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No. 10750643
United States Court of Appeals for the Ninth Circuit
United States v. Kittson
No. 10750643 · Decided December 10, 2025
No. 10750643·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
December 10, 2025
Citation
No. 10750643
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-4132
D.C. No.
Plaintiff - Appellee,
3:21-cr-00075-
IM-1
v.
DANIEL MATTHEW KITTSON, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the District of Oregon
Karin J. Immergut, District Judge, Presiding
Argued and Submitted June 12, 2025
Portland, Oregon
Filed December 10, 2025
Before: Mary M. Schroeder, John B. Owens, and Lawrence
VanDyke, Circuit Judges.
Opinion by Judge Owens;
Dissent by Judge VanDyke
2 USA V. KITTSON
SUMMARY *
Criminal Law
The panel affirmed Daniel Matthew Kittson’s conviction
for possessing or transferring a machinegun in violation of
18 U.S.C. § 922(o).
Section 922(o)(1) provides that “it shall be unlawful for
any person to transfer or possess a machinegun.” But
§ 922(o)(2)(A) provides that the prohibition does not apply
to “a transfer to or by, or possession by or under the authority
of, the United States or any department or agency thereof or
a State, or a department, agency, or political subdivision
thereof.”
Kittson argued that § 922(o) does not apply here, as he
transferred the machinegun to a federal agent, and
§ 922(o)(2)(A) exempts any transfers to the United States,
even those to undercover agents. The panel held that the
§ 922(o)(2)(A) exemption does not apply to transfers to
undercover agents, as the exemption for transfers covers
solely those transfers authorized by the government for the
benefit of federal, state, or local government entities.
Accordingly, the district court, like every other court to
confront this issue, correctly rejected Kittson’s argument
regarding the § 922(o)(2)(A) exemption.
Kittson also argued that § 922(o) violates the Second
Amendment. In United States v. Henry, 688 F.3d 637 (9th
Cir. 2012), this court rejected that argument and held that
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. KITTSON 3
machineguns are dangerous and unusual weapons that are
unprotected by the Second Amendment. Rejecting Kittson’s
argument that Henry is clearly irreconcilable with the
Supreme Court’s intervening decision in New York State Rile
& Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1 (2022), the panel
held that Henry controls the outcome here.
The panel addressed Kittson’s other arguments in a
concurrently filed memorandum disposition.
Judge VanDyke dissented. He wrote that in reaching a
result contrary to what the statutory text demands, the
majority relies on cases that either implicate § 922(o)’s
possession element—textually different in important ways
from the transfer element—or implicate entirely different
statutes altogether, thereby failing to deal with the unique
case at hand: a criminal defendant who transferred a
machinegun to the United States without first possessing
it. The majority’s application of off-point precedent here
effectively creates a reverse state-of-mind carveout to a
statute’s plain exception, thus expanding the reach of the
criminal prohibition that Congress created. Judge VanDyke
would not reach the Second Amendment question, but wrote
that the majority erred by merely assuming that machineguns
fall outside the ambit of constitutionally protected firearms
by finding that those arms are dangerous and capable of
inflicting injury—a definition that could apply to any
firearm.
4 USA V. KITTSON
COUNSEL
Sarah Barr (argued), Leah K. Bolstad, and Kelly A. Zusman,
Assistant United States Attorneys; Suzanne Miles, Criminal
Appellate Chief; Natalie K. Wight, United States Attorney;
Office of the United States Attorney, United States
Department of Justice, Portland, Oregon; for Plaintiff-
Appellee.
Michael C. Benson (argued) and C. Renee Manes, Assistant
Federal Public Defenders, Federal Public Defender's Office,
Portland, Oregon, for Defendant-Appellant.
Donald Kilmer Jr., Law Offices of Donald Kilmer, Caldwell,
Idaho; Carl D. Michel, Joshua R. Dale, Alexander A. Frank,
and Konstadinos T. Moros, Michel & Associates PC, Long
Beach, California; for Amici Curiae California Rifle &
Pistol Association Inc., Second Amendment Law Center
Inc., and the Second Amendment Foundation.
USA V. KITTSON 5
OPINION
OWENS, Circuit Judge:
Daniel Matthew Kittson appeals from his conviction for
possessing or transferring a machinegun in violation of 18
U.S.C. § 922(o). We have jurisdiction under 28 U.S.C.
§ 1291, and we affirm. 1
I. BACKGROUND
In January 2020, federal agents learned that Kittson, a
previously convicted felon, was willing to sell a World War
II-era Russian machinegun, which he acknowledged could
not be lawfully transferred. An undercover federal agent,
posing as a firearms and drug trafficker, exchanged phone
calls and text messages with Kittson to make a deal. While
Kittson did not physically possess the machinegun, he
arranged for Ray Bohanan, who had the weapon, to finalize
the transfer. The agent and Kittson drove to Bohanan’s
location, where they negotiated the final price and
exchanged cash for the machinegun. The agent remained
undercover, and the United States Marshals Service
subsequently arrested Kittson.
A grand jury indicted Kittson for (1) possessing and
transferring a machinegun in violation of 18 U.S.C.
§ 922(o), and (2) felon-in-possession of a firearm in
violation of 18 U.S.C. § 922(g)(1). Relevant here,
§ 922(o)(1) provides that “it shall be unlawful for any person
to transfer or possess a machinegun.” But the prohibition
1
Kittson also raises jury instruction and sentencing challenges. We
address these arguments in a concurrently filed memorandum
disposition, in which we affirm.
6 USA V. KITTSON
does not apply to “a transfer to or by, or possession by or
under the authority of, the United States or any department
or agency thereof or a State, or a department, agency, or
political subdivision thereof.” § 922(o)(2)(A).
Kittson moved pretrial to dismiss the § 922(o) count,
arguing that the Supreme Court’s decision in New York State
Rifle & Pistol Ass’n, Inc. v. Bruen, 597 U.S. 1 (2022),
required the statute’s invalidation. The district court rejected
that claim. It cited United States v. Henry, 688 F.3d 637,
640 (9th Cir. 2012), in which our court held that the Second
Amendment did not cover machineguns, and concluded that
Henry was not “clearly irreconcilable” with Bruen. See
Miller v. Gammie, 335 F.3d 889, 893 (9th Cir. 2003) (en
banc).
The matter proceeded to trial. At the close of the
government’s case, Kittson moved under Federal Rule of
Criminal Procedure 29 for a judgment of acquittal on the
§ 922(o) count. Kittson argued that § 922(o) did not apply
here, as he transferred the machinegun to a federal agent and,
according to Kittson, § 922(o)(2)(A) exempts any transfers
to the United States, even those to undercover agents.
The district court denied the motion, noting that
Kittson’s “interpretation of 18 U.S.C. § 922(o)(2)(A) would
provide complete immunity for any defendant who transfers
a machinegun to an undercover government agent, even if
the defendant does not know or believe the undercover agent
to be an agent of the government.” Relying on an
unpublished Ninth Circuit table disposition which addressed
this precise issue, United States v. Bascue, 97 F.3d 1461,
1996 WL 554488 (9th Cir. 1996), and Perri v. Department
of the Treasury, 637 F.2d 1332, 1337 (9th Cir. 1981), which
analyzed a similar firearms statute, the district court held that
USA V. KITTSON 7
the § 922(o)(2)(A) exemption did not apply in these
circumstances: “[Kittson] did not know that the undercover
agent was in fact an agent of the government, and therefore
cannot escape liability for the transfer under 18 U.S.C.
§ 922(o)(2)(A).”
The jury delivered a split verdict—not guilty on the
felon-in-possession count, but guilty on the possession or
transfer count. The district court sentenced Kittson to
twenty-seven months’ imprisonment, and Kittson timely
appealed.
II. DISCUSSION
A. Standard of Review
“We review de novo a district court’s denial of a Rule 29
motion for a judgment of acquittal.” United States v.
Gagarin, 950 F.3d 596, 602 (9th Cir. 2020). We also review
de novo “questions of law, including constitutional issues,
and questions of statutory interpretation.” United States v.
Mongol Nation, 56 F.4th 1244, 1250 (9th Cir. 2023) (internal
citation omitted).
B. The Regulation of Machineguns and § 922(o)
1. The National Firearms Act of 1934, Omnibus
Crime Control and Safe Streets Act of 1968,
and Gun Control Act of 1968
When we interpret “transfer” to the United States under
§ 922(o)(2)(A), we must bear in mind the unique history and
tradition of federal oversight of machineguns. “Congress
has closely regulated machine guns pursuant to its taxation
power since the National Firearms Act of 1934, which
subjected machine guns, unlike ordinary firearms, to federal
registration and a transfer tax.” United States v. Kenney, 91
8 USA V. KITTSON
F.3d 884, 890 (7th Cir. 1996). The National Firearms Act
outlawed the transfer of a machinegun without the payment
of applicable taxes and an order from the Secretary of
Treasury. See National Firearms Act of 1934, Pub. L. No.
73-757, §§ 3–4, 48 Stat. 1236, 1237–38 (1934); Haynes v.
United States, 390 U.S. 85, 87–89 (1968) (describing
requirement that “[a]ny person who wishes to transfer [a
machinegun] may lawfully do so only if he first obtains a
written order from the prospective transferee on an
‘application form issued . . . for that purpose by the
Secretary’” (citation omitted)); Mock v. Garland, 75 F.4th
563, 569 (5th Cir. 2023) (describing the National Firearm
Act’s transfer tax as “explicitly intended to tax these
weapons out of existence”).
With the Omnibus Crime Control and Safe Streets Act
of 1968 (“Omnibus Act”), Congress enacted 18 U.S.C.
§ 922, which further tightened the laws on machineguns.
Pub. L. No. 90-351, § 922, 82 Stat. 197, 228 (1968). In
particular, § 922(a)(4) made it unlawful “for any person,
other than a licensed importer, licensed manufacturer, or
licensed dealer, to transport in interstate or foreign
commerce any . . . machinegun . . . except as specifically
authorized.” Id. at 229. And § 922(b)(4) made it unlawful
for any licensed importer, manufacturer, or dealer to “sell or
deliver . . . to any person . . . [a] machine gun” unless certain
requirements were met. Id. at 230. When enacting the
Omnibus Act, Congress found “that the high incidence of
crime in the United States threaten[ed] the peace, security,
and general welfare of the Nation and its citizens” and that
“law enforcement efforts must be better coordinated,
intensified, and made more effective” to prevent crime. Id.
at 197; see also Bryan v. United States, 524 U.S. 184, 186
(1998) (observing that “Congress made findings concerning
USA V. KITTSON 9
the impact of the traffic in firearms on the prevalence of
lawlessness and violent crime in the United States”).
Congress thus declared that its policy was to “assist State
and local governments in strengthening and improving law
enforcement at every level by national assistance.” Omnibus
Act § 902, 82 Stat. at 198.
That same year, Congress amended the Omnibus Act as
part of the Gun Control Act of 1968 and “rewrote the
[National Firearms] Act.” United States v. Clements, 471
F.2d 1253, 1257 (9th Cir. 1972); see also Gun Control Act
of 1968, Pub. L. No. 90-618, § 201, 82 Stat. 1213, 1232
(1968). The stated purpose of the Gun Control Act is to
“provide support to . . . law enforcement officials in their
fight against crime and violence” without placing “undue or
unnecessary Federal restrictions or burdens on law-abiding
citizens with respect to . . . lawful activity.” Gun Control
Act § 101, 82 Stat. at 1213–14.
Under the reconfigured National Firearms Act, 2 it is
unlawful to transfer a machinegun unless certain
requirements are met. See 26 U.S.C. §§ 5852, 5861; 27
C.F.R. §§ 479.89–90, 479.105. For example, the
machinegun must be registered, the transfer approved by the
Secretary of the Treasury, and the applicable taxes paid. See
26 U.S.C. §§ 5811 (taxes), 5812 (transfers), 5841
(registration), 5845 (definitions). Transfers to the “United
States or any department, independent establishment, or
agency thereof” and to “any State, possession of the United
States, any political subdivision thereof, or any official
police organization of such a government entity engaged in
2
Any references to the National Firearms Act relate to provisions
regarding machineguns under the Gun Control Act. See 26 U.S.C.
§ 5849.
