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No. 10011705
United States Court of Appeals for the Ninth Circuit
United States v. Roberto Yepez
No. 10011705 · Decided July 23, 2024
No. 10011705·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
July 23, 2024
Citation
No. 10011705
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 22-50233
Plaintiff-Appellee, D.C. Nos.
2:12-cr-00792-
v. GW-1
2:12-cr-00792-
ROBERTO YEPEZ, AKA Beto, GW
Defendant-Appellant. OPINION
Appeal from the United States District Court
for the Central District of California
George H. Wu, District Judge, Presiding
Argued and Submitted February 8, 2024
Pasadena, California
Filed July 23, 2024
Before: Kim McLane Wardlaw, Michelle T. Friedland, and
Jennifer Sung, Circuit Judges.
Opinion by Judge Friedland
2 USA V. YEPEZ
SUMMARY*
Criminal Law
The panel dismissed as moot Roberto Yepez’s appeal
from the district court’s order dismissing his motion for
compassionate release.
While Yepez was serving an unrelated state sentence, he
was transferred to federal custody to face a federal drug
trafficking charge. Later, while serving the federal sentence,
he moved pro se for sentence credit for the time he had spent
in federal custody while facing his federal
charges. Although he later argued through counsel that the
motion should be construed as one for compassionate release
under 18 U.S.C. § 3582(c)(1)(A), the district court held that
it could not construe the motion that way. The district court
held that a legal claim that a sentence was miscalculated
cannot be asserted in a compassionate release motion and
instead must be brought through a habeas petition under 28
U.S.C. § 2241.
Before briefing was completed on appeal, Yepez was
released from prison and began serving his term of
supervised release. The panel held that Yepez’s appeal
became moot upon his release from prison, and so it must be
dismissed.
The panel construed Yepez’s motion as making two
claims: a legal claim that the Bureau of Prisons
miscalculated his sentence credit, and an equitable claim that
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. YEPEZ 3
the district court should grant compassionate release to
reflect the sentencing court’s intent. On appeal, however,
Yepez argued only that he was eligible for compassionate
relief for equitable reasons. The panel concluded that the
relief of a reduction in Yepez’s term of imprisonment was
no longer available. In addition, according to the statutory
text, the compassionate release provision, § 3582(c)(1)(A),
could not be used to shorten Yepez’s term of supervised
release. The panel rejected Yepez’s argument that the
appeal was not moot because its outcome could affect a later
motion under § 3583(e) for modification of his term of
supervised release.
COUNSEL
David R. Friedman (argued) and David Pi, Assistant United
States Attorneys; Bram M. Alden, Assistant United States
Attorney, Chief, Criminal Appeals Section; E. Martin
Estrada, United States Attorney; Office of the United States
Attorney, Los Angeles, California; Aaron Lewis, Covington
& Burling LLP, Los Angeles, California; for Plaintiff-
Appellee.
Dale F. Ogden Jr. (argued), Deputy Federal Public Defender;
Cuauhtemoc Ortega, Federal Public Defender; Federal
Public Defender's Office, Los Angeles, California; for
Defendant-Appellant.
4 USA V. YEPEZ
OPINION
FRIEDLAND, Circuit Judge:
While Roberto Yepez was serving an unrelated state
sentence, he was transferred to federal custody to face a
federal drug trafficking charge. He was convicted and
sentenced in federal court. Later, while serving the federal
sentence, he filed a pro se motion in federal district court
arguing that he should be given credit toward that sentence
for the time he had spent in federal custody while facing his
federal charges. Although he later argued through counsel
that the motion should be construed as one for
compassionate release, the district court held that it could not
construe the motion that way. The district court held that a
legal claim that a sentence was miscalculated cannot be
asserted in a compassionate release motion and instead must
be brought through a habeas petition under 28 U.S.C. § 2241
in the jurisdiction in which the individual is incarcerated.
The court held that it also could not proceed to decide the
motion as a § 2241 habeas petition because Yepez was
incarcerated in a different jurisdiction, and that the motion
instead had to be dismissed.
Yepez appealed, but before briefing was complete, he
was released from prison and began serving his term of
supervised release. We hold that Yepez’s appeal became
moot upon his release from prison, so it must be dismissed.
