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No. 9546168
United States Court of Appeals for the Ninth Circuit
United States v. Howald
No. 9546168 · Decided June 13, 2024
No. 9546168·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
June 13, 2024
Citation
No. 9546168
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-1182
D.C. No.
Plaintiff - Appellee,
6:21-cr-00004-
BMM-1
v.
JOHN RUSSELL HOWALD, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the District of Montana
Brian M. Morris, District Judge, Presiding
Argued and Submitted May 6, 2024
Seattle, Washington
Filed June 13, 2024
Before: William A. Fletcher, Carlos T. Bea, and John B.
Owens, Circuit Judges.
Opinion by Judge Owens
2 USA V. HOWALD
SUMMARY*
Criminal Law
The panel affirmed John Howald’s convictions for a
federal hate crime under 18 U.S.C. § 249(a)(2) and discharge
of a firearm during a crime of violence under 18 U.S.C.
§ 924(c)(1)(A).
Howald argued that § 249(a)(2) is an unconstitutional
exercise of Congress’s Commerce Clause power both
facially and as applied to him. The panel held that the
jurisdictional element in § 249(a)(2)(B)(iii)—that a
defendant have used a firearm “that has traveled in interstate
or foreign commerce”—defeats the facial challenge. The
panel rejected the as-applied challenge because the
government proved that the firearms and ammunition used
in the offense traveled across state lines.
Howald argued that his § 249(a)(2) hate crime
conviction is not a predicate crime of violence for
§ 924(c)(1)(A). The panel held that § 249(a)(2) is divisible,
and that Howald’s offense is categorically a crime of
violence because an attempt to kill in violation of
§ 249(a)(2)(A)(ii)(II) necessarily involves “as an element
the use, attempted use, or threatened us of physical force
against the person or property of another” per
§ 924(c)(3)(A).
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. HOWALD 3
COUNSEL
Janea L. Lamar (argued) and Erin H. Flynn, Attorneys;
Kristen Clarke, Assistant Attorney General; United States
Department of Justice, Civil Rights Division, Appellate
Section, Washington, D.C.; Tim Tatarka and Paul Vestal,
Assistant United States Attorneys, United States Department
of Justice, Office of the United States Attorney, Billings,
Montana; for Plaintiff-Appellee.
Colin M. Stephens (argued), Stephens Brooke PC, Missoula,
Montana, for Defendant-Appellant.
OPINION
OWENS, Circuit Judge:
John Russell Howald appeals from his convictions for a
federal hate crime under 18 U.S.C. § 249(a)(2) and discharge
of a firearm during a crime of violence under 18 U.S.C.
§ 924(c)(1)(A). He argues that § 249(a)(2) is an
unconstitutional exercise of Congress’s Commerce Clause
power both facially and as applied to him. He also contends
that his § 249(a)(2) hate crime conviction is not a predicate
crime of violence for § 924(c)(1)(A). We have jurisdiction
under 28 U.S.C. § 1291, and we affirm.
I. BACKGROUND
A. Howald’s Hateful Attack
On March 22, 2020, Howald decided, in his words, to
“rid” his hometown of Basin, Montana, “of the fucking
lesbians . . . [and] queers.” To carry out this “mission,” he
4 USA V. HOWALD
armed himself with three semi-automatic rifles and fired at
least seven shots at the house of a local woman. He then left
the house and pronounced that “he was going to clean up the
town once and for all” of the “lesbians and gays and people
that do bad”; that he “just may have fucking killed a lesbian,
I hope”; and that “they’re gonna die, they’re gonna leave,
and it’s gonna be awesome again.” An officer arrived, drew
his weapon, and ordered Howald to drop his rifles. Howald
refused and, when the officer retreated to his vehicle, left the
scene.
The next day, law enforcement arrested Howald and, in
the following days and weeks, searched his vehicle and
camper. They found several firearms, including the rifle
used in the shooting. During a search of the victim’s home,
officers recovered spent rounds from the rifle and located
bullet holes in her fence, yard, deck, and house. Though one
of Howald’s bullets reached the living room, fortunately, no
one was physically injured in the attack.
B. The Indictment, Motions to Dismiss, and Trial
In a two-count superseding indictment, a grand jury
charged Howald with violating 18 U.S.C. § 249(a)(2) by
willfully attempting, through the use of a firearm, to cause
bodily injury to a local resident because of their sexual
orientation. The indictment specified that the rifle and
ammunition had traveled in interstate and foreign commerce.
In addition, the government alleged that the offense
“included an attempt to kill” the victim. The grand jury also
charged Howald with violating 18 U.S.C. § 924(c)(1)(A) for
discharging a firearm during and in relation to a crime of
violence, with the § 249(a)(2) count serving as the predicate
crime.
