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No. 10320983
United States Court of Appeals for the Ninth Circuit
Topaz Johnson v. Hdsp
No. 10320983 · Decided January 27, 2025
No. 10320983·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
January 27, 2025
Citation
No. 10320983
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
TOPAZ JOHNSON, No. 23-15299
Plaintiff-Appellant, D.C. No.
v. 2:22-cv-01235-
TLN-EFB
HIGH DESERT STATE PRISON;
SYLVA, Sergeant; BRIAN KIBLER,
Warden, OPINION
Defendants-Appellees.
IAN HENDERSON, No. 23-15396
Plaintiff-Appellant, D.C. No.
v. 2:22-cv-01235-
TLN-EFB
HIGH DESERT STATE PRISON;
SYLVA, Sergeant; BRIAN KIBLER,
Warden,
Defendants-Appellees.
Appeal from the United States District Court
for the Eastern District of California
Troy L. Nunley, District Judge, Presiding
2 JOHNSON V. HIGH DESERT STATE PRISON
Argued and Submitted August 15, 2024
San Francisco, California
Filed January 27, 2025
Before: Susan P. Graber, Consuelo M. Callahan, and
Lawrence VanDyke, Circuit Judges.
Opinion by Judge Callahan;
Partial Concurrence and Partial Dissent by Judge Graber
SUMMARY *
Prison Litigation Reform Act
Reversing the district court’s denial of a joint application
to proceed in forma pauperis brought by three California
inmates and its dismissal of their jointly filed lawsuit, the
panel held that the Prison Litigation Reform Act (“PLRA”)
does not prohibit prisoners from proceeding together in
lawsuits, but it does require that each prisoner in the lawsuit
pay the full amount of the filing fee.
The district court denied the inmates’ joinder as co-
plaintiffs and informed them that they could each proceed
with their claims in separate lawsuits. The district court
reasoned that if multiple prisoners were permitted to proceed
with a joint action and each paid the full filing fee, as
required by the PLRA, 28 U.S.C. § 1915(b)(1), the amount
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
JOHNSON V. HIGH DESERT STATE PRISON 3
of fees collected would exceed the amount permitted by
statute for commencement of the action, in violation of
§ 1915(b)(3), and the apparent intent of Congress. The
district court further found that lawsuits brought by multiple
prisoners proceeding pro se are incompatible with Rule 20
of the Federal Rules of Civil Procedure, permitting
permissive joinder, because such lawsuits present unique
problems not presented by ordinary civil litigation.
The panel held that while § 1915(b) requires prisoners to
each pay the full filing fee to commence an action, the statute
poses no obstacle to prisoners joining in a lawsuit. The
district court erred by looking at PLRA subsections
1915(b)(1) and (b)(3) in isolation and thereby failed to
internally harmonize § 1915(b), which according to its terms
poses no prohibition against multi-prisoner
lawsuits. Prisoners may join in a lawsuit and proceed
together under § 1915 so long as they each pay the full
amount of a filing fee.
The panel further held that the district court abused its
discretion inn denying plaintiffs’ permissive joinder under
Rule 20 based on hypothetical concerns that were not based
on the record.
Partially concurring and partially dissenting, Judge
Graber agreed with the majority opinion that the PLRA does
not prohibit prisoners from proceeding jointly under 28
U.S.C. § 1915 and that the district court abused its discretion
when it denied plaintiffs’ request for permissive joinder. But
she respectfully dissented from the holding that each
plaintiff must pay a filing fee. In Judge Graber’s view, the
PLRA provides for only one filing fee per civil action.
4 JOHNSON V. HIGH DESERT STATE PRISON
COUNSEL
George Mills (argued) and Benjamin Gunning, Roderick &
Solange MacArthur Justice Center, Washington, D.C.;
Easha Anand, Roderick & Solange MacArthur Justice
Center, San Francisco, California; for Plaintiffs-Appellants.
Martha P. Ehlenbach (argued) and Oliver C. Wu, Deputy
Attorneys General; Neah Huynh, Supervising Deputy
Attorney General; Monica N. Anderson, Senior Assistant
Attorney General; Rob Bonta, Attorney General of
California; Office of the California Attorney General,
Sacramento, California; for Defendants-Appellees.
OPINION
CALLAHAN, Circuit Judge:
In an effort to address the large number of prisoner
complaints filed in federal court, Congress enacted the
Prison Litigation Reform Act of 1995 (PLRA), Pub. L. No.
104-134, 110 Stat. 1321-71. Among other reforms, the
PLRA amended the statute governing in forma pauperis
(IFP) proceedings, 28 U.S.C. § 1915. While § 1915 applied
equally to all litigants prior to the PLRA, the amended
statute created new rules specific to prisoners. One of these
rules is that “if a prisoner brings a civil action or files an
appeal in forma pauperis, the prisoner shall be required to
pay the full amount of a filing fee.” 28 U.S.C. § 1915(b)(1).
In July 2022, three inmates in a California state prison
jointly filed suit in the Eastern District of California and
applied to proceed IFP. The district court denied their
JOHNSON V. HIGH DESERT STATE PRISON 5
request for joinder and severed their claims, holding that “the
interplay of the filing fee provisions” in the PLRA requires
prisoners to file lawsuits separately. The district court also
held that lawsuits with multiple prisoners proceeding pro se
present “unique problems” that prohibit joinder under Rule
20 of the Federal Rules of Civil Procedure, such as the
transfer of one or more plaintiffs to different institutions, the
release of one or more plaintiffs on parole, and
communication difficulties due to confinement.
We reverse. The PLRA does not prohibit prisoners from
proceeding together in lawsuits, and the district court’s
denial of joinder was not based on the record before it.
I
A
The idea that all citizens should have access to the courts
no matter their ability to pay can be traced back to the Magna
Carta. See John MacArthur Maguire, Poverty and Civil
Litigation, 36 Harv. L. Rev. 361 (1923). England codified
this principle in the late 15th century, guaranteeing that “the
poor Persons of this Land” could bring suit for “the Redress
of Injuries and Wrongs to them” without paying court fees.
11 Hen 7 c.12 (1495). The right to proceed IFP was more
checkered in American history, however. Some states
considered proceeding IFP a common law or constitutional
right, see, e.g., Spalding v. Bainbridge, 12 R.I. 244, 244–45
(1879), while other states went “without provisions of even
the most primitive sort to help poor litigants,” Maguire, at
382–84. Then, in 1892, Congress codified the right to
proceed IFP in federal courts so that no citizen would be
denied an opportunity to commence an action “solely
because his poverty makes it impossible for him to pay or
secure the costs.” Adkins v. E.I. DuPont de Nemours & Co.,
6 JOHNSON V. HIGH DESERT STATE PRISON
335 U.S. 331, 342 (1948); see Act of July 20, 1892, ch. 209,
§ 1, 27 Stat. 252, 252.
The 1892 Act permitted indigent citizens to “commence
and prosecute to conclusion any . . . suit or action without
being required to prepay fees or costs.” 27 Stat. 252. It
entitled an indigent litigant to proceed IFP by filing “a
statement under oath” attesting to the inability to pay
“because of his poverty.” Id. The litigant was required to
further attest that “he believes he is entitled to the redress he
seeks.” Id. Congress also vested courts with the discretion
to dismiss the IFP action if “it [was] made to appear that the
allegation of poverty is untrue, or if said court [was] satisfied
that the alleged cause of action is frivolous or malicious.”