10 USA V. KITTSON
criminal investigations” are exempt from the tax
requirement. Id. §§ 5852–53. Nevertheless, even those
transfers must comply with certain procedures prescribed by
the Secretary. See id. §§ 5852–53; 27 C.F.R. §§ 479.89–90
(transfers to the United States and certain government
entities), 479.105 (transfer and possession of machineguns).
It is unlawful to transfer a machinegun in violation of these
requirements. See 26 U.S.C. § 5861(e), (j). And as part of
this regulatory scheme, undercover agents for decades have
regularly targeted those involved in the transferring of
machineguns. 3
2. The Firearm Owners’ Protection Act of 1986
and § 922(o)
Enacted in 1986 under the Firearms Owners’ Protection
Act (“Act” or “FOPA”), § 922(o) was part of an extensive
overhaul of federal firearms laws. See Firearms Owners’
Protection Act, Pub. L. No. 99-308, § 102, 100 Stat 449, 451
(1986); United States v. Knutson, 113 F.3d 27, 30 (5th Cir.
1997) (“Section 922(o), . . . is but the latest manifestation of
the federal government’s longstanding record of regulating
3
See, e.g., United States v. Gillis, 474 F.2d 4, 5 (9th Cir. 1973) (per
curiam) (unlawful transfer of a firearm to an undercover agent without
complying with the relevant regulations); United States v. Sorrells, 714
F.2d 1522, 1524–26 (11th Cir. 1983) (unlawful transfer of unregistered
machinegun to undercover agent); United States v. Rogers, 652 F.2d 972,
973–74 (10th Cir. 1981) (unlawful transfer of unregistered machinegun
to undercover agent); United States v. Tarr, 589 F.2d 55, 60–61 (1st Cir.
1978) (unlawful transfer of machinegun to undercover agents where
“[t]he legal requirements for the transfer of the machine gun . . . were
not met”); United States v. Dwyer, 539 F.2d 924, 925, 926 (2d Cir. 1976)
(transfer of machinegun to undercover agent in violation of 26 U.S.C.
§§ 5811 (tax requirement), 5812 (application requirement), 5861(e)
(prohibited transfer)); United States v. Pingleton, 458 F.2d 722, 724 (7th
Cir. 1972) (unlawful transfer of machinegun to undercover agent).
USA V. KITTSON 11
machineguns.”). FOPA was “designed to relieve the
nation’s sportsmen and firearms owners and dealers from
unnecessary burdens under the Gun Control Act of 1968, to
strengthen the Gun Control Act of 1968 to enhance the
ability of law enforcement to fight violent crime and
narcotics trafficking, and to improve administration of the
Act.” H.R. Rep. 99-495, at 1, as reprinted in 1986
U.S.C.C.A.N. 1327, 1327 (1986). Under the Act, “[t]he term
‘machinegun’ has the meaning given such term in section
5845(b) of the National Firearms Act (26 U.S.C. 5845(b)).”
Firearms Owners’ Protection Act § 101, 100 Stat. at 450.
Section 922(o) provides:
(1) Except as provided in paragraph (2), it
shall be unlawful for any person to transfer or
possess a machinegun.
(2) This subsection does not apply with
respect to--
(A) a transfer to or by, or possession by or
under the authority of, the United States or
any department or agency thereof or a State,
or a department, agency, or political
subdivision thereof; or
(B) any lawful transfer or lawful possession
of a machinegun that was lawfully possessed
before the date this subsection takes effect.
18 U.S.C. § 922(o).
Under the Act, “[p]rivate citizens, whether federal
firearms licensees or members of the general public, who are
not acting under the authority of the United States or a state,
may transfer or possess only machine guns that were
12 USA V. KITTSON
registered on or before May 16, 1986.” United States v.
Rodman, 776 F.3d 638, 640–41 (9th Cir. 2015) (citing 18
U.S.C. §§ 922(o)(2)(A) – (B)). “Outside of a few
government-related uses, machine guns largely exist on the
black market.” Henry, 688 F.3d at 640. “[W]hen read
together, § 922(o) and the legislative records of the Omnibus
Act, [Gun Control Act], and FOPA ‘demonstrate that
Congress has sought to regulate the interstate flow of
firearms, including machineguns, as a means to aid local law
enforcement.’” United States v. Beuckelaere, 91 F.3d 781,
784–85 (6th Cir. 1996) (quoting United States v. Wilks, 58
F.3d 1518, 1522 (10th Cir. 1995)).
3. The § 922(o)(2)(A) Exemption Does Not Apply
to Transfers to Undercover Agents
As the history and extensive caselaw make clear, we do
not approach this statutory interpretation question with a
blank slate. For nearly four decades, courts around the
country have held that the § 922(o)(2)(A) “transfer to . . . the
United States” exemption is an extremely narrow one, see
Hardin v. Bureau of Alcohol, Tobacco, Firearms &
Explosives, 65 F.4th 895, 900 (6th Cir. 2023) (noting the two
exceptions in § 922(o)(2) are “extremely limited” (citation
omitted)), and only applies to transfers “authorized by the
government for the benefit of federal, state, or local
government entities.” United States v. Bailey, 123 F.3d
1381, 1393 (11th Cir. 1997) (citation omitted). Every circuit
to examine this provision has come to the same conclusion. 4
4
See, e.g., United States v. Warner, 5 F.3d 1378, 1381 (10th Cir. 1993)
(concluding, based on explicit language and legislative history, that
§ 922(o)(2)(A) “was enacted so that military personnel and police
officers, when acting officially, could utilize and possess machine
guns”); United States v. Aiken, 974 F.2d 446, 449 (4th Cir. 1992)
USA V. KITTSON 13
Confronted with this overwhelming consensus regarding
§ 922(o)(2)(A)’s narrow scope, the dissent invents a
distinction between the “possession exception” and the
“transfer exception.” But this ignores the plain language of
these decisions, which explicitly encompass both the
possession and the transfer of machineguns. For example,
in one of the first cases to consider § 922(o)(2)(A), the
Eleventh Circuit clearly stated: “Congress intended to limit
lawful transfer and possession of machine guns to instances
authorized by the government for the benefit of federal,
state, or local governmental entities.” Farmer v. Higgins,
907 F.2d 1041, 1045 (11th Cir. 1990) (emphasis added). The
Farmer court’s detailed recitation of the legislative history
confirms that the possession and transfer elements of
§ 922(o)(2)(A) were always meant to be read together, not
(observing that, in enacting 18 U.S.C. § 922(o)(1), “Congress made it
illegal for anyone other than government personnel to possess or transfer
a machine gun”); United States v. Neuner, 535 F. App’x 373, 374 n.1
(5th Cir. 2013) (“Clear statutory language and Congressional intent
limited lawful transfer and possession of machine guns to authorized
governmental personnel for use in their official capacities.”); Doe v.
Biden, No. 2022-1197, 2022 WL 16545125, at *4 (Fed. Cir. Oct. 31,
2022) (“[W]e agree with the Eleventh Circuit that Congress intended for
the phrase ‘under the authority’ in § 922(o)(2)(A) ‘to limit lawful
transfer and possession of machine guns to instances authorized by the
government for the benefit of federal, state, or local governmental
entities.’” (citation omitted)); cf., e.g., McCutchen v. United States, 14
F.4th 1355, 1359 (Fed. Cir. 2021) (“[The § 922(o)] language makes it
unlawful to possess or transfer a ‘machinegun,’ with exceptions for
governments and pre-FOPA lawful possession.”); United States v.
Fisher, 149 F. App’x 379, 382 (6th Cir. 2005) (“[One of] [t]he only
exceptions to [§ 922(o)(1)] occur[s] when the transfer or possession is
authorized by the United States or any of its agencies or political
subdivisions . . . .”).
14 USA V. KITTSON
separated into two exceptions of drastically different scope. 5
See id. at 1044–45. Thus, contrary to the dissent’s
characterization, it is not accidental that courts “typically
just collapse the [transfer and possession] exceptions
together when discussing them.” It is for good reason that
court after court has followed Farmer—and none has
disagreed with it—in finding both the “lawful transfer and
possession of machine guns” limited to “instances
authorized by the government.” Bailey, 123 F.3d at 1393
(quoting Farmer, 907 F.2d at 1045) (emphasis added); Doe,
2022 WL 16545125, at *4 (quoting Farmer, 907 F.2d at
1045); Warner, 5 F.3d at 1381 (quoting Farmer, 907 F.2d at
1045); see also Neuner, 535 F. App’x at 374 n.1 (citing
Bailey, 123 F.3d at 1393).
5
During the Senate floor debate, consideration of whether various
machinegun transfers would be lawful under the proposed bill assumed
that lawful transfers would need to take place under the authority of the
United States. For instance, while discussing the application of
§ 922(o)(2)(A) to the sale of weapons to foreign allies, Senator Hatch
explained that “these [sales] should be considered transfers under the
authority of the United States” and therefore fall under the exemption.
Farmer, 907 F.2d at 1045 (quoting 132 Cong. Rec. 9600 (1986)
(statement of Sen. Hatch)). When manufacturers sell machineguns to the
military, such activity falls under the exemption because “these sales and
other transactions would clearly take place under the authority of the
United States.” Id. (quoting 132 Cong. Rec. 9600 (1986) (statement of
Sen. Hatch)). Discussing whether the exemption would permit a police
force to authorize its officers to purchase machineguns in their personal
capacity, Senator Hatch noted that “possession or transfer of those
weapons would cease to enjoy the authorization of the State agency or
subdivision when the officer was no longer on the police force. The
police force would then have to exercise its authority to guarantee that
the machinegun was transferred to another entity authorized by the State
or the United States to possess such weaponry.” Id. (quoting 132 Cong.
Rec. 9601 (1986) (statement of Sen. Hatch)).
USA V. KITTSON 15
The Supreme Court also has held for decades “that, in
the detection of many types of crime, the Government is
entitled to use decoys and to conceal the identity of its
agents.” Lewis v. United States, 385 U.S. 206, 208–09
(1966). Accordingly, in cases featuring other statutes
regulating the transfer of firearms, we have held that the
involvement of an undercover agent does not shield a
defendant from liability. 6
In Perri, we came to this same conclusion when
examining a very similar statute, 18 U.S.C. § 925(a)(1). 637
F.2d at 1337. Section 925(a)(1) provides a government
exemption for “the transportation, shipment, receipt,
possession, or importation of any firearm . . . imported for,
sold or shipped to, or issued for the use of, the United States
or any department or agency thereof or any State or any
department, agency, or political subdivision thereof.”
Rejecting a virtually identical argument to the one that
Kittson makes, we held that the section “does not exempt a
sale of firearms through an undisclosed under-cover agent of
6
See, e.g., United States v. Ubaldo, 859 F.3d 690, 701–03 (9th Cir. 2017)
(holding that the involvement of an undercover FBI agent in an arms
smuggling scheme does not absolve the defendant from liability); Gillis,
474 F.2d at 5–6 (noting that the transfer of an unregistered machinegun
to an undercover agent was illegal unless it met requirements under the
relevant regulations); see also United States v. Bogden, 865 F.2d 124,
127 n.4 (7th Cir. 1988) (dismissing as without merit the argument that a
defendant who “was making [a] gun for an undercover ATF agent” was
exempted from liability under 26 U.S.C. §§ 5851, 5852); cf., e.g.,
Peterson v. United States, 405 F.2d 102, 108 (8th Cir. 1968) (noting the
“obvious purpose” of a statutory exception for the “sale” or “giving away
of narcotic drugs to any officer of the United States Government” was
“to allow legitimate transfers to government officials” and holding the
exception did not apply to the sale of narcotics to an undercover agent
(citation omitted)).
16 USA V. KITTSON
the United States.” Id. “To excuse a dealer’s willful
violation of the Act by selling to an unlawful purchaser
simply because the government ultimately receives the
firearm would circumvent the Act in a way that Congress did
not intend.” Id. We also noted that if the defendant “knew
the purchaser was a government agent and received a
statement from the latter’s agency that the firearm would be
used for official business, the transaction might fall within
the exemption.” Id.; see also Hyland v. Fukuda, 580 F.2d
977, 979 (9th Cir. 1978) (“We agree with the district judge
that the plain terms of section 925(a)(1) remove firearms
owned by the state and used exclusively for its purposes from
the limitations of section 922.” (emphasis added)).