USA V. HOWALD 5
Howald moved to dismiss both counts of the indictment.
He argued that § 249(a)(2) exceeded Congress’s Commerce
Clause power, and if that charge were invalidated, the
§ 924(c) charge also would collapse. The district court
upheld the charges, reasoning that “the jurisdictional
element contained in § 249(a)(2) render[ed] the statute
constitutional on its face based on binding U.S. Supreme
Court and Ninth Circuit precedent,” including Scarborough
v. United States, 431 U.S. 563, 577 (1977), and United States
v. Alderman, 565 F.3d 641, 648 (9th Cir. 2009).1
In a subsequent motion to dismiss, Howald attacked the
§ 924(c) charge on a separate ground, contending that a
violation of § 249(a)(2) was not a qualifying crime of
violence for the § 924(c) charge. The district court rejected
that argument, ruling that under the so-called “modified
categorical approach,” § 249(a)(2) was divisible and that
Howald’s crime of conviction—an attempt to kill with a
dangerous weapon—was a crime of violence, as it
necessarily required “the use, attempted use, or threatened
use of physical force” as defined in § 924(c)(3)(A).
At trial, the jury heard testimony about the shooting and
Howald’s explanation (which a bystander had accidentally
recorded) for why he tried to kill his neighbor. The jury also
received evidence that the various firearms and
ammunition—including the rifle and bullets used in the
attack—had traveled in interstate and foreign commerce.
The jury returned a guilty verdict on both counts, and the
district court rejected Howald’s posttrial motion for a
1
The district court rejected Howald’s as-applied challenge to § 249(a)(2)
for similar reasons. It declined to address “whether the impact of bias-
motivated violence itself on interstate commerce would suffice to
establish jurisdiction” under § 249(a)(2)(B)(iv)(II).
6 USA V. HOWALD
judgment of acquittal on the hate crime conviction. The
district court declined to reconsider its previous ruling as to
§ 249(a)(2)’s facial validity and further determined that, as
applied, the government presented “ample evidence”—
which Howald “never . . . disputed”—that he had used
“multiple firearms, firearm components, and ammunition”
that had “traveled in interstate and/or foreign commerce.”
Howald received a sentence of 96 months’ imprisonment
on the hate crime charge (to run concurrent with his state
sentence arising out of the same conduct) and 120 months’
imprisonment on the § 924(c)(1)(A) charge (to run
consecutive to the hate crime sentence and the state
sentence).2
II. DISCUSSION
A. Standards of Review
We review “a district court’s denial of a motion to
dismiss an indictment on constitutional grounds de novo.”
Alderman, 565 F.3d at 644 (citation omitted). A motion for
judgment of acquittal based on insufficient evidence is also
reviewed de novo. United States v. Magallon-Jimenez, 219
F.3d 1109, 1112 (9th Cir. 2000).
In addition, “[w]e review de novo ‘whether a criminal
conviction is a crime of violence under § 924(c)(3).’”
United States v. Buck, 23 F.4th 919, 923 (9th Cir. 2022)
(citation omitted).
2
The State of Montana charged Howald with eleven counts of criminal
endangerment, one count of resisting arrest, and one count of assault on
a peace officer. Howald pled no contest and was sentenced to ten years
in Montana state prison with five years suspended.
USA V. HOWALD 7
B. Section 249(a)(2) is Constitutional
“Due respect for the decisions of a coordinate branch of
Government demands that [courts] invalidate a
congressional enactment only upon a plain showing that
Congress has exceeded its constitutional bounds.” United
States v. Morrison, 529 U.S. 598, 607 (2000). Courts may
strike down an act of Congress for exceeding its Commerce
Clause authority only if the statute bears no rational relation
to interstate commerce. See Gonzales v. Raich, 545 U.S. 1,
22 (2005). A “presumption of constitutionality” guides our
inquiry. Morrison, 529 U.S. at 607.
1. Matthew Shepard and James Byrd, Jr. Hate
Crimes Prevention Act
Congress passed the Matthew Shepard and James Byrd,
Jr. Hate Crimes Prevention Act (“HCPA”), 18 U.S.C. § 249,
in 2009 to address bias-motivated violence. Pub. L. No. 111-
84, 123 Stat. 2835; see also United States v. Hill, 927 F.3d
188, 196-97 (4th Cir. 2019) (describing some of the
legislative background to the HCPA and noting that
“Congress paid close attention to the scope of its authority
under the Commerce Clause when it enacted the Hate
Crimes Act, which was designed to strengthen federal efforts
to combat violent hate crimes”).
