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No. 10104334
United States Court of Appeals for the Ninth Circuit
United States v. Jesus Perez Garcia
No. 10104334 · Decided September 4, 2024
No. 10104334·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 4, 2024
Citation
No. 10104334
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 22-50314
Plaintiff-Appellee, D.C. No.
v. 3:22-cr-01581-
GPC-2
JESUS PEREZ GARCIA,
Defendant-Appellant. ORDER
UNITED STATES OF AMERICA, No. 22-50316
Plaintiff-Appellee, D.C. No.
v. 3:21-cr-03101-
JLS-1
JOHN THOMAS FENCL,
Defendant-Appellant.
Filed September 4, 2024
Before: Kim McLane Wardlaw, Richard R. Clifton, and
Gabriel P. Sanchez, Circuit Judges.
Order;
Concurrence by Judge Sanchez;
Dissent by Judge VanDyke
2 USA V. PEREZ-GARCIA
SUMMARY *
Criminal Law
The panel denied a petition for panel rehearing and a
petition for rehearing en banc in consolidated appeals in
which the panel issued an opinion (1) denying a motion
brought by the two defendants to dismiss the appeals as moot
and (2) providing its full rationale for its previous order
affirming the district court’s orders subjecting defendants to
a condition of pretrial release that temporarily barred them
from possessing firearms pending trial.
Judge Sanchez, joined by Judges Wardlaw, Clifton, Koh,
Sung, H.A. Thomas, and Mendoza, concurred in the denial
of rehearing en banc. Judge Sanchez wrote separately to
make two points. First, the appeal is clearly unworthy of en
banc review, as such review is not necessary to secure or
maintain uniformity of the court’s decisions and the
proceeding does not involve a question of exceptional
importance. Second, the Supreme Court’s recent decision in
United States v. Rahimi, 144 S. Ct. 1889 (2024), vindicates
the panel’s analysis.
Dissenting from the denial of rehearing en banc, Judge
VanDyke wrote that even though mootness deprived the
court of the ability to review the merits of the panel’s
decision, the court should have taken the case en banc to
vacate the panel’s opinion. He wrote that after the panel
moot-proofed the case by issuing an unreasoned, placeholder
order denying relief to defendants on the same day as oral
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. PEREZ-GARCIA 3
argument, the panel provided its reasoning in an unnecessary
opinion that (1) went out of its way to opine on a tradition—
of disarming “dangerous” people—that has the potential to
affect countless other, unrelated cases; and (2) gratuitously
stretched to help the government meet its burden of
producing historical analogues that justify its
regulation. Judge VanDyke wrote that against this
background, errors in the panel’s merits analysis—which
abstracts the history to such a high level of generality that it
essentially returns to the realm of interest-balancing, all
while failing to hold the government to its burden—become
all the more problematic, and presents an exceptional
circumstance in which it would have been appropriate for the
court to exercise its equitable discretion to vacate the panel’s
opinion.
ORDER
The panel unanimously voted to deny the petition for
panel rehearing. Judges Wardlaw and Sanchez voted to deny
the petition for rehearing en banc, and Judge Clifton so
recommends. The full court was advised of the petition for
rehearing en banc. A judge of the court requested a vote on
whether to rehear the matter en banc. The matter failed to
receive a majority of the votes of the non-recused active
judges in favor of en banc consideration. Fed. R. App. P. 35.
Judges Owens and Bumatay did not participate in the
deliberations or vote in this case.
The petition for panel rehearing and rehearing en banc,
Dkt. 31, is DENIED. No further petitions for rehearing en
banc will be considered.
4 USA V. PEREZ-GARCIA
SANCHEZ, Circuit Judge, joined by WARDLAW,
CLIFTON, KOH, SUNG, H.A. THOMAS, and
MENDOZA, Circuit Judges, concurring in the denial of
rehearing en banc:
In United States v. Perez-Garcia, 96 F.4th 1166 (9th Cir.
2024), we unanimously held that the Government could
temporarily disarm two criminal defendants—Jesus Perez-
Garcia and John Fencl—pending their felony trials
consistent with the Bail Reform Act of 1984 and the Second
Amendment. Perez-Garcia stood accused of importing
eleven kilograms of methamphetamine and half a kilogram
of fentanyl through the southern border. Id. at 1171. Fencl
faced up to seventy years in prison for felony unlawful
possession of three unlicensed short-barreled rifles and four
unlicensed silencers. Id.
Because neither Fencl nor Perez-Garcia remains subject
to any pretrial release conditions, all agree that “there is now
no live controversy before our court regarding either the
merits of the underlying case or the propriety of the [firearms
condition].” Washington v. Trump, 858 F.3d 1168, 1169
(9th Cir. 2017) (Berzon, J., concurring in the denial of
reconsideration en banc). And “[i]n our system of
government, courts have ‘no business’ deciding legal
disputes or expounding on law in the absence of such a case
or controversy.” Already, LLC v. Nike, Inc., 568 U.S. 85, 90
(2013) (quoting DaimlerChrysler Corp. v. Cuno, 547 U.S.
332, 341 (2006)). Nevertheless, Fencl and Perez-Garcia
filed a petition for rehearing en banc seeking the concededly
“unusual remedy” of equitable vacatur. See Dkt. 31, at 3.
Today, our court correctly denied the petition.
A single judge of our court dissents from the order
denying the petition for rehearing en banc. I join my
USA V. PEREZ-GARCIA 5
colleagues who have voiced concern about these so-called
“dissentals,” which often present a “distorted presentation of
the issues in the case, creating the impression of rampant
error in the original panel opinion although a majority—
often a decisive majority—of the active members of the
court . . . perceived no error.” Defs. of Wildlife Ctr. for
Biological Diversity v. EPA, 450 F.3d 394, 402 (9th Cir.
2006) (Berzon, J., concurring in denial of rehearing en banc);
see also Marsha S. Berzon, Dissent, "Dissentals," and
Decision Making, 100 Cal. L. Rev. 1479, 1491 (2012).
The dissent in this case, though, is particularly curious.
In a case where—everyone agrees—we lack jurisdiction to
rehear the merits of the appeals, one judge has taken it upon
himself to write a 61-page advisory opinion. Only about 5
of those 61 pages purport to address the relevant question at
hand—what exceptional circumstance, if any, renders en
banc review appropriate? The rest details Judge VanDyke’s
views of the Second Amendment and his disagreements with
the three-judge panel decision. As we have long recognized,
critiques of this nature are irrelevant because “[w]e do not
take cases en banc merely because of disagreement with a
panel’s decision, or rather a piece of a decision.” Hart v.
Massanari, 266 F.3d 1155, 1172 n.29 (9th Cir. 2001)
(quoting E.E.O.C. v. Ind. Bell Tel. Co., 256 F.3d 516, 529
(7th Cir. 2001) (en banc) (Posner, J., concurring)).
I concur in the denial of rehearing en banc, and I write
separately to make two brief points. First, this appeal is
clearly unworthy of en banc review. Second, the Supreme
Court’s recent decision in United States v. Rahimi, 144 S. Ct.
1889 (2024), vindicates the analysis in Perez-Garcia.
6 USA V. PEREZ-GARCIA
I.
The grounds for rehearing en banc are well established.
En banc review is limited to circumstances where it is
(1) “necessary to secure or maintain uniformity of the
court’s decisions” or (2) “the proceeding involves a question
of exceptional importance.” Fed. R. App. P. 35(a). Our
court correctly determined that neither circumstance is
present here.
Perez-Garcia does not conflict with any decision of the
Supreme Court, this court, or any other circuit court. In
concluding that the Bail Reform Act’s firearm condition did
not violate the Second Amendment as applied to Perez-
Garcia and Fencl, Perez-Garcia addressed a question of first
impression. Nor does the opinion present a question of
“exceptional importance.” Fed. R. App. P. 35(a)(2).
Because Fencl and Perez-Garcia raised as-applied
challenges, the opinion considered only whether the Bail
Reform Act’s firearm condition violates the Second
Amendment as applied to them. We did “not take up the
question whether the firearm condition may theoretically be
applied to others.” Perez-Garcia, 96 F.4th at 1182 n.13.
Nevertheless, Fencl and Perez-Garcia, as well as the
dissent, would convene an en banc court for the sole purpose
of considering whether to exercise our discretion to grant the
remedy of “equitable vacatur.” To my knowledge, we have
never done that before, at least not in recent memory. It
would have been a particular waste of judicial resources here
because the remedy sought—equitable vacatur—could not
USA V. PEREZ-GARCIA 7
possibly affect the parties. 1 Yet the dissent argues that “[t]he
facts surrounding the panel’s opinion rendered the
circumstances exceptional enough to warrant vacating it”
and offers two “exceptional” circumstances making the case
en banc worthy. See Dissent from Denial of En Banc at 64.
First, the dissent says that the panel “went out of its way
to needlessly analyze the history of disarming ‘dangerous’
individuals.” See id. We “did not have to do so,” it goes on,
because we had already concluded that the Bail Reform
Act’s firearm condition, as applied to Fencl and Perez-
Garcia, is consistent with a historical tradition of subjecting
criminal defendants to temporary restrictions on their liberty.
See id.
The use of alternative holdings, however, is not a reason
to convene an en banc court. As we have repeatedly
explained, “[a]lternative holdings are a common practice
that prevents the overconsumption of adjudicative
resources.” Bahr v. Regan, 6 F.4th 1059, 1071 n.12 (9th Cir.
2021) (quoting Container Stevedoring Co. v. Dir., Office of
Workers Comp. Programs, 935 F.2d 1544, 1549 n.5 (9th Cir.
1991)). Consistent with that practice, Perez-Garcia
affirmed the firearm condition based on alternative
rationales. See Perez-Garcia, 96 F.4th at 1182–86 (first
rationale); id. at 1186–91 (second rationale). Both rationales
were briefed and argued by the parties. The Government
specifically argued that the firearm condition is justified by
“(1) historical restrictions on indicted defendants, including
pretrial detention; (2) historical laws restricting the gun
rights of groups deemed dangerous or untrustworthy; and
1
Fencl was convicted and sentenced, while Perez-Garcia absconded and
had his bond revoked. As a result, neither Appellant is subject to the
pretrial release condition that was at issue in this emergency appeal.
8 USA V. PEREZ-GARCIA
(3) historical surety laws restricting the gun rights of people
accused of posing a threat.” And Appellants forcefully
contested all three grounds. The three-judge panel opinion
simply agreed with the Government’s position. Nothing
about the use of alternative holdings warrants en banc
review. 2
Second, the dissent argues that Perez-Garcia cited
certain historical sources that did not appear in the
Government’s brief. See Dissent from Denial of En Banc at
65. This was improper, it contends, because under Bruen the
Government bore the burden of justifying its application of
the firearm condition to Fencl and Perez-Garcia as consistent
with our nation’s historical tradition of firearm regulation.
See New York State Rifle & Pistol Ass’n, Inc. v. Bruen, 597
U.S. 1, 24 (2022).
The dissent is incorrect and, in any event, fails to raise
an en banc-worthy issue. In concluding that the Government
met its burden of showing that Fencl’s and Perez-Garcia’s
temporary disarmament was consistent with our nation’s
historical tradition of firearm regulation, Perez-Garcia
2
The dissent at times suggests that the panel went out of its way to decide
issues raised in a “moot” case. That is incorrect. We affirmed
Appellants’ firearm conditions in a consolidated dispositive order,
stating that “an opinion explaining this disposition will follow.” Perez-
Garcia, 96 F.4th at 1172. Appellants do not dispute that we had
jurisdiction when we issued our dispositive order resolving the merits of
their appeal. The opinion that followed “merely explain[ed] the basis for
[our] decision and d[id] not take further action on the merits.” Id. at
1173. As the opinion explained, “it is not uncommon for appellate courts
to resolve urgent motions by filing an expedited and summary order,
later to be followed by an opinion that provides the reasoning underlying
the order.” Id. (citing numerous examples); see also Armster v. U.S. Dist.
Ct. for Cent. Dist. of California, 806 F.2d 1347, 1355 (9th Cir. 1986);
Hassoun v. Searls, 976 F.3d 121, 129 & n.4 (2d Cir. 2020).
USA V. PEREZ-GARCIA 9
addressed the same categories of laws that the Government
cited in its brief (e.g., founding-era sources such as English
laws, American laws restricting gun possession by various
groups, and American laws allowing disarmament for
certain types of conduct, like affray and surety statutes);
addressed sources that were discussed in articles cited in the
Government’s briefs (e.g., Joseph G.S. Greenlee, The
Historical Justification for Prohibiting Dangerous Persons
from Possessing Arms, 20 Wyo. L. Rev. 249, 263 (2020));
and addressed sources cited in Bruen, District of Columbia
v. Heller, 554 U.S. 570 (2008), or both (e.g., the English Bill
of Rights, convention proposals). See Perez-Garcia, 96
F.4th at 1186–91.
Where the opinion cited other historical sources, it was
appropriate to do so. At the end of the day, whether a given
regulation is consistent with the Second Amendment is a
question of law. See United States v. Chovan, 735 F.3d
1127, 1131 (9th Cir. 2013), abrogated on other grounds by
Bruen, 597 U.S. at 17; United States v. Oliver, 41 F.4th 1093,
1097 (9th Cir.), cert. denied, 143 S. Ct. 503 (2022); see also
Does v. Wasden, 982 F.3d 784, 793 (9th Cir. 2020) (noting
the “longstanding principle” that “when an issue or claim is
properly before the court, the court is not limited to the
particular legal theories advanced by the parties, but rather
retains the independent power to identify and apply the
proper construction of governing law” (citing Kamen v.
