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No. 10154997
United States Court of Appeals for the Ninth Circuit
United States v. Le
No. 10154997 · Decided October 22, 2024
No. 10154997·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
October 22, 2024
Citation
No. 10154997
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-1495
D.C. No.
Plaintiff - Appellee,
2:99-cr-00433-
WBS-AC-7
v.
HOANG AI LE, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Eastern District of California
William B. Shubb, District Judge, Presiding
Argued and Submitted August 23, 2024
San Francisco, California
Filed October 22, 2024
Before: Marsha S. Berzon, Daniel A. Bress, and Lawrence
VanDyke, Circuit Judges.
Opinion by Judge Bress;
Dissent by Judge Berzon
2 USA V. LE
SUMMARY *
Criminal Law
The panel affirmed the sentence imposed on Hoang Ai
Le, whom a jury convicted of Hobbs Act conspiracy and a
related firearm offense, in a case in which Le and a team of
co-conspirators decided to steal computer chips from
Diamond Flower Electric Instruments (“DFI”).
The conspirators divided into two teams. The first team,
or “entry” team, was to invade the private home of the owner
of DFI, who was believed to possess the alarm codes to the
business. Once the codes were obtained, a second team, led
by Le, would go to DFI, access the building with the alarm
codes, and steal the computer chips.
The entry team went to the home of DFI employee Zhou
Shi Wen (“Wen”) to execute the plan. An occupant of the
home opened the door, and three conspirators ran inside and
used duct tape, bed sheets, and electrical cords to tie up the
DFI employee, the man’s elderly parents, and a friend who
was visiting.
For the next several hours the conspirators tortured, beat,
and pistol-whipped Wen as they tried to extract information
from him about the alarm codes. When Wen tried to explain
that he was only a handyman at DFI and did not have the
codes, he was hit in the head with a gun. Eventually, the
conspirators realized that Wen was telling the truth and did
not have the security codes. Although Le and his team were
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. LE 3
standing by at a nearby motel awaiting the codes, they
abandoned the plan to steal computer chips from DFI after
the entry team failed to complete its part of the mission.
The issue on appeal was whether Le is entitled to a
reduction under U.S.S.G. § 2X1.1(b)(2), which reads:
If a conspiracy, decrease by 3 levels, unless
[1] the defendant or a co-conspirator
completed all the acts the conspirators
believed necessary on their part for the
successful completion of the substantive
offense or [2] the circumstances demonstrate
that the conspirators were about to complete
all such acts but for apprehension or
interruption by some similar event beyond
their control.
The panel held that the district court did not clearly err
in finding that Le was not entitled to the reduction under
§ 2X1.1(b)(2)’s second prong. Because the conspirators had
gone to such lengths, and because Le and his team were
waiting at the nearby motel and ready to head to DFI with
the codes, the conspirators were “about to complete” the
Hobbs Act robbery under § 2X1.1(b)(2). Any argument that
the failure of the Hobbs Act robbery offense was due to
circumstances within the conspirators’ control is unavailing
because it was beyond their control that Wen did not know
the DFI passcodes.
Judge Berzon dissented. She wrote that the district court
committed clear error by not granting the three-level
reduction because none of the conditions is met for
application of § 2X1.1(b)(2)’s second prong, as (1) the
conspirators were not “about to complete” “all the acts”
4 USA V. LE
planned toward accomplishing the Hobbs Act robbery given
that the remaining steps—driving ten miles, successfully
using the access codes, finding and stealing the computer
chips—were substantial; and (2) the robbery of DFI failed
due to circumstances within the conspirators’ control —their
mistaken identification of Wen as the owner—and in no way
“similar” to apprehension.
COUNSEL
Jason Hitt (argued), Assistant United States Attorney; Camil
A. Skipper, Assistant United States Attorney, Appellate
Chief; Phillip A. Talbert, United States Attorney; Office of
the United States Attorney, Eastern District of California,
Sacramento, California; for Plaintiff-Appellee.
Geoffrey M. Jones (argued), Geoffrey Jones Law Office,
Fairfax, California, for Defendant-Appellant.
USA V. LE 5
OPINION
BRESS, Circuit Judge:
The issue on appeal is whether defendant Hoang Ai Le
is entitled to a three- level reduction under United States
Sentencing Guideline § 2X1.1(b)(2) for participating in a
conspiracy in which the substantive offense, Hobbs Act
robbery, was not completed. We hold that the district court
did not clearly err in finding that Le was not entitled to the
§ 2X1.1(b)(2) reduction. We affirm Le’s sentence.
