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No. 10041461
United States Court of Appeals for the Ninth Circuit
Rana v. Jenkins
No. 10041461 · Decided August 15, 2024
No. 10041461·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
August 15, 2024
Citation
No. 10041461
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
TAHAWWUR HUSSAIN RANA, No. 23-1827
D.C. No.
Petitioner - Appellant,
2:23-cv-04223-
DSF
v.
W.Z. JENKINS II, OPINION
Respondent - Appellee.
Appeal from the United States District Court
for the Central District of California
Dale S. Fischer, District Judge, Presiding
Argued and Submitted June 5, 2024
Pasadena, California
Filed August 15, 2024
Before: MILAN D. SMITH, JR. and BRIDGET S. BADE,
Circuit Judges, and SIDNEY A. FITZWATER, District
Judge. *
Opinion by Judge Milan D. Smith, Jr.
*
The Honorable Sidney A. Fitzwater, United States District Judge for
the Northern District of Texas, sitting by designation.
2 RANA V. JENKINS
SUMMARY **
Habeas Corpus
The panel affirmed the district court’s denial of
Tahawwur Hussain Rana’s 28 U.S.C. § 2241 habeas corpus
petition challenging a magistrate judge’s certification of
Rana as extraditable to India for his alleged participation in
terrorist attacks in Mumbai.
Under the limited scope of habeas review of an
extradition order, the panel held that Rana’s alleged offense
fell within the terms of the extradition treaty between the
United States and India, which included a Non Bis in Idem
(double jeopardy) exception to extraditability “when the
person sought has been convicted or acquitted in the
Requested State for the offense for which extradition is
requested.” Relying on the plain text of the treaty, the State
Department’s technical analysis, and persuasive case law of
other circuits, the panel held that the word “offense” refers
to a charged crime, rather than underlying acts, and requires
an analysis of the elements of each crime. The panel
concluded that a coconspirator’s plea agreement did not
compel a different result. The panel held that the Non Bis in
Idem exception did not apply because the Indian charges
contained distinct elements from the crimes for which Rana
was acquitted in the United States.
The panel also held that India provided sufficient
competent evidence to support the magistrate judge’s
**
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
RANA V. JENKINS 3
finding of probable cause that Rana committed the charged
crimes.
COUNSEL
John D. Cline (argued), Law Office of John D. Cline, Seattle,
Washington; Jennifer L. Williams, Summa LLP, South
Pasadena, California; for Petitioner-Appellant.
Bram M. Alden (argued), Assistant United States Attorney
Chief, Criminal Appeals Section; David R. Friedman and
John J. Lulejian, Assistant United States Attorneys; E.
Martin Estrada, United States Attorney; Department of
Justice, Office of the United States Attorney, Los Angeles,
California; Kerry A. Monaco, Trial Attorney; Rebecca A.
Haciski, Associate Director; Office of International Affairs;
Bruce C. Swartz, Deputy Assistant Attorney General; Nicole
M. Argentieri, Acting Assistant Attorney General, Criminal
Division; United States Department of Justice, Washington,
D.C.; for Respondent-Appellee.
OPINION
M. SMITH, Circuit Judge:
Tahawwur Hussain Rana, a Pakistani national, was tried
in a United States district court on charges related to his
support for a terrorist organization that carried out large-
scale terrorist attacks in Mumbai, India. A jury convicted
Rana of providing material support to a foreign terrorist
organization and conspiring to provide material support to a
foiled plot to carry out terrorist attacks in Denmark.
4 RANA V. JENKINS
However, the jury acquitted Rana of conspiring to provide
material support to terrorism related to the attacks in India.
After Rana served seven years in prison for those
convictions and upon his compassionate release, India
issued a request for his extradition to try him for his alleged
participation in the Mumbai attacks.
Before the magistrate judge who initially decided Rana’s
extraditability (the extradition court), Rana argued that the
United States’ extradition treaty with India protected him
from extradition because of its Non Bis in Idem (double
jeopardy) provision. He also argued that India did not
provide sufficient evidence to demonstrate probable cause
that he committed the charged crimes. The extradition court
rejected Rana’s arguments and certified that he was
extraditable. After Rana raised the same arguments in a
habeas petition in district court (the habeas court), the habeas
court affirmed the extradition court’s findings of facts and
conclusions of law. This appeal timely followed, with Rana
raising both his Non Bis in Idem and probable cause
arguments. We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
I. Factual Background
Rana and David Coleman Headley were childhood
friends. 1 In adulthood, Rana deserted his post in the
Pakistani army and moved to Chicago, where he established
an immigration business. For his part, Headley started
trafficking heroin, ultimately radicalized, and attended
1
We recount these facts based on testimony and evidence before the
extradition court, including testimony and evidence presented in Rana’s
criminal trial in the Northern District of Illinois. Rana disputes their
accuracy, as outlined in Section II below.
RANA V. JENKINS 5
training camps operated by the terrorist organization
Lashkar-e-Tayyiba (Lashkar). According to Headley’s
testimony, the pair met in Chicago multiple times over the
course of three years, plotting to assist Lashkar in terrorist
attacks that ultimately killed and injured hundreds of people.
