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No. 10035718
United States Court of Appeals for the Ninth Circuit
United States v. Rosendo Valdivias-Soto
No. 10035718 · Decided August 9, 2024
No. 10035718·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
August 9, 2024
Citation
No. 10035718
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 20-10415
Plaintiff-Appellant, D.C. No.
5:18-cr-00505-
v. BLF-1
ROSENDO VALDIVIAS-SOTO,
OPINION
Defendant-Appellee.
Appeal from the United States District Court
for the Northern District of California
Beth Labson Freeman, District Judge, Presiding
Argued and Submitted March 28, 2023
San Francisco, California
Filed August 9, 2024
Before: Ronald M. Gould and Sandra S. Ikuta, Circuit
Judges, and Edward R. Korman, * District Judge.
Opinion by Judge Korman;
Dissent by Judge Ikuta
*
The Honorable Edward R. Korman, United States District Judge for the
Eastern District of New York, sitting by designation.
2 USA V. VALDIVIAS-SOTO
SUMMARY **
Criminal Law
The panel affirmed the district court’s judgment
dismissing an indictment charging Rosendo Valdivias-Soto
(“Valdivias”) with illegally reentering the United States after
he had previously been removed.
The district court granted Valdivias’s motion to dismiss
the indictment on the ground that the removal order
underlying the illegal reentry charge was invalid.
8 U.S.C. § 1326(d) sets forth three requirements for a
collateral challenge to a removal order.
The panel held that Valdivias satisfied the requirement
in 8 U.S.C. § 1326(d)(3) that the entry of the order was
fundamentally unfair. Valdivias’s right to counsel was
effectively lost in translation by the interpreter’s repeated
use of the Spanish word for “hire” in describing that right
during the removal hearing, incorrectly suggesting that
Valdivias could enjoy the privilege of being represented only
if he could pay for an attorney. As a result of the erroneous
translation, Valdivias did not enter a knowing and voluntary
waiver of the right to counsel. Because Valdivias was
nevertheless allowed to proceed pro se, his removal hearing
violated due process. The translation errors at his removal
hearing also rendered his waiver of the right to appeal
invalid, and the immigration judge’s acceptance of his
waiver therefore violated Valdivias’s due process rights.
**
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. VALDIVIAS-SOTO 3
The panel held that notwithstanding Valdivias’s failure
to appeal the removal order to the BIA, he satisfied the
requirement in 8 U.S.C. § 1326(d)(1) that the alien exhaust
any administrative remedies that may have been
available. The IJ’s erroneous advice about Valdivias’s right
to counsel was not an error on the merits, but a misstatement
concerning the procedural rules for obtaining administrative
remedies. Accordingly, the erroneous translations at
Valdivias’s removal hearing rendered administrative review
of his removal order unavailable.
The panel held that because Valdivias’s waiver of his
right to appeal was invalid, he satisfied the requirement in 8
U.S.C. § 1326(d)(2) that he was improperly deprived of the
opportunity for judicial review.
Judge Ikuta dissented. She wrote that Valdivias failed to
show that he met any of the requirements in § 1326(d), and
that in holding otherwise, the majority misreads the
applicable immigration laws and revives the long line of
Ninth Circuit cases—overruled by United States v. Palomar-
Santiago, 593 U.S. 321 (2021)—that concluded that where
one statutory requirement was met, the alien was
automatically excused from demonstrating the other two.
COUNSEL
Merry J. Chan (argued), Assistant United States Attorney;
Matthew M. Yelovich, Chief, Appellate Section, Criminal
Division; Stephanie M. Hinds, Acting United States
Attorney; Ismail J. Ramsey, United States Attorney;
Department of Justice, Office of the United States Attorney,
San Francisco, California; Scott Simeon, Assistant United
States Attorney, Department of Justice, Office of the United
4 USA V. VALDIVIAS-SOTO
States Attorney, San Jose, California; for Plaintiff-
Appellant.
Dejan M. Gantar (argued), Graham Archer, and Lara S.
Vinnard, Assistant Federal Public Defenders; Jodi Linker,
Federal Public Defender; Geoffrey A. Hansen, Acting
Federal Public Defender; Federal Public Defenders Office,
Northern District of California, San Jose, California; for
Defendant-Appellee.
OPINION
KORMAN, District Judge:
Rosendo Valdivias-Soto (“Valdivias”) was indicted for
illegally reentering the United States after he had previously
been removed. This appeal presents the issue of whether he
may successfully raise errors in his removal proceeding as a
defense to his indictment. The district court held that he
could and dismissed the indictment. It held that translation
errors and misstatements by the immigration judge (“IJ”)
about Valdivias’s rights to be represented by counsel and to
an appeal violated due process. We affirm.
I. Background
Valdivias, a 45-year-old native and citizen of Mexico,
first entered the United States illegally in 1999, at the age of
19. In 2011, he was convicted of conspiring to cultivate
marijuana in violation of California Penal Code § 182—a
felony at the time, but a misdemeanor in California today.
USA V. VALDIVIAS-SOTO 5
A. Removal Proceedings
While incarcerated for that offense, Valdivias appeared
without counsel via teleconference in removal proceedings
before an IJ. He speaks only Spanish and is unable to read
or write in Spanish or English. The IJ spoke to Valdivias,
along with other respondents at the proceedings, through a
Spanish interpreter. Throughout the hearing, the interpreter
translated the IJ’s statements about the right to counsel using
the verb “contratar,” meaning “to hire.” 1 For example, the
IJ advised the group: “At this and every hearing, gentlemen,
you can have an attorney, but the government will not pay
for your attorney. . . . [I]f you want an attorney, you must
find one for yourself at no expense to the government.” This
was translated as: “[I]n this proceeding and any other one
that you have with immigration, you can hire an attorney.
The government does not pay for the service of an attorney.
Each one who, then, wants to hire an attorney goes and hires
one at his own expense.” The IJ then said, as translated:
“[T]o each one who would like to look for an attorney to hire
one, a list of local legal services has been provided. When
the people signed up on the list, those attorneys indicate[d]
to the judge that they can do cases free of charge and others
for a low fee.” The IJ explained, again, as translated, that “if
anyone would like to hire an attorney,” the IJ would
postpone their case for a later date. Valdivias then waived
his right to counsel and opted to represent himself.
Next, the IJ informed the group about their right to
appeal any decision in their case. The IJ explained, as
translated, that if they “need[ed] an attorney to help” with
the appeal process, they could (once again) “hire one.”
1
Contratar, Collins Spanish Dictionary (5th ed. 1998) (“to hire,
engage”).
6 USA V. VALDIVIAS-SOTO
Valdivias stated that he understood his right to appeal and,
after a brief dialogue, admitted the Government’s
allegations. The IJ then found him removable.
The IJ also told Valdivias that his crime of conviction
was an aggravated felony and that he was therefore
“ineligible for any relief or remedy.” 2 When asked if he
would like to appeal the IJ’s decision to the Board of
Immigration Appeals (“BIA”), Valdivias inquired whether,
if he did, he would be “let . . . go on the same date.” The IJ
replied, as translated: “After that, yes, but . . . to prison they
send you over here to the immigration authorities, Ok? They
take you . . . out.” Valdivias said he did not want to appeal,
but, when asked again later, sought clarification: “Well,
like, I don’t have any chance there . . . from what I’m
hearing.” The IJ responded, as translated: “[Y]ou have to
see if you have opportunities or not. I already told you what
your rights are.” Valdivias then confirmed that he did not
wish to appeal. He was subsequently deported in February
2012 pursuant to a removal order.
B. District Court Proceedings
In February 2015, Valdivias was found in the United
States and was indicted for illegal reentry in violation of 8
U.S.C. § 1326. To support his defense to the indictment, he
was evaluated by a neuropsychologist and diagnosed with
major neurocognitive disorder stemming from a history of
traumatic brain injury dating back to his childhood. The
doctor rated Valdivias’s “understanding of what he is told”
as “extremely low” and concluded that he lacked “the
2
According to the transcription submitted by Valdivias to the district
court, this was translated as: “It’s an aggravated felony. That means you
don’t quality [sic] for any (inaudible) or remedy.”
USA V. VALDIVIAS-SOTO 7
attentional focus and working memory to understand
complex information.” The doctor also concluded that
Valdivias’s cognitive profile was consistent with brain
damage caused by skull fractures he incurred during an
assault in 2002 “superimposed upon an already vulnerable
brain” due to “a severe traumatic brain injury around the age
of twelve.”
Valdivias moved to dismiss the indictment on the ground
that the removal order underlying his illegal reentry charge
was invalid. In so doing, he relied on United States v.
Mendoza-Lopez, 481 U.S. 828 (1987), which held that
defendants charged with illegal reentry have a due process
right to mount such a collateral challenge if “defects in” their
removal proceeding “foreclose[d] judicial review of that
proceeding.” Id. at 838–39. That right is reflected in § 1326,
which Congress amended in 1996 by adding a new
subsection (d) that expressly authorizes collateral challenges
to the extent required by Mendoza-Lopez. Subsection (d)
provides:
In a criminal proceeding under this section,
an alien may not challenge the validity of the
deportation order described in subsection
(a)(1) or subsection (b)[ 3] unless the alien
demonstrates that—
(1) the alien exhausted any administrative
remedies that may have been available to
seek relief against the order;
3
Subsection (a) sets out the basic offense for illegal reentry by a
previously removed noncitizen. Subsection (b) provides for enhanced
penalties in certain circumstances.
8 USA V. VALDIVIAS-SOTO
(2) the deportation proceedings at which
the order was issued improperly deprived
the alien of the opportunity for judicial
review; and
(3) the entry of the order was
fundamentally unfair.
8 U.S.C. § 1326(d).
Valdivias argued that his waiver of the right to be
represented by counsel in his immigration proceedings and
his waiver of the right to appeal his removal order were both
defective because he had been misinformed by the IJ and
misled by translation errors at his removal hearing about the
content of both rights. Consequently, the subsequent entry
of his removal order was “fundamentally unfair,” and he
satisfied the exhaustion and deprivation of judicial review
requirements of § 1326(d)(1) and (2). The district court
agreed.
First, it concluded that Valdivias’s waiver of his right to
counsel had not been knowing and voluntary because the
interpreter at his removal hearing erroneously translated his
right to counsel as the right to “hire” an attorney. The district
court also found that Valdivias was inadequately advised
about the availability of pro bono legal services at the
immigration court, as required by 8 C.F.R. § 1240.10(a)(2).
Second, the district court concluded that Valdivias’s waiver
of his right to appeal his removal order had not been
considered and intelligent because the IJ erroneously
advised Valdivias that he was “ineligible for any relief or
remedy” by virtue of his conviction when, in fact, he was
plausibly eligible for a U-visa. Such a visa, or U
nonimmigrant status, is an immigration benefit available to
USA V. VALDIVIAS-SOTO 9
certain victims of crime who have suffered mental or
physical abuse and are helpful to law enforcement officials
in investigating or prosecuting the crime. See 8 U.S.C.
