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No. 10584878
United States Court of Appeals for the Ninth Circuit
Paul Parker v. Bnsf Railway Company
No. 10584878 · Decided May 15, 2025
No. 10584878·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
May 15, 2025
Citation
No. 10584878
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
PAUL W. PARKER, as Personal No. 22-35695
Representative of the Estate of Curtis
John Rookaird, D.C. No.
2:14-cv-00176-
Plaintiff-Appellant, RAJ
v.
BNSF RAILWAY COMPANY, a OPINION
Delaware corporation,
Defendant-Appellee.
Appeal from the United States District Court
for the Western District of Washington
Richard A. Jones, District Judge, Presiding
Argued and Submitted En Banc March 19, 2025
San Francisco, California
Filed May 15, 2025
Before: Mary H. Murguia, Chief Judge, and Susan P.
Graber, Kim McLane Wardlaw, John B. Owens, Danielle J.
Forrest, Jennifer Sung, Holly A. Thomas, Salvador
Mendoza, Jr., Roopali H. Desai, Anthony D. Johnstone and
Ana de Alba, Circuit Judges.
Opinion by Judge Graber
2 PARKER V. BNSF RAILWAY CO.
SUMMARY *
Federal Railroad Safety Act
The en banc court affirmed the district court’s judgment
after a bench trial in favor of BNSF Railway Co., the
defendant in a retaliation action under the Federal Railroad
Safety Act.
Conductor Curtis Rookaird alleged that BNSF fired him
in retaliation for engaging in protected activity by testing the
air brakes on railcars. After a bench trial on remand from
this court, the district court concluded that Rookaird met his
burden of proving, by a preponderance of the evidence, that
the air-brake test was a contributing factor to the firing. The
district court further found, however, that BNSF met its
burden of proving that it would have fired Rookaird anyway.
The en banc court held that the district court applied the
correct burden of proof from the Wendell H. Ford Aviation
Investment and Reform Act for the 21st Century, or
“AIR21,” and permissibly determined that the air-brake test
played a small role in BNSF’s firing decision. Because even
a small contribution suffices under the applicable lenient
standard, Rookaird properly prevailed at this step of the
analysis.
The en banc court held that under the AIR21 standard, if
the plaintiff meets their initial burden, then the defendant
faces a steep burden in proving, by clear and convincing
evidence, the affirmative defense that it would have taken
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
PARKER V. BNSF RAILWAY CO. 3
the same unfavorable personnel action in the absence of the
protected behavior. The en banc court concluded that the
district court correctly applied this legal
standard. Reviewing for clear error, the en banc court
affirmed the district court’s finding that BNSF met the
AIR21 standard’s high bar and established the affirmative
defense.
COUNSEL
William G. Jungbauer (argued) and John D. Magnuson,
Yaeger & Jungbauer Barristers PLC, Saint Paul, Minnesota;
Cyle A. Cramer, Nichols Kaster PLLP, Minneapolis,
Minnesota; for Plaintiff-Appellant.
David M. Morrell (argued), Jacqueline M. Holmes, and
Michael Heckman, Jones Day, Washington, D.C.; Tim D.
Wackerbarth, Callie A. Castillo, and Andrew G. Yates,
Ballard Spahr LLP, Seattle, Washington; Shelby B. Smith,
Jones Day, Pittsburgh, Pennsylvania; for Defendant-
Appellee.
Robert B. Mitchell, K&L Gates LLP, Seattle, Washington;
Kathryn D. Kirmayer and Charlie Kazemzadeh, Association
of American Railroads, Washington, D.C.; for Amicus
Curiae Association of American Railroads.