I
In January 1996, Hoang Ai Le and a team of co-
conspirators decided to steal computer chips from a
Sacramento business, Diamond Flower Electric Instruments
(“DFI”). The conspirators divided into two teams. The first
team, or “entry” team, was to invade the private home of the
owner of DFI, who was believed to possess the alarm codes
to the business. Once the codes were obtained, a second
team, led by Le, would go to DFI, access the building with
the alarm codes, and steal the computer chips. Le awaited
the entry team’s efforts from a nearby motel room, which the
conspirators had rented to serve as a convenient
headquarters. The motel was also near DFI’s building.
On the night of January 20, 1996, the entry team went to
the home of DFI employee Zhou Shi Wen (“Wen”) to
execute the plan. An occupant of the home opened the door
when one of the conspirators approached the house and
reported that he was having car trouble and needed help. At
that point, three conspirators ran inside and used duct tape,
bed sheets, and electrical cords to tie up the DFI employee,
the man’s elderly parents, and a friend who was visiting.
6 USA V. LE
For the next several hours, as the entry team guarded the
parents and friend at gunpoint, the conspirators tortured,
beat, and pistol-whipped Wen as they tried to extract
information from him about the alarm codes. When Wen
tried to explain that he was only a handyman at DFI and did
not have the codes, he was hit in the head with a gun.
Eventually, the conspirators realized that Wen was telling
the truth and did not have the security codes. Although Le
and his team were standing by at the motel awaiting the
codes, they abandoned the plan to steal computer chips from
DFI after the entry team failed to complete its part of the
mission. Nevertheless, the entry team still ransacked Wen’s
residence, taking $1,500 in personal valuables.
As relevant here, in 2007, a jury convicted Le of Hobbs
Act conspiracy and a related firearm offense. 18 U.S.C.
§§ 1951(a), 924(c). The planned Hobbs Act violation
consisted of the robbery of Wen (which was completed), in
a way that affects interstate commerce (which was not
completed, as that portion of the scheme required the
conspirators to steal the chips from DFI). See id. § 1951(a).
Le was ultimately sentenced to 240 months’
imprisonment for the Hobbs Act charge. Le appealed his
sentence to this court, arguing, inter alia, that the district
court erred in applying § 2B3.1 of the Guidelines, which
governs completed robberies, rather than § 2X1.1, which
governs inchoate offenses such as conspiracies. We agreed
with Le and remanded the case for resentencing. United
States v. Le, 2021 WL 4892166, at *1 (9th Cir. Oct. 20,
2021).
On remand, Le argued that he was entitled to a three-
level reduction in his base offense level under U.S.S.G.
§ 2X1.1(b)(2), which applies to conspiracies that are not
USA V. LE 7
completed. The Guidelines presumptively key the base
offense level for inchoate crimes like conspiracy to the base
level for the completed offense, here Hobbs Act robbery.
See U.S.S.G. § 2X1.1(a). But the Guidelines then call for a
three-level reduction unless the conspiracy was far enough
along to not warrant this more favorable treatment. The
three-level reduction is set forth in § 2X1.1(b)(2), which
reads as follows:
If a conspiracy, decrease by 3 levels, unless
[1] the defendant or a co-conspirator
completed all the acts the conspirators
believed necessary on their part for the
successful completion of the substantive
offense or [2] the circumstances demonstrate
that the conspirators were about to complete
all such acts but for apprehension or
interruption by some similar event beyond
their control.
The district court denied the § 2X.1(b)(2) reduction
under the second prong of the above-quoted provision. The
court found that “[b]y the time the conspirators discovered
that the victim could not provide the alarm codes, the
conspirators had already entered the victim’s residence, tied
up the victim and his parents, and tortured and interrogated
the victim in furtherance of the planned DFI robbery.”
Because Le and his team “were already waiting at a nearby
motel for the signal to proceed to the DFI warehouse, the
conspirators were ‘about to complete’ the offense at the time
it was interrupted.” The district court also found that the
conspiracy was interrupted by circumstances beyond the
conspirators’ control because the conspirators could not
control the fact that Wen did not know the alarm codes.
8 USA V. LE
The Presentence Investigation Report calculated an
advisory Guidelines range of 210 to 262 months, capped by
a 240-month statutory maximum. Citing the seriousness of
the crime, the district court sentenced Le to 240 months in
prison. This appeal followed.
II
We review the district court’s interpretation of the
Sentencing Guideines de novo. United States v. Barrogo, 59
F.4th 440, 444 (9th Cir. 2023). But we review the court’s
application of the Guidelines for abuse of discretion and its
factual findings for clear error. United States v. Parlor, 2
F.4th 807, 811 (9th Cir. 2021). “‘Whether a reduction under
2X1.1 is warranted is a fact-specific inquiry,’” so that “our
standard of review is ordinarily ‘clearly erroneous.’” United
States v. Martinez-Martinez, 156 F.3d 936, 939 (9th Cir.
