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No. 10657383
United States Court of Appeals for the Ninth Circuit
Roberto Moncada v. Marco A. Rubio
No. 10657383 · Decided August 20, 2025
No. 10657383·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
August 20, 2025
Citation
No. 10657383
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
ROBERTO MONCADA, No. 23-55803
Plaintiff-Appellant, D.C. No.
2:19-cv-01293-
v. AB-AGR
MARCO A. RUBIO, in his official
capacity as U.S. Secretary of State, OPINION
Defendant-Appellee.
Appeal from the United States District Court
for the Central District of California
Andre Birotte, Jr., District Judge, Presiding
Argued and Submitted November 21, 2024
Pasadena, California
Filed August 20, 2025
Before: Johnnie B. Rawlinson, Morgan Christen, and
Anthony D. Johnstone, Circuit Judges.
Opinion by Judge Johnstone
2 MONCADA V. RUBIO
SUMMARY *
Birthright Citizenship / Diplomatic Immunity
The panel affirmed the district court’s judgment denying
Roberto Moncada’s claim to United States birthright
citizenship.
Moncada was born in New York City in July 1950, when
his father, a Nicaraguan national, was working for
Nicaragua’s permanent mission to the United Nations. For
nearly seventy years, Moncada lived and worked in the
United States as an American citizen. Five times he
subscribed the oath of allegiance, and five times the
government issued him a passport. In 2018, however, the
government revoked his passport, telling him he did not
acquire birthright citizenship because his father held
diplomatic immunity when Moncada was born.
The Fourteenth Amendment provides: “All persons
born . . . in the United States, and subject to the jurisdiction
thereof, are Citizens of the United States.” Moncada’s claim
depended on whether he was born “subject to the
jurisdiction” of the United States, or instead was immune
from such jurisdiction due to his father’s position. Looking
to federal and international law, the panel explained that the
question turned on whether President Truman received
Moncada’s father as an attaché, or whether he served as a
consul. If Moncada’s father was an attaché, then the father
and his family held full diplomatic immunity – meaning they
were not subject to the jurisdiction of the United States, and
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
MONCADA V. RUBIO 3
Moncada was not a birthright citizen. If the father was a
consul, then he held immunity only for official acts –
meaning that he and his family were subject to the
jurisdiction of the United States, and Moncada was a
birthright citizen.
In the district court, the Secretary of State produced a
recently executed certification of Moncada’s diplomatic
immunity at birth, arguing it was conclusive and binding
evidence of Moncada’s lack of birthright citizenship. The
district court declined to recognize the Certificate as
conclusive, but still, based on the record, held that the
Secretary established by clear and convincing evidence that
Moncada was not born a citizen.
The panel explained that the President’s reception of a
person as a diplomat is conclusive under Article II. But
whether the President has, in fact, received a diplomat such
that the diplomat’s children are not entitled to birthright
citizenship is a question about the Fourteenth Amendment
that the Constitution and Congress has charged the courts
with answering.
The panel agreed with the district court that the
certificate was not conclusive evidence of Moncado’s non-
citizenship, explaining that while a certificate may be
important evidence for courts to consider in making a factual
determination of whether the President received a person as
a diplomat, it is not conclusive to the exclusion of conflicting
evidence of that fact. Just as the Supreme Court has done in
similar cases, the panel considered the Certificate in the
context of a broader record of executive branch documents.
The panel reviewed the conflicting evidence in the
record and concluded that the district court did not clearly
4 MONCADA V. RUBIO
err in finding that Moncada’s father held diplomatic
immunity when Moncada was born.
Noting that the district court found it “impossible to
conclude that this is justice,” the panel stated that it shared
that concern, but explained that, as inequitable as this result
is, courts lack the equitable power to remedy the
government’s errors by granting Moncada citizenship.
COUNSEL
Sanjay Sobti (argued), U.S. Law Center, Corona, California,
for Plaintiff-Appellant.
Ruth A. Mueller (argued), Trial Attorney; Alexander
Halaska, Acting Assistant Director; William C. Peachey,
Director; Office of Immigration Litigation; Brian M.
Boynton, Principal Deputy Assistant Attorney General;
Civil Division, United States Department of Justice,
Washington, D.C.; for Defendant-Appellee.
MONCADA V. RUBIO 5
OPINION
JOHNSTONE, Circuit Judge:
Roberto Moncada was born in New York City in July
1950. His father, a Nicaraguan national, worked for
Nicaragua’s permanent mission to the United Nations. For
nearly seventy years, Moncada lived and worked in the
United States as an American citizen. Five times he
subscribed the oath of allegiance, and five times the
government issued Moncada a passport. In the district
court’s words: “A child was born in America and told by the
United States government—his government—that he was an
American citizen. And . . . it told him this again and again
and again and again.” The government repeatedly affirmed
that Moncada’s father’s apparent status as a Nicaraguan
consul did not confer diplomatic immunity on his children.
So, the government explained, Moncada was born “subject
to the jurisdiction” of the United States according to the
Fourteenth Amendment. U.S. Const. amend. XIV, § 1. And
under the Constitution, citizenship was his birthright.