Id. In 1948, Congress recodified the IFP statute in 28 U.S.C.
§ 1915(a)–(e). See 62 Stat. 954–55. And in 1959, Congress
expanded the right to any indigent “person.” See Pub. L. No.
86-320, 73 Stat. 590 (replacing “citizen” with “person” in
§ 1915(a)). So from at least 1892 onwards, our nation
ensured the right to proceed IFP, and indeed expanded the
right, so that all segments of the population could commence
federal lawsuits for free.
This changed with the PLRA. In the mid-1990s
Congress began paying particular attention to the “sharp rise
in prisoner litigation in the federal courts.” Woodford v.
Ngo, 548 U.S. 81, 84 (2006). The number of prisoner
lawsuits had grown from 6,600 in 1975 to more than 39,000
in 1994, 141 Cong. Rec. S14408, S14413 (daily ed. Sept. 27,
1995) (statement of Sen. Bob Dole), and by 1995, prisoners
were responsible for filing more than 25% of the lawsuits in
federal court. Administrative Office of the United States
Courts, 1995 Federal Court Management Statistics 167.
Through the PLRA, Congress enacted “a variety of
provisions designed to bring this litigation under control”
JOHNSON V. HIGH DESERT STATE PRISON 7
and to stem the rising tide of prisoner litigation that was
overflowing the nation’s dockets. Woodford, 548 U.S. at
84. 1
One of the provisions designed to curb prisoner litigation
was 28 U.S.C. § 1915(b). 2 Recognizing that a litigant whose
filing fees are assumed by the public “lacks an economic
incentive to refrain from filing frivolous, malicious, or
repetitive lawsuits,” Neitzke v. Williams, 490 U.S. 319, 324
(1989), Congress passed § 1915(b) to ensure prisoners “pay
the fees that normally accompany the filing of a lawsuit,”
141 Cong. Rec. S14413–14 (daily ed. Sept. 27, 1995)
(statement of Sen. Bob Dole). Section 1915(b) thus departed
from Congress’s 100-year practice of permitting all litigants
proceeding IFP—including prisoners—to commence
lawsuits for free.
Section 1915(b) contains four subsections, each of which
works to effect this change. Subsection (b)(1) requires that
a prisoner pay “the full amount of a filing fee,” including “an
initial partial filing fee.” Subsection (b)(2) provides the
1
In addition to enacting the PLRA, the 104th Congress passed other
legislation similarly designed to curb prisoner litigation. See, e.g., The
Antiterrorism and Effect Death Penalty Act of 1996, 110 Stat. 1214, 28
U.S.C. § 2244(d) (establishing a one-year statute of limitations); 141
Cong. Rec. S7651, S7657 (June 5, 1995) (statement of Sen. Bob Dole)
(“If we really want justice . . . then we must stop the endless appeals and
endless delays.”).
2
Other PLRA provisions designed in part to “reduce the quantity and
improve the quality of prisoner suits,” Porter v. Nussle, 534 U.S. 516,
524 (2002), include mandating administrative exhaustion, 42 U.S.C.
§ 1997e, prohibiting claims for emotional injury without a prior showing
of physical injury, 42 U.S.C. § 1997e(e), early screening, 28 U.S.C.
§ 1915A, and adding a “three-strikes” penalty for prisoners who have
filed “frivolous” litigation, 28 U.S.C. § 1915(g).
8 JOHNSON V. HIGH DESERT STATE PRISON
mechanism for paying and collecting this fee. Subsections
(b)(3) and (b)(4) then serve as “safety-valve” provisions, see
Bruce v. Samuels, 577 U.S. 82, 89–90 (2016), ensuring that
the filing fee collected not “exceed the amount of fees
permitted by statute,” and that a prisoner not be prohibited
from bringing suit notwithstanding the prisoner’s inability to
pay the initial partial filing fee.
B
Topaz Johnson, Ian Henderson, and Kevin Jones Jr. were
all incarcerated in High Desert State Prison in California
when they filed a lawsuit in the United States District Court
for the Eastern District of California under 42 U.S.C. § 1983.
They alleged that correctional officers forced them to stand
in “dirty, urine smelling, holding cages in handcuffs” for
nearly nine hours, causing them lower back pain, blistering
on the bottom of their feet, and emotional pain. Jones Jr.
further alleged that his handcuffs were “extra tight” and cut
into his left wrist, causing swelling and blood loss. All three
prisoners claimed that their conditions of confinement
violated the Eighth Amendment and that they were falsely
imprisoned. Jones Jr. further claimed that correctional
officers used excessive force against him. Along with their
complaint, the inmates filed a joint application to proceed
IFP under 28 U.S.C. § 1915.
When screening the inmates’ complaint, see 28 U.S.C.
§ 1915A, a magistrate judge denied the inmates’ joinder as
co-plaintiffs and informed them that they could each proceed
with their claims in separate lawsuits. In addition to denying
joinder and severing Henderson and Johnson’s claims, the
magistrate judge dismissed Jones Jr.’s complaint without
prejudice for failure to state a claim. The district court
JOHNSON V. HIGH DESERT STATE PRISON 9
adopted the magistrate judge’s findings and
recommendations in full.
In the district court’s view, “the interplay of the filing fee
provisions in the [PLRA]” prevented inmates from bringing
a lawsuit together. Looking to decisions from the Eleventh
and Seventh Circuits, the court concluded that 28 U.S.C.
§ 1915(b)(1) “expressly requires” prisoners proceeding IFP
to each pay the full filing fee for commencing an action, see
28 U.S.C. § 1914(a). The court then pointed to one of
(b)(1)’s neighboring provisions, 28 U.S.C. § 1915(b)(3),
which provides that “[i]n no event shall the filing fee
collected exceed the amount of fees permitted by statute for
the commencement of a civil action.” According to the
district court, reading these two provisions together means
that prisoners cannot bring a lawsuit together because if
multiple prisoners were permitted to proceed with a joint
action and each paid the full filing fee in accordance with
§ 1915(b)(1), the amount of fees collected would exceed the
amount permitted by statute for commencement of the action
in violation of § 1915(b)(3) and the apparent intent of
Congress.
The district court also held that lawsuits brought by
multiple prisoners proceeding pro se are incompatible with
Rule 20 of the Federal Rules of Civil Procedure because they
present “unique problems not presented by ordinary civil
litigation.” The court explained that these type of cases may
be subject to “delay and confusion” because one of the
prisoners might be transferred to a different institution or
released on parole, and because of the communication
difficulties “presented by confinement.”
After none of the inmates took action within the
deadlines set by the magistrate judge’s orders, the district
10 JOHNSON V. HIGH DESERT STATE PRISON
court dismissed Johnson and Henderson’s complaint without
prejudice, and dismissed the entire action without prejudice.
Johnson and Henderson timely appealed. 3
II
“Interpretation of the PLRA is a question of law, which
we review de novo.” Page v. Torrey, 201 F.3d 1136, 1138–
39 (9th Cir. 2000). We review a district court’s denial of
joinder for abuse of discretion, Coughlin v. Rogers, 130 F.3d
1348, 1351 (9th Cir. 1997), and review de novo the district
court’s legal conclusions underlying its decision, E.E.O.C.
v. Peabody W. Coal Co., 610 F.3d 1070, 1076 (9th Cir.