1998) (quoting United States v. Brown, 74 F.3d 891, 893 (8th
Cir. 1996)). “Factual findings are clearly erroneous if they
are illogical, implausible, or without support in the record.”
United States v. Chichande, 113 F.4th 913, 919 (9th Cir.
2024). We hold that the district court did not clearly err in
concluding that Le was not entitled to a three-level reduction
under the second prong of § 2X1.1(b)(2), nor did the court
commit any legal error.
A
The district court found that the co-conspirators had
“entered the victim’s residence, tied up the victim and his
parents, and tortured and interrogated the victim in
furtherance of the planned DFI robbery.” Because the
conspirators had gone to such lengths, and because Le and
his team were waiting at the nearby motel and ready to head
to DFI with the codes, the conspirators were “about to
USA V. LE 9
complete” the Hobbs Act robbery under § 2X1.1(b)(2),
which meant the three-level reduction should not apply.
While the Guidelines supply no definition of the point at
which conspirators are “about to complete” an offense, the
district court’s conclusion cannot be described as clearly
erroneous. The home invasion, torture, and interrogation of
the person who supposedly knew the DFI alarm codes were
the most significant tasks that Le and his co-conspirators
needed to complete. Through these vicious actions, the
conspirators completed that aspect of the Hobbs Act
violation requiring robbery of a person. See 18 U.S.C.
§ 1951(a), (b)(1). The remaining steps consisted of driving
a short distance to the DFI warehouse, punching in the alarm
codes, and removing the computer chips. Had the
conspirators successfully secured the codes to the building,
the remaining steps would have been straightforward:
entering a nearby building to which they had the alarm
codes.
Something else always could have gone wrong along the
way. But that possibility does not detract from what the
conspirators had already done. See United States v. Medina,
74 F.3d 413, 418 (2d Cir. 1996) (per curiam) (explaining that
§ 2X1.1(b)(2) differentiates punishment “based on the
conduct of the defendant, not on the probability that a
conspiracy would have achieved success”). Someone who
is “about to” do something is going to do it relatively soon.
See, e.g., About, Merriam-Webster Dictionary 2 (2019);
About, New Oxford American Dictionary 5 (2010). But
whether someone is “about to” do something depends on the
facts and context. It was not clearly erroneous for the district
court to conclude that, when the conspirators had selected
the target business, brutalized the person they suspected of
being the owner, and stationed a ready team near the DFI
10 USA V. LE
warehouse, the conspirators were about to complete the
Hobbs Act robbery with the codes once obtained.
This is consistent with the official commentary to
§ 2X1.1, which states:
In most prosecutions for conspiracies or
attempts, the substantive offense was
substantially completed or was interrupted or
prevented on the verge of completion by the
intercession of law enforcement authorities
or the victim. In such cases, no reduction of
the offense level is warranted. Sometimes,
however, the arrest occurs well before the
defendant or any co-conspirator has
completed the acts necessary for the
substantive offense. Under such
circumstances, a reduction of 3 levels is
provided under § 2X1.1(b)(1) or (2).
U.S.S.G. § 2X1.1, comment. (backg’d). This guidance
aligns with the text of § 2X1.1(b)(2). See United States v.
Castillo, 69 F.4th 648, 655–56 (9th Cir. 2023) (citing Kisor
v. Wilkie, 588 U.S. 558 (2019)); see also Martinez-Martinez,
156 F.3d at 940 n.7. In this case, it would not be clearly
erroneous to conclude that Le and his co-conspirators
“substantially completed” the substantive offense or were
“on the verge of” completing it. U.S.S.G. § 2X1.1,
comment. (backg’d). This was not a situation in which the
conspirators were stopped “well before” completing the
necessary acts. Id.
Our conclusion coheres with the evident objective of
§ 2X1.1(b)(2). From its plain text, it is evident that the
drafters of that provision wanted to penalize a mere
USA V. LE 11
conspiratorial agreement less harshly than situations in
which much of the wrongful conduct was already completed.
See United States v. Dosen, 738 F.3d 874, 878 (7th Cir.
