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No. 10773790
United States Court of Appeals for the Ninth Circuit
United States v. Gomez
No. 10773790 · Decided January 13, 2026
No. 10773790·Ninth Circuit · 2026·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
January 13, 2026
Citation
No. 10773790
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
UNITED STATES OF AMERICA, No. 23-435
D.C. No.
Plaintiff - Appellee,
8:20-cr-00171-
JVS-FWS-5
v.
JESUS RAMIRO GOMEZ, AKA
Hunter, OPINION
Defendant - Appellant.
Appeal from the United States District Court
for the Central District of California
James V. Selna, Senior District Judge, Presiding
Argued and Submitted En Banc September 9, 2025
San Francisco, California
Filed January 13, 2026
Before: Mary H. Murguia, Chief Judge, and Ronald M.
Gould, Milan D. Smith, Jr., Jacqueline H. Nguyen, Ryan D.
Nelson, Eric D. Miller, Daniel P. Collins, Lucy H. Koh,
Jennifer Sung, Holly A. Thomas, and Ana de Alba, Circuit
Judges.
Opinion by Judge H.A. Thomas;
Concurrence by Judge Collins
2 USA V. GOMEZ
SUMMARY*
Criminal Law
The en banc court affirmed the district court’s judgment
in a case in which the district court found that Jesus Ramiro
Gomez, who pleaded guilty to distribution of
methamphetamine, was subject to a career offender
enhancement under U.S.S.G. § 4B1.1(a) because his prior
conviction for assault with a deadly weapon under California
Penal Code § 245(a)(1) was a crime of violence—a
classification Gomez did not challenge until his opening
brief on appeal.
The government argued that Gomez’s unpreserved
challenge should be reviewed only for plain error under
Federal Rule of Criminal Procedure 52. In a long series of
decisions, this court previously held that where the appeal
presents a pure question of law and there is no prejudice to
the opposing party, this court may review de novo rather
than for plain error. Applying this exception, a three-judge
panel reviewed de novo whether a conviction under Section
245(a)(1) constitutes a crime of violence and concluded that
it did not.
The en banc court overruled the precedent recognizing a
“pure question of law” exception to Rule 52 and held that
unpreserved claims of legal error may be reviewed only for
plain error.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
USA V. GOMEZ 3
The en banc court further held that, in light of the
Supreme Court’s decision in Borden v. United States, 593
U.S. 420 (2021), a conviction under California Penal Code
§ 245(a)(1) does not qualify as a crime of violence, given
that Section 245(a)(1) does not require the intentional
application of force against another. The en banc court
therefore overruled this court’s pre-Borden decisions
holding that Section 245(a)(1) is a crime of violence under
Section 4B1.1(a) and held that the district court erred when
it ruled to the contrary in Gomez’s case.
But the en banc court concluded that the district court’s
error was not plain. In so concluding, the en banc court
noted that in the years since Borden, this court continued to
rely upon pre-Borden decisions to reject arguments that
Section 245(a)(1) is not a crime of violence, and that the
decision the en banc court reaches today is a close and
difficult one. The en banc court therefore affirmed the
district court’s judgment.
Judge Collins concurred in part and concurred in the
judgment. He agreed with the court’s decision to overrule
its precedent recognizing unwritten exceptions to the plain
error standards set forth in Federal Rule of Criminal
Procedure 52(b). He also agreed with the majority’s
ultimate judgment affirming Gomez’s sentence, but he
reached that conclusion by a different route. He wrote that
the court should adhere to its precedent holding that a
conviction for assault with a deadly weapon under California
Penal Code § 245(a)(1) qualifies as a “crime of violence,”
because that caselaw is not inconsistent with the Supreme
Court’s decision in Borden. Consequently, he would hold
that the district court did not err at all, and not merely that it
did not commit a plain error.
4 USA V. GOMEZ
COUNSEL
Alexander P. Robbins (argued), Assistant United States
Attorney, Deputy Chief; Bram M. Alden and David R.
Friedman, Assistant United States Attorneys, Chiefs;
Criminal Appeals Section; Mack E. Jenkins, Assistant
United States Attorney, Chief, Criminal Division; E. Martin
Estrada, United States Attorney; Office of the United States
Attorney, United States Department of Justice, Los Angeles,
California; Robert J. Keenan, Assistant United States
Attorney, Santa Ana Section, Office of the United States
Attorney, United States Department of Justice, Santa Ana,
California; for Plaintiff-Appellee.
Todd W. Burns (argued), Burns & Cohan Attorneys at Law,
San Diego, California, for Defendant-Appellant.
Kara Hartzler, Appellate Attorney; Vincent Brunkow, Chief
Appellate Attorney; Kasha Castillo, Executive Director;
Federal Defenders of San Diego Inc., San Diego, California;
Fidel Cassino-DuCloux, Federal Public Defender, Office of
the Federal Public Defender, Portland, Oregon; Colin
Fieman, Federal Public Defender, Office of the Federal
Public Defender, Seattle, Washington; Andrea George,
Executive Director, Federal Defenders of Eastern
Washington and Idaho, Spokane, Washington; Rachel
Julagay, Executive Director, Federal Defenders of Montana
Inc., Great Falls, Montana; Salina M. Kanai, Federal Public
Defender, Office of the Federal Public Defender, Honolulu,
Hawaii; Jodi Linker, Federal Public Defender, Office of the
Federal Public Defender, San Francisco, California; Leilani
V. Lujan, Federal Public Defender, Office of the Federal
Public Defender, Mongmong, Guam; Jamie McGrady,
Federal Public Defender, Office of the Federal Public
Defender, Anchorage, Alaska; Cuauhtemoc Ortega, Federal
USA V. GOMEZ 5
Public Defender, Office of the Federal Public Defender, Los
Angeles, California; Nicole Owens, Executive Director,
Federal Defender Services of Idaho, Boise, Idaho; Jon M.
Sands, Federal Public Defender, Office of the Federal Public
Defender, Phoenix, Arizona; Rene L. Valladares, Federal
Public Defender, Office of the Federal Public Defender, Las
Vegas, Nevada; Heather Williams, Federal Public Defender,
Office of the Federal Public Defender, Sacramento,
California; for Amici Curiae Ninth Circuit Federal Public
and Community Defender Offices.
OPINION
H.A. THOMAS, Circuit Judge:
Jesus Ramiro Gomez pleaded guilty to distribution of
methamphetamine. At sentencing, the district court found
that he was subject to a career offender enhancement and
sentenced him to 188 months’ imprisonment. In applying the
enhancement, the district court determined that Gomez’s
prior conviction for assault with a deadly weapon under
California Penal Code § 245(a)(1) was a crime of violence—
a classification Gomez did not challenge until his opening
brief on appeal.
The government argued that Gomez’s unpreserved
challenge should be reviewed only for plain error under
Federal Rule of Criminal Procedure 52. In a long series of
decisions, however, we had previously held that “where the
appeal presents a pure question of law and there is no
prejudice to the opposing party,” we may review de novo
rather than for plain error. United States v. Gonzalez-
6 USA V. GOMEZ
Aparicio, 663 F.3d 419, 426 (9th Cir. 2011). Applying this
exception, a three-judge panel of our court reviewed de novo
whether a conviction under Section 245(a)(1) constitutes a
crime of violence and concluded that it did not. See United
States v. Gomez, 115 F.4th 987, 999 (9th Cir. 2024), vacated
and reh’g en banc granted, 133 F.4th 1083 (9th Cir. 2025).
We have jurisdiction over this appeal under 28 U.S.C.
