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No. 9509826
United States Court of Appeals for the Ninth Circuit
Smith v. Garland
No. 9509826 · Decided June 3, 2024
No. 9509826·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
June 3, 2024
Citation
No. 9509826
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MARLON ALONZO SMITH, No. 22-954
Agency No.
Petitioner,
A036-706-804
v. OPINION
MERRICK B. GARLAND, Attorney
General,
Respondent.
On Petition for Review of an Order of the
Board of Immigration Appeals
Argued and Submitted October 17, 2023
San Francisco, California
Filed June 3, 2024
Before: Carlos T. Bea, Morgan Christen, and Anthony D.
Johnstone, Circuit Judges.
Opinion by Judge Christen;
Dissent by Judge Johnstone
2 SMITH V. GARLAND
SUMMARY *
Immigration
Denying Marlon Alonzo Smith’s petition for review of a
decision of the Board of Immigration Appeals, the panel
exercised its discretion to consider an argument that the
Government raised for the first time during oral argument;
concluded that Smith failed to preserve his challenge to the
authenticity of the three documents that the agency relied on
in finding him removable; rejected Smith’s due process
arguments; and concluded that substantial evidence
supported the denial of relief under the Convention Against
Torture (CAT).
Smith was found removable as an alien convicted of an
aggravated felony. Before this court, Smith challenged the
authenticity and reliability of the three documents the agency
relied upon for its removability ruling: 1) a Form I-213,
Record of Deportable Alien; 2) an FBI rap sheet; and 3) a
criminal judgment.
The panel wrote that authentication is required in
immigration proceedings but observed that these documents
were not authenticated by any method. Smith argued that an
amendment to 8 C.F.R. § 287.6(a) made mandatory a
requirement that domestic official records be authenticated
“by an official publication thereof or by a copy attested by
the official having legal custody of the record . . .” The panel
concluded that it need not resolve this issue because Smith
had not preserved his challenge to the authenticity of three
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
SMITH V. GARLAND 3
of the Government’s exhibits, and they sufficed to establish
his removability.
With respect to the judgment of conviction—which the
Government offered to prove that Smith had a prior
aggravated felony—the panel concluded that Smith had
failed to exhaust his challenge to the authenticity of this
document, where he did not object to its admission before
the IJ, and did not contest before the BIA that the document
established the conviction.
With respect to the Form I-213 and the rap sheet—which
the BIA found to have satisfied the Government’s burden to
prove alienage—the panel concluded that Smith had also
failed to preserve his challenge to the authenticity of these
documents. Exercising its discretion to consider the
Government’s exhaustion argument, raised for the first time
at oral argument, the panel explained that although Smith
argued before the agency that the documents contained
errors or were unreliable, he did not challenge their
authenticity. Construing Smith’s objection to these
documents as due process challenges to their reliability, the
panel concluded that the BIA did not err.
Finally, the panel concluded that substantial evidence
supported the denial of CAT protection. The panel
explained that: 1) there was no indication that the IJ ignored
highly probative or potentially dipositive evidence about
mental healthcare and related policing issues in Guyana;
2) the IJ correctly evaluated Smith’s risk of torture from each
source he raised (mental health problems, race, and status as
a deportee with prior convictions); and 3) the record
included evidence that the Guyanese government is
attempting to combat violence in psychiatric institutions,
which does not support a finding that Guyanese officials will
4 SMITH V. GARLAND
acquiesce to violence by psychiatric inmates even if those
measures have been unsuccessful to date.
Dissenting, Judge Johnstone wrote that the Department
of Homeland Security failed to prove Smith’s removability
by clear and convincing evidence. The Department did not
authenticate the only evidence that established Smith’s
alienage, Smith objected to the admission of that evidence,
and the Government forfeited any challenge to the
sufficiency of Smith’s objection. Judge Johnstone would
grant the petition to hold the Government to its burden of
proof.
COUNSEL
Evangeline G. Abriel (argued), Supervising Counsel;
Safwan Siddiqi and Janelle Barbier (argued), Student
Counsel; Santa Clara University School of Law, Santa Clara,
California; for Petitioner.
Robert P. Coleman, III, (argued), Trial Attorney; Jennifer
Levings, Assistant Director; Brian M. Boynton, Principal
Deputy Assistant Attorney General; United States
Department of Justice, Civil Division, Office of Immigration
Litigation, Washington, D.C.; for Respondent.
SMITH V. GARLAND 5
OPINION
CHRISTEN, Circuit Judge:
Marlon Alonzo Smith, a native and citizen of Guyana,
petitions for review of the Board of Immigration Appeals’
(BIA) order finding him removable and denying his
application for protection under the Convention Against
Torture (CAT). Smith argues that the BIA erred by
affirming the Immigration Judge’s (IJ) decision to admit
unauthenticated and unreliable documents the Government
proffered to prove his removability, but he failed to preserve
most of his authentication challenges and the record supports
the BIA’s ruling that the documents were reliable.
Substantial evidence also supports the decision to deny
Smith’s CAT claim. We have jurisdiction pursuant to 8
U.S.C. § 1252, and we deny the petition.