2013) (“[I]t makes sense that conspirators thwarted before
their conspiracy’s aim is achieved should be punished more
heavily the greater the probability that the conspiracy would
have resulted in a substantive offense . . . .”). As between
the far poles of mere talk and completed action, there is
always a question of degree. But it is difficult to argue that
for a conspiracy in which the plan was to brutally torture a
man and then steal computer chips, that Le deserves a
reduced sentence because the conspirators merely tortured
an unsuspecting victim and did not take the comparatively
innocuous step of freely walking into a building with the
alarm codes. Cf. United States v. Petersen, 98 F.3d 502, 509
(9th Cir. 1996) (affirming the denial of a three-level
reduction under § 2X1.1 where the offense was
“substantially completed” and “on the verge of completion”)
(quoting U.S.S.G. § 2X1.1, comment. (backg’d)).
Le relies heavily on United States v. Martinez-Martinez,
156 F.3d 936 (9th Cir. 1998), but that case is quite different
than this one. In Martinez-Martinez, the conspirators’
completion of a plan to steal goods in foreign commerce
required the approval of the “boss.” Id. at 939–40. And by
the time the defendant was arrested, “the boss had not yet
approved the plan.” Id. at 940. The district court’s finding
that “the so-called boss had already approved the thefts” was
therefore “clearly erroneous.” Id. at 938–39. Because “the
decision to carry out the theft was not a done deal,” we held
that the § 2X1.1(b) reduction was warranted. Id. at 940.
In this case, the decision to steal the computer chips from
DFI was a done deal. And the conspirators had gone so far
as to torture a man for hours, only to call off the plan when
12 USA V. LE
the victim could not give up the needed information. We do
not hold that the decision to carry out the crime, standing
alone, was sufficient to warrant denial of the § 2X1.1(b)
reduction. Instead, we rely on everything that the
conspirators did after the decision was made, including
torturing Wen and positioning themselves to head to DFI
with the codes. Martinez-Martinez, in which the decision to
carry out the crime had not even been finalized, does not
fairly resemble this case.
At the outset of its analysis, Martinez-Martinez stated
that
We now hold that unless the remaining steps
to be taken in the commission of a crime are
so insubstantial that the commission of the
substantive offense is inevitable, barring an
unforeseen occurrence that frustrates its
completion, the conspirators are not about to
complete the requisite acts and the defendant
must be granted the three point reduction.
Id. at 939. Although Le argues that this language requires a
different outcome here, we do not read the case that way.
In the context of the conspirators’ plan in this case, it is
fair to conclude that the “remaining steps to be taken in the
commission of [the] crime [were] so insubstantial that the
commission of the substantive offense [was] inevitable.” Id.
In applying this standard, the steps that remain must be
compared against the steps that were completed. See
Medina, 74 F.3d at 418. Here, there is no evidence of
anything that stood in the conspirators’ way once they
obtained the alarm codes. And while we can always
speculate about something that could have upset the plan—
USA V. LE 13
a flat tire, police arriving at DFI, and so on—we have never
held that speculation can justify a three-level reduction under
U.S.S.G § 2X1.1(b)(2). Nothing in the record in this case or
the nature of the contemplated scheme suggests that so much
remained to be completed that a § 2X1.1(b)(2) reduction was
required. At the very least, the district court did not clearly
err in concluding otherwise. See Dosen, 738 F.3d at 878
(“When the preparations for the commission of a crime are
complete, it can be assumed that the crime will take place
unless some unforeseen event intervenes . . . .”).
Le essentially argues that the test in Martinez-Martinez
imposes a very high burden, one that is much higher than
either the language of § 2X1.1(b) or the Guidelines
commentary would suggest. But we have never indicated
that Martinez-Martinez imposes some kind of elevated test
for avoiding the three-level reduction in § 2X1.1(b), much
less one that would contradict that provision’s plain text or
the Guidelines commentary. If anything, Martinez-Martinez
runs counter to that suggestion.
Martinez-Martinez itself referenced the official
commentary to § 2X1.1, which, as noted above, describes
how the three-level reduction should not be granted if “the
substantive offense was substantially completed or was
interrupted or prevented on the verge of completion by the
intercession of law enforcement authorities or the victim.”
Martinez-Martinez, 156 F.3d at 940 n.7 (quoting U.S.S.G.
§ 2X1.1, comment. (backg’d)). Martinez-Martinez
described this Guidelines commentary as “offer[ing] another
way of describing when the members of the conspiracy have
performed acts that make them ineligible for the three point
reduction.” Id. Given Martinez-Martinez’s supportive
reference to the Guidelines commentary, we read Martinez-
Martinez’s stated test as a restatement of the Guidelines
14 USA V. LE
commentary that it favorably acknowledged. Martinez-
Martinez did not suggest there was any difference between
the two.