2010). A district court necessarily abuses its discretion if “it
based its ruling on an erroneous view of the law or on a
clearly erroneous assessment of the evidence.” Cooter &
Gell v. Hartmarx Corp., 496 U.S. 384, 405 (1990).
We have jurisdiction under 28 U.S.C. § 1291 because the
district court’s “dismissal of an action without prejudice
[was] a final appealable order.” Laub v. U.S. Dep’t of
Interior, 342 F.3d 1080, 1084–85 (9th Cir. 2003).
III
The district court’s interpretation of the PLRA was
partially correct. While § 1915(b) requires prisoners to each
pay the full filing fee to commence an action, the statute
poses no obstacle to prisoners joining in a lawsuit.
A
In ascertaining the meaning of § 1915(b), “we begin, as
always, with the statutory text.” Hernandez v. Williams,
3
We consolidated Johnson’s and Henderson’s separate appeals and, at
our request, the California Office of the Attorney General appeared on
behalf of Defendants.
JOHNSON V. HIGH DESERT STATE PRISON 11
Zinman & Parham PC, 829 F.3d 1068, 1072 (9th Cir. 2016).
Section 1915(b) provides in relevant part:
(b)(1) [I]f a prisoner brings a civil action or
files an appeal in forma pauperis, the prisoner
shall be required to pay the full amount of a
filing fee. The court shall assess and, when
funds exist, collect . . . an initial partial filing
fee . . .
(2) After payment of the initial partial filing
fee, the prisoner shall be required to make
monthly payments of 20 percent of the
preceding month’s income credited to the
prisoner’s account. The agency having
custody of the prisoner shall forward
payments from the prisoner’s account to the
clerk of the court each time the amount in the
account exceeds $10 until the filing fees are
paid.
(3) In no event shall the filing fee collected
exceed the amount of fees permitted by
statute for the commencement of a civil
action or an appeal of a civil action or
criminal judgment.
(4) In no event shall a prisoner be prohibited
from bringing a civil action or appealing a
civil or criminal judgment for the reason that
the prisoner has no assets and no means by
which to pay the initial partial filing fee.
28 U.S.C. § 1915(b).
12 JOHNSON V. HIGH DESERT STATE PRISON
The “amount of fees permitted by statute for the
commencement of a civil action,” id. § 1915(b)(3), is
provided by 28 U.S.C. § 1914, which presently requires “the
parties instituting any civil action . . . to pay a filing fee of
$350.” 4 In the district court’s view, because “the full amount
of a filing fee” for commencing an action is $350, if both
Henderson and Johnson paid this amount—as required under
subsection (b)(1)—then the “filing fee collected” from them
together would exceed the $350 amount prohibited by
subsection (b)(3).
This interpretation of § 1915(b) was incorrect. For
starters, it switched midstream whether the fee-collecting
scheme applied to one prisoner or multiple prisoners. When
interpreting subsection (b)(1), the district court held that
prisoners proceeding IFP must each pay the full filing fee.
But then when interpreting subsection (b)(3), the court
changed course and held that the statute considers collecting
fees from multiple prisoners. However, there is “scant
indication that the statute’s perspective shifts partway
through.” Bruce, 577 U.S. at 89–90. Section 1915(b)
contemplates a “per-litigant approach,” Boriboune v. Berge,
391 F.3d 852, 856 (7th Cir. 2004), and subsection (b)(3)
governs collecting fees from an individual prisoner no matter
how many join in a lawsuit.
We know this because § 1915(b)’s subsections
“stubbornly require” courts to assess and collect filing fees
based on an individual prisoner’s financial circumstances.
See Niz-Chavez v. Garland, 593 U.S. 155, 161 (2021). For
example, subsection (b)(1) requires that prisoners pay “the
full amount of a filing fee,” and when funds exist, pay “an
4
The fee for filing a civil action was increased from $250 to $350 under
the Deficit Reduction Act of 2005, 120 Stat. 183.
JOHNSON V. HIGH DESERT STATE PRISON 13
initial partial filing fee” based on “the average monthly
deposits to the prisoner’s account” or “the average monthly
balance in the prisoner’s account from the 6-month period
immediately preceding the filing of the complaint or notice
of appeal.” Subsection (b)(2) then provides the nuts-and-
bolts for doing this, requiring that prisoners “make monthly
payments of 20 percent of the preceding month’s income
credited to the prisoner’s account” and directing “[t]he
agency having custody of the prisoner” to send these
payments “from the prisoner’s account to the clerk of the
court each time the amount in the account exceeds $10.” At
bottom, the amount and timing of payments under § 1915(b)
are “contingent on certain person-specific findings,”
Boriboune, 391 F.3d at 856, so the district court erred in
viewing subsection (b)(3) as contemplating the collection of
fees from multiple persons.
“It is a fundamental canon of statutory construction that
the words of a statute must be read in their context and with
a view to their place in the overall statutory scheme.”
Sturgeon v. Frost, 577 U.S. 424, 438 (2016) (quoting
Roberts v. Sea-Land Servs., Inc., 566 U.S. 93, 101 (2012)).
Courts must consider each of a statute’s subsections, and
“the statute’s terms and sequencing,” New Prime Inc. v.
Oliveira, 586 U.S. 105, 111 (2019), to fully “construe what
Congress has enacted.” Duncan v. Walker, 533 U.S. 167,
172 (2001); see also FDA v. Brown & Williamson Tobacco
Corp., 529 U.S. 120, 132, 133 (2000) (explaining that “a
reviewing court should not confine itself to examining a
particular statutory provision in isolation” but should
interpret the statute “as a symmetrical and coherent
regulatory scheme”) (quoting Gustafson v. Alloyd Co., 513
U.S. 561, 569 (1995)). Here, the district court considered
only half of § 1915(b)’s subsections, and in doing so failed
14 JOHNSON V. HIGH DESERT STATE PRISON
to abide by this longstanding principle of statutory
interpretation.
By analyzing subsections (b)(1) and (b)(3) as though
they exist separately from subsections (b)(2) and (b)(4), the
district court by definition did not consider the statute’s
“sequencing,” New Prime Inc., 586 U.S. at 111, and
ultimately advanced an “erroneous view of the law.” Cooter
& Gell, 496 U.S. at 405. When read in context, we see that
subsection (b)(3) works in tandem with subsection (b)(4) to
serve as a “safety-valve” for Congress’ new fee-collecting
scheme. Bruce, 577 U.S. at 89–90. Both subsections ensure
that “[i]n no event shall” the filing fee collected from a
prisoner through their monthly payments “exceed the
amount of fees permitted by statute,” or that a prisoner be
prohibited from bringing a civil action even if “the prisoner
has no assets and no means by which to pay the initial partial
filing fee.” Subsections (b)(1)–(2) thus set up the payment
system, and subsections (b)(3)–(4) ensure that courts
properly administer the system. See Hagan v. Rogers, 570
F.3d 146, 155 n.3 (3d Cir. 2009). And this system
contemplates collecting fees from one prisoner at a time, so
the “filing fee collected” in (b)(3) sensibly refers to the filing
fee paid by each prisoner under (b)(1)–(2).
