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No. 9432849
United States Court of Appeals for the Ninth Circuit
Thomas Creech v. Josh Tewalt
No. 9432849 · Decided October 13, 2023
No. 9432849·Ninth Circuit · 2023·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
October 13, 2023
Citation
No. 9432849
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION FILED
UNITED STATES COURT OF APPEALS OCT 13 2023
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
THOMAS E. CREECH, No. 22-35069
Plaintiff-Appellant, D.C. No. 1:20-cv-00114-DCN
and
OPINION
GERALD ROSS PIZZUTO, Jr.,
Plaintiff,
v.
JOSH TEWALT, Director, Idaho
Department of Correction, in his official
capacity; CHAD PAGE, Chief, Division of
Prisons, Idaho Department of Correction, in
his official capacity; TIM RICHARDSON,
Warden of the Idaho Maximum Security
Institution; UNKNOWN EMPLOYEES,
AGENTS, OR CONTRACTORS OF THE
IDAHO DEPARTMENT OF
CORRECTION, in their official capacities,
Defendants-Appellees,
and
BRAD LITTLE, Idaho State Governor, in his
official capacity,
Defendant.
Appeal from the United States District Court
for the District of Idaho
David C. Nye, Chief District Judge, Presiding
Argued and Submitted July 24, 2023
Seattle, Washington
Before: Ronald M. Gould, Johnnie B. Rawlinson, and Mark J. Bennett, Circuit
Judges.
Opinion by Judge Bennett
BENNETT, Circuit Judge:
Plaintiff Thomas Creech is an Idaho prisoner facing execution by lethal
injection. In this action, he challenges Idaho’s execution practices, including the
State’s alleged failure to timely disclose information about the drugs and
procedures to be used during an execution. He alleges that these practices:
1) interfere with his ability to challenge the State’s method of execution as cruel
and unusual punishment; 2) inhibit his ability to seek clemency; 3) inflict mental
anguish; 4) increase the risk of an unconstitutionally painful execution; 5) treat
similarly situated prisoners unequally; 6) violate the separation of powers under the
Idaho Constitution; and 7) contravene Idaho Code § 19-2716’s requirement that the
director of the Idaho Department of Correction (IDOC) establish procedures
governing executions.
In a prior appeal, we reversed the district court’s dismissal of the amended
complaint for lack of jurisdiction. Pizzuto v. Tewalt (Pizzuto I), 997 F.3d 893 (9th
Cir. 2021). We held that Creech’s claims were ripe and that IDOC’s issuance of a
2
revised execution protocol mooted some of Creech’s claims. We also noted that
Creech’s claims did not appear to be viable, but that Creech should be permitted to
amend the complaint on remand to advance any colorable claims.
On remand, and in light of then-co-plaintiff Gerald Pizzuto’s scheduled
execution, the district court sua sponte dismissed the complaint for failure to state a
claim under Federal Rule of Civil Procedure (“Rule”) 12(b)(6). The court also
held that amendment of the complaint would be futile and dismissed it without
leave to amend. Creech then timely noticed this second appeal.
We affirm in part, vacate in part, and remand. We reject Creech’s
contention that the district court violated the rule of mandate by denying leave to
amend in connection with the Rule 12(b)(6) dismissal of the complaint. Although
our decision in Pizzuto I noted parenthetically that Creech should be permitted to
amend the complaint, 997 F.3d at 906, we did not foreclose the district court’s sua
sponte dismissal of the complaint or address whether, in connection with such a
dismissal, further amendment would be futile. The district court therefore was free
to address those issues without violating our mandate.
We agree with the district court that amendment of several of Creech’s
claims would be futile. We therefore affirm the dismissal with prejudice of the
First Amendment claims based on access to execution-related information (part of
Claim One and Claim Two), one of the Eighth Amendment claims (Claim Three),
3
the equal protection claim (Claim Five), the statutory right to counsel claim (Claim
Six), and the separation of powers claim (Claim Seven). We also affirm the
dismissal of the § 19-2716 claim (Claim Eight) but instruct that, on remand, the
district court should clarify that such dismissal is without prejudice.
We vacate the dismissal of three of Creech’s claims, with instructions to the
district court to allow leave to amend, because we do not find it clear on de novo
review that those claims could not be saved by amendment. See Curry v. Yelp Inc.,
875 F.3d 1219, 1228 (9th Cir. 2017). First, is that part of Claim One that alleges
his attorneys’ right to view Creech’s entire execution. Second is Claim Four,
which alleges that the State’s practices violate procedural due process by depriving
Creech of a meaningful opportunity to challenge his method of execution under the
Eighth Amendment. Third is Claim Nine, which asserts that IDOC’s failure to
provide information about Creech’s execution creates “a substantial risk that [he]
will be subjected to severely painful executions, in violation of the Eighth
Amendment.” Am. Compl. ¶ 611.
BACKGROUND
At all times relevant to this appeal, Idaho Code § 19-2716 authorized
executions in Idaho to be carried out by lethal injection but delegated the details of
the execution procedure to the director of IDOC. The version of the statute in
effect in 2020, when this action was filed, provided:
4
The punishment of death shall be inflicted by continuous,
intravenous administration of a lethal quantity of a
substance or substances approved by the director of the
Idaho department of correction until death is pronounced
by a coroner or a deputy coroner. The director of the Idaho
department of correction shall determine the procedures to
be used in any execution.
Idaho Code § 19-2716 (2020). The current version of the statute, following
amendment in 2023, provides:
(1) The punishment of death shall be inflicted by the
following methods:
(a) Continuous, intravenous administration of a lethal
quantity of a substance or substances approved by the
director of the Idaho department of correction until death
is pronounced by a coroner or a deputy coroner; or
(b) Firing squad.
...
(6) The director shall determine the procedures to be used
in any execution.
Id. § 19-2716 (2023).
In accordance with § 19-2716, IDOC promulgates Standard Operating
Procedures (SOPs) governing executions. At the time this action was filed, Idaho
had last revised these procedures in 2012. The then-current version was Standard
Operating Procedure Control Number 135.02.01.001, Version 3.6, commonly
known as “SOP 135.” Am. Compl. ¶ 48. The protocol authorized four means of
lethal injection: (1) a three-drug protocol using sodium pentothal, pancuronium
5
bromide, and potassium chloride; (2) a three-drug protocol using pentobarbital,
pancuronium bromide, and potassium chloride; (3) a single-drug protocol using
sodium pentothal; and (4) a single-drug protocol using pentobarbital.