This reading of Martinez-Martinez is particularly
justified considering that Martinez-Martinez was a relatively
easy case, in that there was no final decision to commit the
crime in the first place. Id. at 939–40. It makes little sense
to read Martinez-Martinez as setting forth a rule far broader
than necessary to resolve the dispute before it. See, e.g.,
Hamad v. Gates, 732 F.3d 990, 1000 (9th Cir. 2013) (“[A]s
we have long held, the ‘language of the court must be read
in the light of the facts before it.’”) (quoting United States v.
Muckleshoot Indian Tribe, 235 F.3d 429, 433 (9th Cir.
2000)).
And if the test in Martinez-Martinez were construed in
an especially strict way, it would make the § 2X1.1(b) three-
level reduction all but required except in the most extreme
circumstances in which the defendant had done nearly
everything possible to complete the offense. We do not read
Martinez-Martinez to go so far. That would not be a fair
reading of the “about to complete” standard in § 2X1.1(b).
And it would fail to respect that provision’s basic objective,
which is to ensure that greater leniency is accorded those
who are arrested “well before the defendant or any co-
conspirator has completed the acts necessary for the
substantive offense.” U.S.S.G. § 2X1.1, comment.
(backg’d). It is not necessary to read Martinez-Martinez’s
stated test in a way that conflicts with § 2X1.1(b), and we do
not do so today.
Aligning the test in Martinez-Martinez with the
Guidelines commentary that it referenced also makes its rule
consistent with how other circuits have approached the
USA V. LE 15
“about to complete” issue. See, e.g., United States v.
Lutchman, 910 F.3d 33, 39 (2d Cir. 2018) (“The ‘relevant
question’ in determining whether th[e] reduction applies is
‘whether the conspiracy ripened into a substantially
completed offense or came close enough to fruition.’”)
(quoting United States v. Downing, 297 F.3d 52, 62 (2d Cir.
2002)); United States v. Jones, 791 F.3d 872, 874 (8th Cir.
2015) (asking “whether it was reasonably certain that Jones
would have committed the robbery and subsequent drug
trafficking but for some factor beyond Jones’s control”
(quotations and brackets omitted)); Brown, 74 F.3d at 893
(“[C]ourts have upheld the denial of a reduction even though
a defendant had not reached the ‘last step’ before completion
of the substantive offense.”); United States v. Chapdelaine,
989 F.2d 28, 36 (1st Cir. 1993) (“In our view, the guideline
reflects a policy decision that conspiracies and attempts
should be treated like substantive offenses for sentencing
purposes if the substantive offense was nearly completed,
and the defendant did not voluntarily withdraw.”); id.
(describing the § 2X1.1(b) reduction as one “available for
conspiracies and attempts that have not progressed very
far”).
B
Finally, any argument that the failure of the Hobbs Act
robbery offense was due to circumstances within the
conspirators’ control, rather than an “event beyond their
control,” U.S.S.G. § 2X1.1(b)(2), is unavailing. It was
within the conspirators’ control to go to Wen’s house. But
it was beyond their control that Wen did not know the DFI
passcodes. Courts have so found in similar situations in
which conspirators counted on third parties having certain
information that it turned out they lacked. See, e.g., United
States v. Martinez, 342 F.3d 1203, 1208 (10th Cir. 2003)
16 USA V. LE
(“The plot was unsuccessful solely because the bank
president and his kidnapper were unable to operate the safe’s
combination lock, an event clearly outside the participants’
control.”); United States v. Toles, 867 F.2d 222, 223 (5th Cir.
1989) (per curiam) (rejecting challenge to the denial of a
§ 2X.1(b) reduction where a robbery was thwarted when the
bank teller lacked the keys to her cashbox).
Le nonetheless argues that Wen’s lack of knowledge of
the codes was within the conspirators’ control because it was
the conspirators’ poor planning that led them to “foolishly
target[] the wrong person.” But this logic stretches the
phrase “event beyond their control” well past its breaking
point. Le’s reasoning, if adopted, would mean that virtually
any event that interrupts an offense could be reframed as
“within” the conspirators’ control—the product of their bad
methods, mistakes, or ineptitude. A robbery plot that is
unsuccessful because the police had a wiretap on a
defendant’s phone could be rebranded as within the
defendant’s control because he should have suspected the
wiretap and thus avoid communicating with his co-
conspirators in person. With hindsight, there is always
something conspirators could have done to avoid whatever
impeded their plan.