But the government was, as the district court put it,
“wrong all along.” In 2018, the government reviewed its
records and found that Moncada’s father served as an
attaché, not a consul, when Moncada was born. Unlike a
consul, an attaché and his family possess full diplomatic
immunity. So, the government now asserted, Moncada was
not born “subject to the jurisdiction” of the United States.
Therefore, he was not a birthright citizen. The government
revoked Moncada’s passport and told him he “did not
acquire U.S. citizenship by virtue of [his] birth here.”
Moncada sued for a declaratory judgment that he is a
citizen. The Secretary of State responded by producing a
6 MONCADA V. RUBIO
recently executed certification of Moncada’s diplomatic
immunity at birth (“Certificate”). The Secretary argued that
this Certificate was conclusive evidence of Moncada’s lack
of birthright citizenship and was therefore binding on the
district court. The district court declined to recognize the
Certificate as conclusive. Still, based on the underlying
record of government documents, it held that the Secretary
established by clear and convincing evidence that Moncada
was not born a citizen because it found, as a matter of fact,
that his father was an attaché with diplomatic immunity
when he was born. We affirm.
I. The government recognized, then denied, that
Moncada is a birthright citizen.
Moncada was born “subject to the jurisdiction” of the
United States under the Fourteenth Amendment unless he
was born with diplomatic immunity—immunity from the
jurisdiction of the United States. U.S. Const. amend. XIV,
§ 1. Under international law principles incorporated into
federal law, and subject to limited exceptions, he held
diplomatic immunity if he was born into a diplomatic
household. That, in turn, depends on whether the
President—Truman, at the time—received Moncada’s
father, Dr. Moncada, as a public minister, or whether Dr.
Moncada served as a consul instead. We therefore begin with
the law of diplomatic immunity and the facts that determine
whether Moncada held that immunity at his birth.
International law distinguishes between public ministers
and consuls. Federal law reflects this distinction. The
Constitution, for example, vests the President’s power to
“appoint Ambassadors, other public Ministers and
Consuls . . . of the United States,” U.S. Const. art. II, § 2, but
imposes on the President a duty to receive only
MONCADA V. RUBIO 7
“Ambassadors and other public Ministers,” of foreign
nations, U.S. Const. art. II, § 3. Thus, as head of state the
President holds the appointment power under section 2 for
all of these officers of the United States, public Ministers and
consuls alike. But while the President has a corresponding
constitutional duty under section 3 to receive public
ministers from other nations, “the admission of Consuls into
the United States, where no previous treaty has stipulated it,
seems to have been no where provided for.” The Federalist
No. 42, at 280 (James Madison) (Jacob E. Cooke ed., 1961).
Instead, the President’s admission of consuls customarily
“depends upon the stipulations of the treaties between the
two states.” Henry Wheaton, Elements of International Law
109 (1836); see also Vienna Convention on Consular
Relations, art. 4, Apr. 24, 1963, 21 U.S.T. 77, 82 T.I.A.S.
No. 6820. Public ministers and consuls represent different
foreign interests in their host countries, derived from
different legal authorities. As a result, they hold different
forms of immunity that determine whether they and their
families are “subject to the jurisdiction” of the United States.
Ambassadors and other public ministers hold full
diplomatic immunity. Federal law in effect when Moncada
was born voided “any writ or process [] sued forth or
prosecuted . . . in any [] court[]” against “any ambassador or
other public minister of any foreign prince or state,
authorized and received as such by the President.” An Act
for the Punishment of Certain Crimes Against the United
States, ch. 9, § 25, 1 Stat. 117 (1790) (codified at 22 U.S.C.
§§ 252–254) (repealed 1978). This remains the law today.
See Diplomatic Relations Act, Pub. L. No. 95-393, 92 Stat.
808 (codified at 22 U.S.C. § 254c(a)); 22 C.F.R. § 150.1(a).
This is because public ministers represent a foreign
sovereign and therefore require “an entire independence on
8 MONCADA V. RUBIO
the jurisdiction and authority of the state in which [they]
reside[].” Emerich de Vattel, The Law of Nations, Or,
Principles of the Law of Nature, Applied to the Conduct and
Affairs of Nations and Sovereigns 470 (1758) (London ed.,
1797). The parties agree that, for our purposes, an attaché is
a class of public minister that holds diplomatic immunity.
See United States v. Benner, 24 Fed. Cas. 1084, 1088
(C.C.E.D. Pa. 1830) (acknowledging that an attaché of the
legation of the king of Denmark is an immune public
minister). Under the U.N. Headquarters Agreement,
representatives to the United Nations are entitled to the same
diplomatic immunity the United States “accords to
diplomatic envoys accredited to it.” See Agreement Between
the U.N. and the U.S. Regarding the Headquarters of the
U.N., S.J. Res. 144, 80th Cong. § 15 (1947). So an attaché
of a country’s delegation to the United Nations holds
diplomatic immunity.
With limited exceptions not at issue here, this diplomatic
immunity extends to the public minister’s family. 22 U.S.C.