In June 2019, IDOC informed attorneys with the Capital Habeas Unit of
Federal Defender Services of Idaho (CHU) that there would be changes to the 2012
version of SOP 135 before any executions would take place. According to the
complaint, however, IDOC “did not provide any detail on what those changes
would entail or when they would be made.” Id. ¶ 61.
In March 2020, Creech and Pizzuto commenced this civil action in federal
district court. Defendants are IDOC Director Josh Tewalt; Division of Prisons
Chief Chad Page; Idaho Maximum Security Institution Warden Tim Richardson;
and unknown employees, agents, or contractors of IDOC.1 Plaintiffs sued
defendants solely in their official capacities, and the action seeks only prospective
relief. The complaint sought to: (1) compel IDOC to issue a revised protocol
setting forth the execution procedures that would govern their executions;
(2) compel IDOC to provide detailed information about how their executions
would be carried out; and (3) require IDOC to grant their CHU attorneys
permission to access the execution chamber, witness their entire executions, and
1
Idaho Governor Brad Little was dismissed as a party.
6
have access to cameras and phones during their executions. It sought the following
execution-related information:
(1) the number, amount, and type of drugs to be used,
(2) how the drugs were made, how the drugs were/will be
obtained, their source, amounts, expiration date, how they
were acquired/transported/stored/tested, when IDOC
obtain will [sic] the drugs, etc.[,] (3) when a new version
of SOP 135 will be issued, (4) whether witnesses will be
able to observe the insertion of the IVs[,] (5) procedures
for IV placement/length, (6) who will participate in the
execution, what is their training/qualifications, and how
will they be chosen, (7) whether there will be a
consciousness check and the procedure for it, and
(8) procedures for botched executions.
Id. ¶ 498.
The complaint alleged that defendants have a history of questionable
sourcing of execution drugs, revising execution procedures at the last minute, and
either refusing to provide important execution-related information at all or
providing that information in an untimely manner, inhibiting prisoners’ ability to
litigate the constitutionality of execution procedures. The complaint alleged, for
example, that during Idaho’s most recent execution (of Richard Leavitt in 2012),
IDOC announced its intention to use a single-drug protocol of pentobarbital on
May 25, 2012, just eighteen days before the execution. Id. ¶¶ 189–90.
The complaint contained nine claims. In Claims One and Two, the
complaint asserted a right to execution-related information under the First
Amendment right of public access to government proceedings and records (Claim
7
One) and the First Amendment right to petition the government for redress of
grievances and access the courts (Claim Two). Id. ¶¶ 493–522. Claim One further
alleged that the public’s “right of access . . . includes the CHU’s right to access the
execution chamber, the right to witness the entire execution procedure, and the
right to be permitted access to cameras and phones during the execution.”
Id. ¶ 499.
Claim Three alleged that “[t]he immense mental anxiety caused by the lack
of clarity around the State’s execution protocol triggers in the plaintiffs an
intolerable, unnecessary, and unconstitutional degree of psychological trauma and
anxiety, which amounts to an increase in the offender’s punishment” and
constitutes an “unnecessary and wanton infliction of pain that is prohibited by the
Eighth Amendment.” Id. ¶ 532.
Claim Four alleged that “defendants’ refusal to provide the plaintiffs with
information that would enable them to determine how the State intends to execute
them” deprives them of procedural due process under the Fourteenth Amendment
by “rais[ing] a procedural barrier to challenging the constitutionality of IDOC’s
execution process” under the Eighth Amendment. Id. ¶ 537.
Claim Five asserted that IDOC’s “pattern and practice of essentially creating
a new protocol for each condemned inmate as soon as his execution is imminent”
means that “inmates are not treated consistently with one another in regards to their
8
executions” and “violat[es] the Equal Protection Clause’s guarantee of equal
treatment for similarly situated persons.” Id. ¶¶ 546–47, 551.
Claim Six alleged that defendants’ failure to provide execution-related
information denies plaintiffs their statutory right to counsel under 18 U.S.C. § 3599
by preventing their attorneys from seeking clemency on the ground that their
executions would involve an excessive risk of pain. Id. ¶¶ 553–77.
Claim Seven asserted that the Idaho Legislature’s adoption of § 19-2716
violates separation of powers principles under the Idaho Constitution because the
statute delegates unfettered discretion to IDOC to promulgate execution procedures
without providing meaningful legislative standards to guide the IDOC’s discretion.
Id. ¶¶ 578–603.
Claim Eight alleged that the failure to promulgate a revised execution
protocol breached IDOC’s statutory obligation to “determine the procedures to be
used in any executions.” Id. ¶¶ 604–07 (quoting Idaho Code § 19-2716).
Claim Nine alleged that “IDOC’s refusal to provide any meaningful
information to the plaintiffs about their executions prevents the CHU from taking
steps to ensure that such executions are carried out humanely,” thus “creat[ing] a
substantial risk that the plaintiffs will be subjected to severely painful executions,
in violation of the Eighth Amendment.” Id. ¶¶ 608–11.
9
Defendants moved to dismiss the complaint for both lack of jurisdiction and
failure to state a claim upon which relief can be granted. See Fed. R. Civ. P.
12(b)(1), (6). The district court granted the motion on jurisdictional grounds
without reaching the Rule 12(b)(6) issues. Pizzuto v. Little, No. 1:20-CV-00114-
DCN, 2020 WL 6747974 (D. Idaho Nov. 17, 2020). The court concluded that the
claims were unripe because “[b]oth Pizzuto and Creech have ongoing appeals for
relief from their convictions” and “the ultimate question of whether the two men
will even be executed remains an undetermined and open question, rendering the
claims in this case speculative and abstract.” Id. at *4. Plaintiffs timely appealed.
While plaintiffs’ appeal was pending, IDOC issued a revised execution
protocol and obtained a death warrant for Pizzuto, scheduling his execution for
June 2, 2021. See Pizzuto I, 997 F.3d at 897 n.3, 899. The revised protocol,
promulgated in March 2021, specifies the same four means of lethal injection as its
predecessor. Id. at 899 & n.5.