Section 249(a)(2)(A) of the HCPA makes it a crime
“willfully [to] cause[] bodily injury to any person or,
through the use of fire, a firearm, a dangerous weapon, or
an explosive or incendiary device, attempt[] to cause bodily
injury to any person, because of the[ir] actual or perceived .
. . sexual orientation.” The statute identifies four
jurisdictional “circumstances” (i.e., hooks or elements), one
of which the government must prove in every § 249(a)(2)
prosecution. 18 U.S.C. § 249(a)(2)(B). As relevant here,
8 USA V. HOWALD
federal jurisdiction extends to bias-motivated acts where
“the defendant employs a firearm, dangerous
weapon, explosive or incendiary device, or other weapon
that has traveled in interstate or foreign commerce,” or
where “the conduct . . . otherwise affects interstate or foreign
commerce.” Id. § 249(a)(2)(B)(iii), (iv).3
2. Howald’s Facial Challenge
Facial challenges, as opposed to as-applied challenges,
are “the most difficult to mount successfully.” Willis v. City
of Seattle, 943 F.3d 882, 886 (9th Cir. 2019) (citing City of
Los Angeles v. Patel, 576 U.S. 409, 415 (2015)). They
typically require a showing that no set of circumstances
exists under which the law would be valid or that the law
lacks a plainly legitimate sweep. Ams. for Prosperity Found.
v. Bonta, 594 U.S. 595, 615 (2021).
Howald argues that § 249(a)(2) exceeds Congress’s
power under the Commerce Clause as set out in United
States v. Lopez, 514 U.S. 549 (1995), and Morrison. He
contends that “[j]ust as the mere use or presence of a firearm
could not sustain federal jurisdiction for a regulation that
lacked any other substantial relation to an economic
enterprise in Lopez and Morrison, it cannot be sustained in
Howald’s case either.”
But we have repeatedly distinguished Lopez and
Morrison when the statute at issue—like the one here—
contains a jurisdictional element. See, e.g., United States v.
Dorsey, 418 F.3d 1038, 1045-46 (9th Cir. 2005)
(“The Lopez decision did not alter th[e] rule that a
3
Section 249(a)(1) of the HCPA concerns hate crimes involving actual
or perceived race, color, religion, or national origin. That provision is
not at issue here.
USA V. HOWALD 9
jurisdictional element will bring a federal criminal statute
within Congress’s power under the Commerce Clause.”),
abrogated in part on other grounds by Arizona v. Gant, 556
U.S. 332 (2009).
Alderman solidified that rule and set out the framework
we apply in Commerce Clause challenges to statutes
containing such hooks. 565 F.3d at 645-46, 648. In that
case, we rejected a Commerce Clause challenge to 18 U.S.C.
§ 931, which prohibits the possession of body armor “sold
or offered for sale in interstate commerce.” Id. at 642-43.
We explained that Scarborough, in which “a nearly identical
jurisdictional hook has been blessed by the Supreme Court,”
“controlled.” Alderman, 565 F.3d at 648.
In Scarborough, the Supreme Court had concluded, as a
matter of statutory interpretation, that proof that a firearm
had at some point traveled in interstate commerce satisfied
the statutorily required nexus between possession of the
firearm and commerce in Title VII of the Omnibus Crime
Control and Safe Streets Act. 431 U.S. at 575, 577. The
Court reasoned that “there is no question that Congress
intended no more than a minimal nexus requirement.” Id. at
577. Alderman read Scarborough to have “implicitly
assumed the constitutionality of the ‘in commerce’
requirement” and endorsed its “continuing vitality.” 565
F.3d at 645; see also United States v. Patton, 451 F.3d 615,
634-36 (10th Cir. 2006) (interpreting Scarborough, which
“assumed that Congress could constitutionally regulate the
possession of firearms solely because they had previously
moved across state lines,” to have been “left intact by
10 USA V. HOWALD
Lopez”). 4 For statutes containing a jurisdictional hook,
Alderman controls.
Alderman built on a series of cases that held that a
jurisdictional hook requiring the gun used in the offense to
have traveled in interstate or foreign commerce eliminates
any Commerce Clause concerns. See Dorsey, 418 F.3d at
1045-46 (upholding statute previously struck down in Lopez
because “the current version includes a ‘requirement that
[the defendant’s] possession of the firearm have a[] concrete
tie to interstate commerce’” (alterations in original) (quoting
Lopez, 514 U.S. at 567)); United States v. Hanna, 55 F.3d
1456, 1462 n.2 (9th Cir. 1995) (holding that, post-Lopez, the
“requirement [in 18 U.S.C. § 922(g)] that the firearm have
been, at some time, in interstate commerce is sufficient to
establish its constitutionality under the Commerce Clause”).