§ 252 (repealed 1978) (applying immunity to “any domestic
or domestic servant of any such minister”); see also Carrera
v. Carrera, 174 F.2d 496, 498 (D.C. Cir. 1949) (“The same
immunity is not only given to an ambassador himself, but to
his subordinates, family and servants as well.” (quoting 27
Harv. L. Rev. 489 (1914))). Current law also immunizes a
public minister’s family pursuant to the Vienna Convention
on Diplomatic Relations. See 22 U.S.C. § 254d. That treaty,
entered into force with respect to the United States in 1972,
immunizes “[t]he members of the family of a diplomatic
agent forming part of his household [] if they are not
nationals of the receiving State.” Vienna Convention on
Diplomatic Relations art. 37, April 18, 1961, 23 U.S.T.
3227. Thus, the family “of the minister, participate[s] in the
MONCADA V. RUBIO 9
inviolability attached to his public character.” Wheaton,
supra, at 178; see also Vattel, supra, at 497 (“The respect
due to the [a]mbassador extends likewise to his children,
who also partake of his immunities.”).
Consuls, on the other hand, hold immunity only for their
official acts. See, e.g., Pan American Consular Convention,
Art. 17, 47 Stat. 1976, 1979 (Feb. 20, 1928) (providing, as
among the United States, Nicaragua, and other countries
“[i]n respect to unofficial acts, consuls are subject, in civil as
well as in criminal matters, to the jurisdiction of the state
where they exercise their functions.”); 1 Oppenheim’s
International Law at 841 n.2 (Sir Robert Jennings & Sir
Arthur Watts eds., 8th ed. 1955) (explaining diplomatic
immunity does not extend to “acts which do not properly fall
within the scope of the consular function”). This is because
they serve their countries’ citizens and commercial interests
in the host country, conventionally not by right under the law
of nations, but by treaty. Vattel, supra, at 148. “The consul
is no public minister . . . , and cannot pretend to the
privileges annexed to such character,” though a consul
should be allowed “all the liberty and safety necessary to the
proper discharge of his functions.” Id.; see also Wheaton,
supra, at 181; United States v. Ortega, 24 U.S. 467, 469 n.a
(1826) (providing that “consuls are in no respect privileged
as public ministers”). So consuls “are subject to the local law
in the same manner with other foreign residents owing a
temporary allegiance to the state.” See Coppell v. Hall, 74
U.S. 542, 553 (1869).
The process of Presidential reception of foreign
representatives, and resulting recognition of either
diplomatic or consular immunity, begins with the foreign
representative’s home country. For example, before a
country stations a representative at the United Nations, its
10 MONCADA V. RUBIO
mission sends a note providing the person’s name, title, and
nature of work. The U.N. Office of Protocol verifies the
information, including the individual’s duties and resulting
status. That office then transmits the information to the U.S.
Mission to the U.N. The U.S. Mission administers the
government’s duties under the U.N. Headquarters
Agreement. See Agreement Between the U.N. and the U.S.
Regarding the Headquarters of the U.N., S.J. Res. 144, 80th
Cong. (1947). For each verified minister or consul, the U.N.
Office of Protocol requests that the U.S. Host Country
Affairs Section register that person and their family as well
as their appropriate level of immunity. See, e.g., 22 C.F.R.
§ 150.2 (effective August 28, 2024).
We do not know exactly when and how the President
received Dr. Moncada as an attaché, or admitted him as a
consul, because the paper trail has faded over the intervening
seven decades. Ambiguities and gaps in the remaining
records led to a dispute over Dr. Moncada’s title and work,
which determines the scope of his immunity. Moncada
claims that his father served as a consul when he was born
because various documents, including his birth certificate,
list his father’s occupation as “Deputy Consul.” And in an
exequatur from May 1949, President Truman recognized Dr.
Moncada as “Consul of Nicaragua at New York, New
York.” See Black’s Law Dictionary 716 (12th ed.) (An
exequatur is “[a] written official recognition and
authorization of a consular officer, issued by the government
to which the officer is accredited.”).
But confusingly, a July 1950 U.N. document lists Dr.
Moncada as both “Consul, New York” and “Attaché.” And
several government records show that Dr. Moncada served
as an attaché. An official August 1950 registry of diplomats
from the U.S. Mission to the U.N., entitled “Members of
MONCADA V. RUBIO 11
Delegations to the United Nations Entitled to Diplomatic
Privileges” (“Blue List”), also identifies Dr. Moncada as
“Attaché.” Other contemporaneous records kept by the U.S.
Host Country Affairs Section—including the KARDEX, its
official internal registration system for tracking a diplomat’s
status—identify Dr. Moncada as “Attache” and list his wife
and children, but not Moncada. Shortly after Moncada’s
birth, Dr. Moncada addressed the U.N. General Assembly in
speeches concerning its budget and funding needs on behalf
of Nicaragua’s delegation, tasks which the Secretary says are
a better fit for diplomatic rather than consular status.
