursuant
6 USA V. SHEN ZHEN NEW WORLD I, LLC
to 18 U.S.C. § 3231, and we have jurisdiction pursuant to 28
U.S.C. § 1291. We affirm.
I.
In 2010, Shen Zhen bought downtown Los Angeles’s
L.A. Grand Hotel for $63 million. As confirmed by Huang’s
right-hand man Ricky Zheng, Huang hoped to transform the
13-story hotel into a 77-story mixed-use skyscraper that
would constitute the tallest tower in Los Angeles.
Then-Los Angeles City Councilmember Jose Huizar
held substantial authority over development in downtown
Los Angeles. The 15-member Los Angeles City Council
approves land-use “entitlements,” or city permissions to
build large-scale projects. Huizar was the councilmember
for Council District 14, which includes the downtown area
that contains the L.A. Grand Hotel. Other councilmembers
typically defer to the district councilmember’s preferences
regarding a real estate project in that member’s district.
Huizar also chaired the Planning and Land Use Management
Committee (“PLUM”), which hears and votes on
entitlements before providing recommendations to the full
City Council. As PLUM chair, Huizar set the committee’s
agenda and determined if the committee would consider a
project. Finally, Huizar was on the Economic Development
Committee that approves Transient Occupancy Tax rebates
for large-scale hotels. Real estate developers were thus
vying for meetings with Huizar and jockeying for his support
during the 2010s—a period of significant commercial real
estate growth in downtown Los Angeles.
Councilmember Huizar was concurrently running a
“pay-to-play” bribery scheme with Los Angeles developers.
Huizar’s office treated developers who provided Huizar with
money and perks as “friends of the office,” leveraging his
USA V. SHEN ZHEN NEW WORLD I, LLC 7
power to advance their projects. Huizar’s aide George
Esparza testified that he tracked requests from “friends of the
office” and relayed Huizar’s requests for benefits to
developers. Developers who failed to pay got “no play,” and
Huizar “would essentially pay no attention to their project.”
In 2013, Raymond Chan—a member of the Los Angeles
Department of Building and Safety and a friend of
Huang’s—introduced Huang to Huizar over dinner.
Huang’s assistants and Esparza also attended. Chan
explained to Huang that Huizar was the councilmember for
Council District 14, the PLUM chair, and ultimately the “big
boss” of downtown. Huang spoke limited English, often
communicating through bilingual associates, but responded
“very, very good” and gave a thumbs up. Esparza told Zheng
on multiple occasions over the coming years that Huizar
“could essentially make or break” a development project.
Huang understood Huizar’s power. The redevelopment
of the L.A. Grand Hotel required approximately four
entitlements overseen by PLUM and City Council: (1) a
specific plan project permit; (2) a “vesting tentative tract”
that allowed a developer to use a building for multiple uses,
such as a hotel and apartments; (3) the “Transfer of Floor
Area Rights” that allowed developers to add floors to a
building; and (4) a permit for the sale and service of alcohol.
Huang told Zheng and other employees that it was “very
important” to have Huizar’s support based on his ability to
expedite and approve the L.A. Grand Hotel’s
redevelopment.
Soon after their first meeting, Huang began inviting
Huizar to all-expense-paid trips to Las Vegas. These trips
included flights on a private jet, luxury hotel villas with
private pools, tens of thousands of dollars in gambling chips,
8 USA V. SHEN ZHEN NEW WORLD I, LLC
Rolls-Royce car services, expensive food and alcohol,
private casino hosts, and prostitutes. Huang called Huizar
“the VIP within the group” and treated him accordingly,
sitting next to Huizar in the Rolls-Royce, serving him first at
dinner, allowing him to pick the wine, providing him the
most gambling chips, and giving him “first pick” of the
prostitutes. Huang gave Huizar approximately $260,000 in
gambling chips over the course of four years and 20 trips to
Las Vegas. Huizar also joined Huang on other all-expense-
paid trips—what the Defense itself describes as “a gambling
junket to Australia and a golf outing to Pebble Beach.”
Zheng told Esparza that Huang’s plan with Huizar was to
“give, give, give” as an “investment” until the time was right
to make the “big ask” for Huizar’s support on the
redevelopment project.
Huang’s lavish gift-giving quickly made him a “friend of
the office” and “top priority” for Huizar. Huang frequently
made requests of Huizar en route to Las Vegas in the private
jet or soon after returning. Huizar’s support to Huang
included ensuring that permits for the initial multi-million-
dollar renovations of the L.A. Grand Hotel were “handled
properly,” helping negotiate the purchase of an adjacent
parking lot, resolving union disputes, issuing a city
certificate honoring a boarding school located in the L.A.
Grand Hotel, and holding a press conference for the school.
Huang and Huizar attempted to conceal the nature of
their close relationship. Huizar had trained Esparza to tell
developers that something was “important to the
councilmember” to solicit a bribe, rather than “directly say,
hey, we want this contribution for this vote.” For their Las
Vegas trips, Huang’s associates used false names for Huizar
on the private jet’s flight manifests, while Esparza would
cash out Huizar’s gambling chips in inconspicuous amounts
USA V. SHEN ZHEN NEW WORLD I, LLC 9
and give Huizar the cash in the bathroom. During a 2015
trip to the Palazzo casino, casino staff recognized Huizar and
requested that he sign a form affirming that he was not
gambling with public funds; Huizar refused and instead left
the casino floor. Huang subsequently stopped bringing
Huizar to Las Vegas for a “cooling-off period” because they
wanted to “be careful.”
Huang also assisted Huizar with a hush-money payment
after a sexual-harassment lawsuit threatened Huizar’s 2015
reelection campaign. A former staffer had sued Huizar for
sexual harassment in late 2013, and Huizar sought money
from Huang “to silence the other side.” During ongoing
discussions for the settlement money in 2014, Huizar moved
and voted for a resolution honoring Huang’s “achievements”
in a City Council proceeding. The resolution, which the rest
of City Council seconded, thanked Huang “for the
contributions he has and will continue to make to [the]
economy of the Fourteenth District.”
In an attempt to keep Huang’s assistance in Huizar’s
sexual harassment lawsuit “discreet and confidential,”
Huang funneled a $600,000 payment through a foreign shell
company and directed a Shen Zhen accounting employee to
wire the funds to a disbarred attorney and eventually to an
account at East West Bank in Pasadena. This payment
became the collateral for a private loan, which Huizar used
to settle his lawsuit.1 Huizar later won reelection and flew
to Las Vegas with Huang to celebrate. At a Las Vegas hotel
1
Huizar then made interest-only payments on this loan with other cash
he received from Huang. Following the corruption revelations against
Huizar, the East West Bank seized the collateral and Huizar never paid
Huang back for the $600,000 payment.