I. BACKGROUND
Smith entered the United States as a lawful permanent
resident in 1982 when he was a child. In 2018, Smith was
convicted of possession with intent to distribute
methamphetamine in violation of 21 U.S.C. § 841(a)(1) and
sentenced to 180 months imprisonment. Smith is scheduled
to be released from prison in 2028. The Department of
Homeland Security served Smith with a Notice to Appear in
2021 charging him with being removable as an alien
convicted of an aggravated felony. At the first immigration
hearing after he obtained counsel, Smith denied removability
and held the Government to its burden to prove that he was
removable. The IJ granted a continuance to allow the
Government time to obtain supporting documentation.
6 SMITH V. GARLAND
At the continued hearing, the Government proffered four
documents to prove Smith’s removability: (1) a search result
printout from a U.S. Citizenship and Immigration Services
(USCIS) database to prove alienage; (2) an FBI rap sheet to
prove alienage and Smith’s prior felony conviction 1; (3) a
judgment downloaded from PACER to establish Smith’s
2018 conviction 2 ; and (4) a Form I-213, Record of a
Deportable Alien, memorializing an immigration officer’s
interview of Smith, proffered to prove Smith’s alienage and
prior conviction. 3 The Government compiled these four
documents into two exhibits. We refer to each document as
a separate exhibit for clarity. The Government did not
present live witness testimony to introduce the exhibits and
did not attempt to authenticate the rap sheet or the Form I-
213 by any method.
Smith’s counsel objected to the admission of the USCIS
printout because it did not comply with 8 C.F.R. § 287.6; she
objected to the rap sheet as “unreliable” to prove alienage
because one part of it stated that Smith was born in
Wisconsin and another part stated that his place of birth was
Guyana; and she objected to the Form I-213 because it “did
1
The rap sheet collated records of Smith’s arrests and prosecutions from
the FBI’s internal database and from California and Utah.
2
The downloaded file was accompanied by a declaration signed by an
immigration officer declaring that the exhibit was “a true and correct
copy of the original records contained in PACER (Public Access to Court
Electronic Records), the federal court’s electronic records repository.”
3
A Form I-213 is “a recorded recollection of a[n INS agent’s]
conversation with the alien” which “border agents routinely complete
after interviewing aliens.” Espinoza v. INS, 45 F.3d 308, 310 & n.1 (9th
Cir. 1995) (alteration in original) (quoting Bustos-Torres v. INS, 898
F.2d 1053, 1056 (5th Cir. 1990)).
SMITH V. GARLAND 7
not state a reliable source” for its contents. The Government
responded to Smith’s reliability argument about the I-213’s
contents by contending that the form was “inherently trust-
worthy” and did not “contain information which isn’t correct
or was obtained by coercion.” After hearing the
Government’s response that the documents were “kept in the
ordinary course of business” and were inherently
trustworthy, the IJ admitted the exhibits. The IJ did not
address Smith’s specific objections, but ruled on record that
the exhibits met the Government’s burden to prove that
Smith was removable.
With removability established, Smith applied for
asylum, 4 withholding of removal, 5 and protection under
CAT, 6 and another merits hearing was held to consider those
applications. The second hearing was held before a different
IJ. As part of those applications and in his sworn testimony
in support of them, Smith represented under penalty of
perjury that he had been born in Guyana and was a citizen of
Guyana. Smith also submitted sworn declarations from his
mother and brother stating that Smith was born in Guyana.
Smith’s counsel renewed her objection “to the contents
of the 213” due to “some inaccuracies” and because Smith
“stated that he had never encountered an ICE [agent] during
the interview.” Counsel also objected to the rap sheet
because it was internally inconsistent regarding Smith’s
birthplace and therefore, counsel argued, it failed to support
the Government’s burden to show that Smith was an alien.
The IJ again overruled Smith’s objections without revisiting
4
8 U.S.C. § 1158(b)(1).
5
8 U.S.C. § 1231(b)(3).
6
8 C.F.R. §§ 1208.16–1208.18.
8 SMITH V. GARLAND
the previous IJ’s removability ruling, but told Smith that if
he felt the removability ruling was in error, he could “file a
written brief on it.” Smith did not take up this offer.
The IJ went on to find Smith credible, concluded that he
was ineligible for asylum and withholding of removal due to
his aggravated felony conviction, and also concluded that he
had not met his burden to show he was entitled to CAT relief.
The IJ’s written decision noted that the Government’s
exhibits were admitted because they were “probative and
their admission [was] fundamentally fair.” Smith appealed
to the BIA. The BIA adopted and affirmed the IJ’s decision
by citing Matter of Burbano, 20 I. & N. Dec. 872, 874 (BIA
1994), and also added its own reasoning. The BIA ruled that
the Form I-213 and the rap sheet were admissible and
satisfied the Government’s burden to prove alienage and
noted that Smith did not deny that the criminal judgment
adequately established his prior conviction for an aggravated
felony. Smith timely petitioned for review.
II. STANDARD OF REVIEW
While we generally lack jurisdiction to review a final
order of removal premised on an aggravated felony
conviction, 8 U.S.C. § 1242(a)(2)(C), we retain jurisdiction
over “constitutional claims or questions of law,” id.