§ 1291 and 18 U.S.C. § 3742(a). Sitting en banc, we now
overrule our precedent recognizing a “pure question of law”
exception to Rule 52 and hold that unpreserved claims of
legal error may be reviewed only for plain error. We further
hold that, in light of the Supreme Court’s decision in Borden
v. United States, 593 U.S. 420 (2021), a conviction under
California Penal Code § 245(a)(1) does not qualify as a
crime of violence. But because the district court’s error in
concluding otherwise was not plain, we affirm the district
court’s judgment.
I.
Pursuant to the Sentencing Reform Act and the United
States Sentencing Guidelines (“U.S.S.G.”), the “career
offender” enhancement applies when a defendant is
sentenced for a controlled substance offense or a “crime of
violence” and has two prior such convictions. U.S.S.G.
§ 4B1.1(a) (U.S. Sent’g Comm’n 2018); see also 28 U.S.C.
§ 994(h) (directing the Sentencing Commission to include
such a provision in the Guidelines). For purposes of this
enhancement, a crime of violence is defined in part as “any
offense under federal or state law, punishable by
imprisonment for a term exceeding one year, that . . . has as
an element the use, attempted use, or threatened use of
physical force against the person of another.” U.S.S.G.
§ 4B1.2(a). This portion of the definition is known as the
USA V. GOMEZ 7
“elements clause.” United States v. Davis, 588 U.S. 445,
451–52 (2019) (referring to the corresponding clause of
multiple similar statutory definitions of violent crimes as the
“elements clause”).
Courts employ the “categorical approach” to determine
whether a conviction constitutes a qualifying offense under
Section 4B1.2(a). See United States v. Prigan, 8 F.4th 1115,
1118–19 (9th Cir. 2021); see also Borden, 593 U.S. at 424
(plurality opinion) (applying categorical approach to the
comparable elements clause in § 924(e)(2)(B)(i)); Taylor v.
United States, 495 U.S. 575, 602 (1990) (describing
categorical approach). Under this approach, a court must
examine whether a conviction “fits within the scope of a
generically defined crime, such as . . . a ‘crime of violence.’”
United States v. Ellsworth, 456 F.3d 1146, 1152 (9th Cir.
2006); see also Borden, 593 U.S. at 424 (plurality opinion)
(“The focus is . . . on whether the elements of the statute of
conviction meet the federal standard.”). When applying the
categorical approach, “the facts of a given case are
irrelevant.” Borden, 593 U.S. at 424 (plurality opinion).
Instead, courts focus only on “whether the elements of the
statute of conviction meet the federal” crime of violence
definition. Id. If, when conducting this examination, a court
determines that the statute of conviction makes unlawful any
conduct less culpable than that required to constitute a crime
of violence, then there is “not a categorical match.” United
States v. Begay, 33 F.4th 1081, 1091 (9th Cir. 2022) (en
banc).
In 2022, Gomez pleaded guilty to distribution of
methamphetamine. See 21 U.S.C. § 841(a)(1),
(b)(1)(A)(viii). At sentencing, the district court applied a
career offender enhancement because, in addition to
Gomez’s latest conviction for distribution of
8 USA V. GOMEZ
methamphetamine and a previous conviction for possession
of cocaine for sale, he had also previously been convicted of
assault with a deadly weapon under California Penal Code
§ 245(a)(1), which the court determined was a “crime of
violence” under Section 4B1.1(a). The application of the
career offender enhancement increased Gomez’s adjusted
offense level from 27 to 34 1 and his advisory sentencing
range from 130–162 to 262–327 months’ imprisonment. The
district court sentenced Gomez to 188 months’
imprisonment.
Gomez did not object to the district court’s finding that
his Section 245(a)(1) conviction was a crime of violence. He
raised this challenge for the first time on appeal. Reviewing
that challenge, the three-judge panel vacated Gomez’s
sentence and remanded the case to the district court for
resentencing. See Gomez, 115 F.4th at 999. Applying our
“pure question of law” exception to plain error review, the
panel exercised its discretion to review Gomez’s
unpreserved legal challenge de novo. See id. at 990–92; see
also United States v. Eckford, 77 F.4th 1228, 1231 (9th Cir.
2023). The panel held that a Section 245(a)(1) conviction is
not a crime of violence and thus could not serve as a
predicate offense for the career offender enhancement.
Gomez, 115 F.4th at 992–99. We vacated that decision after
a majority of the nonrecused active judges on our court voted
to rehear this matter en banc. See Gomez, 133 F.4th at 1083.
1
The district court applied a three-level downward adjustment to the
base offense level for Gomez accepting responsibility. See U.S.S.G.
§ 3E1.1(a), (b).
USA V. GOMEZ 9
II.
We first address the applicable standard of review for an
unpreserved claim of error.
Under Federal Rule of Criminal Procedure 52(a), “[a]ny
error, defect, irregularity, or variance that does not affect
substantial rights must be disregarded.” Fed. R. Crim. P.
52(a). But under Rule 52(b), “[a] plain error that affects
substantial rights may be considered even though it was not
brought to the [district] court’s attention.” Fed. R. Crim. P.
52(b).
The import of Rule 52 could hardly be clearer: if an error
is not plain or does not affect substantial rights, it must be
ignored if it was not raised below. Although this concept has
gone more or less unchanged since the Federal Rules of
Criminal Procedure were put into place in 1944, beginning
in the late 1970s, our court created an exception to plain error
review. In 1978, relying on several decisions in non-criminal
cases, we held in United States v. Patrin that although “[a]s
a general rule, ‘a federal appellate court does not consider an
issue not passed upon below,’” there nevertheless existed a
“narrow exception to the general rule” for situations where
“the issue conceded or neglected in the trial court is purely
one of law and . . . does not affect or rely upon the factual
record developed by the parties.” 575 F.2d 708, 712 (9th Cir.
1978) (quoting Singleton v. Wulff, 428 U.S. 106, 120
(1976)). Our decision in Patrin did not mention Rule 52(b).
See generally id.
A series of conforming decisions followed. See, e.g.,
Guam v. Okada, 694 F.2d 565, 570 n.8 (9th Cir. 1982),
opinion amended on denial of reh’g, 715 F.2d 1347 (9th Cir.
1983); United States v. Whitten, 706 F.2d 1000, 1012 (9th
Cir. 1983); United States v. Rubalcaba, 811 F.2d 491, 493
10 USA V. GOMEZ
(9th Cir. 1987); United States v. Carlson, 900 F.2d 1346,
1349 (9th Cir. 1990). By the early 1990s, we had clearly
delineated a category of criminal appeals presenting “pure
questions of law” to which we could apply de novo review,
which existed alongside those to which plain error applied.
For instance, in United States v. Flores-Payon, we held that
our “narrow exceptions to the general rule against review on
appeal of issues not raised below” included situations where
“the issue presented is purely one of law and the opposing
party will suffer no prejudice as a result of the failure to raise
the issue in the trial court,” and observed that “[f]urther
exception may be made when plain error has occurred and
an injustice might otherwise result.” 942 F.2d 556, 558 (9th
Cir. 1991) (first citing Carlson, 900 F.2d at 1349; United
States v. Smith, 905 F.2d 1296, 1302 (9th Cir. 1990); then
citing Whitten, 706 F.2d at 1012; Fed. R. Crim. P. 52).
By the early aughts, however, the Supreme Court had
made clear that appellate courts have limited authority to
review unpreserved legal issues. First, in Jones v. United
States, the Court rejected the argument that the Federal
Death Penalty Act of 1994 created an exception to Rule
52(b)’s plain error review. See 527 U.S. 373, 388–89 (1999).