I.
In July 2012, the State of California arrested and charged
Yepez with being a felon in possession of a firearm and
exhibiting a firearm. In August 2012, while Yepez was in
state custody pending his state trial, the federal government
USA V. YEPEZ 5
(“the Government”) indicted him for distributing at least
fifty grams of methamphetamine in violation of 21 U.S.C.
§ 841(a)(1), (b)(1)(A)(viii). He was convicted of the state
firearm offenses, and in March 2013 he was sentenced to
seven years in prison. In June 2013, the Government filed
an application for a writ of habeas corpus ad prosequendum
in the United States District Court for the Central District of
California, requesting that the state warden be required to
produce Yepez for the proceedings in his federal case. The
court issued the writ. On or about June 27, 2013, Yepez was
transferred to the custody of the federal Bureau of Prisons
(“the BOP”), where he continued to serve his state sentence
while his federal criminal proceedings took place.
Yepez ultimately pleaded guilty to the federal charge,
and in exchange the Government agreed not to object to
Yepez’s request that his federal sentence be served
concurrently with his state sentence.
At sentencing, the district court imposed a sentence of
ten years in prison—the mandatory minimum—as well as
five years of supervised release. The district court expressed
an intent to give Yepez credit for time he spent in custody
prior to the start of his federal sentence. The court said, “I
do envision that he be given credit for the custody time that
he has had both specifically in federal custody but also in
the—since his state arrest.” The court added that including
such credit in the Judgment and Commitment Order might
be difficult because the BOP “has a funny way of doing it”
but that “[i]f [Yepez] doesn’t get the credit, obviously, [he]
can always come back and make the request.” The court
added that “[i]t might be a situation where [the court] might
have to credit the time in some [other] way such that we
don’t give him the [mandatory minimum]” but that the court
would prefer to do it by awarding credits for state time so
6 USA V. YEPEZ
that “it is clear” the court is “giving him the mandatory
minimum and yet also giving him the credit.” The Judgment
and Commitment Order stated that Yepez’s federal sentence
would run concurrently with his state sentence. It also stated
that the court “recommend[ed] but [did] not order” the BOP
to retroactively designate a “place of confinement for service
of this federal sentence for the period of June 27, 2013 to
August 25, 2014,” the period between his transfer to federal
custody and his federal sentencing.
Yepez was transferred back to state prison, where he
finished serving his state sentence in 2016. He was then
transferred to federal prison to serve the remaining part of
his federal sentence. The BOP calculated Yepez’s federal
sentence as beginning to run on the day he was sentenced for
the federal offense. In assigning pre-sentence custody credit,
the BOP granted Yepez credit for the time he spent in state
custody before his state sentence began. But the BOP did
not give him credit for any of the time he spent serving his
state sentence between his state and federal sentencings,
even for the period in which he was in federal custody.
In 2019, Yepez filed multiple prison grievances,
objecting in various ways that he had not received more
credit. The grievances were all denied, and Yepez appealed
pursuant to prison procedures. The BOP denied his appeals.
According to the BOP, because 18 U.S.C. § 3585(b)
prohibits the BOP from giving pre-sentence credit for time
spent serving another sentence, it could not give Yepez
credit for the time he spent serving his state sentence prior to
his federal sentencing.
In 2022, while Yepez was incarcerated at a federal prison
in Kentucky, he filed a pro se “Motion for an Amended
Judgment to Reflect this Court[’s] Sentencing Intent
USA V. YEPEZ 7
Pursuant to 18 U.S.C. § 3582(c)(2)” in the United States
District Court for the Central District of California, where he
had pleaded guilty and been sentenced. The motion listed
two issues: (1) “Whether Mr[.] Yepez is entitled to the jail
time credit as was recomme[n]ded at sentencing . . . [f]rom
June 27th 2013 through August 25th 2014, while being
borrowed pursuant to a federal writ of habeas corpus ad
prosequendum” and (2) “Whether this court will now amend
the 120 months sentence to incorporate the Bureau of
Prisons denial of [] Mr. Yepez[’s] jail time credit as was
pronounced at his sentencing. See Sentencing Transcripts
Documents Entry #56, Page #11, Paragraph #6 throu[gh]
#15.”