10 USA V. SHEN ZHEN NEW WORLD I, LLC
villa, Huizar thanked Huang for saving his political career
with the settlement money.
The year after Huizar’s reelection, Huang made his “big
ask.” Huang informed Huizar of his plans to convert the
L.A. Grand Hotel into a 77-floor mixed-use skyscraper.
Huang held meetings with architects, a real estate firm, and
consultants about the redevelopment in 2016, projecting that
he could finish the billion-dollar project by 2020 or 2021.
During a cigarette break with Huizar and staff at the
Sheraton Hotel that Huang also owned, Huang asked for
Huizar’s support on the redevelopment of the L.A. Grand
Hotel. Esparza testified that Huizar pledged “100 percent
support” to Huang for the project and explained what he
could do as the PLUM chair, including changing any
necessary ordinances, rezoning the project, and granting
entitlements for Huang to “go as high as he wants.”
Huizar began using his office to support the L.A. Grand
Hotel redevelopment project. On August 4, 2016, Huizar
organized a City meeting at Huang’s request to discuss the
project. In attendance were Huizar and his staff, Huang and
his project team, the Deputy Mayor, and the heads of two
City departments responsible for major redevelopment
work. Huang’s team presented its redevelopment plan, and
attendees discussed City programs such as Transfer of Floor
Area Rights and Transient Occupancy Tax rebates. After the
meeting, Huang asked Huizar for an official letter that would
help finance the project. Huang provided Huizar with a draft
letter trumpeting the redevelopment and the August 4 City
meeting. Huizar signed off on the letter despite
misrepresentations as to a “civic hearing” that never
occurred and false urgency about the status of the project’s
application. Huizar also steered Huang away from a land-
use consultant who was not loyal enough to Huizar. Their
USA V. SHEN ZHEN NEW WORLD I, LLC 11
Las Vegas trips together continued throughout, including
one trip taken the day after the August 4 City meeting.
The scheme began to unravel in February 2017, when
Huang learned from a Ceasars Palace hostess that the
Federal Bureau of Investigation (“FBI”) was investigating
Huizar. Huang instructed Zheng that there would be no
more trips to Las Vegas with Huizar. Huang also found out
that Huizar was involved in another sexual affair, which
Huang complained was “no good” for the L.A. Grand Hotel
redevelopment because he had “all his eggs in one basket
with Jose Huizar.” Huang sought to court another city
councilmember by taking him to Las Vegas, while he
supported Huizar’s wife in the 2020 election to fill Huizar’s
seat as he had termed out of office. In November 2018, the
FBI executed search warrants at Huizar’s office and home
and interviewed Huang about the investigation into Huizar.
The FBI also interviewed Zheng and seized his phone.
When Zheng informed Huang, Huang expressed alarm that
the FBI “may find him.” The following day, Huang fled to
China, where he remains a fugitive.
In November 2020, a grand jury indicted Shen Zhen,
Huang, Huizar, and three others on 41 counts related to the
corruption enterprise. The counts against Shen Zhen
consisted of three counts of honest-services mail and wire
fraud, in violation of 18 U.S.C. §§ 1341, 1343, 1346; one
count of federal-program bribery, in violation of 18 U.S.C.
§ 666(a)(2); and four counts of interstate and foreign travel
in aid of racketeering, in violation of the Travel Act, 18
U.S.C. § 1952(a)(3). The district court granted defendants’
motions for severance after determining that the
Government failed to present sufficient evidence that “a
single scheme exist[ed]” involving all defendants and there
12 USA V. SHEN ZHEN NEW WORLD I, LLC
was “a significant danger that defendants [would] be
severely prejudiced by a joint trial with their co-defendants.”
With Huang remaining a fugitive in China, the ten-day
trial against Shen Zhen began on October 27, 2022. The jury
deliberated for approximately four hours before convicting
Shen Zhen on all counts. Shen Zhen now appeals its
convictions.
II.
We review de novo the sufficiency of the evidence
supporting a conviction. United States v. Kimbrew, 944 F.3d
810, 813 (9th Cir. 2019). This review is “highly deferential”
to the jury’s verdict. United States v. Rubio-Villareal, 967
F.2d 294, 296 (9th Cir. 1992) (en banc). Evidence is
sufficient if, after viewing it “in the light most favorable to
the prosecution, any rational trier of fact could have found
the essential elements of the crime beyond a reasonable
doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979); see
also United States v. Nevils, 598 F.3d 1158, 1163–64 (9th
Cir. 2010) (en banc). A reviewing court draws “all
reasonable inferences” in favor of the government and
resolves “any conflicts in the evidence . . . in favor of the
jury’s verdict.” United States v. Alvarez-Valenzuela, 231
F.3d 1198, 1201–02 (9th Cir. 2000).
Shen Zhen challenges the sufficiency of the evidence on
the ground that it “did not commit federal ‘bribery.’” It
argues that federal bribery requires a “quid pro quo for
official action” but the Government proved at trial nothing
more than “lawful ingratiation.” Shen Zhen asserts that the
Government’s failure to establish either an agreement
between the parties or any official action by Huizar taints all
of the counts against the company, necessitating acquittal or
a new trial. We disagree.
USA V. SHEN ZHEN NEW WORLD I, LLC 13
When based on bribery, conviction for honest-services
fraud requires proof of the bribe-giver’s intent to enter a quid
pro quo. The federal bribery statute, 18 U.S.C. § 201,
criminalizes “directly or indirectly, corruptly giv[ing],
offer[ing] or promis[ing] anything of value to any public
official . . . with intent” “to influence any official act,” “to
influence such public official” to commit fraud on the United
States, or “to induce such public official . . . to do or omit to
do any act in violation of the lawful duty of such official.”
Id. § 201(b)(1); see also McDonnell v. United States, 579
U.S. 550, 562 (2016).2 Bribery contemplates a quid pro quo;
that is, bribery requires the “specific intent to give or receive
something of value in exchange for an official act.” United
States v. Sun-Diamond Growers of California, 526 U.S. 398,
404–05 (1999); see also United States v. Garrido, 713 F.3d
985, 996–97 (9th Cir. 2013). But conviction for federal
bribery does not require that an official act be performed by
the public official receiving the bribe. See McDonnell, 579
U.S. at 572 (“[A] public official is not required to actually
make a decision or take an [official] action . . . ; it is enough
that the official agree to do so.”). Rather, the crime of
bribery is completed when the bribe-giver offers or gives
something of value to the public official with the requisite
“intent to influence an official act.” Sun-Diamond, 526 U.S.
at 404 (internal quotation marks omitted). This showing
conforms to the plain language of the honest-services fraud
statute, which prohibits any “scheme or artifice to defraud”
that “deprive[s] another [such as a public official’s
2
While 18 U.S.C. § 201 by its terms applies only to federal “public
official[s],” id. § 201(a)(1), section 666 extends the prohibition against
bribery to state and local officials employed by agencies that receive
federal funds. See Salinas v. United States, 522 U.S. 52, 58 (1997).