In August 2005, the pair met over several days in
Chicago, where Headley told Rana about Lashkar’s plans for
Headley to travel to public places and government facilities
in India to conduct surveillance for a possible attack.
Headley proposed using Rana’s immigration business as a
front for Lashkar’s surveillance activities, with Headley
posing as an “immigration consultant” for Rana in Mumbai.
To sweeten the deal for Rana, Headley offered to help
resolve Rana’s status as a deserter from the Pakistani army.
In June 2006, Headley again met with Rana in Chicago,
elaborating on his involvement with Lashkar. After agreeing
to open a Mumbai branch of his immigration business, Rana
helped Headley complete a successful application for an
Indian business visa, which contained several inaccuracies.
Headley used the visa to travel to India under the pretense of
operating the Mumbai branch of Rana’s business. Although
Headley rented an apartment, hired a secretary, and signed a
lease for the branch, little to no immigration work occurred
there.
In July 2007, Headley stayed at Rana’s Chicago home,
informed him about the surveillance he had conducted while
in India, and showed Rana a video Headley had taken of the
Taj Mahal Palace Hotel. Rana helped Headley secure a five-
year multi-entry Indian visa. Utilizing that visa, Headley
traveled to India multiple times between September 2007
and March 2008, conducting further surveillance of potential
targets. In May 2008, Headley informed Rana about the
6 RANA V. JENKINS
surveillance he conducted in Mumbai, identifying possible
attack targets, including the Taj Mahal Palace Hotel.
In the fall of 2008, Headley warned Rana to avoid India,
where attacks were imminent, and arranged for Rana to meet
with one of their co-conspirators in Dubai. During a later
intercepted conversation, Rana told Headley that their co-
conspirator in Dubai had confirmed the upcoming attacks.
The lease on the Mumbai office expired in November 2008,
and neither Rana nor Headley renewed it.
Lashkar carried out massive terrorist attacks throughout
Mumbai, including at the Taj Mahal Palace Hotel, between
November 26 and 29, 2008. The attacks killed 166 people,
injured 239, and resulted in more than $1.5 billion in
property damage. Rana commended the terrorists who
carried out the attacks and stated that the people of India
“deserved it.”
After the terrorist attacks in India were completed,
Headley and Lashkar began plotting new, but ultimately
unsuccessful, attacks in Denmark and India. Headley once
again used the immigration business as a cover to conduct
surveillance, this time in Denmark. Headley kept Rana
apprised of his surveillance activities, and Rana
communicated directly with Headley’s Lashkar contacts.
II. Procedural Background
On October 3, 2009, United States law enforcement
arrested Headley in Chicago. Headley pled guilty to twelve
terrorism-related charges in the Northern District of Illinois,
including multiple counts related to the Mumbai attacks and
the foiled Denmark plot. Headley agreed to cooperate with
the United States, and his plea agreement contained a non-
extradition provision.
RANA V. JENKINS 7
Law enforcement also arrested and indicted Rana on
October 18, 2009. Rana was tried on three counts:
conspiracy to provide material support to terrorism in India,
18 U.S.C. § 2339A, conspiracy to provide material support
to terrorism in Denmark, id., and providing material support
to a foreign terrorist organization, id. § 2339B. Headley
testified for the prosecution. On June 9, 2011, the jury
convicted Rana of the terrorism conspiracy related to
Denmark and providing material support to Lashkar but
acquitted him of the terrorism conspiracy related to India.
On January 17, 2013, the district court sentenced Rana to 14
years in prison. After serving seven years of prison time,
Rana’s motion for compassionate release was granted during
the COVID-19 pandemic.
While Rana was in United States custody, the Indian
government charged Rana, accusing him of conspiring to
plan and carry out the Mumbai attacks. On August 28, 2018,
an Indian judge issued a warrant for Rana’s arrest on charges
related to the attacks, including (1) conspiracy to (a) wage
war, (b) commit murder, (c) commit forgery for the purpose
of cheating, (d) use as genuine a forged document or
electronic record, and (e) commit a terrorist attack;
(2) waging war; (3) murder; and (4) committing a terrorist
act. 2 India subsequently requested Rana’s extradition.
One day after Rana was granted compassionate release,
the United States filed a complaint for his provisional arrest
in response to India’s extradition request. On May 16, 2023,
2
We have simplified the charges for the purposes of this opinion. Some
of the charges, including conspiracy to wage war and conspiracy to
commit a terrorist act, were brought as multiple charges under separate
provisions of India’s Penal Code and Unlawful Activities Prevention
Act.
8 RANA V. JENKINS
the extradition court certified Rana’s extradition pursuant to
18 U.S.C. § 3184 and rejected Rana’s claims that (1) his
extradition to India was barred under the Non Bis in Idem
provision of the Extradition Treaty Between the Government
of the United States of America and the Government of the
Republic of India (the Treaty) and (2) India’s evidence
against Rana failed to establish probable cause that Rana
committed the offenses for which the certification of
extradition was sought.