In Hanna, we rejected a facial and as-applied challenge to
§ 922(g)(1) because the gun at issue had previously traveled
in interstate commerce and the Commerce Clause requires
“only ‘[a] minimal nexus that the firearm have been, at some
time, in interstate commerce.’” 55 F.3d at 1462 (quoting
Scarborough, 431 U.S. at 575). Following Hanna, we have
repeatedly upheld § 922(g), the felon-in-possession statute,
against Commerce Clause challenges because of its
4
See also United States v. Lemons, 302 F.3d 769, 772-73 (7th Cir.
2002) (noting that “Scarborough suggested that prior movement of the
firearm in interstate commerce would suffice to meet” the jurisdictional
element); United States v. Smith, 101 F.3d 202, 215 (1st Cir.
1996) (deciding that Scarborough, rather than Lopez, applied because of
the presence of a jurisdictional hook in the statute); United States v.
Chesney, 86 F.3d 564, 570-71 (6th Cir. 1996) (adhering
to Scarborough).
USA V. HOWALD 11
requirement that the gun have traveled in interstate
commerce.5
In sum, we—as well as our sister circuits—have
consistently approved statutes with jurisdictional hooks in
the face of Commerce Clause challenges. See Hill, 927 F.3d
at 204 (identifying no case “in which a federal criminal
statute including an interstate commerce jurisdictional
element has been held to exceed Congress’s authority under
the Commerce Clause”). Howald conceded as much during
a motion hearing before the district court—“he could not
identify any valid case in which a federal court had
invalidated a federal criminal statute containing an interstate
commerce jurisdictional element.”
5
See, e.g., United States v. Polanco, 93 F.3d 555, 563 (9th Cir. 1996)
(upholding § 922(g)(1) because its “jurisdictional element is a key
distinction between § 922(g)(1) and § 922(q)”); United States v. Miller,
105 F.3d 552, 555 (9th Cir. 1997) (upholding § 922(g)(1) under Hanna
and noting that “[t]his minimal nexus requirement does not run afoul of”
Lopez), abrogated in part on other grounds by Caron v. United
States, 524 U.S. 308 (1998); United States v. Jones, 231 F.3d 508, 514
(9th Cir. 2000) (upholding § 922(g)(8) because the statute’s
jurisdictional hook “insures, on a case-by-case basis, that a defendant’s
actions implicate interstate commerce to a constitutionally adequate
degree” (quoting Polanco, 93 F.3d at 563)); United States v. Davis, 242
F.3d 1162, 1162 (9th Cir. 2001) (per curiam) (upholding § 922(g)(1)
under Jones’s holding that “our prior precedent concerning the facial
validity of § 922(g)(8) remains intact even in the wake of the Supreme
Court’s most recent decisions regarding Congress’s Commerce Clause
powers”); United States v. Rousseau, 257 F.3d 925, 932 (9th Cir. 2001)
(upholding § 922(g)(1) under Jones and Davis); United States v. Latu,
479 F.3d 1153, 1156 (9th Cir. 2007) (upholding § 922(g)(5) and
rejecting an analogy to Lopez and Morrison because “[t]he presence of
the jurisdictional element satisfies the Commerce Clause concerns
articulated in Lopez” (citing Hanna, 55 F.3d at 1462 n.2)).
12 USA V. HOWALD
The jurisdictional element in § 249(a)(2)(B)(iii)—that a
defendant have used a firearm “that has traveled in interstate
or foreign commerce”—defeats Howald’s facial challenge.
See Alderman, 565 F.3d at 645-46, 648; Dorsey, 418 F.3d at
1045-46; Hanna, 55 F.3d at 1462 & n.2. That hook is nearly
identical to those approved of in Alderman (“sold or offered
for sale, in interstate or foreign commerce”), Dorsey (“that
has moved in or that otherwise affects interstate or foreign
commerce”), and Hanna and the ensuing § 922(g) cases
(“shipped or transported in interstate or foreign commerce”).
Howald has not established that § 249(a)(2) would be
invalid in all circumstances or that the law lacks a plainly
legitimate sweep. See Ams. for Prosperity Found., 594 U.S.
at 615. Faced with a “presumption of constitutionality,”
Howald has not made “a plain showing that Congress has
exceeded its constitutional bounds.” Morrison, 529 U.S. at
607. Accordingly, we reject his facial challenge to
§ 249(a)(2).6
3. Howald’s As-Applied Challenge
We also reject Howald’s as-applied challenge to
§ 249(a)(2); the government proved that the firearms and
ammunition used in the offense traveled across state lines.