§ 1242(a)(2)(D). “Where, as here, the BIA cites Burbano
and also provides its own review of the evidence and law,
we review both the IJ’s and the BIA’s decisions.” Ali v.
Holder, 637 F.3d 1025, 1028 (9th Cir. 2011). We review
legal conclusions de novo and factual findings for substantial
evidence. Ruiz-Colmenares v. Garland, 25 F.4th 742, 748
(9th Cir. 2022).
SMITH V. GARLAND 9
III. DISCUSSION
Smith argues the BIA erred by affirming the IJ’s decision
to admit the evidence the Government proffered to establish
his removability because the exhibits were unauthenticated.
He also argues the exhibits were unreliable and that their
admission violated his right to due process. Separately,
Smith argues that the agency erred in denying his CAT
claim. We address each issue in turn.
A. Proof of removability
The Government bears the burden of establishing
removability by “clear, unequivocal, and convincing
evidence.” Mondaca-Vega v. Lynch, 808 F.3d 413, 419 (9th
Cir. 2015) (en banc) (quoting Chau v. INS, 247 F.3d 1026,
1029 n.5 (9th Cir. 2001)). Here, the Government was
required to prove that Smith was an alien and that he had a
conviction that qualifies as an aggravated felony. See 8
U.S.C. § 1229a(c)(3); 8 U.S.C. § 1227(a)(2)(A)(iii). There
is no question that authentication of documents is required
in immigration proceedings, Iran v. INS, 656 F.2d 469, 472
(9th Cir. 1981), but three of the four exhibits that the
Government proffered to prove Smith’s removability were
not authenticated by any method. The Government
proffered the USCIS search result printout, the Form I-213,
and Smith’s rap sheet to prove that he was an alien. It
proffered Smith’s criminal judgment, the rap sheet, and the
Form I-213 to prove his qualifying conviction. The IJ
admitted all four of the challenged exhibits over Smith’s
objections. The BIA affirmed the IJ’s rulings admitting the
Form I-213, the rap sheet, and the criminal judgment.
In his petition for review to our court, Smith challenges
the authenticity and reliability of the three exhibits that the
agency relied on for its removability ruling: the Form I-213,
10 SMITH V. GARLAND
the rap sheet, and the criminal judgment. The Government
first responds that authentication is not required in
immigration proceedings and that “the sole test . . . is
whether the evidence is probative and its admission is
fundamentally fair.” This is incorrect. As we have held for
over four decades, the “contention that authentication is not
required in a deportation hearing is erroneous. . . . [T]here is
no question that authentication is necessary.” Id. at 472.
That said, “we have not attempted to set forth all of the
approved methods for authenticating writings in deportation
hearings,” id., and we have “require[d] only that
immigration forms be authenticated through some
recognized procedure,” Espinoza, 45 F.3d at 309.
Smith argues that, contrary to the permissive standard we
have articulated, the agency must authenticate domestic
official records as specified in 8 C.F.R. § 287.6(a). 7 Section
287.6 consists of four subsections: subsection (a) addresses
authentication of domestic official records, while
subsections (b)–(d) address authentication of foreign official
records. When it was originally promulgated in 1965,
§ 287.6 provided that domestic official records “may be
evidenced by an official publication thereof or by a copy
attested by the official having legal custody of the record or
by his deputy.” 30 Fed. Reg. 12248 (Sept. 24, 1965)
(emphasis added). But as Smith correctly argues, § 287.6
was amended in 1985 and the operative text of § 287.6(a),
the subsection governing domestic official records, was
7
8 C.F.R. § 287.6 is identical to 8 C.F.R. § 1287.6, which applies to
proceedings before the BIA. For simplicity, we refer to § 287.6 but our
analysis applies equally to proceedings before the BIA.
SMITH V. GARLAND 11
changed from “may” to “shall” at that time. 8 50 Fed. Reg.
37834 (Sept. 18, 1985). Thus, when Smith appeared before
the IJ, § 287.6(a) provided that a domestic “official record or
entry . . . shall be evidenced by an official publication
thereof, or by a copy attested by the official having legal
custody of the record or by an authorized deputy.” Id.
(emphasis added).
Before the 1985 amendment, we held in two published
opinions involving domestic official documents that § 287.6
is not binding. The first was Hoonsilapa v. INS, where we
held that § 287.6 “creates only a permissive authentication
procedure.” 575 F.2d 735, 738 (9th Cir. 1978). Later, in
Iran v. INS, we held that “§ 287.6 provides one, but not the
exclusive, method for establishing a sufficient basis for
admission of a writing in a deportation proceeding.” 656
F.2d at 472 n.8 (citing Hoonsilapa, 575 F.2d at 738). After
the 1985 amendment, we have continued to hold that § 287.6
is not the exclusive means of authenticating official records,
but we have done so by citing our pre-1985 cases and we
have not expressly acknowledged the change in § 287.6(a)
8
It appears that the impetus for these amendments was the need to
comply with an international treaty, the Hague Convention Abolishing
the Requirement of Legalisation for Foreign Public Documents, Oct. 5,
1961, T.I.A.S. No. 10072, 527 U.N.T.S. 189 (Hague Apostille
Convention). 50 Fed. Reg. 37834 (Sept. 18, 1985) (“This final rule
revises the provisions for authentication of official records in order to
conform existing requirements to the exceptions noted for signatories of
the [Hague Apostille Convention].”). The agency summarized the
changes as “relating to the admissibility of official records of foreign
public documents” and invoked an exemption to the public notice and
comment requirements applicable to changes “relate[d] to foreign affairs
functions of the United States.” Id.