4 PARKER V. BNSF RAILWAY CO.
OPINION
GRABER, Circuit Judge:
Curtis Rookaird worked as a conductor for Defendant
BNSF Railway Company until early 2010, when BNSF fired
him for his conduct on a single workday. BNSF concluded
that Rookaird worked inefficiently; failed to sign his
timesheet; dishonestly added to his timesheet time that he
did not work; and insubordinately refused two separate
instructions by a supervisor to leave the premises, instead
staying on site and causing a heated argument with a
coworker. Rookaird brought this action, alleging that BNSF
retaliated against him in violation of the Federal Railroad
Safety Act (“FRSA”). Rookaird argued that, during his shift,
he engaged in activity protected by the FRSA by testing the
air brakes on railcars and that BNSF fired him on account of
those tests. The district court determined, after a bench trial,
that BNSF had proved by clear and convincing evidence that
it would have fired Rookaird anyway, even if he had not
tested the air brakes. Because BNSF proved its affirmative
defense, the court entered judgment for BNSF. We hold that
the district court’s decision was free of legal error and that
the court did not clearly err in its factual findings.
Accordingly, we affirm.
FACTUAL AND PROCEDURAL HISTORY
The district court made detailed factual findings
following the bench trial. Parker v. BNSF Ry. Co., No. 2:14-
cv-00176-RAJ, 2022 WL 897604 (W.D. Wash. Mar. 28,
2022). As we explain in this opinion, the record fully
supports the district court’s findings, and the court did not
clearly err. We thus recount the facts as determined by the
district court. See Yu v. Idaho State Univ., 15 F.4th 1236,
PARKER V. BNSF RAILWAY CO. 5
1241 (9th Cir. 2021) (noting that we must accept the district
court’s factual findings following a bench trial unless they
are clearly erroneous).
On February 23, 2010, BNSF assigned Rookaird to work
with engineer Peter Belanger and brakeman Matthew Webb.
Parker, 2022 WL 897604, at *1. The shift began at 2:30 p.m.
at the Swift depot in Blaine, Washington. Id. The primary
task for the crew was to travel to the Cherry Point depot to
service BNSF’s customers. Id. But the crew was instructed
first to travel to the Custer depot and to move 42 railcars onto
storage tracks at that location. Id.
The crew traveled to Custer as instructed and began
moving the cars onto storage tracks. Id. at *2. During that
process, the crew performed an air-brake test, which took 20
to 40 minutes. Id. “During the air test, BNSF trainmaster
Dan Fortt called the crewmembers on the radio and asked
them why they were conducting the test. He said, ‘I’m not
from around here, and I don’t know how you guys do
anything. But from where I’m from, we don’t have to air
test the cars.’” Id. (citation omitted). “Despite his remarks,
Mr. Fortt did not instruct the crew to stop the air test.” Id.
At approximately 7:30 p.m., which was five hours into
the shift, the crew had not yet moved all the cars onto the
storage tracks. Id. When contacted by a supervisor,
Rookaird stated that it would take one or two more hours to
finish moving the cars. Id. The supervisor instructed the
crew to tie the cars down to the main line and report back to
the Swift depot. Id.
When the crew arrived at Swift, BNSF assistant
superintendent Stuart Gordon instructed the crew to “tie up,”
or sign out for the day, and to go home. Id. Belanger and
Webb signed out and left. Id. at *4. Rookaird failed to sign
6 PARKER V. BNSF RAILWAY CO.
his tie-up slip, and he inaccurately recorded the time as 8:30
p.m., instead of 8:02 p.m. Id. at *2. Additionally, “instead
of going home as instructed, Mr. Rookaird went to the lunch
room and argued with another employee.” Id. Gordon
intervened and again told Rookaird to go home. Id.
Rookaird “did not leave and instead continued to argue.” Id.
For a third time, Gordon instructed Rookaird to go home,
and Rookaird complied. Id. at *3.
Following an investigation, BNSF fired Rookaird on
March 19, 2010, “for four reasons: he failed to work
efficiently, he was dishonest when reporting his off-duty
time, he failed to provide a signed FRSA tie-up slip, and he
failed to comply with instructions when he was instructed to
leave the property. All four reasons stemmed from Mr.
Rookaird’s actions on February 23, 2010.” Id. (citation
omitted).