We do not think it would be appropriate to recharacterize
external circumstances as within a defendant’s control when
they are most naturally regarded as beyond it. See Dosen,
738 F.3d at 878 (rejecting the notion of recasting the
defendant’s actions as “comical failures,” which “would
disserve the aims of criminal justice”). Doing so would
mean that in other past cases, the defendants could have
simply recharacterized the events at issue to place the blame
on themselves, thus making the disrupting circumstances
supposedly “within” their control. See, e.g., id. at 875, 878
USA V. LE 17
(district court did not err in refusing to grant the § 2X1.1
reduction where the defendant was unable to complete the
robbery of a truck because the conspirators lost the truck in
traffic); Chapdelaine, 989 F.2d at 35 (district court did not
err in refusing to grant § 2X1.1 reduction when the
defendant was unable to rob a Wells Fargo truck because it
departed earlier than expected). We do not read § 2X1.1 to
require a three-level reduction through the rote recasting of
every unforeseen circumstance as an error of planning.
AFFIRMED.
BERZON, Circuit Judge, dissenting:
I respectfully dissent. The majority opinion misconstrues
the meaning of the relevant Sentencing Guideline and
departs from our precedent. I would reverse, vacate Le’s
sentence, and remand to the district court for resentencing.
I
Le was convicted as part of a conspiracy to rob an
electronics business, Diamond Flower Electric Instruments
(“DFI”). The conspiracy involved at least a dozen co-
conspirators, divided between two teams. The first team, or
“entry” team, was to invade a home the conspirators thought
to be that of DFI’s owner and obtain from the owner the
alarm codes to the business. The second team, or “transport”
team, of which Le was a member, awaited the home invasion
team’s report on the alarm codes at the Granada Inn, a motel
located roughly ten miles from DFI. The plan was: if the
entry team was able to obtain the alarm codes, the transport
team would then drive to the business, access the building
using the codes, and find and steal computer chips.
18 USA V. LE
But the conspirators made a fatal mistake: they selected
for invasion the home not of DFI’s owner but of Zhou Shi
Wen, a janitor and forklift operator. Wen was tied up,
brutally tortured, and interrogated. But he did not know the
alarm codes and so could not provide them. When the entry
team realized their mistake, the conspirators called off the
robbery. Le and his team never left the motel room, and so
never drove to DFI, attempted to access it, or found and stole
the computer chips. Law enforcement learned of the
abandoned conspiracy over a year after the fact while
interviewing one of the co-conspirators about another
matter.
DISCUSSION
I
Le argues that he was entitled at sentencing to a three-
level downward adjustment to his base offense level under
U.S.S.G. § 2X1.1(b)(2). That section provides:
If a conspiracy, decrease by 3 levels, unless
[1] the defendant or a co-conspirator
completed all the acts the conspirators
believed necessary on their part for the
successful completion of the substantive
offense or [2] the circumstances demonstrate
that the conspirators were about to complete
all such acts but for apprehension or
interruption by some similar event beyond
their control.
U.S.S.G. § 2X1.1(b)(2).
The majority addresses only the second clause of
§ 2X1.1(b)(2). But the two clauses are interconnected, as the
USA V. LE 19
second clause’s “such acts” phrase refers to the first clause.
“The word ‘such’ usually refers to something that has
already been described or that is implied or intelligible from
the context or circumstances.” Slack Techs., LLC v. Pirani,
598 U.S. 759, 766 (2023) (internal quotation marks omitted).
More specifically, “when ‘such’ precedes a noun it refers to
a particular antecedent noun and any dependent adjective or
adjectival clauses modifying that noun.” 2A Norman J.
Singer & Shambie Singer, Sutherland Statutory
Construction § 47:33 n.1 (7th ed. 2023). This rule of syntax
indicates that “all such acts” in the second clause refers to
“all the acts the conspirators believed necessary on their part
for the successful completion of the substantive offense.”
U.S.S.G. § 2X1.1(b)(2).
The upshot is that Le can be denied a three-level
reduction only if he and his co-conspirators were “about to
complete” “all the acts the conspirators believed necessary
on their part for the successful completion of the substantive
offense” and they were stopped from completing those acts
by events “beyond their control” and “similar” to
“apprehension.” See id. (emphasis added). Because I
believe none of the conditions for § 2X1.1(b)(2)’s second
prong is met here, Le should have been granted a three-level
reduction. In not granting the reduction, the district court
committed clear error.
II
The text of § 2X1.1(b)(2) and this Court’s past
interpretation of that section of the Sentencing Guidelines
dictate application of the three-level reduction here.
Someone who is “about to” do something is “on the
verge of” doing it or “intending or preparing immediately to”
do it. See About, Merriam-Webster Dictionary (2023);
20 USA V. LE
About, Oxford English Dictionary (2024). Le and his co-
conspirators cannot be said to have been “on the verge of”
completing “all the acts [they] believed necessary” to
successfully complete the Hobbs Act robbery of DFI.