The district court’s interpretation also conflated the
filing fees required in IFP proceedings with the filing fees
required in other proceedings. For instance, while both 28
U.S.C. §§ 1914 and 1917 contemplate paying one filing fee
per proceeding, § 1915 contemplates paying one filing fee
per litigant. The plain text of the different statutes makes
this clear. Section 1914(a) requires that “the parties . . . pay
a filing fee,” and section 1917 requires a filing fee for “any
separate or joint notice of appeal.” Section 1915, by
contrast, provides that “the prisoner shall be required to pay
JOHNSON V. HIGH DESERT STATE PRISON 15
the full amount of a filing fee.” Recall that prior to the PLRA
there were no filing fee whatsoever for IFP litigants. As the
Supreme Court has instructed, we are “entitled to assume
that, in amending [§ 1915], Congress legislated with care.”
Palmore v. United States, 411 U.S. 389, 395 (1973). Had
Congress intended to equate the paying of fees under
§§ 1914 and 1917 with the paying of fees under § 1915, “it
would have said so expressly, and not left the matter to mere
implication.” Id.
Indeed, an “express provision ‘would have been easy,’”
id. at 395 n.5, as demonstrated by § 1915(f), which permits
courts to award costs arising from IFP proceedings “as in
other proceedings.” 28 U.S.C. § 1915(f)(1). 5 This language
shows that when Congress intended to equate IFP
proceedings to other proceedings, “it knew how to do so.”
Curtis v. United States, 511 U.S. 485, 492 (1994). Congress’
omission of similar language in § 1915(b) indicates that it
did not intend to have IFP filing fees paid as they are in other
proceedings. Keene Corp. v. United States, 508 U.S. 200,
208 (1993) (“Where Congress includes particular language
in one section of a statute but omits it in another, it is
generally presumed that Congress acts intentionally and
purposely in the disparate inclusion or exclusion.”) (cleaned
up). Because “we read this omission to be intentional,”
Cornell v. Lima Corporate, 988 F.3d 1089, 1099 (9th Cir.
2021), we conclude that Congress did not want prisoners to
split the filing fee as litigants do in “other proceedings”
brought under §§ 1914 and 1917. See Rotkiske v. Klemm,
589 U.S. 8, 14 (2019) (“It is a fundamental principle of
5
Congress has included a variation of this language in the IFP statute
since 1892. See 27 Stat. 252, 252 (1892) (permitting courts to award
costs “as in other cases”); 62 Stat 869, 955 (1948) (same).
16 JOHNSON V. HIGH DESERT STATE PRISON
statutory interpretation that absent provisions cannot be
supplied by the courts. To do so is not a construction of a
statute, but, in effect, an enlargement of it by the court.”)
(cleaned up).
B
We do not write today’s decision on a blank slate. We
join the Third, Seventh, and Eleventh Circuits in holding that
each prisoner proceeding IFP must pay the full amount of a
filing fee. 6 Like us, each of our sister circuits has reached
this conclusion by looking to the plain language of the
PLRA.
In Hubbard v. Haley, for example, the Eleventh Circuit
considered an appeal from multiple Alabama state prisoners
and held that “the district court properly applied the clear
language of the PLRA to require that each prisoner pay the
full amount of the filing fees.” 262 F.3d 1194, 1198 (11th
Cir. 2001). The Eleventh Circuit also looked at Congress’
intent “to taper prisoner litigation” to conclude that “the
Congressional purpose in promulgating the PLRA enforces
6
Only the Sixth Circuit has arguably come to a different conclusion. See
Talley-Bey v. Knebl, 168 F.3d 884, 887 (6th Cir. 1999); In re Prison
Litigation Reform Act, 105 F.3d 1131 (6th Cir. 1997). But district courts
in that circuit are split on the precedential effect of these cases. See Jones
v. Fletcher, No. Civ.A.05CV07-JMH, 2005 WL 1175960, at *6 (E.D.
Ky. May 5, 2005) (“Within the Sixth Circuit, it is unsettled whether the
[PLRA] permits apportionment of filing fees”); Montague v. Schofield,
No. 2:14-cv-00292, 2015 WL 1879590, at *4–5 (E.D. Tenn. Apr. 22,
2015) (agreeing with the Third, Seventh, and Eleventh Circuits that the
PLRA counsels against the assessment of a single filing fee); Calhoun v.
Washington, No. 21-10476, 2021 WL 1387782, at *1 n.1 (E.D. Mich.
Apr. 13, 2021) (noting intra-circuit split in the Sixth Circuit for
apportioning filing fees under the PLRA).
JOHNSON V. HIGH DESERT STATE PRISON 17
an interpretation that each prisoner pay the full filing fee.”
Id. at 1197–98.
In Boriboune v. Berge, the Seventh Circuit agreed with
the Eleventh Circuit and held that “it is hard to read [the
statue’s] language any other way.” 391 F.3d 852, 855 (7th
Cir. 2004). The Seventh Circuit further explained that
requiring each prisoner to pay the full filing fee was a more
sensible reading of the statute because of the administrative
difficulties that arise from a district court’s “attempt to
apportion one fee among multiple prisoners whose litigation
histories and trust balances differ.” Id. at 856. The Seventh
Circuit explained that “[t]hese difficulties vanish if we take
§ 1915(b)(1) at face value and hold that one price of forma
pauperis status is each prisoner’s responsibility to pay the
full fee in installments . . . no matter how many other
plaintiffs join the complaint.” Id.
Then, in Hagan v. Rogers, the Third Circuit agreed with
Boriboune that “the requirement for each prisoner to pay a
full fee is simply one price that a prisoner must pay for IFP
status under the PLRA.” 570 F.3d 146, 155 (3d Cir. 2009);
id.at 160 (Jordan, J., concurring in part and dissenting in
part). And like us, the Third Circuit explained how such an
interpretation of subsection (b)(1) can be read in harmony
with § 1915(b)(3) because when “[r]ead in sequence,
common sense indicates that § 1915(b)(3) merely ensures
that an IFP prisoner’s fees, when paid by installment, will
not exceed the standard individual filing fee paid in full.” Id.
at 155–56. As the Third Circuit explained, section
1915(b)(3) “must be read in the context of § 1915(b) as a
whole. . . . Reading the PLRA as requiring each joined IFP
litigant to pay a full individual filing fee by installment, and
no more, harmonizes the PLRA with Rule 20, and internally
harmonizes the various provisions of § 1915(b).” Id.
18 JOHNSON V. HIGH DESERT STATE PRISON
We further note that district courts in the Second, Fourth,
Fifth, Eighth, and Tenth Circuits have also held that
prisoners cannot split the cost of a filing fee when
proceeding under § 1915(b). A decision from the Southern
District of New York provides a window into how these
courts consider the issue. In Miller v. Annucci, the district
court held that the “prohibition in § 1915(b)(3) against
collecting more than ‘the amount of fees permitted by statute
for the commencement of a civil action’ does not cap the
total fees collected from prisoners in a multiprisoner case at
$350,” but rather “prevents courts from collecting more than
$350 in installment payments from each prisoner.” No. 18-
cv-0037, 2018 WL 10125145, at *3 (S.D.N.Y. Feb. 27,
2018). Next, turning to the PLRA’s “principal purpose” of
deterring frivolous prisoner lawsuits and appeals, the court
held that “[a] filing-fee discount that increases with each
additional prisoner [who] joins an action is not consistent
with the PLRA’s legislative history.” Id. at *4
(“Multiprisoner actions would naturally proliferate if such
an incentive existed.”). Finally, the district court explained
how the “administrative burdens associated with
multiprisoner cases would also increase, both for the courts
and for the prisons that administer the disbursement of
prisoner funds under § 1915” if prisoners proceeding IFP
were allowed to split the cost of a filing fee. Id. 7
7
See also, e.g., Ofori v. Clarke, No. 7:18-cv-00587, 2019 WL 4344289,
at *4 (W.D. Va. Sept. 12, 2019) (“[T]he plain language of the PLRA
requires that each plaintiff be assessed the full filing fee.”); Glenewinkel
v. Carvajal, No. 3:20-cv-2256-B, 2020 WL 5513432, at *2 (N.D. Tex.