The Government filed an opposition to the motion.
Although Yepez had stated that his motion was being
brought under 18 U.S.C. § 3582(c)(2)—which applies to
defendants who, unlike Yepez, were sentenced to a term of
imprisonment based on a Guidelines range that was
subsequently lowered by the Sentencing Commission—the
Government construed it as a motion for compassionate
release under 18 U.S.C. § 3582(c)(1)(A). The Government
then argued that a habeas petition under 28 U.S.C. § 2241,
not a motion for compassionate release, is the proper vehicle
for a claim that a sentence was miscalculated. The
Government also argued in the alternative that the BOP
correctly computed Yepez’s sentence credits and that, even
if the BOP had not, Yepez’s request for additional sentence
credits did not constitute extraordinary and compelling
reasons warranting compassionate release.
Yepez, newly represented by the Federal Public
Defenders, filed a reply brief in support of his motion. He
stated that his motion did “not, as the Government
suggest[ed], challenge BOP’s computation” of his sentence
8 USA V. YEPEZ
credits. Instead, he contended that his “motion is best
understood as a request for compassionate release to
incorporate the time that BOP did not award.” Yepez argued
that a court may grant compassionate release when a
“properly calculated sentence [does] not reflect the court’s
intent or create[s] an overly punitive result,” because that
circumstance constitutes an extraordinary and compelling
reason within the meaning of the compassionate release
statute. He therefore “request[ed] that [the] Court grant
compassionate release and resentence him to time served.”
The district court understood Yepez’s motion to argue
that his sentence was miscalculated. The court held that a
federal prisoner cannot raise such an argument in a motion
for compassionate release and instead must do so in a habeas
petition under 28 U.S.C. § 2241. It then attempted to
construe the motion liberally as a § 2241 petition but noted
that such petitions must be brought in the district where the
petitioner is incarcerated, not the district in which he was
sentenced. The district court therefore ruled against Yepez
without prejudice to Yepez’s filing a § 2241 petition in the
Eastern District of Kentucky.
Yepez timely appealed.
In March 2023, after Yepez filed his opening brief with
this court, he was released from custody and began serving
his term of supervised release.
II.
We decide de novo questions of mootness. United States
v. Hulen, 879 F.3d 1015, 1018 (9th Cir. 2018). Likewise, we
decide de novo questions of statutory interpretation, such as
the scope of the compassionate release statute. United States
v. Chen, 48 F.4th 1092, 1094 (9th Cir. 2022).
USA V. YEPEZ 9
III.
Before we can determine whether we have jurisdiction
over Yepez’s claim, we must determine what that claim is.
The parties agree that Yepez’s pro se motion can be
construed as a motion for compassionate release. But they
disagree about what claim Yepez asserted in the motion.
The Government contends that the motion raised only a legal
claim that the BOP miscalculated Yepez’s sentence credits.
The Government further contends that such a claim cannot
be brought through a motion for compassionate release and
instead must be raised in a habeas petition under § 2241 in
the jurisdiction of incarceration. Yepez argues that his
motion raised an equitable claim that the district court should
grant compassionate release because his sentence exceeded
what the sentencing court intended. He asserts that such an
equitable argument can be brought via a motion for
compassionate release. He further argues that his release
from prison did not moot this appeal because the district
court could grant compassionate release by shortening his
term of supervised release.
We think both sides’ characterizations of Yepez’s
motion have merit. But each party grasps at one part of the
motion without seeing the rest and then asserts the other’s
view is wrong. Cf. John Godfrey Saxe, The Blind Men and
the Elephant: A Hindoo Fable, reprinted in The Poems of
John Godfrey Saxe 259-60 (James R. Osgood & Co. ed.,
1876). Ultimately, both sides are “partly in the right.” Id. at
260. Particularly when construing Yepez’s motion liberally,
as we are obligated to do with pro se filings, Pouncil v.
Tilton, 704 F.3d 568, 574-75 (9th Cir. 2012), it asserted both
a legal claim and an equitable one.