§ 1101(a)(15)(U); 8 C.F.R. § 214.14(b). Valdivias was
plausibly eligible for this benefit because, in 2002, he was
assaulted while walking in East Palo Alto at night and
subsequently gave information to a police officer
investigating the crime.
Next, the district court held that Valdivias was
prejudiced by his invalid waivers of the right to counsel and
the right to appeal. Had Valdivias been able to pursue a
counseled appeal of his removal order, the district court
found that he could plausibly have obtained a U-visa and
thereby prevented his deportation. Individuals with such a
visa have temporary nonimmigrant status and a pathway to
lawful permanent residency. See 8 U.S.C. § 1255(m); 8
C.F.R. § 245.24. Moreover, U.S. Immigration and Customs
Enforcement (“ICE”) policy is to seek the termination of
removal proceedings against a noncitizen who has obtained
a U-visa, even after a removal order has been issued. 4
The district court also agreed that Valdivias satisfied
§ 1326(d)(1) and (2). It held that Valdivias was “deemed to
have exhausted all the administrative remedies available to
him and to have been deprived of the opportunity for judicial
review” because the entry of his removal order was
“fundamentally unfair.” United States v. Cisneros-
Rodriguez, 813 F.3d 748, 756 (9th Cir. 2015).
4
Memorandum from Peter S. Vincent, Principal Legal Advisor, U.S.
Immigr. & Customs Enf’t, to the Off. of the Principal Legal Advisor, at
2 (Sept. 25, 2009), available at
https://www.ice.gov/doclib/foia/dro_policy_memos/vincent_memo.pdf.
10 USA V. VALDIVIAS-SOTO
Accordingly, the district court dismissed the indictment
against Valdivias. The United States timely appealed, and
we have jurisdiction under 28 U.S.C. § 1291.
II. Discussion
We review de novo the district court’s decision “on a
motion to dismiss an indictment under 8 U.S.C. § 1326 [for
illegal reentry] when the motion is based on alleged due
process defects in an underlying deportation proceeding.”
United States v. Guizar-Rodriguez, 900 F.3d 1044, 1047 (9th
Cir. 2018) (alteration in original) (citation omitted). 5
Section 1326 makes it a crime to reenter the United
States after having been previously “removed.” 8 U.S.C.
§ 1326(a)(1). In Mendoza-Lopez, the Supreme Court held
that the then-existing version of § 1326 failed to comport
with due process because it barred all defendants charged
with illegal reentry from collaterally challenging the validity
of their removal orders. 481 U.S. at 833–37. Due process
requires that defendants have some opportunity for judicial
review of their removal order before that order “may be used
to establish conclusively an element of a criminal offense.”
Id. at 838. Accordingly, if “defects” in a defendant’s
removal proceeding “foreclose[d] judicial review of that
proceeding,” the defendant must be allowed to challenge the
5
The United States concedes that, because it did not raise the issue of
Valdivias’s compliance with 8 U.S.C. § 1326(d)(1) and (2) below, the
issue is reviewed for plain error. See United States v. Perez-Silvan, 861
F.3d 935, 938 n.2 (9th Cir. 2017). We have, however, recognized an
exception to the plain error rule where “the new issue arises while the
appeal is pending because of a change in the law,” as is arguably the case
here. United States v. Grovo, 826 F.3d 1207, 1221 n.8 (9th Cir. 2016)
(quoting United States v. Flores-Payon, 942 F.2d 556, 558 (9th Cir.
1991)). Regardless, we would reach the same conclusion under either
standard and therefore review all issues de novo.
USA V. VALDIVIAS-SOTO 11
validity of the predicate removal order in a subsequent
§ 1326 prosecution. Id. And if the defects resulted in a
“fundamentally unfair” proceeding, that removal order may
not be used “as reliable proof of an element of a criminal
offense.” Id. at 839 n.17, 839–40.
Congress responded by enacting § 1326(d), which
authorizes collateral challenges in certain circumstances.
See Antiterrorism and Effective Death Penalty Act of 1996,
Pub. L. No. 104-132, § 441, 110 Stat. 1214, 1279.
Subsection (d) begins by setting out the general rule that “an
alien may not challenge the validity of the deportation order”
in a § 1326 prosecution. 8 U.S.C. § 1326(d). It then
provides an exception if the defendant demonstrates that
(1) “the alien exhausted any administrative remedies that
may have been available” to contest the order; (2) the
underlying removal proceedings “improperly deprived the
alien of the opportunity for judicial review”; and (3) “the
entry of the order was fundamentally unfair.” Id. “These
three elements, particularly the second, serve to ensure that
a collateral challenge will be authorized in any case in which
Mendoza-Lopez’s due process holding would require it.”
United States v. Portillo-Gonzalez, 80 F.4th 910, 916 (9th
Cir. 2023). If the defendant satisfies all three prongs, the
challenged removal order may not be used to establish any
element of an illegal reentry offense. See Mendoza-Lopez,
481 U.S. at 839–40. Valdivias satisfies all three
requirements. We begin with § 1326(d)(3)’s fundamental
unfairness requirement.
A. Fundamental Unfairness
“An underlying order is ‘fundamentally unfair’ if (1) a
defendant’s due process rights were violated by defects in
his underlying deportation proceeding, and (2) he suffered
12 USA V. VALDIVIAS-SOTO
prejudice as a result of the defects.” United States v.
Alvarado-Pineda, 774 F.3d 1198, 1201 (9th Cir. 2014)
(citation omitted). Valdivias contends, and the district court
agreed, that his removal proceedings violated due process
because the IJ accepted invalid waivers of his right to
counsel and his right to appeal and that he suffered prejudice
as a result. While disputing that Valdivias’s waivers were
invalid, the United States acknowledges that, if they were,
he has shown prejudice. 6 Thus, the only contested element
of the ‘fundamental unfairness’ inquiry is whether
Valdivias’s removal proceeding violated due process.
1. Waiver of Right to Counsel
The right to counsel is among the “crucial procedural
protection[s]” that are necessary for removal proceedings to
“meet the essential standards of fairness.” Usubakunov v.
Garland, 16 F.4th 1299, 1303 (9th Cir. 2021). In describing
the importance of this protection, we have underscored the
“high stakes of a removal proceeding and the maze of
immigration rules and regulations” individuals must
navigate in responding to a charge of removability.
Hernandez-Gil v. Gonzales, 476 F.3d 803, 806 (9th Cir.
2007). Indeed, we have called “[t]he proliferation of
immigration laws and regulations,” “a labyrinth that only a
lawyer could navigate.” Biwot v. Gonzales, 403 F.3d 1094,
1098 (9th Cir. 2005).
6
We agree. “A defendant need not conclusively demonstrate that he or
she would have received relief to show prejudice, but must show only
that there were ‘plausible grounds for relief.’” United States v. Ramos,
623 F.3d 672, 684 (9th Cir. 2010) (citation omitted). As the district court
found, had Valdivias been able to pursue a counseled appeal, he could
plausibly have obtained a U-visa and thereby averted his 2012
deportation.
USA V. VALDIVIAS-SOTO 13
“Rooted in the Due Process Clause and codified at 8
U.S.C. § 1362 and § 1229a(b)(4)(A),” the right to counsel in
removal proceedings entitles respondents to be represented
by an attorney of their choice, albeit not “to counsel paid for
by the government.” Usubakunov, 16 F.4th at 1303; see also
8 C.F.R. § 1003.16(b). Several regulations implement this
right. For example, 8 C.F.R. § 1240.10(a)(1) requires the IJ
to advise respondents in removal proceedings of their “right
to representation, at no expense to the government, by
counsel of [their] own choice authorized to practice in the
proceedings.” The regulations also require the IJ to advise
respondents “of the availability of pro bono legal services”
at the immigration court at which their hearing takes place,
and to “ascertain that the respondent has received a list of
such pro bono legal service providers.” Id. § 1240.10(a)(2).
Accordingly, while there is no right to appointed counsel
in removal proceedings, respondents who are unable to
afford an attorney may still obtain representation. As the
regulations envision, some attorneys offer free legal
services, typically to respondents with limited ability to pay.
See 8 C.F.R. § 1240.10(a)(2); see also id. § 1003.61(a)(2)
(“Pro bono legal services are those uncompensated legal
services performed for indigent individuals or the public
good without any expectation of either direct or indirect
remuneration . . . .”). Indeed, the director of the agency that
includes the immigration courts is required by regulation to
maintain a list of organizations, referral services, and
attorneys qualified to provide pro bono legal services, and to
provide that list to individuals in removal proceedings. Id.
§ 1003.61(b). To the extent a respondent can secure a pro
bono attorney, the right to counsel entitles them to be
represented by that attorney in their removal proceedings or
on appeal.
14 USA V. VALDIVIAS-SOTO
“Notwithstanding the importance of counsel, a
noncitizen may knowingly and voluntarily waive the right to
counsel and proceed pro se.” Usubakunov, 16 F.4th at 1304.
“Failure to obtain such a waiver is a denial of the right to
counsel.” Hernandez-Gil, 476 F.3d at 806. The prosecution
bears the burden of proving a valid waiver by “clear and
convincing evidence.” United States v. De La Mora-Cobian,
18 F.4th 1141, 1148 (9th Cir. 2021). “We indulge every
reasonable presumption against waiver, and do not presume
acquiescence in the loss of fundamental rights,” especially
where, as here, an uncounseled respondent relied on an
interpreter to understand the rights he purportedly waived.
United States v. Ramos, 623 F.3d 672, 680–81 (9th Cir.
2010) (internal quotation marks and citation omitted). In
determining the validity of a waiver, we “look not just to the
immigration documents, but to all the surrounding
circumstances.” De La Mora-Cobian, 18 F.4th at 1148.
Considering these circumstances, Valdivias’s right to
counsel was effectively lost in translation by the interpreter’s
repeated use of the Spanish word for “hire” in describing that
right. This suggested that Valdivias could enjoy the
privilege of being represented only if he could pay for an
attorney. But as the statutory and regulatory scheme make
clear, Valdivias had the right to be represented by a pro bono
attorney if he could locate one; and, indeed, he was entitled
to a list of lawyers, organizations, and referral services
willing to help him obtain pro bono representation. See 8
U.S.C. § 1229(b)(2); 8 C.F.R. §§ 1003.61(b), 1240.10(a)(2).
As a result of the erroneous translation, Valdivias did not
enter a knowing and voluntary waiver. “[R]equiring an
individual to proceed with the merits hearing without the
assistance of counsel violates due process, absent a valid
waiver of the right to counsel.” Gomez-Velazco v. Sessions,
USA V. VALDIVIAS-SOTO 15
879 F.3d 989, 993 (9th Cir. 2018). Because Valdivias was
allowed to proceed pro se without having validly waived his
right to counsel, his removal proceedings violated due
process.