Still, the government repeatedly recognized Moncada as
its citizen. That is, until 2017. That’s when Moncada sought
to renew his passport and the government reopened its
inquiry into Dr. Moncada’s diplomatic status. It concluded
that Dr. Moncada served as an attaché to the Permanent
Mission of Nicaragua to the U.N., rather than a consul of
Nicaragua, when Moncada was born. As a result, his family
held diplomatic immunity. So Moncada was not, after all, a
birthright citizen born “subject to the jurisdiction” of the
United States. On that basis, the government revoked
Moncada’s passport. See 8 U.S.C. §§ 1104, 1185; 22 C.F.R.
§ 51.62(b).
Moncada sued “for a judgment declaring him to be a
national” of the United States under 8 U.S.C. § 1503(a)
based on his claim to birthright citizenship. At trial, James
Donovan, the Minister Counselor for the Host Country
Affairs Section, explained that the government repeatedly
mistook Dr. Moncada’s immunity status. But in trying to
correct the record, the Secretary failed to produce the official
U.N. request for diplomatic privileges and immunities or any
contemporaneous certificate of when the President received
him as a diplomat. Instead, the Secretary produced the
12 MONCADA V. RUBIO
Certificate, dated April 14, 2020, seventy years after Dr.
Moncada’s arrival, that “Dr. Moncada and his family
enjoyed diplomatic agent level immunity” from “April 27,
1950 . . . until March 18, 1955,” including the time of
Moncada’s birth. The Certificate was printed on the U.S.
Mission’s letterhead and signed by Donovan. The Secretary
asked the district court to give the Certificate conclusive
weight, which the district court declined to do. On the record
as whole, the district court nevertheless found that Dr.
Moncada possessed full diplomatic immunity when
Moncada was born, and therefore denied Moncada’s claim
to citizenship.
Moncada timely appealed. We review the district court’s
legal conclusions de novo and its factual findings for clear
error. Meza-Carmona v. Garland, 113 F.4th 1163, 1166 (9th
Cir. 2024). Under clear error review, “we must defer to the
district court’s findings unless we are ‘left with the definite
and firm conviction that a mistake has been committed.’”
Mondaca-Vega v. Lynch, 808 F.3d 413, 426 (9th Cir. 2015)
(en banc) (quoting Anderson v. City of Bessemer City, 470
U.S. 564, 573 (1985)).
II. The district court did not err in concluding that
Moncada is not a citizen.
“All persons born . . . in the United States, and subject to
the jurisdiction thereof, are Citizens of the United States.”
U.S. Const. amend. XIV, § 1 (“Citizenship Clause”); See
Nationality Act of 1940, Pub. L. No. 76-853, § 101(b), 54
Stat. 1137, 1138 (1940) (repealed 1952) (codifying the
Citizenship Clause); cf. 8 U.S.C. § 1401(a) (codifying the
Citizenship Clause). Moncada was born in the United States,
so we need only decide whether he was born “subject to the
jurisdiction thereof.” Id. When ratified, the Citizenship
MONCADA V. RUBIO 13
Clause was understood to exclude non-citizens “who belong
to the families of [a]mbassadors or foreign ministers
accredited to the Government of the United States.” Cong.
Globe, 39th Cong., 1st Sess. 2890 (1866) (Senator Jacob
Howard); see generally Michael D. Ramsey, Originalism
and Birthright Citizenship, 109 Geo. L.J. 405, 441–42
(2020). This exclusion incorporated the longstanding
international law principle of diplomatic immunity: “the
immunity which all civilized nations allow to foreign
ministers,” and those “privileges which are essential to the
dignity of [the foreign minister’s] sovereign, and to the
duties he is bound to perform.” The Schooner Exch. v.
McFaddon, 11 U.S. 116, 138–39 (1812). Thus, “[t]he
fourteenth amendment affirms the ancient and fundamental
rule of citizenship by birth within the territory, in the
allegiance and under the protection of the country, including
all children here born of resident aliens, with the exceptions
or qualifications (as old as the rule itself) of children of
foreign sovereigns or their ministers.” United States v. Wong
Kim Ark, 169 U.S. 649, 693 (1898); see also Washington v.
Trump, No. 25-807, 2025 WL 2061447, at *10 (9th Cir. July
23, 2025) (explaining that “subject to the jurisdiction
thereof” means “subject to the laws and authority of the
United States”).
The question of a foreign representative’s immunity
necessarily implicates the President’s duty under Article II
of the Constitution to “receive Ambassadors and other public
Ministers.” U.S. Const. art. II, § 3; see also Zivotofsky ex rel.
Zivotofsky v. Kerry, 576 U.S. 1, 17 (2015) (explaining that
“the exclusive recognition power is essential to the conduct
of Presidential duties”). The executive’s “action in
recognizing a foreign government and in receiving its
diplomatic representatives is conclusive on all domestic
14 MONCADA V. RUBIO
courts.” Guar. Tr. Co. of N.Y. v. United States, 304 U.S. 126,
138 (1938). So when the President receives someone as a
diplomat, we “are bound to accept that determination.” Id.
(citing Jones v. United States, 137 U.S. 202, 212 (1890)).
Yet the Constitution also assigns to the federal courts
jurisdiction over “all cases affecting Ambassadors, other
public Ministers and Consuls,” which implies a judicial
power to determine whether a party is, in fact, a public
minister or consul received by the President. See U.S. Const.
art. III, § 2, cl. 1; In re Baiz, 135 U.S. 403, 430–31 (1890).