14 USA V. SHEN ZHEN NEW WORLD I, LLC
constituents] of the intangible right of honest services.” 18
U.S.C. § 1346; see also McDonnell, 579 U.S. at 562–63.
In challenging its conviction, Shen Zhen conflates the
specific intent required of a bribe-giver with that of the
bribe-taker, i.e., a public official. A public official is guilty
of bribery if he agrees to “receive[] a thing of value knowing
that it was given with the expectation that the official would
perform an ‘official act’ in return.” McDonnell, 579 U.S. at
572. The bribe-taking official need not “intend to perform
the ‘official act,’ so long as he agrees to do so.” Id.
Furthermore, “[t]he agreement need not be explicit, and the
public official need not specify the means that he will use to
perform his end of the bargain.” Id.
When the defendant is the bribe-giver, however, the
bribery offense does not require an agreement to enter into a
quid pro quo with the public official. Under the plain terms
of § 201, the bribe-giver commits bribery when he
“corruptly gives, offers or promises anything of value to any
public official” “with intent . . . to influence any official act.”
18 U.S.C. § 201(b)(1). Thus, “[t]he crime of offering a bribe
is completed when a defendant expresses an ability and a
desire to pay the bribe.” United States v. Rasco, 853 F.2d
501, 505 (7th Cir. 1988).
In United States v. Suhl, 885 F.3d 1106 (8th Cir. 2018),
the defendant was convicted of bribing an Arkansas state
official. Relying on United States v. McDonnell, the Eighth
Circuit distinguished the intent requirement for the bribe-
giver from that of the bribe-taker. Id. at 1109, 1112. The
court held, “Neither [§§ 201, 666], nor McDonnell, imposes
a universal requirement that bribe payors and payees have a
meeting of the minds about an official act.” Id. at 1113.
Rather, “[a] payor defendant completes the crimes of honest-
USA V. SHEN ZHEN NEW WORLD I, LLC 15
services and federal-funds bribery as soon as he gives or
offers payment in exchange for an official act, even if the
payee does nothing or immediately turns him in to law
enforcement.” Id.
Several of our sister circuits have drawn the same mens
rea distinction between bribe-givers and bribe-takers that
Suhl adopted. See, e.g., United States v. Silver, 948 F.3d
538, 551 (2d Cir. 2020) (noting there need not be a “meeting
of the minds between the payor and the official as to the
corrupt purpose of the payments”); United States v. Ring,
706 F.3d 460, 467 (D.C. Cir. 2013) (A bribe-giver is guilty
of honest-services bribery “where he offers an official
something of value with a specific intent to effect a quid pro
quo even if that official emphatically refuses to accept.”);
Rasco, 853 F.2d at 505; cf. United States v. Lindberg, 39
F.4th 151, 172 (4th Cir. 2022) (Section 666 criminalizes the
act of a bribe-giver who “intended for the official to engage
in some specific act” in return for payment (citation
omitted)). Thus, a defendant offering a benefit to a public
official with the intent “to influence any official act” in
exchange suffices for federal bribery charges. 18 U.S.C.
§ 201(b)(1)(A); see also id. § 666(a)(2); Sun-Diamond, 526
U.S. at 404–05.
Viewing the evidence in the light most favorable to the
prosecution, see Jackson, 443 U.S. at 319, the evidence at
trial was more than sufficient to support conviction for
honest-services fraud. The Government demonstrated
Huang’s specific intent to acquire the L.A. Grand Hotel to
build a 77-story mixed-use skyscraper that would constitute
the tallest tower in Los Angeles, and Huang viewed Huizar
as “an investment” in his plan. The evidence established that
Shen Zhen provided benefits—amounting to over one
million dollars—to Huizar intending to receive official
16 USA V. SHEN ZHEN NEW WORLD I, LLC
action supporting Huang’s L.A. Grand Hotel redevelopment
project. Huang took Huizar on over a dozen all-expense-
paid trips to Las Vegas, furnished him with hundreds of
thousands of dollars in gambling chips, expensive food and
alcohol, and prostitutes, and helped settle Huizar’s sexual
harassment lawsuit with a $600,000 payment—all in
exchange for Huang’s “big ask”: official support from
Huizar on the redevelopment of the L.A. Grand Hotel.
Shen Zhen argues that the quid pro quo must be clear to
distinguish bribery from “goodwill gift[-giving].” Shen
Zhen explains that “something is a bribe (or not) ‘at the time’
the gift is given,” and a “gift cannot become a bribe
retrospectively.” As discussed above, however, all that the
law requires to establish bribery is a defendant’s specific
intent to receive future official acts on a specific matter at
the time the defendant pays or offers something of value in
return. See Sun-Diamond, 526 U.S. at 404–05; Rasco, 853
F.2d at 505; Suhl, 885 F.3d at 1113. Huang did not need to
voice his requests for official action explicitly at the same
moment he paid for Huizar’s trips to Las Vegas or provided
other benefits. Instead, as the evidence showed, Huang’s
intent was to “give, give, give” before making the “big ask,”
an intent made clear by Esparza’s testimony that Huizar
agreed to “100 percent support” the redevelopment project
through official acts such as changing ordinances, rezoning
the building, and moving the project through the PLUM
committee he chaired.3
3
Shen Zhen’s concern—that ingratiation may be misconstrued as
bribery in retrospect—is misplaced. Under §§ 201 and 666, a bribe must
be “corruptly” given or offered with the specific intent to influence
official action. See Lindberg, 39 F.4th at 172. This mens rea
USA V. SHEN ZHEN NEW WORLD I, LLC 17
Huizar’s official act prior to Huang’s “big ask” also
supports the jury’s verdict. An “‘official act’ is a decision or
action on a ‘question, matter, cause, suit, proceeding or
controversy’” that “involve[s] a formal exercise of
governmental power that is similar in nature to . . . a hearing
before a committee.” McDonnell, 579 U.S. at 574 (quoting
18 U.S.C. § 201(a)(3)). Again, “[t]he agreement need not be
explicit, and the public official need not specify the means”
for an official act. Id. at 572. During the discussions with
Huang over the lawsuit settlement payment, Huizar moved
and voted for a City resolution honoring Huang in a formal
City Council proceeding. Although “[s]etting up a meeting,
talking to another official, or organizing an event (or
agreeing to do so)—without more—does not fit th[e]
definition of ‘official act,’” this resolution was “a formal
exercise of governmental power” so as to qualify as an
official act. Id. at 574. The Government argued that the
official City resolution bolstered Huang’s professional
reputation with the City Council, which was to later vote on
his redevelopment project. The jury, in its special verdict
form, found that Shen Zhen had provided financial benefits
to Huizar with the specific intent of receiving an “official
act”: Huizar’s introduction and vote on a City resolution that
would enhance Shen Zhen and Huang’s “professional
reputation and marketability” in Los Angeles and benefit
requirement protects against the possibility that goodwill gift-givers,
harboring no intent to receive official action in exchange for their gifts,
will later be deemed to have given a bribe.