Kemper Fin. Servs., Inc., 500 U.S. 90, 99 (1991))). Courts
do not, as a general practice, confine their review of legal
questions only to cases and authorities cited by the parties,
and it would not have made sense to do so here where
briefing arose in the context of an expedited appeal from an
emergency motion for relief. In short, a more fulsome
analysis of the history and tradition of firearms regulation
10 USA V. PEREZ-GARCIA
underpinning Appellants’ Second Amendment claims is not
an exceptional circumstance warranting en banc review.
II.
The vast majority of the dissent details Judge VanDyke’s
critiques of the merits of the Perez-Garcia opinion. See
Dissent from Denial of En Banc at 21–66. The dissent raises
various points but basically chides the opinion for drawing
historical analogies that, in his view, are too broad or too
vague.
I hesitate to spend time relitigating the merits of Perez-
Garcia because “[i]t is simply not an ‘exceptional
circumstance[]’ justifying the ‘extraordinary remedy of
vacatur’ that members of our court disagree with a panel
opinion.” Washington, 858 F.3d at 1169 (Berzon, J.,
concurring in the denial of reconsideration en banc) (quoting
U.S. Bancorp Mortg. Co. v. Bonner Mall P’ship, 513 U.S.
18, 26, 29 (1994)). Fencl and Perez-Garcia raised similar
arguments about the level of generality Bruen requires,
which the opinion addressed at length. See Perez-Garcia,
96 F.4th at 1184–86, 1189–91. Two points, however, bear
mentioning.
First, the Supreme Court’s recent decision in Rahimi
vindicated our conclusion that the firearm condition as
applied to Fencl and Perez-Garcia fits within the
Government’s proffered historical tradition of “disarming
people whose possession of firearms would pose an unusual
danger, beyond the ordinary citizen, to themselves or
others.” Id. at 1189. As the Court explained in Bruen,
“whether modern and historical [firearm] regulations impose
a comparable burden on the right of armed self-defense and
whether that burden is comparably justified are central
considerations when engaging in an analogical inquiry.”
USA V. PEREZ-GARCIA 11
597 U.S. at 29 (internal quotation marks omitted). Applying
Bruen’s analogical approach in Perez-Garcia, we found the
firearm condition consistent with why legislatures have
traditionally regulated Second Amendment rights because
the condition was specifically designed to disarm those
whose possession of firearms would pose an unusual danger
to the community. See Perez-Garcia, 96 F.4th at 1189
(citing 18 U.S.C. § 3142(c)(1)(B)). We also found the
condition consistent with how legislatures have historically
disarmed because, as applied to Fencl and Perez-Garcia, the
condition was narrow, 3 temporary, individually tailored, and
imposed only after neutral judicial officers found it
necessary to protect public safety. See id. at 1189–91.
The Supreme Court took the same approach in Rahimi.
The question there was whether a federal statute prohibiting
an individual subject to a domestic violence restraining order
from possessing a firearm could be enforced consistent with
the Second Amendment. See Rahimi, 144 S. Ct. at 1894.
The Court had “no trouble” answering that question in the
affirmative. Id. at 1902.
Citing surety laws and affray laws banning the offense
of arming oneself to terrify the public, Rahimi identified a
historical tradition of “disarm[ing] individuals who present
a credible threat to the physical safety of others.” See id. at
1902, 1899–1901. The Court held that the federal statute at
issue, 18 U.S.C. § 922(g)(8), “fits comfortably within this
3
“Narrow” in the sense that the Bail Reform Act’s firearm condition
concerns only the rights of a narrow segment of the population arrested
and charged with federal crimes and thus does not broadly “prevent[]
law-abiding citizens with ordinary self-defense needs from exercising
their right to keep and bear arms.” See Perez-Garcia, 96 F.4th at 1189;
cf. Bruen, 597 U.S. at 71.
12 USA V. PEREZ-GARCIA
tradition,” id. at 1897, because it “does not broadly restrict
arms use by the public generally,” “applies only once a court
has found that the defendant ‘represents a credible threat to
the physical safety’ of another,” and was “temporary” as
applied to the defendant. See id. at 1901–02 (quoting 18
U.S.C. § 922(g)(8)(C)(i)). In other words, the Supreme
Court upheld the law because it was narrow, temporary, and
applied only after neutral judicial consideration of a credible
threat to public safety. Perez-Garcia fits comfortably within
this analysis. 4
The dissent also challenges the three-judge panel
opinion’s conclusion that applying the condition to Fencl
and Perez-Garcia “is justified by our nation’s history of
disarming criminal defendants facing serious charges
pending trial.” Perez-Garcia, 96 F.4th at 1182. None of the
dissent’s proffered “exceptional circumstances” warranting
en banc review (i.e., alternative holdings and extra citations)
apply to this specific holding. Regardless, the dissent’s
critique cannot be squared with Rahimi.
Perez-Garcia explained that the modern practice of
disarming criminal defendants facing serious charges
4
The dissent misconstrues the phrase “law-abiding, responsible citizen”
in Perez-Garcia, suggesting that it would permit the government to
disarm individuals “who are not law-abiding, responsible citizens.” See
Dissent from Denial of En Banc at 59. Not so. Perez-Garcia’s analysis
of the Government’s proffered historical tradition, and its application to
Fencl and Perez-Garcia, centered on dangerousness, rather than
responsibility or mere propensity to follow the law. See Perez-Garcia,
96 F.4th at 1189 (“We conclude that the Bail Reform Act’s firearm
condition as applied to Fencl and Perez-Garcia fits within the
Government’s proffered historical tradition of disarming people whose
possession of firearms would pose an unusual danger, beyond the
ordinary citizen, to themselves or others.”).
USA V. PEREZ-GARCIA 13
pending trial comes from three separate but related founding
era practices: (1) most serious crimes were eligible for
capital charges; (2) the government had the power to detain
defendants indicted on capital charges; and (3) once
detained, criminal defendants were completely
disarmed. See id. As the opinion explained, the historical
record shows that Anglo-American legislatures have long
retained the power to detain and disarm for even nonviolent
crimes like forgery, horse theft, and running away with a
ship or vessel, or any goods or merchandise to the value of
fifty dollars. See id. at 1183–84 (collecting sources). We
concluded that temporarily disarming Fencl and Perez-
Garcia today for, respectively, facing seventy years’
imprisonment for serious felony offenses related to violating
gun safety laws and importing kilograms of fentanyl and
methamphetamine, is fully consistent with that historical
tradition. See id. at 1185.
The dissent basically argues that Perez-Garcia applied
the wrong level of generality. In its view, “the scope of
‘serious crimes’ is . . . too broad to be analogous to the
specific crimes the Founders made punishable by death.”
See Dissent from Denial of En Banc at 38. Under this
reading of the Second Amendment, Fencl and Perez-Garcia
cannot be temporarily disarmed pending their felony trials
because “[n]either of them is alleged to have committed a
capital crime [a]nd nor are their crimes analogous to
Founding-era capital crimes.” See id. at 42.
Rahimi thoroughly discredited this line of reasoning. In
that case, “the Government ha[d] not identified a founding-
era or Reconstruction-era law that specifically disarmed
domestic abusers,” Rahimi, 144 S. Ct. at 1904 (Sotomayor,
J., concurring), and yet the Supreme Court still had “no
trouble” finding Section 922(g)(8) sufficiently analogous to
14 USA V. PEREZ-GARCIA
the founding era regimes of surety and affray laws. Id. at
1902. In so doing, the Supreme Court clarified an important
methodological point that bears repeating here: rather than
asking whether a present-day gun regulation has a specific
historical analogue, courts must instead consider “whether
the challenged regulation is consistent with the principles
that underpin our regulatory tradition.” Id. at 1898
(emphasis added). As the concurrences explained, requiring
overly specific historical analogues, as the dissent would,
“forces 21st-century regulations to follow late-18th-century
policy choices, giving us ‘a law trapped in amber,’” and
mistakenly “assumes that founding-era legislatures
maximally exercised their power to regulate.” Id. at 1925
(Barrett, J., concurring); see also id. at 1904–06 (Sotomayor,
J., concurring).
In light of Rahimi, disarming Fencl and Perez-Garcia
pending trial for their felony offenses is fully consistent with
the historical practice of temporarily disarming those
accused of serious but nonviolent crimes. Our court was
right to conclude that both substantively and procedurally,
this appeal does not warrant en banc review.
VANDYKE, Circuit Judge, dissenting from the denial of
rehearing en banc:
For a majority of the judges on the Ninth Circuit, “any
loss in a Second Amendment challenge at the Supreme Court
is celebrated as a tool to further our artificial cabining of
Bruen.” Duarte v. United States, 108 F.4th 786, 788 (9th
Cir. 2024) (VanDyke, J., dissenting from the grant of
rehearing en banc). Now, barely weeks after I levied this
pointed charge in my Duarte disgrantle, our circuit seems
USA V. PEREZ-GARCIA 15
determined to prove I’m right. The court not only declines
to vacate a lengthy, deeply flawed, and wholly unnecessary
Second Amendment opinion issued long after the
defendants’ constitutional challenges became moot. It also
piles on even more advisory commentary in a concurral, this
time about United States v. Rahimi, 144 S. Ct. 1889 (2024)—
a decision released months after the panel issued its
opinion—and what Rahimi means for the analogical
approach required by Bruen moving forward.
The observation I have made repeatedly in cases like this
keeps being validated: our circuit is “more interested in
sidestepping than following the [Supreme] Court’s Second
Amendment precedent” by “latch[ing] onto phrases” and
“conveniently overlooking such bothersome details like the
government’s burden of supplying relevantly similar
historical analogues.” Duarte, 108 F.4th at 788 (VanDyke,
J., dissenting). Add this case to the top of the list. This latest
effort stems from a particularly enticing opportunity for
Second Amendment shenanigans, as the panel first rushed to
issue a terse, unreasoned order affirming the district court.
That order deliberately moot-proofed the panel’s ability to
issue what was effectively, if not technically, an advisory
opinion long after subsequent events overtook the
defendants’ claims. More than a year later, the panel then
made the most of the opportunity it had generated for itself,
announcing as much new law as possible in a moot case
where it was wholly unnecessary to do so, and then using
mootness as a shield to argue against en banc review. Judge
Reinhardt would be proud.
I’ll explain in a moment why this case should have been
taken en banc and summarily vacated. But first, I offer a
brief response to my colleagues’ attack on this dissental as
unnecessary.
16 USA V. PEREZ-GARCIA
First, I must say I respect the feisty energy emanating
from my concurring colleagues’ attempted pushback. But
there is that thing about living in glass houses and throwing
rocks. Consider what the panel did here: (1) it took the
highly unusual step of quickly issuing a summary decision
in a case that was likely to become moot, which served no
discernable purpose except to ensure the panel could still
issue its opinion long after doing so became unnecessary;
(2) it later issued that lengthy and needless opinion
notwithstanding the fact that everyone—including the
panel—agreed the case was moot; (3) it unnecessarily
provided redundant alternative rationales in its opinion
deciding important Second Amendment issues in this circuit
that could have far-reaching effects well beyond just this
moot case; and (4) it deliberately reached outside the history
and resources provided by the government in this case in an
obvious attempt to help the government meet its burden
rather than hold the government to it. That many off-panel
members of the court now gratuitously rush to signal their
agreement with the panel’s gratuitous legal reasoning in a
concurral strangely criticizing my disagreement as
gratuitous really deepens the irony. Projection, anyone?
The panel’s layers of overreaching would alone be cause
for concern even if it had nonetheless gotten the law right.
But it instead applied a very flawed historical analysis.
Showing that is the principal point of this dissental. Given
that purpose, are my colleagues correct that it’s wholly
unnecessary, or unnecessarily long?
I wish it was unnecessary, or at least shorter. But if I’m
correct that the panel’s gratuitous decision is deeply flawed
and will propagate similar errors in future cases, then it’s
hardly unnecessary to point that out. That is a key purpose
USA V. PEREZ-GARCIA 17
for calling cases en banc, and for dissenting when our court
fails to heed that call.
And while the length of this dissental is certainly
unfortunate, it’s the necessary result of two factors. First,
the panel needlessly provided multiple deeply flawed
alternative analyses in an extended opinion of its own
spanning nearly 50 pages. And second, after Bruen, a
proper historical analysis in Second Amendment cases
simply cannot be done cursorily. My colleagues are of
course entitled to disagree with my historical analysis. But
nowhere do they even attempt to explain how I could
demonstrate that the panel’s lengthy decision is not just
unnecessary, but also egregiously wrong, without a similarly
lengthy historical analysis.
Stripped of this strange and misguided attempt to
discredit my dissental as too historically detailed, the
concurral’s only other explanation for why en banc review
was unwarranted is that Rahimi has now blessed the panel’s
highly generalized analogical approach. Bingo. That, folks,
cuts through all the deflection and zeroes in on the real
disagreement between me and the panel.
The panel and a majority of our court thinks Rahimi
allows historical analogizing at a high level of generality: a
court should extract certain “principles” from historical
“analogues,” and then ask if those generalized principles are
somehow implicated in this particular case. But such an
approach allows judges to uphold basically any gun
regulation or ban, because, as illustrated by the panel’s
opinion here, highly generalized principles like
“dangerousness” and “responsibility” can easily be extracted
from almost any historical law and then just as easily applied
to justify effectively anything. As at least one Supreme
18 USA V. PEREZ-GARCIA
Court Justice has already cautioned, an approach like the
panel’s results in giving only lip-service to the Second
Amendment. See Rahimi, 144. S. Ct. at 1926 (Barrett, J.,
concurring) (warning that “a court must be careful not to
read a principle at such a high level of generality that it
waters down the right” in a way that basically any group or
individual characteristic could be linked to any conceivable
danger).