Then, in United States v. Vonn, the Court held that “a
defendant who lets Rule 11 error pass without objection in
the trial court . . . has the burden to satisfy the plain-error
rule,” despite the expression of a harmless error standard in
Rule 11(h). 535 U.S. 55, 58–59 (2002). The Court
emphasized that to hold otherwise would “amount to finding
a partial repeal of Rule 52(b) by implication”—a
“disfavored” result. Id. at 65.
In 2009, the Court further “cautioned that ‘[a]ny
unwarranted extension’ of the authority granted by Rule
52(b) would disturb the careful balance it strikes between
USA V. GOMEZ 11
judicial efficiency and the redress of injustice, and that the
creation of an unjustified exception to the Rule would be
‘[e]ven less appropriate.’” Puckett v. United States, 556 U.S.
129, 135–36 (2009) (alterations in original) (citation
omitted) (first quoting United States v. Young, 470 U.S. 1,
15 (1985); and then quoting Johnson v. United States, 520
U.S. 461, 466 (1997)). Holding that “a forfeited claim that
the Government has violated the terms of a plea agreement
is subject to the plain-error standard of review,” the Court
noted that the “real question in this case is not whether plain-
error review applies . . . , but rather what conceivable reason
exists for disregarding its evident application.” Id. at 131,
136 (emphasis in original). The Court underlined that while
the breach of a plea agreement was “undoubtedly a violation
of the defendant’s rights, . . . the defendant has the
opportunity to seek vindication of those rights in district
court; if he fails to do so, Rule 52(b) as clearly sets forth the
consequences for that forfeiture as it does for all others.” Id.
at 136 (citation omitted).
After Puckett, it should arguably have been beyond
debate that our application of a “pure question of law”
exception to plain error review could not survive. What, after
all, could “all others” have referred to if not the remainder of
forfeited errors that a defendant might raise on appeal?
Indeed, as at least one of our colleagues has observed, “our
sister circuits routinely review pure questions of law for
plain error.”2 United States v. Zhou, 838 F.3d 1007, 1016
(9th Cir. 2016) (Graber, J., concurring).
2
See, e.g., United States v. Bennett, 469 F.3d 46, 50 (1st Cir. 2006);
United States v. Gamez, 577 F.3d 394, 397 (2d Cir. 2009) (per curiam);
United States v. Henderson, 64 F.4th 111, 116–17 (3d Cir. 2023); United
States v. Carthorne, 726 F.3d 503, 509 (4th Cir. 2013); United States v.
12 USA V. GOMEZ
To be sure, our application of a “pure question of law”
exception to Rule 52(b) has not gone unquestioned. See, e.g.,
Begay, 33 F.4th at 1090 n.3 (“The government did not ask
us to revisit our precedent allowing the application of de
novo review to pure questions of law where we are satisfied
the government will not be prejudiced. And because the
outcome is the same regardless of what standard we apply,
we need not consider whether that precedent can be
reconciled with the Supreme Court’s cases interpreting
Federal Rule of Criminal Procedure 52(b).” (citations
omitted)); United States v. Castillo, 69 F.4th 648, 653 (9th
Cir. 2023) (“[T]he assumption that de novo review applies
to purely legal questions that have not been argued below
has been called into question both by our court and by the
Supreme Court.”). Nevertheless, we have as a court
continued to reaffirm and reapply the principle that we “are
not limited to [plain error] review when we are presented
with [1] a question that is purely one of law and [2] where
the opposing party will suffer no prejudice as a result of the
failure to raise the issue in the trial court.” Eckford, 77 F.4th
at 1231 (alterations in original) (quoting United States v.
McAdory, 935 F.3d 838, 841–42 (9th Cir. 2019)); see also,
e.g., United States v. Garcia-Lopez, 903 F.3d 887, 892 (9th
Cir. 2018).
The time has come for us to right our course. We
“creat[ed] out of whole cloth” a pure question of law
Chavez-Hernandez, 671 F.3d 494, 497 (5th Cir. 2012); United States v.
Woodruff, 735 F.3d 445, 448 (6th Cir. 2013); United States v. Jaimes-
Jaimes, 406 F.3d 845, 849 (7th Cir. 2005); United States v. Ellis, 127
F.4th 1122, 1126 (8th Cir. 2025); United States v. Gonzalez-Jaquez, 566
F.3d 1250, 1251 (10th Cir. 2009); United States v. Laines, 69 F.4th 1221,
1233 (11th Cir. 2023); United States v. Williams, 358 F.3d 956, 966
(D.C. Cir. 2004).
USA V. GOMEZ 13
exception to Rule 52(b)—an exception that is incompatible
with Supreme Court precedent and the plain language of the
Rule. See Johnson, 520 U.S. at 466. We now overrule our
precedent establishing such an exception. Because Gomez
did not object in the district court to the classification of his
Section 245(a)(1) conviction as a crime of violence, his
claim is reviewable only for plain error. See Fed. R. Crim. P.
52(b). To prevail in this appeal, Gomez must therefore
demonstrate that the district court (1) committed an error
(2) that is plain and that (3) affects his substantial rights. See
Greer v. United States, 593 U.S. 503, 507–08 (2021). If
those three requirements are satisfied, we have discretion to
remedy the error if it “seriously affect[s] the fairness,
integrity or public reputation of judicial proceedings.”
Puckett, 556 U.S. at 135 (alteration in original) (quoting
United States v. Olano, 507 U.S. 725, 736 (1993)).
III.
Applying the standard set forth above, we turn next to
whether the district court erred in determining that assault
with a deadly weapon under California Penal Code
§ 245(a)(1) is a crime of violence.
A.
We have observed that, under the categorical approach,
the least culpable act criminalized under the statute of
conviction must involve the level of force described in the
federal crime of violence definition. See Begay, 33 F.4th at
1091. If the statute criminalizes any conduct less culpable
than the federal definition’s requirement, “the statute is not
a categorical match,” and a conviction under that statute does
not qualify as a crime of violence. Id. Gomez argues that
assault with a deadly weapon under Section 245(a)(1) does
not match the “elements clause” of U.S.S.G. § 4B1.2(a)(1)
14 USA V. GOMEZ
because Section 245(a)(1) criminalizes a lesser mens rea
than the federal definition. We agree.
In Borden, the Supreme Court determined that a
defendant’s conviction for reckless aggravated assault under
Tennessee law did not satisfy the elements clause because
that clause requires the statute of conviction to have a mens
rea greater than recklessness. See 593 U.S. at 445 (plurality
opinion). The plurality concluded that the mens rea
requirement stems from the language in the elements clause
requiring that force be used “against the person of another.”
Id. at 429. The plurality relied on the Model Penal Code’s
mens rea definitions, noting that a person acts recklessly
when he “consciously disregards a substantial and
unjustifiable risk.” Id. at 427 (quoting Model Penal Code
§ 2.02(2)(c) (1985)). The Model Penal Code defines the
most culpable mens rea—purpose—as when a person
“‘consciously desires’ a particular result.” Id. at 426 (quoting
United States v. Bailey, 444 U.S. 394, 404 (1980)). The
plurality concluded that “[t]he phrase ‘against another,’
when modifying the ‘use of force,’ demands that the
perpetrator direct his action at, or target, another individual.”
Id. at 429. Because “[r]eckless conduct is not aimed in that
prescribed manner,” it does not satisfy the elements clause.
Id.