In light of this compelling statutory interpretation
background, it is not surprising that two panels of our court
already have rejected the argument that § 922(o)(2)(A)
provides a get out of jail free card when a defendant transfers
a machinegun to an undercover agent posing as a drug
trafficker, terrorist leader, mass school shooter, or other vile
criminal. See Bascue, 1996 WL 554488 at *2 (“Section
922(o)’s government agency exemption was not meant to
exempt from criminal liability sellers of unlawful firearms
caught in government sting operations.”); United States v.
Nadal, 64 F.3d 667 (9th Cir. 1995) (table) (rejecting
defendant’s “contention that his convictions under 18 U.S.C.
§ 922(o)(1) must be overturned because he was acting under
the authority of an agent of the United States” as “frivolous”
because he “had no knowledge that he was interacting with
government officials at the time of the transactions, and thus
he was not acting pursuant to governmental authority”). A
Fifth Circuit panel even went as far to call this argument
“absurd.” Neuner, 535 F. App’x at 374 n.1.
USA V. KITTSON 17
Without citing a single case, Kittson demands that we
sweep away decades of case law and logic and hold that there
is nothing illegal about transferring machineguns to
undercover agents posing as the most odious criminals. He
asserts that the “plain language” of the statute establishes
that the word “transfer” in § 922(o)(2)(A) covers his
“transfer” in this case, so he is in the clear. To support this
argument, he suggests that the language “under the authority
of” modifies only “possession” and not “transfer” because
there is a comma separating “transfer to or by” and
“possession by or under the authority of.” Thus, according
to Kittson, any transfer to the United States is exempted
under § 922(o)(2)(A), regardless of whether it is authorized.
Kittson also argues that because § 922(o)(2)(B)’s exemption
for “lawful transfer[s]” of machineguns before a certain date
includes the word “lawful,” and § 922(o)(2)(A) does not
include the modifier “lawful” before “transfers,” Congress
intended § 922(o)(2)(A) to exempt any transfers to the
United States, regardless of whether they are lawful or
authorized.
Kittson’s argument that the “transfer” in § 922(o)(2)(A)
must be the same as “transfer” in § 922(o)(1) ignores the
Supreme Court’s sage advice: “In law as in life, . . . the same
words, placed in different contexts, sometimes mean
different things.” Yates v. United States, 574 U.S. 528, 537
(2015) (plurality opinion); see also, e.g., Marshall v. Green
Goddess Avocado Corp., 615 F.2d 851, 854 (9th Cir. 1980)
(“[T]he same word may, depending on context, have
different meanings within the same statute.”); Atl. Cleaners
& Dyers v. United States, 286 U.S. 427, 433 (1932) (“Most
words have different shades of meaning, and consequently
may be variously construed, not only when they occur in
18 USA V. KITTSON
different statutes, but when used more than once in the same
statute or even in the same section.”).
Simply put, context matters, which is why we still have
human beings interpret statutes, rather than MU-TH-UR
6000, Skynet, or Hal 9000 donning black robes. “When
interpreting words in a statute, we start with the premise that
the words of a statute must be read in their context and with
a view to their place in the overall statutory scheme.” United
States v. Wing, 682 F.3d 861, 867 (9th Cir. 2012) (citation
and internal marks omitted). “Our goal is to understand the
statute as a symmetrical and coherent regulatory scheme and
to fit, if possible, all parts into a harmonious whole.” Id.
(citation and internal marks omitted).
Congress did not enact FOPA in isolation. And “as a
matter of statutory construction, we ‘presume that Congress
is knowledgeable about existing law pertinent to the
legislation it enacts.’” United States v. Hunter, 101 F.3d 82,
85 (9th Cir. 1996) (quoting Goodyear Atomic Corp. v.
Miller, 486 U.S. 174, 185 (1988)). The surrounding statutes
closely regulating machineguns thus provide additional
context to the meaning of “transfer to” the United States. As
explained, machineguns must be registered, and machinegun
transfers, even those to the United States, must meet certain
requirements and be approved by the Secretary of Treasury,
none of which occurred here or would ever happen in
undercover operations. See 26 U.S.C. §§ 5812, 5852–53; 27
C.F.R. §§ 479.89–90, 479.105; see also United States v.
Freed, 401 U.S. 601, 605 (1971) (noting that a “lawful
transfer” of machinegun must include an application
supported “by a certificate of a local or federal law
enforcement official that he is satisfied that the photograph
and fingerprints are those of the transferee and that the
weapon is intended for lawful uses”). Construing
USA V. KITTSON 19
§ 922(o)(2)(A) to exempt any machinegun “transfer” to
undercover agents—regardless of compliance with
applicable requirements—would essentially sanction the
very conduct Congress intended to prohibit and regulate.
Such a reading also would undermine the goals of Congress
to aid law enforcement officers to combat crime. See
Beuckelaere, 91 F.3d at 785; see also United States v. Meek,
366 F.3d 705, 719 (9th Cir. 2004) (rejecting interpretation of
statute that would “frustrate” the purpose of a statute and
hinder law enforcement efforts).
Indeed, what these firearm statutes demonstrate is what
courts have been saying for decades—that the exemptions
for transfers cover solely those transfers “authorized by the
government for the benefit of federal, state, or local
government entities.” Bailey, 123 F.3d at 1393 (citation
omitted). Kittson’s inability to identify a single case to
support his “absurd” reading of § 922(o)(2)(A), as the Fifth
Circuit put it, Neuner, 535 F. App’x at 374 n.1, is telling.
The district court’s reading is consistent with our
precedent regarding other statutes regulating machineguns.
As noted, in Perri we held that the exemption in § 925(a) for
firearms sold to the United States did not apply to sales to
undercover agents. 637 F.2d at 1337. Kittson attempts to
distinguish Perri by arguing that the Fifth Circuit case upon
which Perri relied, United States v. Brooks, 611 F.2d 614
(5th Cir. 1980), overruled on other grounds by United States
v. Henry, 749 F.2d 203 (5th Cir. 1984), purportedly held that
the exemption did not apply to a sale to an undercover agent
because § 925(a)(1) applies only to “transportation,
shipment, receipt, or importation” and not “sales.” Kittson
misreads Brooks and cannot avoid Perri’s direct application
here.
20 USA V. KITTSON
As in Perri, the Fifth Circuit in Brooks rejected the
defendant’s argument that his sales to an undercover federal
agent were exempt under § 925(a)(1). 611 F.2d at 617. The
Fifth Circuit held that § 925(a) “does not exempt any sale or
delivery of firearms; it expressly covers only the
‘transportation, shipment, receipt, or importation’ of
firearms ‘for the use of the United States.’” Id. (emphasis
added). “If such a sale is indeed exempt, the seller must have
knowledge that the buyer is a police officer and must secure
a signed statement from an official of the agency for which
the buyer works stating that the firearm is to be used in the
buyer’s official duties.” Id. at 618. Contrary to Kittson’s
argument, Brooks does not stand for the proposition that the
§ 925(a)(1) exemption excludes all “sales.” Rather, the Fifth
Circuit narrowed the exemption to encompass only the sales
and deliveries of firearms “for the use of the United States.”
Id. at 617.
In analyzing a statute similar to § 922(o)(2)(A), Brooks
and Perri demonstrate that the placement of a comma is not
dispositive. Section 925(a)(1), like § 922(o)(2)(A), has
commas separating “sold or shipped to,” “or issued for the
use of,” and “the United States.” Under Kittson’s view, the
language “for the use of” would modify only “issued” and
not “sold,” meaning that any firearm sold to the United
States would be exempted under § 925(a)(1). Such a reading
directly conflicts with Perri. See 637 F.2d at 1337 (noting
that sales to a government agent may be exempted if there
was a statement from the applicable agency “that the firearm
would be used for official business”); see also Brooks, 611
F.2d at 618 (same).
If Congress had intended to disrupt the history and
tradition of law enforcement using undercover agents to stop
arms traffickers from peddling exceedingly dangerous,
USA V. KITTSON 21
military grade automatic weapons, it could have easily done
so by inserting such language into § 922(o). It never did,
and we are not in the business of doing so, especially when
it would lead to the absurd result of trying to catch arms
traffickers after they have transferred the weapon to a mass
killer, rather than stopping them before the carnage ensues.
See United States v. Casasola, 670 F.3d 1023, 1029 (9th Cir.
2012) (“[C]ourts do not construe statutes in a manner that
would lead to absurd results.”). We do not believe that
questionable comma placement trumps decades of case law,
history, or common sense. See Sorrells v. United States, 287
U.S. 435, 446 (1932) (“Literal interpretation of statutes at
the expense of the reason of the law and producing absurd
consequences or flagrant injustice has frequently been
condemned.”).
The dissent’s many arguments, ranging from speed limit
hypotheticals to unwell uncles, branch from the same
thought tree—that Congress would care deeply about
someone possessing a machinegun, but couldn’t care less
about someone who wanted to transfer that same
machinegun to the vilest of criminals.
The dissent’s explanation for this logical disconnect?
That “[i]n the vast majority of cases involving an undercover
sting, that distinction doesn’t matter much because the
defendant will inevitably have both transferred the
machinegun and necessarily possessed it when he personally
handled it before transferring it.” In other words, the transfer
language of 922(o) vanishes from the statute when
undercover agents are involved.
The dissent never explains why we should erase transfer
liability from section 922(o). It presents no support for its
claim that the “vast majority” of undercover sting cases will
22 USA V. KITTSON
involve a defendant who both transfers and personally
possesses a machinegun. One can easily conjure up
countless examples of when someone would be guilty of
transferring firearms even if they did not possess them—a
sophisticated arms dealer who uses a third party to transfer
the machinegun to a terrorist organization who will attack a
Veterans Day Parade, the cartel leader who orders his foot
soldiers to transfer a machinegun to the sicario, a white
supremacist who commands his new recruit to trade the
machinegun for fentanyl, and so on. Or a simpler case, like
this one, where Kittson caused the transfer of a machinegun
to someone he thought was a drug dealer.
But what the dissent cannot conjure up is why Congress
would ever intend for this Legion of Doom to avoid
prosecution. Much like Kittson, the dissent cannot cite a
single case, law review article, or even scrap of legislative
history to prop up its reading of Section 922. Instead, it
speculates that “[b]y granting immunity to individuals who
transfer machineguns to the federal government, Congress
encourages the central goal of § 922(o): limiting
machineguns in private ownership and stopping the
interstate transfer of those weapons.” But it is hard to see
how immunizing defendants like Kittson could help stem the
interstate transfer of machineguns. A defendant in Kittson’s
position, looking to transfer a machinegun to someone he
believes to be an arms trafficker, should reasonably feel
emboldened under the dissent’s interpretation of Section
922. If the buyer is in fact an arms trafficker, then he has
avoided capture in a government sting operation. If the
buyer is an undercover officer, he is home free under the
dissent’s reading of § 922(o)(2)(A). On the other hand, the
dissent’s interpretation does nothing to promote lawful
transfers to government. Merely excluding defendants
USA V. KITTSON 23
caught in sting operations from the razor-thin ambit of
§ 922(o)(2)(A) immunity, as the majority does here, has no
effect on individuals intending to make lawful machinegun
transfers to the government.
The dissent also proclaims that we read a “reverse state-
of-mind element” into the § 922(o)(2)(A) exemption. It
asserts that “under [the majority’s] holding, Kittson must not
only transfer a firearm to the government, but must also do
so knowingly.” But nothing in the majority opinion suggests
this. To be clear, we do not hold that the exemption in
§ 922(o)(2)(A) requires a defendant to prove any particular
mental state, much less the mental state of knowledge.
Rather, we simply reaffirm the validity of sting operations
involving machineguns. A defendant like Kittson, whose
attempt to illegally transfer a machinegun is intercepted by
an undercover agent, is not protected under § 922(o)(2)(A).
This is the same principle that governs all undercover
cases. Following the dissent’s logic to its natural conclusion
would curtail the use of sting operations in many traditional
contexts. Courts, including this one, have long accepted the
validity of convictions resulting from undercover operations.
Such cases include the export of illegal arms, 7 the
distribution of child pornography, 8 and the distribution of
7
See, e.g., United States v. Hendron, 43 F.3d 24, 25 (2nd Cir. 1994) (per
curiam) (affirming the defendant’s sentence for violating the Arms
Export Control Act after he contracted to sell AK-47s to undercover
agents posing as representatives of the Republic of Iraq).
8
See, e.g., United States v. Hernandez, 795 F.3d 1159, 1162–63 (9th Cir.