For judges looking for a way to fill the void in judicial
discretion left by Bruen’s elimination of interest-balancing,
this highly generalized approach to historical analogizing is
the best game in town. And as my colleagues’ concurral
helpfully demonstrates, many judges of this court view
Rahimi as a license to over-generalize to their hearts’
content. I already explained in my Duarte disgrantle why
that’s wrong, and I expand on that in my historical analysis
below. And my Duarte disgrantle did warn that this court
would “joyride Rahimi … like a stolen Trans Am” in the
inevitable Second Amendment firefight to come. Duarte,
108 F.4th at 788 (VanDyke, J., dissenting). Barely a few
weeks have passed, and my colleagues are already taking
their new whip out for a spin in their concurral. More
extended rides will undoubtedly follow soon.
I urge readers to review the panel’s wholly unnecessary
opinion in this case—along with the concurral’s mostly
diversionary attempt to defend it—and compare it to the
historical analysis in my dissental. If, in your view, the
panel’s opinion looks like how the Supreme Court expected
lower courts to apply Bruen and Rahimi, then maybe, as the
panel and a majority of our court would like everyone to
think, there is nothing to see here. But if not, well, don’t say
I didn’t warn you.
USA V. PEREZ-GARCIA 19
I.
While much of my colleagues’ concurral is misguided, it
is at least correct to observe that my dissental is long. Of
course, I wouldn’t have to write such a lengthy critique if my
colleagues had taken this moot case en banc and vacated the
panel’s original lengthy opinion. But here we are. So for
those without the bandwidth to read my historical analysis
below in full, I offer the following summary:
This case presented the question of whether defendants
Perez-Garcia and Fencl could be disarmed while on pretrial
bail consistent with our nation’s tradition of firearm
regulation. The panel provided a characteristic answer to
that question with uncharacteristic haste, entering a four-
sentence order denying relief to both defendants on the same
day as oral argument. Such unreasoned, placeholder orders
are very rare because our court almost always issues a final
disposition in a case only after finalizing and simultaneously
releasing the reasoned decision—generally many months
after oral argument for a published opinion. One can
imagine unusual circumstances in which extraordinary
action like the panel’s might be necessary—when, for
example, a panel concludes it must immediately change the
status quo but fears the case will be overtaken by events
while it drafts its opinion. But that’s not what happened
here. Here, the panel’s order merely affirmed the district
court’s decision, which denied relief to the defendants and
did not alter the status quo. Absent any other reasonable
explanation, the only motive I can surmise for the panel’s
unusual approach was a desire to effectively moot-proof its
ability to later issue an opinion—and make lots of new law
in a controversial area—notwithstanding the predictable
intervening mootness that followed.
20 USA V. PEREZ-GARCIA
After immediately moot-proofing the case, the panel
then took its sweet time, finally providing its (lengthy)
reasoning in an unnecessary opinion issued more than a year
later. That opinion first examined our tradition of
detaining—and therefore disarming—capital defendants
before trial. Then it redundantly decided the question again,
performing a separate and distinct historical analysis of our
tradition of disarming “dangerous” people. That latter
tradition is potentially relevant to a host of other Second
Amendment challenges percolating through the courts,
including challenges to the various provisions of 18 U.S.C.
§ 922(g). The panel’s first analysis was sufficient to decide
the case before it. But instead of stopping there, it went out
of its way to opine—in a case that the panel knew was moot
anyway—on a tradition that has the potential to affect
countless other, unrelated cases.
The panel didn’t just reach to decide unnecessary issues
in a moot case—it also gratuitously stretched to help the
government meet its burden and support the panel’s desired
outcome. The Supreme Court has been clear that the burden
of introducing historical analogues to justify an arms
regulation is on the government. See Rahimi, 144 S. Ct. at
1897 (“[W]hen the Government regulates arms-bearing
conduct, … it bears the burden to ‘justify its regulation.’”
(citation omitted)); N.Y. State Rifle & Pistol Ass’n, Inc. v.
Bruen, 597 U.S. 1, 24 (2022) (“The government must …
justify its regulation by demonstrating that it is consistent
with the Nation’s historical tradition of firearm regulation.”).
But much of the history relied upon by the panel was not
supplied by the government in this case. And in the course
of deciding more than it needed to and improperly aiding the
government in meeting its burden of justification, the panel
introduced egregious errors into our Second Amendment
USA V. PEREZ-GARCIA 21
jurisprudence: it analyzed the history at such a high level of
generality that it essentially returns us to the dark old days
of interest-balancing.
The first of the panel’s redundant analyses relied on a
tradition of detaining capital defendants before trial. To
apply that tradition to Perez-Garcia and Fencl, the panel
transformed this tradition into one of detaining anyone
charged with a “serious crime” through the assumption that
at the Founding “most serious crimes were capital.” United
States v. Perez-Garcia, 96 F.4th 1166, 1182 (9th Cir. 2024).
But the history shows that the Founders generally limited
capital punishment to violent crimes (like murder) or crimes
against the United States (like treason). Even if most serious
crimes were capital (they weren’t), a tradition associated
with most serious crimes cannot automatically be imported
to all serious crimes—particularly since the Founders left
many serious crimes punishable only by fines or
imprisonment. And even if the tradition associated with
capital crimes could be wholesale attributed to “serious
crimes,” the panel never offers a coherent theory for what
today constitutes an analogous “serious crime” for these
purposes, leaving us in a position where we effectively defer
to legislative decisions about who can have their Second
Amendment right stripped away. Taking the Founders’
historical use of capital punishment and treatment of capital
defendants seriously leads to the conclusion that the
condition’s application to Perez-Garcia and Fencl is not
supported by that tradition.
The panel’s second—and wholly superfluous—analysis
looked at the tradition of disarming “dangerous” individuals.
Again, the panel gratuitously supplied much of its own
historical support, essentially assuming for itself the
government’s burden of justification. That alone was error.
22 USA V. PEREZ-GARCIA
See Bruen, 597 U.S. at 19 (“[T]he government must
affirmatively prove that its firearms regulation is part of the
historical tradition that delimits the outer bounds of the right
to keep and bear arms.”); Baird v. Bonta, 81 F.4th 1036,
1041 (9th Cir. 2023) (“A district court should not try to help
the government carry its burden by sifting historical
materials to find an analogue.” (cleaned up)).
But even considering the historical tradition as a
whole—including information never provided by the
government—the panel further erred in characterizing that
history as “support[ing] the view that the Second
Amendment … empowers Congress to authorize the
disarming of individuals who are not law-abiding,
responsible citizens.” Perez-Garcia, 96 F.4th at 1187. The
Supreme Court has since expressly rejected the
“responsible” rationale. Rahimi, 144 S. Ct. at 1903. And the
tradition of disarmament was far more targeted than merely
“not law-abiding.” The group disarmament laws relied on
by the panel—targeting groups like Catholics and
Loyalists—always focused on one particular type of
perceived danger: that the group would take up arms against
the government during war or in revolt. Meanwhile, the
panel’s historical affray and surety laws targeted those that
“pose[d] a clear threat of physical violence to another.” Id.
at 1901. In both cases, the danger addressed was of a violent
attack. Since the government has not shown that either
Perez-Garcia or Fencl would engage in such conduct, the
panel erred in its conclusion that Perez-Garcia and Fencl are
“dangerous” within the meaning of our historical tradition of
regulating firearms. The panel’s broad characterization of
the tradition effectively defers to legislative interest-
balancing, putting the Second Amendment right back into
legislators’ hands—precisely what the Supreme Court has
USA V. PEREZ-GARCIA 23
made clear we cannot do. See Bruen, 597 U.S. at 19, 22, 26
(rejecting interest-balancing).
The panel opinion is therefore rife with methodological
errors—all of which were unnecessary to deciding the case.
While mootness has deprived our court as a whole of the
ability to fix the panel’s merits analysis, we still retained
authority to take this erroneously and unnecessarily decided
case en banc “for the purpose of vacating [the] decision.”
United States v. Payton, 593 F.3d 881, 886 (9th Cir. 2010).
Given the panel’s overreach, supplementation of the
government’s historical justification, and egregious
jurisprudential errors, we should have exercised our
discretion to do just that. Had the panel upheld a party’s
Second Amendment rights in a case with a similar posture
and with an opinion likewise so abstracted from our history,
no doubt every single one of my concurring colleagues
would have clamored to vacate such an opinion. I thus
respectfully dissent from the denial of rehearing en banc.
II.
Jesus Perez-Garcia is a former security guard who was
licensed to carry a gun in California and was required to
carry a gun while working. Perez-Garcia also prefers to keep
a gun with him at home because he lives in a high-crime area
and wants to protect his family while his father is out
working night shifts.
In June 2022, Perez-Garcia was a passenger in his
friend’s car as the two returned from a trip to Mexico. After
drugs were found in the bumper of the car, Perez-Garcia was
charged with knowingly importing a controlled substance
pursuant to 21 U.S.C. §§ 952, 960. Perez Garcia denied
knowing that there were drugs in the vehicle, and Perez-
Garcia’s friend took sole responsibility for the incident,
24 USA V. PEREZ-GARCIA
stating that Perez-Garcia “did not know there were drugs
inside the vehicle when they crossed into the United States.”
Following Perez-Garcia’s indictment, a Magistrate
Judge ordered that, under Standard Condition #4, a condition
of pretrial release authorized under The Bail Reform Act (the
Act), 18 U.S.C. § 3141 et seq., of his pretrial release,
Perez-Garcia could “not possess a firearm, destructive
device, or other dangerous weapon” while he awaited trial
(the firearm condition). Because the firearm condition
barred Perez-Garcia from possessing a gun, he was forced to
give up his job as a security guard and take a different job
that pays him significantly less.
John Fencl is a mobile truck repairman and collector of
guns. Fencl has lived in El Cajon, California for the last 13
years. As part of his job, Fencl frequently travels to distant
rural areas, carrying a gun with him for safety and peace-of-
mind. Fencl has a Utah concealed-carry license, but not a
California one. After being arrested in September 2019 for
possessing a concealed gun in California without a license,
Fencl pleaded guilty to carrying a firearm without a permit,
resulting in a misdemeanor conviction.
In June 2021, police entered Fencl’s home, searching the
premises and seizing 110 guns. The government does not
dispute that almost all these guns were legally owned. But
the officers also discovered three unlicensed short-barrel
rifles and four unlicensed suppressors. Fencl was later
indicted under federal law for the possession of these
unregistered firearms and suppressors. He was granted
pretrial release with the same firearm condition as Perez-
Garcia, with the additional requirement that he could not
possess “gun parts.”
USA V. PEREZ-GARCIA 25
After the Supreme Court released its decision in Bruen,
both Perez-Garcia and Fencl challenged the constitutionality
of the firearm condition as applied to them. The magistrate
judges in both cases rejected the challenges, and the
defendants subsequently sought review in the district courts.
In Perez-Garcia’s case, the district court reasoned that
the firearm condition was acceptable because the condition
was presumptively lawful and was analogous to historical
surety statutes regarding potential affrayers—a class
Perez-Garcia would be comparable to as an accused drug
trafficker who, in the district court’s view, was likely to pose
future danger. In Fencl’s case, the district court reasoned
that analogues to historical traditions regarding surety
statutes and pretrial detention, coupled with the view that the
Second Amendment only protects law-abiding citizens and
that the condition was “tailored” to Fencl’s circumstances,
meant that it was acceptable under the Second Amendment.
Perez-Garcia and Fencl appealed, and their appeals were
consolidated. United States v. Garcia, Nos. 22-60314,
22-50316, 2023 WL 2596689 (9th Cir. Jan. 26, 2023).
In January 2023, our court issued a short order
summarily affirming the district court’s reasoning. Id.
Fourteen months later in March 2024, the panel explained its
reasoning in a follow-on opinion. Perez-Garcia, 96 F.4th at
1174–92.
Between the issuance of the order and the panel opinion,
the defendants “moved to dismiss their appeals as moot after
[our court] ruled against them but before [the panel]
provided [its] reasoning” because “Fencl was convicted at
trial and Perez-Garcia’s bond was revoked for repeatedly
failing to appear for hearings.” Id. at 1172. Therefore, the
defendants argued that the panel “lack[ed] jurisdiction to
26 USA V. PEREZ-GARCIA
explain [its] dispositive order because their challenges to
their pretrial release conditions [were] moot.” Id. The panel
rejected this request, determining instead that when
“mootness arises after a ‘valid decision’ has already been
rendered,” federal courts may still issue an opinion if
“equitable and pragmatic considerations” demand that they
do so. Id. at 1173 (internal citations omitted). The panel
reasoned that its opinion was justified because (1) the issue
becoming moot after a decision did not preclude it from
explaining why it ruled the way it did, (2) it was “merely
explain[ing] the basis for [its] decision and [did] not take
further action on the merits of Appellants’ claims,”
(3) “equity” demanded that it issue an opinion “since
Appellants are challenging the common, statutorily
authorized practice of imposing firearm restrictions as a
condition of pretrial release,” and (4) “dismissal would not
be pragmatic because it would likely force later panels to
duplicate [its] efforts while confronting the exact same
issues.” Id. at 1173–74.
On the merits, the panel determined that the firearm
condition’s application to the defendants did not violate their
Second Amendment rights. In analyzing this issue, the panel
explained that “the Bail Reform Act’s firearm condition, as
applied to Fencl and Perez-Garcia,” aligns with historical
firearm regulations imposed on those charged with “serious
charges” and, “more generally, those who are not
law-abiding, responsible citizens.” Id. at 1181.