The United States, however, contends that the
interpreter’s translation, taken as a whole, adequately
conveyed Valdivias’s rights. It notes that two decisions of
this circuit and one of the Sixth Circuit have used the word
“hire” to describe the right to counsel in immigration
proceedings. See Gonzalez-Veliz v. Garland, 996 F.3d 942,
944, 949 (9th Cir. 2021) (referring to “right to hire an
attorney” and noting that IJ advised noncitizen “of her right
to an attorney at her own expense”); United States v.
Peralta-Sanchez, 847 F.3d 1124, 1127 & n.1 (9th Cir.)
(referring to “right to hire counsel”), reh’g granted, opinion
withdrawn, 868 F.3d 852 (9th Cir.), and on reh’g, 705 F.
App’x 542, 544 (9th Cir. 2017) (same); Mendoza-Garcia v.
Barr, 918 F.3d 498, 504 (6th Cir. 2019) (describing right to
“hire counsel” and “be represented by retained counsel”).
But none of these cases involved a challenge to the adequacy
of an IJ’s advice about the right to counsel. An IJ does not
adequately advise respondents by telling them that if they
want an attorney, they must “hire” one at their “own
expense,” and a decision’s use of the word “hire” to
generally describe the due process right outside the context
of reviewing such advice does not suggest otherwise.
Our dissenting colleague responds that Valdivias was not
entitled to automatically receive free representation—for
example, the demand for pro bono services might have
exceeded availability. Dissent at 45, n.4. But the dissent
agrees that if a pro bono attorney was available, Valdivias
could have exercised his right to counsel by obtaining one.
Id. at 45. Where the dissent goes astray is in glossing over
16 USA V. VALDIVIAS-SOTO
the central issue of whether the IJ’s advisement was in fact
accurate. It was not: Valdivias’s right to representation “at
no expense to the government” is not equivalent to the right
to “hire” counsel at one’s “own expense.” The former means
the government won’t pay, while the latter means the
noncitizen must. To a noncitizen facing removal, that
distinction matters.
On this point, the dissent’s main contention—echoing
the prosecution—is that, even if the translation was
misleading, the IJ’s subsequent advice about the list of pro
bono legal services clarified any confusion Valdivias might
have had. As translated, the IJ informed the group: “[T]o
each one who would like to look for an attorney to hire one,
a list of local legal services has been provided. When the
people signed up on the list, those attorneys indicate[d] to
the judge that they can do cases free of charge and others for
a low fee.” While this statement at least indicated that some
attorneys on the list could accept cases free of charge, it
suggested that others would demand a low fee, leaving it
unclear whether Valdivias would in fact be able to locate a
free attorney from the list. 7 On the whole, it did not convey
7
Contrary to the IJ’s suggestion, all attorneys on the list of pro bono
legal service providers must be willing to offer their services free of
charge to indigent individuals or for the public good. To be eligible for
inclusion on the list, an attorney must be willing to “provide a minimum
of 50 hours per year of pro bono legal services” to individuals appearing
in the relevant immigration court. 8 C.F.R. § 1003.62(d)(2). The
Executive Office for Immigration Review has made clear that “services
provided for a reduced or nominal fee do not constitute ‘pro bono’
services.” List of Pro Bono Legal Service Providers for Aliens in
Immigration Proceedings, 79 Fed. Reg. 55662-01, 55663 (proposed
Sept. 17, 2014); see also List of Pro Bono Legal Service Providers for
Individuals in Immigration Proceedings, 80 Fed. Reg. 59503-01, 59504
USA V. VALDIVIAS-SOTO 17
to Valdivias what he needed to be told: that, if he could not
afford an attorney, he would be able to have a pro bono
attorney from the list represent him for free, subject only to
the availability of the lawyers who had indicated they take
pro bono clients.
Against the backdrop of Valdivias’s diagnosis of major
neurocognitive disorder, the inadequacy of the IJ’s advice is
even more stark. According to his doctor, Valdivias’s
condition, as described earlier, impairs his ability to
understand complex information and deliberate among
options. Taken together with the IJ’s repeated suggestions
that if Valdivias wanted an attorney, he would have to “hire”
one, the IJ’s generalized reference to the “list of local legal
services” was inadequate to correct the earlier erroneous
advice concerning Valdivias’s right to counsel. Because
Valdivias was nevertheless allowed to proceed pro se, his
removal hearing violated due process.
2. Waiver of Right to Appeal
We also conclude that Valdivias did not validly waive
his right to appeal. “A waiver of the right to appeal a
removal order does not comport with due process when it is
not ‘considered and intelligent.’” United States v. Ubaldo-
Figueroa, 364 F.3d 1042, 1048 (9th Cir. 2004) (citation
omitted). As with a waiver of the right to counsel, the
government bears the burden of proving a valid waiver of
the right to appeal and the “presumption against waiver”
applies. Ramos, 623 at 680.
Valdivias contends that his waiver of the right to appeal
was not “considered and intelligent” on two distinct grounds:
(Oct. 1, 2015) (“[R]epresentation for a fee, even a nominal fee, is not pro
bono representation.”)
18 USA V. VALDIVIAS-SOTO
First, because the IJ advised him erroneously that he was
“ineligible for any relief or remedy” due to his aggravated
felony conviction; and second, because the erroneous
translation of his right to counsel also affected his waiver of
the right to appeal (in addition to his waiver of the right to
counsel). While the first of these grounds lacks merit, the
translation errors at his removal hearing rendered his waiver
of the right to appeal invalid.
i. Eligibility for Relief or Remedy
At Valdivias’s removal proceeding, the IJ advised
Valdivias and the other respondents whom he was also
addressing: “You might be eligible for some kind of relief
or remedy which would excuse you from removal.” The IJ
then listed several examples of such relief and informed the
group, “[i]f you are eligible for any kind of relief or remedy
I will tell you and give you the chance to apply for it.” Later,
when the IJ spoke individually with Valdivias, the IJ
informed him that, because his conviction for conspiracy to
cultivate marijuana was, at the time, an “aggravated felony,”
he was “ineligible for any relief or remedy.” 8 When asked
if he would like to appeal, Valdivias responded, “[w]ell, like,
I don’t have any chance there, uh, from what I’m hearing,”
8
Section 1240.11(a)(2) of Title 8 of the Code of Federal Regulations
requires an IJ to advise noncitizens in removal of their potential
eligibility for “benefits enumerated in” Chapter V of that Title if
“apparent” from the record before the IJ. If the respondent is apparently
eligible for relief, the IJ must also give the respondent the opportunity to
apply during the removal hearing. 8 C.F.R. § 1240.11(a)(2). “[B]ecause
U nonimmigrant status is not a Chapter V benefit,” an “IJ’s failure to
address the U nonimmigrant form of relief [does] not violate
§ 1240.11(a)(2).” Zamorano v. Garland, 2 F.4th 1213, 1224 (9th Cir.
2021).
USA V. VALDIVIAS-SOTO 19
to which the IJ replied, “you have to see if you have
opportunities or not.”
The district court found that the IJ “affirmatively misled”
Valdivias because Valdivias was in fact undisputedly
eligible for a U-visa based on the 2002 assault he suffered in
East Palo Alto and his subsequent cooperation with law
enforcement. Relying principally on our decision in United
States v. Cisneros-Rodriguez, 813 F.3d 748 (9th Cir. 2015),
the district court concluded that Valdivias’s waiver of his
right to appeal was therefore invalid. In Cisneros-
Rodriguez, we held that a noncitizen who was told by an ICE
agent that “an attorney would not help her” did not
knowingly waive her right to counsel. 813 F.3d at 757
(cleaned up). “It is difficult to comprehend,” we explained,
“how an unrepresented alien could execute a ‘considered and
intelligent’ waiver of her right to counsel if she has been
informed by an ICE agent, just prior to executing the waiver,
that the exercise of that right would be futile.” Id. The
district court here reasoned that, by analogy, Valdivias could
not have entered a “considered and intelligent” waiver of his
right to appeal just after being “affirmatively misled about
the possibility of relief” by the IJ.
Valdivias’s case, however, is distinguishable from
Cisneros-Rodriguez. The IJ did not tell Valdivias that
exercising his right to appeal would be futile. To the
contrary, after determining that Valdivias was “ineligible for
any relief or remedy,” the IJ informed Valdivias, “[b]ut you
can appeal,” and explained: “If you appeal, the Board of
Appeals may let you go free and you won’t be removed by
expulsion. Do you understand?” When Valdivias
responded, “I don’t have any chance there,” the IJ clarified
that Valdivias would have to “see if [he had] opportunities
or not” on appeal. This is different from telling a noncitizen
20 USA V. VALDIVIAS-SOTO
that an attorney—or, for that matter, an appeal—“would not
help.” See Cisneros-Rodriguez, 813 F.3d at 757. The IJ’s
advice conveyed to Valdivias that he had the right to appeal
and that it was possible he could obtain relief by doing so.
Palomar-Santiago, 593 U.S. 321 (2021), and our recent
decision in Portillo-Gonzalez, 80 F.4th 910 (9th Cir. 2023),
reinforce this conclusion. Specifically, Palomar-Santiago
held that an IJ’s “error on the merits” does not excuse a
defendant from § 1326(d)(1)’s statutory requirement to
administratively appeal their removal order “if further
administrative review, and then judicial review if necessary,
could fix that very error.” 593 U.S. at 328. The case
involved a defendant who had been removed from the
United States on the ground that his conviction for DUI was
an aggravated felony. Id. at 325; see also 8 U.S.C.
§ 1227(a)(2)(A)(iii) (making conviction for an “aggravated
felony” after admission a ground for removal). In his
subsequent prosecution for illegal reentry, the defendant
sought to challenge his removal order on the ground that
intervening Supreme Court precedent made clear that DUI is
not an aggravated felony and thus not a removable offense.
593 U.S. at 325–26 (citing Leocal v. Ashcroft, 543 U.S. 1
(2004)). To overcome § 1326(d)(1)’s statutory exhaustion
requirement, the defendant argued that no administrative
appeal had been “available” to him because the IJ
“erroneously inform[ed]” him “that his prior conviction
render[ed] him removable,” preventing him from
“recogniz[ing] a substantive basis for appeal to the BIA.” Id.
at 327. The Supreme Court rejected this argument,
explaining that “[a]dministrative review of removal orders
exists precisely so noncitizens can challenge the substance
of immigration judges’ decisions.” Id. at 328 (emphasis
added). Thus, a substantive error, such as an erroneous
USA V. VALDIVIAS-SOTO 21
determination of removability, does not establish that a
noncitizen was unable to appeal to the BIA—even if the IJ’s
error led the noncitizen to believe they had no “substantive
basis” for an appeal. See id. at 327.