BNSF fired Mr. Rookaird in accordance
with its Policy for Employee Performance
and Accountability (“PEPA policy”). The
PEPA policy outlined several types of rule
violations and their consequences. The most
severe type of violation was a dismissible
violation. A single dismissible violation
could result in the ultimate sanction of
dismissal. A list of single aggravated
offenses that were considered dismissible
was contained in Appendix C of the PEPA
policy. Under Appendix C of the PEPA
policy, a single dismissible violation
included gross dishonesty and
insubordination.
PARKER V. BNSF RAILWAY CO. 7
BNSF terminated Mr. Rookaird for his
gross dishonesty. Mr. Rookaird recorded his
tie-up time as 8:30 P.M. when he, in fact,
completed his tie-up slip 28 minutes earlier at
8:02 P.M. He also did not sign his tie-up slip.
BNSF believed that this was improper and
dishonest. It believed that this dishonesty
was significant because it believed that
maintaining proper tie-up slips was essential
to complying with federal regulations. BNSF
believed that Mr. Rookaird’s failure to sign
his FRSA tie-up timeslip and his inaccurate
reporting of his tie-up time constituted gross
dishonesty under Appendix C of the PEPA
policy.
BNSF also terminated Mr. Rookaird for
his insubordination. Mr. Gordon had the
authority to instruct Mr. Rookaird to tie up
and go home. Mr. Rookaird disobeyed Mr.
Gordon’s two commands to tie up and go
home and instead began an argument with
another employee. BNSF believed that Mr.
Rookaird’s refusal to comply with Mr.
Gordon’s instructions to tie up and go home
constituted insubordination under Appendix
C of the PEPA policy.
Finally, BNSF terminated Mr. Rookaird
for his failure to work efficiently. On
February 23, 2010, Mr. Rookaird and his
crew were assigned several tasks, which
included retrieving engines from Ferndale,
moving 42 cars into storage at Custer, and
servicing customers at Cherry Point. About
8 PARKER V. BNSF RAILWAY CO.
five and a half hours into their shift, Mr.
Rookaird and his crew had still not completed
the moving of the cars into storage. BNSF
believed that they were inefficient in
accomplishing their tasks for that day and
called them in accordingly. One reason for
the delay was Mr. Rookaird’s decision to
conduct an air test, a test that BNSF believed
to be unnecessary. BNSF concedes that Mr.
Rookaird’s conducting of the air test
contributed to the crew’s supposed
inefficiency and delay.
Id. at *3–4 (citations, section headers, paragraph breaks, and
paragraph numbers omitted).
In 2014, Rookaird brought this action against BNSF
under the FRSA, alleging that BNSF fired him in retaliation
for the protected activity of testing the air brakes. Rookaird
had the burden of proving that BNSF fired him, at least in
part, for protected activity. 49 U.S.C. §§ 20109(d)(2)(A)(i);
42121(b)(2)(B)(iii). BNSF nevertheless could defeat
liability by showing, by clear and convincing evidence, that
it would have fired Rookaird anyway, even if he had not
engaged in protected activity. Id. § 42121(b)(2)(B)(iv).
The district court granted partial summary judgment to
Rookaird on the issue whether the air-brake test contributed
to his firing, but the court concluded that genuine issues of
material fact remained as to whether air-brake testing was
protected activity and whether BNSF met its affirmative
defense. In 2016, a jury found in Rookaird’s favor and
awarded damages.
PARKER V. BNSF RAILWAY CO. 9
BNSF timely appealed, and we vacated the jury’s verdict
and remanded for further proceedings. Rookaird v. BNSF
Ry. Co., 908 F.3d 451, 463 (9th Cir. 2018). We held that the
district court erred by granting partial summary judgment to
Rookaird on the issue whether the air-brake test contributed
to BNSF’s decision to fire him. Id. We expressed no view
on whether a new trial was warranted on the affirmative
defense. Id. at 463 n.8.
On remand, the parties stipulated to a bench trial, and the
district court scheduled a trial on two substantive issues:
(1) “whether Plaintiff could prove, by preponderance of the
evidence, that Mr. Rookaird’s refusal to stop performing the
air test was a contributing factor in his termination”; and
(2) “whether BNSF could prove, by clear and convincing
evidence, that it would have fired Mr. Rookaird absent the
air test.” Parker, 2022 WL 897604, at *1. Before trial,
Rookaird died, and the court substituted Paul Parker,
personal representative of Rookaird’s estate, as Plaintiff. Id.
at *5.