To support its determination, the panel first considered
our historical tradition of detaining capital defendants before
trial. Id. at 1182. The panel reasoned that since “most
serious crimes were eligible for capital charges,” “the
government … usually … detain[ed] … defendants indicted
on capital charges.” Id. “[O]nce detained, criminal
USA V. PEREZ-GARCIA 27
defendants were completely disarmed,” allowing those
charged with serious crimes to be disarmed pretrial
consistent with that tradition. Id. The panel rejected the
contention that the government was required to “identify a
historical regulation under which Perez-Garcia and Fencl,
specifically, would have been disarmed pending pretrial
release in the 18th century.” Id. at 1185. Instead, the panel
concluded that because the defendants faced felony charges,
they “undoubtedly were charged with serious crimes” such
that they would have been subject to pretrial detention—and
therefore disarmament—at the Founding. Id. at 1184–85.
The panel thus determined that the tradition of pretrial
detention for capital defendants alone sufficiently justified
the application of the firearm condition to Perez-Garcia and
Fencl.
Having already unnecessarily provided one rationale for
its long-moot summary order, the panel nonetheless went on
to conduct a second—and thus doubly unnecessary—
historical analysis. The panel considered the tradition of
disarming “dangerous” individuals and determined there
was “a lengthy and extensive Anglo-American tradition of
disarming individuals who are not law-abiding, responsible
citizens.” Id. at 1186. In support of this conclusion, the
panel cited a history that included the English Bill of Rights,
the colonial disarmament of Catholics and Loyalists, affray
laws, surety laws, and pre-ratification proposals for the
Second Amendment. Id. at 1186–89. Many of these
historical sources were never provided by the government in
its briefing in this case. The panel reasoned that because the
firearm condition (1) was imposed to disarm those deemed a
threat to public safety, (2) “does not broadly prevent law-
abiding citizens … from exercising their right to keep and
bear arms,” and (3) was individually tailored in its
28 USA V. PEREZ-GARCIA
application to Perez-Garcia and Fencl, its application to
them was consistent with the tradition of disarming
“dangerous” individuals. Id. at 1189–91.
The panel therefore concluded—on two separate
bases—that the “firearm condition on pretrial release is
constitutional as applied to Fencl and Perez-Garcia.” Id. at
1191. The defendants filed a joint petition for vacatur,
rehearing, or rehearing en banc, requesting that the panel
opinion in their moot cases be vacated.
III.
In assessing pretrial-release conditions, we review
factual findings for clear error, “[b]ut the conclusions based
on such factual findings present a mixed question of fact and
law and require the exercise of sound judgment as to the
values underlying the legal principles.” United States v.
Townsend, 897 F.2d 989, 994 (9th Cir. 1990). Therefore,
“we make an independent examination of the record to
determine whether the … order is consistent with the
defendant’s constitutional … rights and arrive at our
conclusion de novo.” Id.
IV.
The panel’s opinion contains profound substantive errors
that will potentially reach well beyond just the pretrial
disarmament question that was presented in this case. But
that’s not the only reason we should have vacated the
opinion en banc. What makes the panel’s opinion
particularly troubling is that it went out of its way to decide
an unnecessary issue with potentially broad implications in
a moot case. The panel needlessly analyzed our tradition of
disarming “dangerous” individuals shortly before Rahimi
was poised to do the same. The Supreme Court has since
USA V. PEREZ-GARCIA 29
decided Rahimi, analyzing a similar history, and leaving
litigants and lower courts to wonder how much of the panel
opinion’s dangerousness analysis survives Rahimi. In
performing this gratuitous analysis, the panel improperly
helped the government meet its burden of justification by
supplementing the historical record. See Rahimi, 144 S. Ct.
at 1897 (reemphasizing the government “bears the burden to
‘justify its regulation’” of arms) (citation omitted)); United
States v. Sineneng-Smith, 590 U.S. 371, 375 (2020) (“In our
adversarial system of adjudication, we follow the principle
of party presentation.”). On top of all that, the panel erred in
its analysis.
We should have taken this case en banc for the limited
purpose of vacating the panel’s opinion. Doing so would
have been appropriate to wipe the slate clean for another
case—one in which the government, not the panel, carried
the government’s burden—to resolve the historical analogy
analysis and determine how Rahimi affects our existing
caselaw. By electing not to do so, the panel’s opinion injects
many substantive errors into our jurisprudence.
A.
The Supreme Court in Bruen gave us the standard we are
required to follow in Second Amendment challenges. We
initially ask, as a “threshold inquiry,” United States v.
Alaniz, 69 F.4th 1124, 1128 (9th Cir. 2023), whether “the
Second Amendment’s plain text covers an individual’s
conduct.” Bruen, 597 U.S. at 24. If so, “the Constitution
presumptively protects that conduct.” Id. The government
can then justify the regulation only “by demonstrating that it
is consistent with the Nation’s historical tradition of firearm
regulation.” Id. This is what the Court meant when it said
Heller demanded “a test rooted in the Second Amendment’s
30 USA V. PEREZ-GARCIA
text, as informed by history.” Id. at 19. We first consider
the plain meaning of the Second Amendment’s text, and if
that plain meaning covers any given conduct, we perform a
historical analysis to inform whether a specific regulation is
nonetheless “consistent with the principles that underpin our
regulatory tradition.” Rahimi, 144 S. Ct. at 1898.
Like the panel, I have no difficulty concluding that
Perez-Garcia and Fencl are part of “the people” within the
scope of the Second Amendment’s plain text. Perez-Garcia,
96 F.4th at 1181. But the panel erred on multiple levels in
its historical analysis, both in its method and its conclusions.
The panel’s historical methodology essentially returns our
court back to pre-Bruen interest-balancing, and in doing so
ignores the guiding principles Bruen gave us for our
historical analysis. This is one reason we should have taken
this case en banc to vacate the panel’s wholly unnecessary
and expansively erroneous opinion.
1.
The first consideration in any Second Amendment
inquiry after Bruen is whether “the Second Amendment’s
plain text covers an individual’s conduct.” 597 U.S. at 17,
24. This is a purely textual question, taking the Second
Amendment at its word: “the right of the people to keep and
bear Arms, shall not be infringed.” U.S. Const. amend. II.
Thankfully, the Supreme Court has already spoken to the
plain facial meaning of the text. The reference to arms
“extends, prima facie, to all instruments that constitute
bearable arms.” District of Columbia v. Heller, 554 U.S.
570, 582 (2008) (emphasis added); see also Jamie G.
McWilliam, The Relevance of “In Common Use” After
Bruen, 37 Harv. J.L. & Pub. Pol’y Per Curiam 1, 7 (2023)
(concluding that the Second Amendment should initially be
USA V. PEREZ-GARCIA 31
applied “according to its plain text, as Bruen demanded, with
‘arms’ meaning any bearable weapon”). The Supreme Court
has similarly concluded that “the most natural reading of
‘keep Arms’ in the Second Amendment is to ‘have
weapons,’” and of “bear Arms” is to carry those weapons.
Heller, 554 U.S. at 582, 584. Perez-Garcia wanted to carry
a gun so that he could protect his family and pursue
employment as a security officer. Fencl wanted to carry a
gun to protect his home and for self-defense while travelling
for work. This clearly falls within the Supreme Court’s
reading of the plain text of “to keep and bear Arms.”
In analyzing the scope of “the people,” the Court has
noted that “in all six other provisions of the Constitution that
mention ‘the people,’ the term unambiguously refers to all
members of the political community, not an unspecified
subset.” Id. at 580. The Court therefore concluded that there
is “a strong presumption that the Second Amendment right
… belongs to all Americans.” Id. at 581 (emphasis added).
Despite this “strong presumption,” some courts have
nonetheless determined that there is some subset of
Americans not included within “the people.” See, e.g.,
United States v. Dubois, 94 F.4th 1284, 1293 (11th Cir.
2024) (interpreting Heller as “limiting the right to ‘law-
abiding and qualified individuals’”). But the Heller Court’s
description of the presumption was unqualified: “the Second
Amendment right … belongs to all Americans.” 554 U.S. at
581. And the Court reiterated in Bruen that the “Second
Amendment [right] [is] guaranteed to ‘all Americans.’” 597
U.S. at 70 (quoting Heller, 554 U.S. at 581).
Reading “the people” to include all Americans as a
matter of plain text does not foreclose that there may also be
limitations on who can exercise their Second Amendment
rights. The first textual step of Bruen does not resolve this
32 USA V. PEREZ-GARCIA
Second Amendment question—it merely creates a
presumption of constitutional protection. And the Court in
Heller read the plain text to presumptively apply to “all
Americans.” 554 U.S. at 581. I therefore read the Second
Amendment as presumptively protecting Perez-Garcia and
Fencl. It is then up to the government to carry its burden that
there is some tradition of regulation that would exclude them
from exercising their Second Amendment rights in this
context. See Rahimi, 144 S. Ct. at 1897 (“[W]hen the
Government regulates arms-bearing conduct … it bears the
burden to ‘justify its regulation.’” (citation omitted)).
2.
“[T]he appropriate analysis [in a Second Amendment
challenge] involves considering whether the challenged
regulation is consistent with the principles that underpin our
regulatory tradition.” Id. at 1898. In meeting its “burden to
‘justify its regulation,’” id. at 1897, the government only
needs to “identify a well-established and representative
historical analogue, not a historical twin,” Bruen, 597 U.S.
at 30. Nonetheless, the Court has also chastised that “courts
should not uphold every modern law that remotely resembles
a historical analogue because doing so risks endorsing
outliers that our ancestors would never have accepted.” Id.
(cleaned up); see also Rahimi, 144 S. Ct. at 1926 (Barrett, J.,
concurring) (“To be sure, a court must be careful not to read
a principle at such a high level of generality that it waters
down the right.”). To determine whether a historical
regulation is properly analogous, we must compare the “how
and why” of the regulation’s burden on the Second
Amendment right. Bruen, 597 U.S. at 29. In other words,
we must ask “whether modern and historical regulations
impose a comparable burden … and whether that burden is
comparably justified.” Id.
USA V. PEREZ-GARCIA 33
a.
The government first offered the panel a historical
tradition of denying bail to capital defendants. The
Northwest Ordinance, originally passed by the Congress of
the Confederation and reaffirmed by the first Congress,
declared that “[a]ll persons shall be bailable, unless for
capital offenses.” Northwest Ordinance of 1787, 18 Stat. 13,
15; Northwest Ordinance of 1789, 1 Stat. 50, 51. Similarly,
the first Congress, in the Judiciary Act of 1789, provided that
a defendant accused of a federal crime could generally be
“arrested, and imprisoned or bailed, as the case may be, for
trial.” Act of Sep. 24, 1789, ch. XX, § 33, 1 Stat. 73, 91.
That Act made bail available “except where the punishment
may be death, in which cases it shall not be admitted but by
[a court or judge], who shall exercise their discretion therein,
regarding the nature and circumstances of the offence, and
of the evidence, and the usages of law.” Id.
The colonies, and subsequently the states, took a similar
approach around the time of the Founding. For example, in
1641 the Massachusetts Colony created an unequivocal right
to bail, except in capital cases. Massachusetts Body of
Liberties, art. 18 (1641) (“No mans person shall be
restrained or imprisoned by any Authority what so ever,
before the law hath sentenced him thereto, [i]f he can put in
sufficient securitie, bayle, or mainprise, for his appearance,
and good behaviour in the meane time, unlesse it be in
Crimes Capitall ….”). Pennsylvania adopted a similar
provision in its 1682 constitution: “all Prisoners shall be
Bailable by Sufficient Sureties, unless for capital Offenses
….” June Carbone, Seeing Through the Emperor’s New
Clothes: Rediscovery of Basic Principles in the
Administration of Bail, 34 Syracuse L. Rev. 517, 531 (1983).
Following independence, “the Pennsylvania provision
34 USA V. PEREZ-GARCIA
became the model for almost every state constitution
adopted after 1776.” Id. at 532.
So there was a tradition of denying bail to capital
defendants around the time of the Founding. And since these
defendants were jailed pretrial, they were necessarily
disarmed pretrial. But at this point, one might wonder what
a tradition of denying bail to capital defendants has to do
with a defendant who allegedly possessed several
unregistered weapons, or one who allegedly smuggled
illegal pharmaceutical substances. This is where the panel
performs a magic trick. After establishing a tradition of
denying bail to capital defendants, the panel waves its hand
and transforms that tradition into one of denying bail to
defendants charged with “serious crimes.” The panel
accomplishes this sleight of hand through the assumption
that, at the Founding, “most serious crimes were eligible for
capital charges.” Perez-Garcia, 94 F.4th at 1182.
But the history does not bear this assumption out. For
example, the very year after the Judiciary Act denied bail to
capital defendants, the first Congress defined over twenty
crimes in The Crimes Act of 1790, only seven of which were
punishable by death. Act of Apr. 30, 1790, ch. IX, §§ 1–28,
1 Stat. 112, 112–18. Non-capital, yet serious, crimes
included manslaughter, misprision of treason, mayhem (the
intentional maiming of another person), and larceny. Id.
§§ 2, 7, 13, 16. For each of these, the term of imprisonment
ranged from three to seven years. Id. Similarly, when
Massachusetts established the right to bail for non-capital
offenses in 1641, it excluded a number of serious crimes
from capital punishment, including burglary, robbery, and
larceny. Carbone, supra, at 530. And in 1682, Pennsylvania
“limited imposition of the death penalty to willful murder.”