Rana sought collateral review in the habeas court by
filing a petition pursuant to 28 U.S.C. § 2241. The habeas
court rejected Rana’s same arguments, denying his petition
on August 10, 2023. The habeas court, however, stayed
Rana’s extradition pending this timely appeal.
JURISDICTION AND STANDARD OF REVIEW
The extradition court had jurisdiction pursuant to 18
U.S.C. § 3184. The habeas court had jurisdiction pursuant
to 28 U.S.C. § 2241(a). We have jurisdiction pursuant to 28
U.S.C. §§ 1291, 2253(a).
“We review de novo the district court’s denial of a
habeas petition in extradition proceedings.” United States v.
Knotek, 925 F.3d 1118, 1124 (9th Cir. 2019). We evaluate
“factual questions, as determined by the extradition
magistrate judge, for clear error.” McKnight v. Torres, 563
F.3d 890, 892 (9th Cir. 2009).
“The scope of habeas review of an extradition order is
severely limited.” Artukovic v. Rison, 784 F.2d 1354, 1355–
56 (9th Cir. 1986). We can review only “whether: (1) the
extradition magistrate judge had jurisdiction over the
individual sought, (2) the treaty was in force and the
accused’s alleged offense fell within the treaty’s terms, and
RANA V. JENKINS 9
(3) there is any competent evidence supporting the probable
cause determination of the magistrate judge.” Knotek, 925
F.3d at 1124 (citation, internal quotation marks, and
alterations omitted). Rana challenges only the latter two
issues, and we address them in turn.
ANALYSIS
I. Rana’s alleged offense fell within the Treaty’s terms.
Article 1 of the Treaty states that the United States and
India “agree to extradite to each other . . . persons who, by
the authorities in the Requesting State are formally accused
of, charged with or convicted of an extraditable offense
. . . .” One exception is “when the person sought has been
convicted or acquitted in the Requested State for the offense
for which extradition is requested,” codified at Article 6(1).
Rana argues that he cannot be extradited based on conduct
for which he was acquitted in the United States because the
word “offense” refers to underlying acts. The government
argues that “offense” refers to a charged crime and requires
an analysis of the elements of each charged crime. Thus,
according to the government, the Treaty permits Rana’s
extradition because the Indian charges contain distinct
elements from the crimes for which he was acquitted in the
United States.
Treaty interpretation begins with the Treaty’s plain text,
but we also consider its negotiations, drafting history, and
post-ratification understanding of the signatory nations.
Medellín v. Texas, 552 U.S. 491, 506–07 (2008). Here, the
Treaty’s plain terms, the post-ratification understanding of
the signatories, and persuasive precedent all support the
government’s interpretation. Rana argues, however, that,
based on the government’s interpretation of the Treaty in
Headley’s plea agreement, we should judicially estop the
10 RANA V. JENKINS
government from advocating for its current interpretation of
the Treaty. We decline to do so.
A. The plain text of the Treaty supports a meaning
of “offense” that denotes a charged crime defined
by its elements.
The parties refer us to several provisions both within and
outside the Treaty that assist us in interpreting Article 6(1):
Article 6(2), Article 2, and the United States’ other
extradition treaties. We address each source in turn.
First, Article 6, when read as a whole, compels a reading
of “offense” that requires comparing the elements of each
country’s crimes. We begin with the text. 3 Article 6
contains two provisions. Paragraph 1, the provision we are
tasked with interpreting, states in full: “Extradition shall not
be granted when the person sought has been convicted or
acquitted in the Requested State for the offense for which
extradition is requested.” (emphasis added). The subsequent
provision, Paragraph 2, states: “Extradition shall not be
precluded by the fact that the authorities in the Requested
State have decided not to prosecute the person sought for the
acts for which extradition is requested . . . .” (emphasis
added). As is apparent, Paragraph 1 uses the word “offense,”
while the very next provision uses the word “acts.” When
treaties use differing language in parallel provisions, it
“implies that the drafters of the [Treaty] understood the
word[s] [] to mean something different . . . for they
otherwise logically would have used the same word in each
article.” Air France v. Saks, 470 U.S. 392, 398 (1985);
3
The government points to Black’s Law Dictionary, which defines
“offense” as a “violation of the law” or “crime.” Black’s Law Dictionary
1300 (11th ed. 2019). This definition does not aid our inquiry because it
begs the question of how we should compare similar crimes.
RANA V. JENKINS 11
Hosaka v. United Airlines, Inc., 305 F.3d 989, 995 (9th Cir.
2002). Thus, the most natural reading of Paragraph 1
compels a definition of “offense” that is distinct from “acts.”