2015) (affirming the defendant’s sentence for distribution of child
pornography after he shared files with undercover agents).
24 USA V. KITTSON
narcotics. 9 This has never been understood as creating a
“reverse state of mind” requirement. Under the dissent’s
reasoning, all defendants caught up in sting operations are
being punished for failing to prove an innocent state of
mind—had they shown they knew the person on the other
end was an undercover agent, they would have been innocent
of any crime. But this exotic framing obscures the fact that
sting operations are a common law enforcement practice. 10
Section 922 bears no indication that Congress intended to
interfere with them.
Accordingly, the district court, like every other court to
confront this issue, correctly rejected Kittson’s argument
regarding the § 922(o)(2)(A) exemption. 11
C. The Constitutionality of § 922(o) after Bruen
Kittson also argues that § 922(o) violates the Second
Amendment. In Henry, we rejected that argument and held
that “machine guns are ‘dangerous and unusual weapons’
that are unprotected by the Second Amendment.” 688 F.3d
at 638 (quoting Dist. of Columbia v. Heller, 554 U.S. 570,
627 (2008)). As he did before the district court, Kittson
9
See, e.g., United States v. Privett, 443 F.2d 528, 529 (9th Cir. 1971)
(affirming the defendant’s conviction for selling cocaine after he
completed a transaction with an undercover agent); Barnett v. United
States, 171 F.2d 721, 721–22 (9th Cir. 1949) (affirming the defendant’s
conviction for selling narcotics after he agreed to make a sale to an
undercover agent).
10
See Lewis, 385 U.S. at 208–09; see also cases cited supra note 6.
11
In the alternative, Kittson argues that the district court erred in denying
his request for an affirmative defense jury instruction based on the
exemption for transfers to the United States under § 922(o)(2)(A). We
address this argument in a concurrently filed memorandum disposition,
in which we affirm.
USA V. KITTSON 25
argues that Henry is clearly irreconcilable with Bruen. We
agree with the district court that Henry remains good law and
controls the outcome here.
1. Heller and the Second Amendment
Jurisprudence
The Second Amendment provides: “A well regulated
Militia, being necessary to the security of a free State, the
right of the people to keep and bear Arms, shall not be
infringed.” U.S. Const. amend. II. In Heller, the Supreme
Court held that the Second Amendment “protect[s] an
individual right to keep and bear arms for self-defense.”
Bruen, 597 U.S. at 17. However, the Court emphasized the
right “is not unlimited,” and “was not a right to keep and
carry any weapon whatsoever in any manner whatsoever and
for whatever purpose.” Heller, 554 U.S. at 626.
One “important limitation” is that only certain types of
weapons are protected under the Second Amendment. Id. at
627; see also id. at 623 (“[T]he Second Amendment
right . . . extends only to certain types of weapons.”). For
example, “the Second Amendment does not protect those
weapons not typically possessed by law-abiding citizens for
lawful purposes, such as short-barreled shotguns.” Id. at
625. In other words, “the sorts of weapons protected were
those ‘in common use at the time.’” Id. at 627 (quoting
United States v. Miller, 307 U.S. 174, 179 (1939)). Heller
recognized that this “limitation [was] fairly supported by the
historical tradition of prohibiting the carrying of ‘dangerous
and unusual weapons.’” Id. (citation omitted); see also id.
at 625 (noting the limitation “accords with the historical
understanding of the scope of the right”).
In considering the types of weapons protected, Heller
rejected a “startling reading” of its precedent that would
26 USA V. KITTSON
protect “only those weapons useful in warfare[,] . . . since it
would mean that the National Firearms Act’s restrictions on
machineguns . . . might be unconstitutional, machineguns
being useful in warfare in 1939.” Id. at 624. The Court also
explained that “weapons that are most useful in military
service—M–16 rifles and the like—may be banned.” Id. at
627.
Then in Henry, we applied Heller to conclude “machine
guns are highly ‘dangerous and unusual weapons’ that are
not ‘typically possessed by law-abiding citizens for lawful
purposes.’” 688 F.3d at 640 (quoting Heller, 554 U.S. at
625, 627). We relied on sources explaining the history of
machinegun usage and the weapon’s characteristics to
conclude machineguns are dangerous, with “few weapons
that are more dangerous.” Id. For example, the machinegun
was “first widely used during World War I, where it
‘demonstrated its murderously effective firepower,’” and
now modern machineguns have the ability to “fire more than
1,000 rounds per minute, allowing a shooter to kill dozens of
people within a matter of seconds.” Id. (citations omitted).
We also determined that machineguns were unusual
because “private possession of all new machine guns, as well
as all existing machine guns that were not lawfully possessed
before the enactment of § 922(o), has been unlawful since
1986.” Id. We found that “[o]utside of a few government-
related uses, machine guns largely exist on the black
market.” Id. Accordingly, we held “the Second Amendment
does not apply to machine guns,” and therefore, did not
consider the applicable “level of constitutional scrutiny”
required under our pre-Bruen interest balancing test. Id.
In Bruen, the Supreme Court rejected the two-step
“interest balancing” or “means-end” test our Circuit and
USA V. KITTSON 27
several others employed as “one step too many.” 597 U.S.
at 18–19 & 23 n.5. But Bruen did not disturb Heller. Rather
Bruen stated that its holding was “[i]n keeping with Heller,”
id. at 17, that the text and history test applied was the one
“set forth in Heller,” id. at 26, and that it was making “the
constitutional standard endorsed in Heller more explicit,” id.
at 31.
As in Heller, Bruen emphasized the Second Amendment
was “not unlimited.” Id. at 21 (quoting Heller, 554 U.S. at
626). It also reiterated that in Heller, the Court “found it
fairly supported by the historical tradition of prohibiting the
carrying of dangerous and unusual weapons that the Second
Amendment protects the possession and use of weapons that
are in common use at the time.” Id. at 21 (internal quotation
marks omitted) (quoting Heller, 554 U.S. at 627); see also
id. at 47 (noting the Court “already acknowledged” in Heller
that “colonial legislatures sometimes prohibited the carrying
of ‘dangerous and unusual weapons’”). Bruen further
acknowledged that in Heller, the Court was “[d]rawing from
this historical tradition” and had “explained there that the
Second Amendment protects only the carrying of weapons
that are those ‘in common use at the time,’ as opposed to
those that ‘are highly unusual in society at large.’” Id. at 47
(quoting Heller, 554 U.S. at 627). As the Sixth Circuit
recognized, Bruen “did not call Heller into question; to the
contrary, Bruen was an unqualified endorsement of Heller.”
United States v. Bridges, 150 F.4th 517, 523 (6th Cir. 2025);
see also United States v. Morgan, 150 F.4th 1339, 1349
(10th Cir. 2025) (“Bruen said nothing contrary to Heller’s
‘in common use’ language” (citing Bruen, 597 U.S. at 21, 32
(quoting Heller, 554 U.S. at 627))).
Most recently in United States v. Rahimi, the Supreme
Court again reaffirmed that the Second Amendment “right
28 USA V. KITTSON
was never thought to sweep indiscriminately” and reiterated
Heller’s finding that there is a historical tradition of
prohibiting the carrying of “dangerous and unusual
weapons.” 602 U.S. 680, 691 (2024) (quoting Heller, 554
U.S. at 627); see also id. at 696–98 (discussing historical
laws).
2. Henry is Not Clearly Irreconcilable with
Bruen
“Generally, a panel opinion is binding on subsequent
panels unless and until overruled by an en banc decision of
this circuit.” United States v. Eckford, 77 F.4th 1228, 1233
(9th Cir. 2023) (citation omitted). Under Miller v. Gammie,
one exception to this rule is where “intervening Supreme
Court authority is clearly irreconcilable with our prior circuit
authority.” 335 F.3d at 900. “[T]he clearly irreconcilable
requirement is a high standard that demands more than mere
tension between the intervening higher authority and prior
circuit precedent.” Eckford, 77 F.4th at 1233 (alteration in
original) (citation and quotation marks omitted). “[I]f we
can apply our precedent consistently with that of the higher
authority, we must do so.” Id. (alteration in original)
(citation omitted). Here, Henry is not clearly irreconcilable
with Bruen.
As an initial matter, Bruen’s rejection of the interest
balancing or means-end test did not affect Henry. “Bruen
overturned only those post-Heller decisions that ‘had
misapplied Heller by erroneously adding a means-end-
scrutiny step to Heller’s text-and-history standard.” United
States v. Brown, 147 F.4th 687, 689 (6th Cir. 2025)
(emphasis in original) (quoting Bridges, 150 F.4th at 523).
But Henry did not conduct any such test. See 688 F.3d at
640. Accordingly, to the extent Bruen abrogated some of
USA V. KITTSON 29
our cases, it did not necessarily affect our other Second
Amendment precedents that “straightforwardly applied
Heller, a case that Bruen emphatically endorsed.” Bridges,
150 F.4th at 523.
And while Henry’s review of history was not as thorough
as some post-Heller cases, it did independently conduct a
historical analysis, noting that machineguns rose in
prominence during World War I, were considered to be
dangerous, and are uncommon as they now exist mainly in
the black market. See Henry, 688 F.3d at 640; cf. Bridges,
150 F.4th at 523 (noting pre-Bruen precedent could “rel[y]
entirely on Heller’s clear statements, rooted in historical
analysis, that applied to machineguns” rather than “conduct
its own independent review of text and history”).
But even if its historical analysis was not as exhaustive
as some may prefer, Henry faithfully applied the reasoning
in Heller and relied on the Supreme Court’s own finding of
a “historical tradition of prohibiting the carrying of
‘dangerous and unusual weapons.’” Henry, 688 F.3d at 640
(quoting Heller, 554 U.S. at 627). As Justice Kavanaugh
noted in his concurrence in Rahimi, “[a]lthough Heller
declined to ‘undertake an exhaustive historical analysis,’ it
recognized a few categories of traditional exceptions to the
right.” Rahimi, 602 U.S. at 735 (Kavanaugh, J., concurring)
(quoting Heller, 554 U.S. at 626). One such category is that
“the Second Amendment attaches only to weapons ‘in
common use’ because ‘that limitation is fairly supported by
the historical tradition of prohibiting the carrying of
dangerous and unusual weapons.’” Id. (quoting Heller, 554
U.S. at 626–27).
Bruen did not disturb the parts of Heller upon which
Henry relied, and actually endorsed Heller’s finding of a
30 USA V. KITTSON
“historical tradition of prohibiting the carrying of ‘dangerous
and unusual weapons.’” Bruen, 597 U.S. at 21 (quoting
Heller, 554 U.S. at 627). Bruen further acknowledged that
Heller was “[d]rawing from this historical tradition” when it
“explained there that the Second Amendment protects only
the carrying of weapons that are those ‘in common use at the
time,’ as opposed to those that ‘are highly unusual in society
at large.’” Id. at 47 (quoting Heller, 554 U.S. at 627).
The Sixth and Tenth Circuits have rejected post-Bruen
challenges to the constitutionality of § 922(o). See, e.g.,
Bridges, 150 F.4th at 519; Brown, 147 F.4th at 689; Morgan,
150 F.4th at 1341. The Sixth Circuit has likewise held that
Bruen did not disturb its pre-Bruen precedent. Pre-Bruen,
the Sixth Circuit held the Second Amendment “does not
authorize an unlicensed individual to possess unregistered
machine guns for personal use.” Hamblen v. United States,
591 F.3d 471, 474 (6th Cir. 2009). Hamblen did not conduct
any means-end test and relied solely on Heller. See id. Post-
Bruen¸ the Sixth Circuit concluded “pre-Bruen cases that did
not wrongfully apply means-end scrutiny remain binding.”
Bridges, 150 F.4th at 523. As such, the court held Hamblen
“remains good law after Bruen” because it did not conduct a
means-end test and instead “straightforwardly applied
Heller, and Bruen did nothing to displace those aspects of
Heller on which Hamblen relied.” Id. “Although Hamblen
did not conduct its own independent review of text and
history,” the Sixth Circuit determined “it did not have to” as
“it instead relied entirely on Heller’s clear statements, rooted
in historical analysis, that applied to machineguns.” Id. It
stated, “[i]f Heller was rooted in history, then so too was
Hamblen.” Id. at *5.