Id. at 531 (cleaned up).
USA V. PEREZ-GARCIA 35
Shortly after the Founding, a movement began that
eventually narrowed the list of capital crimes to “murder
alone, or murder and rape in some states.” Id. at 535.
Indeed, “[b]y 1798, five states had abolished it for all crimes
besides murder.” Mugambi Jouet, Death Penalty
Abolitionism from the Enlightenment to Modernity, 71 Am.
J. Comp. L. 46, 69 (2023). And by the time of the enactment
of the Fourteenth Amendment, which incorporated the
Second Amendment against the states, McDonald v. City of
Chicago, 561 U.S. 742, 791 (2010), many states had limited
capital punishment to only the most severe crimes, or
abolished it entirely. 1 In 1846, Michigan passed a law
abolishing the death penalty even for first degree murder.
Mich. Rev. Stat. tit. XXX, ch. 153, § 1 (1846). Rhode Island
and Wisconsin followed this example in 1852 and 1853,
1
There is some scholarly debate over whether the Second Amendment,
when applied against the states through the Fourteenth Amendment,
should be interpreted as of 1791 or 1868. Compare Mark Smith,
Attention Originalists: The Second Amendment Was Adopted in 1791,
Not 1868, 31 Harv. J.L. & Pub. Pol’y Per Curiam 1, 4 (2022) (arguing
that the Second Amendment means what it meant when it was originally
adopted) with Kurt T. Lash, Respeaking the Bill of Rights: A New
Doctrine of Incorporation, 97 Indiana L.J. 1439, 1441 (2022) (“When
the people adopted the Fourteenth Amendment, they readopted the
original Bill of Rights, and did so in a manner that invested those original
1791 texts with new 1868 meanings.”). Although the Supreme Court has
“generally assumed that the scope of the protection applicable to the
Federal Government and States is pegged to the public understanding of
the right when the Bill of Rights was adopted in 1791,” it did not
decisively resolve this issue in Bruen because “the public understanding
of the right to keep and bear arms in both 1791 and 1868 was, for all
relevant purposes, the same with respect to public carry.” 597 U.S. at
37–38. As discussed herein, “most serious crimes” were not capital
crimes around the Founding or at the time of the adoption of the
Fourteenth Amendment. It is therefore unnecessary to resolve this issue
in this case either.
36 USA V. PEREZ-GARCIA
respectively. John D. Bessler, The Death Penalty in
Decline: From Colonial America to the Present, 50 Crim. L.
Bull. 245, 258 (2014). Therefore, even assuming there is a
tradition of denying bail to capital defendants, the historical
evidence belies the panel’s necessary link in its analysis that
“most serious crimes were eligible for capital charges.”
Perez-Garcia, 96 F.4th at 1182.
In fact, as the history sketched above illustrates, there
was a strong tradition in early American history of
constricting the use of the death penalty from the level used
in England at the time. Prior to the Founding, England made
over 150 acts punishable by death. Bessler, supra, at 245.
But Founders like James Madison and DeWitt Clinton
favored abandoning capital punishment altogether, while
others like Thomas Jefferson and Benjamin Franklin favored
doing so for all crimes other than murder. Jouet, supra, at
68. Once the colonies were free, they moved swiftly to limit
the number of crimes eligible for capital punishment. See
Will Tress, Unintended Collateral Consequences: Defining
Felony in the Early American Republic, 57 Clev. St. L. Rev.
461, 468 (2009) (“Within two decades of gaining
independence from England, the states of the Union had
replaced execution with incarceration as the punishment for
all but a few crimes.”). So even if the American story began
with “most serious crimes” being capital, the Founders
purposefully engaged in a tradition of limiting the use of
capital punishment except in the most severe instances.
Even if most serious crimes were capital, that does not
mean a tradition associated with capital crimes could be
automatically imported to all serious crimes—particularly
when the Founders specifically chose to make certain serious
crimes non-capital. In Bruen, to elucidate what was too
dissimilar to constitute a valid historical analogue, the
USA V. PEREZ-GARCIA 37
Supreme Court examined the tradition of prohibiting
weapons in sensitive places. 597 U.S. at 30–31. The Court
first evaluated historical laws banning weapons in places like
“legislative assemblies, polling places, and courthouses.”
Id. at 30 (citing David B. Kopel & Joseph G.S. Greenlee, The
“Sensitive Places” Doctrine: Locational Limits on the Right
to Bear Arms, 13 Charleston L. Rev. 205, 229–36, 244–47
(2018)). The Court explained that “[a]lthough the historical
record yields relatively few 18th- and 19th-century
‘sensitive places’ where weapons were altogether prohibited
… [it was] also aware of no disputes regarding the
lawfulness of such prohibitions.” Id. It therefore concluded
that “courts can use analogies to those historical regulations
of ‘sensitive places’ to determine that modern regulations
prohibiting the carry of firearms in new and analogous
sensitive places are constitutionally permissible.” Id.
The Court then turned to the respondents’ attempted
characterization of New York’s proper-cause licensing
requirement as a “sensitive places” law. Id. In essence, the
respondents in Bruen broadly described sensitive places as
those “where people typically congregate and where law-
enforcement and other public-safety professionals are
presumptively available.” Id. at 30–31. The Court reasoned
that while people often congregate in sensitive places and
law enforcement professionals are presumptively available
in those locations, applying the tradition associated with
sensitive places to all locations that fit those two
characteristics expanded it “far too broadly.” Id. at 31. Such
a reading would “in effect exempt cities from the Second
Amendment and would eviscerate the general right to
publicly carry arms for self-defense.” Id. The Court
therefore concluded that “there is no historical basis for New
York to effectively declare the island of Manhattan a
38 USA V. PEREZ-GARCIA
‘sensitive place’ simply because it is crowded and protected
generally by the New York City Police Department.” Id.
Similar reasoning suggests that a tradition associated
with capital crimes cannot be expanded to all serious crimes.
Even though Bruen recognized that legislatures historically
had the power to define certain “sensitive places,” their mere
ability to do so was not enough to let courts now say
anywhere is analogous to traditionally sensitive places.
Doing so would allow a specific tradition to swallow the
general scope of the Second Amendment right. The same
issue arises by importing a tradition associated with capital
crimes to all non-capital serious crimes: it would in effect
expand the tradition so that Congress could disarm anyone
based entirely on how it characterizes their alleged crime.
Just as New York City as a whole was too broad to be
analogous enough to sensitive places laws so that New York
could disarm all people within the city, the scope of “serious
crimes” is likewise too broad to be analogous to the specific
crimes the Founders made punishable by death, and
therefore eligible for pretrial disarmament.
Indeed, the Supreme Court’s rejection in Bruen of
attempts to broadly analogize to historical “sensitive places”
would seem to apply a fortiori to attempts to analogize to
disarmament associated with capital crimes. For more than
a half-century, the Supreme Court has acknowledged what
common sense supports: “that the penalty of death is
different in kind from any other punishment imposed under
our system of criminal justice.” Gregg v. Georgia, 428 U.S.
153, 188 (1976) (opinion of Stewart, J.) (discussing Furman
v. Georgia, 408 U.S. 238 (1972)). You would think that
more than mere ipse dixit would be required before relying
on historical pretrial disarmament associated with capital
USA V. PEREZ-GARCIA 39
crimes as a justification for pretrial disarmament of those
charged with non-capital crimes.
Finally, even if the tradition of disarming capital
defendants pretrial could be applied to all defendants
charged with serious crimes, the panel has not identified a
coherent theory for what constitutes a “serious crime” within
the meaning of this tradition. Consider a few hypotheticals:
Al Capone, who was charged with tax evasion. A pimp, who
runs an illegal prostitution ring. A husband, who physically
maims his wife. Are these “serious crimes?” Nothing in the
panel’s opinion helps. The last one, the most violent
example, was explicitly left non-capital by the Founders.
Act of Apr. 30, 1790, supra, ch. IX, § 13.
In some places, the panel appears to suggest that serious
crimes are those categorized as felonies. See Perez-Garcia,
96 F.4th at 1184 (“[D]efendants in the founding era who
faced serious charges were not released because those
indicted on capital charges were not offered bail, and most
felonies were capital offenses.”). In characterizing Perez-
Garcia and Fencl’s crimes as “serious crimes,” the panel
relied heavily on the “felony” label applied to those crimes.
Id. at 1185. But the Supreme Court in Bruen rejected such
judicial deference to legislative interest-balancing in the
Second Amendment context. 597 U.S. at 26. If the label a
legislature gives a certain crime is dispositive to whether a
defendant can be disarmed, then we are again merely
deferring to legislative interest-balancing, with just one
additional step of requiring the legislature to label or
categorize the crime.
That approach once again makes the Second
Amendment a constitutional outlier. Consider how we view
other constitutional rights. For example, the Supreme Court
40 USA V. PEREZ-GARCIA
has held that an exception to the Fourth Amendment’s
warrant requirement exists during “exigent circumstances.”
Birchfield v. North Dakota, 579 U.S. 438, 456 (2016).
Lawmakers are not free to decide which situations are
“exigent” and which are not merely by labeling them.
Instead, courts look to the facts of the circumstance itself to
judicially determine whether “an emergency leaves police
insufficient time to seek a warrant”—such as when “there is
a need to provide urgent aid to those inside [a private
residence], when police are in hot pursuit of a fleeing
suspect, [or] when police fear the imminent destruction of
evidence.” Id.
Similarly, the Supreme Court has stated that “fighting
words” may be proscribed within the bounds of the First
Amendment. Chaplinsky v. New Hampshire, 315 U.S. 568,
573–74 (1942). Again, lawmakers cannot simply label
whatever speech they disapprove of as “fighting words” and
thereby legislate around First Amendment protections. The
Supreme Court instead looks to the substance of the words
themselves, asking whether they are of a type that “when
addressed to the ordinary citizen, are, as a matter of common
knowledge, inherently likely to provoke violent reaction.”
Virginia v. Black, 538 U.S. 343, 359 (2003) (quoting Cohen
v. California, 403 U.S. 15, 20 (1971)).
Courts do not generally defer to legislative label-making
when constitutional rights are at stake. Instead, they look to
the specifics of the case to judicially determine whether it
satisfies the substance of the standard that is applied. This
is true in the First and Fourth Amendment contexts, and
there is no reason to treat the Second Amendment
differently. To the contrary, the Supreme Court has
instructed us to stop deferring to legislative interest-
balancing in Second Amendment cases. See Bruen, 597 U.S.
USA V. PEREZ-GARCIA 41
at 19, 22, 26 (rejecting reliance on interest-balancing).
Instead, the Supreme Court has given us the standard for
considering whether the substance of a defendant’s conduct
renders him able to be disarmed under this nation’s history
and tradition: whether there is a tradition of disarming
analogous groups in a similar manner and for similar
reasons. Rahimi, 144 S. Ct. at 1898; Bruen, 597 U.S. at 29.
Deference to legislative labels is not part of that test.
The tradition presented by the government and accepted
by the panel is one of disarming capital defendants pretrial.
As discussed above, after the Founding, states typically
reserved capital punishment for severely violent crimes such
as murder or rape. Carbone, supra, at 535. And though the
federal government made certain crimes capital that we
likely would not today—like counterfeiting, Act of Apr. 30,
1790, supra, ch. IX, § 14—most capital crimes were either
violent or crimes against the United States. The “how” of
burdening defendants’ Second Amendment rights was
therefore through a temporary but complete pretrial
dispossession of the arms of a targeted group made up of
those charged with discrete capital crimes.
Regarding the “why” of detaining capital defendants—
and therefore disarming them—there is some scholarly
dispute. Some suggest that their exclusion from bail “was a
public-safety measure.” Sandra G. Mayson, Dangerous
Defendants, 127 Yale L.J. 490, 502 (2018). One
contemporary source explained that bail was not universally
allowed so that “the safety of the people should be preserved
against the lawless depredations of atrocious offenders.” A.
Highmore, A Digest of the Doctrine of Bail: In Civil and
Criminal Cases vii (1783). But what appears to be a broader
view on the primary justification for denying bail is that
capital crimes “involved a greater temptation to flee.”
42 USA V. PEREZ-GARCIA
Lawrence H. Tribe, An Ounce of Detention: Preventative
Justice in the World of John Mitchell, 56 Virg. L. Rev. 371,
401 (1970). As Highmore further explained in 1783, “no
bail can be a security equivalent to the actual custody of the
person” charged with a capital offense. Highmore, supra, at
172. Blackstone similarly explained the denial of bail to
capital defendants by pointing to the increased temptation to
flee: “For what is there that a man may not be induced to
forfeit, to save his own life?” 4 William Blackstone,
Commentaries *294.
Turning now to the application of the Act’s firearm
condition to Perez-Garcia and Fencl, the tradition of pretrial
detention for capital defendants fails to provide a “relevantly
similar” analogue. Bruen, 597 U.S. at 29–30. First, the
“how” of the burden on the Second Amendment right is
sufficiently dissimilar from the proffered historical tradition
that the tradition cannot save the application of the firearm
condition to Perez-Garcia or Fencl. At the Founding, the
peoples’ Second Amendment rights were burdened by the
condition that, if one was alleged to have committed a capital
crime, he could be temporarily disarmed before trial.
The Act’s firearm condition, particularly as applied to
Perez-Garcia and Fencl, is much broader. Neither of them is
alleged to have committed a capital crime. Nor are their
crimes analogous to Founding-era capital crimes. Again, at
the Founding, essentially all federal capital crimes were
either violent or crimes against the United States. Act of
Apr. 30, 1790, supra, ch. IX, §§ 1, 3, 8–10. And shortly after
the Founding, most states limited the death penalty to only
the most severe crimes such as murder. Tress, supra, at 468.