18 USA V. SHEN ZHEN NEW WORLD I, LLC
Shen Zhen’s redevelopment of the L.A. Grand Hotel. 4
Substantial evidence supports the jury’s official act finding.
Finally, a reasonable jury could find that Huang’s
concealment efforts evinced his intent to commit bribery in
support of the jury’s verdict. The evidence established that
Huang gave Huizar gambling chips in private VIP rooms,
Huang knew that Huizar had directed Esparza to cash out the
chips, Huang’s associates listed false names for Huizar
during their trips, and Huang sought a “cooling-off period”
for their Las Vegas trips after Palazzo casino security
personnel confronted Huizar. Huang also concocted a
scheme to provide Huizar with a $600,000 payment to settle
a sexual harassment lawsuit through a shell company and a
disbarred attorney’s trust account. These facts support the
jury’s finding that Huang, as the owner and agent of Shen
Zhen, acted with the requisite corrupt intent to commit
bribery.
The same evidence also supports Shen Zhen’s
convictions for federal-program bribery (18 U.S.C.
§ 666(a)(2)) and Travel Act (18 U.S.C. § 1952(a)(3))
violations, which entail the same or more permissive mens
rea requirements. See 18 U.S.C. § 666(a)(2) (prohibits
corruptly giving benefit “with intent to influence or
reward”); Garrido, 713 F.3d at 996 (“[Section] 666 does not
require a jury to find a specific quid pro quo.”); Perrin v.
United States, 444 U.S. 37, 42 (1979) (construing Travel Act
4
Huizar also convened multiple meetings and held a press conference
for Huang, in addition to signing a letter to help Huang with the financing
of L.A. Grand Hotel’s redevelopment. While these constituent services
are not “official acts” under § 201(a)(3), they are probative of Shen
Zhen’s intent to influence an official act in furtherance of the hotel’s
redevelopment. See McDonnell, 579 U.S. at 573.
USA V. SHEN ZHEN NEW WORLD I, LLC 19
to make a “federal offense to travel or use a facility in
interstate commerce to commit ‘extortion [or] bribery . . . in
violation of the laws of the State in which committed or of
the United States.’” (quoting 18 U.S.C. § 1952(b))). 5
Because a rational factfinder “could have found the essential
elements of the crime beyond a reasonable doubt,” Jackson,
443 U.S. at 319, we hold that sufficient evidence supports
Shen Zhen’s jury convictions.
III.
We review for abuse of discretion a district court’s
formulation of the jury instructions but review de novo
whether the instructions misstate the law and adequately
cover the defense’s theory of the case. United States v.
Rodriguez, 971 F.3d 1005, 1017 (9th Cir. 2020); United
States v. Flucas, 22 F.4th 1149, 1154 (9th Cir. 2022). “[A]
defendant is entitled to an instruction concerning [its] theory
of the case if the theory is legally sound and evidence in the
case makes it applicable, even if the evidence is weak,
insufficient, inconsistent, or of doubtful credibility,” as long
as a jury “could rationally sustain the defense.” United
States v. Kayser, 488 F.3d 1070, 1076 (9th Cir. 2007)
5
Prior to oral argument, Shen Zhen submitted a supplemental authority
letter citing the Supreme Court’s recent decision in Snyder v. United
States, 144 S. Ct. 1947 (2024). Snyder is inapposite, as it concerns an
alleged bribe-taker (a local mayor) under 18 U.S.C. § 666(a)(1), not a
bribe-giver under § 666(a)(2). See Snyder, 144 S. Ct. at 1954–55.
Snyder also held that § 666(a)(1)(B) does not make it a “federal crime
for state and local officials to accept gratuities for their past official
acts.” Id. at 1954 (emphases added). As Defendant concedes, “Snyder
specifically excluded gratuities from [§ 666’s] scope” whereas “this case
instead involves goodwill gifts.” Snyder’s analysis of a public official’s
criminal liability for receiving gratuities for past official acts is irrelevant
to this appeal.
20 USA V. SHEN ZHEN NEW WORLD I, LLC
(citations omitted); see also United States v. Marguet-
Pillado, 648 F.3d 1001, 1006 (9th Cir. 2011). “A defendant
is not entitled to any particular form of instruction, nor is he
entitled to an instruction that merely duplicates what the jury
has already been told.” United States v. Kaplan, 836 F.3d
1199, 1215 (9th Cir. 2016) (citation omitted).
Shen Zhen argues that the district court denied it a fair
trial by refusing to give the jury its proposed instruction on
a quid pro quo. It contends that even assuming the
Government’s evidence was sufficient to deduce quid pro
quo bribery, the court’s jury instructions failed to distinguish
between an illicit bribe and a “goodwill gift,” requiring a
new trial. We conclude that the district court did not err in
its jury instructions.
Shen Zhen’s proposed jury instruction No. 35 stated that
for “[a]ll counts,” the jury would have to find that Huang
provided gifts “in exchange for Councilman Huizar’s
agreement to take one or more of the specified official acts
to benefit the L.A. Grand Hotel project.” Although Shen
Zhen’s theory of the case may have been that it was
conducting “lawful ingratiation” and not bribery, a
defendant’s entitlement to an instruction requires that the
theory be “legally sound.” Kayser, 488 F.3d at 1076 (citation
omitted). Shen Zhen’s proposed instruction is not legally
sound because bribery does not require an agreement to enter
into a quid pro quo with the public official. See Sun-
Diamond, 526 U.S. at 404–05; discussion supra Part II.
Shen Zhen’s reliance on campaign-contribution
precedents does not alter our conclusion. Shen Zhen cites
Citizens United v. Federal Election Commission for the
proposition that “[i]ngratiation and access . . . are not
corruption,” but the Supreme Court was addressing the
USA V. SHEN ZHEN NEW WORLD I, LLC 21
distinct context of corporate political donations as a form of
speech. See 558 U.S. 310, 360 (2010). As Citizens United
noted, political campaign contributions enjoy unique First
Amendment protections that stand in contrast to federal laws
“preventing quid pro quo corruption.” Id. at 361. Shen
Zhen’s reliance on Buckley v. Valeo, 424 U.S. 1 (1976) is
similarly inapt because Shen Zhen’s benefits to Huizar were
indisputably not political campaign contributions and
Huang—as a foreign national—was barred from making any
direct or indirect campaign contributions. See 52 U.S.C.
§ 30121.