Justice Thomas, concurring in the judgment, agreed that
reckless crimes do not satisfy the elements clause. See id. at
446 (Thomas, J., concurring). His analysis, however, relied
on a different phrase in the statute: “use of physical force.”
Id. In Justice Thomas’s view, the use of physical force “has
a well-understood meaning applying only to intentional acts
designed to cause harm.” Id. (quoting Voisine v. United
States, 579 U.S. 686, 713 (2016) (Thomas, J., dissenting)).
Because the reckless aggravated assault statute at issue
USA V. GOMEZ 15
“could be violated through mere recklessness,” it did not
satisfy the elements clause. Id.
As we held in United States v. Davis, “when a majority
of the Justices agree upon a single underlying rationale and
one opinion can reasonably be described as a logical subset
of the other,” the opinion is binding. 825 F.3d 1014, 1021–
22 (9th Cir. 2016) (en banc); see also Marks v. United States,
430 U.S. 188, 193 (1977) (explaining that the holding of the
Court in a plurality opinion is the narrowest ground agreed
upon by at least five Justices). In Borden, the four-justice
plurality and Justice Thomas agreed that a mens rea of
recklessness is insufficient to satisfy the elements clause.
The plurality opinion is narrower than Justice Thomas’s
opinion because Justice Thomas would have held that the
elements clause encompasses only “intentional acts
designed to cause harm.” Borden, 593 U.S. at 446 (Thomas,
J., concurring) (quoting Voisine, 579 U.S. at 713 (Thomas,
J., dissenting)). Even if we had not articulated the plurality’s
reasoning in our decision in Begay, see 33 F.4th at 1092–94,
it would therefore be binding upon us. And, indeed, the
government now agrees that the plurality opinion must be
treated as controlling.
Following Borden, the elements clause is satisfied only
by crimes that require uses of force with a mens rea more
culpable than recklessness. Stated differently, if a person can
be convicted under a criminal statute by using force against
another with only the “conscious[] disregard[]” of a
“substantial and unjustifiable risk,” then the crime is not a
16 USA V. GOMEZ
crime of violence. 3 Borden, 593 U.S. at 427 (plurality
opinion).
B.
Gomez was convicted under California Penal Code
§ 245(a)(1) for assault with a deadly weapon that is not a
firearm. In California, assault is “an unlawful attempt,
coupled with a present ability, to commit a violent injury on
the person of another.” Cal. Penal Code § 240. The assault
statute does not, on its face, require a specific mens rea. See
id. We thus look to the California Supreme Court’s
interpretation of the statute to determine the requisite mens
rea requirement. See Johnson v. United States, 559 U.S. 133,
138 (2010) (explaining that while interpreting the elements
clause is a question of federal law, we are bound by the state
court’s “interpretation of state law, including its
determination of the elements” of the relevant crime).
The California Supreme Court has held that the requisite
mens rea for a conviction under Section 245(a)(1) is “an
intentional act and actual knowledge of those facts sufficient
to establish that the act by its nature will probably and
directly result in the application of physical force against
another.” People v. Williams, 29 P.3d 197, 204 (Cal. 2001).
Section 245(a)(1), therefore, does not require an intent to
apply force, knowledge that an action will cause force to be
applied to another, or even subjective awareness of a risk
that such force will result.
3
Our holding in Begay is consistent with this conclusion. See 33 F.4th at
1093–95. In Begay, we held that crimes committed with “extreme
recklessness” or a “depraved heart” satisfy the elements clause because
they require sufficient awareness of the risk to constitute active uses of
force against another person. Id.
USA V. GOMEZ 17
“A person acts purposefully when he ‘consciously
desires’ a particular result.” Borden, 593 U.S. at 426
(plurality opinion) (quoting Bailey, 444 U.S. at 404). Under
Williams, Section 245(a)(1) does not require an intent to
cause harm; it merely requires an intent to do an act that
results in harm. A defendant need not have “specific intent
to cause injury or a subjective awareness of the risk that an
injury might occur.” Williams, 29 P.3d at 204; see also
People v. Wyatt, 229 P.3d 156, 158 (Cal. 2010) (“[T]he
criminal intent required for assault is ‘the general intent to
wilfully commit an act the direct, natural and probable
consequences of which if successfully completed would be
the injury to another.’” (quoting People v. Rocha, 479 P.2d
372, 376–77 (Cal. 1971))). The “intentional act” requirement
in Section 245(a)(1) requires only that the act in question be
volitional. See Williams, 29 P.3d at 201 (“The pivotal
question is whether the defendant intended to commit an act
likely to result in such physical force, not whether he or she
intended a specific harm.” (quoting People v. Colantuono,
865 P.2d 704, 712 (Cal. 1994))). It does not require the
intentional application of force against another.4
4
Our decision in Gutierrez v. Garland, 106 F.4th 866 (9th Cir. 2024), is
consistent with this conclusion. In Gutierrez, we held that carjacking
under California Penal Code § 215 is not categorically a crime of
violence. See id. at 871–77. Even though carjacking under California law
necessarily involves the act of taking a vehicle with the intent to deprive
its owner of that vehicle, we reasoned that the elements clause also
requires a sufficiently culpable mens rea as to the use of force. See id. at
874–77. Our decision in Gutierrez demonstrates that when a state statute
does not assign a sufficiently culpable mens rea to the use of force—as
opposed to other elements of the crime—it fails to satisfy the elements
clause. See id. at 876 (“That California courts do not consider a
defendant’s mens rea as to [the use of force] element [of carjacking]
18 USA V. GOMEZ
A person “acts knowingly when ‘he is aware that [a]
result is practically certain to follow from his conduct,’
whatever his affirmative desire.” Borden, 593 U.S. at 426
(plurality opinion) (alteration in original) (quoting Bailey,
444 U.S. at 404). The government argues that Section
245(a)(1) requires, at the very least, a knowing use of force.
But such a reading is incompatible with the California
Supreme Court’s holding, recited above, that assault “does
not require . . . a subjective awareness” of the risk of injury
the defendant has created. Williams, 29 P.3d at 204. While it
is true that—as the government emphasizes—the California
Supreme Court requires knowledge of the facts that make the
action the type of act likely to result in harm, this does not
equate to a subjective awareness that harm “is practically
certain” to result. Borden, 593 U.S. at 426 (plurality
opinion). Rather, as the California Supreme Court has
explained, even “a defendant who honestly believes that his
act was not likely to result in a battery is still guilty of assault
if a reasonable person, viewing the facts known to [the]
defendant, would find that the act would directly, naturally
and probably result in a battery.” Williams, 29 P.3d at 203
n.3. This falls far short of Borden’s definition of knowledge.5
Indeed, “knowledge of [the] . . . facts sufficient to establish
that the act by its nature will probably” result in force, id. at
further suggests that a defendant can be convicted for accidental or
reckless use of ‘force . . . .’”).
5
The government also points to a single sentence in Williams stating that
“mere recklessness or criminal negligence” is insufficient to satisfy
California’s assault statute. 29 P.3d at 203. But the California Supreme
Court explained that the quoted language uses the term recklessness “in
its historical sense as a synonym for criminal negligence, rather than its
more modern conception as a subjective appreciation of the risk of harm
to another.” Id. at 203 n.4.
USA V. GOMEZ 19
204, is less culpable even than Borden’s definition of
recklessness, which requires conscious disregard of a
substantial risk, 593 U.S. at 427 (plurality opinion).