On May 12, 2021, we issued our opinion in Pizzuto I. We held that
plaintiffs’ claims were ripe, that IDOC’s issuance of a revised protocol mooted
some of plaintiffs’ claims, and that plaintiffs’ claims did not appear to be viable.
Id. at 899–908. We also noted that, “[o]n remand, plaintiffs will likely seek (and
should be permitted) to amend their complaint to reallege their ripe claims against
the revised SOP and fix the flaws in their state law claims.” Id. at 906.
10
Three days after our mandate issued, and with Pizzuto’s execution
imminent, the district court sua sponte dismissed the complaint for failure to state a
claim upon which relief can be granted. The court also held that amendment of the
original nine claims would be futile and dismissed those claims with prejudice and
without leave to amend.2 Soon after, a state court stayed Pizzuto’s execution, and,
with Pizzuto’s consent, the district court dismissed him from the case, leaving
Creech as the sole plaintiff. Creech then moved for reconsideration of the order
dismissing the original claims without leave to amend, arguing, among other
things, that the denial of leave to amend contravened Pizzuto I’s mandate. The
district court rejected that argument, denied the motion for reconsideration, see
Creech v. Tewalt, No. 1:20-cv-00114-DCN, 2022 WL 60602 (D. Idaho Jan. 5,
2022), and entered final judgment dismissing the original claims with prejudice.
Creech once again timely appealed.
We note three developments during this appeal. First, Idaho adopted House
Bill 658 in 2022. This legislation provides that information identifying either
members of an execution team or individuals involved in supplying lethal injection
drugs “shall be confidential, shall not be subject to disclosure, and shall not be
2
The district court granted plaintiffs leave to file an amended complaint raising
new claims challenging the revised protocol, but denied leave to amend the
original nine claims, deeming those claims non-viable and concluding that
amendment of those claims would be futile.
11
admissible as evidence or discoverable in any proceeding before any court,
tribunal, board, agency, or person.” Idaho Code § 19-2716A(4). It also provides
that records “that could lead to the identification of any persons or entities that
participate in or assist with an execution of a death sentence” are exempt from
disclosure under the Idaho Public Records Act. Id. § 74-105(20).
Second, we take judicial notice that in recent months Idaho has twice
scheduled Pizzuto’s execution and that each time IDOC has suspended the revised
execution protocol in connection with those planned executions. See Fed. R. Evid.
201(b)(2).3
Finally, we note that Idaho recently authorized the firing squad as an
alternative method of execution. See 2023 Idaho Sess. Laws 390. Under the
revised statute, execution by firing squad is authorized when execution by lethal
injection is unavailable. See Idaho Code § 19-2716(4). We have not been
informed of any plans to execute Creech by firing squad.
JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction under 28 U.S.C. § 1291. Our review of the issues
raised in this appeal is de novo. See E.M. ex rel. E.M. v. Pajaro Valley Unified
3
The State obtained the first death warrant on November 16, 2022, and it
scheduled an execution for December 15, 2022. The State allowed that death
warrant to lapse due to IDOC’s inability to acquire execution drugs. The State
obtained a second death warrant on February 24, 2023, setting an execution date of
March 23, 2023. The federal district court has since stayed that execution.
12
Sch. Dist. Off. of Admin. Hearings, 758 F.3d 1162, 1170 (9th Cir. 2014) (“A
district court’s compliance with our mandate is reviewed de novo.”); Hooper v.
Shinn, 985 F.3d 594, 615 (9th Cir. 2021) (“When a district court denies leave to
amend based on a determination that the proposed claim would be futile, we
review the determination of futility de novo.”). Under our case law, “[d]ismissal
without leave to amend is improper unless it is clear, upon de novo review, that the
complaint could not be saved by any amendment.” Gompper v. VISX, Inc., 298
F.3d 893, 898 (9th Cir. 2002) (quoting Polich v. Burlington N., Inc., 942 F.2d
1467, 1472 (9th Cir. 1991)).
DISCUSSION
I. Rule of Mandate
Creech contends the district court violated the rule of mandate by dismissing
his original claims without leave to amend. We disagree.
“A district court that has received the mandate of an appellate court cannot
vary or examine that mandate for any purpose other than executing it.” Hall v.
City of Los Angeles, 697 F.3d 1059, 1067 (9th Cir. 2012). “But while ‘the mandate
of an appellate court forecloses the lower court from reconsidering matters
determined in the appellate court, it leaves to the district court any issue not
expressly or impliedly disposed of on appeal.’” S.F. Herring Ass’n v. Dep’t of the
Interior, 946 F.3d 564, 574 (9th Cir. 2019) (internal quotation marks omitted)
13
(quoting Nguyen v. United States, 792 F.2d 1500, 1502 (9th Cir. 1986)). In
determining which matters fall within the compass of a mandate, “[d]istrict courts
‘must implement both the letter and the spirit of the mandate, taking into account
the appellate court’s opinion and the circumstances it embraces.’” Vizcaino v. U.S.
Dist. Ct. for W. Dist. of Wash., 173 F.3d 713, 719 (9th Cir. 1999) (as amended)
(internal quotation marks omitted) (quoting Delgrosso v. Spang & Co., 903 F.2d
234, 240 (3d Cir. 1990)).
Here, nothing in our decision in Pizzuto I foreclosed the district court’s sua
sponte dismissal of the complaint three days after the issuance of our appellate
mandate. It is true that we did not anticipate the sua sponte dismissal, but neither
did we foreclose it. Furthermore, although sua sponte dismissals are unusual, they
are permitted under our precedent. See Omar v. Sea-Land Serv., Inc., 813 F.2d
986, 991 (9th Cir. 1987); Wong v. Bell, 642 F.2d 359, 361–62 (9th Cir. 1981). The
district court reasonably availed itself of this option here given the urgency
presented by Pizzuto’s imminent execution.
Once the district court exercised its discretion to sua sponte dismiss the
complaint, the court properly addressed whether amendment of the original nine
claims would be futile. See Doe v. United States, 58 F.3d 494, 497 (9th Cir. 1995)
(“In dismissing for failure to state a claim, ‘a district court should grant leave to
amend even if no request to amend the pleading was made, unless it determines
14
that the pleading could not possibly be cured by the allegation of other facts.’”