10 USA V. YEPEZ
Yepez’s motion argued at points that he was legally
entitled to additional pre-sentence credit. Issue one in the
motion was whether Yepez was “entitled” to credit for the
time he spent in federal custody before his federal
sentencing. Yepez also stated in the motion that he had
exhausted his administrative remedies, and Yepez argued in
the attached grievances demonstrating exhaustion that he
was legally “entitled” to sentence credits for the time he
spent serving his state sentence in federal custody. He
argued that the BOP’s denial of credits violated the
sentencing court’s decision to run the state and federal
sentences concurrently and that the BOP’s denial ran afoul
of its governing statute.
At the same time, the motion made an equitable
argument that the court should alter Yepez’s sentence to
conform to the sentencing court’s intent. Issue two in the
motion was “[w]hether this court will now amend the 120
months sentence to incorporate the Bureau of Prisons denial
of [] Mr. Yepez[’s] jail time credit as was pronounced at his
sentencing.” Yepez cited the portion of the sentencing
transcript where the district court stated that Yepez could
come back to the sentencing court if the BOP did not grant
him the credit. The motion ended by emphasizing that
altering Yepez’s sentence would “uphold the Court[’]s
recommendation to credit” him for time spent “in both
Federal and State custody.”
We therefore construe Yepez’s motion for
compassionate release as making two claims: a legal claim
that the BOP miscalculated his sentence credit, and an
equitable claim that the court should grant compassionate
release to reflect the sentencing court’s intent. But Yepez
has since abandoned his legal claim. He argues in this appeal
only that he is eligible for compassionate release for
USA V. YEPEZ 11
equitable reasons related to the court’s sentencing intent.
We therefore have no occasion to decide whether Yepez’s
legal argument should have been brought via a § 2241
habeas petition. Only his equitable claim is before us.
IV.
We must now decide if we have jurisdiction to consider
the merits question presented in this appeal: whether a
disparity between a sentencing court’s expectations about
pre-sentence credit and the BOP’s actual award of pre-
sentence credit can constitute an extraordinary and
compelling reason justifying compassionate release.
Article III of the Constitution limits the jurisdiction of
federal courts to “actual, ongoing cases or controversies.”
Lewis v. Cont’l Bank Corp., 494 U.S. 472, 477 (1990). For
a case or controversy to be ongoing, “[t]he parties must
continue to have ‘a personal stake in the outcome.’” Id. at
478 (quoting City of Los Angeles v. Lyons, 461 U.S. 95, 101
(1983)). Otherwise, the matter becomes moot. But “[t]he
burden of demonstrating mootness is a heavy one.” Cantrell
v. City of Long Beach, 241 F.3d 674, 678 (9th Cir. 2001). A
matter “becomes moot only when it is impossible for a court
to grant any effectual relief whatever to the prevailing
party.” Chafin v. Chafin, 568 U.S. 165, 172 (2013) (quoting
Knox v. SEIU, Local 1000, 567 U.S. 298, 307 (2012)); see
also, e.g., Garcia v. Lawn, 805 F.2d 1400, 1403 (9th Cir.
1986) (holding that a case was not moot even though the
injunction the plaintiff initially requested was no longer
available due to intervening events, because the court could
craft a different injunction that would remedy the
complained-of injury).
The Government is correct that the only relief Yepez
requested in the district court—a reduction of his term of
12 USA V. YEPEZ
imprisonment—is no longer available. He has been
released, so there is no term of imprisonment left to reduce.
That does not end our analysis, however, because in
determining whether a matter is moot, we ask “‘not whether
the precise relief sought [at its outset] is still available,’ but
‘whether there can be any effective relief.’”1 Bayer v.
Neiman Marcus Grp., Inc., 861 F.3d 853, 862 (9th Cir. 2017)
(emphasis added) (quoting McCormack v. Herzog, 788 F.3d
1017, 1024 (9th Cir. 2015)). Yepez argues that two other
effective forms of relief are still available. First, he contends
that the compassionate release provision can be used to
shorten his remaining term of supervised release. Second,
he argues that the outcome of this appeal could affect a later
motion under § 3583(e) for modification of his term of
supervised release.