And the Constitution vests in Congress the power to
establish rules for recognizing citizenship according to
Article I and the Fourteenth Amendment. See U.S. Const.
amend. XIV, § 5; see also id. art. I, § 8, cl. 4 (vesting in
Congress the exclusive power “[t]o establish[] a uniform
Rule of Naturalization”); cf. Fedorenko v. United States, 449
U.S. 490, 506 (1981) (explaining that Congress has power to
impose “prerequisites to the acquisition of United States
citizenship” by naturalization). Finally, Congress directed
the judiciary, not the President, to determine citizenship
claims. See 8 U.S.C. § 1503(a) (providing that any person
claiming that their citizenship has been improperly denied
“may institute an action . . . for a judgment declaring him to
be a national of the United States”).
Here, Congress’s citizenship powers under Article I and
the Fourteenth Amendment intersect with both the
President’s Article II diplomatic reception duties and the
federal courts’ Article III judicial powers over citizenship
claims. At such an intersection, the President “can rely only
upon his own constitutional powers minus any constitutional
powers of Congress over the matter.” Youngstown Sheet &
Tube Co. v. Sawyer, 343 U.S. 579, 637 (1952) (Jackson, J.,
concurring). The President’s reception of a person as a
MONCADA V. RUBIO 15
diplomat is conclusive under Article II. But whether the
President has, in fact, received a diplomat such that the
diplomat’s children are not entitled to birthright citizenship
is a question about the Fourteenth Amendment that the
Constitution and Congress has charged the courts with
answering. After all, “[w]hatever power the United States
Constitution envisions for the [President] in its exchanges
with other nations . . . it most assuredly envisions a role for
all three branches when individual liberties are at stake.”
Hamdi v. Rumsfeld, 542 U.S. 507, 536 (2004). The same
goes for the “precious right” of citizenship. See United States
v. Dang, 488 F.3d 1135, 1139 (9th Cir. 2007). Thus, “in the
absence of a controlling provision of the Constitution,” no
legislation or executive action denying a person’s citizenship
“can constrain or permit the judiciary to refuse to give full
effect to the peremptory and explicit language of the
fourteenth amendment.” Wong Kim Ark, 169 U.S. at 694.
To review, Moncada’s claim to birthright citizenship
depends on whether he was born “subject to the jurisdiction”
of the United States or instead was immune from such
jurisdiction. Whether he held immunity depends on whether
the President received his father, Dr. Moncada, as a diplomat
with the resulting family-level diplomatic immunity. The
Secretary argues that the district court erred by declining to
view the Certificate as conclusive evidence that President
Truman received Dr. Moncada as a diplomat. Moncada
argues that the district court was correct to look beyond the
Certificate, but that it clearly erred in finding that Dr.
Moncada and his family were immune when he was born.
We begin by deciding whether the Certificate is conclusive
evidence—despite conflicting facts in the record—that Dr.
Moncada held diplomatic immunity at Moncada’s birth and
thus that Moncada is not a birthright citizen. We hold that
16 MONCADA V. RUBIO
the Certificate is not conclusive here, so we may look
beyond it to the other executive branch evidence.
Considering the full record, we ask whether the district court
clearly erred in finding that the evidence proves clearly and
convincingly that Moncada was not born “subject to the
jurisdiction” of the United States. Finding no clear error, we
must reject Moncada’s claim to birthright citizenship.
A. The Certificate is not conclusive evidence of
Moncada’s non-citizenship.
The President’s exclusive power to receive diplomats
means that courts “do not assume to sit in judgment upon the
decision of the executive in reference to the public character
of a person claiming to be a foreign minister.” In re Baiz,
135 U.S. at 432. In Baiz, the question was whether
petitioner—a Guatemalan consul general—was also a
foreign minister, thereby vesting the Supreme Court with
exclusive jurisdiction in a libel action against him. Id. at
417–18 (quoting Revised Stats. § 687 (1789)). In the
opinion’s final paragraph, the Court explained that because
it did not question the executive’s decision to receive a
person as a diplomat, it “therefore ha[s] the right to accept
the certificate of the state department that a party is or is not
a privileged person, and cannot properly be asked to proceed
upon argumentative or collateral proof.” Id. at 431–32.
The Secretary does not cite any statute or regulation
providing for such certificates or their evidentiary effect. See
also Muthana v. Pompeo, 985 F.3d 893, 912 (D.C. Cir.
2021) (Tatel, J., concurring) (doubting whether “a
longstanding formal procedure for communicating the
Executive’s view of diplomatic status to the court exists”);
cf. 22 C.F.R. § 150.2 (2024) (authorizing the government to
determine diplomatic immunity “in accordance with
MONCADA V. RUBIO 17
relevant international and domestic law”). Instead, the
Secretary argues that this passage from Baiz requires a court
to hold that the Certificate conclusively establishes an
individual’s immunity status, to the exclusion of other record
evidence.