Our concurring colleague disagrees, writing that the
requisite mens rea for a conviction under Section 245(a)(1)
is “a significantly more demanding mental state than the sort
of recklessness rejected in Borden.” Concurrence at 31. Our
colleague emphasizes that “a defendant who violates
§ 245(a)(1) must be shown to have intentionally committed
an act with actual subjective knowledge of circumstances
that objectively establish that a battery will directly occur as
a result.” Id. But, as explained, Section 245(a)(1) “does not
require . . . a subjective awareness of the risk that an injury
might occur.”6 Williams, 29 P.3d at 204. Awareness of the
facts that would cause a reasonable person to “find that the
act would directly, naturally and probably result in a
battery,” id. at 203 n.3, does not equate to awareness of the
risk. And a defendant who lacks a subjective awareness of
any risk cannot “consciously disregard[] a substantial and
unjustifiable risk.” Borden, 593 U.S. at 427 (plurality
opinion).
Accordingly, we overrule our pre-Borden decisions
holding that a conviction under Section 245(a)(1) is a crime
of violence under Section 4B1.1(a). See, e.g., United States
6
Our colleague writes that recklessness under Borden “did not require
that the risk of a battery ‘come anywhere close to a likelihood,’ Borden,
593 U.S. at 427 (plurality), whereas the Williams standard affirmatively
requires that a battery will be the ‘probabl[e] and direct[] result.’
Williams, 29 P.3d at 204.” Concurrence at 31. But the probability of the
risk of harm—even assuming that Williams requires a higher probability
than a substantial and unjustifiable risk—is not relevant to the mens rea
because Williams does not require a defendant to have any awareness of
that risk.
20 USA V. GOMEZ
v. Grajeda, 581 F.3d 1186, 1189–97 (9th Cir. 2009); United
States v. Jimenez-Arzate, 781 F.3d 1062, 1064–65 (9th Cir.
2015) (per curiam); United States v. Vasquez-Gonzalez, 901
F.3d 1060, 1065–68 (9th Cir. 2018). And we hold that the
district court erred when it ruled to the contrary in Gomez’s
case.7
IV.
We next consider whether the district court’s error was
plain. “[T]he Supreme Court has made clear that whether an
error is ‘plain’ for purposes of Rule 52(b) is judged ‘at the
time of review’ by the appellate court and not at the ‘time of
error.’” United States v. Irons, 31 F.4th 702, 713 (9th Cir.
2022) (emphasis in original) (quoting Henderson v. United
States, 568 U.S. 266, 273 (2013)). “The question, then, is
whether the district court’s [determination], ‘even if now
wrong (in light of the new appellate holding),’ should . . . be
characterized as ‘questionabl[y]’ wrong rather than ‘plainly
wrong.’” Id. (second alteration and emphasis in original)
(quoting Henderson, 568 U.S. at 278). This requires us to
assess “whether our analysis reveals the question at issue to
have a ‘plain’ answer or whether that analysis confirms that
we have instead answered a close and difficult question.” Id.
7
The government argues that, even if Section 245(a)(1) does not satisfy
the elements clause, it still meets the definition of a crime of violence
contained in the enumerated offenses clause. See U.S.S.G. § 4B1.2(a)(2)
(specifying that “murder, voluntary manslaughter, kidnapping,
aggravated assault, a forcible sex offense, robbery, arson, extortion, or
the use or unlawful possession of a firearm” constitute crimes of
violence). Aggravated assault under the enumerated offenses clause,
however, requires a mens rea greater than extreme recklessness. See
United States v. Garcia-Jimenez, 807 F.3d 1079, 1085 (9th Cir. 2015).
For the reasons explained above, Section 245(a)(1) does not meet that
standard.
USA V. GOMEZ 21
Undertaking that analysis, we conclude that the decision we
have reached today is a “close and difficult” one. Id.
Both before and after Borden, we have consistently held
that Section 245(a)(1) qualifies as a crime of violence. First,
in Grajeda, we held that Section 245(a)(1) was a crime of
violence because it requires “‘violent’ and ‘active’” force
and “not merely accidental” uses of force. 581 F.3d at 1195.
We were thus satisfied that the assault statute did not
criminalize merely “reckless” conduct. Id.
Next, in Jimenez-Arzate, we considered whether two
California cases undercut Grajeda’s holding and determined
that they did not. 781 F.3d at 1064–65. We explained that in
People v. Aznavoleh, 210 Cal. App. 4th 1181 (2012), the
California Court of Appeal upheld a conviction under
Section 245(a)(1) when the defendant “intentionally ran a
red light while racing another car down the street even
though he saw a car entering the intersection on the green,”
and made “no effort to stop despite a passenger warning him
that he needed to stop.” Jimenez-Arzate, 781 F.3d at 1064
(citing Aznavoleh, 210 Cal. App. 4th at 1185, 1189). And we
noted that in Wyatt, the California Supreme Court upheld a
conviction for manslaughter and assault on a child causing
death because “substantial evidence established that [the]
defendant knew he was striking his young son with his fist,
forearm, knee, and elbow, and that he used an amount of
force a reasonable person would realize was likely to result
in great bodily injury.” Id. (quoting Wyatt, 229 P.3d at 157).
We held that these decisions did not demonstrate that
Section 245(a)(1) criminalizes conduct less culpable than the
elements clause requires. Id. at 1064–65. We observed that
the defendant in Aznavoleh “heedlessly disregard[ed] a
perceived likelihood of death or grave injury to others,” and
22 USA V. GOMEZ
that in Wyatt “a reasonable person would have recognized
the dangers” of the defendant’s actions. Id.
In our most recent pre-Borden decision on this issue, we
held that Section 245(a)(1)’s “intentional act” requirement
establishes that it is an intentional crime, which satisfies the
elements clause. Vasquez-Gonzalez, 901 F.3d at 1068.
Although we quoted the California Supreme Court’s
conclusion in Williams that “recklessness or criminal
negligence” is insufficient under the assault statute, we did
not identify that, as discussed earlier, recklessness here was
a synonym for criminal negligence rather than a separate
mental state. See id. at 1067.
In the years since the Supreme Court decided Borden, we
have continued to rely upon these earlier decisions to reject
defendants’ arguments that Section 245(a)(1) is not a crime
of violence. Although these decisions are unpublished, they
demonstrate that we did not identify Borden as being
irreconcilable with our prior precedent. See, e.g., United
States v. Morton, No. 21-10291, 2022 WL 17076203, at *1
(9th Cir. Nov. 18, 2022) (“Morton argues that Borden v.
United States . . . abrogates [our] precedent. . . . We
previously held that section 245 offenses are crimes of
violence precisely because the statute requires a mens rea
greater than recklessness. Borden requires nothing more.”
(citations omitted)); United States v. Man, No. 21-10241,
2022 WL 17260489, at *1 (9th Cir. Nov. 29, 2022) (same);
Paz-Negrete v. Garland, No. 16-73889, 2023 WL 4404348,
at *1 (9th Cir. July 7, 2023) (“Paz-Negrete argues that
§ 245(a)(1) is broader than § 16(a) because its elements can
be satisfied by an offensive touching or reckless or negligent
conduct, but our court rejected both those arguments in
United States v. Grajeda . . . and United States v. Vasquez-
Gonzalez . . . . Because Grajeda and Vasquez-Gonzalez are
USA V. GOMEZ 23
binding authority, we conclude the IJ correctly determined
that Paz-Negrete’s § 245(a)(1) conviction constituted an
aggravated felony.”). And in Amaya v. Garland, we rejected
the argument that a crime of violence requires proof of
specific intent after Borden. 15 F.4th 976, 983 (9th Cir.
2021).