We conclude that this appeal cannot result in any
effective relief for Yepez, so we cannot resolve its merits.
We must instead dismiss it as moot.
A.
The compassionate release provision cannot be used to
shorten a term of supervised release. The text of the
1
We have noted in cases involving questions of mootness that ordinary
discretionary principles of waiver and forfeiture can affect whether
certain relief is available. Seven Words LLC v. Network Sols., 260 F.3d
1089, 1095-97 (9th Cir. 2001) (rejecting a “late-in-the-day damages
claim” raised only in supplemental briefing on appeal after the plaintiff
had “effectively disavowed damages for tactical reasons” earlier in the
litigation); Bain v. Cal. Teachers Ass’n, 891 F.3d 1206, 1213 (9th Cir.
2018) (rejecting a request for restitution that was first raised after the
reply brief on appeal). It is clear there has been no waiver or forfeiture
here—Yepez requested alternative relief in his opening brief even before
he was released, once it was evident that he would not receive a favorable
decision by the time of his release.
USA V. YEPEZ 13
provision states that a district court “may reduce the term of
imprisonment.” 18 U.S.C. § 3582(c)(1)(A). On its face, that
provision allows a court to reduce a person’s term of
incarceration, not his term of supervised release. Congress
used “imprisonment” rather than the broader word
“sentence,” with which it could have permitted a court to
reduce both a term of incarceration and supervised release.
See United States v. Joyce, 357 F.3d 921, 924 (9th Cir. 2004)
(noting that the word “sentence” in 18 U.S.C. § 3742(a)(3)
and 18 U.S.C. § 3583(a) “encompasses both prison time and
periods of supervised release”).2
The compassionate release provision separately
addresses supervised release. It states that when a court
reduces a term of imprisonment, it “may impose a term of
probation or supervised release with or without conditions
that does not exceed the unserved portion of the original term
of imprisonment.” 18 U.S.C. § 3582(c)(1)(A). In other
words, it may replace any subtracted length of imprisonment
with an additional term of supervised release of up to the
same length. But that is the only type of change to
supervised release contemplated by the text of the
compassionate release provision.
2
Our court, as well as other institutions involved in the sentencing
process, routinely use the terms supervised release and imprisonment
separately, reflecting that they mean different things. See, e.g., United
States Sentencing Guidelines (“U.S.S.G.”) ch. 5, pts. C, D (including
separate sections within the chapter entitled “Determining the Sentence”
for imprisonment and supervised release); United States v. Soto-Olivas,
44 F.3d 788, 790 (9th Cir. 1995) (“Congress authorized courts to ‘tack a
period of supervised release onto any term of imprisonment authorized
by a substantive criminal statute.’” (quoting United States v.
Montenegro-Rojo, 908 F.2d 425, 432 (9th Cir. 1990))).
14 USA V. YEPEZ
Yepez argues that the term “impose” in that part of the
compassionate release provision allows the court to reopen
the question of supervised release and therefore either
increase or decrease the original term of supervised release.
18 U.S.C. § 3582(c)(1)(A). To be sure, 18 U.S.C. § 3553(a)
does use the term “impose” when discussing a person’s
initial sentencing, but that does not mean that whenever a
statute uses the word “impose,” it authorizes a plenary
resentencing. To impose means “to levy or exact.” Impose,
Black’s Law Dictionary (11th ed. 2019); see also United
States v. Martin, 974 F.3d 124, 138 (2d Cir. 2020)
(explaining in a different sentencing context that “[t]he act
of imposing connotes the affirmative placement of a burden
or a restriction”). Both § 3553(a) and the compassionate
release provision use that ordinary meaning. In each
context, a court affirmatively places a burden on the
defendant—either by giving him a sentence in the first
instance, or by adding an additional term of supervised
release.