Because “acts” in Paragraph 2 refers to uncharged
conduct, “offense” in Paragraph 1 must refer to something
other than uncharged conduct. Rana argues that “acts” in
Paragraph 2 means the same thing as “offense[s]” as used in
Paragraph 1. This argument is unpersuasive. As Rana
concedes in his reply brief, “Article 6(2) refers to instances
where the requested state has declined to prosecute, meaning
that the acts at issue may never have coalesced into an
offense under the laws of that state.” We thus read “offense”
as a charged crime, with elements, as distinct from
uncharged “acts” or conduct. 4
Second, Rana points to Article 2’s dual criminality
provision, which uses “offense” to refer to underlying
conduct. Article 2 states that “[a]n offense shall be an
extraditable offense if it is punishable under the laws in both
Contracting States by deprivation of liberty, including
imprisonment, for a period of more than one year or by a
more severe penalty.” Binding Ninth Circuit precedent
instructs that, for purposes of the dual criminality provision,
“the elements of the analogous offenses need not be
identical.” Clarey v. Gregg, 138 F.3d 764, 766 (9th Cir.
1998). Rana argues that because “offense” is used to refer
4
Rana’s argument that similar treaties’ submittal letters refer to “acts”
as “offenses” when explaining similar provisions does not cut in his
favor. While it is possible (although unlikely) that “acts” and “offenses”
are intended as synonyms in Article 6, that reading does not necessarily
mean that they both refer to “conduct.” It is equally as likely that both
words refer to crimes consisting of elements.
12 RANA V. JENKINS
to conduct in Article 2, it must also refer to conduct in Article
6.
While Rana is correct that typically “identical words
used in different parts of the same act are intended to have
the same meaning,” Sorenson v. Secretary of the Treasury,
475 U.S. 851, 860 (1986), Article 2 contains limiting
language. It instructs that “offense” is to be interpreted
“[f]or the purposes of this Article” “whether or not the laws
in the Contracting States place the offense within the same
category of offenses or describe the offense by the same
terminology.” In other words, the Treaty explicitly states
that for the purposes of the dual criminality provision,
whether the offenses in each state use the same terminology
(or, in other words, elements) is irrelevant. See Knotek, 925
F.3d at 1131 & n.12 (explaining that a similar provision in
the extradition treaty with the Czech Republic incorporated
the rule that, for the purposes of dual criminality, “[t]he
elements of one offense ‘need not be identical to the
elements of a similar offense in the United States’”). No
such limiting language exists in Article 6.
Moreover, despite Rana’s argument that “offense”
consistently means “acts” in Article 2, multiple provisions
seem to reference the elements of a crime when using
“offense.” For example, Article 2, Paragraph 4 of the Treaty
states: “Extradition shall be granted for an extraditable
offense regardless of where the act or acts constituting the
offense were committed.” The Treaty here acknowledges
that various acts make up an offense. The contracting states
could have drafted language requiring that extradition shall
be granted for an extraditable offense “regardless of where
the offense was committed,” but they did not. Further,
Paragraph 2 of Article 2 states: “An offense shall also be an
extraditable offense if it consists of an attempt or a
RANA V. JENKINS 13
conspiracy to commit, aiding or abetting, counselling or
procuring the commission of or being an accessory before or
after the fact to, any offense described in paragraph 1.”
Here, Article 2, Paragraph 2 refers to an offense as
something that includes elements, such as aiding and
abetting or conspiracy.
Third, this interpretation is further supported by
comparing treaties that specifically use the word “acts” in
their Non Bis in Idem provisions. For example, the U.S.
Extradition Treaty with Italy uses the word “acts” in its Non
Bis in Idem provision, as did the 1971 Extradition Treaty
between the United States and France. When the United
States and France rewrote their extradition treaty in 1996,
they changed the Non Bis in Idem provision to use the term
“offense.” These examples demonstrate that, when the
United States and its allies want to protect similar conduct
from being dually prosecuted in each nation, they use
language to evince that intent. They did not do so here, and
we see no reason to ignore the Treaty’s plain terms.
B. The State Department’s technical analysis
supports an elements approach.
The post-ratification understanding of the signatories
confirms this reading. “It is well settled that the Executive
Branch’s interpretation of a treaty ‘is entitled to great
weight.’” Abbott v. Abbott, 560 U.S. 1, 15 (2010) (quoting
Sumitomo Shoji America, Inc. v. Avagliano, 457 U.S. 176,
185 (1982)). Here, the United States Departments of State
and Justice submitted a technical analysis to Congress based
on their notes in negotiating the Treaty. The analysis states
that Article 6, Paragraph 1 “applies only when the person
sought has been convicted or acquitted in the Requested
State of exactly the same crime that is charged in the
14 RANA V. JENKINS
Requesting State. It is not enough that the same facts were
involved.” (emphasis added). We give this interpretation
substantial weight. 5
Prior to the Supreme Court's overruling of Chevron
U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467
U.S. 837 (1984), see Loper Bright Enters. v. Raimondo, 144
S. Ct. 2244 (2024), Rana argued that Chevron’s likely
impending demise would undermine the precedent requiring
us to defer to the Executive Branch’s interpretation of the
Treaty. But because the logic underpinning Chevron
deference is entirely distinct from the logic underpinning a
deference to the Executive in matters of foreign affairs, see
U.S. Const. art. II, § 2; Haig v. Agee, 453 U.S. 280, 293–94
(1981) (“[T]he generally accepted view [is] that foreign
policy was the province and responsibility of the
Executive.”), Loper Bright has no effect on our decision
here.