(quoting Cook, Perkiss & Liehe v. N. Cal. Collection Serv. Inc., 911 F.2d 242, 247
(9th Cir. 1990) (per curiam))). Because futility of amendment is an issue that we
did not address in Pizzuto I, either expressly or impliedly, the district court was
free to consider it. See Quern v. Jordan, 440 U.S. 332, 347 n.18 (1979) (“While a
mandate is controlling as to matters within its compass, on the remand a lower
court is free as to other issues.” (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S.
161, 168 (1939))). Thus, although the proceedings on remand did not follow the
path we had anticipated, we reject Creech’s argument that the district court
violated the rule of mandate.
II. Whether Our Discussion of the Merits in Pizzuto I Was Binding and
Definitive
Creech contends that our discussion of the merits of plaintiffs’ claims in
Pizzuto I was “neither binding nor definitive,” Opening Br. at 21, that the district
court construed that discussion as binding and definitive, and that the district court
erred by doing so.
First, we reject Creech’s contention that our discussion of the merits in
Pizzuto I was not binding. Although some of our older cases embraced the view
that “statements [that are] not necessary to [a] decision . . . have no binding or
precedential impact,” Exp. Grp. v. Reef Indus., Inc., 54 F.3d 1466, 1472 (9th Cir.
1995), we have since held that “[w]here a panel confronts an issue germane to the
15
eventual resolution of the case, and resolves it after reasoned consideration in a
published opinion, that ruling becomes law of the circuit, regardless of whether
doing so is necessary in some strict logical sense,” City of Los Angeles v. Barr, 941
F.3d 931, 943 n.15 (9th Cir. 2019) (quoting Cetacean Cmty. v. Bush, 386 F.3d
1169, 1173 (9th Cir. 2004) (in turn quoting United States v. Johnson, 256 F.3d
895, 914 (9th Cir. 2001) (en banc) (opinion of Kozinski, J.))). Therefore, “[w]ell-
reasoned dicta is the law of the circuit.” United States v. McAdory, 935 F.3d 838,
843 (9th Cir. 2019) (alteration in original) (quoting Enying Li v. Holder, 738 F.3d
1160, 1164 n.2 (9th Cir. 2013)). Our discussion of the merits in Pizzuto I may not
have been necessary to the outcome, but it was reasoned. It is therefore binding, as
both law of the case and circuit precedent. Creech errs in arguing otherwise.
Creech stands on firmer footing in arguing that Pizzuto I’s discussion of the
merits was less than definitive. Our discussion of the merits in Pizzuto I was
prompted by Pizzuto’s then-pending execution and designed to guide the parties on
remand. See Pizzuto I, 997 F.3d at 906 n.15. We couched our analysis in non-
definitive terms, noting that plaintiffs’ claims did not “appear” to be viable, id. at
907, and that plaintiffs “may” be unable to amend the complaint to state viable
claims, id. at 906. Thus, we agree with Creech that Pizzuto I did not definitively
address whether plaintiffs stated viable claims or whether amendment would be
futile. But Creech’s contention that the district court misconstrued our discussion
16
of the merits, and erred by doing so, is an argument that we need not reach. The
sole remaining issue in this appeal is whether amendment of Creech’s claims
would be futile. And we review that question de novo. See Kroessler v. CVS
Health Corp., 977 F.3d 803, 807 (9th Cir. 2020).
III. Futility of Amendment
Turning to the crux of this appeal, we address Creech’s contention that the
district court erred by concluding that amendment of his original nine claims
would be futile. “Dismissal with prejudice and without leave to amend is not
appropriate unless it is clear on de novo review that the complaint could not be
saved by amendment.” Eminence Cap., LLC v. Aspeon, Inc., 316 F.3d 1048, 1052
(9th Cir. 2003) (per curiam). We apply this standard to Creech’s claims in the
order in which they appear in the complaint.4
A. Claim One: First Amendment Right of Access to Government
Proceedings and Records
Claim One asserted a violation of the public’s First Amendment right of
access to government proceedings and records. The claim encompasses two legal
theories—(1) that Creech has a right to execution-related information and (2) that
his attorneys have certain rights of access prior to and during his execution. We
4
At oral argument, Creech’s counsel was unprepared to discuss futility of
amendment (although the parties had briefed the issue) and argued that the issue
was not before us. We disagree.
17
address these theories in turn.
1. Access to Execution-Related Information
Creech’s contention that the public’s First Amendment right of access to
government proceedings and records entitles him to execution-related information
pertaining to execution drugs and personnel is foreclosed by our decision in First
Amendment Coalition of Arizona, Inc. v. Ryan, 938 F.3d 1069 (9th Cir. 2019).
There, plaintiffs asserted that “the First Amendment right of access to
governmental proceedings entitles them to information regarding the
manufacturers, sellers, lot numbers, National Drug Codes, and expiration dates of
lethal-injection drugs, as well as documentation regarding the qualifications of
certain execution team members.” Id. at 1078. We disagreed, holding that “the
First Amendment right of access to governmental proceedings does not entitle the
plaintiffs to information regarding execution drugs and personnel.” Id. at 1080.
We explained:
Unlike the documents to which the public has a right of
access, the requested information is not part of any official
record of the execution proceeding. It is simply
information in the government’s possession that would
enhance the understanding of executions. But, as the
Supreme Court has stated, the First Amendment does not
“mandate[ ] a right of access to government information
or sources of information within the government’s
control.”
Id. at 1079 (alteration in original) (quoting Houchins v. KQED, Inc., 438 U.S. 1, 15
18
(1978) (plurality opinion)).
Creech argues that First Amendment Coalition is distinguishable because the
information sought in that case was not part of any official record. Here, citing a
provision of the revised protocol requiring IDOC staff to “immediately start a
chain of custody document” when lethal injection chemicals are obtained, Creech
contends that “[t]he Revised SOP at least arguably puts execution procedures into
the official record.” Opening Br. at 29.