Sept. 14, 2020) (“Because one of the premier purposes of this provision
was to curtail abusive prisoner tort, civil rights and conditions of
confinement litigation, it necessarily requires that each prisoner who
JOHNSON V. HIGH DESERT STATE PRISON 19
In sum, the weight of authority supports our conclusion
that the PLRA requires each prisoner proceeding IFP in a
multi-prisoner lawsuit to pay “the full amount of a filing
fee.” 28 U.S.C. § 1915(b)(1). See Conn. Nat. Bank v.
Germain, 503 U.S. 249, 253–54 (1992) (“We have stated
time and again that courts must presume that a legislature
says in a statute what it means and means in a statute what it
says there.”) (internal quotations omitted). The district court
erred in concluding that this requirement somehow prohibits
IFP prisoners from proceeding together in a joint lawsuit.
The district court’s reasoning looked at subsections (b)(1)
and (b)(3) in isolation and thereby failed to internally
harmonize § 1915(b), which “according to its terms” poses
no prohibition against multi-prisoner lawsuits. Lamie v. U.S.
Tr., 540 U.S. 526, 534 (2004).
C
Plaintiffs raise a number of arguments for why they can
split the “full amount of a filing fee” under § 1915(b), but
none are persuasive.
To begin, Plaintiffs rely on the Dictionary Act to argue
that we should read section 1915(b)(1) as saying “if
[prisoners] bring[] a civil action . . . in forma pauperis, [the
prisoners] shall be required to pay the full amount of a filing
fee.” See 1 U.S.C. § 1. But Plaintiffs’ reliance on the
Dictionary Act “doesn’t quite track.” Niz-Chavez, 593 U.S.
files suit pay the filing fee.”) (internal quotation marks omitted); Taylor
v. United States, No. 2:20-cv-00207, 2021 WL 11551663, at *2 (E.D.
Ark. June 2, 2021) (“Each of the six in forma pauperis Plaintiffs will be
assessed a separate filing fee”); Cremer v. Conover, No. 09-3200-SAC,
2009 WL 3241583, at *1 (D. Kan. Oct. 1, 2009) (“[E]ach prisoner
plaintiff in a non-habeas civil action is obligated to pay the full $350.00
district court filing fee over time”).
20 JOHNSON V. HIGH DESERT STATE PRISON
at 161. Even if one reads subsection (b)(1) as requiring that
“the prisoners” pay the full amount of a filing fee, that says
nothing about whether they must pay the fee collectively or
separately.
Plaintiffs next contend that other sections in the IFP
statute suggest they can split the fee to commence an action.
For example, they argue that § 1915(b) “is a modification”
of § 1915(a), which “ties the filing fee to the action, not the
litigant.” But as explained above, § 1915(b) is not a
“modification” of § 1915(a); it is a complete departure from
the 100-year history of permitting all indigent litigants to
commence federal lawsuits for free. And it is unremarkable
that § 1915(a) ties a litigant’s inability to pay to an “action.”
Of course it does. Courts must decide whether the litigant
can pay for something.
Plaintiffs’ reliance on § 1915(f) is similarly
unpersuasive. Congress added subsections (f)(2)(A)–(C) so
prisoners would pay costs “in the same manner” as paying
fees, but otherwise left intact subsection (f)(1)’s directive
that costs be awarded by courts “as in other proceedings.”
The textual similarities between §§ 1915(b) and 1915(f) thus
concern the manner of making payments, but that’s it. See
Skinner v. Govorchin, 463 F.3d 518, 522 (6th Cir. 2006). So
while a court can apportion costs between multiple IFP
litigants as they do “in other proceedings,” 8 it cannot
apportion the filing fee between multiple IFP litigants as it
might otherwise do “in other proceedings.”
8
Federal Rule of Civil Procedure 54(d)(1) authorizes the award of costs
“to the prevailing party.” When there are multiple prevailing parties, we
have held that courts may apportion the award of costs. See Williams v.
Gaye, 895 F.3d 1106, 1133 (9th Cir. 2018).
JOHNSON V. HIGH DESERT STATE PRISON 21
Perhaps recognizing that neighboring sections do not
help, Plaintiffs turn to neighboring statutes for support.
Relying on Jones v. Bock, Plaintiffs argue that § 1915(b)
preserved the “usual practice” of apportioning filing fees
among co-plaintiffs as provided in §§ 1914 and 1917. 549
U.S. 199, 212 (2007). But there was no “usual practice” for
litigants proceeding IFP to pay anything, so adding
subsection (b) to § 1915 did not preserve any practice for
indigent litigants at all. 9 And like the district court, Plaintiffs
conflate the filing fees required for IFP prisoners with those
required for litigants in other proceedings. While both
§§ 1914 and 1917 contemplate paying one filing fee per
proceeding, § 1915 contemplates paying one filing fee per
prisoner. Had Congress intended to equate how IFP
prisoners pay fees to how litigants pay fees “in other
proceedings,” cf. 28 U.S.C. § 1915(f)(1), it would have said
so. Palmore, 411 U.S. at 395; Keene Corp., 508 U.S. at 208.
Finally, “[u]nable to squeeze more from the statute’s
text,” New Prime, 586 U.S. at 120, Plaintiffs point to the
PLRA’s legislative history and policy arguments to support
their position. They contend that “lawmakers communicated
an intent to treat indigent, IFP prisoners like—not worse
than—ordinary, non-indigent plaintiffs for fee purposes.”
That’s true, but this is precisely what the PLRA does.
Through enacting § 1915(b), Congress gave prisoners two
options: they can either file suit under § 1914 like “ordinary,
non-indigent plaintiffs” and pay the filing fee upfront by
splitting the total amount however they choose, or they can
file suit under § 1915 and each pay “the full amount of a
9
Jones also considered preserving “the usual practice under the Federal
Rules,” 549 U.S. at 212 (emphasis added), and not the “usual practice”
that might have existed under a statute.
22 JOHNSON V. HIGH DESERT STATE PRISON
filing fee” by making “monthly payments . . . until the filing
fees are paid,” 28 U.S.C. § 1915(b)(1)–(2).
While Plaintiffs assert that giving prisoners this choice
produces an “absurd result” because indigent prisoners in a
joint action will pay more under § 1915 than non-indigent
prisoners under § 1914, the result makes practical sense.
Take Plaintiffs’ situation. On remand, Johnson and
Henderson can proceed under § 1914 and decide amongst
themselves how to apportion the cost upfront. For instance,
they can each pay $175, or maybe one of them has more
funds than the other and pays the entire $350. 10
Alternatively, they can proceed under § 1915 and each pay
$350 over many months, and perhaps over many years.