Documents like a technical analysis help us understand
the negotiators’ intent in creating a binding agreement with
another nation. We defer to those documents because they
state what the drafters meant when they wrote the treaties at
issue. As we explained in Patterson v. Wagner, 785 F.3d
1277 (9th Cir. 2015):
Because the purpose of treaty interpretation
is to ‘give the specific words of the treaty a
meaning consistent with the shared
expectations of the contracting parties,
5
This interpretation is further supported by India’s similar reading of the
Treaty. The Indian opinion that Rana claims the government overlooks
is a dissenting opinion from the Indian Supreme Court and lacks the force
of law.
RANA V. JENKINS 15
courts—including our Supreme Court—look
to the executive branch’s interpretation of the
issue, the views of other contracting states,
and the treaty’s negotiation and drafting
history in order to ensure that their
interpretation of the text is not contradicted
by other evidence of intent.
Id. at 1281–82 (internal citations omitted); see, e.g.,
Manrique v. Kolc, 65 F.4th 1037, 1043 (9th Cir. 2023)
(utilizing technical analysis as “strong evidence” of the
United States’ intent).
On the other hand, Chevron deference relied primarily
on an agency’s policy expertise, rather than its insight into
Congress’s intent. See Chevron, 467 U.S. at 865–66
(explaining that judges, who are not policy experts, should
defer to an agency’s wise policy expertise). Loper Bright
held that this long-standing rationale was flawed because the
Administrative Procedure Act’s (APA) mandate that
reviewing courts determine “all relevant questions of law”
means that courts must “exercise independent judgment in
determining the meaning of statutory provisions.” 144 S. Ct.
at 2262. This reasoning does not touch, let alone undermine,
the principle that we are to give deference to the Executive
Branch’s understanding of its own treaties.
Rana makes similar arguments based on his view that the
Supreme Court is likely to also undermine Auer deference,
as articulated in Auer v. Robbins, 519 U.S. 452 (1997). The
Supreme Court rejected the opportunity to do so in Kisor v.
Wilkie, 588 U.S. 558 (2019), and we have no reason to
believe that the possibility of overruling Auer would
materially affect this case in any way. Auer does not apply
here because we are not reviewing an agency’s interpretation
16 RANA V. JENKINS
of its own regulation. Based on Kisor, however, Rana argues
that the State Department’s interpretation must reflect “fair
and considered judgment.” Id. at 579. 6 Even if Auer did
apply, the State Department’s technical analysis need not
“be supported with reasoning and analysis,” as Rana
contends, because it is merely a recounting of the Executive
Branch’s understanding of the treaty it negotiated.
Rana refers us to Hill v. Norton, 275 F.3d 98 (D.C. Cir.
2001), as persuasive authority that we need not defer to the
Executive’s interpretation of treaties. In that case, the D.C.
Circuit held that the failure of the Secretary of the Interior to
include a certain bird species on a list of birds protected by
the Migratory Bird Treaty Act was arbitrary and capricious
under the APA. Id. at 99. That case, however, is distinct for
two reasons. First, Hill involved review of post-ratification
implementation of a treaty via regulations, not a technical
analysis explaining the intent of the drafters. Id. The
Secretary of the Interior’s regulations did not evince a pre-
ratification intent. Second, the Secretary’s implementing
regulation contradicted the clear, unambiguous terms of the
treaty, which is, as stated above, not the case here. See id. at
106.
The plain meaning of the Treaty is supported by the
Executive’s understanding of its terms at the time of
drafting. We defer to that understanding.
6
Rana also argues that we could only defer to the State Department’s
interpretation of an ambiguous treaty. We come to our conclusion
primarily based on the unambiguous plain text of the Treaty, so this
argument makes no difference.
RANA V. JENKINS 17
C. Persuasive case law supports an elements
approach.
The Fourth Circuit considered a similar treaty provision
in Zhenli Ye Gon v. Holt (Ye Gon), 774 F.3d 207 (4th Cir.
2014), and required an elements-based analysis. The Non
Bis in Idem provision there stated that the requested country
shall not extradite a fugitive who “‘has been prosecuted or
has been tried and convicted or acquitted’ in that country, if
that prosecution or trial was ‘for the offense for which
extradition is requested.’” Id. at 211. The Fourth Circuit
interpreted “offense” to mean “the definition of the crime.”
Id. at 215.
The Fourth Circuit compared the Non Bis in Idem
provision to the dual criminality provision of the treaty. Id.
The dual criminality provision prevented extradition for
crimes unless they were “wilful acts . . . punishable in
accordance with the laws of both Contracting Parties.” Id.
Because the dual criminality provision used the word “acts”
and the Non Bis in Idem provision used the word
“offense[s],” the Fourth Circuit held that “offenses” “must
be something other than the acts underlying those offenses.”
Id. The most natural reading of “offenses,” the Fourth
Circuit explained, is the definition of the crime, supporting
the double jeopardy approach outlined in Blockburger v.