The evidence at trial showed that Howald wielded an
AK-style rifle bearing a Romanian serial number and
composed of parts imported from Romania and that Howald
fired bullets manufactured in Russia. This evidence is fatal
to Howald’s as-applied claim. See Hanna, 55 F.3d at 1462
(rejecting as-applied challenge where “[t]he serial number of
6
Because we uphold § 249(a)(2) based on the jurisdictional element in
§ 249(a)(2)(B)(iii), we follow the district court and do not reach the
“otherwise affects” element in § 249(a)(2)(B)(iv)(II).
USA V. HOWALD 13
the gun confiscated from Hanna in San Francisco revealed it
had been stolen in Sparks, Nevada”).
Howald contends that the government nevertheless
failed to prove that “Howald’s action had any effect,
substantial or otherwise, on interstate or intrastate
commerce.” But we have previously rejected such
arguments. See United States v. Rousseau, 257 F.3d 925,
932-33 (9th Cir. 2001) (rejecting argument that the
government “did not prove . . . possession of a firearm had
an ‘individualized substantial effect on commerce’” because
Scarborough provides that even a minimal, past connection
to interstate commerce is sufficient (citing Hanna, 55 F.3d
at 1462)); United States v. Younger, 398 F.3d 1179, 1193
(9th Cir. 2005) (rejecting argument that “the jurisdictional
element of § 922(g) requires proof that . . . defendant’s
conduct had an actual economic impact” because “[a] one-
time past connection to interstate commerce is sufficient
under § 922(g)(1)” (quoting United States v. Beasley, 346
F.3d 930, 936 (9th Cir. 2003))), abrogated in part on other
grounds by United States v. Duarte, No. 22-50048, 2024 WL
2068016 (9th Cir. May 9, 2024).
Thus, we affirm Howald’s § 249(a)(2) conviction.
C. Section 249(a)(2) is a “crime of violence” under 18
U.S.C. § 924(c)(1)(A)
Next, Howald claims that the district court erred by
denying his motion to dismiss Count 2; in particular, he
argues that the predicate § 249(a)(2) offense is not a crime
of violence after United States v. Taylor, 596 U.S. 845
(2022).
14 USA V. HOWALD
1. Legal Framework
Section 924(c)(1)(A) punishes any person who uses or
carries a firearm during and in relation to a crime of violence
or drug trafficking crime or who possesses a firearm in
furtherance of such a crime. Section 924(c)(3)(A)—the
“elements clause”—defines a crime of violence as a felony
which has “as an element the use, attempted use, or
threatened use of physical force against the person or
property of another.” Our inquiry is whether § 249(a)(2)
satisfies that definition.
We apply the categorial approach to determine “whether
a crime falls within the elements clause and thus constitutes
a crime of violence.” Buck, 23 F.4th at 924 (citation
omitted). This doctrine requires courts to analyze whether
the elements of the statute—rather than the specific facts of
the case—satisfy the definition. Id. Thus, we must compare
the elements of § 249(a)(2) with the definition in
§ 924(c)(3)(A) to determine whether a violation of the
former would necessarily fall within the latter. In other
words, the question is whether a conviction under
§ 249(a)(2) “necessarily ‘has as an element the use,
attempted use, or threatened use of physical force against the
person or property of another.’” Buck, 23 F.4th at 924
(citing § 924(c)(3)(A)).
However, if the predicate statute is comprised of various
offenses, it is “divisible,” so courts must apply the modified
categorical approach and determine which specific version
of the crime the offender was convicted of before analyzing
whether that offense categorically matches the elements
clause. See id. A statute is divisible when it “list[s] elements
in the alternative, and thereby define[s] multiple
crimes.” Mathis v. United States, 579 U.S. 500, 505 (2016).
USA V. HOWALD 15
As Mathis explained, “‘[e]lements’ are the ‘constituent
parts’ of a crime’s legal definition—the things the
‘prosecution must prove to sustain a conviction.’” Id. at 504
(quoting Black’s Law Dictionary 634 (10th ed. 2014)). If,
however, the statute simply “enumerates various factual
means of committing a single element,” the statute is not
divisible. Id. at 506.
If the statute is divisible, a court must look to certain
portions of the record, “including charging documents, . . .
jury instructions[,] and verdict forms,” to determine what
crime the defendant was convicted of before conducting the
categorical analysis. Johnson v. United States, 559 U.S. 133,
144 (2010).
2. Divisibility
Section 249(a)(2) is divisible for at least three reasons.
First, the completed offense and the attempted offense in
§ 249(a)(2) establish alternative versions of the crime. See
United States v. Linehan, 56 F.4th 693, 700 (9th Cir. 2022)
(concluding that 18 U.S.C. § 844(d) “is divisible into
completed and attempted offenses”), cert. denied, 144 S. Ct.