Yepez also argues that our interpretation of the
compassionate release provision is inconsistent with the
reasoning of Concepcion v. United States, 597 U.S. 481
(2022). In Concepcion, the Supreme Court held that a court
may consider intervening changes of law and fact when
“impos[ing] a reduced sentence” under § 404(b) of the First
Step Act. Id. at 486. The Court based its decision on the
“‘long’ and ‘durable’ tradition that sentencing judges
‘enjo[y] discretion in the sort of information they may
consider’ at an initial sentencing proceeding.” Id. at 491
(alteration in original) (quoting Dean v. United States, 581
U.S. 62, 66 (2017)). It explained that this tradition continues
today and “also characterizes sentencing modification
hearings.” Id. at 492. According to Yepez, Concepcion
USA V. YEPEZ 15
creates a presumption that district courts have broad
discretion in all sentencing contexts. Even accepting
Yepez’s premise that Concepcion is not only about what
information sentencing courts may consider but is also about
discretion in sentencing choices more broadly, Concepcion
itself recognizes that Congress can limit that discretion. See
id. at 486-87. Here, Congress clearly expressed that a
district court may use the compassionate release provision
only to “reduce [a] term of imprisonment” and “impose” an
additional term of supervised release. 18 U.S.C.
§ 3582(c)(1)(A).
Finally, Yepez argues that the compassionate release
provision provides a district court with wide discretion, and
that it would be strange to cabin that discretion in one area—
especially in the area of supervised release, where the court
normally retains wide discretion. Although it is true that a
district court retains wide discretion over supervised release,
Congress has established a separate framework for the
exercise of that discretion. Under 18 U.S.C. § 3583(e)(1),
after considering a subset of the § 3553(a) factors, a court
may “terminate a term of supervised release . . . at any time
after the expiration of one year of supervised release . . . if it
is satisfied that such action is warranted by the conduct of
the defendant released and the interest of justice.” Under
§ 3583(e)(2), a court may also “modify, reduce, or enlarge
the conditions of supervised release” after it considers the
same § 3553(a) factors. In light of those provisions, which
give the district court substantial discretion to modify a term
of supervised release, we see no reason why broad discretion
over supervised release would necessarily also exist in a
provision that primarily concerns imprisonment.
16 USA V. YEPEZ
We therefore conclude that a motion for compassionate
release may not be used to shorten a term of supervised
release.
B.
We turn next to Yepez’s argument that this appeal is not
moot because its outcome could affect a later motion under
§ 3583(e) for modification of his term of supervised release.
We reject that argument as well.
We have held that, even when a person has been released
from imprisonment, a challenge to his sentence is not moot
if a favorable ruling could be used “as a factor weighing in
favor of reducing the term of supervised release” under
§ 3583(e). Reynolds v. Thomas, 603 F.3d 1144, 1148 (9th
Cir. 2010), abrogated on other grounds by Setser v. United
States, 566 U.S. 231 (2012). The merits question presented
in this appeal is whether the incongruity between Yepez’s
sentence as calculated by the BOP and the district court’s
sentencing intent could qualify as an extraordinary and
compelling reason warranting compassionate release. Even
if we were to answer that question affirmatively, our
conclusion would be irrelevant to the evaluation of any
future motion under § 3583(e). Under § 3583(e)(1), a court
may grant a reduction in the length of supervised release
only after considering the defendant’s behavior on
supervised release, the interests of justice, and certain
§ 3553(a) factors. 18 U.S.C. § 3583(e)(1). Similarly, under
§ 3583(e)(2), a court may grant an alteration to the
conditions of supervised release only after considering the
USA V. YEPEZ 17
same § 3553(a) factors. 18 U.S.C. § 3583(e)(2).3 None of
those supervised release considerations in any way
incorporates the extraordinary and compelling reasons
standard for compassionate release. See United States v.
Ponce, 22 F.4th 1045, 1047 (9th Cir. 2022) (holding that
§ 3583(e) does not contain an “exceptional or extraordinary
circumstances requirement”).