By the same token, an IJ’s “error on the merits” does not,
on its own, prevent a defendant from entering a “considered
and intelligent” waiver of their right to appeal. Our decision
in Portillo-Gonzalez made this logical consequence of
Palomar-Santiago clear. The defendant in Portillo-
Gonzalez sought to challenge his removal order in a § 1326
prosecution on the ground that the IJ at his removal
proceeding misinformed him about his eligibility for
voluntary departure. 9 80 F.4th at 914. Despite not having
appealed his removal order to the BIA, the defendant argued
that no appeal was “practically available” to him because the
IJ’s misstatement “tainted his subjective understanding
about the value of an appeal.” Id. at 919. In so arguing, the
defendant relied on a line of Ninth Circuit cases holding that
“an alien who is not made aware of his or her apparent
eligibility for relief has had no meaningful opportunity to
appeal the removal and seek such relief and has not validly
waived his or her right to appeal.” Id. at 917 (emphasis
added) (internal quotation marks omitted) (quoting United
States v. Gonzalez-Villalobos, 724 F.3d 1125, 1130 (9th Cir.
2013)).
9
Voluntary departure is a form of relief that permits certain noncitizens
to voluntarily leave the United States at their own expense in lieu of
removal. See 8 U.S.C. § 1229c. The defendant in Portillo-Gonzalez
claimed that the IJ relied on superseded regulations to erroneously
inform him that he could not be considered for voluntary departure
unless he could demonstrate the means to immediately depart the
country. 80 F.4th at 914.
22 USA V. VALDIVIAS-SOTO
We rejected this argument and concluded that “this line
of case authority” on which the defendant relied could not
be reconciled with Palomar-Santiago. Id. at 918. Palomar-
Santiago, we explained, held that “an ‘immigration judge’s
error on the merits’ does not establish that an appeal is
unavailable” because the appeals process exists precisely to
correct such errors. Id. (quoting Palomar-Santiago, 593
U.S. at 328). For the same reason, an IJ’s substantive error
does not prevent a defendant from entering a “considered
and intelligent” waiver of the right to appeal “if further
administrative review, and then judicial review if necessary,
could fix that very error.” See id. (citation omitted).
Like the purported misstatements in Palomar-Santiago
and Portillo-Gonzalez, the IJ’s statement here concerned a
“substantive issue”—namely, Valdivias’s eligibility for
relief. See id. at 919 (eligibility for voluntary departure is a
substantive issue); cf. also Palomar-Santiago, 593 U.S. at
328 (removability is a substantive issue). While neither the
IJ nor the BIA was authorized to determine his eligibility for
a U-visa—only U.S. Citizenship and Immigration Services
(“USCIS”) may do so, see 8 C.F.R. § 214.14(c)—that does
not render the issue any less substantive. 10 Valdivias does
not contend that the IJ misinformed him of his ability to
10
The IJ’s lack of jurisdiction to grant or determine eligibility for U-
visas does, however, underscore the awkwardness of interpreting the IJ’s
statement as speaking to that form of relief. As noted, 8 C.F.R.
§ 1240.11(a)(2) requires IJs to advise noncitizens in removal of their
apparent eligibility for certain forms of relief (not including U-visas). So
long as an IJ reasonably conveys that advice, the IJ need not adhere to
any talismanic formulation. Cf. United States v. Loucious, 847 F.3d
1146, 1149 (9th Cir. 2017) (“[A] talismanic incantation is not necessary
to satisfy Miranda’s strictures.” (internal quotation marks omitted)
(citation omitted)).
USA V. VALDIVIAS-SOTO 23
apply for a U-visa while appealing his removal order; only
that his conviction rendered him substantively ineligible for
that relief.
To the extent the IJ’s statement was erroneous, an appeal
could have obviated its effect. Had Valdivias appealed, he
could have petitioned the proper agency—USCIS—for a U-
visa while his appeal was pending. See 8 C.F.R.
§ 214.14(c)(1)(i). And he could have requested a
continuance of his removal proceedings pending the
adjudication of his petition. See Matter of Sanchez Sosa, 25
I. & N. Dec. 807, 812–15 (BIA 2012) (describing when a
continuance may be warranted pending adjudication of a
noncitizen’s U-visa petition). If the IJ’s statement led
Valdivias to believe (incorrectly) that the IJ was authorized
to determine his eligibility for a U-visa, the BIA could have
advised him that only USCIS could do so and told him how
to apply. See Matter of Castaneda Mejia, 2011 WL
5326091, at *1 (B.I.A. Oct. 19, 2011) (denying motion to
remand based on potential eligibility for a U-visa but
identifying the proper petition form and informing
noncitizen which agency to submit it to). To the extent
Valdivias argues he was prevented from appealing because
the IJ’s advice led him to believe he had no grounds for an
appeal, that argument was rejected by Portillo-Gonzalez and
Palomar-Santiago. See Palomar-Santiago, 593 U.S. at 328–
29 (rejecting argument that administrative remedies are not
“available” when a noncitizen fails to “recognize a
substantive basis for appeal” due to an IJ’s substantive
error); Portillo-Gonzalez, 80 F.4th at 919 (rejecting
argument that “IJ’s error about the scope of voluntary
departure tainted [the defendant’s] subjective understanding
about the value of an appeal,” preventing him from
appealing).
24 USA V. VALDIVIAS-SOTO
Valdivias attempts to distinguish his case on the ground
that he was “affirmatively misinformed” about his eligibility
for relief and “expressly relied on” the IJ’s
“misrepresentation when waiving his right to appeal.” But
both Portillo-Gonzalez and Palomar-Santiago involved
“affirmative” statements by an IJ as well. See id. at 914
(statement that defendant “could not be considered for
voluntary departure unless he was then in possession of $5
to cover the cost of travel to Nogales”); see also Palomar-
Santiago, 593 U.S. at 327 (statement that defendant’s prior
conviction rendered him removable). And, as just noted,
both rejected the argument that a defendant can be excused
from appealing a removal order simply because an IJ’s
substantive error tainted the defendant’s “subjective
understanding about the value of an appeal.” 11 Portillo-
Gonzalez, 80 F.4th at 918; see also Palomar-Santiago, 593
U.S. at 327–28.
In sum, the IJ’s statement that Valdivias was “ineligible
for any relief or remedy” due to his prior conviction did not
convey that an appeal would be futile and did not prevent
Valdivias from entering a “considered and intelligent”
waiver of his right to appeal.
ii. Advisement of Right to Counsel on Appeal
Nevertheless, the translation errors at Valdivias’s
removal hearing rendered Valdivias’s waiver of his right to
11
Valdivias suggests that the outcome in Portillo-Gonzalez turned on the
ground that the IJ’s error there did not taint the defendant’s “subjective
understanding about the value of an appeal.” See Portillo-Gonzalez, 80
F.4th at 919. To the contrary, Portillo-Gonzalez held that a defendant is
not excused from the requirement to exhaust administrative remedies
even if an IJ’s substantive error led the defendant to believe an appeal
would be unsuccessful. Id.
USA V. VALDIVIAS-SOTO 25
appeal invalid for two reasons. First, the translation errors
denied Valdivias the opportunity to have an attorney advise
him about the potential benefits of appealing. To punish
Valdivias for failing to appreciate the value of an appeal
when he never voluntarily assumed the risk of proceeding
without an attorney would “presume acquiescence in the loss
of fundamental rights,” Ramos, 623 F.3d at 680–81—
especially where, as here, the United States concedes he had
a plausible path to relief.
Second, Valdivias was specifically misled as to his right
to counsel on appeal. Pursuant to 8 U.S.C. § 1362, the right
to counsel “at no expense to the government” extends to
“appeal proceedings before the Attorney General,” which
includes appeals to the BIA. 8 U.S.C. § 1362; see also 8
C.F.R. § 1003.1(b)(3) (delegating appellate jurisdiction over
removal orders to the BIA). At his hearing, the IJ advised
Valdivias, as translated: “in the appeal process, [if] you need
an attorney to help[] you, you can hire one.” By this time,
Valdivias had been repeatedly told that if he wanted an
attorney, he would have to “hire” one. And the IJ had
advised him that he would have to do so “at his own
expense.” Valdivias would reasonably have understood the
IJ’s advice to mean that he was only entitled to have a lawyer
represent him in an appeal before the BIA if he could afford
to “hire” one. But as already discussed, Valdivias could
have been represented by a pro bono attorney and, in fact,
was entitled to receive a list of attorneys willing to offer their
services for free.
Moreover, these translation errors plausibly led
Valdivias to waive his right to appeal. Cf. Ramos, 623 F.3d
at 684 (requiring defendant to show “plausible grounds for
relief” to establish that denial of right to counsel or right to
appeal was prejudicial (emphasis added) (citation omitted)).
26 USA V. VALDIVIAS-SOTO
To begin, the United States concedes that an attorney would
have helped Valdivias better assess his reasons to appeal.
And had he pursued a counseled appeal, the United States
does not dispute that Valdivias could plausibly have
obtained a U-visa and thereby prevented his deportation.12
It is at least plausible that, had he not been misinformed of
his right to counsel, Valdivias would have sought an
attorney’s advice, been informed of this potential path to
relief, and appealed his removal order.
In addition, the erroneous translation of his right to
counsel on appeal plausibly deterred Valdivias from
appealing. Valdivias was appointed a federal public
defender in this case, meaning that, at the time of his
arraignment, the magistrate judge determined that he was
unable to afford counsel. See 18 U.S.C. § 3006A (defendant
must be “financially unable to obtain counsel” to be
appointed counsel); see also Arraignment Minutes, Case No.
5:18-cr-00505-BLF, Dkt. No. 3. And there is no reason to
believe he was better able to afford counsel at the time of his
removal hearing. Moreover, Valdivias speaks only Spanish,
cannot read or write in English or Spanish, and has a history
of traumatic brain injury that affects his ability to understand
complex information. Facing the prospect of representing
12
Indeed, had he appealed his removal order and applied for a U-visa,
ICE policy was to seek a continuance of his proceedings until USCIS
could determine whether he was facially eligible for that benefit. See
Memorandum from Peter S. Vincent, Principal Legal Advisor, U.S.
Immigr. & Customs Enf’t, to the Off. of the Principal Legal Advisor
(Sept. 25, 2009). If USCIS found him to be facially eligible for a U-visa,
ICE policy was to then terminate his proceedings and stay his removal.
See id.; see also 8 C.F.R. § 214.14(c)(1)(i)–(ii) (providing that ICE may
stay removal and seek termination of proceedings upon filing of a U-visa
application).
USA V. VALDIVIAS-SOTO 27
himself before the BIA, it is plausible that being told he
could only have an attorney on appeal if he could “hire” one
discouraged him from appealing. In sum, the impact of the
translation errors taken together could plausibly have led
Valdivias not to appeal his removal order.
Consequently, the United States has not carried its
burden to overcome the presumption against waiver.
Valdivias’s waiver of the right to appeal was not “considered
and intelligent” and the IJ’s acceptance of his waiver
therefore violated Valdivias’s due process rights.
B. Administrative Exhaustion
Next, we turn to whether Valdivias “exhausted any
administrative remedies that may have been available to seek
relief against” his removal order, as required by
§ 1326(d)(1). Three relatively recent precedents clarify
what § 1326(d)(1) requires a defendant to demonstrate.
