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No. 7215224
United States Court of Appeals for the Ninth Circuit
Perkins v. Securities & Exchange Commission
No. 7215224 · Decided March 21, 2002
No. 7215224·Ninth Circuit · 2002·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
March 21, 2002
Citation
No. 7215224
Disposition
See opinion text.
Full Opinion
MEMORANDUM ** Keith S. Perkins petitions pro se for review of the Securities and Exchange Commission’s (“SEC”) order sustaining the National Association of Securities Dealers’ imposition of a $7,500 fine. We have jurisdiction pursuant to 15 U.S.C. § 78y(a)(l). We conclude that substantial evidence supports the SEC’s factual findings, and that the SEC properly affirmed the sanction. See Krull v. SEC, 248 F.3d 907, 911-12 (9th Cir.2001). PETITION DENIED. This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as may be provided by Ninth Circuit Rule 36-3.
Plain English Summary
Perkins petitions pro se for review of the Securities and Exchange Commission’s (“SEC”) order sustaining the National Association of Securities Dealers’ imposition of a $7,500 fine.
Key Points
01Perkins petitions pro se for review of the Securities and Exchange Commission’s (“SEC”) order sustaining the National Association of Securities Dealers’ imposition of a $7,500 fine.
02We conclude that substantial evidence supports the SEC’s factual findings, and that the SEC properly affirmed the sanction.
03This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as may be provided by Ninth Circuit Rule 36-3.
04
Frequently Asked Questions
Perkins petitions pro se for review of the Securities and Exchange Commission’s (“SEC”) order sustaining the National Association of Securities Dealers’ imposition of a $7,500 fine.
FlawCheck shows no negative treatment for Perkins v. Securities & Exchange Commission in the current circuit citation data.
This case was decided on March 21, 2002.
Use the citation No. 7215224 and verify it against the official reporter before filing.