U.S.S.G. § 2X1.1(b)(2) (emphasis added). At the time the
robbery scheme was abandoned, several critical steps
remained to be completed. See Majority Op. at 9. Even
assuming that the entry team had been able to obtain the
correct alarm codes—something they were never close to
doing—the transport team would have then needed to drive
ten miles to DFI, enter the business undetected using the
alarm codes, and successfully locate and remove the
computer chips. With these various steps remaining, Le and
his co-conspirators were not “on the verge of” completing
“all the acts” needed to accomplish the robbery.
Our decision in United States v. Martinez-Martinez, 156
F.3d 936 (9th Cir. 1998), precludes any other conclusion.
Martinez-Martinez held:
[U]nless the remaining steps to be taken in
the commission of a crime are so
insubstantial that the commission of the
substantive offense is inevitable, barring an
unforeseen occurrence that frustrates its
completion, the conspirators are not about to
complete the requisite acts and the defendant
must be granted the three point reduction.
156 F.3d at 939.
The majority glosses over Martinez-Martinez’s holding,
referencing the commentary to the Guidelines. Majority Op.
at 13–14. But the majority has this analysis backwards.
Martinez-Martinez provides this Court’s interpretation of
USA V. LE 21
§ 2X1.1(b)(2) and the commentary, not the other way
around.
Furthermore, this Court’s holding in Martinez-Martinez
was pellucid. Martinez-Martinez held that the conspirators
there were not “about to complete” the substantive offense,
because “[c]ompletion of the crime was not inevitable” or a
“foregone conclusion.” Id. at 940. Because there were
“steps remaining to be taken before the conspirators could
complete the substantive offense that were not
insubstantial,” the defendant in Martinez-Martinez was
entitled to a three-level reduction under § 2X1.1(b)(2). Id.
Both this Court and other circuits have subsequently
reiterated Martinez-Martinez’s interpretation of
§ 2X1.1(b)(2). See, e.g., United States v. Koziol, 993 F.3d
1160, 1186 (9th Cir. 2021); United States v. Susany, 893
F.3d 364, 367 (6th Cir. 2018); United States v. Downing, 297
F.3d 52, 62–63 (2d Cir. 2002).
Without a doubt, the Martinez-Martinez standard was
not met here. The remaining steps were substantial—driving
ten miles, successfully using the access codes, finding and
stealing the computer chips. At any point, the conspirators
could have changed their minds and abandoned the scheme.
There was nothing “inevitable” about their continuing it.
The majority briefly attempts to distinguish Martinez-
Martinez from this case because here, unlike in Martinez-
Martinez, the decision to try to steal the computer chips was
a “done deal.” Majority Op. at 11. Martinez-Martinez
focused on the lack of approval from the “boss” because that
was a “not insubstantial” step that needed to be taken before
the substantive offense could be completed. 156 F.3d at 940.
But, as the majority recognizes, Majority Op. at 12,
Martinez-Martinez did not hold that the decision to carry out
22 USA V. LE
a crime determines whether a conspiracy is on the verge of
completion. Nor would such a rule make sense. The
conspirators here, for example, had decided to rob DFI
before they identified the supposed owner of the business,
much less invaded his home. Few would contest the
application of § 2X1.1(b)(2) had Le been arrested at that
early point.
Additionally, the majority reads into Martinez-Martinez
an instruction that “the steps that remain must be compared
against the steps that were completed.” Majority Op. at 12.
But both Martinez-Martinez’s focus on the “remaining steps
to be taken” and the Guideline’s use of “about to” direct our
attention to what is left to be done not what steps have
already been taken. Other circuits to address the application
of § 2X1.1(b)(2) have similarly focused on the steps that
remain to be completed. See, e.g., Susany, 893 F.3d at 368
(“[T]he Defendants needed to execute multiple intervening
steps to commit the substantive offense. . . . Under these
circumstances, [the defendant] and his co-conspirators were
not ‘about to complete’ the substantive offense with which
they were charged.”); United States v. Egemonye, 62 F.3d
425, 429 (1st Cir. 1995) (“Effectively, [§ 2X1.1] gives the
defendant a three-level discount if he is some distance from
completing the substantive crime.”); United States v. Sung,
51 F.3d 92, 95–96 (7th Cir. 1995) (holding that whether
§ 2X1.1 applies “depends on how close the defendant came
to completing [the] crimes”).