1. Legal Precedents
First, in Ross v. Blake, 578 U.S. 632 (2016), the Supreme
Court explained that, in certain circumstances,
administrative remedies are not “available” and therefore
need not be exhausted to satisfy a statutory exhaustion
requirement. Ross addressed a provision of the Prison
Litigation Reform Act (“PLRA”) that—in similar terms to
§ 1326(d)(1)—requires prisoners to exhaust “such
administrative remedies as are available” before suing in
federal court. Compare 42 U.S.C. § 1997e(a), with 8 U.S.C.
§ 1326(d)(1) (requiring exhaustion of “administrative
remedies that may have been available”). The Supreme
Court explained that an administrative remedy is not
“available” if it is not “capable of use” to obtain relief and
set forth three circumstances in which this is the case:
28 USA V. VALDIVIAS-SOTO
(1) when the administrative procedure operates as a simple
dead end; (2) when the administrative scheme is so opaque
that it becomes, practically speaking, incapable of use; and
(3) when prison administrators thwart inmates from taking
advantage of a grievance process through machination,
intimidation, or (most relevant here) misrepresentation. 13
Ross, 578 U.S. at 643–44.
Neither we nor the Supreme Court have resolved the
issue of whether the standard delineated by Ross in the
PLRA context also applies to § 1326(d)(1)’s exhaustion
requirement. See Palomar-Santiago, 593 U.S. at 328
(referencing the Ross exceptions); Portillo-Gonzalez, 80
F.4th at 920 (assuming without deciding that Ross applies in
the § 1326(d)(1) context). We conclude that it does. Indeed,
both the PLRA and § 1326(d)(1) contain the same “textual
exception to mandatory exhaustion”—they require
exhaustion of “available” remedies only. Ross, 578 U.S. at
642. Accordingly, we look to Ross, its progeny, and the
exemplary circumstances to which Ross referred to
determine if administrative remedies are “unavailable” to a
noncitizen for purposes of § 1326(d)(1)’s exhaustion
requirement.
Subsequently, the Supreme Court built on Ross in
Palomar-Santiago. First, it held that—like the PLRA’s
exhaustion requirement—each prong of § 1326(d) is
“mandatory.” 593 U.S. at 326 (quoting Ross, 578 U.S. at
639). Second, it clarified that an IJ’s “error on the merits”
does not render administrative remedies unavailable
13
Ross did not decide whether these three categories are exclusive, but
instead held that the “capable of use” standard must be applied “to the
real-world workings of prison grievance systems.” Ross, 578 U.S. at
643.
USA V. VALDIVIAS-SOTO 29
pursuant to the textual exception recognized in Ross “if
further administrative review, and then judicial review if
necessary, could fix that very error.” 593 U.S. at 328. As
discussed above, Palomar-Santiago involved a defendant’s
attempt to challenge his removal order in a § 1326
prosecution on the ground that the IJ had erroneously found
him removable based on his DUI conviction. Id. at 325–26
(citing Leocal, 543 U.S. 1). The district court dismissed the
indictment notwithstanding the defendant’s failure to appeal
his removal order; and we affirmed based, in part, on our
cases holding that “defendants are excused from proving the
first two requirements of § 1326(d) if they were not
convicted of an offense that made them removable.” Id. at
326 (cleaned up) (quoting United States v. Ochoa, 861 F.3d
1010, 1015 (9th Cir. 2017)).
The Supreme Court reversed, holding that defendants
must satisfy all three requirements of § 1326(d) regardless
of the “substantive validity” of the predicate removal order.
Id. at 327. Distinguishing the circumstances in Ross where
a remedy is “not capable of use,” it explained that “further
administrative review, and then judicial review if
necessary,” could have corrected the IJ’s substantive
determination that the defendant’s DUI conviction rendered
him removable. Id. at 328. Consequently, administrative
remedies were “available” to the defendant and he was not
excused from satisfying § 1326(d)(1) and (2). Id.
Finally, we first applied Palomar-Santiago in our
decision in Portillo-Gonzalez. In that case, we reviewed a
district court’s denial of the defendant’s motion to dismiss
an indictment charging him with illegal reentry. 80 F.4th at
914. The defendant argued that, despite not having appealed
his removal order to the BIA, he “effectively satisfied the
first two elements of § 1326(d)” because the IJ at his
30 USA V. VALDIVIAS-SOTO
removal hearing misinformed him about his eligibility for
voluntary departure. Id. at 917 (cleaned up). This rendered
an appeal “unavailable,” argued the defendant, and
invalidated his waiver of his right to appeal. Id. at 917–18.
In rejecting this argument, we outlined the limits of any
textual exception rooted in the term “available” as used in
§ 1326(d)(1). First, we acknowledged Palomar-Santiago’s
holding that administrative remedies are not “unavailable”
for purposes of § 1326(d)(1) because of an IJ’s “error on the
merits” that could be fixed on appeal. Id. (quoting Palomar-
Santiago, 593 U.S. at 328). Next, we acknowledged Ross’s
instruction that certain misrepresentations “as to the
existence or rules of the grievance process” render
administrative remedies unavailable. Id. at 920 (quoting
Ross, 578 U.S. at 644 n.3). Nevertheless, we found that the
IJ had “informed Portillo-Gonzalez of his right to appeal”
and “[t]here was no misrepresentation . . . as to the rules or
procedural steps governing such appeals.” Id. Accordingly,
even if the IJ misapplied the eligibility standards for
voluntary departure, “an appeal would have fixed that very
error,” so administrative remedies had been “available” to
the defendant. Id. at 918.
Together, Ross, Palomar-Santiago, and Portillo-
Gonzalez delineate several contours of § 1326(d)(1)’s
exhaustion requirement. First, the exhaustion
requirement—like all § 1326(d)’s requirements—must be
satisfied in every case. But defendants need only have
exhausted administrative remedies that were “available” to
them. § 1326(d)(1); see also Ross, 578 U.S. at 642. To
identify when a remedy is “[in]capable of use” and thus
“unavailable,” it is necessary to look to “the real-world
workings of” the immigration court system. See Ross, 578
U.S. at 643. But at a minimum, such circumstances include
USA V. VALDIVIAS-SOTO 31
those identified in Ross, including when immigration
officials “thwart [respondents] from taking advantage of [a
remedy] through . . . misrepresentation.” Id. at 644.
Not every misstatement by an IJ, however, will satisfy
§ 1326(d)(1)’s textual exception. In particular, an IJ’s
“substantive error of immigration law” does not excuse a
defendant from administratively appealing “if further
administrative review, and then judicial review if
necessary,” exists to “fix that very” type of error. Portillo-
Gonzalez, 80 F.4th at 918 (quoting Palomar-Santiago, 593
U.S. at 328). On the other hand, administrative remedies are
not “available” if the IJ “misled” the defendant “as to the
existence or rules of the . . . process” for obtaining them. Id.
at 920 (quoting Ross, 578 U.S. at 644 n.3). Accordingly,
whether an IJ’s misstatement renders administrative review
unavailable will often turn on whether the statement
concerns “the rules or procedural steps governing such
appeals.” 14 Id.
2. Application
Applying these principles here, Valdivias satisfies
§ 1326(d)(1) notwithstanding his failure to appeal his
removal order to the BIA because he “need not exhaust”
14
The United States suggests that Portillo-Gonzalez “reject[ed] the
distinction between substantive and procedural errors.” But the passage
it cites from Portillo-Gonzalez for support simply confirms that a
challenge to an IJ’s procedural error is “governed by the limitations of
§ 1326(d)” no less than a challenge based on an IJ’s substantive error—
that is, regardless of the type of error alleged, the noncitizen must satisfy
the exhaustion requirement. Portillo-Gonzalez, 80 F.4th at 919.
Nevertheless, Portillo-Gonzalez makes clear that an IJ’s “misleading
statement about appeal rights or procedures” falls within Ross’s
“misrepresentation” exception, while an IJ’s “substantive mistake” does
not. Id. at 920.
32 USA V. VALDIVIAS-SOTO
unavailable remedies. Ross, 578 U.S. at 642. The right to
counsel in removal proceedings is a “procedural protection.”
Usubakunov, 16 F.4th at 1303 (emphasis added). The IJ’s
erroneous advice about Valdivias’s right to counsel was
therefore not an “error on the merits,” but a misstatement of
the type described in Ross concerning the procedural rules
for obtaining administrative remedies. See Portillo-
Gonzalez, 80 F.4th at 920 (citing Ross, 578 U.S. at 644 n.3).
Accordingly, for much the same reasons that Valdivias’s
waiver of his right to appeal was invalid, the erroneous
translations at Valdivias’s removal hearing rendered
administrative review of his removal order unavailable.
First, Valdivias was led to believe that, unless he could
afford to “hire” counsel, only a pro se appeal was available
to him. This misstated the “rules of the . . . process” for
seeking administrative review because Valdivias could have
been represented on appeal by a pro bono attorney. Portillo-
Gonzalez, 80 F.4th at 920 (citation omitted). Second, the
erroneous translations that resulted in Valdivias’s invalid
waiver of his right to counsel also denied him the assistance
of counsel in identifying potential paths for obtaining relief
and assessing whether to appeal. These erroneous
translations “thwart[ed]” Valdivias “from taking advantage
of” the appeals process because, as already discussed, he
plausibly waived his right to appeal because of them. 15 Ross,
578 U.S. at 644.
15
The dissent contends that, even if Valdivias was misled about the
availability of counsel, an administrative appeal was still “available” to
him because he might nevertheless have appealed his removal order pro
se. Dissent at 50–51. But Ross does not invite courts to overlook
misrepresentations about “the rules or procedural steps governing . . .
USA V. VALDIVIAS-SOTO 33
Valdivias’s case thus falls squarely within the
“misrepresentation” category described in Ross. Ross, 578
U.S. at 644. The translation errors misled Valdivias as to the
procedural rules of his removal proceeding and “thwart[ed]”
him from appealing his removal order to the BIA. See id.
Consequently, no further administrative remedies were
“available” to him and he satisfies § 1326(d)(1).
C. Deprivation of Judicial Review
Finally, Valdivias satisfies § 1326(d)(2). Noncitizens
who are unable to appeal their removal order because they
entered a waiver of their right to appeal that was not
considered and intelligent have been improperly deprived of
judicial review. Mendoza-Lopez, 481 U.S. at 840 (“Because
the waivers of their rights to appeal were not considered or
intelligent, respondents were deprived of judicial review of
their deportation proceeding.”). Indeed, noncitizens are
typically barred from obtaining judicial review of a removal
order without first appealing to the BIA. See 8 U.S.C.
§ 1252(d)(1). Accordingly, because Valdivias’s waiver of
his right to appeal was invalid, he was “improperly
appeals” simply because a noncitizen might theoretically navigate the
appeals process despite them. Portillo-Gonzalez, 80 F.4th at 919–20.