12 SMITH V. GARLAND
from “may” to “shall.” See Espinoza, 45 F.3d at 309–10
(citing Iran, 656 F.2d at 472). 9
The Government’s position on § 287.6’s seemingly
mandatory language has been inconsistent. In 2000, the
Government asserted in the brief it filed in Khan that the
word “shall” is binding: “§ 287.6 clearly states that a foreign
public record ‘shall be evidenced by an official publication
thereof, or by a copy attested by an officer so
authorized.’ . . . [T]here is no room for ‘interpretation’ of
this regulation.” Respondent’s Br. at *21 n.3, Khan, No. 99–
71062, 2000 WL 33980913 (Jan. 11, 2000). The
Government’s brief in this appeal cites Espinoza in support
of its contention that the only standard for admission is that
the document be probative and fundamentally fair, and that
Smith has the burden of demonstrating that an official record
contains errors. Espinoza does not aid the Government’s
cause because there, a Form I-213 was certified according to
the procedure in § 287.6(a), so neither the litigants nor the
court had occasion to consider whether compliance with
either of § 287.6(a)’s authentication procedures is
mandatory. Espinoza merely held that “information on an
authenticated immigration form is presumed to be reliable
in the absence of evidence to the contrary presented by the
9
We have repeated this pattern of citing our pre-amendment caselaw in
appeals involving foreign documents, disregarding the regulation’s
mandatory language and instead noting fairness concerns: “[r]equiring
an asylum petitioner to obtain a certification from the very government
he claims has persecuted him or has failed to protect him from
persecution would in some cases create an insuperable barrier to
admission of authentic documents.” Vatyan v. Mukasey, 508 F.3d 1179,
1183 (9th Cir. 2007); see also Khan v. INS, 237 F.3d 1143, 1144 (9th
Cir. 2001) (per curiam) (quoting Iran, 656 F.2d at 472 n.8) (holding that
§ 287.6(b) is not mandatory for foreign official records).
SMITH V. GARLAND 13
alien.” Espinoza, 45 F.3d at 310 (emphasis added). At oral
argument before our court, the Government responded to
Smith’s authentication challenge by suggesting that the
change in § 287.6(a) from “may” to “shall” might have been
a mistake or that the amendment might not have signaled that
the regulation is mandatory, particularly because the focus
of the amendments seemed to be on the subsections
addressing foreign documents. 10 In short, the Government
urges us to continue to interpret “shall” to mean “may,” as
we did prior to the regulatory amendment.
We have not addressed the amendment to § 287.6(a) in a
published opinion, but given the volume of immigration
proceedings in this circuit and the Government’s frequent
use of domestic official records to prove removability, it will
surely become necessary at some point to address
definitively what effect the 1985 regulatory change had on
the standard for authenticating domestic documents. We
leave that analysis for another day, when we will hopefully
have full briefing and the benefit of a robust adversarial
debate. To review the BIA’s decision, we need not resolve
the issue because Smith did not preserve his challenge to the
authentication of three of the Government’s exhibits, and
they sufficed to establish Smith’s removability.
10
Others have suggested that the change to the domestic records
subsection of the regulation was an oversight. See Virgil Wiebe, Maybe
You Should, Yes You Must, No You Can’t: Shifting Standards and
Practices for Assuring Document Reliability in Asylum and Withholding
of Removal Cases, 06-11 Immigr. Briefings 1, at *19 (Nov. 2006)
(“[T]he INS revision making apparently mandatory (as opposed to
arguably permissive) the authentication rules for domestic official
records . . . by changing the operative ‘may’ to ‘shall’ is inexplicable in
light of other similar rules in the federal system.”).
14 SMITH V. GARLAND
1. Authentication challenge
Smith did not object to the authenticity of the judgment
of conviction, which the Government offered to prove that
Smith has a prior aggravated felony. He did not object to its
admission before the IJ and the BIA observed that Smith
“does not contest that the record of conviction submitted by
DHS establishes” his prior conviction for possession of
methamphetamine with intent to distribute. The
Government argues in its brief that Smith’s challenge to the
authenticity of the criminal judgment is unexhausted. We
agree. See Umana-Escobar v. Garland, 69 F.4th 544, 550
(9th Cir. 2023) (citing Santos-Zacaria v. Garland, 598 U.S.
411, 419 (2023)).
Smith did object to the authenticity of the USCIS
printout before the IJ. The IJ admitted that document in error
because the Government failed to follow any “recognized
procedure” for authenticating it. Espinoza, 45 F.3d at 309
(citing Iran, 656 F.2d at 472). But the IJ did not rely solely
on the printout to find Smith removable, and the BIA did not
rely on the USCIS printout at all.