In comparison, Perez-Garcia was charged with two
counts of importing controlled substances. This crime is not
USA V. PEREZ-GARCIA 43
immediately violent, nor is it a crime against the United
States like treason or counterfeiting. Allowing Perez-Garcia
to be disarmed through a sloppy comparison of his crime to
historical capital crimes would essentially open the door to
disarming any defendant who has been charged with any
crime. See Rahimi, 144. S. Ct. at 1926 (Barrett, J.,
concurring) (“[A] court must be careful not to read a
principle at such a high level of generality that it waters
down the right.”). Again, this opens wide the back door to
legislative interest-balancing, since a legislature could easily
legislate around the Second Amendment simply by creating
new crimes (solemnly labeled “serious,” of course) that
would per se allow those charged with them to be
disarmed—regardless of their similarity to the actual
Founding-era capital crimes that triggered disarmament.
Further, the Court in Bruen explained it is relevant if the
Founders were aware of the same societal problem yet
addressed it through different means. 597 U.S. at 26–27.
Although addictive substances were known and used in the
years surrounding the Founding, 2 “there was virtually no
effective regulation of narcotics in the United States” until
the twentieth century. David T. Courtwright, A Century of
American Narcotic Policy 1 (Institute of Medicine, 1992).
2
Alcohol and tobacco were widely used and abused. See John C.
McWilliams, Drug Use in American History, 6 OAH Magazine of
History 3, 3 (1991) (calling tobacco at the Founding “America’s favorite
and most addictive drug”). Opium was also available and used by the
Founders. See Erick Trickey, Inside the Story of America’s 19th-Century
Opiate Addiction, Smithsonian Magazine (Jan. 4, 2018),
https://www.smithsonianmag.com/history/inside-story-americas-19th-
century-opiate-addiction-180967673/ (describing the status of opium
during the Revolutionary War and its use by Founders such as Benjamin
Franklin and Alexander Hamilton).
44 USA V. PEREZ-GARCIA
Perez-Garcia’s conduct was not criminal at all at the
Founding, much less punishable by death. While we need
not identify a “historical twin” to justify this regulation, the
fact that the Founders were aware of the same issues
surrounding Perez-Garcia’s conduct that exist today but did
not disarm those engaged in such conduct is strong evidence
that the Act’s firearm condition is unconstitutional as applied
to Perez-Garcia.
Similar issues arise in applying the condition to Fencl.
He was charged with possessing three unlicensed short-
barrel rifles and four unlicensed suppressors. Beyond
simply characterizing both as “serious,” the panel never
explained how mere possession of unlawful firearms is at all
similar to the capital crimes meriting disarmament at the
Founding era. There is little to compare the two except the
fact that both the Founding-era capital crimes and the
possession of the unregistered arms are crimes. The
Founders were aware of issues surrounding armed violence,
but typically resolved these problems through regulations on
the manner of carrying, rather than simple possession. As
two scholars recently concluded, “[f]rom 1607 through
1899, American bans on possession or sale to adults of
particular arms were uncommon.” David B. Kopel & Joseph
G.S. Greenlee, The History of Bans on Types of Arms Before
1900, 50 J. Legis. 223, 369 (2024). Our tradition of not
criminalizing the mere possession of certain arms is strong
evidence that the tradition of disarming those charged with
capital crimes cannot be applied to those charged with mere
possession of unregistered firearms.
Ultimately, disarming Perez-Garcia and Fencl before
their trials is a much broader burden on their Second
Amendment rights than can be supported by the narrow
tradition of imprisoning (and thus disarming) those charged
USA V. PEREZ-GARCIA 45
with capital crimes. Under that historical tradition, the
people’s rights were burdened by a condition that they could
be temporarily disarmed if they were charged with a capital
crime. The firearm condition, as applied to Perez-Garcia and
Fencl, essentially acts as a condition that they could be
disarmed if charged with any crime where a judge finds the
condition necessary. This extreme broadening of the scope
of disarmament has no historical support, and therefore the
“how” of the disarmament is dissimilar to the tradition of
disarming capital defendants.
Second, the “why” of the burden on Perez-Garcia and
Fencl’s Second Amendment rights is not analogous. The
Act allows imposing the “least restrictive … condition”
determined to “reasonably assure the appearance of the
person as required and the safety of any other person and the
community.” 18 U.S.C. § 3142(c)(1)(B). The facial
justification for allowing the imposition of release
conditions generally therefore includes both securing
appearance at trial and the safety of the community. But the
justification for the firearm condition specifically can only
be the latter. After all, while some conditions would
reasonably ensure the defendant doesn’t flee—like requiring
supervision, reporting to law enforcement on a regular basis,
or returning to custody for specified hours, id.
§§ 3142(c)(1)(B)(i), (vi), (xiii)—others are clearly designed
to ensure the community is safe. The firearm condition falls
in the latter category only, as disarming a defendant limits
his ability to commit a violent crime but does nothing to stop
him from going into hiding. There is historical evidence
going both ways on the traditional reason for disarming
certain criminals before trial. But the broader view appears
to be the primary justification was to ensure that the
defendant wouldn’t flee. Since this cannot be the
46 USA V. PEREZ-GARCIA
justification for the Act’s firearm condition, the “why” of the
restriction is not analogous to the tradition of disarming
capital defendants before trial.
In sum, there are a number of issues with the panel’s first
historical analysis that warrant vacating the opinion en banc.
The panel accepted a tradition of disarming capital
defendants before trial. But the panel erred in concluding
that at the Founding most serious crimes were capital. Even
if most were, a tradition associated with most serious crimes
cannot automatically be imported to all serious crimes—
particularly when the Founders didn’t do so. And even if the
tradition associated with capital crimes could be wholesale
attributed to “serious crimes,” the panel never offers a
coherent theory for what constitutes a “serious crime” for
these purposes. A better historical analysis, comparing the
“how” and “why” of the firearm condition’s burden on the
Second Amendment right to that of the proffered tradition,
suggests that the condition’s application to Perez-Garcia and
Fencl is not supported by this nation’s historical tradition of
firearms regulation, and is therefore unconstitutional as-
applied. Letting the opinion stand, insulated from review on
the merits by mootness, returns us by a different route back
to the pre-Bruen days of deferring to legislative interest-
balancing.
b.
After concluding that the firearm condition’s application
to Perez-Garcia and Fencl was constitutional as analogous to
the tradition of disarming capital defendants before trial, the
panel conducted an alternative historical analysis grounded
in “our nation’s history of barring people or groups deemed
dangerous or unlikely to respect the sovereign’s authority
from possessing firearms.” Perez-Garcia, 96 F.4th at 1186.
USA V. PEREZ-GARCIA 47
Before even considering the substance of that history, there
are a number of threshold problems with the panel’s
analysis. First, it was entirely unnecessary. The panel could
have rested its decision on the first tradition it considered,
but instead went out of its way to analyze a secondary issue
that could be more broadly relevant to other Second
Amendment issues. And in doing so, the panel foraged
broadly, going well beyond what the government provided
it in this case, and then misapplied the history it collected on
its own to return us to the old regime of deference to
legislative interest-balancing. All of this was done in a case
that had already become moot—thereby insulating the
merits of the opinion from further appellate review and, if
necessary, correction.
Before turning to the panel’s errors, it is helpful to first
outline the history on which the panel purports to rely.
Namely, “our nation’s history of barring people or groups
deemed dangerous or unlikely to respect the sovereign’s
authority from possessing firearms.” Id. There are two
tracks of historical laws that make up this tradition: those
that targeted “dangerous” groups, and those aimed at
“dangerous” individuals. Many of the specific laws forming
this tradition were not supplied by the government in its
briefing, and the panel’s sua sponte creation of a historical
record on behalf of the government was improper. See
Bruen, 597 U.S. at 19 (“[T]he government must
affirmatively prove its firearms regulation is part of the
historical tradition.”); Rahimi, 144 S. Ct. at 1897
(emphasizing “the Government … bears the burden to
‘justify its regulation’” of the Second Amendment right
(citation omitted)). But because the panel relied on
unbriefed historical laws, I must do so as well to show how
48 USA V. PEREZ-GARCIA
the panel misapplied and misanalysed the historical record
of its own creation.
i.
First, there are historical laws disarming those who, as a
group, were feared to be opposed to the ruling regime and
therefore prone to take up arms against it. Such laws
originate from pre-colonial England, where they often
targeted “those involved in or sympathetic to rebellions and
insurrections.” Joseph G.S. Greenlee, The Historical
Justification for Prohibiting Dangerous Persons from
Possessing Arms, 20 Wyo. L. Rev. 249, 258 (2020). For
example, in 1400, a Welsh rebellion sought to remove Wales
from English rule. Hefin Rees, Awakening the Welsh
Dragon: Will the Creation of the National Assembly for
Wales Make a Significant Difference to the Constitutional
Arrangements Between England and Wales?, 23 Suffolk
Transnat’l L. Rev. 459, 461 (2000). The Glyndwr
Rebellion—named for its leader Owain Glyndwr, id.—
lasted fifteen years, and resulted in a general disarmament of
Welshmen. 2 The Statutes at Large, from the Fifteenth Year
of King Edward III to the Thirteenth Year of King Hen. IV
413–14 (Danby Pickering ed. 1762) (“[T]hat none of the said
Welshmen from henceforth bear any manner of armour
within such city, borough, or merchant town ....”).
During the following century, England disarmed
Catholics because they were considered “potentially disloyal
and seditious” to the Protestant Crown. Greenlee,
Possessing Arms, supra, at 258 (citation and internal
quotation marks omitted). This general disarmament
continued until an exception was added in 1689 “‘for the
defence of his House or person’ with permission from the
justice of the peace.” Id. at 258–59 (quoting 1 W. & M., ch.
USA V. PEREZ-GARCIA 49
15 (1688)). The seventeenth century in England saw a
number of rules aimed at disarming “disaffected persons”
surrounding the Glorious Revolution—first those thought
disloyal to King James II, and then those “perceived as
posing a threat to King William III and Queen Mary II” after
the revolution. Id. at 259. Indeed, it was the disarmament
of Protestants by King James II—“at the same time when
Papists were … armed”—that ultimately led to the English
Bill of Rights’ protection of “Protestants … hav[ing] arms
for their defence” under King William III and Queen Mary
II. 1 W. & M., ch. 1, § 6, ch. 2, §7, in 2 History of the English
Parliament 561–62 (1892).
The general tradition of disarming those “who might
want to overthrow” the current government was carried over
into the colonies. Id. Specifically, during the French and
Indian War, there was fear that Catholic colonists would
sympathize with the Catholic nation of France. See Jamie
G. McWilliam, Refining the Dangerousness Standard in
Felon Disarmament, 108 Minn. L. Rev. Headnotes 315, 319
(2024). As one scholar described the situation: “American
Protestants worried that their Catholic neighbors were
plotting with Catholic France to impose Catholic rule
throughout America.” Joseph G.S. Greenlee, Disarming the
Dangerous: The American Tradition of Firearm
Prohibitions, 16 Drexel L. Rev. 1, 35–36 (2024). And as
exemplified by one pseudonymous author in the
Pennsylvania Gazette in 1754, some feared “having our
Children enslaved by the Church of Rome,” by those
“inhuman Butchers,” the Catholics. Philanthropos, Pa.
Gazette, Sept. 5, 1754, No. 1341.
Consistent with this sentiment, Maryland enacted a law
in 1756 that “all such Armour, Gunpowder, and
Ammunition, of whatsoever Kinds, as any Papist … hath …
50 USA V. PEREZ-GARCIA
in his House … or elsewhere … shall be taken from such
Papist” and imprisoned those who failed to comply. Act of
May 22, 1756, in Votes and Proceedings of the Lower House
Assembly of the Province of Maryland 95 (1757). In that
same year, Virginia likewise enacted a law that “no Papist or
reputed Papist … shall or may have or keep … any arms,
weapons, gunpowder, or ammunition.” Act of 1756, in 3
Ecclesiastical Statutes at Large 510 (James Thomas Law ed.
1847). Pennsylvania followed suit with a law substantially
similar to Maryland’s. 3 Pennsylvania Archives 131–32
(Samuel Hazard ed. 1853).
Many colonies also enacted firearm laws targeting
American Indians based on the history of warfare between
the Indians and European settlers. In 1619, Virginia made it
a crime to “sell or give any Indians any piece shott, or
poulder, or any other armes offensive or defensive.” 1
Journals of the House of Burgesses of Virginia 13 (H.R.
McIlwaine ed. 1915). Massachusetts similarly banned
selling or bartering “any gun or guns, powder, bullets, shot,
lead, to any Indian whatsoever.” Act of 1633, in The
Charters and General Laws of the Colony and Province of
Massachusetts Bay 133 (1814). In 1639, the Dutch colony
of New Netherlands forbade its residents “to sell any Guns,
Powder or Lead to the Indians.” Ordinance of March 31,
1639, in Laws and Ordinances of New Netherland, 1638–
1674 19 (E.B. O’Callaghan ed. 1868). Other colonies
followed suit, with at least Connecticut, Pennsylvania, and
Maryland eventually barring the trade of guns with the
American Indians. 3 These laws were part of a
3
See The Public Records of the Colony of Connecticut, Prior to the
Union With New Haven Colony, May 1665 529–30 (J. Hammond
USA V. PEREZ-GARCIA 51
comprehensive scheme aimed at defending the fledgling
colonies from violent encounters with their Indian
neighbors. See Greenlee, Disarming the Dangerous, supra,
at 29.