To the contrary, the examples provided in Ross make clear that
administrative remedies are unavailable when officials misrepresent the
“rules of the [administrative] process so as to cause the inmate [or
noncitizen] to fail to exhaust such process.” Ross, 80 F.4th at 920
(emphasis added) (quoting Davis v. Fernandez, 798 F.3d 290, 295 (5th
Cir. 2015)). The misrepresentation, in other words, must cause the
failure to exhaust—it need not make the failure inevitable.
34 USA V. VALDIVIAS-SOTO
deprived” of judicial review of his removal order and
satisfies § 1326(d)(2). 16
III. Conclusion
Based on the foregoing, Valdivias satisfies each of
§ 1326(d)’s three requirements. 17 Valdivias’s challenge to
the validity of his removal order is therefore not statutorily
barred and his removal order may not be used to “establish
conclusively an element of a criminal offense.” Mendoza-
Lopez, 481 U.S. at 838.
AFFIRMED.
16
Palomar-Santiago’s holding that each requirement of § 1326(d) is
“mandatory” does not, as the dissent suggests, mean that a consequential
error by an IJ—here, a series of mistranslations—cannot satisfy all three.
Recall that § 1326(d) “ensure[s] that a collateral challenge will be
authorized in any case in which Mendoza-Lopez’s due process holding
would require it.” Portillo-Gonzalez, 80 F.4th at 916. Mendoza-Lopez
itself involved an IJ’s failure to adequately advise the defendants in that
case of two rights: their “right to suspension of deportation” and “their
right to appeal”—but the case’s holding hinged on the latter. 481 U.S.
at 839–40 (requiring collateral review of deportation orders because “the
[defendants’] waivers of their rights to appeal were not considered or
intelligent”). Under the dissent’s view—that a single due process
violation cannot satisfy all three requirements—§ 1326(d) would
foreclose the very outcome in Mendoza-Lopez that the statutory
provision is understood to enshrine. Nothing in Palomar-Santiago
suggests such an incongruous result.
17
While we affirm the decision below, we note that the district court’s
conclusion—which the United States contested for the first time on
appeal—that a defendant is “deemed” to have satisfied § 1326(d)(1) and
(2) if they satisfy § 1326(d)(3) is inconsistent with Palomar-Santiago’s
holding that all three requirements are “mandatory.” 593 U.S. at 326.
To the extent our decisions have held otherwise, they cannot be
reconciled with Palomar-Santiago and have been abrogated by that case.
See Miller v. Gammie, 335 F.3d 889, 899–900 (9th Cir. 2003) (en banc).
USA V. VALDIVIAS-SOTO 35
IKUTA, Circuit Judge, dissenting:
Aliens in criminal proceedings cannot collaterally
challenge removal orders in district court unless “(1) the
alien exhausted any administrative remedies that may have
been available to seek relief against the order; (2) the
deportation proceedings at which the order was issued
improperly deprived the alien of the opportunity for judicial
review; and (3) the entry of the order was fundamentally
unfair.” 8 U.S.C. § 1326(d)(1)–(3). The Supreme Court has
made clear that meeting each of these statutory requirements
is mandatory. United States v. Palomar-Santiago, 593 U.S.
321, 329 (2021). In so holding, Palomar-Santiago overruled
a long line of Ninth Circuit cases concluding that where one
statutory requirement was met, the alien was automatically
excused from demonstrating the other two. Here, Valdivias
fails to show that he met any of the statutory requirements in
§ 1326(d). In holding otherwise, the majority misreads the
applicable immigration laws and revives these now-
discredited Ninth Circuit cases.
I
Valdivias first entered the United States illegally in
1999. By 2009, he had been convicted of multiple offenses,
including driving under the influence with injury in July
2002, hit and run with property damage in February 2004,
and driving under the influence in March 2007. In 2002,
Valdivias was attacked by an unknown assailant in East Palo
Alto, California and suffered skull fractures and lacerations.
The East Palo Alto Police Department sent an officer to
interview Valdivias while he was being treated in the
emergency room. Valdivias told the police he did not know
his attacker.
36 USA V. VALDIVIAS-SOTO
In February 2009, Valdivias was placed in removal
proceedings and granted voluntary departure from the
United States. But in September 2009, he again illegally
entered the United States. In 2011, Valdivias pleaded no
contest to the felony conviction of conspiring to cultivate
marijuana in violation of state law. 1
While serving a sentence of 16 months’ imprisonment
for the marijuana conspiracy conviction, Valdivias was
served with a Notice to Appear in removal proceedings. In
January 2012, Valdivias appeared before an IJ. At the
hearing, Valdivias confirmed that he understood why he was
participating in the proceeding. Through a translator, the IJ
informed Valdivias in English that
At this and every hearing, gentlemen, you can
have an attorney, but the government will not
pay for your attorney. So if you want an
attorney, you must find one for yourself at no
expense to the government. To help you find
an attorney should you want one, you have
each been given a list of local legal services.
The people on that list have told the court that
they will take cases for free or at low cost. If
you haven’t had time to consult with one of
those services, or some attorney or service,
1
In 2016, this offense was reclassified as a misdemeanor. The IJ’s
determination that Valdivias’s offense was an aggravated felony was
correct at the time of the 2012 removal hearing, and Valdivias does not
allege that the IJ erred due to this later change in the law. See United
States v. Vidal-Mendoza, 705 F.3d 1012, 1017 (9th Cir. 2013)
(explaining that an IJ must provide “accurate information regarding an
alien’s eligibility for relief ‘under the applicable law at the time of his
deportation hearing’”).
USA V. VALDIVIAS-SOTO 37
then I’ll postpone your case if you want me
to. You are not required to have any attorney.
You have the right to represent yourself.
A Spanish interpreter translated these statements into
Spanish for Valdivias. For purposes of bringing a collateral
challenge to his removal in district court, Valdivias’s
counsel subsequently hired a second interpreter to translate
the Spanish interpretation provided at the removal
proceeding into English. 2
Assuming that Valdivias’s interpretation of the Spanish
translation into English is correct, the interpreter stated:
Uh, in this proceeding and any other one that
you have with immigration, you can hire an
attorney. The government does not pay for
the service of an attorney. Each one who,
then, wants to hire an attorney goes and hires
2
It is questionable whether a court can consider dueling interpretations
in this context. Interpreters in immigration proceedings must meet
certain proficiency standards and swear to translate accurately. See
Dep’t of Just., Immigration Court Practice Manual § 4.11 (updated June
20, 2023) https://www.justice.gov/eoir/book/file/1528921/dl; see also
Dep’t of Just, EOIR Language Access Plan,
https://www.justice.gov/sites/default/files/eoir/legacy/2012/05/31/EOI
RLanguageAccessPlan.pdf (providing that interpreters must have at least
a year of experience translating in judicial settings and must pass an
exam). Assuming both the interpreter in Valdivias’s removal
proceedings and Valdivias’s interpreter hired for the collateral challenge
were required to meet these standards, a district court does not have the
requisite expertise to evaluate which interpretation is more correct. For
instance, the phrase “retain a pro bono attorney” may be translated into
Spanish as “contrate a un pro bono abogado,” using a form of the verb
“contratar,” which Valdivias’s interpreter translated as “to hire.” The
government, however, does not raise this issue.
38 USA V. VALDIVIAS-SOTO
one at his own expense. And so for that
reason, to each one who would like to look
for an attorney to hire one, a list of local legal
services has been provided. When the people
signed up on the list, those attorneys indicate
to the judge that they can do cases free of
charge and others for a low fee. So if anyone
would like to hire an attorney, go look for a
legal service to help you, I’ll make your case
for another day if you like. Even though it’s
not mandatory, everyone here has the right
and you can, does not have to have an
attorney, you can represent yourselves.
The IJ then engaged Valdivias in the following colloquy:
IJ: Mr., uh, Valdivias-Soto, do you
understand your right to be represented?
Valdivias: Yes.
IJ: Do you have an attorney?
Valdivias: No.
IJ: Did you get the list of legal services?
Valdivias: Yes.
IJ: Do you want more time to try to get an
attorney?
Valdivias: No.
IJ: Do you want time to talk to your consular
officer?
Valdivias: No.
USA V. VALDIVIAS-SOTO 39
IJ: Do you give up the right to be
represented?
Valdivias: Yes.
IJ: Are you ready to represent yourself here
today?
Valdivias: Yes.
The IJ explained the role of an attorney in the
proceedings. He then said:
If you have no attorney, then you must act as
your own attorney, and then you would have
the right to cross-examine witnesses against
you, and to examine and object to any of the
government’s evidence. You would have the
right to present your own evidence. You
have the right to present evidence in your
favor . . . so you can call witnesses . . . you
can show me anything you believe is
important . . . and anything you think is
important, you can mention it . . . and you can
testify and tell me your story in your own
words.
The IJ said “Mr. Valdivias-Soto, do you understand those
rights?” Valdivias answered “Yes.”
Next, the IJ discussed the right to an appeal. The IJ said:
Lastly, then, gentlemen, you should know
that if you disagree with the decision that I
make in your case, you do not have to accept
my decision. You can instead, appeal, and
continue to fight your case before the Board
40 USA V. VALDIVIAS-SOTO
of Immigration Appeals. By your appeal, you
ask the Board of Immigration Appeals to
review what I’ve done, and to determine if
I’ve made a mistake or been unfair to you. If
you appeal, then my decision is not final. So
you would not be removed or deported unless
the Board of Appeals orders you removed.
You can have an attorney assist you on the
appeal, even if you have no attorney in
Immigration Court. But the government will
not pay for that attorney. And if you are
eligible for bond, then you can be free on
bond when you’ve passed immigration, uh,
custody. Your right to appeal is explained on
the paper which is attached to the list of legal
services.
According to Valdivias’s interpreter, the Spanish language
interpreter at the proceeding interpreted the IJ’s remarks as
follows:
And, lastly, when I tell you the decision, [if]
you don’t like it, you do not have to accept it.
You can make the appeal, of the Board of
Appeals, for them to decide. So you ask the
Board of Appeals to determine if he did
something unfair. When a person makes an
appeal, he is not removed by expulsion or
deportation, uh, if he makes an appeal. And
so in the appeal process, [if] you need an
attorney to help, you, you can hire one. Then
when you are transferred from custody to
Immigration, the one who qualifies to be free
on bond and is appealing can be free on bond.
USA V. VALDIVIAS-SOTO 41
Together with the list of legal services, a
sheet of paper in the back, the right on how to
be able to appeal is in writing.
The IJ asked: “Mr. Valdivias-Soto, do you understand
your right to appeal?” Valdivias answered “Yes.” The IJ
asked if Valdivias had received the written explanation, and
Valdivias said “Yes.”
Next, the IJ explained the government’s charge that
Valdivias was removable because he entered into the country
illegally and was convicted of conspiracy to cultivate
marijuana. Valdivias confirmed he understood these
charges. The IJ asked him again: “Do you want more time
to get an attorney?” Valdivias said “No.”