Given these decisions—and the analysis we have
undertaken above—we cannot conclude that the answer we
have reached today is plain. Cf. Irons, 31 F.4th at 713
(concluding that the “textual analysis” at issue there was
“sufficiently one-sided, and sufficiently dictate[d] the
answer” that it was plain error for the district court to reach
a different conclusion). Gomez has therefore not satisfied his
burden of showing that the district court committed plain
error when it applied the career offender enhancement to his
sentence. And, in light of that conclusion, we need not
answer whether the error affected Gomez’s substantial
rights.
V.
For the reasons discussed above, we overrule our
precedent recognizing a “pure question of law” exception to
Rule 52 and hold that forfeited claims of legal error are
subject to plain error review. We further conclude that
convictions under California Penal Code § 245(a)(1) are not
crimes of violence and cannot serve as the predicate for the
application of the career offender enhancement. But because
the district court’s error in concluding otherwise was not
plain, its judgment stands AFFIRMED.
24 USA V. GOMEZ
COLLINS, Circuit Judge, concurring in part and concurring
in the judgment:
I agree with the court’s decision to overrule our
precedent recognizing unwritten exceptions to the plain error
standards set forth in Federal Rule of Criminal Procedure
52(b). I therefore join section II of the court’s opinion. I
also agree with the majority’s ultimate judgment affirming
Jesus Ramiro Gomez’s sentence, but I reach that conclusion
by a very different route. Contrary to what the majority
concludes, I believe that we should adhere to our precedent
holding that a conviction for assault with a deadly weapon
under California Penal Code § 245(a)(1) qualifies as a
“crime of violence,” because that caselaw is not inconsistent
with the Supreme Court’s decision in Borden v. United
States, 593 U.S. 420 (2021). Consequently, I would hold
that the district court did not err at all, and not merely that it
did not commit a plain error. I therefore respectfully concur
in part and in the judgment.
I
In determining Gomez’s sentencing range under the
sentencing guidelines, the district court applied the career
offender enhancement contained in U.S.S.G. § 4B1.1(a).
That ruling rested dispositively on the district court’s
conclusion that Gomez’s prior conviction for assault with a
deadly weapon, in violation of California Penal Code
§ 245(a)(1), constituted a “crime of violence” within the
meaning of U.S.S.G. § 4B1.2(a). That conclusion was
dictated by our precedent holding that § 245(a)(1) is
categorically a crime of violence under the various
comparable definitions of that phrase in federal criminal law.
See United States v. Vasquez-Gonzalez, 901 F.3d 1060,
1065–68 (9th Cir. 2018); United States v. Jimenez-Arzate,
USA V. GOMEZ 25
781 F.3d 1062, 1064–65 (9th Cir. 2015); United States v.
Grajeda, 581 F.3d 1186, 1189–97 (9th Cir. 2009). Gomez
claims for the first time on appeal that this settled precedent
is no longer good law in light of Borden, and I agree with the
majority that we review this contention under the plain error
standards of Federal Rule of Criminal Procedure 52(b).
Under those standards, Gomez must first show that (1) there
was an error; (2) the error is plain; and (3) the error affects
Gomez’s “substantial rights, which generally means that
there must be a reasonable probability that, but for the error,
the outcome of the proceeding would have been different.”
Greer v. United States, 593 U.S. 503, 507–08 (2021)
(simplified). “If those three requirements are met, [we] may
grant relief if [we] conclude[] that the error had a serious
effect on the fairness, integrity or public reputation of
judicial proceedings.” Id. at 508 (simplified). In my view,
Gomez fails at the first step, because there was no error.
II
A
In evaluating whether our § 245(a)(1) precedent is
inconsistent with Borden, we must first determine what the
binding holding of Borden is.
In Borden, the defendant had previously been convicted
of “recklessly committing an assault” in violation of a
Tennessee statute, see Borden, 593 U.S. at 424–25
(plurality) (simplified), and he argued that this offense did
not qualify as a “violent felony” for purposes of the
sentencing enhancement provided under the Armed Career
Criminal Act (“ACCA”), 18 U.S.C. § 924(e). The relevant
definition of “violent felony” in the ACCA, like that of
“crime of violence” in U.S.S.G. § 4B1.2(a), applies to any
offense that has as an element the “use, attempted use, or
26 USA V. GOMEZ
threatened use of physical force against the person of
another.” 18 U.S.C. § 924(e)(2)(B)(i); see also U.S.S.G.
§ 4B1.2(b) (same). In Borden, the plurality framed the
question presented there as whether this “elements clause”
of the definition “includes offenses,” like the Tennessee
statute, that “criminaliz[e] reckless conduct.” 593 U.S. at
429 (plurality). The plurality answered that question in the
negative, holding that the definition “covers purposeful and
knowing acts, but excludes reckless conduct.” Id. at 432.
The plurality reasoned that the phrase “use of physical force
against the person of another” denotes a targeted use of
force, and thereby “sets out a mens rea requirement—of
purposeful or knowing conduct.” Id. at 432, 434 (emphasis
added). Reckless conduct, which “is not opposed to or
directed at another,” therefore does not suffice under the
plurality’s view. Id. at 432.
Justice Thomas concurred in the judgment, agreeing that
the Tennessee offense was not a violent felony under the
ACCA. Borden, 593 U.S. at 445 (Thomas, J., concurring in
the judgment). However, his reasoning differed from the
plurality’s. He concluded that “a crime that can be
committed through mere recklessness does not have as an
element the ‘use of physical force’ because that phrase has a
well-understood meaning applying only to intentional acts
designed to cause harm.” Id. (emphasis added) (additional
quotation marks omitted).
In these circumstances, in which there is no majority
opinion for the Court, the binding holding of the decision is
the “position taken by those [Justices] who concurred in the
judgment[] on the narrowest grounds.” Marks v. United
States, 430 U.S. 188, 193 (1977). As the majority notes, the
narrowest ground of decision between the plurality and
Justice Thomas in Borden is their agreement that an offense
USA V. GOMEZ 27
that may be committed with a mens rea of recklessness does
not satisfy the “elements clause” of the definition of “violent
felony” in the ACCA. See Opin. at 15. Borden therefore
establishes that if a particular statutory offense may be
committed merely by showing that the person acted with
“conscious[] disregard[]” of a “substantial and unjustifiable
risk . . . in gross deviation from accepted conduct”—which
the plurality described as “the most common formulation” of
recklessness—then that offense does not satisfy the elements
clause. Borden, 593 U.S. at 427 (plurality); id. at 446
(Thomas, J, concurring in the judgment) (relying on the
reasoning in his prior dissent in Voisine v. United States, 579
U.S. 686 (2016)); see also Voisine, 579 U.S. at 709 (Thomas,
J., dissenting) (asserting that the “standard for
recklessness”—viz., disregard of “a substantial and
unjustifiable risk”—does not satisfy the mens rea required
by the elements clause).
Because (1) the plurality’s and Justice Thomas’s
rejection of a mens rea of recklessness is the least common
denominator that defines the holding of Borden in construing
the elements clause; (2) there is no overlap between the
Borden plurality opinion and Justice Thomas’s concurring
opinion as to the extent to which a mens rea of knowledge
would be sufficient; and (3) it is generally inappropriate to
combine portions of a plurality or concurring opinion “with
a dissent” to try to form a majority rationale that would be
binding under Marks, see Johnson v. City of Grants Pass, 72
F.4th 868, 913 (9th Cir. 2023) (Collins, J., dissenting), rev’d,
603 U.S. 520 (2024), Borden does not establish a standard
for the minimum mens rea, above recklessness, that would
be needed to satisfy the elements clause. Instead, it simply
holds that recklessness does not suffice.