Which is better for them? That’s not for us to decide. But
by giving prisoners this choice, and by perhaps incentivizing
prisoners to proceed under § 1914, Congress did indeed
accomplish its goals of treating indigent IFP prisoners like
“ordinary non-indigent plaintiffs” while simultaneously
ensuring that prisoners retain access to court.
***
The district court’s conclusion that Plaintiffs were barred
from joinder because of the “interplay of the filing fee
provisions in the [PLRA]” was wrong as a matter of law and
thus constitutes an abuse of discretion. Cooter & Gell, 496
U.S. at 405. The PLRA poses no statutory obstacle to
prisoners joining together in a lawsuit under § 1915.
Prisoners may join in a lawsuit and proceed together under
10
This is yet another indication that Congress did not intend IFP
prisoners to pay a filing fee “as in other proceedings.” Cf. 28 U.S.C.
§ 1915(f)(1). Under § 1914, one of the parties can pay nothing if the
other party covers the full amount of the filing fee. The PLRA was
intended to ensure that each prisoner pays.
JOHNSON V. HIGH DESERT STATE PRISON 23
§ 1915 so long as they each pay “the full amount of a filing
fee.”
IV
Even though the district court erred in interpreting the
PLRA, Defendants still ask us to affirm the lower court’s
decision. In their view, while the district court might have
misinterpreted the PLRA, this was not the sole basis for
denying joinder because the court also considered “practical
impediments” that would arise in managing joint litigation
for pro se prisoners. It is true that the district court
announced two bases for denying joinder, but the district
court’s second reason was also an abuse of discretion
because its concern about “practical impediments” was not
based on the record.
Rule 20(a) of the Federal Rules of Civil Procedure
permits plaintiffs to join in a lawsuit if: (1) the plaintiffs
assert any right to relief arising out of the same transaction,
occurrence, or series of transactions or occurrences; and
(2) there are common questions of law or fact. Coughlin,
130 F.3d at 1350. However, even if these “threshold”
requirements are met, Desert Empire Bank v. Ins. Co. of N.
Am., 623 F.2d 1371, 1375 (9th Cir. 1980), district courts
“must examine whether permissive joinder would ‘comport
with the principles of fundamental fairness’ or would result
in prejudice to either side,” Coleman v. Quaker Oats Co.,
232 F.3d 1271, 1296 (9th Cir. 2000) (quoting Desert Empire,
623 F.2d at 1375). This is because Rule 20, like the other
Federal Rules of Civil Procedure, “is designed to promote
judicial economy, and reduce inconvenience, delay, and
added expense.” Coughlin, 130 F.3d at 1351; see 7 Wright
& Miller, Federal Practice and Procedure § 1652 (3d ed.);
see also Fed. R. Civ. P. 1. It is therefore within the district
24 JOHNSON V. HIGH DESERT STATE PRISON
court’s “inherent power” to deny joinder if it would
undermine “the orderly and expeditious disposition” of the
case. Dietz v. Bouldin, 579 U.S. 40, 45 (2016) (citations
omitted).
When denying Plaintiffs’ joinder under Federal Rule 20,
the magistrate judge wrote:
Rule 20(a) of the Federal Rules of Civil
Procedure allows permissive joinder of
plaintiffs when certain conditions are met.
However, actions brought by multiple
prisoners proceeding without counsel present
unique problems not presented by ordinary
civil litigation. For example, transfer of one
or more plaintiffs to different institutions or
release on parole, as well as the challenges to
communication among plaintiffs presented
by confinement, may cause delay and
confusion.
While a district court has “broad discretion” in applying
Rule 20. Coleman, 232 F.3d at 1297, the court here abused
its discretion when basing its decision on hypothetical
concerns that were without support in the record, see United
States v. Hinkson, 585 F.3d 1247, 1262 (9th Cir. 2009) (en
banc) (explaining that a court abuses its discretion when its
application of a legal standard is “without ‘support in
inferences that may be drawn from the facts in the record’”)
(quoting Anderson v. City of Bessemer City, N.C., 470 U.S.
564, 577 (1985)). Indeed, the district court based its decision
on no evidence at all, which necessarily is an abuse of
discretion.
JOHNSON V. HIGH DESERT STATE PRISON 25
A recent decision from the Fourth Circuit illustrates the
district court’s error. In Ellis v. Werfel, four inmates
commenced a pro se action in federal court alleging that the
IRS unlawfully denied them all or part of their COVID-19
stimulus payments. 86 F.4th 1032, 1034 (4th Cir. 2023).
The district court denied permissive joinder and severed the
inmates’ claims into four separate actions in part because of
“practical considerations,” such as “cell reassignments, lock
downs, or personal disagreements [that] will often prevent
plaintiffs from properly preparing joint pleadings.” Id. at
1035–37. The Fourth Circuit held that the district court
abused its discretion because “there was nothing in the
record to support those findings,” and explained that the
court’s “practical considerations” concern was “at most,
abstract observations, amounting only to speculation that
was contradicted by the evidence in the record before it.” Id.
at 1037.
The same applies here. The district court provided at
most “abstract observations” about the problems presented
by pro se prisoner lawsuits. Even if, in the district court’s
experience, actions like this one face “delay and confusion,”
the Federal Rules still require that the court tether its
reasoning to facts in the particular case. When the district
court denied joinder under Rule 20, its concerns amounted
to “speculation” and were “contradicted by the evidence in
the record.” Id. For instance, the district court held that pro
se prisoners face “challenges to communication,” but the
record shows that Johnson, Henderson, and Jones Jr. each
signed the complaint, and also signed the application to
proceed IFP. This suggests that the Plaintiffs did not have
“challenges to communication” that would prevent joinder
under Rule 20, at least at the time they filed the complaint.
While Plaintiffs might be transferred or released and might
26 JOHNSON V. HIGH DESERT STATE PRISON
face communication challenges, these hypothetical concerns
were not actually reflected in the record before the district
court. And, if these hypotheticals ever came to fruition, the
district court can then sever Plaintiffs from the lawsuit. See
Fed. R. Civ. P. 21.
Defendants, however, argue that courts should be able to
consider plaintiffs’ “incarcerated status” when making
determinations under Rule 20 and that the district court did
not abuse its discretion in doing so here. We do not disagree
in theory, but such a consideration must still be tied to the
facts in a particular case. For example, do facts in the record
support the inference that one of the prisoners will be
released during the pendency of the lawsuit? See Adams v.
GEO Grp., No. 5:21-cv-00297, 2021 WL 1813182, at *2
(W.D. Okla. May 6, 2021). Or are the prisoners already
located at different correctional centers? See Clemons v.
Basham, No. 4:22-cv-00158, 2022 WL 444039, at *1 (E.D.
Mo. Feb. 14, 2022). Or have the prisoners already failed to
comply with filing requirements such that a court can infer
that the prisoners actually do face communication
challenges? See Cullum v. Davis, No. 15-cv-0057, 2016 WL
192609, at *2 (S.D. Ill. Jan. 15, 2016). In short, considering
plaintiffs’ “incarcerated status” and considering plaintiffs’
actual circumstances as required by the Federal Rules are not
mutually exclusive. However, basing a decision to deny
Rule 20 joinder on generalities untethered from the record in
the particular case is an abuse of discretion. Stated
differently, if the court relies only on general propositions, it
by definition does not base its decision on “inferences that
may be drawn from the facts in the record.” Hinkson, 585
F.3d at 1262. This necessarily constitutes an abuse of
discretion.