We disagree. First, even if Creech’s argument were accepted, it at most
would give him access to the chain of custody document in question, not to the
broader array of execution-related information he seeks. Second, Creech cites no
authority supporting the proposition that the chain of custody document is subject
to the public’s First Amendment right of access merely because its creation is
called for by IDOC’s execution protocol. The chain of custody document is more
closely analogous to “judicial conference notes” or “documents in [a] prosecutor’s
possession” (which are not subject to the public right of access) than to
“documents filed in certain judicial proceedings” (which are). First Amend. Coal.,
938 F.3d at 1079.
In cases claiming a First Amendment right of access to criminal
proceedings, the Supreme Court has “emphasized two complementary
considerations”: (1) “whether the place and process have historically been open to
19
the press and general public”; and (2) “whether public access plays a significant
positive role in the functioning of the particular process in question.” Press-Enter.
Co. v. Superior Ct. of Cal. for the Cnty. of Riverside, 478 U.S. 1, 8 (1986). Here,
notwithstanding the significant positive role played by public access to execution-
related information, see Cal. First Amend. Coal. v. Woodford, 299 F.3d 868, 876–
77 (9th Cir. 2002), Creech has not alleged that the processes he seeks access to
have historically been open to the public. In Woodford, we stated that “[t]he public
and press historically have been allowed to watch the condemned inmate enter the
execution place, be attached to the execution device and then die.” Id. at 876.
Creech points to no comparable history respecting execution information.
In the alternative, Creech posits that the public has a right of access to the
information he seeks because that information is “inextricably intertwined” with
the execution process. Opening Br. at 30. We again disagree. Although we held
in Woodford that the public enjoys a First Amendment right to view “those ‘initial
procedures’ that are inextricably intertwined with the process of putting the
condemned inmate to death,” 299 F.3d at 877, we explained in First Amendment
Coalition that this right does not encompass the kinds of execution-related
information Creech seeks here:
[Woodford] did not hold that there is a First Amendment
right to examine executions in minute detail, such that
witnesses could see the drug labels and the nametags of
execution team members. Nor did we hold that the public
20
is entitled to all information that is “inextricably
intertwined” with executions. Woodford did not change
the default rule that the right of access “does not extend to
every piece of information that conceivably relates to a
governmental proceeding, even if the governmental
proceeding is itself open to the public.”
First Amend. Coal., 938 F.3d at 1079–80 (quoting Wood v. Ryan, 759 F.3d 1076,
1092 (9th Cir. 2014) (Bybee, J., dissenting), vacated, 573 U.S. 976 (2014)).
In the district court, Creech also argued that First Amendment Coalition is
distinguishable because in that case Arizona at least disclosed the specific drug to
be used in executions, see First Amend. Coal., 938 F.3d at 1073–74, while here the
revised protocol fails to do so (though it specifies four lethal injection alternatives).
This argument is unpersuasive because our holding did not turn on this
consideration.
2. Counsel’s Access
In Claim One, Creech also alleged that the public’s First Amendment right
of access to government proceedings includes the CHU’s right to access and
inspect the execution chamber before the execution, witness the entire execution
procedure, and have access to cameras and phones during the execution.
As for his attorneys’ right to “observe the entire execution” and “view the
insertion of the IV,” Opening Br. at 31, we have long held that “the public enjoys a
First Amendment right to view executions from the moment the condemned is
escorted into the execution chamber, including those ‘initial procedures’ that are
21
inextricably intertwined with the process of putting the condemned inmate to
death.” Woodford, 299 F.3d at 877. Indeed, this right of access “encompasses a
right to hear the sounds of executions in their entirety” as well. First Amend.
Coal., 938 F.3d at 1075.
We allow Creech to assert this claim on remand. But we note that Creech
appears to be asserting the First Amendment rights of others—his attorneys and the
public generally—rather than his own First Amendment right of access. The
parties have not briefed the issue of whether Creech has standing to make this
claim. If Creech elects to pursue this claim on remand, the district court should
address whether Creech has standing to do so. See Sessions v. Morales-Santana,
582 U.S. 47, 57 (2017) (“Ordinarily, a party ‘must assert his own legal rights’ and
‘cannot rest his claim to relief on the legal rights . . . of third parties.’” (alteration
in original) (quoting Warth v. Seldin, 422 U.S. 490, 499 (1975))).
In sum, we conclude that amendment of Claim One would be futile except
with respect to Creech asserting that his attorneys have a right to observe the entire
execution. On Claim One, we affirm in part, vacate in part, and remand with
instructions to grant leave to amend Claim One as specified above.5
5
Creech’s briefs make no mention of his claims that his attorneys have a right to
enter and inspect the execution chamber before any execution or that his attorneys
have a right to access cameras or phones during his execution. These arguments
are therefore abandoned. See Wilcox v. Comm’r, 848 F.2d 1007, 1008 n.2 (9th Cir.
1988) (“Arguments not addressed in a brief are deemed abandoned.”).
22
B. Claim Two: First Amendment Right of Access to the Courts
Claim Two asserted that IDOC’s refusal to provide plaintiffs with the
execution-related information they seek denies them their First Amendment right
to petition the government for redress of grievances, including the right of access
to the courts. Am. Compl. ¶¶ 515–16. We rejected a virtually identical claim in
First Amendment Coalition:
The Supreme Court has explained that the First
Amendment right of access to the courts does not include
the right of prisoners to “discover grievances[ ] and to
litigate effectively once in court.” That is what the inmates
seek here. According to the Second Amended Complaint,
the inmates are seeking access to execution sounds and
information regarding execution drugs and personnel in
order to discover whether they have a colorable claim that
their executions will be carried out in violation of the
Eighth and Fourteenth Amendments. The First
Amendment right of access to the courts does not entitle
the inmates to such information.
938 F.3d at 1080–81 (alteration in original) (citation omitted) (quoting Lewis v.
Casey, 518 U.S. 343, 354 (1996)).
In Pizzuto I, we noted that, “[i]f plaintiffs wish their counsel to have phones
so that they can contact the court during executions, that claim would be properly
alleged under the First Amendment right of access to courts.” 997 F.3d at 906. On
remand, Creech is free to seek leave to amend his complaint to assert such a claim,
again leaving the issue of standing to the district court. See Fed. R. Civ. P.
15(a)(2). We express no opinion as to whether such leave, if sought, should be
granted.
23
In his briefing, Creech offers no basis for distinguishing First Amendment
Coalition. We thus conclude that amendment of this claim would be futile and
affirm the dismissal of this claim without leave to amend.