The IJ then confirmed that Valdivias had entered the
country illegally, that he had been convicted of conspiracy
to cultivate marijuana, and that he had no fear of returning
to Mexico. Based on Valdivias’s admissions, the IJ
determined that Valdivias was removable as charged, and
had been convicted of a drug trafficking offense, which was
categorically an aggravated felony. Valdivias therefore was
“ineligible for any relief or remedy.” 3
3
Valdivias would later argue that he was eligible for a U-visa, which is
a “form of relief available to victims of certain qualifying crimes who
have suffered mental or physical abuse and assist in the prosecution or
investigation of the crime” in addition to meeting other requirements.
United States v. Cisneros-Rodriguez, 813 F.3d 748, 759 (9th Cir. 2015).
It is questionable whether Valdivias would qualify for this relief, see 8
C.F.R. § 214.14(b) (setting out eligibility criteria for obtaining a U-visa,
including showing that the alien was helpful to the investigation or
prosecution of the criminal activity). In any event, the IJ’s failure to
advise Valdivias of this form of relief does not violate any regulation.
42 USA V. VALDIVIAS-SOTO
The IJ then explained “I must order you removed. But
you can appeal. Do you want to appeal?” Valdivias asked
“If I appeal, I get released same date, or no?” The IJ said
“Well . . . you’ll be released from prison . . . you’ll go into
the custody of the immigration authorities . . . You
understand?” Valdivias said “In that case, I wish not to
appeal.” The IJ said “Are you sure?” Valdivias said “Yes.”
The IJ said “You understand that if you do not appeal now,
you can never appeal in the future?” Valdivias said “Yes.”
After Valdivias confirmed he understood that if he again
illegally reentered the United States he would face up to 20
years in prison, the IJ said to him: “Do you understand that
if you do appeal, the Board of Appeals could order that you
go free and that you not be removed at all?” Valdivias replied
“Well, like, I don’t have any chance there, uh, from what I’m
hearing.” The IJ said “You have to make your own
assessments . . . about your opportunities. I’ve told you your
rights . . . Now that you know these rights . . . and the
consequences . . . do you want to appeal?” Valdivias said
“No.”
The IJ issued a removal order that stated: “Agg felon
ineligible for relief.” Valdivias was deported in February
2012.
Some time after, Valdivias again entered the United
States illegally, and was discovered in Monterey County by
law enforcement in February 2015. Valdivias was charged
in a single count indictment under 8 U.S.C. § 1326(a) for
illegally reentering the United States after being deported.
In district court, Valdivias moved to dismiss his indictment
See Zamorano v. Garland, 2 F.4th 1213, 1224 (9th Cir. 2021); see Maj.
op. at 18 n.8 (conceding this point).
USA V. VALDIVIAS-SOTO 43
by collaterally attacking his removal order. The district
court granted the motion.
II
In affirming the district court, the majority makes a key
error on the threshold of its analysis: it holds that the IJ’s
statement that Valdivias could “hire” an attorney made
Valdivias’s waiver of the right to counsel and right to appeal
invalid, and rendered the proceedings fundamentally unfair
for purposes of § 1326(d)(3). This conclusion is belied by
the record and is inconsistent with immigration law.
Contrary to the majority, Valdivias’s due process rights
were not violated here due to an error in interpretation,
because the IJ met his obligation to advise on the limited
right to counsel in immigration proceedings. There are two
applicable requirements. First, “the alien shall have the
privilege of being represented, at no expense to the
Government, by counsel of the alien’s choosing who is
authorized to practice in such proceedings.” 8 U.S.C.
§ 1229a(a)(4)(A). To inform the alien of this right, the
applicable regulations require the IJ to “[a]dvise the
respondent of his . . . right to representation, at no expense
to the government, by counsel of his or her own choice . . . .”
8 C.F.R. § 1240.10(a)(1); see also 8 C.F.R. § 1003.16(b). A
second statute requires the IJ to provide the alien with a
“list[] . . . of persons who have indicated their availability to
represent pro bono aliens” in deportation proceedings. 8
U.S.C. § 1229(b)(2); see also 8 C.F.R. § 1240.10(a)(2)
(requiring the IJ to “[a]dvise the respondent of the
availability of pro bono legal services for the immigration
court location at which the hearing will take place”).
The IJ fulfilled both of these requirements. Even taking
Valdivias’s interpreter’s translation as the correct one, the IJ
44 USA V. VALDIVIAS-SOTO
said: “[I]n this proceeding and any other one that you have
with immigration, you can hire an attorney. The government
does not pay for the service of the attorney. Each one who,
then, wants to hire an attorney goes and hires one at his own
expense.” This language was adequate to inform Valdivias
of the right to counsel at no expense to the government.
Second, the IJ said, “[T]o each one who would like to
look for an attorney to hire one, a list of local legal services
has been provided. When the people signed up on the list,
those attorneys indicate to the judge that they can do cases
free of charge and others for a low fee.” There is no dispute
that Valdivias received the list of local legal services
providing pro bono assistance and was told there were
lawyers who could “do cases free of charge.”
The majority contends that Valdivias’s waiver of his
right to counsel was invalid because the word “hire” means
“Valdivias could enjoy the privilege of being represented
only if he could pay for an attorney.” Maj. op at 14, 16.
Because of this misinterpretation, the majority claims,
Valdivias was not informed of his “right to be represented
by a pro bono attorney if he could locate one.” Maj. op. at
14. This conclusion is wrong on two counts. First, Valdivias
was fully informed of the availability of pro bono counsel.
Immediately after stating that an alien could retain an
attorney, the interpreter explained that if an alien “would like
to look for an attorney to hire one, a list of local legal
services has been provided” which include attorneys that
“can do cases free of charge.” But more important, the
majority misapprehends the statutory scheme. The statute
and regulations give Valdivias the right only to retain
counsel at no expense to the government. They do not give
Valdivias the right to pro bono representation. Unlike in a
criminal prosecution, the “Sixth Amendment does not afford
USA V. VALDIVIAS-SOTO 45
a right to the assistance of counsel in immigration
proceedings.” Gomez-Velazco v. Sessions, 879 F.3d 989,
993 (9th Cir. 2018). Rather, “[t]he right to be represented by
counsel at one’s own expense is protected as an incident of
the right to a fair hearing under the . . . Fifth Amendment.”
Id. (emphasis added); see also Usubakunov v. Garland, 16
F.4th 1299, 1303 (9th Cir. 2021) (“[N]oncitizens have the
right to counsel in removal proceedings, albeit not the right
to counsel paid for by the government.”). Of course, an alien
in immigration proceedings can exercise the right to be
represented “at no expense to the government” by retaining
a pro bono attorney, if one is available. 4 But this is the same
as saying that an alien can exercise the right to be represented
“at no expense to the government” by paying for an attorney
with donated funds, if any are donated. Valdivias has no
more right to pro bono representation than he has a right to
donated funds. The only right relating to pro bono counsel
that Valdivias has under the regulations is the right to receive
a list of pro bono counsel, which he received.
Contrary to the majority, the IJ discharged the two
requirements for Valdivias’s waiver of the right to counsel
to be valid: the IJ “inquire[d] specifically as to whether
[Valdivias] wishes to continue without a lawyer;” and he
“receive[d] a knowing and voluntary affirmative response”
that Valdivias gave up the right to be represented. Tawadrus
4
In fact the supply of pro bono immigration counsel may fall well short
of demand. Despite Efforts to Provide Pro Bono Representation,
Growth Is Failing To Meet Exploding Demands, TRAC Immigration
(May 12, 2023),
https://trac.syr.edu/reports/716/https://trac.syr.edu/reports/716/ (last
visited July 2, 2024); Too Few Immigration Attorneys: Average
Representation Rates Fall from 65% To 30%, TRAC Immigration (Jan.
24, 2024), https://trac.syr.edu/reports/736/.
46 USA V. VALDIVIAS-SOTO
v. Ashcroft, 364 F.3d 1099, 1103 (9th Cir. 2004). In an
individual colloquy with the IJ, Valdivias affirmed that he
knew he had the “right to be represented,” that he had
received the “list of legal services,” that he did not “want
more time to try to get an attorney,” and that he had decided
to “give up the right to be represented.” Indeed, Valdivias
twice declined to obtain an attorney, even though the IJ
offered him more time to retain one. Therefore, the
government has shown by clear and convincing evidence
that Valdivias validly waived his right to be represented by
counsel. Valdivias therefore cannot show that his removal
proceeding was fundamentally unfair under § 1326(d)(3) on
this basis. See United States v. Rivera-Valdes, 105 F.4th
1118, 1122 (9th Cir. 2024) (holding that the alien failed to
show fundamental unfairness where “the government
followed its statutory obligations” by “reasonably
attempt[ing] to inform him of the [deportation] hearing” and
thus that there was no due process violation).
The majority’s conclusion that Valdivias invalidly
waived his right to an appeal fails for the same reason.
According to the majority, without having an attorney during
the immigration proceedings, Valdivias was denied “the
opportunity to have an attorney advise him about the
potential benefits of appealing.” Maj. op. at 25. The
majority also claims that given Valdivias’s inability to speak
English, his illiteracy, and his history of traumatic brain
injuries, the interpreter’s statement that “[if] you need an
attorney to help, you, you can hire one,” prevented Valdivias
from understanding that he could be represented by a pro
bono attorney on appeal.
Again, this is belied by the record, which shows that the
IJ satisfied the requirements for a valid waiver of the right to
appeal because he “adequately conveyed both [Valdivias’s]
USA V. VALDIVIAS-SOTO 47
appeal options and the finality associated with waiving
appeal.” See United States v. Valdivia-Flores, 876 F.3d
1201, 1206 (9th Cir. 2017). The IJ provided a full
explanation of Valdivias’s appeal right and stated that the
right to appeal “is explained on the paper which is attached
to the list of legal services,” which included lawyers who
would provide free legal services. Valdivias confirmed he
understood his right to appeal and had received the written
explanation of his appeal rights. According to Valdivias, his
decision to waive his right to appeal was motivated by his
desire to avoid being held in custody by immigration
authorities; he did not mention the cost of hiring an attorney.
Even after Valdivias waived his right to appeal, the IJ
reviewed the benefits of appeal with Valdivias, but Valdivias
again stated he did not want to appeal. Further, the IJ
informed Valdivias of the finality of his decision, stating
“You understand that if you do not appeal now, you can
never appeal in the future?” Valdivias stated he understood,
and reiterated he did not want to appeal. Therefore, the
government has shown by clear and convincing evidence
that Valdivias validly waived his right to appeal.
In short, Valdivias was informed about the right to
counsel at no expense to the government, informed about
lawyers who provided pro bono legal services, and informed
about his appeal rights. Despite multiple opportunities, he
waived his right to be represented by counsel and his right to
appeal. On this record, there is no basis for holding that his
removal proceeding was fundamentally unfair under
§ 1326(d)(3).