209 (2023). Linehan analogized to Taylor, which had
interpreted a statute (the Hobbs Act) that imposes penalties
for both completed and attempted offenses. Linehan, 56
F.4th at 700. Specifically, the Hobbs Act provides that
“[w]hoever . . . affects commerce . . . by robbery or extortion
or attempts or conspires so to do . . . shall be fined under this
title or imprisoned not more than twenty years, or both.” Id.
(ellipses in original). Linehan reasoned that “[i]n holding
that the offense of attempted Hobbs Act robbery was not a
crime of violence, the [Taylor] Court did not suggest that
completed Hobbs Act robbery must be treated identically,
even though both the attempted and completed offenses were
16 USA V. HOWALD
included in the same provision.” Id.; see also Taylor, 596
U.S. at 851 (“Whatever one might say about completed
Hobbs Act robbery, attempted Hobbs Act robbery does not
satisfy the elements clause.”). Thus, the court in Linehan
had “little difficulty” concluding that “in the context
of § 844(d) an attempt to commit the offense is distinct from
the completed offense.” 56 F.4th at 700.
Here too, § 249(a)(2) contains both a completed and
attempted offense. One can violate § 249(a)(2) by “willfully
caus[ing] bodily injury to any person or, through the use of
fire, a firearm, a dangerous weapon, or an explosive or
incendiary device, attempt[ing] to cause bodily injury.”
§ 249(a)(2)(A) (emphases added). As in Linehan and
Taylor, the attempt offense is distinct from the completed
one. See Linehan, 56 F.4th at 700 (identifying distinct
offenses in the language “transports or receives, or attempts
to transport or receive, in interstate or foreign commerce”).
Second, the attempt offense contains its own additional
element that is not present in the completed offense: to be
guilty of an attempt, a defendant must have used “fire, a
firearm, a dangerous weapon, or an explosive or incendiary
device.” § 249(a)(2)(A). The completed offense does not
require the use of any such fire, weapon, or device. This
additional phrase does not simply “enumerate[] various
factual means of committing a single element.” Mathis, 579
U.S. at 506. Rather, at trial on an attempted HCPA offense,
the government has to prove—as it did here—that the
defendant used such a firearm or other enumerated methods.
Therefore, the completed and attempted offenses contain
distinct elements, conduct, and proof.
Third, § 249(a)(2) “is divisible into basic and aggravated
offenses.” Buck, 23 F.4th at 925. The basic offense, listed
USA V. HOWALD 17
in § 249(a)(2)(A)(i), is punishable by “not more than 10
years.” The aggravated offense, listed in § 249(a)(2)(A)(ii),
carries a punishment of “any term of years or for life” if
“(I) death results from the offense; or (II) the offense
includes kidnapping or an attempt to kidnap, aggravated
sexual abuse or an attempt to commit aggravated sexual
abuse, or an attempt to kill.” The basic and aggravated
offenses in § 249(a)(2)(A)(i) and (ii), respectively, “are
plainly different crimes with different punishments, making
these two sets of offenses divisible from each other.” Buck,
23 F.4th at 925. Moreover, “the aggravated offense is itself
further divisible.” Id. Whether “death results” or another
aggravating circumstance is present create disjunctive
elements, not alternative means of committing a single
offense. Compare § 249(a)(2)(A)(ii)(I), with (II).
Howald points us to United States v. Roof, 10 F.4th 314,
400, 401 & n.63 (4th Cir. 2021) (per curiam), which
commented on the divisibility of § 249(a)(1), the HCPA’s
parallel provision prohibiting hate crimes based on race,
color, religion, or national origin. In a footnote with little
analysis, the Fourth Circuit did not consider the completed
and attempted offenses to represent separate elements. Id. at
401 n.63. Nevertheless, the Fourth Circuit did deem §
249(a)(1) divisible based on the divergence between the
basic offense (carrying a ten-year maximum sentence) and
the aggravated “death results” offense (carrying a maximum
sentence of life imprisonment). Id. at 400. Thus, Roof does
not support Howald’s argument that § 249(a)(2) is
indivisible. Howald also cites United States v. States, 72
18 USA V. HOWALD
F.4th 778, 786-87 (7th Cir. 2023). But States did not deal
with a § 249 conviction or address its divisibility.7
In sum, § 249(a)(2) is divisible. The indictment, jury
instructions, and verdict form all establish that Howald was
convicted of the aggravated attempt offense in
§ 249(a)(2)(A)(ii)(II) based on an attempt to kill. For
instance, on the verdict form, the jury found Howald guilty
“of violating Section 249(a)(2),” and, as such, they “further”
found that his conduct “included an attempt to kill.” See
Buck, 23 F.4th at 926 (explaining that, if the relevant
documents “‘referenc[e] one alternative term to the
exclusion of all others,’ that is an indication that the statute
contains different elements” (quoting Mathis, 579 U.S. at
519)).