C. Claim Three: Deliberate Indifference to Psychological Harm
Claim Three asserted that “[t]he immense mental anxiety caused by the lack
of clarity around the State’s execution protocol triggers in the plaintiffs an
intolerable, unnecessary, and unconstitutional degree of psychological trauma and
anxiety, which amounts to an increase in the offender’s punishment” and
constitutes an “unnecessary and wanton infliction of pain that is prohibited by the
Eighth Amendment.” Am. Compl. ¶ 532.
We have held that subjecting a prisoner to the unnecessary and wanton
infliction of psychological pain constitutes cruel and unusual punishment under the
Eighth Amendment. See Jordan v. Gardner, 986 F.2d 1521, 1525–30 (9th Cir.
1993) (en banc). To prevail on such a claim, a plaintiff must show both “severe
psychological pain,” Watison v. Carter, 668 F.3d 1108, 1113 (9th Cir. 2012), and
wantonness.6 The mental state required to establish wantonness under the Eighth
6
A showing of severe psychological pain is required because some psychological
pain is an inherent aspect of living under a death sentence. Cf. Bucklew v.
Precythe, 139 S. Ct. 1112, 1124 (2019) (“[T]he Eighth Amendment does not
guarantee a prisoner a painless death—something that, of course, isn’t guaranteed
to many people, including most victims of capital crimes.”); Glossip v. Gross, 576
U.S. 863, 869 (2015) (“[B]ecause some risk of pain is inherent in any method of
execution, . . . the Constitution does not require the avoidance of all risk of pain.”
24
Amendment “varies according to the nature of the alleged constitutional violation.”
Hudson v. McMillian, 503 U.S. 1, 5 (1992). We conclude that a showing of
deliberate indifference is sufficient in this context. Cf. Jordan, 986 F.2d at 1528
(holding that the deliberate indifference standard applied to plaintiffs’ claim that
having male guards conduct random body searches of female prisoners inflicted
psychological pain in violation of the Eighth Amendment). Under the deliberate
indifference standard, “a prison official cannot be found liable under the Eighth
Amendment for denying an inmate humane conditions of confinement unless the
official knows of and disregards an excessive risk to inmate health or safety.”
Farmer v. Brennan, 511 U.S. 825, 837 (1994).
Here, the complaint plausibly alleged neither severe psychological pain nor
that defendants acted with deliberate indifference to Creech’s health. Am. Compl.
¶¶ 523–33. And Creech has given us no reason to believe that these defects could
be cured by amendment. We therefore hold that amendment of this claim would
(citing Baze v. Rees, 553 U.S. 35, 47 (2008) (plurality opinion))); Creech v.
Richardson, 59 F.4th 372, 394 (9th Cir. 2023) (“[N]either the Supreme Court nor
the Ninth Circuit has ever held that the duration of a death row inmate’s
confinement prior to execution amounts to cruel and unusual punishment.” (citing
Smith v. Mahoney, 611 F.3d 978, 998 (9th Cir. 2010))). Circumstances may occur,
however, in which even this demanding standard is satisfied. In McKenzie v. Day,
57 F.3d 1461, 1466 (9th Cir. 1995), opinion adopted, 57 F.3d 1493 (9th Cir. 1995)
(en banc), for example, we suggested that an Eighth Amendment claim would be
cognizable if a state “set up a scheme to prolong the period of incarceration” or
“rescheduled [an] execution repeatedly in order to torture” an inmate.
25
be futile and affirm the dismissal of this claim with prejudice.
D. Claim Four: Procedural Due Process
Claim Four asserted that defendants’ failure to provide the execution-related
information they seek “raises a procedural barrier to challenging the
constitutionality of IDOC’s execution process,” in violation of the Due Process
Clause of the Fourteenth Amendment. Am. Compl. ¶ 537. It alleged that
“[w]ithout reliable information about the manner in which the prisoner will be
executed, the courts cannot meaningfully review a state’s execution procedure to
ensure it complies with the commands of the Constitution.” Id. ¶ 540. The
complaint also cited the example of the Leavitt execution, in which the State
allegedly disclosed the execution drug just eighteen days before the scheduled
execution. Id. ¶ 189–90.
Although other circuits to consider the issue have rejected due process
claims to execution-related information, see Jones v. Comm’r, 811 F.3d 1288,
1295 (11th Cir. 2016); Phillips v. DeWine, 841 F.3d 405, 420 (6th Cir. 2016); Zink
v. Lombardi, 783 F.3d 1089, 1108–09 (8th Cir. 2015) (en banc) (per curiam);
Trottie v. Livingston, 766 F.3d 450, 452 (5th Cir. 2014) (per curiam), we have left
open the possibility that prisoners “may be able to assert a procedural due process
right to [such] information” when they would otherwise be denied the opportunity
to have an Eighth Amendment method-of-execution challenge heard at a
26
meaningful time and in a meaningful manner. First Amend. Coal., 938 F.3d at
1080 (citing Lopez v. Brewer, 680 F.3d 1068, 1083–84 (9th Cir. 2012) (Berzon, J.,
concurring in part and dissenting in part) (concluding that an inmate “has a liberty
interest in avoiding a mode of execution that constitutes cruel and unusual
punishment” and a “procedural due process right to have his Eighth Amendment
challenge heard at a meaningful time in a meaningful manner”)); Beaty v. Brewer,
649 F.3d 1071, 1072 (9th Cir. 2011) (order) (“We acknowledge that Beaty has a
strong interest in being executed in a constitutional manner . . . .”); see also
Mathews v. Eldridge, 424 U.S. 319, 333 (1976) (“The fundamental requirement of
due process is the opportunity to be heard ‘at a meaningful time and in a
meaningful manner.’” (quoting Armstrong v. Manzo, 380 U.S. 545, 552 (1965))).
In Pizzuto I, we were skeptical that any such claim could succeed here, in
part because Idaho had “issued an execution protocol well in advance of any death
warrant in this case” and there was then “no indication the state w[ould] deviate
from the procedures outlined in the revised SOP.” 997 F.3d at 907. Since then,
however, Idaho has twice scheduled executions and suspended the revised
protocol, raising some doubts about whether a prisoner will be able to have an
Eighth Amendment method-of-execution challenge heard at a meaningful time and
in a meaningful manner. See Pizzuto v. IDOC, 508 P.3d 293, 297 (Idaho 2022)
(“A lethal injection procedure published in advance of an execution allows a
27
condemned person and his counsel to ensure that the execution will meet
constitutional standards and to challenge the protocol if they believe it will not.”).