A court faced with a motion to alter the length or
conditions of a term of supervised release under § 3583(e)
could exercise its discretion to consider additional factors
like the intent of the original sentencing judge. See United
States v. Miller, 205 F.3d 1098, 1100 (9th Cir. 2000) (“[T]he
plain language of [§ 3583(e)(2)] indicates that the district
courts have broad discretion to alter the conditions of a
defendant’s supervised release.”); Ponce, 22 F.4th at 1047
(“[A] district court enjoys discretion to consider a wide
range of circumstances when determining whether to grant
early termination.” (quoting United States v. Emmett, 749
F.3d 817, 819 (9th Cir. 2014))). Given that discretion,
Yepez could invoke the same facts in seeking a change to his
supervised release as he invoked in trying to obtain
3
The § 3553(a) factors a court must consider under § 3583(e)(1)-(2) are
§ 3553(a)(1) (“the nature and circumstances of the offense and the
history and characteristics of the defendant”); (a)(2)(B) (“to afford
adequate deterrence to criminal conduct”); (a)(2)(C) (“to protect the
public from further crimes of the defendant”); (a)(2)(D) (“to provide the
defendant with needed educational or vocational training, medical care,
or other correctional treatment in the most effective manner”); (a)(4)
(“the kinds of sentence and the sentencing range established for” that
offense category); (a)(5) (policy statements issued by the Sentencing
Commission); (a)(6) (“the need to avoid unwarranted sentence
disparities among defendants with similar records who have been found
guilty of similar conduct”); and (a)(7) (“the need to provide restitution
to any victims of the offense”).
18 USA V. YEPEZ
compassionate release. But Yepez is not asking us to resolve
any factual issue here because the parties do not dispute what
the sentencing judge intended. The merits question before
us is only whether the unfulfilled goals of a sentencing judge
may be a reason for granting a compassionate release
motion. Nothing we might say in answering that question
would affect a future motion to alter the length or conditions
of Yepez’s supervised release. Because Yepez therefore no
longer has an interest in our resolution of the only merits
question on appeal, the appeal is moot.
That conclusion is consistent with our decisions in
Gunderson v. Hood, 268 F.3d 1149 (9th Cir. 2001), Mujahid
v. Daniels, 413 F.3d 991 (9th Cir. 2005), and Reynolds.
Although we held that those appeals were not moot, that was
because all involved legal (not equitable) challenges to the
length of a sentence. See Gunderson, 268 F.3d at 1153;
Mujahid, 413 F.3d at 993; Reynolds, 603 F.3d at 1148, 1150.
A decision in favor of the petitioner in each of those cases
would therefore have meant that the Government had
committed a legal error resulting in an excessive sentence—
a conclusion that would be relevant to a motion under
§ 3583(e) to reduce the term or conditions of supervised
release even though the original form of relief sought (a
reduction in the term of imprisonment) was no longer
available.4
4
Yepez also suggests that holding this appeal is moot would create a
circuit split with the Second and Seventh Circuits. But we see no conflict
between our reasoning here and the cases Yepez cites.
In United States v. Chestnut, 989 F.3d 222 (2d Cir. 2021), the Second
Circuit explained, as we have, that “[i]n certain circumstances, an appeal
challenging a criminal sentence will not be rendered moot when the
USA V. YEPEZ 19
Finally, we note that our decision presents no barrier to
Yepez’s filing a motion under § 3583(e) to modify his term
of supervised release. As we explained above, a court
evaluating such a motion may consider a wide range of
arguments, including an argument similar to the one Yepez
raised in his motion for compassionate release.
V.
For the foregoing reasons, we DISMISS this appeal as
moot.
defendant is released from prison so long as the defendant is still subject
to a term of supervision” because “[a]rguments for a shorter overall
sentence could potentially cause the district court to reduce a defendant’s
term of supervision.” Chestnut, 989 F.3d at 224. The Second Circuit
held that the appeal before it was moot despite this rule because the
defendant’s arguments, which related to the risks of COVID-19 and his
family circumstances, “focus[ed] exclusively on why he should be
released from prison” and therefore would not help him gain a reduction
in his term of supervised release. Id. at 225. Chestnut is therefore
perfectly consistent with our analysis here.
The Seventh Circuit’s decision in United States v. Von Vader, 58 F.4th
369 (7th Cir. 2023), is inapposite. That case concerned a motion for
compassionate release based on an argument that the defendant’s
sentence was “legally defective.” Id. at 371. The court concluded that
such an argument must be brought via habeas petition. Id. We have no
occasion to decide that question here, because Yepez has abandoned his
legal claim.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.