Like attacks from neighboring Indians, many in the
colonies had an “equivalent fear” of an armed uprising by
slaves and free Blacks against the slave-holding regime.
Michael A. Bellesiles, Gun Laws in Early America: The
Regulation of Firearms Ownership, 1607–1794, 16 L. &
Hist. Rev. 567, 581 (1998). In response, many colonies
prohibited slaves or even free Blacks from possessing arms.
McWilliam, Refining the Dangerousness Standard, supra, at
319–20. In 1639, Virginia provided that all persons were to
be armed “except negroes.” Act of January 6, 1639, in 1 The
Statutes at Large; Being a Collection of All the Laws of
Virginia, from the First Session of the Legislature, in the
Year 1619 226 (William Waller Hening ed. 1809). And New
York, in 1664, made it unlawful “for any Slave or Slaves to
have or use any gun Pistoll sword Club or any other Kind of
Weapon whatsoever” unless in the presence of their master.
Act of 1664, in 2 The Colonial Laws of New York From the
Year 1664 to the Revolution 687 (James B. Lyon ed. 1894).
During the eighteenth century, at least Delaware, New York,
Maryland, South Carolina, and Georgia similarly regulated
Trumbull ed. 1850) (barring repairing an Indian’s gun or selling one to
an Indian); Act of October 22, 1763, in 6 The Statutes at Large of
Pennsylvania 320 (banning giving, selling, bartering, or exchanging with
any Indian “any guns, gunpowder, shot, bullets, lead or other warlike
stores without license”); 1757–68 Md. Acts 53 (prohibiting selling or
giving “Gun-powder, Shot, or Lead” to Indians over a certain quantity
and frequency).
52 USA V. PEREZ-GARCIA
the possession of weapons by “any Negro or Mulatto
slave.” 4
The colonists continued this tradition of disarming those
who might essentially be enemy combatants during the
Revolutionary War by disarming those who remained loyal
to Great Britain. Loyalists posed a serious threat to the
revolutionary cause. As one British historian noted, “we
may safely say that 50,000 soldiers, either regular or militia,
were drawn into the service of Great Britian from her
American sympathizers.” H.E. Egerton, The Causes and
Character of the American Revolution 178 (1923). Many at
the time believed that “loyalists—even those simply
providing supplies to the British—[could be treated] as
redcoats themselves.” Greenlee, Disarming the Dangerous,
supra, at 52–53. As John Adams wrote in a letter to George
Washington, “[Loyalists] are guilty of the very invasion in
Boston, as they are constantly aiding, abetting, comforting,
and assisting the army there.” Letter from John Adams to
Gen. Washington (Jan. 8, 1776), in 4 American Archives ser.
4 604 (Peter Force ed. 1843). And other Founders wrote that
4
1 Laws of the State of Delaware 104 (1797); see also Act of September
29, 1704, in Proceedings and Acts of the General Assembly of Maryland
261 (William Hande Browne ed. 1906) (“[T]hat no Negro or other Slave
within this Province shall be permitted to carry any Gunn ….”); Acts of
Assembly, Passed in the Province of New York, From 1691, to 1718 144
(1719) (“[I]t shall not be Lawful for any Negro, Indian, or Mulatto Slave,
to have or use any Gun or Pistol, but in his Master’s … Presence ….”);
Act of 1740, in 7 The Statutes at Large of South Carolina 404 (David J.
McCord ed. 1840) (“[I]t shall not be lawful for any slave … to carry or
make use of fire arms … unless such negro or slave shall have a …
license … from his master ….”); Act of 1755, in 18 The Colonial
Records of the State of Georgia 117–18 (Chandler ed. 1910) (“[I]t shall
not be Lawfull for any Slave … to Carry and make use of Fire Arms”
except with a ticket that must be renewed each month).
USA V. PEREZ-GARCIA 53
“if America falls, it will be owing to such divisions [between
Loyalists and patriots] more than the force of our enemies.”
Letter from Comm. of Secret Correspondence to Silas Deane
(Oct. 1, 1776), in 2 American Archives ser. 5 821 (Peter
Force ed. 1851).
Beginning in New York—“a hotbed of loyalism
throughout the war”—states began to disarm Loyalists.
Greenlee, Disarming the Dangerous, supra, at 53. In 1775,
New York’s Provincial Congress cited “the immutable laws
of self-defence” as justification for disarming anyone found
guilty of aiding the British military. 3 American Archives
ser. 4 573 (Peter Force ed. 1840). Massachusetts, in 1776,
disarmed anyone who “fled to the British fleet or army” or
aided such fleet or army, or refused to sign a declaration
supporting the revolutionary cause. Act of May 1, 1776, in
5 The Acts and Resolves, Public and Private, of the Province
of the Massachusetts Bay 479–80, 483–84 (1886) (cleaned
up). The next year, Pennsylvania similarly disarmed “every
person … refusing or neglecting to take and subscribe [an]
oath or affirmation” supporting American independence.
Act of June 13, 1777, in 9 The Statutes at Large of
Pennsylvania from 1682 to 1801 111–13 (1903). And New
Jersey disarmed any person deemed “disaffected.” Act of
1777, in Acts of the General Assembly of the State of New
Jersey 90 (1777). These laws are representative of a larger
trend of disarming those who might take up weapons with,
or otherwise aid, the enemy British combatants. 5
5
See, e.g., Act of 1775, in 15 The Public Records of the Colony of
Connecticut, From May, 1775, to June 1776 193 (Hoadly ed. 1890); Act
of 1776, in 7 Records of the Colony of Rhode Island and Providence
Plantations in New England 567 (Bartlett ed. 1862); Order of 1776, in
54 USA V. PEREZ-GARCIA
After the colonies gained their independence, certain
arms restrictions became unnecessary—like those on
Catholics, as the colonies were now allied with Catholic
France. But other groups were still perceived as dangerous
to the fledgling nation. Most notable among these were
“slaves and freedmen.” Greenlee, Possessing Arms, supra,
at 269. Given the continued prevalence of slaveholding until
the Civil War, the specter of an armed slave revolt remained
following independence. Indian attacks also remained
common, particularly on the Western frontiers. Many states
therefore maintained arms restrictions on slaves, Indians,
and other groups.
Following the Revolutionary War and into the
antebellum period, a number of states continued to regulate
the ability of slaves and free Blacks to possess weapons.
Alabama law, for example, stated that “[n]o slave shall keep
or carry any gun, powder, shot, club, or other weapon
whatsoever.” Act of March 6, 1805, in A Digest of the Laws
of the State of Alabama 540 (C.C. Clay ed. 1843). Louisiana
forbade any “slave [from] carry[ing] any visible or hidden
arms, not even with … permission for doing so.” Act of June
7, 1806, in 1 A New Digest of the Statute Laws of the State
of Louisiana 50 (Bullard & Curry ed. 1842). Maryland made
it unlawful “for any negro or mulatto within this state to keep
any … gun, except he be a free negro or mulatto.” Act of
1806, in 1 The General Public Statutory Law and Public
Local Law of the State of Maryland, From the Year 1692 to
1839 Inclusive 542–43 (Clement Dorsey ed. 1840). And
15 Documents Relating to the Colonial History of the State of New York
103 (Fernow ed. 1887); Act of 1777, in 24 The State Records of North
Carolina 89 (Clark ed. 1905); Act of 1778, in 203 Hanson’s Laws of
Maryland 1763–1784 193, 278 (1901).
USA V. PEREZ-GARCIA 55
during the Civil War, Delaware prohibited “free negroes and
free mulattoes” from owning or possessing “a gun, pistol,
sword or any warlike instrument.” Act of March 18, 1863,
in 12 Laws of the State of Delaware 332 (James Kirk ed.
1861).
Ongoing regulation of arms trading with Indians
similarly persisted following independence. In 1796, the
fourth Congress made it unlawful for any person to
“purchase, or receive of any Indian, in the way of trade or
barter, a gun.” Act of May 19, 1796, ch. XXX, § 9. The
Illinois Territory enacted a substantially similar law in 1813.
Act of Dec. 8, 1813, in Laws and Joint Resolution Passed by
the Legislative Council and House of Representatives of
Illinois Territory at Their Second Session Held at Kaskaskia
in 1813 14 (1920). In 1827, the Florida Territory made it
lawful for any person “to cause the gun of [an Indian found
outside a reservation] (if he has one) to be taken from him.”
Act of 1827, in Laws of the Colonial and State Governments,
Relating to Indians and Indian Affairs, from 1633 to 1831,
Inclusive 247 (1832). And the state of Missouri forbade any
person to “sell, exchange or give, to any Indian, any … gun.”
Act of February 27, 1845, in The Revised Statutes of the
State of Missouri 577 (1845).
The history therefore reveals that, from pre-colonial
England through the antebellum period, there was a tradition
of disarming groups deemed to be “dangerous.” See Kanter
v. Barr, 919 F.3d 437, 464 (7th Cir. 2019) (Barrett, J.,
dissenting). But the danger involved in their disarmament
was always a very particular one: a violent attack against the
56 USA V. PEREZ-GARCIA
community by a group opposed to the current regime. One
scholar has summarized the danger posed by these groups:
Catholics might have raised arms alongside
the French against Protestant England. The
Loyalists may have attacked their fellow
colonists during the Revolutionary War.
Slaves and Indians may have inflicted
violence on the white settlers as revenge for
their enslavement or for occupying their land.
In each historical scenario, danger meant one
thing: a violent attack.
McWilliam, Refining the Dangerousness Standard, supra, at
324–25. In each situation, the group had the potential to act
as enemy combatants and as such was feared to take up arms
and cause violence against the broader community.
ii.
As the Supreme Court recently noted, “[s]ince the
founding, our Nation’s firearm laws have included
provisions preventing individuals who threaten physical
harm to others from misusing firearms.” Rahimi, 144 S. Ct.
at 1896. Unlike the tradition described above, which
disarmed individuals because of their membership in a group
that might take up arms against the United States, this other
tradition addressed specific actions taken by the individual
that were either violent in themselves or gave others reason
to fear violence. See id. at 1899–1901 (“From the earliest
days of the common law, firearm regulations have included
provisions barring people from misusing weapons to harm
or menace others.”). These regulations typically took one of
two forms: “affray” or “surety” laws.
USA V. PEREZ-GARCIA 57
One widespread measure—affray laws—targeted those
who would carry arms to the terror of the public. These laws
have their root in the English Statute of Northampton, which
was passed in 1328 and prohibited “bringing … force in
affray of the peace.” 2 Edw. 3 c. 3 (1328). Affray was
originally understood as “the fighting of two or more persons
in some public place, to the terror of his majesty’s subjects.”
4 Blackstone, Commentaries *145. But as applied to
weapons, an affray was typically “understood … to
encompass the offense of arming oneself to the Terror of the
People.” Rahimi, 144 S. Ct. at 1901 (cleaned up). Since
affrays “le[d] almost necessarily to actual violen[c]e,” State
v. Huntly, 25 N.C. 418, 422 (1843) (per curiam), they were
punished with “forfeiture of the arms … and imprisonment,”
4 Blackstone, Commentaries *149.
This English tradition carried on across the Atlantic. The
colony of New Hampshire allowed “all affrayers … or any
other who shall go armed offensively, or put his Majesty’s
subjects in fear” to be arrested and his arms forfeited. Acts
and Laws of His Majesty’s Province of New Hampshire, in
New England 1–2 (1761). Massachusetts punished those “as
shall ride or go armed offensively, to the fear or terror of the
good citizens of this Commonwealth.” Act of January 29,
1795, in 1 The General Laws of Massachusetts, From the
Adoption of the Constitution, to February, 1822 454 (Theron
Metcalf ed. 1823). Maine enacted a similar law, targeting
“all affrayers … and such as shall ride or go armed
offensively, to the fear or terror of the good citizens of this
State.” Act of March 15, 1821, in 1 Laws of the State of
Maine 353–54 (1821).
Surety laws were similar to affray laws (and indeed were
often combined with them). But instead of responding to
past offensive uses of a weapon, they were prophylactic
58 USA V. PEREZ-GARCIA
measures aimed at “preventing the commission of crimes
and misdemeanors.” 4 Blackstone, Commentaries *251.
These laws consisted “in obliging those persons whom there
is a probable ground to suspect of future misbehavior, to
stipulate with and to give full assurance … that such offense
… shall not happen, by finding pledges or securities for …
their good behavior.” Id. In other words, individuals
suspected of future misconduct could be required to post
bond, and if the individual then violated the terms of the
surety, the bond would be forfeit. Id. at *253.
While surety laws in the English and colonial tradition
were used to combat a range of misconduct, a relevant
application in early America was to the misuse of firearms.
Massachusetts’s 1795 affray law, described above, was
backed by the requirement that “the offender … find sureties
for his keeping the peace, and being of the good behavior.”
Act of January 29, 1795, 1 The General Laws of
Massachusetts, supra, at 454. In 1846, Michigan passed a
law requiring surety for “any person [who] shall go armed
with a … pistol … on complaint of any person having
reasonable cause to fear an injury or breach of the peace.”
Act of May 18, 1846, in The Revised Statutes of the State of
Michigan, Passed and Approved May 18, 1846, 692 (1846).
Oregon passed a substantially similar law in 1853. The
Statutes of Oregon, Enacted and Continued in Force by the
Legislative Assembly, at the Session Commencing 5th
December, 1853 220 (1854). Several other jurisdictions
enacted similar laws. See Bruen, 597 U.S. at 56, n.23 (listing
other jurisdictions that adopted variations of “breach the
peace” firearm laws).