The BIA affirmed the IJ’s reliance on the Form I-213 to
establish Smith’s alienage and ruled that the IJ correctly
considered the rap sheet for Smith’s alienage and to establish
his aggravated felony conviction. Before our court, the
Government argued that Smith failed to preserve his
challenge to the authenticity of these exhibits for the first
time at oral argument. 11 We have discretion to consider the
Government’s argument. See Alonso-Juarez v. Garland, 80
11
The Government first argued that Smith had never made an
authentication objection to the Form I-213 five minutes into its oral
argument and repeated this position seven more times.
SMITH V. GARLAND 15
F.4th 1039, 1046 (9th Cir. 2023) (reaching an argument
raised after the appeal was argued); cf. United States v.
Salman, 792 F.3d 1087, 1090 (9th Cir. 2015) (recognizing
good cause and lack of prejudice to the opposing party as
exceptions permitting consideration of late-raised
arguments, and noting lack of prejudice “where opponent
had an opportunity to address the issue at oral argument”
(citing Ibarra–Flores v. Gonzales, 439 F.3d 614, 619 n.4
(9th Cir. 2006))). The dissent cites United States v. Dreyer,
804 F.3d 1266 (9th Cir. 2015) (en banc), but Dreyer supports
the result we reach here. In Dreyer, the government did not
raise the exclusionary rule until its petition for rehearing en
banc. Id. at 1277. We exercised our discretion to consider
the government’s argument, noting compelling reasons to do
so and that the opposing party was not prejudiced because it
had the opportunity to address the argument on appeal. Id.
at 1277 & n.5.
Here, we exercise our discretion because the merits of
the Government’s forfeiture argument turn on the fixed
transcript before us; the question of forfeiture is a narrow one
involving settled law; Smith’s opening brief on appeal
argued that he had exhausted his authentication challenges
to both documents; and both parties addressed forfeiture at
oral argument. 12 We also consider that Smith did not
challenge the authenticity of these documents to the IJ or the
BIA; that the IJ gave Smith a second chance to contest
removability in a written brief, where he could have
expressly challenged the authenticity of the Form I-213 and
rap sheet if that had been his intention; that Smith has never
contested his Guyanese citizenship; and that Smith would be
12
Cf. United States v. Sineneng-Smith, 590 U.S. 371, 375–76 (2020)
(explaining party presentation principle).
16 SMITH V. GARLAND
bound in any future proceeding by his subsequent sworn
testimony that he was born in Guyana. 13
We begin the forfeiture analysis with Smith’s challenge
to the Form I-213. At the hearing before the first IJ, Smith’s
counsel challenged the USCIS printout because “it does not
comply with Regulation 8 C.F.R. 287.6.” This squarely
raised a challenge to the printout’s authenticity. But Smith’s
counsel raised a different challenge to the Form I-213. She
argued that it “did not state a reliable source of how [the
asylum officer] obtained the evidence of respondent’s
deportability.” Smith did not argue before the IJ that the
Form I-213 failed to comply with § 287.6 or that it was
otherwise unauthenticated. Smith similarly did not raise an
authentication challenge to the Form I-213 before the BIA.
We have sometimes discussed “indicia of reliability” in
the course of addressing authentication, see Padilla-
Martinez v. Holder, 770 F.3d 825, 833 (9th Cir. 2014), but
the need to authenticate challenged documents performs a
distinct function. See Espinoza, 45 F.3d at 310 (separately
analyzing authentication of a document and the reliability of
a document’s contents). “Authentication serves to establish
a chain of custody for government records,” Id. at 309, by
showing that “the [evidence] is what i[t] purports to be,”
Iran, 656 F.2d at 473. Here, by arguing that the Form I-213
did not state a reliable source for its information, Smith
contested the content of the Form I-213, not its authenticity.
In other words, Smith did not question that the proffered
exhibit was indeed the record of the asylum officer’s
interview and investigation. Rather, he questioned the
weight that should be afforded to the exhibit because the
13
Smith also introduced declarations from his mother and brother
attesting that he was born in Guyana.
SMITH V. GARLAND 17
officer had not recorded the sources consulted to complete
the form. The limited nature of Smith’s objection was
confirmed in the second IJ hearing, in which Smith
contended for the first time that he had not spoken to an
Immigration and Customs Enforcement agent, asserted that
the Form I-213 had “some inaccuracies,” and stated “[s]o we
object to the contents of the 213.” The IJ offered Smith an
opportunity to file a written brief to revisit the removability
finding, but he did not do so. In the brief he filed with the
BIA, Smith devoted a paragraph to the argument that the
USCIS printout was not authenticated, but his only mention
of the Form I-213 came immediately after discussing the
USCIS printout and it was limited to arguing that “[t]he form
I-213 that the Department has developed relies on this
information and should be excluded as well.” Smith did not
suggest that the Form I-213 was not what it purported to be;
he argued it was inaccurate.
Smith similarly waived any challenge to the authenticity
of the rap sheet. He argued to the IJ that it “fails to establish
deportability because . . . there is indication that the
respondent’s birthplace is the state of Wisconsin,” but he did
not contest that the exhibit was the FBI’s record of his
criminal history. Smith repeated his objection to the rap
sheet’s reliability in the second IJ hearing, and he argued
before the BIA that admission of the rap sheet was erroneous
because it had conflicting information about his birthplace.