It is in the political-contributions context that the
Government must prove that a defendant public official
received a contribution “in return for an explicit promise or
undertaking” to perform or not perform an official act.
McCormick v. United States, 500 U.S. 257, 273 (1991)
(emphasis added); see also McCutcheon v. Fed. Election
Comm’n, 572 U.S. 185, 209 (2014) (“The line between quid
pro quo corruption and general influence may seem vague at
times, but the distinction must be respected in order to
safeguard basic First Amendment rights.”); Fed. Election
Comm’n v. Cruz, 596 U.S. 289, 308 (2022) (same). In
contrast, the Government here was required to show that a
defendant bribe-giver possessed the “specific intent” to enter
a quid pro quo for an official act at the time it offered or gave
something of value to the public official. See Garrido, 713
F.3d at 996–97 (quoting Sun-Diamond, 526 U.S. at 404–05).
Shen Zhen’s proposed instruction thus incorrectly required
the jury to find that Huizar entered into an express agreement
to perform an official act.
The proposed instruction requiring the jury to find that
Huizar clearly identified “specified official acts” he would
perform for Huang is also legally unsound. As McDonnell
22 USA V. SHEN ZHEN NEW WORLD I, LLC
v. United States makes clear, the corrupt “agreement need
not be explicit, and the public official need not specify the
means that he will use to perform his end of the bargain.”
579 U.S. at 572 (emphasis added).
Finally, Shen Zhen contends that its instruction was
necessary to instruct the jury on the difference between
unlawful bribery and “lawful ingratiation.” The proposed
instruction stated, “The fact that the person who provides the
financial benefit to the public official seeks to ingratiate
himself or obtain access to the public official is not
sufficient.” The instruction was unnecessary. The jury was
already instructed on each substantive count that it had to
find the requisite intent to influence an official action
through the exchange of benefits, beyond general goodwill-
building or ingratiation. The honest-services fraud counts
required a finding of “financial benefits that defendant
provided intending, at the time, to receive in exchange at
least one official act by Jose Huizar in connection with the
approval of the redevelopment of the L.A. Grand Hotel.”
The federal-program bribery counts required finding that
Shen Zhen gave or offered benefits “intended to influence
[Huizar or Esparza] in connection with the redevelopment of
the L.A. Grand Hotel.” And the Travel Act counts required
finding that Shen Zhen “provided [benefits] in exchange for
Jose Huizar agreeing to perform official acts to benefit the
redevelopment of the L.A. Grand Hotel.” Shen Zhen was
not entitled to further instruction on ingratiation “that merely
duplicate[d] what the jury ha[d] already been told.” Kaplan,
836 F.3d at 1215.
IV.
As to the Travel Act counts, Shen Zhen argues that
courts must use the generic definition of bribery at the time
USA V. SHEN ZHEN NEW WORLD I, LLC 23
Congress enacted the Travel Act in 1961, and California’s
bribery statutes are too broad to serve as predicates under the
“categorical approach” required under the Travel Act. Shen
Zhen maintains that its Travel Act convictions fail as a
matter of law due to the inconsistency between the generic
definition of bribery and California law. To address Shen
Zhen’s contentions, we first must determine the meaning of
bribery under the Travel Act. Then we must determine
whether there is a mismatch between bribery under the
Travel Act and California law. Finally, we must determine
whether any mismatch requires vacating Shen Zhen’s Travel
Act convictions.
A.
“We begin with the language of the Travel Act itself.”
Perrin, 444 U.S. at 42; see also N.L.R.B. v. SW Gen., Inc.,
580 U.S. 288, 299 (2017) (“Our analysis of [the statute]
begins with its text.”). With the statutory title of “Interstate
and foreign travel or transportation in aid of racketeering
enterprises,” the Travel Act states:
Whoever travels in interstate or foreign
commerce or uses the mail or any facility in
interstate or foreign commerce, with intent
to—
(1) distribute the proceeds of any
unlawful activity; or
(2) commit any crime of violence to
further any unlawful activity; or
(3) otherwise promote, manage,
establish, carry on, or facilitate the
promotion, management,
24 USA V. SHEN ZHEN NEW WORLD I, LLC
establishment, or carrying on, of any
unlawful activity,
and thereafter performs or attempts to
perform [an act described above, shall be
subject to fine or imprisonment.]
18 U.S.C. § 1952(a). In turn, “unlawful activity” means,
among other things, “extortion, bribery, or arson in violation
of the laws of the State in which committed or of the United
States.” Id. § 1952(b). The statute does not define “bribery”
or cite any other provision defining bribery. See id.
In the absence of an express definition in the Travel Act,
Shen Zhen argues that we should look to 18 U.S.C. § 201 for
a definition of “bribery.” However, binding precedent
forecloses this argument. In Perrin v. United States, the
Supreme Court applied the statutory canon that “words will
be interpreted as taking their ordinary, contemporary,
common meaning,” 444 U.S. at 42, holding that a “generic
definition of bribery, rather than a narrow common-law
definition, was intended by Congress” in the Travel Act, id.
at 49. The Court then held that “Congress intended ‘bribery
. . . in violation of the laws of the State in which committed’
as used in the Travel Act to encompass conduct in violation
of state commercial bribery statutes [outlawing bribery of
private individuals].” Id. at 50 (quoting 18 U.S.C.
§ 1952(b)).
We have similarly rejected the notion that “bribery” for
the purposes of § 201 controls other federal bribery statutes.
The defendant in United States v. Chi sought to confine the
term “bribery of a public official” as used in the money-
laundering statute, 18 U.S.C. § 1956, to “bribery” as used in
§ 201, “frequently referred to as ‘the federal bribery
USA V. SHEN ZHEN NEW WORLD I, LLC 25
statute.’” 936 F.3d 888, 896 (9th Cir. 2019) (quoting
McDonnell, 579 U.S. at 562). We noted that § 201 is
“merely one strand of an intricate web of regulations, both
administrative and criminal, governing the acceptance of
gifts and other self-enriching actions by public officials.” Id.
(quoting Sun-Diamond, 526 U.S. at 409). We held that
“‘bribery of a public official’ in § 1956 is defined by that
phrase’s ‘ordinary, contemporary, common meaning,’ and is
not constrained by 18 U.S.C. § 201, a statute to which § 1956
makes no reference.” Id. at 890–91 (quoting Perrin, 444
U.S. at 42). Like § 1956, the Travel Act makes no reference
to § 201 and instead refers to “bribery” as proscribed by “the
laws of the State in which committed or of the United
States.” 18 U.S.C. § 1952(b).