28 USA V. GOMEZ
Indeed, even if the Borden plurality opinion were
construed as a binding majority opinion in all respects, I do
not think that that opinion is fairly read as purporting to
articulate exactly what the requisite minimum level of mens
rea is. On the contrary, in describing the holding that
resulted from the combination of the plurality opinion and
Justice Thomas’s concurrence in the judgment, the plurality
itself described that holding exactly as I have:
Four Justices think that the “use” phrase, as
modified by the “against” phrase, in ACCA’s
elements clause excludes reckless conduct.
One Justice thinks, consistent with his
previously stated view, that the “use” phrase
alone accomplishes that result. See post, at
446 (THOMAS, J., concurring in judgment).
And that makes five to answer the question
presented. Q: Does the elements clause
exclude reckless conduct? A: Yes, it does.
593 U.S. at 437 n.6 (plurality).
Moreover, the notion that the Borden plurality opinion
establishes a minimum level of mens rea seems impossible
to square with the plurality’s insistence, in a footnote, that it
was not addressing whether “mental states (often called
‘depraved heart’ or ‘extreme recklessness’) between
recklessness and knowledge” satisfied the elements clause.
Borden, 593 U.S. at 429 n.4 (emphasis added). And we have
previously explicitly recognized, in a prior en banc decision,
that “the Supreme Court’s decision in Borden stopped short
of deciding whether offenses that may be committed with
mental states between ordinary recklessness and knowledge
. . . qualify as crimes of violence.” United States v. Begay,
USA V. GOMEZ 29
33 F.4th 1081, 1086 (9th Cir. 2022) (en banc). Put simply,
if the Borden plurality expressly declined to address whether
any mens rea standard “between” recklessness and
knowledge satisfies the elements clause, then the plurality’s
opinion cannot be read to define what the requisite minimum
mens rea is. Borden merely holds that, whatever the exact
line is, “ordinary recklessness” does not meet it. Borden,
593 U.S. at 429 n.4 (plurality).
In my view, the majority therefore errs in extracting from
Borden a minimum standard as to the level of knowledge
that must be included in an offense’s elements in order for
that offense to satisfy the elements clause. According to the
majority, Borden restricts the qualifying offenses to those
that include a knowledge requirement that meets or exceeds
the particular definition of knowledge set forth in the Model
Penal Code and a few other sources. Thus, under the
majority’s view, an offense suffices only if its mens rea
element requires knowledge in the sense of a defendant’s
subjective “aware[ness] that [a] result is practically certain
to follow from his conduct.” See Opin. at 18 (quoting
Borden, 593 U.S. at 426 (plurality) (emphasis added)); see
also Model Penal Code § 2.02(b)(ii) (“A person acts
knowingly with respect to a material element of an offense
when: . . . if the element involves a result of his conduct, he
is aware that it is practically certain that his conduct will
cause such a result.”).
But in referencing this particular definition of
knowledge, the Borden plurality did not suggest that it was
the only one that would be acceptable under the elements
clause. Rather, the Borden plurality invoked this
formulation in order to underscore just how sharply the
concept of knowledge contrasts with that of recklessness. As
the plurality explained, recklessness is very different from
30 USA V. GOMEZ
knowledge because the “substantial and unjustifiable risk”
that, if disregarded, establishes recklessness “need not come
anywhere close to a likelihood,” much less the practical
certainty required under the Model Penal Code formulation
of knowledge. Borden, 593 U.S. at 427 (plurality) (emphasis
added); see also id. (noting that recklessness covers “low-
probability events” and “possible consequence[s]”).
Furthermore, the Supreme Court authority on which Borden
relied on this point did not itself consistently enunciate a
“practical certainty” standard. In discussing the mens rea of
knowledge, Borden cited United States v. United States
Gypsum Co., 438 U.S. 422 (1978), which in turn
interchangeably referenced both knowledge that a result was
“practically certain” to occur and “knowledge that the
proscribed effects would most likely follow.” Id. at 444–45
(emphasis added) (citations omitted); see also id. at 444
(referencing “action undertaken with knowledge of its
probable consequences” (emphasis added)). Nothing in
Borden required the Court to settle upon an exact line as to
what mens rea above recklessness would suffice for
purposes of the elements clause, and the Court did not do so.
Accordingly, the binding holding of Borden is that an
offense with a mens rea of recklessness, as described in
Borden, does not satisfy the elements clause.
B
The question, then, is whether California Penal Code
§ 245(a)(1) permits a conviction based on the sort of
recklessness that was rejected by Borden. The answer is no.
As definitively construed by the California Supreme
Court, the “assault” offense set forth in § 245(a)(1) requires,
inter alia, “[1] an intentional act and [2] actual knowledge
of those facts sufficient to establish that the act by its nature
USA V. GOMEZ 31
will probably and directly result in the application of
physical force against another.” People v. Williams, 29 P.3d
197, 204 (Cal. 2001) (emphasis added). In other words,
§ 245(a)(1) requires subjective knowledge of those facts
that, in turn, objectively establish that a battery is likely to
occur as the direct result of the defendant’s intentional act,
but the statute does not require subjective knowledge that the
battery itself will occur.
This distinctive mens rea is a significantly more
demanding mental state than the sort of recklessness rejected
in Borden. The latter standard, as the plurality explained,
did not require that the risk of a battery “come anywhere
close to a likelihood,” Borden, 593 U.S. at 427 (plurality),
whereas the Williams standard affirmatively requires that a
battery will be the “probabl[e] and direct[] result.” Williams,
29 P.3d at 204; see also id. at 202 (explaining that “the
mental state for assault incorporates the language of
probability, i.e., direct, natural and probable
consequences”). Moreover, in contrast to a defendant acting
with ordinary recklessness, who merely “pay[s] insufficient
attention to the potential application of force,” a defendant
who violates § 245(a)(1) must be shown to have
intentionally committed an act with actual subjective
knowledge of circumstances that objectively establish that a
battery will directly occur as a result. Borden, 593 U.S. at
432 (plurality). And because § 245(a)(1) thus requires an
intentional act and subjective knowledge of the facts that
make the battery likely to directly result from that act, a
§ 245(a)(1) violation involves a “targeted” use of force
“against” another person in a way that ordinary recklessness
does not. Id. Although Williams’s mens rea standard falls
short of the Model Penal Code’s knowledge standard
(because it does not require subjective knowledge that the
32 USA V. GOMEZ
battery itself is practically certain to occur), it is more
demanding than the sort of mere recklessness rejected in
Borden.
The majority does not dispute that, as compared to
ordinary recklessness, the nuanced mens rea element
described in Williams requires a much greater likelihood that
a battery will result from the act that the defendant
intentionally commits with knowledge of the associated
objectively-risk-creating circumstances. But the majority
says that this difference does not matter because there is
another difference that cuts the other way: in contrast to the
“most common formulation” of recklessness, which requires
a showing that the defendant “consciously disregard[ed] a
substantial and unjustifiable risk,” Borden, 593 U.S. at 427
(plurality) (emphasis added), the Williams standard “does
not require . . . a subjective awareness of the risk that an
injury might occur,” Williams, 29 P.3d at 204 (emphasis
added). Given this latter difference, the majority argues, the
much higher probability of the risk required by Williams is
“not relevant,” and the Williams standard is “less culpable
even than Borden’s definition of recklessness.” See Opin. at
18–19 & n.6 (emphasis added). The majority’s reasoning is
flawed.