United States, 284 U.S. 299 (1932). Ye Gon, 774 F.3d at
215. Although the dual criminality provision here also uses
the word “offense,” it explicitly limits “offense” to mean
conduct for that provision only. See Knotek, 925 F.3d at
1131 n.12. Here, the word “acts” is used in the very next
paragraph in Article 6, leading to an even stronger inference
that “acts” and “offense[s]” have distinct definitions. See Air
France, 470 U.S. at 398.
18 RANA V. JENKINS
Similarly, the Eleventh Circuit in United States v.
Duarte-Acero, 208 F.3d 1282 (11th Cir. 2000), read the
word “offense” in a Non Bis in Idem provision to refer
narrowly to criminal elements, as opposed to “[a] broader
formulation[,] [which] would have used the word ‘act,’
‘action,’ or ‘conduct.’” Id. at 1286; see also United States v.
Trabelsi, 845 F.3d 1181, 1193 (D.C. Cir. 2017) (Pillard, J.,
concurring in part and concurring in the judgment)
(endorsing a Blockburger analysis in interpreting whether
the same “offense” was prosecuted in each country).
Rana also refers us to Sindona v. Grant, 619 F.2d 167
(2d Cir. 1980), in which the Second Circuit interpreted
“offense” to mean underlying conduct. That decision,
however, is less persuasive for several reasons. First, the
“same conduct” test in Sindona was, at least in part, based
on a concurrence by Justice Brennan in Ashe v. Swenson, 397
U.S. 436 (1970), which the Supreme Court eroded in United
States v. Dixon, 509 U.S. 688, 704 (1993) (striking down the
“same conduct” rule for double jeopardy analysis as “wholly
inconsistent with earlier Supreme Court precedent and with
the clear common-law understanding of double jeopardy”).
See Ye Gon, 774 F.3d at 216–17. Second, Sindona relied on
the policy of the Department of Justice not to try federal
cases where a state has prosecuted “the same act or acts.”
619 F.2d at 178 (citing Petite v. United States, 361 U.S. 529,
530–31 (1960) (per curiam)). The internal DOJ Petite Policy
has no bearing on what the word “offense” means in the
Treaty, particularly where the policy does not use the word.
See Ye Gon, 774 F.3d at 216. Finally, Sindona relied on the
argument that a foreign country “could hardly be expected
to be aware of Blockburger.” 619 F.2d at 178. While that
may have been true in 1980, the Treaty was signed nearly
twenty years later in 1997. Even if India were not aware of
RANA V. JENKINS 19
Blockburger, our conclusion that “offense” and “acts” must
have different meanings stands. Rana has offered no other
non-elements-based definition of “offense” that would
distinguish it from Article 6’s use of “acts” in Paragraph 2.
Thus, nothing in Sindona persuades us that “offense” does
not refer to a crime’s elements. 7
D. Headley’s plea agreement does not compel a
different result.
Rana contends that the government’s interpretation of
Article 6 in Headley’s plea agreement demonstrates that
“offense” refers to conduct rather than elements. Headley’s
plea agreement states: “Pursuant to Article 6 of the
Extradition Treaty . . . defendant shall not be extradited . . .
7
Along similar lines, Rana suggests that the government’s interpretation
of “offense” creates absurd results because there may be local or country-
specific elements included in a crime, such as an effect on interstate
commerce. The plain language of the Treaty, however, suggests that this
may be the intended result. In Article 2, Section 3(b), the Treaty states
that for purposes of the dual criminality provision, an offense is
extraditable “whether or not the offense is one for which United States
federal law requires the showing of such matters as interstate
transportation, or use of the mails or of other facilities affecting interstate
or foreign commerce, such matters being merely for the purpose of
establishing jurisdiction in a United States federal court[.]” The
inclusion of this provision in Article 2 demonstrates that the drafters
were aware of difficulties in comparing United States and Indian law but
chose not to include such an exception in Article 6.
In any event, neither of the terrorism conspiracies for which Rana was
prosecuted under 18 U.S.C. § 2339A required proof of a local element.
If, at an appropriate time, we determine it is necessary to carve out a
jurisdictional-element exception to Blockburger to apply exclusively in
extradition cases, we may do so. Cf. United States v. Hairston, 64 F.3d
491, 496 (9th Cir. 1995). At this time, we take no stance on whether
such an exception would be appropriate or necessary.
20 RANA V. JENKINS
for any offenses for which he has been convicted in
accordance with this plea.” The next sentence states:
The defendant and the United States
Attorney’s Office accordingly agree that, if
defendant pleads guilty to and is convicted of
all offenses set out in the Superseding
Indictment, including Conspiracy to Bomb
Places of Public Use in India (in violation of
18 U.S.C. § 2332f(a)(2)) . . . then the
defendant shall not be extradited to the
Republic of India . . . for the foregoing
offenses, including conduct within the scope
of those offenses for which he has been
convicted . . . (emphasis added).
Rana further points to statements made by U.S. Attorney
Patrick J. Fitzgerald at Headley’s plea colloquy describing
the above plea provision:
Your Honor, I think that is a summary of
what is a paragraph that is very specific in
Paragraph 9 of the agreement . . . . And that
says if the conduct is conduct within the
scope of those offenses for which he has been
convicted in accordance with the plea, then
according to the treaty, he would not be
extradited.