3. Categorical Analysis
An attempt to kill in violation of § 249(a)(2)(A)(ii)(II)
necessarily involves “as an element the use, attempted use,
or threatened use of physical force against the person or
property of another” per § 924(c)(3)(A). Thus, Howald’s
offense of conviction is categorically a crime of violence.
Attempt to Kill. Traditionally, an attempt requires “an
individual to engage in conduct that reflects a ‘substantial
step’ toward the wrongful end,” Linehan, 56 F.4th at 702
(quoting Taylor, 596 U.S. at 851), and “the mens rea of
specific intent,” id. at 705 (citing Braxton v. United States,
500 U.S. 344, 351 n.* (1991)). “To constitute a substantial
step, conduct ‘must go beyond mere preparation and must be
strongly corroborative of the firmness of a defendant’s
7
To the extent that States suggested Roof concluded that § 249(a) is
indivisible, see States, 72 F.4th at 787, that reading of Roof is incorrect,
see Roof, 10 F.4th at 400 (“Section 249(a)(1) is divisible.”).
USA V. HOWALD 19
criminal intent.’” Id. at 702 (citation omitted). “Although a
murder may be committed without an intent to kill, an
attempt to commit murder requires a specific intent to kill.”
Braxton, 500 U.S. at 351 n.* (quoting 4 C. Torcia, Wharton’s
Criminal Law § 743, at 572 (14th ed. 1981)). The use of the
word “attempt[]” in a criminal statute implicates specific
intent “even when the statute did not contain an explicit
intent requirement.” United States v. Gracidas-Ulibarry,
231 F.3d 1188, 1192 (9th Cir. 2000) (en banc).
Attempted Use of Force. The elements clause in
§ 924(c)(3)(A) is “disjunctive, meaning that a predicate
offense can qualify as a categorical match so long as it
requires one of the specified uses of force: actual, attempted,
or threatened.” Linehan, 56 F.4th at 701 (addressing a
similarly disjunctive elements clause in 18 U.S.C. § 373(a)).
Therefore, to serve as a categorical match, an attempt to kill
under § 249(a)(2)(A)(ii)(II) need not implicate the actual use
of force as long as it requires an attempted or threatened use
of physical force. Physical force is defined as “violent
force,” that is, “force capable of causing physical pain or
injury to another person.” Johnson, 559 U.S. at 140; see also
Stokeling v. United States, 586 U.S. 73, 84 (2019)
(explaining that Johnson “does not require any particular
degree of likelihood or probability that the force used will
cause physical pain or injury; only potentiality”).
Categorical Match. Attempting to kill someone in
violation of § 249(a)(2)(A)(ii)(II) categorically implicates
the attempted use of physical force; a person who has “taken
a substantial step toward causing the death of another with
the specific intent to cause that person’s death” has taken a
20 USA V. HOWALD
substantial step toward the use of violent force. 8 United
States v. Studhorse, 883 F.3d 1198, 1205-06 (9th Cir. 2018).
As we explained in Studhorse, “such an intentional act,
‘strongly corroborative’ as it must have been of [a] purpose
to cause death, necessarily involved the use, attempted use,
or threatened use of force.” Id. Thus, “‘[e]ven if [the
defendant] took only a slight, nonviolent act with the intent
to cause another’s death, that act would pose a threat of
violent force sufficient to satisfy’ the definition of a crime of
violence” in § 924(c)(3)(A). Dorsey v. United States, 76
F.4th 1277, 1283 (9th Cir. 2023) (second alteration in
original) (quoting Studhorse, 883 F.3d at 1206), cert. denied,
144 S. Ct. 1005 (2024).
Accordingly, we have determined that other statutes
criminalizing an attempt to kill are crimes of violence under
§ 924(c)(3)(A) or substantially similar elements clauses.
See, e.g., id. at 1283-84 (witness tampering by attempting to
kill a witness in violation of 18 U.S.C. § 1512(a)(1));
Studhorse, 883 F.3d at 1205-06 (attempted first-degree
murder under Washington law); cf. Linehan, 56 F.4th at 701-
06 (soliciting the transportation of an explosive with the
knowledge or intent that it would be used to kill, injure, or
intimidate any individual or damage any property in
violation of §§ 373(a) and 844(d)). A person cannot attempt
to kill without at least attempting to use force.