But while Baiz recognized that “the decision of the
executive” to receive a diplomat is conclusive, we do not
read it to hold that courts’ “right to accept the certificate” as
evidence of that decision also imposes on courts a separate
duty to do so. In re Baiz, 135 U.S. at 432. This is at least the
case where other executive records may confirm or conflict
with an immunity claim. For example, in Baiz the
government declined to provide the district court with an
official certification of petitioner’s diplomatic immunity.
See id. at 430. So the Court affirmed based on other
evidence, including correspondence and other executive
branch records like those presented here. Id. at 425–31.
The Baiz Court drew from two earlier cases that each
considered evidence establishing the fact of a President’s
reception of a foreign representative even as the court
accorded the reception itself as legally conclusive of
diplomatic status. In United States v. Liddle, the court
explained that “the certificate of the secretary . . . is an
acknowledgment by the government that [an individual] is
received and considered as entitled to the character attributed
to him.” 26 F. Cas. 936, 936 (C.C.D. Pa. 1808)
(Washington, J.) (explaining that “[t]he certificate of the
secretary is good evidence, and the best to prove” diplomatic
immunity). But it then turned to “parol proof,” which was
“proper” to “fix the time when the privileges [of the
diplomat] commenced,” id., similar to the documentary
timeline of Dr. Moncada’s diplomatic status here.
18 MONCADA V. RUBIO
And in a second case, the court rejected evidence of a
diplomat’s appointment by his home country, holding that
“[t]he only proper inquiry” when determining a foreign
representative’s diplomatic status is whether the individual
has “been received and recognized as such by the executive
of this government.” United States v. Ortega, 27 F. Cas. 359,
362 (C.C.E.D. Pa. 1825) (Washington, J.), certified question
answered sub nom. Ortega, 24 U.S. 467. Yet after setting
aside the evidence of the diplomat’s home-country
appointment by Spain, the court continued its inquiry into
the diplomat’s host-country reception by the United States.
And it put to the jury the question of whether the victim was
“a foreign minister, at the time the alleged offence was
committed,” based on official testimony and correspondence
from the Secretary. Id. at 360–61. So it was “evidence of
those facts” about the President’s reception—found by the
jury and based on the Secretary’s testimony and records—
that was “conclusive” of his immunity status. Id. at 362
(emphasis added).
In the Supreme Court’s first application of Baiz it
summarized the rule: “[a]s to international affairs, such as
the recognition of a foreign government, or of the diplomatic
character of a person claiming to be its representative,
[courts] may inquire of the . . . department of state.” Jones,
137 U.S. at 216. So it opened with the observation that “it
is not material to inquire, nor is it the province of the court
to determine, whether the executive be right or wrong; it is
enough to know that in the exercise of his constitutional
functions he has decided the question.” Id. at 221. Then it
proceeded to conduct a detailed examination of “documents
from the state department” to determine what the President
had, in fact, decided. Id. at 221–24. Only after consideration
of these records did the Court conclude that “[t]he
MONCADA V. RUBIO 19
subsequent action of the president, through the appropriate
departments, has put the matter beyond all question.” Id. at
223. Ultimately, the Court held, “the duty of the judiciary is
to decide in accordance with what the president, in the
exercise of a discretionary power confided to him by the
constitution and laws, has actually done.” Id. at 221
(emphasis added).
Put differently, under Baiz we need not credit the
Secretary’s certification of a foreign representative’s status,
presented during litigation, “to the exclusion of all other
Executive evidence.” See Muthana, 985 F.3d at 914 (Tatel,
J., concurring). As the Supreme Court later explained in
defining these extents of executive and judicial power,
“though it is the executive that determines a person’s status
as representative of a foreign government, Ex parte Hitz, 111
U.S. 766 (1884), the executive’s statements will be
construed where necessary to determine the court’s
jurisdiction, In re Baiz, 135 U.S. 403.” Baker v. Carr, 369
U.S. 186, 213 (1962) (internal citations cleaned up for
consistency). The same holds true here, where construing the
executive’s statements is necessary to determine whether a
person is “subject to the jurisdiction” of the United States.
Other circuit courts of appeals read Baiz more broadly.
But they do so outside the special burden of proof required
in citizenship cases and in the absence of the conflicting
evidence presented here. See, e.g., United States v. Al-
Hamdi, 356 F.3d 564, 573 (4th Cir. 2004) (declining to
review the Secretary’s factual determination on immunity
when presented with an official certification); Abdulaziz v.
Metro. Dade Cnty., 741 F.2d 1328, 1331 (11th Cir. 1984)
(relying on the Secretary’s certification and declining to
inquire into whether petitioner was protected by the Vienna
Convention on Diplomatic Relations); United States v.
20 MONCADA V. RUBIO
Lumumba, 741 F.2d 12, 15 (2d Cir. 1984) (reasoning that
“recognition by the executive branch—not to be second-
guessed by the judiciary—is essential to establishing
diplomatic status” without commenting on the conclusive
evidentiary authority of the Secretary’s certification). These
cases do not address the issue before us: whether the
Certificate alone deprives a district court of its fact-finding
powers when there is conflicting evidence about whether the
President received a person as a diplomat.