Only on appeal, tucked into a footnote, did Smith mention
the authentication of the rap sheet. “[A] cursory mention of
an issue in a footnote” is insufficient for appellate
consideration. Momox-Caselis v. Donohue, 987 F.3d 835,
842 (9th Cir. 2021). Even if we credit the footnote as
sufficient to raise authentication of the rap sheet on appeal,
Smith did not present this argument to the agency. He
18 SMITH V. GARLAND
therefore failed to preserve a challenge to the authenticity of
the rap sheet.
2. Due process challenges
Throughout the briefing and argument, both parties
imprecisely differentiated between the authenticity of the
Government’s exhibits and the reliability of the
Government’s exhibits. We construe the objections Smith
did make, to the contents of the rap sheet and the Form I-
213, as due process challenges because Smith argued before
the IJ and the BIA that the Government’s exhibits were
unreliable.
In immigration proceedings, once a document is
authenticated, “[t]he sole test for admission of evidence is
whether the evidence is probative and its admission is
fundamentally fair.” Espinoza, 45 F.3d at 310 (citing Trias–
Hernandez v. INS, 528 F.2d 366, 369 (9th Cir. 1975)). To
prevail on a due process challenge, a petitioner must show
constitutional “error and substantial prejudice.” Grigoryan
v. Barr, 959 F.3d 1233, 1240 (9th Cir. 2020) (quoting Lata
v. INS, 204 F.3d 1241, 1246 (9th Cir. 2000)). Here, the IJ
cited Espinoza and admitted the Form I-213 over Smith’s
“objection that its contents may have been inaccurate” and
the rap sheet over his “objection that it lacked reliability due
to an error” because the IJ concluded that the exhibits were
probative and it was fundamentally fair to admit them. The
BIA also cited Espinoza and noted that Smith had not
presented evidence suggesting that the Form I-213 was
incorrect or that the IJ was not permitted to choose between
permissible readings of the rap sheet. The BIA’s decision
on appeal also observed that Smith later testified that he was
born in Guyana. We see no error in the BIA’s reliability
ruling. See Hernandez v. Garland, 52 F.4th 757, 768 (9th
SMITH V. GARLAND 19
Cir. 2022) (“Hernandez failed to offer any reason to doubt
the accuracy of the information in the form . . . . The agency
therefore permissibly relied on the information in the Form
I-213.”); Rojas-Garcia v. Ashcroft, 339 F.3d 814, 824 (9th
Cir. 2003) (“Rojas-Garcia does not cast doubt on the
probative value or fairness of the evidence presented; he
does not present any contrary evidence . . . .”). We therefore
deny Smith’s due process challenge.
B. CAT relief
Finally, Smith argues that the agency erred by denying
him CAT relief because it: (1) failed to consider evidence
about mental healthcare and related policing issues in
Guyana; (2) failed to aggregate Smith’s theories of future
torture; and (3) misapplied the standard for government
acquiescence.
Smith is correct that the agency must consider “all
evidence relevant to the possibility of future torture” when
adjudicating CAT claims. Parada v. Sessions, 902 F.3d 901,
914–15 (9th Cir. 2018) (quoting Cole v. Holder, 659 F.3d
762, 770 (9th Cir. 2011)). But the agency’s decision to credit
some parts of the record over others does not mean it ignored
relevant evidence. The IJ specifically cited parts of the
record that supported Smith’s case, including deficiencies in
Guyana’s mental health system, violence at psychiatric
institutions, dangerous prison conditions, and the
criminalization of suicide. The IJ and BIA were not required
to discuss each of the approximately 1300 pages of evidence
that Smith submitted. See Cole, 659 F.3d at 771. There is
no indication that the IJ ignored “highly probative or
potentially dispositive evidence.” Id. at 772.
The IJ correctly evaluated Smith’s risk of torture from
each source he raised (mental health problems, race, and
20 SMITH V. GARLAND
status as a deportee with prior convictions), and evaluated
the aggregate risk. The IJ correctly applied the chain rule
from Matter of J-F-F-, 23 I. & N. Dec. 912, 917–18 (A.G.
2006), which required Smith to prove that each link in a
hypothetical series of events leading to torture was more
likely than not to occur. See Velasquez-Samayoa v. Garland,
49 F.4th 1149, 1155 (9th Cir. 2022). The IJ correctly
concluded that this standard had not been met for one of
Smith’s theories of future torture: being denied access to
psychiatric medication, becoming suicidal, calling a
government suicide hotline, getting arrested, and being
tortured in prison. The IJ separately analyzed Smith’s other
risks of torture before aggregating the risks from all sources.
Substantial evidence supports the IJ’s conclusion that the
aggregate risk of torture did not surpass the more likely than
not threshold.
The BIA did not err when it affirmed the IJ’s ruling that
Smith failed to show that Guyanese officials will acquiesce
to violence by psychiatric inmates. The record included
evidence that the Guyanese government is attempting to
combat violence in psychiatric institutions, which does not
support a finding of acquiescence even if those measures
have been unsuccessful to date. See Garcia-Milian v.