As Martinez-Martinez makes clear, given the multiple
remaining steps here, the conspirators were not “about to
complete” “all the acts” planned toward accomplishing the
Hobbs Act robbery.
USA V. LE 23
III
Application of § 2X1.1(b)(2)’s three-level reduction is
additionally warranted here because the robbery of DFI
failed due to circumstances within the conspirators’ control
and in no way “similar” to apprehension. See U.S.S.G.
§ 2X1.1(b)(2). The failure of the conspiracy stemmed from
the conspirators’ mistake in identifying Wen as DFI’s
owner. Although Wen’s lack of knowledge of the alarm
codes was not in the conspirators’ control, the choice of Wen
as a victim was.
Application of the three-level reduction here does not
hinge on what the conspirators “could have done to avoid
whatever impeded their plan.” Majority Op. at 16. Instead,
it is informed by what the conspirators did in fact do that
brought about the end of the conspiracy. The conspirators
waited outside DFI for the last person to leave, assuming, for
no apparent reason, that whoever left the business last would
be the owner. They selected Wen as the target for their home
invasion on that basis. Coming up with a sensible scheme
for determining who the owner was and where he lived,
instead of the baseless one adopted, was certainly within the
conspirators’ control.
Further, the mistake made was in no way “similar” to
apprehension. It involved no official action, nor any
interference by a third party with the criminal scheme once
it was underway. Instead, there was a mistake at the outset,
a mistake for which the conspirators, no one else, were fully
responsible.
The cases involving “similar situations” cited by the
majority bear no resemblance to this circumstance. See
Majority Op. at 15–16. As one example, in United States v.
Toles, 867 F.2d 222 (5th Cir. 1989), a bank robbery case, the
24 USA V. LE
Fifth Circuit held that the conspiracy was stopped on the
verge of completion when “the bank teller, the victim,
successfully prevented the completion of the robbery by
claiming to be unable to unlock the cash box.” 867 F.2d at
223. The government does not contend here that Wen took
purposeful action to thwart the conspiracy; the problem was
that he was the wrong person to provide the code, because of
the conspirators’ own mistake.
The other case cited by the majority, United States v.
Martinez, 342 F.3d 1203 (10th Cir. 2003), involved an
attempted bank robbery that failed “solely because the bank
president and his kidnapper were unable to operate the safe’s
combination lock,” which Martinez held was “clearly
outside the participants’ control.” 342 F.3d at 1208.
Martinez might have been a partial analog to this case (on
the interruption prong only) if the entry team had correctly
identified DFI’s owner. But the event that ended the
conspiracy was not the business owner’s inability to
remember the codes or operate the alarm system, but the
conspirators’ mistaken identification of Wen as the owner.
Because this mistake was within the conspirators’ control,
Le is entitled to application of § 2X1.1(b)(2).
***
Both the district court’s sentencing order and the
majority opinion repeatedly invoke the brutal actions of the
conspirators inside Wen’s home. To be sure, the pain and
anguish inflicted in service of Le and his co-conspirators’
scheme were serious criminal actions, which should be—and
were—severely punished. At Le’s sentencing, the district
court imposed a six-level enhancement for Le’s co-
conspirators’ use of a gun in guarding Wen and two two-
level enhancements for their restraining and beating Wen.
USA V. LE 25
The denial of a three-level reduction under § 2X1.1(b)(2)
is not an appropriate vehicle for taking account of violent
acts at sentencing. Instead, § 2X1.1(b)(2) is a recognition of
the principle that “conspirators thwarted before their
conspiracy’s aim is achieved should be punished more
heavily the greater the probability that the conspiracy would
have resulted in [the] substantive offense [planned].” United
States v. Dosen, 738 F.3d 874, 878 (7th Cir. 2013). Where,
as here, a conspiracy terminates, through events in the
conspirators’ control, several steps before the completion of
the substantive offense that was the conspiracy’s aim,
§ 2X1.1(b)(2)’s three-level downward adjustment applies.
Because I believe the district court committed clear error in
its Guidelines calculation, I would reverse, vacate Le’s
sentence, and remand for resentencing. I therefore
respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
02Shubb, District Judge, Presiding Argued and Submitted August 23, 2024 San Francisco, California Filed October 22, 2024 Before: Marsha S.
03LE SUMMARY * Criminal Law The panel affirmed the sentence imposed on Hoang Ai Le, whom a jury convicted of Hobbs Act conspiracy and a related firearm offense, in a case in which Le and a team of co-conspirators decided to steal computer chi
04The first team, or “entry” team, was to invade the private home of the owner of DFI, who was believed to possess the alarm codes to the business.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
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This case was decided on October 22, 2024.
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