JOHNSON V. HIGH DESERT STATE PRISON 27
Defendants also argue that our holding will require
district courts to receive evidence at the screening stage
regarding the plaintiffs’ ability to litigate as a group. They
believe courts will need to engage in “extraneous evidence-
gathering” regarding the plaintiffs’ coordination
capabilities, “all while ignoring the practical realties of pro
se prisoner litigation.” In Defendants’ view, joint pro se
prisoner litigation will “predictably cause delays,” so it
makes sense for district courts to deny permissive joinder at
the outset without having to assess the facts in the record.
While we are sympathetic to this concern, Defendants’
point to no instance where a district court underwent
“extraneous evidence-gathering” or where the parties were
prejudiced by permitting joinder at the outset. Indeed,
Defendants cite a handful of cases where district courts
presumably denied permissive joinder based on general
concerns of multi-prisoner pro se litigation, but in each case
the district court reached its decision at least in part on
plaintiffs’ pleadings and actual circumstances. 11 We further
11
See Smith v. Haley, No. 23-cv-02043, 2023 WL 4426024 (N.D. Cal.
July 10, 2023) (plaintiff sought to pursue claims “on behalf of others in
a representative capacity”); Clemons, 2022 WL 444039, at *1 (plaintiffs
were incarcerated at different correctional centers and only one of the
three plaintiffs signed the complaint); Evans v. Tharp, No. 3:21-cv-
00905, 2021 WL 3634175 (S.D. Ill. Aug. 17, 2021) (plaintiffs’ claims
arose out of different facts); Adams, 2021 WL 1813182, at *2 (Oklahoma
Department of Corrections website indicated one of the prisoners “may
be released to probation within a few months”); Correa v. Ginty, No.
7:20-cv-05791, 2020 WL 4676576, at *2 (S.D.N.Y. Aug. 12, 2020)
(plaintiffs’ claims did not stem from “one common set of facts”); Ofori
v. Clarke, No. 7:18-cv-00587, 2019 WL 4344289, at *3 (W.D. Va. Sept.
12, 2019) (“[T]he complaint itself names numerous defendants and
asserts numerous, unrelated claims.”); Cullum v. Davis, No. 15-cv-0057,
28 JOHNSON V. HIGH DESERT STATE PRISON
expect that the defendants in a civil action will bring to the
court’s attention any impediments to the joint action. More
to the point, Defendants’ argument runs up against the
longstanding standard for reviewing a lower court’s
discretionary decision-making. We review a district court’s
decision to deny joinder for abuse of discretion, which
means the decision must apply Rule 20 in a way that is not
“without support in inferences that may be drawn from the
facts in the record.” Hinkson, 585 F.3d at 1262. Defendants
ask us to affirm a decision that is not tethered to any facts in
the record other than that Plaintiffs are prisoners proceeding
pro se. We decline to do so, and hold that the district court
abused its discretion in denying joinder based on “abstract
observations” about Plaintiffs’ circumstances and
“speculation” not supported by the record. See Werfel, 86
F.3d at 1037.
2016 WL 192609, at *2 (S.D. Ill. Jan. 15, 2016) (“Plaintiffs Cullum and
Adams are presently housed at different correctional institutions.”);
Proctor v. Applegate, 661 F. Supp. 2d 743, 756 (E.D. Mich. 2009)
(plaintiffs’ claims “involve several defendants and multiple prison
facilities [which] necessarily require resolution of factual claims
(including numerous individual exhaustion issues) that are not
appropriately joined”); Beaird v. Lappin, No. 3:06-cv-00967, 2006 WL
2051034, at *4 (N.D. Tex. July 24, 2006) (“[H]aving carefully reviewed
the complaint, it is impossible for the court to discern how the alleged
conditions of confinement affected each Plaintiff.”).
The only case cited by Defendants that denied permissive joinder
entirely based on hypothetical concerns detached from the record is Pratt
v. Hendrick, et al., No. 3:13-cv-04557, 2014 WL 280626 (N.D. Cal. Jan.
24, 2014) (“Basic case management principles of delay reduction and
avoidance of confusion call for pro se prisoner-plaintiffs to prosecute
their claims separately.”). Pratt was not appealed to the Ninth Circuit,
but if it had been, we are confident this court would have corrected such
an erroneous application of Rule 20.
JOHNSON V. HIGH DESERT STATE PRISON 29
V.
We hold that the PLRA poses no obstacle to prisoners
proceeding together in a lawsuit under 28 U.S.C. § 1915.
The PLRA requires each prisoner in such a lawsuit to pay
“the full amount of a filing fee,” and ensures that courts do
not collect from each prisoner more than “the amount of fees
permitted by statute.” We also hold that the district court
abused its discretion when denying Plaintiffs’ permissive
joinder under Rule 20 based on hypothetical concerns that
were not based on the record. Accordingly, we REVERSE
the district court’s decision.
GRABER, Circuit Judge, concurring in part and dissenting
in part:
I agree with the majority opinion that the PLRA does not
prohibit prisoners from proceeding jointly under 28 U.S.C.
§ 1915 and that the district court abused its discretion when
it denied Plaintiffs’ request for permissive joinder. But, for
three reasons, I respectfully dissent from the holding that
each plaintiff must pay a filing fee. In my view, the PLRA
provides for only one filing fee per civil action. First, the
PLRA’s text strongly suggests that only one fee per action is
owed. Second, if the statutory text is ambiguous, then the
usual rule—one fee per action, which co-plaintiffs may
share—applies. Third, the majority opinion’s ruling
produces absurd results.
A. The PLRA Makes Clear That Only One Filing Fee
May Be Collected Per Action.
First and foremost, the majority opinion misreads the
governing statute.
30 JOHNSON V. HIGH DESERT STATE PRISON
Title 28 U.S.C. § 1915(b) provides:
(1) Notwithstanding subsection (a), if a
prisoner brings a civil action or files an
appeal in forma pauperis, the prisoner
shall be required to pay the full amount of
a filing fee. The court shall assess and,
when funds exist, collect, as a partial
payment of any court fees required by
law, an initial partial filing fee of 20
percent of the greater of—
(A) the average monthly deposits to the
prisoner’s account; or
(B) the average monthly balance in the
prisoner’s account for the 6-month period
immediately preceding the filing of the
complaint or notice of appeal.
(2) After payment of the initial partial filing
fee, the prisoner shall be required to make
monthly payments of 20 percent of the
preceding month’s income credited to the
prisoner’s account. The agency having
custody of the prisoner shall forward
payments from the prisoner’s account to the
clerk of the court each time the amount in the
account exceeds $10 until the filing fees are
paid.
(3) In no event shall the filing fee collected
exceed the amount of fees permitted by
statute for the commencement of a civil
action or an appeal of a civil action or
criminal judgment.
JOHNSON V. HIGH DESERT STATE PRISON 31
(4) In no event shall a prisoner be prohibited
from bringing a civil action or appealing a
civil or criminal judgment for the reason that
the prisoner has no assets and no means by
which to pay the initial partial filing fee.