Holder, 755 F.3d 1026, 1035 (9th Cir. 2014). We therefore
conclude that substantial evidence supports the agency’s
determination that Smith does not qualify for CAT relief.
The motion for a stay of removal and the supplemental
motion for a stay of removal are denied. The temporary stay
of removal shall remain in place until the mandate issues.
PETITION DENIED.
SMITH V. GARLAND 21
JOHNSTONE, Circuit Judge, dissenting:
The Department of Homeland Security failed to prove
Smith’s removability by clear and convincing evidence. As
the majority opinion explains, our cases and the
Department’s regulations require some form of
authentication in immigration proceedings. 1 In this case, the
Department did not authenticate the only evidence that
established Smith’s alienage, Smith objected to the
admission of that evidence, and the Government forfeited
any challenge to the sufficiency of Smith’s objection. I
disagree with the majority opinion’s holding that Smith’s
objection to the authenticity of the alienage evidence was
inadequate. And anyway, I would not excuse the
1
The majority opinion’s careful analysis of the relevant regulations
serves as a helpful prologue for a future case. I add only that the
“confusion . . . concerning [our] authentication requirement,” Iran v.
INS, 656 F.2d 469, 472 (9th Cir. 1981), originates in our caselaw before
the regulations in question. In Chung Young Chew v. Boyd, 309 F.2d 857
(9th Cir. 1962), we first required authentication of evidence in
immigration proceedings, relying on the permissive authentication
standard of Federal Rule of Civil Procedure 44. See Chung Young Chew,
309 F.2d at 867 (explaining that Rule 44 allowed “proof of official
records by any method authorized by any applicable statute [or] by the
rules of evidence at common law”). The original 1965 regulations also
allowed authentication under a permissive standard. See 30 Fed. Reg.
12248 (Sept. 24, 1965) (providing certain methods by which domestic
official records “may be evidenced” in immigration proceedings).
Arguably, the 1985 amendments do not. See 50 Fed. Reg. 37834 (Sept.
18, 1985) (amending the operative verb from “may” to “shall”). Yet our
cases have continued to follow the permissive approach first established
in Chung Young Chew. See, e.g., Espinoza v. INS, 45 F.3d 308, 309–10
(9th Cir. 1995) (“The Ninth Circuit requires only that immigration forms
be authenticated through some recognized procedure, such as those
required by INS regulations or by the Federal Rules of Civil
Procedure.”).
22 SMITH V. GARLAND
Government’s inarguable failure to challenge Smith’s
arguable objection to evidence that was, after all, inarguably
inadmissible. Because I would grant the petition to hold the
Government to its burden of proof, I respectfully dissent.
Smith contested the evidence against him from the start.
He denied removability. So the Department got a
continuance to produce admissible documents establishing
Smith’s alienage and deportability. At his hearing, Smith
objected to the Department’s evidence of alienage on
authenticity grounds, citing its regulation on authentication,
8 C.F.R. § 287.6. Smith confusingly combined his
authenticity and reliability objections, reflecting the
Government’s own conflation of the two throughout these
proceedings. But Smith’s authenticity objection to the
alienage evidence is apparent from the context of the
discussion among Smith, the Department, and the IJ at the
hearing. Cf. Fed. R. Evid. 103(a)(1)(B) (the specific grounds
for an objection are preserved if “apparent from the
context”). The Department not only had notice of his
authenticity objection but responded to it on those same
grounds. Its counsel vouched for the fact that the challenged
documents were official records obtained through a proper
custodial chain—in other words, that they were authentic.
Counsel claimed that the USCIS printout was from “an
official DHS database,” the criminal-history record (or “rap
sheet”) was “an official FBI record,” and the Form I-213 was
“an official DHS record.” These representations could not,
without more, authenticate the documents. See Iran, 656
F.2d at 473. But they establish that Smith’s objection at the
hearing was sufficient “to alert [the judge] to the proper
course of action and enable opposing counsel to take
corrective measures.” United States v. Gomez-Norena, 908
SMITH V. GARLAND 23
F.2d 497, 500 (9th Cir. 1990) (quoting Fed. R. Evid. 103
advisory committee’s note to subdivision (a)).
Smith then exhausted his authenticity objection through
his appeal to the BIA. His brief challenged the admission of
the alienage evidence, stated the authentication requirements
of Iran and 8 C.F.R. § 287.6, then argued that “the
documents included in the Department’s Supplemental
Filings,” which include the documents at issue, “are not
authenticated nor reliable.” Smith’s arguments were enough
to put the BIA, too, on notice of his objection. See Umana-
Escobar v. Garland, 69 F.4th 544, 550 (9th Cir. 2023) (citing
Bare v. Barr, 975 F.3d 952, 960 (9th Cir. 2020)). Smith did
everything we typically expect in exhausting his challenge
to the authenticity of the alienage evidence. Cf. Baliza v. INS,
709 F.2d 1231, 1233–34 (9th Cir. 1983) (explaining that
even where a petitioner “did not clearly direct his challenge
to the lack of authentication,” reviewing the petitioner’s
challenge to the admission of the document on other grounds
“necessarily encompasses some consideration of the
affidavit’s authenticity”).