Taking the plea agreement by itself, the language does
not obviously suggest that “offense” means “conduct.” The
plea agreement specifies that, for purposes of the agreement,
offense “include[s] conduct within the scope of those
offenses,” thus suggesting that “offense” is not co-extensive
RANA V. JENKINS 21
with “conduct” in every case. Additionally, the “pursuant to
Article 6” language occurs only in the prior sentence, which
refers exclusively to offenses. The plea agreement then goes
on to list the “offenses” for which Headley had been
indicted, all of which refer to specific statutory criminal
violations.
The U.S. Attorney’s comments are less clear. Although
they do seem to suggest that he interpreted the plea
agreement to employ a conduct-based test under the Treaty,
Rana provides no case that suggests that a singular statement
by a U.S. Attorney interpreting a plea agreement should
control over both plain language in the Treaty and the
earlier-in-time contemporaneous understanding of the State
Department.
Instead, Rana asks this court to judicially estop the
Justice Department from changing positions between
Headley’s and Rana’s proceedings. He also asks that, in the
alternative, we remand to the district court for production
and examination of internal Justice Department
communications. A party is judicially estopped from
making an argument “when 1) its current position is ‘clearly
inconsistent’ with its previous position; 2) ‘the party has
succeeded in persuading a court to accept that party’s earlier
position’; and 3) the party, if not estopped, ‘would derive an
unfair advantage or impose an unfair detriment on the
opposing party.’” Perez v. Discover Bank, 74 F.4th 1003,
1008 (9th Cir. 2023).
We decline to estop the government here because, even
if U.S. Attorney Fitzgerald’s statement was “clearly
inconsistent” with the interpretation it now advances, it fails
to meet the latter two prongs. First, the government did not
persuade the district court to adopt its prior interpretation of
22 RANA V. JENKINS
the Treaty; it merely asked the district court to approve a plea
agreement that contained a provision that may have been
broader than the Treaty. The district court did not explicitly
accept any interpretation of the Treaty in approving the
agreement. Second, Rana does not successfully articulate
why the government would derive an unfair advantage from
pursuing an interpretation of the Treaty that is supported by
its plain language and technical analysis. Thus, we also
decline to remand the case to the district court for production
and examination of internal Justice Department
communications.
We conclude that “offense” in Article 6, Paragraph 1
requires us to compare the elements of the crime for which
Rana was acquitted in the United States with the elements of
the crimes he is charged with in India. Because the parties
do not dispute that the crimes charged in India have elements
independent from those under which Rana was prosecuted
in the United States, the Treaty permits Rana’s extradition.
II. Competent evidence supports probable cause.
Article 9.3(c) of the Treaty provides that a request for
extradition must be supported by “such information as would
justify the committal for trial of the person if the offense had
been committed in the Requested State.” The parties agree
that this standard requires India to provide information “that
would be sufficient to establish probable cause” that Rana
committed the alleged crime. Emami v. U.S. Dist. Court for
N. Dist. of Cal., 834 F.2d 1444, 1447 (9th Cir. 1987). We
must affirm the probable cause finding so long as “there was
any evidence warranting the finding that there was
reasonable ground to believe the accused guilty.” Manrique,
65 F.4th at 1044.
RANA V. JENKINS 23
Rana attacks the credibility of Headley, who was the
government’s main witness. Rana argues that the extradition
court should have discounted Headley’s testimony because
he (a) is a serial cooperator who returned to criminal activity,
(b) “received training in manipulation and deception by the
ISI, Pakistan’s intelligence service,” (c) initially denied
Rana’s knowledge of Headley’s terrorist activities and then
only disclosed Rana’s knowledge after Rana’s arrest,
(d) used Rana for illegal activity without Rana’s knowledge,
(e) deceived his multiple wives, (f) and told other unrelated
falsehoods to his associates and a judge.
Questions concerning Headley’s credibility, however,
are not properly before us. “An accused in an extradition
hearing has no right . . . to pose questions of credibility as in
an ordinary trial . . . .” Santos v. Thomas, 830 F.3d 987, 992
(9th Cir. 2016) (en banc) (quoting Eain v. Wilkes, 641 F.2d
504, 511 (7th Cir. 1981)). The only evidence an accused can
introduce “is evidence that ‘explains away or completely
obliterates probable cause.’” Id. (quoting Mainero v.
Gregg, 164 F.3d 1199, 1207 n.7 (9th Cir. 1999), superseded
by statute on other grounds as recognized in Manrique, 65
F.4th at 1044). Attacks on Headley’s credibility, while
perhaps compelling to a jury, do not rise to the level of
“complete[] obliterat[ion]” required to find a lack of
probable cause. Id. In Barapind v. Enomoto, for example,
our court sitting en banc rejected the accused’s proffer of a
“significant” government witness’s complete recantation of
his identification of the accused. 400 F.3d 744, 749–50 (9th
Cir. 2005) (per curiam) (en banc). None of the attacks Rana
proffers regarding Headley’s credibility comes anywhere
close to a direct recantation of his testimony, and all of them
would require evaluations of credibility best left for trial.