There are good reasons to doubt the majority’s
conclusion that an aggravated assault under § 245(a)(1) is
“less culpable” than the reckless assault offense at issue in
Borden, but that issue is ultimately beside the point.1 The
1
Culpability is the focus of other provisions, such as the provision of the
Immigration and Nationality Act declaring “inadmissible” certain
persons who have committed a “crime involving moral turpitude,”
8 U.S.C. § 1182(a)(2)(A)(i)(I). See Safaryan v. Barr, 975 F.3d 976,
985–88 (9th Cir. 2020) (holding that § 245(a)(1) is categorically a crime
USA V. GOMEZ 33
relevant question here is not relative culpability in the
abstract but whether the elements of the offense establish the
requisite targeting of force against another person. See
Borden, 593 U.S. at 429 (plurality). There is no such
directing of force at another when, as with ordinary
recklessness, the risk created by the defendant “need not
come anywhere close to a likelihood.” Id. at 427. But when
the defendant’s intentional actions make it likely that force
will be applied against another person as the direct
consequence of those actions, and the defendant knows the
facts that create that direct likelihood, he has “used force
‘against’ another person in the targeted way that [the
elements] clause requires.” Id. at 432.2 The fact that the
involving moral turpitude, because its combination of aggravating
factors and mens rea makes the offense sufficiently turpitudinous under
the applicable “sliding scale,” which considers the combined culpability
of both “a sufficiently reprehensible actus reus and a sufficiently
culpable mens rea”). The much greater likelihood of bodily harm
inherent in an aggravated assault under § 245(a)(1) as opposed to the
reckless assault offense at issue in Borden significantly augments the
former offense’s culpability, and that substantially increased culpability
outweighs the relatively modest countervailing distinction in culpability
“between (1) someone who is subjectively aware of the facts that create
[an] obvious risk versus (2) someone who is subjectively aware of [the]
risk.” Id. at 987. Nonetheless, I do not discern anything in the majority’s
decision that calls into question Safaryan’s holding that § 245(a)(1) is
categorically a crime involving moral turpitude. See id. at 988 (noting
that, under the sliding scale that governs the distinct analysis applicable
to a “crime involving moral turpitude,” even “recklessness is an adequate
mens rea for assault if combined with additional aggravating factors”).
2
The panel opinion was therefore wrong in contending that § 245(a)(1)
would cover the hypothetical described in Borden in which “a driver . . .
‘decides to run a red light, and hits a pedestrian whom he did not see.’”
United States v. Gomez, 115 F.4th 987, 995 (9th Cir. 2024) (quoting
Borden, 593 U.S. at 432 (plurality)). Because Williams makes clear that
a defendant cannot be convicted based on “facts he did not know but
34 USA V. GOMEZ
defendant may not subjectively perceive the obvious direct
consequence of what he knows he is doing does not negate
the “directedness or targeting,” id. at 430, that inheres in the
close connection between his known actions and their direct
consequence.
Viewed in this fuller context, § 245(a)(1)’s mens rea
requirement is somewhere “between ordinary recklessness
and knowledge” as defined in the Model Penal Code
provisions quoted in Borden. Begay, 33 F.4th at 1086.
Because § 245(a)(1) does not allow conviction based on the
sort of recklessness rejected in Borden, our existing caselaw
holding that § 245(a)(1) satisfies the elements clause is not
inconsistent with the binding holding of Borden. Absent
further guidance from the Supreme Court, I therefore would
adhere to our precedent on stare decisis grounds and hold
that § 245(a)(1) is a crime of violence for purposes of the
elements clause.
should have known” and must be shown to have known “the facts that
would lead a reasonable person to realize that a battery would directly,
naturally and probably result from his conduct,” Williams, 29 P.3d at
788, § 245(a)(1) does not apply to a defendant who actually thinks the
crosswalk is clear when he runs the red light. Cf. People v. Yorba, 2008
WL 727693, at *6 (Cal. Ct. App. 2008) (upholding a § 245(a)(1)
conviction because a jury could reasonably find that the defendant knew
the facts making a collision likely when he “was speeding through a red
light” and he saw “another car whose driver was proceeding legally with
the left-turn arrow and who had looked both ways before entering the
intersection,” even though “defendant was honking his horn while
approaching the intersection, was being chased by police cars with their
sirens on, and had illegally driven through other traffic-light-controlled
intersections while evading the police at unsafe speeds well in excess of
the posted speed limits without being involved in other collisions”).
USA V. GOMEZ 35
C
As I have noted, the majority’s contrary view is based on
the premise that Borden requires that the knowledge element
must meet or exceed the knowledge required under the
Model Penal Code formulation. I agree with the majority
that its conclusion properly follows from that assumption,
but for the reasons I have explained, I do not think that
Borden requires us to adopt that premise. Beyond that, I
have one final concern about the majority’s approach.
Specifically, despite the majority’s insistence to the
contrary, see Opin. at 16 n.3, the reasoning in its opinion
today cannot be reconciled with our en banc decision in
Begay.
I agree that Begay’s holding—viz., that “crimes
committed with ‘extreme recklessness’ or a ‘depraved heart’
satisfy the elements clause”—is logically “consistent” with
the rule that “if a person can be convicted under a criminal
statute by using force against another with only the
conscious disregard of a substantial and unjustifiable risk,
then the crime is not a crime of violence” under Borden. See
Opin. at 15–16 & n.3 (simplified). Stated differently, I agree
with the majority that the statute at issue in Begay requires
more than the recklessness rejected in Borden, and in that
sense Begay is consistent with Borden. See supra at 30
(explaining that the binding holding of Borden is simply that
“an offense with a mens rea of recklessness, as described in
Borden, does not satisfy the elements clause”).
The problem with the majority’s approach is that the
“extreme recklessness” and “depraved heart” standards
discussed in Begay do not satisfy the Model Penal Code’s
knowledge standard, which the majority later deploys as a
sufficient basis for its conclusion that § 245(a)(1) fails the
36 USA V. GOMEZ
elements clause under Borden. See Opin. at 18–19. Indeed,
we expressly acknowledged in Begay that the “mental
states” that were “at issue” there fell “between recklessness
and knowledge” as described in Borden. Begay, 33 F.4th at
1093. If, as the majority insists, the Model Penal Code
standard of knowledge must be met in order for a particular
offense to satisfy the elements clause, then Begay was
wrongly decided and cannot stand. The majority seems
unwilling to accept that conclusion, but it does not explain
how the statute at issue in Begay satisfies the majority’s test
while § 245(a)(1) fails that test.
* * *
Borden held that ordinary recklessness does not suffice
under the elements clause, and that holding is consistent with
our existing caselaw addressing § 245(a)(1). Because
Borden does not disturb that precedent, I would adhere to it
unless and until the Supreme Court further refines its
understanding of the elements clause. I would therefore hold
that the district court correctly concluded that § 245(a)(1) is
a crime of violence. Accordingly, the district court did not
err, much less plainly err, by applying the career offender
enhancement. On that basis, I respectfully concur in part and
in the judgment.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
03Selna, Senior District Judge, Presiding Argued and Submitted En Banc September 9, 2025 San Francisco, California Filed January 13, 2026 Before: Mary H.
04GOMEZ SUMMARY* Criminal Law The en banc court affirmed the district court’s judgment in a case in which the district court found that Jesus Ramiro Gomez, who pleaded guilty to distribution of methamphetamine, was subject to a career offende
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT UNITED STATES OF AMERICA, No.
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