Howald argues that the Supreme Court’s recent decision
in Taylor, which held that attempted Hobbs Act robbery does
not qualify as a crime of violence under § 924(c)(3)(A),
8
Because we conclude that an attempt to kill in § 249(a)(2)(A)(ii)(II)
requires an attempted use of physical force, we do not reach whether
such a violation also would implicate either an actual or a threatened use
of force. See Linehan, 56 F.4th at 701.
USA V. HOWALD 21
undermines that conclusion. See Taylor, 596 U.S. at 851-52.
We have already rejected this argument in Dorsey. 76 F.4th
at 1283-84 (“We join our sister circuits in concluding that
Taylor does not require us to reconsider our precedent
holding that attempted killing is a crime of violence.” (citing
Alvarado-Linares v. United States, 44 F.4th 1334, 1346-47
(11th Cir. 2022))). Taylor’s holding turned on the fact that
a person can commit Hobbs Act robbery by attempting to
threaten force and therefore never getting “to the point of
threatening the use of force against anyone.” 596 U.S. at
852. But § 249(a)(2) is not a threats offense; for Howald’s
offense of conviction, the government must prove that the
defendant attempted to kill another person. See Alvarado-
Linares, 44 F.4th at 1346 (distinguishing Taylor because,
“unlike Hobbs Act robbery, a criminal cannot commit
murder by threat”); States, 72 F.4th at 787-90 (holding that,
after Taylor, attempted murder of a federal officer in
violation of 18 U.S.C. §§ 1113-14 is a crime of violence
under § 924(c)(3)(A)).
Howald also asserts that the amount of force
contemplated by the elements clause is “something stronger
and more violent than mere bodily injury.” However, an
attempt to cause bodily injury as aggravated by an attempt
to kill implicates violent force sufficient to satisfy even
Howald’s reading of the elements clause. See Dorsey, 76
F.4th at 1283. Indeed, we have repeatedly held that “in the
context of assault statutes, bodily injury entails the use of
violent, physical force.” United States v. Calvillo-Palacios,
860 F.3d 1285, 1291 (9th Cir. 2017). “[F]orce capable of
causing physical pain or injury,” Johnson, 559 U.S. at 140,
encompasses an attempt to cause another person’s death.
See Calvillo-Palacios, 860 F.3d at 1291-92 (rejecting
argument that bodily injury that creates a substantial risk of
22 USA V. HOWALD
death or causes death does not qualify as violent, physical
force under Johnson).
Howald theorizes that § 249(a)(2) could be violated by a
failure to act, for instance, and as such would not rise to the
level of force required by the elements clause. But, again,
“we have already rejected” similar such theories, at least in
the context of threat and assault statutes. Calvillo-Palacios,
860 F.3d at 1290 & n.5; see also id. at 1291 & n.9. As we
explained in Calvillo-Palacios, United States v. Castleman,
572 U.S. 157 (2014), “dispose[d] of the idea that one could
knowingly or intentionally cause bodily injury without the
use of some type of physical force.” 860 F.3d at 1291; see
also Castleman, 572 U.S. at 170-71 (“That the harm occurs
indirectly, rather than directly (as with a kick or punch), does
not matter.”). And, notably, in Studhorse, we relied on
Castleman to hold that attempted murder was a crime of
violence because an “intentional act, ‘strongly
corroborative’ as it must have been of [a] purpose to cause
death,” necessarily entailed violent force under an elements
clause similar to the one at issue here. Studhorse, 883 F.3d
at 1204-06.
Thus, because “even the least culpable” acts criminalized
by the attempt-to-kill offense in § 249(a)(2)(A)(ii)(II)
require a substantial step toward the use of force, that offense
qualifies as a crime of violence for a § 924(c) charge. Buck,
23 F.4th at 924 (quoting Borden v. United States, 593 U.S.
420, 424 (2021) (plurality opinion)). The district court did
not err in denying Howald’s motion to dismiss the
indictment on Count 2.
USA V. HOWALD 23
III. CONCLUSION
We reject Howald’s claims on appeal and affirm his
convictions on both counts. Section 249(a)(2) is
constitutional under the Commerce Clause and a violation of
that provision based on an attempt to kill is a “crime of
violence” as defined by § 924(c)(3)(A).
AFFIRMED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
02Morris, District Judge, Presiding Argued and Submitted May 6, 2024 Seattle, Washington Filed June 13, 2024 Before: William A.
03HOWALD SUMMARY* Criminal Law The panel affirmed John Howald’s convictions for a federal hate crime under 18 U.S.C.
04§ 249(a)(2) and discharge of a firearm during a crime of violence under 18 U.S.C.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
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This case was decided on June 13, 2024.
Use the citation No. 9546168 and verify it against the official reporter before filing.