Similarly, Henry straightforwardly applied the reasoning
in Heller, which Bruen endorsed. As such Bruen has not
USA V. KITTSON 31
“undercut the theory or reasoning underlying [Henry] in
such a way that the cases are clearly irreconcilable.” Miller,
335 F.3d at 900. Accordingly, the district court correctly
concluded Henry remains binding, and Kittson’s Second
Amendment challenge fails.
AFFIRMED.
VANDYKE, Circuit Judge, dissenting:
It is a bedrock principle of statutory interpretation that
all people are entitled to the benefit of the law as written.
That principle is particularly weighty here—where an
unsympathetic criminal defendant asks us for nothing more
than the plain application of a criminal statute. Because
(1) Daniel Kittson transferred a machinegun to the United
States and (2) Congress expressly did not criminalize that
conduct, Kittson should never have been convicted of a
crime that doesn’t exist. This court should have vacated his
conviction and remanded his case for a new trial.
The majority declines to do so. In reaching a result
contrary to what the statutory text demands, the majority
applies an uncritical approach to precedent, taking as good
enough any application of federal law’s machinegun
prohibitions, without considering whether those applications
of § 922(o) are relevant to the exception at issue here. That
approach fails to grapple with the specifics of the case before
us by relying on cases that either implicate § 922(o)’s
possession element—textually different in important ways
from the transfer element we are considering here—or
implicate entirely different statutes altogether. Simply put,
the majority fails to deal with the unique case at hand: a
32 USA V. KITTSON
criminal defendant who transferred a machinegun to the
United States without first possessing it. As explained
below, the cases the majority relies upon do not support its
argument.
Nor could they. Section 922(o)(2)(A) excepts from
liability any machinegun transfer to the government. To
uphold Kittson’s conviction, the majority must read an
implicit reverse mens rea element into a criminal statute’s
exception. That is, to receive the benefit of a criminal
statute’s plain carveout, a defendant must first show an
innocent state of mind. That requirement is nowhere in the
text. Adding it expands criminal liability beyond what
Congress created and, worse yet, sets a dangerous precedent
for judicially expanding criminal liability by reading
unwritten innocent state of mind requirements into otherwise
clear exceptions to criminal conduct. Because the district
court erroneously instructed the jury that it could convict
Kittson of a crime that does not exist, and because this error
was not harmless, I would vacate the conviction and remand
for further proceedings.
Although I would not reach the Second Amendment
question, in response to the majority’s analysis of that issue
I observe only that it fails to grapple with Bruen’s analogical
reasoning requirement and merely assumes that
machineguns fall outside the ambit of constitutionally
protected firearms. That assumption is inappropriate given
the Supreme Court’s demand that the government support
firearm regulations with historical analogues. It’s especially
inappropriate here, where the majority assumes machinegun
ownership is overwhelmingly criminal in nature without any
fact-finding from the district court on that question.
USA V. KITTSON 33
I. The majority fails to muster a single case that
controls or even informs the proper interpretation
of § 922(o)’s exception in this case.
As the majority tells it, today’s outcome was already
decided by an overwhelming majority of our sister circuits,
or at least inevitable in light of our own caselaw. But that’s
not what those decisions show. To the contrary, it doesn’t
appear that any court—ours or otherwise—has considered a
case like this: where a defendant did not possess the
machinegun that he transferred to a federal agent. Because
no decision controls ours today, I would not preordain the
analysis by incorrectly claiming that we are merely
following a well-trodden path.
A. No decision from our sister circuits lends
credibility to the majority’s holding.
The majority drafts behind nine out-of-circuit decisions,
claiming that each blesses its reading of § 922(o)(2)(A)’s
transfer exception. None do. But first it’s worth noting a bit
of nuance on this point—and briefly summarizing some
important facts that make this case different.
Section 922(o) generally criminalizes the transfer or
possession of machineguns, but § 922(o)(2)(A) sets out two
distinct exceptions from liability. First, the statute exempts
“a transfer to or by … the United States or any [state or
federal agency].” Id. Second, it exempts “possession by or
under the authority of, the United States or any [state or
federal agency].” Id. Notice that while lawful “possession”
must be “under the authority of” the government, the text
applies no such requirement to the transfer exception.
In the vast majority of cases involving an undercover
sting, that distinction doesn’t matter much because the
34 USA V. KITTSON
defendant will typically have both transferred the
machinegun and necessarily possessed it when he personally
handled it before transferring it. Indeed, in the examples
cited by the majority the defendant was often arrested before
he ever had a chance to actually transfer the machinegun, so
he is necessarily prosecuted only for possessing it. That
perhaps explains why the specific issue presented in this case
apparently has never been addressed by a court before. But
that distinction matters immensely in this case, because here
we must assume that Kittson never possessed the
machinegun. Instead of bringing a machinegun to an
undercover agent, Kittson brought the agent to a third person
who then sold the gun to the agent. At all times that third
person had physical possession of the firearm. We cannot
know whether the jury in this case concluded that Kittson
ever possessed the machinegun. 1
1
It’s important to recognize why—for purposes of this appeal—we must
assume that the jury convicted Kittson for transferring, but not
possessing, a machinegun. There is no evidence in the record that
Kittson ever physically possessed the machinegun, and the government
doesn’t argue that he did. And while in theory a jury might have
convicted Kittson for constructively possessing the machinegun, that
seems unlikely since it acquitted him on the felon in possession charge.
But even if we focused on the machinegun charge alone, we would still
have to set aside that conviction if the jury might have relied on an
erroneous transfer instruction. See United States v. Galecki, 89 F.4th
713, 739 (9th Cir. 2023) (requiring vacatur of conviction that could have
relied on a legally erroneous ground). Because we can’t know with
certainty whether the jury convicted Kittson under § 922(o) for
transferring or possessing the machinegun, we must assume the jury
convicted under the transfer theory. So, for purposes of my analysis, I
assume that Kittson never “possessed” the machinegun. Although I
expand on this point later in more detail, along with the importance of
Kittson preserving this issue and why the error wasn’t harmless, I don’t
read the majority as disputing this legal point.
USA V. KITTSON 35
Because a case like this one is unusual, courts have rarely
needed to distinguish between the possession and transfer
elements of § 922(o)(2)(A). Instead, they typically just
collapse the exceptions together when discussing them.
United States v. Neuner, 535 F. App’x 373 (5th Cir. 2013),
illustrates this well. The majority cites that unpublished case
from our sister circuit for the proposition that § 922(o)
“limit[s] lawful transfer and possession of machine guns to
authorized governmental personnel for use in their official
capacities.” The majority’s implicit point seems to be that
the Fifth Circuit held that § 922(o)(2)(A)’s “by or under the
authority of” language applies to the transfer exception too.
But the Fifth Circuit couldn’t have held that because Neuner
involved only a defendant’s possession of a machinegun and
did not involve a transfer at all. See 535 F. App’x at 374 n.1
(holding § 922(o)(2)(A) “do[es] not except unwary targets
of undercover operations … from criminal liability for
possessing machine guns” (emphasis added)).
The defendant in Neuner never claimed his conduct fell
within § 922(o)(2)(A)’s transfer exception but relied instead
on a defense that the United States authorized his
machinegun possession. Id. I hardly see how the Fifth
Circuit rejecting the premise that a defendant “act[ed] under
the authority of the government to legally possess a machine
gun” has anything to do with Kittson, who avails himself of
§ 922(o)(2)(A)’s transfer exception only. Id. (emphasis
added). Neuner was only about the possession exception.
This case is only about the transfer exception. 2
2
This makes it more than a little unfair for the majority to repeatedly
wrap itself in Neuner’s characterization of the defendant’s argument
there as “absurd.” 535 F. App’x at 374 n.1. That is particularly true
given that, as discussed, the statutory exception for possession expressly
36 USA V. KITTSON
That’s a common theme in the majority’s cited out-of-
circuit decisions. United States v. Warner also involved a
defendant found guilty of “the crime of illegally possessing
a machine gun,” who relied only on an argument that state
law authorized his conceded possession of that firearm. 5
F.3d 1378, 1379–81 (10th Cir. 1993). So too in Doe v.
Biden, which turned entirely on the possession exception to
§ 922(o)’s prohibition and considered whether the
possession prong’s “under the authority of the United States”
modifier allowed the ATF to authorize machinegun
possession for private purposes. No. 2022-1197, 2022 WL
16545125, at *4 (Fed. Cir. Oct. 31, 2022). The court
concluded that it didn’t by explaining that “under the
authority of” required a nexus to a governmental purpose.
Id. at *4. And it’s the same story in United States v. Fisher,
where a defendant—you guessed it—possessed, but did not
transfer, a machinegun. 149 F. App’x 379, 382 (6th Cir.
2005). That court briefly considered § 922(o)’s exception
only to reject the idea that “possession of [the defendant’s]
four machine guns was … authorized by the National Guard
requires that it be “under the authority of the government,” while the
transfer exception has no such requirement. While Neuner did mention
the word “transfer” once, the defendant in Neuner only “argue[d] that he
should be given … the exemption … to legally possess a machine gun,”
not to transfer one. Neuner, 535 F. App’x at 374 n.1 (emphasis added).
It was “[t]hat argument [the Fifth Circuit] rejected as utterly meritless.”
Id. It only labeled as “absurd” Neuner’s contention that the statute’s
exemption for “possessing machine guns” should encompass possession
under a supposed “official capacity” notwithstanding that he intended to
use the machineguns “to harm law enforcement personnel.” Id. And the
Fifth Circuit was right—that is an absurd argument. But it has nothing
to do with the transfer exemption.
USA V. KITTSON 37
or ‘reasonably connected to his militia service.’” Id. at 383
n.2. 3
Neither Aiken nor McCutchen cleanly involved a transfer
to the government either. See United States v. Aiken, 974
F.2d 446, 448–49 (4th Cir. 1992) (considering a taxing
power challenge to the National Firearms Act’s shotgun
possession regulations); McCutchen v. United States, 14
F.4th 1355, 1359 (Fed. Cir. 2021) (considering a class-action
challenge to bump-stock regulations by “possessors of such
devices”). But regardless, I don’t necessarily disagree with
the principle the majority pulls from these two cases: that
§ 922(o)(2)(A)’s exceptions require government
involvement in the transfer or possession of a firearm. It
seems self-evident that a transfer “to or by … the United
States” requires governmental involvement, which no one
disputes.
But the majority’s biggest reach in its strange misreading
of § 922(o) is its reliance on Farmer v. Higgins, 907 F.2d
1041 (11th Cir. 1990), which it reads to “confirm[] that the
possession and transfer elements of § 922(o)(2)(A) were
always meant to be read together.” Farmer held no such
thing. 4 In that case, the Eleventh Circuit considered whether
federal law “prohibits private persons from possessing
3
And the story continues in Hardin and Bailey, which the majority cites
briefly for broad principles about how narrowly we should read the
transfer exception. See United States v. Bailey, 123 F.3d 1381, 1384 (8th
Cir. 1997) (challenging conviction for “possession of machineguns”);
Hardin v. Bureau of Alcohol, Tobacco, Firearms & Explosives, 65 F.4th
895, 897 (6th Cir. 2023) (considering regulatory challenge by an
individual who possessed bump stocks).
4
See Farmer, 907 F.2d at 1045 (“In sum, we hold that section 922(o)
prohibits the private possession of machine guns not lawfully possessed
before May 19, [1986].”).
38 USA V. KITTSON
machine guns.” Id. at 1042 (emphasis added). That court
had no occasion to consider the scope of § 922(o)(2)(A)’s
transfer exception because the plaintiff did not wish to
transfer a firearm and only applied “to legally make and
register a machine gun for his personal collection.” Id.
Nonetheless, the Eleventh Circuit consulted the legislative
history surrounding § 922(o)’s passage (more on that later)
to reach the conclusion “that Congress intended to limit
lawful transfer and possession of machine guns to instances
authorized by the government.” Id. at 1045. From this, the
majority pulls its principle that the Eleventh Circuit
authoritatively held that § 922(o)(2)(A)’s exception clauses
collapse upon each other and “court after court” has
endorsed that view.
That’s a stretch to say the least. The majority’s logical
mistakes first rely on Farmer’s forbidden peek into
legislative history in a case that did not even involve
§ 922(o)(2)(A)’s transfer exception. Then the majority
contends that court after court relied on that analysis in cases
that also did not encompass the transfer exception. The
majority insists that our sister circuits all adopted its view of
§ 922(o)(2)(A)’s statutory language, but none of this lengthy
discussion even arguably shows that. It does not identify a
single case that had occasion to consider the transfer
exception at issue here.