See Santos, 830 F.3d at 992.
24 RANA V. JENKINS
The government correctly notes that the cases to which
Rana cites largely recite probable cause standards in the
criminal context outside of extradition proceedings, see
Illinois v. Gates, 462 U.S. 213 (1983); United States v.
Jensen, 425 F.3d 698 (9th Cir. 2005); United States v.
Nielsen, 371 F.3d 574 (9th Cir. 2004), and it is unclear why
those cases apply given the clear, recent precedent
proscribing the consideration of impeachment evidence in
extradition proceedings. Rana points to Choe v. Torres, 525
F.3d 733 (9th Cir. 2008), to support his argument that this
court can consider a credibility challenge to undermine the
extradition court’s probable cause finding, but that case did
just the opposite. There, we rejected the petitioner’s
credibility challenge: “Ho’s lack of credibility is merely a
weakness in Korea’s case; it does not ‘completely
obliterate[]’ the evidence of probable cause.” Id. at 740. 8
One district court case cited by Rana, In re Extradition
of Ameen, 2021 WL 1564520, at *13 (E.D. Cal. Apr. 21,
2021), relies on Quinn v. Robinson, 783 F.2d 776, 815 (9th
Cir. 1986), for the proposition that the extradition magistrate
judge may consider credibility evidence. Quinn makes clear,
however, that our court may not consider credibility attacks
on habeas review, even if an extradition magistrate judge
may consider them. See id. We review Rana’s habeas
petition here, so we may not consider Headley’s credibility.
The other out-of-circuit district court case Rana cites, In re
Mazur, 2007 WL 2122401 (N.D. Ill. July 20, 2007), is also
clearly distinguishable. There, the court evaluated multiple
statements surrounding the same event from an individual
8
We do not consider the likelihood that Rana would die in jail or be
unable to obtain legal representation in India. We must assume that Rana
will face a fair trial. Glucksman v. Henkel, 221 U.S. 508, 512 (1911).
RANA V. JENKINS 25
witness. Id. at *21–22. The court rejected the witness’s
statements because the story changed so substantially
between statements that it was impossible to believe that the
story was true and because the witness “admit[ted] that he
lied under oath” and “that he essentially made up the
connection between” the petitioner and the criminal activity.
Id. Rana has not presented similar evidence here. 9 Thus, no
case Rana cites to supports the proposition that this court
may consider credibility attacks in determining whether the
extradition judge properly found probable cause.
Rana’s arguments that the Pakistan Intelligence Service
paid for the Mumbai office, and that Rana would not have
checked Headley’s false visa application, rely exclusively on
an attack on Headley’s credibility, so we reject them. The
other evidence that Rana offers (apart from his attack on
Headley’s credibility) does not help him. His arguments that
(1) the Mumbai office did business, (2) the Mumbai office
closed around the time of the attack for legitimate reasons,
and (3) the warning about the impending attacks from
Headley’s co-conspirator in Dubai disproves Rana’s earlier
awareness of the attacks, do not upset the finding of probable
cause.
First, Rana presents evidence disproving that the
“Mumbai office did no business,” but that ignores clear
testimony from the business’s customers, stating that they
never received the visas for which they paid, and its
9
Rana argues that Headley’s initial refusal to implicate Rana is similar
to Mazur, but the extradition court considered Headley’s explanation that
he initially lied in an attempt to shield his childhood friend but ultimately
offered up the evidence once he learned Rana was arrested. It is not in
the province of our court, reviewing a habeas petition, to review that
credibility determination. See Quinn, 783 F.2d at 815.
26 RANA V. JENKINS
secretary, stating that “there [was] no business.” Second,
Rana claims that the Mumbai office closing around the time
of the attacks does not create an inference that the Mumbai
office was a sham. Instead, Rana points to evidence that he
was looking for ways to maintain his business presence in
Mumbai. Even so, the evidence discussed above is sufficient
to demonstrate probable cause that the Mumbai office was a
sham. Finally, Rana argues that the fact that Headley sent a
third party to warn Rana of the attacks disproves Rana’s
involvement with the plot. This inference does not
“obliterate” probable cause; an equally compelling inference
could be drawn that Headley kept Rana informed of the
plans. Competent evidence supports the extradition court’s
finding of probable cause.
CONCLUSION
The judgment of the district court is AFFIRMED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TAHAWWUR HUSSAIN RANA, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TAHAWWUR HUSSAIN RANA, No.
02Fischer, District Judge, Presiding Argued and Submitted June 5, 2024 Pasadena, California Filed August 15, 2024 Before: MILAN D.
03Fitzwater, United States District Judge for the Northern District of Texas, sitting by designation.
04JENKINS SUMMARY ** Habeas Corpus The panel affirmed the district court’s denial of Tahawwur Hussain Rana’s 28 U.S.C.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT TAHAWWUR HUSSAIN RANA, No.
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