Case law does support, however, the conclusion that the
Travel Act proscribes a uniform type of conduct qualifying
as “bribery,” rather than deferring to a patchwork of state
law definitions. In United States v. Nardello, 393 U.S. 286
(1969), the Supreme Court interpreted “extortion” in the
Travel Act and held that “the inquiry is not the manner in
which States classify their criminal prohibitions but whether
the particular State involved prohibits the extortionate
activity charged.” Id. at 295. Similarly, in Taylor v. United
States, 495 U.S. 575 (1990), the Supreme Court interpreted
“burglary” in a sentence-enhancement statute which lacked
any definition of the term. See id. at 580. The Court held
that a generic definition applied, and not the definition
adopted by the state of conviction, because otherwise a
defendant committing the exact same conduct would receive
varying sentence enhancements depending on whether the
state classified the conduct as “burglary.” Id. at 590–92.
We have identified a generic definition of “bribery” in a
similar context. In Chi, we looked to Black’s Law
26 USA V. SHEN ZHEN NEW WORLD I, LLC
Dictionary and the 1962 Model Penal Code to determine the
“ordinary, contemporary, common meaning” of “bribery of
a public official” in 2001, when Congress passed 18 U.S.C.
§ 1956. See Chi, 936 F.3d 897 (“In 2001, the latest edition
of Black’s Law Dictionary defined ‘bribery’ as ‘[t]he corrupt
payment, receipt, or solicitation of a private favor for official
action.’” (quoting Bribery, Black’s Law Dictionary (7th ed.
1999))). We then listed the generic elements of public
bribery as requiring (1) “two parties—one who ‘paid,’
‘offered,’ or ‘conferred’ the bribe, and one who ‘received,’
‘solicited,’ or ‘agreed to accept’ it”; (2) “something to be
given by the bribe-giver—either a ‘private favor,’ a
‘pecuniary benefit,’ or ‘any benefit’”; and (3) “something to
be given by the bribe-taker—either ‘official action,’ ‘the
recipient's decision, opinion, recommendation, vote or other
exercise of discretion as a public servant,’ or ‘a violation of
a known legal duty as public servant.’” Id.
The generic definition of bribery in 1961 thus controls
what the Travel Act proscribes. Applying Chi’s
methodology here, Black’s Law Dictionary (4th ed. 1951)—
the latest edition in 1961—defines bribery as the “offering,
giving, receiving, or soliciting of any thing of value to
influence action as official or in discharge of legal or public
duty.” The first edition of the Model Penal Code similarly
defines a person “guilty of bribery” as one who “offers,
confers or agrees to confer upon another” “any pecuniary
benefit as consideration for the recipient’s decision, opinion,
recommendation, vote or other exercise of discretion as a
public servant, party official or voter” or “any benefit as
consideration for a violation of a known legal duty as public
servant or party official.” Model Penal Code § 240.1,
Bribery in Official and Political Matters (Am. Law Inst.,
1962); see also Chi, 936 F.3d at 897. Materially the same as
USA V. SHEN ZHEN NEW WORLD I, LLC 27
public bribery in 2001, public bribery in 1961 would
therefore require the following: (1) two parties—one who
“offered,” “conferred” or “agreed to confer” the thing, and
one who “received,” “solicited,” or “agreed to accept” it;
(2) something to be given by the bribe-giver—either a “thing
of value,” a “pecuniary benefit,” or “any benefit”; and
(3) something to be given by the bribe-taker—either
“official action,” “the recipient’s decision, opinion,
recommendation, vote or other exercise of discretion as a
public servant,” or “a violation of a known legal duty as
public servant.” Cf. Chi, 936 F.3d at 897.
This generic understanding of public bribery in 1961
thus requires both a contemplated (1) quid pro quo and
(2) an official act involving a public official. First, Black’s
describes giving “any thing of value” to “influence action,”
while the Model Penal Code describes conferring “pecuniary
benefit as consideration” for a recipient’s action. “Quid pro
quo”—or “one thing for another”—comfortably
encapsulates these descriptions of an exchange. Second,
Black’s requires that the bribe-giver seek to “influence
action as official or in discharge of legal or public duty,”
while the Model Penal Code describes the bribe recipient’s
contemplated “exercise of discretion as a public servant” or
“violation of a known legal duty as public servant.” An
“official act” captures this requirement.
B.
We now compare the generic definition of bribery under
the Travel Act to the California bribery statutes that served
as predicates to Shen Zhen’s Travel Act convictions. The
district court instructed the jury on three California bribery
statutes. First, California Penal Code § 67.5 proscribes
“giv[ing] or offer[ing] as a bribe” “any thing the theft of
28 USA V. SHEN ZHEN NEW WORLD I, LLC
which would be petty theft” to any California city employee.
Second, California Penal Code § 85 criminalizes “giv[ing]
or offer[ing] to give a bribe to . . . any member of the
legislative body of a city,” “or attempts by menace, deceit,
suppression of truth, or any corrupt means, to influence a
member in giving or withholding his or her vote, or in not
attending the house or any committee of which he or she is
a member.” Third, California Penal Code § 165 prohibits
“giv[ing] or offer[ing] a bribe to any member of any
common council” of any city “with intent to corruptly
influence such member in his action on any matter or subject
pending before, or which is afterward to be considered by,
the body of which he is a member.” In turn, a “bribe” is
defined by California law as giving or promising something
of value “with a corrupt intent to influence, unlawfully, the
person to whom it is given, in his or her action, vote, or
opinion, in any public or official capacity.” Cal. Penal Code
§ 7(6). The district court instructed the jury on these
California provisions.
Shen Zhen’s primary contention is that “bribery” under
the Travel Act requires a quid pro quo and a contemplated
official act, but California’s bribery statutes do not, and
therefore California’s bribery statutes categorically cannot
suffice as predicates. In People v. Gaio, 81 Cal. App. 4th
919 (2000), the California Court of Appeal held that bribery
under California law “does not require that a specific official
action be pending when the bribe is given, or that there be
proof that the bribe was intended to influence any particular
such act.” Id. at 929 (citing People v. Diedrich, 31 Cal. 3d
263 (1982)). “Rather,” the Court of Appeal stated, “it is
sufficient that the evidence reflect that there existed subjects
of potential action by the recipient, and that the bribe was
given or received with the intent that some such action be
USA V. SHEN ZHEN NEW WORLD I, LLC 29
influenced.” Id. Before the district court, the Government
acknowledged that bribery under California law does not
require a quid pro quo or a specific official act, and the
district court’s jury instructions reflected the same
understanding.
California bribery law does not require that a thing of
value be “intended to influence any particular . . . act” (a
quid pro quo) or that “a specific official action be pending
when the bribe is given” (an official act). Id. As construed
by the California courts, bribery under California law is
therefore broader than the Travel Act’s generic definition of
bribery.
C.
We must now determine if this mismatch between the
generic definition of bribery under the Travel Act and the
California bribery statutes requires vacating Shen Zhen’s
Travel Act convictions. We conclude that it does not. Even
if broader, state law violations can serve as predicates under
the Travel Act if the jury convicted the defendant based on
elements that conformed to the generic definition of the
crime.