Aside from the important fact that the cases don’t say
what the majority says they say, I fear that the majority’s
failure to engage with the facts of the cases it cites betrays
an even more fundamental misunderstanding of this court’s
role. In the majority’s view, “the plain language of these
decisions” demonstrates an “overwhelming consensus” that
those other courts adopted an atextual reading of
§ 922(o)(2)(A)’s transfer exception. And our court is now
USA V. KITTSON 39
duty bound to follow the “plain language” of our sister
circuits. But of course, even if that was true—which again,
it isn’t—it is not the “plain language” of unprecedential
court opinions that matter when interpreting statutes, but the
plain text of the law itself. The majority’s contentions to the
contrary—that other courts’ drive-by characterizations of
statutes must be accorded more weight than the text of those
statutes—would elevate judicial musings over enacted law.
Such a misunderstanding departs from the proper role the
judiciary plays in our constitutional order. See New Prime
Inc. v. Oliveira, 585 U.S. 105, 113 (2019) (warning
departures from a statute’s plain text “risk amending
legislation outside the ‘single, finely wrought and
exhaustively considered, procedure’ the Constitution
commands” (quoting INS v. Chadha, 462 U.S. 919, 951
(1983))); see also Trump v. CASA, Inc., 606 U.S. 831, 857
(2025) (rejecting assertion that a court’s opinion alone “has
the legal force of a judgment”).
In sum, the majority’s bold assertion that “[e]very circuit
to examine this question has come to the same conclusion”
misfires. To the contrary, the majority fails to point to a
single case that turned on § 922(o)(2)(A)’s transfer
exception and relies only on possession cases to support its
conclusions in this case. If the majority could do better than
pulling unrelated dicta from sister circuit decisions, I’m
confident it would have. Its failure to do so refutes its view
that “extensive caselaw” from outside our circuit makes
today’s decision “clear.” 5
5
I don’t address the majority’s collected cases in its footnote six for the
obvious reason that “other statutes regulating the transfer of firearms”
contain different prohibitions and differently worded exceptions than
§ 922(o).
40 USA V. KITTSON
B. Ninth Circuit caselaw does not require the
majority’s result.
The majority also argues that our own precedent, while
not controlling, counsels in favor upholding Kittson’s
conviction. But none of those cases justify the majority’s
outcome in this one either.
The majority first cites two cases as “[r]ejecting a
virtually identical argument” under “a very similar statute.”
I agree with the first part of that, since those defendants also
argued that their illegal firearm sales to undercover officers
were exempted from criminal liability. See Perri v. Dep’t of
Treasury, 637 F.2d 1332, 1337 (9th Cir. 1981) (arguing
“sales to the undercover agents fall within the exemption”);
United States v. Brooks, 611 F.2d 614, 617 (5th Cir. 1980),
overruled on other grounds by United States v. Henry, 749
F.2d 203 (5th Cir. 1984) (en banc) (same). But I disagree
that the different statute at issue in Perri and Brooks is “very
similar” to the one here.
Those cases considered whether a firearm sale to an
undercover “straw purchaser” fell within federal law’s
prohibition on selling firearms to convicted felons. 6 Perri,
637 F.2d at 1336; Brooks, 611 F.2d at 616. The defendants
in those cases argued that their sales to undercover officers
were not criminalized because federal prohibitions on those
sales “shall not apply” to “the transportation, shipment,
receipt, possession, or importation of any firearm or
ammunition imported for, sold or shipped to, or issued for
6
A “straw purchase” or “strawman purchase” is any sale where one
person enlists another individual to purchase the firearm in order to
transfer it to the first person. Abramski v. United States, 573 U.S. 169,
180–81 (2014). Usually the first person is legally prohibited for some
reason from purchasing the firearm directly themselves.
USA V. KITTSON 41
the use of, the United States or any [applicable agency].” 18
U.S.C. § 925(a)(1); see Perri, 637 F.2d at 1336; Brooks, 611
F.2d at 616.
While the defendants argued that their conduct was
exempted since the firearms were “sold … to … the United
States,” it’s not surprising that both Perri and Brooks
rejected that argument. That’s because the statutory
exception they argued for only applies where the firearm or
ammunition was “imported for, sold or shipped to, or issued
for the use of, the United States [or applicable agency].”
18 U.S.C. § 925(a)(1). In other words, the requirement in
§ 925(a)(1) that a firearm be “sold” to the United States is a
modifier, further limiting the class of “transported, shipped,
received, possessed, or imported” firearms that are exempted
under the criminal statute. Unlike § 922(o)(2)(A)’s transfer
exemption for machineguns, selling a firearm to the
government is not an action that alone is exempted under
§ 925(a)(1). See Brooks, 611 F.2d at 617 (“This subsection
does not exempt any sale or delivery of firearms; it expressly
covers only the ‘transportation, shipment, receipt, or
importation’ of firearms ‘for the use of the United States.’”);
see also United States v. Cruz, 50 F.3d 714, 716 (9th Cir.
1995) (“While § 925(a)(1) excepts use of a firearm for a
government purpose and in turn, receipt of the firearm for
government use, it does not permanently exempt those
firearms from the federal gun laws.”).
It is true that Perri and Brooks also further opined that if
the undercover agent announced himself as law
enforcement, then the transaction might fit within
§ 925(a)(1)’s exemption. Perri, 637 F.2d at 1337; Brooks,
611 F.2d at 618. But those gratuitous statements, casually
“uttered in passing without due consideration of the
alternatives,” would not bind this court even if this was a
42 USA V. KITTSON
§ 925(a)(1) case. United States v. McAdory, 935 F.3d 838,
843 (9th Cir. 2019) (quoting United States v. Ingham, 486
F.3d 1068, 1078 n.8 (9th Cir. 2007)). There’s no serious
argument that either Perri or Brooks—which involved sales
to undercover government agents—needed to make law
about a hypothetical case where the government agent’s
identity was known. See, e.g., Perri, 637 F.2d at 1337
(“Those were not the facts here.”). And Perri’s and Brooks’s
one-sentence, afterthought dicta did not analyze or explain
why this knowledge would make any difference. Id.;
Brooks, 611 F.2d at 618. 7 Accordingly, neither Perri’s nor
Brooks’s unexplained dicta involving a hypothetical about
another statute would control even as to the statute at issue
in those cases—much less the very differently worded
statute at issue here. 8
7
Indeed, the entire discussion of § 925(a)(1) in both Perri and Brooks is
very truncated—just a few sentences in each opinion that are heavy on
assertion and short on any actual analysis. I’m not sure that Perri’s fly-
by interpretation of § 925(a)(1) would merit binding deference even in a
§ 925(a)(1) case. See McAdory, 935 F.3d at 843. It certainly merits none
in this § 922(o)(2)(A) case.
8
There is yet another reason the terse statements in those cases are
unpersuasive. The dicta employed in Perri and Brooks are “relic[s] from
a bygone era of statutory construction,” where courts were far more
comfortable replacing Congress’s chosen text with legal constructions
derived from the judges’ own legislative preferences. Food Mktg. Inst.
v. Argus Leader Media, 588 U.S. 427, 437 (2019). Thankfully, courts
now widely recognize that it is not our role to endorse such “a casual
disregard of the rules of statutory interpretation,” and we should instead
engage “in a careful examination of the ordinary meaning and structure
of the law itself.” Id. at 436. That point is well illustrated by the bizarre
statement in Perri and Brooks that a gun seller must receive a “signed
statement” from a government official’s agency before falling within the
statutory exception—a Miranda-style requirement simply pulled from
the judges’ own legislative imaginations with no basis whatsoever in the
USA V. KITTSON 43
Finally, the majority confidently overreads Perri as
controlling the outcome reached in two unpublished
decisions of our court that, unlike Perri itself, were
considering § 922(o)’s exceptions: Bascue and Nadal. But
both those cases involved defendants who possessed
machineguns. See United States v. Bascue, 97 F.3d 1461,
1461 (9th Cir. 1996) (“[Defendants] were convicted of
transferring and possessing machine guns.”); United States
v. Nadal, 64 F.3d 667, 667 (9th Cir. 1995) (“[Defendants]
appeal their convictions … for conspiring to manufacture,
transfer and possess machineguns.”). So whatever language
the majority pulls from those nonbinding cases about
§ 922(o)(2)(A)’s transfer exception was necessarily dicta,
and—as is common with our court’s unpublished
dispositions—also unsupported by any reasoned analysis at
all. So those cases hold no persuasive value. See Small v.
Allianz Life Ins. Co. of N. Am., 122 F.4th 1182, 1195 (9th
Cir. 2024) (dismissing “truncated reasoning” in unpublished
decision as unpersuasive).
At bottom, the majority finds no decision that controls,
or even provides reasoning that directly supports, its reading
of § 922(o)(2)(A)’s transfer exception. That alone doesn’t
make the majority’s position untenable, of course. But its
representation—that an overwhelming body of precedent
demands today’s outcome—obscures the fact that today’s
decision breaks novel ground. Because it does so, I would
squarely analyze the plain text of § 922(o)(2)(A)’s
exceptions to determine whether Kittson’s machinegun
transfer to the United States did or did not constitute a crime.
statutory text. Perri, 637 F.2d at 1337; Brooks, 611 F.2d at 618. I see
no reason to transplant such illegitimate dicta into an entirely new
statutory context.
44 USA V. KITTSON
II. The majority errs in reading a reverse state-of-
mind element into § 922(o)’s exception.
When you focus on the text itself of § 922(o)(2)(A)’s
exceptions, a fair reading precludes upholding Kittson’s
conviction. Although § 922(o) generally criminalizes the
possession or transfer of machineguns, it does not
criminalize any possession under the authority of the
government or any transfer to the government. Those
exceptions are distinct and must be read disjunctively. A
defendant who avails himself of the transfer exception need
not show that he did so “under the authority” of the
government.
In fact, § 922(o)(2)(A)’s transfer exception contains no
state of mind requirement at all. Any person who transfers
a machinegun to the government does not commit a crime
by doing so, even if he is mistaken about the legality of his
action. The majority’s conclusion to the contrary effectively
reads a reverse state of mind element into the statute’s plain
exception—forcing defendants to prove an innocent state of
mind to avoid conviction. Worse still, the majority broadens
“transfer” to encompass the entirety of the federal register’s
technical procedures for transferring firearms to the
government. Such a reading creates an impossibly
complex—and hidden—labyrinth for everyday Americans
to navigate, creating serious notice concerns and
undercutting Congress’s aim to encourage the transfer of
privately owned machineguns to the government.
Since it’s impossible to determine whether Kittson was
convicted for possessing a machinegun or transferring one,
the jury could have (and likely did) convict Kittson on the
legally erroneous theory that transferring a machinegun to
the government constitutes a crime. For that reason, we
USA V. KITTSON 45
should have vacated Kittson’s conviction and remanded his
case for a new trial.
A. Section 922(o)(2)(A)’s transfer exception is read
disjunctively from the possession exception.
Federal law makes it “unlawful for any person to transfer
or possess a machinegun.” 18 U.SC. § 922(o)(1). But that
prohibition “does not apply” to “a transfer to or by, or
possession by or under the authority of, the United States or
any department or agency thereof[.]” Id. § 922(o)(2)(A).
The statute’s use of commas to offset the possession and
transfer clauses evinces that these clauses are disjunctive and
must be read distinctively. See Leuthauser v. United States,
71 F.4th 1189, 1196 (9th Cir. 2023) (“As a general rule, the
use of a disjunctive in a statute indicates alternatives and
requires that they be treated separately.” (quoting Azure v.
Morton, 514 F.2d 897, 900 (9th Cir. 1975))). While the
majority accuses me of “invent[ing] a distinction between”
these prongs, it is Congress itself that created this distinction
through its use of statutory language. And, if we follow the
disjunctive language that Congress employed, the statute
exempts from liability any “transfer to or by … the United
States” and any “possession by or under the authority of the
United States.”