III
Not only did the majority err in holding that Valdivias
failed to meet the requirements of § 1326(d)(3), but the
48 USA V. VALDIVIAS-SOTO
majority doubles down on the error—and ignores Supreme
Court precedent—by holding that due to this purported error,
Valdivias is excused from showing he met the requirements
of § 1326(d)(1) and (2). According to the majority,
Valdivias was not required to exhaust administrative
remedies because the IJ’s purported error in advising him
about the right to counsel rendered administrative review of
his removal order unavailable. Maj. op. at 31–32. And
because this error led to Valdivias’s failure to make a valid
waiver of his right to appeal to the BIA, the majority claims,
the obligation to obtain judicial review of the deportation
proceeding was also satisfied. In other words, because of the
alleged interpretation error in the removal proceedings, the
majority concludes that Valdivias has satisfied § 1326(d)(1)
and (d)(2).
The majority’s reasoning revives a line of cases that has
been soundly rejected by the Supreme Court. Before
Palomar-Santiago was decided, the Ninth Circuit had long
held “that defendants are ‘excused from proving the first two
requirements’ of § 1326(d) if they were ‘not convicted of an
offense that made [them] removable.’” Palomar-Santiago,
593 U.S. at 326 (alteration in original) (quoting United
States v. Ochoa, 861 F.3d 1010, 1015 (9th Cir. 2017)). In a
related line of cases, the Ninth Circuit held that § 1326(d)(1)
and (d)(2) were satisfied where an IJ failed to inform the
alien of the right to appeal, or failed to inform the alien about
the availability of certain forms of relief, or where the alien’s
waiver was otherwise invalid. United States v. Gonzalez-
Villalobos, 724 F.3d 1125, 1130 (9th Cir. 2013).
Both these lines of cases were overturned by the
Supreme Court as “incompatible with the text of § 1326(d),”
Palomar-Santiago, 593 U.S. at 326, because “each of the
statutory requirements of § 1326(d) is mandatory,” id. at
USA V. VALDIVIAS-SOTO 49
329. The Court rejected the Ninth Circuit’s theory that when
an IJ misinforms an alien that a prior conviction makes the
alien ineligible for relief, “administrative review is not
practically ‘available’ under § 1326(d)(1)” because the alien
“cannot be expected to know that the immigration judge
might be wrong,” and “will not recognize a substantive basis
for appeal to the BIA.” Id. at 327. The Court instead
concluded that “[t]he immigration judge’s error on the merits
does not excuse the noncitizen’s failure to comply with a
mandatory exhaustion requirement if further administrative
review, and then judicial review if necessary, could fix that
very error.” Id. at 328. In reaching this conclusion, the
Court “expressly rejected the argument that § 1326(d)’s
requirements apply differently to substantive errors than to
procedural ones: as the Court explained, both types of
objections are ‘challenge[s]’ to such [removal] orders and
are therefore governed by the limitations of § 1326(d).”
United States v. Portillo-Gonzalez, 80 F.4th 910, 919 (9th
Cir. 2023) (citation omitted).
We subsequently held that Palomar Santiago also
overruled the Ninth Circuit cases holding that certain IJ
errors, such as failing to explain an appeal right or giving
erroneous advice to an alien regarding eligibility for a form
of relief “effectively satisfies” the requirements of
§ 1326(d)(1) and (d)(2). Id. at 917, 919. Even assuming that
the IJ’s incorrect statement about the alien’s eligibility
rendered his removal proceedings fundamentally unfair,
“that would not automatically or ‘effectively’ satisfy
§ 1326(d)’s other two requirements.” Id. at 917. Rather,
further administrative review was available because it could
fix the “very error” committed by the IJ. Id. at 918.
The majority now revives this discredited precedent. As
in those overruled cases, the majority focuses on an error in
50 USA V. VALDIVIAS-SOTO
the removal proceedings—here, the use of the word “hire”
in the interpreter’s explanation of the right to counsel and
right to appeal—and concludes that this error excuses
Valdivias from exhausting his administrative remedies.
Relying on Ross v. Blake, 578 U.S. 632, 633 (2016), the
majority concludes that the IJ’s misrepresentation
“thwarted” Valdivias from appealing his removal order to
the BIA and thus made that remedy “unavailable.”
Therefore, the majority reasons, he was also prevented from
obtaining judicial review, satisfying § 1326(d)(1) and
§ 1326(d)(2).
But Palomar-Santiago has swept away such reasoning.
The majority’s claim that the alleged mistranslation made
administrative remedies unavailable does not withstand the
slightest scrutiny. As we explained in Portillo-Gonzalez,
under Ross, administrative remedies are unavailable only
when a remedy, “although officially on the books,” is made
unworkable or unusable due to obstacles put in place by the
government. 80 F.4th at 919 (quoting Palomar-Santiago,
593 U.S. at 328). This type of unavailability occurs, for
instance, where the remedy “operates as a simple dead end—
with officers unable or consistently unwilling to provide any
relief to aggrieved inmates”; where “the administrative
scheme is so opaque that no ordinary prisoner can discern or
navigate it”; or where “prison administrators thwart inmates
from taking advantage of a grievance process through
machination, misrepresentation, or intimidation.” Id. at 920
(quotation marks omitted) (quoting Ross, 578 U.S. at 643–
44).
Here, there was no obstacle rendering an appeal to the
BIA unavailable. Contrary to the majority, the IJ did not
engage in the sort of “machination, misrepresentation, or
intimidation” that would prevent Valdivias from taking an
USA V. VALDIVIAS-SOTO 51
appeal. Id. (quoting Ross, 578 U.S. at 644). Nor did the IJ
give Valdivias a “hide-and-seek” approach or otherwise
mislead Valdivias “as to the existence or rules of the
grievance process.” Id. (emphasis omitted) (quoting Ross,
578 U.S. at 644 n.3). Nothing the IJ or the interpreter said
involved “misleading statements as to the procedural steps
for pursuing administrative remedies,” as the majority
contends. Id. at 920 (emphasis omitted); Maj. op. at 32. To
the contrary, the IJ repeatedly told Valdivias he could appeal
if Valdivias thought that the IJ had treated him unfairly.
Not even the inability to retain a lawyer would make the
administrative appeal remedy unavailable. The majority
mistakenly assumes that a pro se appeal would mean that an
appeal is not available to Valdivias. Maj. op. at 32. But
Valdivias could have represented himself in an appeal to the
BIA. See Dep’t of Just., Immigration Court Practice
Manual § 2.2 (updated Nov. 7, 2023),
https://www.justice.gov/eoir/book/file/1528921/dl (“An
individual in proceedings may represent themselves before
the Board.”). While retaining a lawyer may be helpful in
navigating the appeals process, it is not itself a procedural
requirement in filing an appeal with the BIA. Because there
was no misstatement as to the procedural steps for appealing
to the BIA or any suggestion by the IJ that such an avenue
did not exist “this case does not fall within any of the
categories that Ross describes.” Portillo-Gonzalez, 80 F.4th
at 920.
Instead, the administrative remedy of an appeal to the
BIA was “capable of use” and was available to Valdivias.
Id. And as in Palomar-Santiago, further administrative
review could have fixed the “very error” committed by the
IJ. 593 U.S. at 328. Had Valdivias appealed pro se, the BIA
could have determined that Valdivias’s waiver of his right to
52 USA V. VALDIVIAS-SOTO
counsel was invalid, and then remanded the case to the IJ,
giving Valdivias the opportunity to retain counsel for further
proceedings. Thus the IJ’s error, if any, does not excuse
Valdivias’s “failure to comply with a mandatory exhaustion
requirement.” Id. And had Valdivias exhausted his appeal
to the BIA, he could then have petitioned the Ninth Circuit
for review, fulfilling both § 1326(d)(1) and § 1326(d)(2).
Because the IJ’s error did not make administrative
remedies unavailable to Valdivias, the majority’s analysis
devolves into the sort of reasoning we saw in our pre-
Palomar-Santiago cases. Just as in our overruled precedent,
the majority opinion rests on a single purported error by the
IJ: the alleged mistranslation that an alien can “hire” an
attorney. And just as our overruled cases held that an IJ’s
error satisfied all three requirements of § 1326(d), the
majority holds that the single purported mistranslation error
here: (1) invalidates Valdivias’s waiver of his right to
counsel and right to appeal (satisfying the requirements of
§ 1326(d)(3)); (2) thwarts Valdivias’s ability to take an
appeal (satisfying the requirements of § 1326(d)(1)); and
(3) therefore deprives Valdivias of the right to judicial
review (satisfying the requirements of § 1326(d)(2)). This
reasoning cannot survive Palomar-Santiago, which held that
“each of the statutory requirements of § 1326(d) is
mandatory” and that a court may not sidestep the
requirement that the alien demonstrate exhaustion of
administrative remedies. 5 593 U.S. at 329.
5
The majority relies on United States v. Mendoza-Lopez, 481 U.S. 828
(1987), to argue that a consequential error by an IJ can satisfy all three
requirements of § 1326(d). Maj. op. at 34 n.16. But here there was no
such consequential error. Rather, the majority points only to an
USA V. VALDIVIAS-SOTO 53
***
In light of Palomar Santiago, Valdivias failed to meet
any of the three requirements in § 1326(d) that are necessary
for bringing a collateral challenge to his removal
proceedings. Despite any mistranslation in the removal
proceedings, Valdivias received the required information
about his right to a lawyer at no expense to the government
and the availability of pro bono counsel. The proceeding
was therefore not fundamentally unfair. Nor did any
mistranslation error relieve him of the obligation to exhaust
his administrative remedies by bringing an appeal to the
BIA, which would then give him the ability to obtain judicial
review. Because the majority effectively excuses Valdivias
from meeting any of the mandatory requirements for
bringing a collateral challenge to a removal order, I dissent.
interpreter’s purported error in explaining the right to counsel, and
claims this error satisfies all three of § 1326(d)’s requirements. Such a
result is clearly contrary to Palomar-Santiago. Nor does Mendoza-
Lopez stand for the proposition that a single error in an immigration
proceeding can preclude the government from relying on the results of
the proceeding in a criminal case. Rather, Mendoza-Lopez assumed (at
the government’s request) that the deportation hearing at issue in that
case was fundamentally unfair, 481 U.S. at 839 (which would correspond
to § 1326(d)(3)), and then separately determined that the aliens were
deprived of judicial review of the deportation proceedings.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
02Opinion by Judge Korman; Dissent by Judge Ikuta * The Honorable Edward R.
03Korman, United States District Judge for the Eastern District of New York, sitting by designation.
04VALDIVIAS-SOTO SUMMARY ** Criminal Law The panel affirmed the district court’s judgment dismissing an indictment charging Rosendo Valdivias-Soto (“Valdivias”) with illegally reentering the United States after he had previously been removed.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
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This case was decided on August 9, 2024.
Use the citation No. 10035718 and verify it against the official reporter before filing.