Creech also points out that even if the protocol is followed, it does not identify the
drug or drugs to be used in a particular execution, although it sets out four lethal
injection alternatives.
Under these circumstances, and given the intervening events that postdate
our decision in Pizzuto I and the district court’s dismissal of this claim, we
conclude that Creech should be given a chance to amend this claim. See 5B
Charles Alan Wright & Arthur R. Miller, Federal Practice and Procedure § 1357
(3d ed. 2023) (“A wise judicial practice would be to allow at least one amendment
regardless of how unpromising the initial pleading appears because it usually is
unlikely that the district court will be able to determine conclusively on the face of
a defective pleading whether the plaintiff actually can state a claim for relief.”).
But we express no opinion on whether such a due process right exists, or even if it
does exist, whether it would apply here. We vacate the dismissal of this claim with
prejudice and remand with instructions to grant leave to amend or supplement the
complaint. See Fed. R. Civ. P. 15(a)(2), (d).7
7
Our decision to remand arises in part from factual developments postdating the
district court’s judgment. We have the discretion to remand in light of such factual
changes when justice requires. See Walling v. James V. Reuter, Inc., 321 U.S. 671,
676 (1944) (“When events subsequent to an appeal may affect the correctness of
the judgment appealed from, this Court may vacate the judgment and remand the
28
E. Claim Five: Equal Protection
Claim Five asserted that “IDOC has established a pattern and practice of
essentially creating a new protocol for each condemned inmate as soon as his
execution is imminent,” and thus that “inmates are not treated consistently with
one another in regards to their executions.” Am. Compl. ¶¶ 546–47. The
complaint alleged that this differential treatment violates the Equal Protection
Clause of the Fourteenth Amendment. Id. ¶¶ 542–52.
In Pizzuto I, we faulted this claim on the ground that the complaint alleged
only differential treatment, not the detrimental treatment required to state an equal
protection claim in this context:
In Towery v. Brewer, 672 F.3d 650 (9th Cir. 2012) (per
curiam), we held that “[a]bsent any pattern of generally
exercising the discretion in a particular manner while
treating one individual differently and detrimentally, there
is no basis for Equal Protection scrutiny under the class-
of-one theory.” Id. at 660–61 (emphasis in original).
Plaintiffs allege only that they are being treated
differently, not that they are “being treated less favorably
than others generally are.” Id. at 661.
cause for further proceedings.”); Pendergrast v. United States, 416 F.2d 776, 781
(D.C. Cir. 1969) (“[I]n determining what justice does require, the Court is bound to
consider any change, either in fact or law, which has supervened since the
judgment was entered.” (quoting Patterson v. Alabama, 294 U.S. 600, 607
(1935))); see also 28 U.S.C. § 2106 (“The Supreme Court or any other court of
appellate jurisdiction may affirm, modify, vacate, set aside or reverse any
judgment, decree, or order of a court lawfully brought before it for review, and
may remand the cause and direct the entry of such appropriate judgment, decree, or
order, or require such further proceedings to be had as may be just under the
circumstances.”).
29
997 F.3d at 907 (alteration in original). That reasoning remains sound: to establish
an equal protection claim in this context, a plaintiff must show that prison officials
“treat[] prisoners differently in ways that . . . affect the risk of pain to which they
would be subjected, and therefore the risk of being subjected to cruel and unusual
punishment.” Towery, 672 F.3d at 660.
Creech acknowledges that detrimental treatment is required but argues that
he has made the requisite showing because “his unique physical ailments . . .
substantially increase the possibility that the Warden’s discretion will be exercised
detrimentally against him.” Opening Br. at 37.8 Creech, however, has not alleged
that defendants would treat him less favorably than other inmates. Cf. Arthur v.
Thomas, 674 F.3d 1257, 1262–63 (11th Cir. 2012) (per curiam) (holding that
plaintiff stated an equal protection claim where he alleged that the state deviated
from its lethal injection protocol by failing to conduct a consciousness test, thus
increasing the risk of an unconstitutionally painful execution). He alleges only that
he may suffer a less favorable outcome because of his personal medical condition.
8
The complaint alleged that Creech suffers from brain damage; a history of
migraine headaches; neuropsychological deficits indicative of brain dysfunction; a
history of head injuries; type II diabetes; hyperlipidemia; hypertension; edema;
lower back pain; and mental health conditions including major depression. Am.
Compl. ¶¶ 458–77. It also alleged that Creech has been prescribed medications
that might interact with lethal injection drugs, complicating his execution.
Id. ¶¶ 478–79.
30
This is inadequate to state an equal protection claim.
We conclude that amendment of this claim would be futile and affirm the
dismissal of this claim with prejudice.
F. Claim Six: Statutory Right to Counsel
Federal law provides for the appointment of counsel to an indigent defendant
in “any post conviction proceeding [in federal court] seeking to vacate or set aside
a death sentence.” 18 U.S.C. § 3599(a)(2). It also provides that “[u]nless replaced
by similarly qualified counsel upon the attorney’s own motion or upon motion of
the defendant, each attorney so appointed . . . shall also represent the defendant in
such . . . proceedings for executive or other clemency as may be available to the
defendant.” Id. § 3599(e).
Claim Six alleged that Creech’s counsel was appointed under § 3599, that
counsel will represent Creech in state clemency proceedings, and that counsel is
hampered in seeking clemency by defendants’ failure to provide information about
the way Creech will be executed. Am. Compl. ¶¶ 553–77. According to the
complaint, “[t]he CHU cannot make an argument to the executive in support of
clemency about problems with the State’s plans for executions if the defendants
tell them essentially nothing about those plans,”—“[i]n this way, the defendants’
actions have deprived the plaintiffs of their federal statutory right to the assistance
of counsel in pursuing clemency.” Id. ¶¶ 576–77.