Only the Court of Appeals for the D.C. Circuit in
Muthana accepted the Secretary’s certification of an
individual’s immunity status as conclusive—despite
conflicting evidence to the contrary—both of that status and
of a lack of citizenship under the Citizenship Clause. 985
F.3d at 908–09. As discussed above, we agree with the
Muthana court that the President has the exclusive power to
receive diplomats under Article II. But we disagree that this
power binds courts when presented with a certificate that
purports to resolve disputed questions of fact as to whether
the President has actually done so. See id. at 912 (Tatel, J.,
concurring) (declining to accept conflicting certifications of
past diplomatic status as conclusive). And because this case
presents a distinct constitutional question under the
Citizenship Clause, we decline to extend the Court’s
reasoning in Baiz to allow a contested certificate to serve not
as a shield defending a person from judicial process, but as
a sword defeating a person’s claim to citizenship.
So while a certificate may be important evidence for
courts to consider in making a factual determination of
whether the President received a person as a diplomat, it is
not conclusive to the exclusion of conflicting evidence of
that fact. Rather, it represents the executive branch’s current
view of the facts bearing on whether the President did, at
MONCADA V. RUBIO 21
some time in the past, receive that person as a diplomat. Just
as the Supreme Court has done in similar cases, we consider
the Secretary’s certificate in the context of a broader record
of executive branch documents. Here, as explained below,
there is conflicting evidence in the record about whether the
President had received Dr. Moncada as a diplomat when his
son was born. Thus, we proceed to review the district court’s
findings, including its consideration of the Certificate, and
“decide in accordance with what the president, in the
exercise of a discretionary power confided to him by the
constitution and laws, has actually done.” Jones, 137 U.S. at
221.
B. The district court did not clearly err in finding
clear and convincing evidence that Moncada is
not a citizen.
A person claiming United States citizenship bears the
burden of producing “substantial credible evidence” of that
fact. Mondaca-Vega, 808 F.3d at 419 (quoting Ayala-
Villanueva v. Holder, 572 F.3d 736, 737 n.3 (9th Cir. 2009)).
If the person does so, the burden shifts to the government to
prove lack of citizenship “by clear and convincing
evidence.” Id. (internal quotation marks omitted). This clear
and convincing burden of proof “matches the gravity of the
task” in proceedings, such as this one, that may deprive a
person of the United States citizenship to which they may be
rightfully entitled. Id. at 422; see Nishikawa v. Dulles, 356
U.S. 129, 138 (1958) (Black, J., concurring) (observing that
when an individual is born in the United States and entitled
to rights of citizenship, “neither the Congress, nor the
Executive, nor the Judiciary, nor all three in concert” can
strip away that right).
22 MONCADA V. RUBIO
Evidence of a valid United States passport is “substantial
credible evidence” of United States citizenship. See
Mondaca-Vega, 808 F.3d at 419 (citing Ayala-Villanueva,
572 F.3d at 737 n.3); see also 22 U.S.C. § 2705 (providing
that a passport has the “force and effect as proof of United
States citizenship”). The parties stipulated that Moncada was
issued United States passports or passport cards at least five
times over the past seventy years. So the Secretary must
show, by clear and convincing evidence, that Dr. Moncada
had diplomatic immunity when Moncada was born, and
therefore that Moncada was born outside the jurisdiction of
the United States.
The district court found conflicting evidence of Dr.
Moncada’s diplomatic immunity, but it discounted
Moncada’s evidence as lacking sufficient weight. Along
with the Certificate, the Secretary produced the bulk of the
evidence at trial: Donovan’s credible testimony about
diplomatic processes and records; the U.S. Mission to the
U.N. “Blue List,” the registry of individuals with diplomatic
immunity, which includes Dr. Moncada’s name and title as
an attaché; the U.S. Host Country Affairs Section’s
KARDEX registry of biographical information for Dr.
Moncada and his family; and U.N. General Assembly
records where Dr. Moncada spoke to the body in a
diplomatic capacity. Of particular importance are “Blue
List” documents because they may “constitute []
presumptive evidence that [Moncada] enjoy[ed] diplomatic
status.” Restatement (Third) of Foreign Relations Law § 464
(Am. L. Inst. 1987). Each piece of evidence shows that Dr.
Moncada enjoyed diplomatic immunity when his son was
born.
But Moncada presented evidence to the contrary,
including President Truman’s May 1949 exequatur with Dr.
MONCADA V. RUBIO 23
Moncada listed as “Deputy Consul,” Moncada’s birth
certificate that lists his father’s occupation as “Consul,” and
the absence of Moncada’s name among the Moncada
children listed on the KARDEX. Also, some of Donovan’s
trial testimony conflicts with the “reasonable—if not
inevitable—inference” of Moncada’s citizenship status. See
Mondaca-Vega, 808 F.3d at 426. For example, Donovan
testified that he did not have any knowledge of how or where
Dr. Moncada spent most of his time while he represented
Nicaragua at the U.N. This was an important concession
because that information would have been helpful
circumstantial evidence of his job description and title.
Moncada also relies on various documents noting that Dr.