Like the laws described above that targeted groups
perceived as dangerous, the danger targeted by affray and
surety laws was that “of physical violence.” Rahimi, 144 S.
USA V. PEREZ-GARCIA 59
Ct. at 1901. The primary difference is that the group
disarmament laws sought to preempt violence committed at
the group level, while affray and surety laws targeted
violence committed by discrete individuals.
iii.
The panel examined this history of disarming “people or
groups deemed dangerous” and extracted the highly
generalized principle that those “who are not law-abiding,
responsible citizens” can be disarmed. Perez-Garcia, 96
F.4th at 1186. Such a reading stretches the history too far.
Each of the historical laws outlined above was focused on
one thing: violence. Groups like Catholics, Indians, and
slaves were disarmed because of fears that they would
engage in a violent attack against the community. Affray
and surety laws targeted those who either carried arms
offensively or who “pose[d] a clear threat of physical
violence to another.” Rahimi, 144 S. Ct. at 1901. To
categorize these laws as disarming those who are not “law-
abiding” is massively overinclusive—committing violence
against others or the community itself is obviously one way
to violate the law, but there is also a host of nonviolent ways
to break the law. And there were many nonviolent
lawbreakers at the Founding who were not disarmed.
Instead, disarmament was limited to certain groups, namely,
“persons guilty of committing violent crimes, persons
expected to take up arms against the government, [and]
persons with violent tendencies.” Greenlee, Possessing
Arms, supra, at 285.
Nor is “responsibility” the benchmark for valid
disarmament. Since the panel issued its decision, the
Supreme Court has clarified that “responsibility” is not “a
line derive[d] from our case law.” Rahimi, 144 S. Ct. at
60 USA V. PEREZ-GARCIA
1903. Instead, the Court explained that it “used the term
‘responsible’ [in Heller and Bruen] to describe the class of
ordinary citizens who undoubtedly enjoy the Second
Amendment right.” Id. “But those discussions … said
nothing about the status of citizens who were not
‘responsible.’” Id. This explanation by the Supreme Court
highlights why it was imprudent for the panel to conduct its
second historical analysis—when it didn’t have to in order
to decide the moot case before it—right before Rahimi was
decided.
The panel’s pivot from “dangerous” to “not law-abiding
[or] responsible” illustrates why it is important to have a
historically grounded definition of “dangerousness.” See F.
Lee Francis, Defining Dangerousness: When Disarmament
is Appropriate, 56 Tex. Tech L. Rev. 593, 596–97 (2024).
Reading the history at such a high level of abstraction
“waters down the [Second Amendment] right” so far that
basically any group or individual characteristic could be
linked to an ethereal “danger.” Rahimi, 144 S. Ct. at 1926
(Barrett, J., concurring). Under the panel’s conception,
danger essentially becomes whatever lawmakers say it is—
but there is a reason the Supreme Court rejected our previous
attempts to defer to legislative interest-balancing when an
important enumerated right is at stake. See Bruen, 597 U.S.
at 26 (warning that interest-balancing is inappropriate when
constitutional rights are at stake); Heller, 554 U.S. at 634
(cautioning that a “constitutional guarantee subject to future
judges’ assessments of its usefulness is no constitutional
guarantee at all”). “Instead of a substantive right guaranteed
to every individual against Congress, we would have a right
controlled by Congress.” Rahimi, 144 S. Ct. at 1946
(Thomas, J., dissenting). This would “open the door to
egregious abuse” of the Second Amendment right.
USA V. PEREZ-GARCIA 61
McWilliam, Refining the Dangerousness Standard, supra, at
325. The Court has never countenanced such deference, and
we should reject attempts in our circuit to sneak it back in.
Contrary to the panel’s conclusion, the principles that
underly our tradition of disarming dangerous individuals are
not “relevantly similar” to the firearm condition as applied
to Perez-Garcia and Fencl. Bruen, 597 U.S. at 29; Rahimi,
144 S. Ct. at 1898. In making this determination, we must
consider “[w]hy and how the regulation burdens the [Second
Amendment] right.” Rahimi, 144 S. Ct. at 1898. It is the
latter that is fatal here.
The historical laws described above present two ways
that one could traditionally be disarmed. First, the group
disarmament laws surrounding the Founding permitted
disarmament if one was a member of a group that was
expected to take up arms against the government. Second,
the affray and surety laws allowed one to be disarmed if he
“misus[ed] weapons to harm or menace others.” Id. at 1899.
The “principles that underpin [this specific] regulatory
tradition,” then, are that one can be disarmed if he misuses
his weapon to harm others or takes up that weapon against
his country. Id. at 1898. This tracks the Supreme Court’s
recent conclusion that the surety and affray laws support a
principle that “individuals who threaten physical harm to
others” can be disarmed, id. at 1896, and is therefore the
“right level of generality,” id. at 1926 (Barrett, J.,
concurring).
Neither Perez-Garcia nor Fencl falls into either category.
No one has argued that they are a part of a group feared to
take up arms against the United States government. While
the panel cited to laws related to group disarmament, Perez-
Garcia, 96 F.4th at 1187, its ultimate conclusion was based
62 USA V. PEREZ-GARCIA
on the individual danger posed by the defendants. And
neither defendant “likely would threaten or had threatened
another with a weapon.” Rahimi, 144 S. Ct. at 1902. 6
Perez-Garcia was charged with knowingly importing a
controlled substance under 21 U.S.C. §§ 952, 960. There is
no evidence in the record that Perez-Garcia carried a weapon
offensively or “pose[d] a clear threat of physical violence to
another.” Indeed, nothing indicates that Perez-Garcia—a
former security guard who had already undergone a rigorous
background check to obtain a California concealed carry
permit—was or would be violent. The only connection the
panel is able to make between Perez-Garcia and actual
danger is a statistical one. Perez-Garcia, 96 F.4th at 1190.
But in a world where we laudably no longer view individuals
as dangerous simply because they are Black, Indian, or
Catholic, we should be wary of extrapolating danger and
denying constitutional rights based on mere group statistics.
Fencl’s alleged conduct involves firearms but similarly
stops short of presenting a “clear threat of physical violence
to another.” Rahimi, 144 S. Ct. at 1901. He was charged
with unlawfully possessing three unlicensed short-barrel
rifles and four unlicensed silencers in violation of 26 U.S.C.
§ 5861(d). At no point does the record indicate that Fencl
“had threatened another with” those or any other weapons.
Id. at 1902. The panel makes much of the “more than 100
firearms in his house” and “thousands of rounds of
ammunition” of various kinds. Perez-Garcia, 96 F.4th at
1190. But the mere possession of weapons and
6
After Rahimi, it is clear that the government bears the burden of making
this showing. 144 S. Ct. at 1897 (“[W]hen the Government regulates
arms-bearing conduct … it bears the burden to ‘justify its regulation.’”
(citation omitted)).
USA V. PEREZ-GARCIA 63
ammunition—even a lot of both—does not imply that one is
likely to use them against another person. Otherwise,
millions of people who own multiple guns in this country—
and no doubt thousands of gun owners with “large” gun
collections—would categorically become “dangerous” and
therefore disarmable.
In reviewing burdens on the Second Amendment right,
our job is to “consider[] whether the challenged regulation is
consistent with the principles that underpin our regulatory
tradition.” Rahimi, 144 S. Ct. at 1898. In the context of
these laws, the principle is clear: those who “pose[] a clear
threat of violence to another” or to the community can be
disarmed. Id. at 1901. The government has failed to show
that Perez-Garcia or Fencl pose such a “clear threat.”
This conclusion makes sense as a matter of first
principles. The general principle behind the Second
Amendment is that of defense against violence. See Jamie
G. McWilliam, A Classical Legal Interpretation of the
Second Amendment, 28 Tex. Rev. L. & Pol. 125, 150–58
(2024). It furthered this principle, in part, by securing the
right of the people to possess arms for individual and
collective self-defense. See Heller, 554 U.S. at 599, 630
(describing “individual self-defense” as “the core lawful
purpose” for possessing arms and the “central component of
the right itself”); United States v. Miller, 307 U.S. 174, 178
(1939) (declining to find short-barrel shotguns within the
scope of the Second Amendment because they could not
“contribute to the common defense”). Consistent with this
general principle, those who create the danger that the
Second Amendment was designed to protect against could
be disarmed. This explains why those who would endanger
the community by taking up arms against the government, or
those who would threaten others with firearms, could
64 USA V. PEREZ-GARCIA
traditionally be disarmed. Since the government has not
shown that Perez-Garcia or Fencl would do either, they do
not fall within “the principles that underpin our … tradition”
of disarmament. Rahimi, 144 S. Ct. at 1898 (emphasis
added).
* * *
We should have taken this case en banc in order to vacate
the panel’s unnecessary and gratuitous opinion. Even
though mootness deprived us of the ability to review the
merits of the panel’s decision, there was still “the
opportunity to seek an en banc rehearing for the purpose of
vacating [the] decision.” Payton, 593 F.3d at 886. “The
decision whether to vacate a filed opinion based on post hoc
mootness is within our discretion based on equity.” Dickens
v. Ryan, 744 F.3d 1147, 1148 (9th Cir. 2014) (en banc)
(cleaned up). It is appropriate to exercise that discretion to
“clear[] the path for future relitigation of the issues between
the parties,” United States v. Munsingwear, Inc., 340 U.S.
36, 40 (1950), or where “exceptional circumstances …
counsel in favor of such a course,” U.S. Bancorp Mortg. Co.
v. Bonner Mall P’ship, 513 U.S. 18, 29 (1994).
The facts surrounding the panel’s opinion rendered the
circumstances exceptional enough to warrant vacating it.
The panel went out of its way to needlessly analyze the
history of disarming “dangerous” individuals—an issue key
to the constitutionality of a host of gun laws, including most
of the section 922(g) rules. Perez-Garcia, 96 F.4th at 1186.
It did not have to do so. The panel’s conclusion that the
tradition of detaining capital defendants before trial justified
the firearm condition’s application to Perez-Garcia and
Fencl, although erroneous, was sufficient to decide the case.
Id.
USA V. PEREZ-GARCIA 65
Vacating this opinion wouldn’t just “clear[] the path for
future relitigation of the issues between the parties.”
Munsingwear, 340 U.S. at 40. It would also clear the path
for the dangerousness issue to be cleanly litigated by a host
of other parties in non-moot cases that actually turn on
dangerousness. Those cases would likely involve
comprehensive briefing of the history. Here,
notwithstanding its burden of producing historical analogues
that justify its regulation, Rahimi, 144 S. Ct. at 1897; Bruen,
597 U.S. at 24, the government’s briefing contained only a
portion of the history relied upon by the panel. For example,
there was no discussion of laws disarming Catholics, the
English Bill of Rights, or the many eighteenth-century
justice-of-the-peace manuals listed by the panel. As these
laws were not included in the government’s briefing, the
defendants had no chance to respond to them. The answer
to the dangerousness inquiry would therefore be more fairly
and comprehensively adjudicated in a future case in which
dangerousness was a central issue.
The concurral attempts to justify the panel’s assistance
with the government’s burden by characterizing the issue as
a “question of law” that the panel had to get right. No doubt
it is the court’s duty to get the law right, which raises a very
interesting theoretical tension between the court’s role in
interpreting legal questions and the government’s burden to
identify historical analogues. That could present a difficult
challenge in a different case where the panel had no choice
but to balance those concerns to properly decide the case.
But here, the case was moot, and the panel could easily have
exercised its discretion not to issue an opinion—especially
since it obviously thought the government had done an
inadequate job of presenting the historical record. Or it
could have at least limited its opinion to just one of its
66 USA V. PEREZ-GARCIA
alternative grounds. But since none of these issues needed
to be addressed in an opinion at all, it rings hollow for the
concurral to suggest that the panel was forced to do its own
research to help the government meet its burden to develop
the historical record in order to get the law right … in a moot
case. It’s beyond dispute that the panel here went out of its
way to decide issues it clearly did not need to decide, and
then helped the government in deciding those issues.
Against this background of unnecessarily deciding the
dangerousness issue and doing so using historical analogues
not provided by the government, the errors in the panel’s
own merits analysis become all the more problematic. As
discussed above, the panel’s historical analysis flies in the
face of Supreme Court precedent twice over: It abstracts the
history to such a high level of generality that it essentially
returns us to the realm of interest-balancing, Bruen, 597 U.S.
at 26, all while failing to hold the government to its burden,
Rahimi, 144 S. Ct. at 1897. Even if those errors alone would
not necessarily warrant vacating the panel’s opinion,
introducing these errors through a needless analysis in which
the panel helped the government meet its burden of
justification certainly presents an exceptional circumstance
in which it would have been appropriate to exercise our
equitable discretion to vacate the panel’s opinion. U.S.
Bancorp Mortg. Co., 513 U.S. at 29. “Although we can no
longer use en banc review to correct the errors in the opinion
because the case became moot … we can vacate the decision
to avoid having the panel’s serious misinterpretations of
Supreme Court [Second Amendment] jurisprudence become
the law of our circuit.” Parsons v. Ryan, 784 F.3d 571, 572
n.1 (9th Cir. 2015) (Ikuta, J., dissenting). We should have
done so here.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
023:22-cr-01581- GPC-2 JESUS PEREZ GARCIA, Defendant-Appellant.
033:21-cr-03101- JLS-1 JOHN THOMAS FENCL, Defendant-Appellant.
04Filed September 4, 2024 Before: Kim McLane Wardlaw, Richard R.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
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Use the citation No. 10104334 and verify it against the official reporter before filing.