Subsection (b)(1) describes how a filing fee is to be paid
“if a prisoner brings a civil action.” (Emphasis added.) That
wording, with “prisoner” in the singular, does not explicitly
address, one way or another, what happens when “prisoners”
in the plural bring “a” single, joint civil action. But
subsection (b)(3) provides, in no uncertain terms: “In no
event shall the filing fee collected exceed the amount of fees
permitted by statute for the commencement of a civil
action.” (Emphases added.) The commencement of “a”
single civil action requires the payment of a single filing fee.
The statute absolutely forbids a district court from collecting
even a penny more than the full amount of the usual fees
permitted by statute for the commencement of “a” civil
action. A civil action brought by more than one plaintiff
remains “a” civil action in the singular. And “in no event”
means exactly that.
My interpretation is buttressed by an additional statute.
Because subsection (b)(1) does not explicitly describe a civil
action brought by more than one prisoner, we must consider
how to read subsection (b)(1) when several prisoners jointly
file a single civil action. Title 1, section 1 of the United
States Code provides: “In determining the meaning of any
Act of Congress, unless the context indicates otherwise[,]
words importing the singular include and apply to several
persons, parties, or things.” “A civil action” cannot be
pluralized because it is undeniable that several plaintiffs can
proceed jointly in a single action. After pluralizing the
32 JOHNSON V. HIGH DESERT STATE PRISON
remainder of the sentence, the relevant part of subsection
(b)(1) would read: “[I]f . . . prisoner[s] bring[] a civil
action . . . the prisoner[s] shall be required to pay the full
amount of . . . filing fee[s].” Pluralizing subsection (b)(1)
cannot result in more than one fee, because subsection (b)(3)
forbids district courts from collecting more than the
statutorily prescribed “amount of fees” necessary to
commence a single civil action: “In no event shall the filing
fee collected exceed the amount of fees permitted by statute
for the commencement of a civil action.” Notably,
subsection (b)(3) also uses a definite article, “the,” instead
of an indefinite article, “a,” which is further evidence that
the total amount of “the” filing fee cannot be multiplied even
when several plaintiffs proceed jointly.
The majority opinion’s conclusion is also inconsistent
with § 1915(f), which states that, “[i]f the judgment against
a prisoner includes the payment of costs under this
subsection, the prisoner shall be required to pay the full
amount of the costs ordered.” 28 U.S.C. § 1915(f)(2)(A)
(emphasis added). The text of § 1915(f)(2)(A) is the same
as the text of § 1915(b)(1) in referring to “a prisoner.”
Applying the majority opinion’s logic would mean that a
defendant could be awarded many times its costs, because
each prisoner would be liable for the full amount of costs.
But the statute sensibly and plainly prohibits multiplying
costs in exactly the same way it prohibits multiplying filing
fees. Section 1915(f)(2)(C) provides: “In no event shall the
costs collected exceed the amount of the costs ordered by the
court.” The only textual difference is that, in the cost section,
the court is forbidden to collect more than “the amount of the
costs ordered by the court,” id., while in the filing-fee section
the court is forbidden to collect more than “the amount of
fees permitted by statute for the commencement of a civil
JOHNSON V. HIGH DESERT STATE PRISON 33
action,” id. § 1915(b)(3) (emphasis added). Under ordinary
principles of statutory construction, the results of these
parallel statutory provisions likewise must be parallel: only
one filing fee per action, and only the court-ordered amount
of costs, may be collected. Cf. Mohamad v. Palestinian
Auth., 566 U.S. 449, 456 (2012) (noting the presumption that
a given term means the same thing throughout a statute); In
re Cybernetic Servs., Inc., 252 F.3d 1039, 1051 (9th Cir.
2001) (“[W]e presume that words used more than once in the
same statute have the same meaning throughout.”).
B. Even If the Statute Were Ambiguous, Only One
Filing Fee May Be Collected Per Action.
In the alternative, it can be argued that the PLRA is
ambiguous with respect to a per-litigant versus a per-action
filing fee, because the text of § 1915 is silent about the
specific question of filing fees in multi-plaintiff actions.
Ambiguity leads to the same result as the statutory
interpretation that I have offered above. As the Supreme
Court has explained, Congressional silence is “strong
evidence that the usual practice should be followed”
because, “when Congress meant to depart from the usual
procedural requirements, it did so expressly.” Jones v. Bock,
549 U.S. 199, 212, 216 (2007). The usual procedural
requirement is one filing fee per civil action.
C. Reading the Statute to Allow Per-Litigant Filing
Fees Leads to an Absurd Result.
Because the statute is clear, and because the Supreme
Court has instructed us how to interpret it if it is ambiguous,
I would stop there. But we also must analyze statutes to
avoid absurd results. See Ma v. Ashcroft, 361 F.3d 553, 558
(9th Cir. 2004) (“[S]tatutory interpretations which would
produce absurd results are to be avoided.” (citing United
34 JOHNSON V. HIGH DESERT STATE PRISON
States v. Wilson, 503 U.S. 329, 334 (1992))). The majority
opinion’s interpretation yields absurd results.
Non-indigent prisoners who file a joint action pay a
single fee. The majority opinion’s reading of the statute
means that indigent prisoners—those who have less or no
money—would pay more than prisoners who have more
money. That is a perverse result. More importantly, my
reading of the statute is faithful to the Congressional
intention that prisoners “pay the fees that normally
accompany the filing of a lawsuit,” 141 Cong. Rec. S14408-
01, S14413 (Sep. 27, 1995) (statement of Sen. Bob Dole)
(emphases added). The fees that normally accompany the
filing of a single lawsuit comprise, of course, a single filing
fee.
In addition, judicial economy is served by having
plaintiffs with the same claim—such as the two plaintiffs
here—bring a single action. See Bruton v. United States, 391
U.S. 123, 131 n.6 (1968) (stating that joinder is “designed to
promote economy and efficiency and to avoid a multiplicity
of trials” (citations omitted)). Incentivizing plaintiffs to file
a single action furthers the goal of judicial economy.
Requiring per-plaintiff fees destroys any such incentive and,
instead, engenders additional lawsuits, along with their
additional burdens on the district courts. Moreover, an
action that is frivolous is no more frivolous if brought by
several plaintiffs instead of one. Because joinder allows a
defendant to ask the district court to dispose of many
frivolous claims simultaneously, a per-action filing fee likely
would reduce the number of frivolous lawsuits that a court
confronts.
For all of these reasons, I respectfully dissent in part.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TOPAZ JOHNSON, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TOPAZ JOHNSON, No.
022:22-cv-01235- TLN-EFB HIGH DESERT STATE PRISON; SYLVA, Sergeant; BRIAN KIBLER, Warden, OPINION Defendants-Appellees.
032:22-cv-01235- TLN-EFB HIGH DESERT STATE PRISON; SYLVA, Sergeant; BRIAN KIBLER, Warden, Defendants-Appellees.
04HIGH DESERT STATE PRISON Argued and Submitted August 15, 2024 San Francisco, California Filed January 27, 2025 Before: Susan P.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TOPAZ JOHNSON, No.
FlawCheck shows no negative treatment for Topaz Johnson v. Hdsp in the current circuit citation data.
This case was decided on January 27, 2025.
Use the citation No. 10320983 and verify it against the official reporter before filing.