The majority’s conclusion to the contrary generally falls
into two camps: one that relies on precedent and another that
focuses on legislative history. First, the majority contends
that this textual analysis is in direct conflict with our court’s
previous decision in Perri. But even if Perri broadly stands
for the proposition that our court has adopted a binding
atextual interpretation of § 925(a)’s statutory exception, I
hardly see why we should extend that error to § 922(o)’s
exceptions. To the contrary, principles of statutory
46 USA V. KITTSON
interpretation counsel in favor of cabining that mistake, and
we certainly don’t ignore commas as “questionably placed”
in other cases. See, e.g., United States v. Paulson, 68 F.4th
528, 537 (9th Cir. 2023) (“A term or phrase set aside by
commas and separated by a conjunctive word from a limiting
clause stands independent of the language that follows.”
(cleaned up)).
The majority’s brief crack at its own statutory analysis
merits a longer response—if only to cover the extent of its
error—but it’s sufficient to say that its adoption of the
Eleventh Circuit’s “detailed recitation of the legislative
history” of § 922(o)’s passage is rather unpersuasive in
overcoming the statute’s plain text. To begin, the entire
enterprise of overcoming a statute’s ordinary meaning with
contemporaneous statements about its passage is
illegitimate. See Mohamad v. Palestinian Auth., 566 U.S.
449, 458 (2012) (“[R]eliance on legislative history is
unnecessary in light of the statute’s unambiguous language.”
(quoting Milavetz, Gallop & Milavetz, P.A. v. United States,
559 U.S. 229, 236 n.3 (2010))); see also Apache Stronghold
v. United States, 101 F.4th 1036, 1107 (9th Cir. 2024) (en
banc) (R. Nelson, J., concurring), cert. denied, 145 S. Ct.
1480 (2025), reh’g denied, No. 24-291, 2025 WL 2824572
(U.S. Oct. 6, 2025) (“That certain members of Congress
made statements about RFRA’s scope as Congress debated
its enactment does not provide any reliable evidence of
RFRA’s meaning.”).
What’s worse, the Eleventh Circuit’s decision in
Farmer—and the majority’s adoption of its rationale—
represents the worst aspects of this forbidden foray into a
statute’s meaning. That’s because the legislative history, as
used by the majority, begins by asking the illegitimate
question of what did Congress “intend” to accomplish when
USA V. KITTSON 47
passing § 922(o). In search of that answer, the majority pulls
statements from individual representatives during floor
debates to conclude (unsurprisingly) that Congress would
have wanted what the majority wants: Kittson to face
criminal liability.
That analysis departs from the now established rule that
courts must aim to determine the objective meaning of
statutory language, rather than the animating intentions of
some legislators who passed it. See Conroy v. Aniskoff, 507
U.S. 511, 519 (1993) (Scalia, J., concurring) (“We are
governed by laws, not by the intentions of legislators.”).
And even if we did aim to divine the intentions of what a
legislature meant to accomplish when passing a criminal
statute, I’m not sure that the majority’s reliance on individual
statements about that statute amount to anything more than
the judicial equivalent of “entering a crowded cocktail party
and looking over the heads of the guests for one’s friends.”
Id. But if I could pursue Justice Scalia’s cocktail metaphor
one step further, I’m not even sure that the majority’s friends
would necessarily agree with it. The statements cited by the
majority simply state the common-sense idea that in the vast
majority of transfers to the government, there will be
someone involved in that transfer with the authority to
accept the firearm on behalf of the government. That cannot
change that the text only requires government authorization
for possession but not transfer.
None of the majority’s arguments to abandon
§ 922(o)(2)(A)’s plain text are persuasive. Because
Congress employed disjunctive language when writing those
statutory exceptions, I would give full weight to its chosen
language and interpret “transfer to … the United States” as
separate from “possession … under the authority of, the
United States.” § 922(o)(2)(A).
48 USA V. KITTSON
B. Section 922(o)(2)(A)’s transfer prong contains no
state of mind requirement.
As previously explained, § 922(o)(2)(A) exempts
transfers of machineguns to the government. That exception
contains no state of mind requirement. It merely states that
a machinegun “transfer to … the United States” is not a
crime. § 922(o)(2)(A). And because everyone agrees that
Kittson transferred a machinegun to the government, this
should be a fairly straightforward case.
But the majority modifies the statute’s text by adding a
new, unwritten element. Under its holding, Kittson must not
only transfer a firearm to the government, but must also do
so knowingly. Courts often read state of mind requirements
into statutes to mitigate criminal liability, such as to “require
that the defendant know the facts that make his conduct
illegal.” Staples v. United States, 511 U.S. 600, 605 (1994).
But I’m unaware of any case—and the majority cites none—
that requires the opposite. That is, the majority does not
point to a single case where a court has required a defendant
to show an innocent state of mind to avail himself of an
exception to a criminal law’s prohibition that contains no
such textual requirement.
That’s a concerning development with implications
beyond just this case. Consider a criminal statute that makes
it illegal to drive faster than 15 miles per hour in a school
zone. Later on, lawmakers realize that the prohibition is
unnecessary on weekends, so they provide an exception: a
speed limit of 35 miles per hour applies on Saturday and
Sunday. If a person drives 30 miles per hour there on a
Sunday, but believes that it is Monday, are they guilty of
violating the statute? Of course not. They didn’t exceed the
applicable speed limit, regardless of their mistaken belief.
USA V. KITTSON 49
But the majority’s approach in this case would uphold a
conviction against that driver for thinking they committed a
crime.
The majority’s thought-crime rule would run headlong
into how courts typically distinguish between attempted and
completed crimes. For example, our court considered this
distinction in United States v. Quijada, 588 F.2d 1253, 1255
(9th Cir. 1978). There, an undercover officer negotiated the
purchase of cocaine from a defendant and eventually bought
eight ounces of a white substance. Id. at 1254. The police
arrested the defendant and charged him with distribution of
cocaine. Id. But there was a problem with that charge.
Although the defendant believed that he sold cocaine to the
officer, he actually sold him lidocaine hydrochloride, which
is not a controlled substance. Id. Since federal law
criminalizing the distribution of controlled substances
requires that a defendant actually distributed a controlled
substance, the government could indict the defendant only
for attempting to distribute cocaine, not the substantive
crime of distribution. Id.; see also 21 U.S.C. § 841(a)(1).
In that context, where the government tried a defendant
for attempted distribution, our court rejected a legal
impossibility argument and held that—for purposes of an
attempt prosecution—a defendant is stuck with the facts as
he understood them even if those facts were wrong. Id. at
1255. But if that principle extended beyond attempted
crimes and into substantive ones, then the government would
have had no problem convicting the Quijada defendant of
the substantive crime of cocaine distribution, our mistaken
50 USA V. KITTSON
school zone driver for speeding, or even Michael Scott for
possession of a controlled substance. 9
And that’s the problem with the majority’s attempt to
stick Kittson with the facts as he understood them. Had the
government convicted Kittson of attempting to transfer a
machinegun to the government, then it would have a much
better argument on appeal and Kittson’s complaints about
undercover officers would fit the majority’s response. But
that’s not the conviction before us. 10 Instead, Kittson was
convicted of completing a transfer of a machinegun and the
majority denies him the benefit of an exception to that
substantive offense because he was unaware of the
circumstances of its existence. The majority’s insistence
that such a standard does not create a reverse state of mind
requirement belies reality and conflates § 922(o)’s
prohibition with statutes that contain no comparable
exception to § 922(o)(2)(A). The majority can protest all it
wants that its opinion does not add a reverse state of mind
requirement to a criminal statute, but that is exactly what it
does. Only defendants who know that the recipient of their
machinegun transfer is the government could enjoy the
protection of § 922(o)(2)(A)’s transfer exception—a
requirement found nowhere in the statute.
9
See THE OFFICE, Framing Toby – The Office US, at 1:10 (YouTube,
Oct. 30, 2020), https://www.youtube.com/watch?v=19MNAajZnts.
10
Kittson could not be charged for attempting to violate § 922(o), since
that statute criminalizes only completed acts and not attempts. See
United States v. Hopkins, 703 F.2d 1102, 1104 (9th Cir. 1983) (“There
is no general federal ‘attempt’ statute. A defendant therefore can only
be found guilty of an attempt to commit a federal offense if the statute
defining the offense also expressly proscribes an attempt.”).
USA V. KITTSON 51
Next, the majority contends that Kittson’s conduct
doesn’t fit the transfer exception anyway, since he didn’t
comply with technical regulatory requirements of transfers
to the government. I’m frankly baffled. For one, that’s a far
more extreme position than even the government advocated
for, which no party briefed at any point on appeal. But it
also doesn’t make any sense.
Aside from the fact that the majority’s holding would
enable regulatory agencies to expand the contours of
criminal law by regulatory fiat, forcing everyday Americans
to parse the pages of the federal register before transferring
a machinegun to the government would undercut § 922(o)’s
purpose of limiting private machinegun ownership.
Consider an example where, after Crazy Uncle Bob dies and
leaves everything to you, you discover he illegally owned a
machinegun. Concerned, and vaguely aware that keeping
such a firearm constitutes a crime, you want to surrender that
weapon to a government agency. Simple enough, right?
But imagine coming across today’s opinion while searching
for the right agency. The Ninth Circuit now says that your
transfer of that weapon must accord with the many technical
regulations for making a machinegun transfer. And if you
mess up, you’ve just committed a federal felony. Are you
still sure about giving that weapon to the government?
Probably not. Maybe you pretend you never found the gun.
Maybe, scared of going to jail for giving the gun to the
government, you give it to a trusted friend instead. Or
maybe you “drop it in a lake.” What you probably don’t do
is call a government official and announce, “I’m about to do
something that could land me in federal prison if I don’t
dodge all the regulatory traps correctly.”
The majority’s primary textual rejoinder here is that
“context matters,” and because regulations govern
52 USA V. KITTSON
machinegun transfers elsewhere in federal law, we should
give different meanings to the word “transfer” in
§ 922(o)(1)’s prohibition and § 922(o)(2)(A)’s exception.
But see Mountain Communities for Fire Safety v. Elliott, 25
F.4th 667, 677 n.4 (9th Cir. 2022) (“When the language is
clear as it is here, we need not look to ‘history’ or ‘purpose’
of a regulation ….”).
While I generally agree that context matters, it’s still
hard to see how a statute criminalizing firearm “transfers”
except where those “transfers” are to the government could
be talking about anything other than the same act. To the
contrary, the majority’s attempt to separate “transfer” in
§ 922(o)(1)’s prohibition from “transfer” in
§ 922(o)(2)(A)’s exception, and then pigeonhole the federal
register’s technical requirements into the latter, is the kind of
faux textualism disfavored in statutory interpretation and
roundly rejected in criminal law. See Yates v. United States,
574 U.S. 528, 543 (2015) (“[A] word is known by the
company it keeps—to avoid ascribing to one word a
meaning so broad that it is inconsistent with its
accompanying words, thus giving unintended breadth to the
Acts of Congress.” (internal quotation omitted)); see also
Dubin v. United States, 599 U.S. 110, 130 (2023) (“Time and
again, this Court has prudently avoided reading incongruous
breadth into opaque language in criminal statutes.”). The
majority need look no further than its own reasoning to
defeat its argument. If Congress wished for § 922(o)(2)(A)’s
transfer exception to require compliance with additional
regulations—to quote the majority—“it could have easily
done so by inserting such language into § 922(o).”
Finally, the majority retreats to its own belief that a plain
application of § 922(o) would create “the absurd result” of
limiting undercover sting operations. I don’t question the
USA V. KITTSON 53
majority’s sincerity, but I think it’s misplaced.
The majority’s claim that its argument is settled law in other
circuits relies entirely on cases where a defendant possessed
a machinegun—and sometimes didn’t even get the chance to
transfer it. So I don’t think the government is going to have
trouble prosecuting your typical bad guy trying to sell a
machinegun to an undercover agent, when they show up to
the undercover sting in possession of a machinegun. 11
But even if the majority’s concerns were better-founded,
ultimately it shouldn’t matter what judges think about the
wisdom of Congress’s choice of legislation. That’s a point
the majority repeatedly confuses in misconstruing my
argument as relying on an assumption “that Congress would
care deeply about someone possessing a machinegun, but
couldn’t care less about someone who wanted to transfer
that same machinegun to the vilest of criminals.” 12
11
The majority contends—through various Tom Clancy-style plots that
range from arms dealers to cartel leaders—that a “Legion of Doom”
could avoid prosecution by simply ordering others to do the dirty work
of transferring firearms to bad guys for them. But the majority’s point
fails twice over. First, that example only works if the Legion of Doom
transfers firearms to the government. Second, it’s unclear how any of
the majority’s examples could avoid prosecution for constructively
possessing a machinegun. Even the worst villain of all time, Darth
Vader, “though lacking … physical custody, still ha[d] the power and
intent to exercise control over” the Death Star sufficient to establish
constructive possession of that weapon. Henderson v. United States, 575
U.S. 622, 626 (2015).