The Supreme Court in Nardello noted that “Congress’
intent [in passing the Travel Act] was to aid local law
enforcement officials, not to eradicate only those
extortionate activities which any given State denominated
extortion.” 393 U.S. at 293–94. It then concluded that “the
acts for which appellees have been indicted fall within the
generic term extortion as used in the Travel Act.” Id. at 296.
The Court in Taylor likewise provided in the sentencing
context that the “categorical approach . . . may permit the
sentencing court to go beyond the mere fact of conviction in
a narrow range of cases where a jury was actually required
30 USA V. SHEN ZHEN NEW WORLD I, LLC
to find all the elements of generic burglary.” 495 U.S. at
602. 6 The Court has reiterated this rule in requiring a
sentencing judge to “look only to ‘the elements of the
[offense], not to the facts of [the] defendant’s conduct.’”
Mathis, v. United States, 579 U.S. 500, 510 (2016) (quoting
Taylor, 495 U.S. at 601).
The Government charged and the jury convicted Shen
Zhen based on required findings of both a specific intent to
enter a quid pro quo and to receive an official act—the
elements of the generic definition of “bribery” proscribed by
the Travel Act. Here, the jury instructions stated that the jury
had to find that Shen Zhen “performed the charged act . . .
in violation of [the California statutes].” For each “charged
act,” the jury was required to find that Shen Zhen “provided
[benefits] in exchange for Jose Huizar agreeing to perform
official acts to benefit the redevelopment of the L.A. Grand
Hotel.” The jury’s required findings specify the quid pro
quo (benefits in exchange for Huizar agreeing to perform)
and the official acts (Huizar acting in his official capacity to
benefit the redevelopment of the L.A. Grand Hotel). Indeed,
jury instruction language matches what Shen Zhen itself
proposed to the district court for the Travel Act jury
instructions, requiring a showing that Defendant “agreed to
pay [benefits] in exchange for . . . Huizar agreeing to take
official acts to benefit the L.A. Grand Hotel project.” Shen
Zhen has no cause to complain.
The jury therefore convicted Shen Zhen based on
elements that conform to the generic definition of “bribery”
6
Citing Perrin and Chi, Shen Zhen asserts that the court must apply a
“categorical approach” when analyzing predicate state law offenses
under the Travel Act. Neither case applied such an approach or requires
us to do so here.
USA V. SHEN ZHEN NEW WORLD I, LLC 31
under the Travel Act, not merely California’s broader “intent
to influence” without a specific official action in mind. See
Gaio, 81 Cal. App. 4th at 929, 931. Although a case could
exist in which only California law and not the Travel Act
proscribes certain conduct, Shen Zhen’s convictions do not
present that scenario. Because California law proscribes the
generic definition of bribery, for which a jury convicted
Defendant under the Travel Act, the California bribery
statutes were proper predicate offenses. We affirm
Defendant’s Travel Act convictions.
V.
We review for abuse of discretion a district court’s
evidentiary rulings. United States v. Boulware, 384 F.3d
794, 800–01 (9th Cir. 2004). We may affirm an evidentiary
ruling on any basis supported by the record, even if it differs
from the district court’s reasoning. United States v.
Alexander, 48 F.3d 1477, 1487 (9th Cir. 1995). We will
reverse “only if such error ‘more likely than not affected the
verdict.’” United States v. Schales, 546 F.3d 965, 976 (9th
Cir. 2008) (quoting United States v. Pang, 362 F.3d 1187,
1192 (9th Cir. 2004)); see also United States v. Gonzalez-
Flores, 418 F.3d 1093, 1099 (9th Cir. 2005) (requiring
reversal “unless there is a ‘fair assurance’ of harmlessness”
(citation omitted)).
Shen Zhen argues that it is entitled to a new trial because
the district court admitted evidence of “Huizar’s pay-to-play
dealings with other people in unrelated real-estate projects”
“that Huang knew nothing about.” Shen Zhen contends that
this evidence was prejudicial because it “allowed the
Government to brand Huang before the jury as just another
corrupt developer, buying an illicit product everyone knew
Huizar was selling.” In addition, Shen Zhen maintains the
32 USA V. SHEN ZHEN NEW WORLD I, LLC
district court wrongly excluded hearsay evidence concerning
Huang’s innocent state of mind.
We conclude that the district court properly admitted
evidence of Huizar’s general-pay-to-play scheme but
wrongly excluded Huang’s alleged statements about his state
of mind regarding his gift-giving. Because any error is
unlikely to have affected the verdict on this record, however,
we do not disturb the convictions on evidentiary grounds.
A.
Prior to trial, the district court granted Defendant’s
motion to exclude evidence of “other schemes” between
Huizar and other developers but permitted the Government
to present evidence of “the general framework of the pay-to-
play-scheme” where that framework “equally applied” to
Defendant. The district court also allowed the Government
to present evidence of Huizar’s money laundering, finding
“the fact that Huizar felt the need to go to such lengths to
conceal the cash tends to demonstrate that Huizar understood
that Mr. Huang and Shen Zhen intended to enter into a
corrupt relationship.”
Federal Rule of Evidence 404(b) supports admitting
evidence of Huizar’s general pay-to-play scheme. While
character evidence is inadmissible, evidence of “[o]ther
[c]rimes, [w]rongs, or [a]cts” may be admitted to “prov[e]
motive, opportunity, intent, preparation, plan[ning],
knowledge, identity, absence of mistake, or lack of
accident.” Fed. R. Evid. 404(b)(2). Evidence of other acts
must (1) “tend to prove a material issue;” (2) “not be too
remote in time;” (3) provide “sufficient evidence for a
reasonable jury to conclude that the [party] committed the
prior acts;” and (4) “when used to show knowledge and
intent, . . . be sufficiently similar to the charged offense.”
USA V. SHEN ZHEN NEW WORLD I, LLC 33
United States v. Jimenez-Chaidez, 96 F.4th 1257, 1264 (9th
Cir. 2024). The district court did not abuse its discretion in
admitting this evidence.
Discussion of how Huizar and his staff generally
interacted with developers was probative of Huizar’s motive,
intent, and plan to receive bribes at the time of his
relationship with Defendant, and was relevant to Huizar’s
“sufficiently similar” pay-to-play scheme with developer
Huang and Shen Zhen. See id.; see also United States v.
McCourt, 925 F.2d 1229, 1234 (9th Cir. 1991) (noting
evidence of third-party acts are admissible to show “a modus
operandi or a common plan”). Evidence is admissible to
establish “the circumstances surrounding the crime with
which the defendant has been charged” so that the jury can
“make sense of the testimony in its proper context.” United
States v. Ramirez-Jiminez, 967 F.2d 1321, 1327 (9th Cir.