31
In Pizzuto I, we explained that this claim lacked merit because § 3599 “does
not ‘empower the court to order third-party compliance’ to aid plaintiff’s counsel
in seeking clemency.” 997 F.3d at 908 (quoting Leavitt v. Arave, 682 F.3d 1138,
1141 (9th Cir. 2012) (per curiam)). Creech does not challenge that reasoning in his
briefing. We thus hold that amendment of this claim would be futile and affirm the
dismissal with prejudice.
G. Claim Seven: Separation of Powers Under the Idaho Constitution
Claim Seven asserted that Idaho violates the separation of powers under the
Idaho Constitution because the Idaho Legislature has delegated the responsibility
for crafting execution procedures to IDOC without providing sufficient legislative
guidance. Am. Compl. ¶¶ 578–603; see Idaho Code § 19-2716. In Pizzuto I, 997
F.3d at 907–08, we noted that the Supreme Court of Idaho had “soundly rejected”
a virtually identical claim in State v. Osborn, 631 P.2d 187, 201 (Idaho 1981).
Creech posits that this case is distinguishable because the record in Osborn:
did not contain the same allegations present here:
Plaintiffs made extensive allegations about why IDOC
needs greater legislative oversight in this area, including
that state officials have sourced execution drugs in a
questionable manner from dubious sources; that they have
deliberately delayed the announcement of execution plans
until the eleventh hour to make it impossible for inmates
to vindicate their rights to judicial review; and that they
have engaged in deceptive practices to hide their handling
of executions from the public.
Opening Br. at 38. Nothing in the Supreme Court of Idaho’s broad ruling,
32
however, turned on the factual record in the case or the context-specific need for
“legislative oversight.” See Osborn, 631 P.2d at 201. We thus hold that
amendment of this claim would be futile and affirm the dismissal with prejudice.
H. Claim Eight: Violation of Idaho Code § 19-2716
Claim Eight asserted that IDOC’s failure to issue a revised protocol violated
the IDOC’s obligation under Idaho Code § 19-2716 to “determine the procedures
to be used in any execution.” Am. Compl. ¶¶ 604–07 (quoting Idaho Code
§ 19-2716). IDOC’s issuance of a revised protocol in March 2021 mooted this
claim. See Pizzuto I, 997 F.3d at 905. The district court therefore properly
dismissed this claim without leave to amend.9
I. Claim Nine: Eighth Amendment Claim Based on a Substantial
Risk of Serious Harm
Claim Nine asserted that “IDOC’s refusal to provide any meaningful
information to the plaintiffs about their executions” creates “a substantial risk that
the plaintiffs will be subjected to severely painful executions, in violation of the
Eighth Amendment,” because defendants’ actions “prevent[] the CHU from taking
steps to ensure that such executions are carried out humanely.” Am. Compl.
9
On remand, the district court should clarify that the dismissal of this claim is
without prejudice. See Frigard v. United States, 862 F.2d 201, 204 (9th Cir. 1988)
(per curiam) (“Ordinarily, a case dismissed for lack of subject matter jurisdiction
should be dismissed without prejudice . . . .”); accord Guzman v. Polaris Indus.
Inc., 49 F.4th 1308, 1314 (9th Cir. 2022).
33
¶¶ 609, 611.
Creech does not identify the legal framework under which this ostensible
Eighth Amendment claim falls. The claim appears to be most analogous to an
Eighth Amendment method-of-execution claim. To prevail on such a claim, a
plaintiff must establish that the challenged execution method creates “a substantial
risk of severe pain.” Glossip, 576 U.S. at 882. The complaint alleges that Creech
suffers from several physical and mental health conditions, including brain
damage. Am. Compl. ¶¶ 458–77. It states that, “[a]s a result of his physical and
psychological conditions, Mr. Creech has been prescribed . . . twenty-two different
medications within the last two years.” Id. ¶ 478. The complaint also alleges that
“[b]rain damage elevates the risk that Mr. Creech would have an atypical reaction
to an execution drug” and that “the use of certain lethal injection chemicals might
complicate Mr. Creech’s execution as a result of his medications.” Id. ¶¶ 467, 479.
Given Creech’s health conditions and medications, as well as the liberal
policy favoring amendment, we conclude that Creech should be afforded the
opportunity to amend this claim. We thus vacate the dismissal of this claim with
prejudice and remand with instructions to grant leave to amend.10
IV. House Bill 658
House Bill 658, adopted while this appeal was pending, shields from
10
We express no view on the merits of such a claim.
34
disclosure the identities of individuals serving on execution teams or involved in
the procurement, handling, or use of lethal injection drugs. See Idaho Code
§§ 19-2716A(4), 74-105(20). Creech asks us to remand this case to the district
court to allow him to amend or supplement his claims to challenge these new
restrictions. Because we remand on other grounds, we allow Creech, on remand,
to seek leave to amend or supplement his pleadings in accord with Rule 15, to
assert such claims. We express no opinion on whether such leave should be
granted.
CONCLUSION
The judgment of the district court is affirmed in part and vacated in part, and
the case is remanded to the district court with instructions to grant Creech leave to
amend or supplement Claims One, Four, and Nine as set forth above. Consistent
with this opinion, and consistent with our affirming the district court’s
determination that amendment of certain claims would be futile, Creech may seek
leave to amend in other respects in accordance with Rule 15. We do not decide
whether such leave should be granted.11
AFFIRMED IN PART; VACATED IN PART; REMANDED.
11
Creech’s unopposed motion for judicial notice (Dkt. 30) is GRANTED. The
parties shall bear their own costs on appeal.
35
The mandate shall issue forthwith.
36
Plain English Summary
FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS OCT 13 2023 MOLLY C.
Key Points
01FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS OCT 13 2023 MOLLY C.
021:20-cv-00114-DCN and OPINION GERALD ROSS PIZZUTO, Jr., Plaintiff, v.
03JOSH TEWALT, Director, Idaho Department of Correction, in his official capacity; CHAD PAGE, Chief, Division of Prisons, Idaho Department of Correction, in his official capacity; TIM RICHARDSON, Warden of the Idaho Maximum Security Instituti
04Nye, Chief District Judge, Presiding Argued and Submitted July 24, 2023 Seattle, Washington Before: Ronald M.
Frequently Asked Questions
FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS OCT 13 2023 MOLLY C.
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This case was decided on October 13, 2023.
Use the citation No. 9432849 and verify it against the official reporter before filing.