Moncada lacked full diplomatic immunity status, due in part
to confusion of the “Blue List” of diplomats at the embassy
in Washington D.C. (which did not list Dr. Moncada) with
the “Blue List” of diplomats at the permanent mission to the
U.N. in New York City (which did list Dr. Moncada). And
again, the Secretary did not produce any contemporaneous
certification of when, exactly, the President received Dr.
Moncada as a diplomat.
Still, as the fact finder, “the district court was entitled to
discount this evidence.” Mondaca-Vega, 808 F.3d at 427.
And “[b]ased ‘on the entire evidence,’ we are not ‘left with
the definite and firm conviction that a mistake has been
committed.’” Id. at 428 (quoting Anderson, 470 U.S. at 573).
Thus, on the record before it, the district court did not clearly
err in finding that Dr. Moncada held diplomatic immunity
when his son was born. See Chaudhry v. Aragon, 68 F.4th
1161, 1171 (9th Cir. 2023). Therefore, Moncada also held
diplomatic immunity. And if he was immune from the
24 MONCADA V. RUBIO
jurisdiction of the United States at birth, then he is not a
birthright citizen under the Fourteenth Amendment. 1
III. Conclusion
“[I]n the absence of a controlling provision of the
constitution,” we must “give full effect” to our country’s
guarantee of birthright citizenship to all who are subject to
its jurisdiction. Wong Kim Ark, 169 U.S. at 694. The
Constitution confers on the President alone the legal duty to
receive diplomats and thereby immunize those diplomats
from the jurisdiction of the United States. But two centuries
of cases teach that whether the President has, in fact,
received and immunized a person as a diplomat remains a
fact question for judicial inquiry. This is so even when the
Secretary certifies one view of a contested executive branch
record. And it is especially so when, as in this case, the
question of diplomatic immunity conferred under Article II
merges into a question of birthright citizenship under the
Fourteenth Amendment.
The district court did not clearly err in finding that clear
and convincing evidence proved that Moncada was born
1
Moncada also argues that his mother’s status when he was born
provides an independent basis for his claim to birthright citizenship. This
argument was raised fleetingly at best in the district court, so that court
did not reach a legal conclusion on the issue. His argument begins with
the premise that she was a national of the United States by virtue of her
purported status as a lawful permanent resident. However, a lawful
permanent resident was not then, and is not now, a “national of the
United States.” Nationality Act of 1940, Pub. L. No. 76-853, § 101(b),
54 Stat. 1137, 1137 (1940) (“The term ‘national of the United
States’ . . . does not include an alien.”) (repealed 1952); Johnson-Reed
Act of 1924, Pub. L. No. 68-139, § 28(b), 43 Stat. 153, 168 (1924)
(defining “alien”) (repealed 1952); cf. 8 U.S.C. § 1101(a)(15), (20), (22).
So this argument also fails.
MONCADA V. RUBIO 25
with diplomatic immunity, and thus did not acquire
birthright citizenship. The district court also observed that
“[i]t is impossible to conclude that this is justice,” and we
share its concern about this outcome. The government, for
its part, concedes that its decades of mistakes led to this
“very unfortunate and regrettable situation.” But as
inequitable as this result is, courts lack the equitable power
to remedy the government’s errors by granting Moncada
citizenship. See INS v. Pangilinan, 486 U.S. 875, 885 (1988).
Formality is a virtue of birthright citizenship. It requires
no inquiry into lineage but is “restricted only by place and
jurisdiction.” Wong Kim Ark, 169 U.S. at 676. Yet when
circumstances leave a person immune from the jurisdiction
of the United States at birth, this same formality requires a
court to “give full effect” to that restriction. Id. at 694. Thus,
we affirm the judgment of the district court. 2
AFFIRMED.
2
Moncada raises a separate issue: the district court erred in dismissing
his claims under the Citizenship Clause and Administrative Procedure
Act. We review a motion to dismiss de novo. Benavidez v. Cty. of San
Diego, 993 F.3d 1134, 1141 (9th Cir. 2021). Moncada’s Citizenship
Clause claim is practically identical to the 8 U.S.C. § 1503 claim
resolved at trial, so any error by the district court in dismissing it would
be harmless. See Wrighten v. Metro. Hosps., Inc., 726 F.2d 1346, 1353
(9th Cir. 1984). Moncada’s APA claim under 5 U.S.C. § 704 fails
because he also sought a citizenship determination under 8 U.S.C.
§ 1503, which provides an adequate remedy for his alleged injury. See
W. Watersheds Project v. Kraayenbrink, 632 F.3d 472, 497 (9th Cir.
2011).
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ROBERTO MONCADA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ROBERTO MONCADA, No.
02RUBIO SUMMARY * Birthright Citizenship / Diplomatic Immunity The panel affirmed the district court’s judgment denying Roberto Moncada’s claim to United States birthright citizenship.
03Moncada was born in New York City in July 1950, when his father, a Nicaraguan national, was working for Nicaragua’s permanent mission to the United Nations.
04For nearly seventy years, Moncada lived and worked in the United States as an American citizen.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ROBERTO MONCADA, No.
FlawCheck shows no negative treatment for Roberto Moncada v. Marco A. Rubio in the current circuit citation data.
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Use the citation No. 10657383 and verify it against the official reporter before filing.