1992). Here, Esparza explained that a developer who
provided benefits to Huizar would become a “friend of the
office” and receive favorable treatment on a project; Huizar
and the developer often used middlemen such as Esparza to
communicate; and a goal of the scheme was to maintain
Huizar’s political power and conceal the bribes.
The scheme’s general framework provided context for
Esparza’s testimony explaining how Huang became a
“friend of the office,” Esparza and Zheng became the
middlemen for advancing Huang’s redevelopment project,
and Huang supported Huizar’s reelection through concealed
funds. Esparza’s initial testimony on Huizar’s pay-to-play
methods provided “sufficient contextual or substantive
connection” to Shen Zhen’s involvement and was necessary
“to permit the prosecutor to offer a coherent and
comprehensible story regarding the commission of the
34 USA V. SHEN ZHEN NEW WORLD I, LLC
crime.” United States v. Vizcarra-Martinez, 66 F.3d 1006,
1012–13 (9th Cir. 1995).
Contrary to Defendant’s assertion, the Government did
not introduce evidence of specific examples of other
developers or their particular gifts to Huizar. Esparza
testified as to how Huizar’s office operated to solicit bribes
from “friends of the office,” but the jury did not hear
evidence of other named developers, their projects, or their
bribes.
Testimony from Huizar’s family members about his
money-laundering activities also directly concerned Shen
Zhen’s crimes. Huizar’s family members testified as to how
he used them to launder illicitly gained funds by asking them
to deposit cash with banks and then to write him checks. The
court allowed this testimony because it found the
Government had provided sufficient foundation that the cash
Huizar laundered through his family members, often
immediately after his Las Vegas trips, derived from Huang.
The family members’ testimony evinced acts in
furtherance of the bribery scheme between Huizar and
Defendant. “Just as acts and statements of co-conspirators
are admissible against other conspirators, so too are the
statements and acts of co-participants in a scheme to defraud
[through mail or wire fraud] admissible against other
participants.” United States v. Lothian, 976 F.2d 1257, 1262
(9th Cir. 1992). As the district court correctly found, the
evidence of Huizar’s money-laundering activities
demonstrated that Huizar perceived he was in a corrupt
relationship with Huang and that a bribery scheme existed
between the two men, even if Huang was unaware of how
Huizar was laundering the funds. See id. In addition, the
evidence showed that Huizar used his mother to launder
USA V. SHEN ZHEN NEW WORLD I, LLC 35
some of the cash Huang gave him in Las Vegas and then
make payments on the East West Bank loan that he had
received on account of Huang’s collateral. The district court
did not abuse its discretion in admitting probative evidence
of Huizar’s general pay-to-play bribery scheme and money-
laundering activities.
B.
During the Government’s direct examination of Zheng,
he testified that he had discussed with colleagues his
concerns about Huang giving Huizar casino chips. On cross-
examination, Zheng stated that he raised his concerns
directly with Huang. When defense counsel asked Zheng
about Huang’s response, the district court sustained the
Government’s objection on hearsay grounds. The court
erred in doing so.
Zheng’s expected testimony falls under the state-of-
mind exception to hearsay. Federal Rule of Evidence 803(3)
allows for the admission of “[a] statement of the declarant’s
then-existing state of mind (such as motive, intent, or plan)
or emotional . . . condition (such as mental feeling . . .).” As
the parties acknowledge, defense counsel sought to elicit
Huang’s out-of-court response to Zheng that Huang thought
he and Huizar “were just having fun,” “not doing anything
wrong,” and that he “had not asked . . . Huizar for anything.”
Had Zheng been able to offer this testimony, it would have
been probative not as to the truth of these statements but
whether Huang felt culpable in his interactions with Huizar.
See Wagner v. Cnty. of Maricopa, 747 F.3d 1048, 1052–53
(9th Cir. 2013) (“None of this testimony would have been
put forth in order to establish the truth of what he had said”
but “to show his state of mind at the time of the
conversation.”). Although Zheng could not testify as to the
36 USA V. SHEN ZHEN NEW WORLD I, LLC
factual basis for Huang’s mindset, see United States v.
Fontenot, 14 F.3d 1364, 1371 (9th Cir. 1994), at least some
of the excluded statements were probative of Huang’s “then-
existing state of mind” and “mental feeling” about his
actions—admissible as an exception to the rule against
hearsay. Fed. R. Evid. 803(3).
Nevertheless, we find that the court’s exclusion of
Zheng’s testimony constituted harmless error. The
overwhelming evidence that Shen Zhen participated in a
bribery scheme with the requisite corrupt intent far
outweighs the minimal scope of how Huang responded to
Zheng’s concerns. The Government presented substantial
evidence of Huang’s culpable mental state, including that
Huang passed Huizar gambling chips in discreet VIP rooms,
Huang was aware that Zheng used pseudonyms for Huizar
during the Las Vegas trips, and the men agreed to a “cooling-
off period” from Las Vegas after Palazzo casino security
personnel confronted Huizar. Huang later provided Huizar
with the $600,000 settlement payment through an elaborate
arrangement involving a shell company, a trusted employee
left in the dark about the reason for the transfer, and a
disbarred attorney’s trust account. Moreover, Zheng was
still able to testify as to Huang’s mens rea by describing how
Huang continued to take Huizar to Las Vegas even after
Zheng had voiced his concerns and how Huang persisted in
the redevelopment project after learning of the FBI’s
investigation.
Because it is highly unlikely that the district court’s
evidentiary error “affected the verdict” in light of the record
before the jury, Schales, 546 F.3d at 976 (citation omitted),
we conclude that the error was harmless and does not
warrant reversal of the jury’s verdict.
USA V. SHEN ZHEN NEW WORLD I, LLC 37
CONCLUSION
The Government presented sufficient evidence to
support Shen Zhen’s jury convictions, and the district court
did not abuse its discretion in formulating its jury
instructions for quid pro quo bribery. Further, California’s
bribery statutes served as proper predicate offenses for Shen
Zhen’s Travel Act convictions. Because no evidentiary
ruling or other error warrants reversal, Defendant’s
convictions are AFFIRMED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
02Walter, District Judge, Presiding Argued and Submitted July 19, 2024 Pasadena, California Filed September 11, 2024 Before: Kim McLane Wardlaw, Richard A.
03SHEN ZHEN NEW WORLD I, LLC SUMMARY* Criminal Law The panel affirmed a real estate development company’s convictions on three counts of honest services mail and wire fraud, in violation of 18 U.S.C.
04§§ 1341, 1343, 1346; one count of federal-program bribery, in violation of 18 U.S.C.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
FlawCheck shows no negative treatment for United States v. Shen Zhen New World I, LLC in the current circuit citation data.
This case was decided on September 11, 2024.
Use the citation No. 10114206 and verify it against the official reporter before filing.