The majority opinion takes an unduly strict view of
Smith’s objection; it is not so strict with the Government’s
argument. It denies Smith’s petition on grounds the
Government first raised at oral argument. Until then, the
Government distinguished between documents it conceded
that Smith “specifically challenged,” including the
unauthenticated I-213 that the BIA relied on, and the
judgment of conviction, which it argued Smith did not
challenge before the IJ or BIA. “Generally, an appellee
waives any argument it fails to raise in its answering brief.”
United States v. Dreyer, 804 F.3d 1266, 1277 (9th Cir. 2015)
(en banc). Sometimes “we can ‘make an exception to waiver
. . . in the exceptional case in which review is necessary to
24 SMITH V. GARLAND
prevent a miscarriage of justice or to preserve the integrity
of the judicial process.’” Id. (alteration in original) (quoting
Ruiz v. Affinity Logistics Corp., 667 F.3d 1318, 1322 (9th
Cir. 2012)). But this is not an exceptional case.
To reach the Government’s last-minute argument, the
majority opinion relies on Alonso-Juarez v. Garland, 80
F.4th 1039 (9th Cir. 2023), where the issue was “fully
briefed, our court [had] expended significant time and
resources on it, and resolving the issue [was] of great public
importance to the many petitioners similarly situated.” Id. at
1046. The majority opinion also cites United States v.
Salman, 792 F.3d 1087 (9th Cir. 2015), another case in
which the issue was fully briefed by both parties, this time
“before oral argument.” Id. at 1090. But here the
Government never briefed the sufficiency of Smith’s
authenticity objection. Smith could not respond until his
rebuttal at oral argument, just minutes after hearing the
Government’s argument for the first time. And the
sufficiency of Smith’s objection is a record-bound dispute.
If this case presents any “important issue[]” likely to
“reoccur until [it is] addressed by the court,” Dreyer, 804
F.3d at 1278, that issue is the Government’s fully briefed
failure to authenticate its alienage evidence.
The majority opinion supports its decision to forgive the
Government’s omissions with two additional pieces of
evidence: Smith’s criminal-history record and his asylum
application. But neither the BIA on its review nor the
Government before us relied on this evidence to establish
Smith’s alienage, and for good reasons. First, the
Government’s briefing disclaimed reliance on Smith’s
unauthenticated criminal-history record for evidence of his
alienage—in contrast to its reliance on that record for
evidence of his conviction—presumably because the
SMITH V. GARLAND 25
document states, unreliably, that Smith was born in both
Guyana and Wisconsin. Even after the Government newly
contested the sufficiency of Smith’s authenticity objection at
oral argument, it still stopped short of the majority opinion’s
endorsement of this inconsistent criminal-history record as
proof of Smith’s alienage. Like the Government, the BIA
also relied exclusively on the I-213 to affirm the IJ’s finding
of alienage; it only mentioned the criminal-history record to
reject Smith’s argument that the self-contradicting document
undercut its reliance on the I-213. Second, neither the BIA
nor the Government relied on, or could have relied on,
alienage information that Smith later provided in support of
his asylum application, which the majority opinion cites to
support its decision. See 8 C.F.R. § 1240.11(e) (“An
application under this section . . . shall not be held to
constitute a concession of alienage or deportability in any
case in which the respondent does not admit his or her
alienage or deportability.”). Rather than exercise discretion
to relieve the Government of its burden of proof, I would
exercise restraint in taking the Government’s arguments as
presented.
Authentication is a foundational, if technical, rule of
evidence. “Men must turn square corners when they deal
with the Government,” Justice Holmes once wrote for the
Supreme Court. Rock Island, A. & L. R. Co. v. United States,
254 U.S. 141, 143 (1920). “But it is also true,” the Court
recently observed in addressing immigration law,
“particularly when so much is at stake, that ‘the Government
should turn square corners in dealing with the people.’”
Dep’t of Homeland Sec. v. Regents of the Univ. of Cal., 591
U.S. ___, 140 S. Ct. 1891, 1909 (2020) (quoting St. Regis
Paper Co. v. United States, 368 U.S. 208, 229 (1961) (Black,
J., dissenting)). Our cases have, at times, allowed parties to
26 SMITH V. GARLAND
round these square corners when authenticating evidence in
immigration hearings—including documents used to prove
a person removable from the country “by clear, unequivocal,
and convincing evidence.” Woodby v. INS, 385 U.S. 276,
277 (1966). But in this case, whether by its standards or our
own, the Government cut a corner completely by failing to
authenticate its proof of Smith’s alienage. I respectfully
dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MARLON ALONZO SMITH, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MARLON ALONZO SMITH, No.
02On Petition for Review of an Order of the Board of Immigration Appeals Argued and Submitted October 17, 2023 San Francisco, California Filed June 3, 2024 Before: Carlos T.
03Opinion by Judge Christen; Dissent by Judge Johnstone 2 SMITH V.
04GARLAND SUMMARY * Immigration Denying Marlon Alonzo Smith’s petition for review of a decision of the Board of Immigration Appeals, the panel exercised its discretion to consider an argument that the Government raised for the first time duri
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MARLON ALONZO SMITH, No.
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