12
I’ll admit that I’m perplexed by the majority’s contention that I don’t
believe Congress cared about criminalizing transfers to vile criminals. I
don’t know how anyone could reach that conclusion given the fact that
§ 922(o) expressly criminalizes such transfers. What I understand the
majority to mean here is that I don’t think Congress cared about catching
criminals in sting operations. But there’s no evidence that members of
Congress considering § 922(o) even thought about sting operations at all.
54 USA V. KITTSON
My interpretation of § 922(o) does not rely on any
assumptions about what Congress “cares” about. To the
contrary, my reading of § 922(o) begins and ends with the
statutory text and does not attempt to ascertain or optimize
Congress’s unwritten desires. What the majority contends—
without outright saying—is that the plain textual reach of
§ 922(o)(2)(A)’s exceptions is absurd and ought not apply.
But the majority has a hard hill to climb if it wants to
overcome § 922(o)(2)(A)’s text with that argument. The
absurdity canon has never empowered courts to engage in a
freewheeling inquiry to improve unwise statutory language
whenever Congress acted foolishly. See United States v.
Paulson, 68 F.4th 528, 542 (9th Cir. 2023) (describing the
absurdity canon as applying in only rare and exceptional
circumstances). Instead, the absurdity canon only requires
that a statute’s plain text produce “rational” results, not
“wise” ones—much less the best ones. United States v.
Paulson, 68 F.4th 528, 544 (9th Cir. 2023). So a statute’s
text may lead to results that, in a judge’s view, are “not wise”
or “misguided,” so long as “it is at least rational.” Id.
(quoting In re Hokulani Square, Inc., 776 F.3d 1083, 1088
(9th Cir. 2015)). “And ‘the bar for “rational” is quite low.’”
Id. (quoting United States v. Lopez, 998 F.3d 431, 438 (9th
Cir. 2021)).
Congress’s decision to broadly exempt from liability any
transfer to the federal government clears that low hurdle. By
granting immunity to individuals who transfer machineguns
Congress never carved out sting operations from its exception for
transfers to the government, and even the majority’s dive into legislative
history fails to show that even a single member of Congress ever talked
about sting operations when passing this statute. If Congress meant to
carve out sting operations from the transfer exception like the majority
contends, then it makes sense that it would have said so.
USA V. KITTSON 55
to the federal government, Congress encourages the central
goal of § 922(o): limiting machineguns in private ownership
and stopping the interstate transfer of those weapons. See
United States v. Rybar, 103 F.3d 273, 283 (3d Cir. 1996).
Although the majority might not consider the textual breadth
of this exception wise, or might prefer a narrower
construction that allows more room for sting operations, the
plain meaning of § 922(o)’s exception still serves a rational
purpose by making clear that all transfers to the government
are lawful. That clarity, in turn, encourages individuals to
engage in the conduct of transferring machineguns to the
government, without fear of prosecution. Far from
absolving the core of the law, the statute’s plain text supports
it. 13
Because § 922(o)(2)(A)’s transfer exception does not
contain an innocent state of mind requirement, and because
the majority does not present a compelling reason to
judicially add one, I would apply the plain text of the statute
and exempt from liability any machinegun transfer to the
government.
III. The panel should have vacated Kittson’s sentence
under harmless error review because Kittson
13
I also remain unconvinced that applying the plain language of
§ 922(o)(2)(A) “would curtail the use of sting operations in many
traditional contexts,” since the scenarios cited by the majority do not
implicate a comparable exception to the one at issue here. For example,
the majority’s claim that law enforcement could not arrest pedophiles for
sharing child sex abuse material with undercover officers falls flat when
you consider federal law’s prohibition on the sharing of that material
contains no wholesale government transfer exception. See 18 U.S.C.
§ 2252A(a)(2)(A) (criminalizing the receipt or distribution of child sex
abuse material).
56 USA V. KITTSON
preserved his objections to the jury instruction
and the error was not harmless.
Kittson preserved his argument that the district court
erred by including § 922(o)’s transfer prong in the jury
instructions. He did not contest at trial and does not contest
on appeal that he transferred the machinegun. Instead,
Kittson repeatedly argued that § 922(o)’s transfer provision
does not reach his conduct, and the district court erred by not
striking the transfer prong from the jury instructions.
Because that argument addresses whether “the amply proved
conduct simply fails to come within the statutory definition
of the crime as charged in the indictment,” it falls under
Yates legal error review. Galecki, 89 F.4th at 740 (internal
quotations omitted); see also Yates v. United States, 354 U.S.
298, 311–12 (1957), overruled on other grounds by Burks v.
United States, 437 U.S. 1 (1978).
Preserved “errors of the Yates variety are subject to
harmless-error analysis.” Skilling v. United States, 561 U.S.
358, 414 (2010). Under harmless-error analysis, a panel can
find a Yates error harmless only if, “after a ‘thorough
examination of the record,’” it “‘conclude[s] beyond a
reasonable doubt that the jury verdict would have been the
same absent the error.’” Galecki, 89 F.4th at 741 (quoting
Neder v. United States, 527 U.S. 1, 19 (1999)). And the error
of including the transfer prong in the jury instructions here
was not harmless.
Leeds v. Russell demonstrates both the error and the
harm here. 75 F.4th 1009, 1024–25 (9th Cir. 2023). There,
Nevada tried a defendant for several charges, including first-
degree murder. Id. at 1012. Nevada supported the first-
degree murder charge with two theories: (1) that the
defendant committed felony-murder by killing a victim
USA V. KITTSON 57
during a burglary or (2) that he committed “willful,
deliberate, and premeditated murder ….” Id. But the state
alleged that the predicate felony of burglary was a burglary
of his own home—an erroneous legal interpretation under
Nevada law. Id. at 1019.
A jury convicted the defendant in a general verdict form
that did not specify which theory it used to convict for first
degree murder. Id. at 1012. It also convicted the defendant
of burglary. Id. at 1014–15. This court found that the
erroneous instruction was not harmless error. Id. at 1024. In
doing so, we relied heavily on the fact that we “c[ould] not
determine whether the jury (or any juror) relied on the
felony-murder theory” because of the general verdict form.
Id. We also noted that because the jury convicted the
defendant for burglary, “[i]t is probable that at least one juror
relied on the felony-murder theory.” Id. That probability
foreclosed a finding of harmless error because “the outcome
of the trial would have been different if even ‘one juror
would have struck a different balance.’” Id. at 1024–25
(quoting Wiggins v. Smith, 539 U.S. 510, 537 (2003)).
So too here. The jury convicted Kittson with a general
verdict form that did not specify the theory it used to
convict—transfer or possession. And the jury’s not-guilty
verdict “[w]ith respect to Count Two, Felon in Possession of
a Firearm,” makes it especially “probable that at least one
juror relied on the [transfer] theory” to convict. Leeds, 75
F.4th at 1024.
Since this error was not harmless, the “general verdict of
guilt must be set aside” because “the verdict is supportable
on one ground, but not on another, and it is impossible to tell
which ground the jury selected.” Galecki, 89 F.4th at 739;
58 USA V. KITTSON
Yates, 354 U.S. at 312. Accordingly, I would have vacated
Kittson’s conviction and remanded for a new trial.
IV. The majority should have remanded the Second
Amendment issue.
Although I would not reach the issue, I’ll note only
briefly that the majority errs by relying on Ninth Circuit
precedent holding that machineguns do not enjoy
constitutional protection. The Supreme Court’s decision in
New York State Rifle & Pistol Ass’n v. Bruen, 597 U.S. 1
(2022), upended this court’s interpretive approach to the
Second Amendment and abrogated its cases applying that
approach. Bruen now requires lower courts to conduct
inquiries into “the historical tradition that delimits the outer
bounds of the right to keep and bear arms” when evaluating
firearm regulations. Id. at 19. Only after locating a historical
analogue to a modern-day firearm regulation may a court
uphold a restriction on the right to keep and bear arms. Id. at
30.
United States v. Henry, 688 F.3d 637 (9th Cir. 2022), did
not conduct that analysis. Instead, it defined as “dangerous”
anything that “is ‘likely to cause serious bodily harm’”—a
definition that could apply to any firearm—and cursorily
concluded without citation that “machine guns largely exist
on the black market.” Id. at 640.14 Bruen’s demand, that “the
14
When discussing the historical inquiry analysis now required for
Second Amendment questions, three Justices have separately explained
that Bruen and Rahimi do not license lower courts to abstract to such
high levels of generality. United States v. Rahimi, 602 U.S. 680, 740
(2024) (Barrett, J., concurring) (“[A] court must be careful not to read a
principle at such a high level of generality that it waters down the
right.”); id. at 736 (Kavanaugh, J., concurring) (explaining that judges
must not “let constitutional analysis morph into policy preferences under
USA V. KITTSON 59
government must demonstrate that the regulation is
consistent with this Nation’s historical tradition of firearm
regulation,” is irreconcilable with Henry’s cursory analysis.
Bruen, 597 U.S. at 17.
What’s worse, we don’t even have a factual record in this
case upon which to conduct the required Bruen analysis.
The district court did not engage in any factfinding when
considering Kittson’s motion to dismiss Count One of the
Indictment. In a six-page order, it instead found that
machineguns do not enjoy constitutional protection by
concluding—based on Henry—that machineguns are
dangerous weapons not possessed by law-abiding citizens.
The district court’s failure to engage in any fact finding is
particularly troubling where the extent of private machinegun
ownership is disputed by amici on appeal. That disagreement
over the extent of machinegun ownership presents a key
factual question, particularly given the Supreme Court’s
signal that stun guns enjoy Second Amendment protection
despite only 200,000 existing in the United States. See
Caetano v. Massachusetts, 577 U.S. 411, 420 (2016) (Alito,
J., concurring).
Given the disputed extent of private machinegun
ownership and “the highly fact-specific nature of [Bruen’s
historical analogue] inquiry, it is best left to
the guise of a balancing test that churns out the judge’s own policy
beliefs”); id. at 711 (Gorsuch, J., concurring) (“Courts must proceed with
care in making comparisons to historic firearms regulations, or else they
risk gaming away an individual right the people expressly preserved for
themselves in the Constitution’s text.”). Broadly relying on abstract
historical principles like banning “dangerous” weapons, without
referencing any accompanying close historical analogue, treats the
Second Amendment inquiry precisely in the manner that
Bruen instructed against. Bruen, 597 U.S. at 30.
60 USA V. KITTSON
the District Court to undertake the analysis in the first
instance.” Salazar v. Buono, 559 U.S. 700, 722 (2010). I
would have remanded the Second Amendment question to
the district court to conduct this analysis.
* * *
Federal law broadly exempts from criminal liability
transfers of machineguns to the government. Daniel Kittson
appears to be an unsavory character, but his conviction at
issue in this appeal runs squarely into that clear exception.
Although the majority’s opinion puts up a veneer of
mundaneness, its decision strips bare to this: the government
need not prove that a defendant committed a crime, only that
he didn’t know his conduct wasn’t a crime. The majority’s
reasoning in support of its result boils down to a belief that
Congress should have done more than it did. Maybe
Congress should adopt the majority’s view of federal
machinegun prohibitions. But it didn’t. Until it does, I
cannot agree with the majority’s expansion of criminal law,
and thus I respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
02Immergut, District Judge, Presiding Argued and Submitted June 12, 2025 Portland, Oregon Filed December 10, 2025 Before: Mary M.
03KITTSON SUMMARY * Criminal Law The panel affirmed Daniel Matthew Kittson’s conviction for possessing or transferring a machinegun in violation of 18 U.S.C.
04Section 922(o)(1) provides that “it shall be unlawful for any person to transfer or possess a machinegun.” But § 922(o)(2)(A) provides that the prohibition does not apply to “a transfer to or by, or possession by or under the authority of,
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
FlawCheck shows no negative treatment for United States v. Kittson in the current circuit citation data.
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Use the citation No. 10750643 and verify it against the official reporter before filing.