The district court found in Plaintiff’s favor on the first
issue, whether Plaintiff met his burden of proving that the
air-brake test was a contributing factor to the firing. Id. at
*5–6. The court accurately explained that “[a] contributing
factor ‘may be quite modest,’ and such a factor may ‘play
only a very small role’ in the unfavorable personnel action.”
Id. at *5 (quoting Frost v. BNSF Ry. Co., 914 F.3d 1189,
1197 (9th Cir. 2019)) (brackets omitted). Applying that
minimal standard, the court concluded that the air-brake test
contributed to BNSF’s decision:
Because Mr. Rookaird was fired for his
inefficiency and because the inefficiency was
partly caused by the protected activity of
10 PARKER V. BNSF RAILWAY CO.
refusing to stop the air test, the Court
concludes that the air test tended to affect in
some way the outcome of BNSF’s decision to
fire Mr. Rookaird. And because the air test
affected Mr. Rookaird’s termination, it was a
contributing factor in an unfavorable
personnel action alleged in Mr. Rookaird’s
complaint.
Id. at *6 (citations, quotation marks, brackets, paragraph
breaks, and paragraph numbers omitted).
But the district court found in BNSF’s favor on the
second issue, whether BNSF met its burden of proving, by
clear and convincing evidence, that it would have fired
Rookaird anyway, even if he had not tested the air brakes.
Id. at *6–7. The court accurately explained that “[a]n
employer can defeat a claim for unlawful retaliation if it can
prove, by clear and convincing evidence, that the employer
would have taken the same unfavorable personnel action in
the absence of the protected activity.” Id. at *6 (citations and
internal quotation mark omitted). The court also correctly
described the burden of persuasion: “Clear and convincing
evidence requires greater proof than preponderance of the
evidence. To meet this higher standard, a party must present
sufficient evidence to produce ‘in the ultimate factfinder an
abiding conviction that the asserted factual contentions are
highly probable.’” Id. (quoting OTR Wheel Eng’g, Inc. v.
W. Worldwide Servs., Inc., 897 F.3d 1008, 1020 (9th Cir.
2018)) (brackets and some internal quotation marks
omitted).
PARKER V. BNSF RAILWAY CO. 11
Applying that standard, the court “conclude[d], by clear
and convincing evidence, that absent the air test BNSF
would have still fired Mr. Rookaird.” Id.
Mr. Rookaird was fired for many reasons
unrelated to his inefficiency. He was fired for
gross dishonesty, having failed to sign his
FRSA tie-up timeslip and having falsely
recorded his tie-up time. BNSF believed that
this dishonesty was significant because of its
federal reporting obligations and the potential
fines it could have incurred for failing to meet
those obligations. Separately, Mr. Rookaird
was fired for insubordination, having twice
disobeyed BNSF assistant superintendent
Stuart Gordon’s commands to tie-up and go
home. Mr. Rookaird not only disobeyed Mr.
Gordon’s two commands but also started a
heated argument with a coworker. Both
gross dishonesty and insubordination were
single, dismissible violations under the PEPA
policy, which governed Mr. Rookaird’s
discipline.
What is more, though the air test was a
contributing factor in Mr. Rookaird’s
termination, the Court concludes that the test
contributed very little. To start, the test did
not even account for all of Mr. Rookaird’s
supposed inefficiency on February 23, 2010.
Mr. Rookaird and his crew were working for
about five-and-a-half hours before they were
called in. Yet the air test only accounted for
about 20 to 40 minutes of those five-and-a-
12 PARKER V. BNSF RAILWAY CO.
half hours. In addition, no BNSF officer
instructed Mr. Rookaird to stop the air test.
Though he doubted the air test’s necessity,
trainmaster Dan Fortt never instructed Mr.
Rookaird to stop the air test. Given that there
was no attempt to stop the air test, this is yet
more evidence that the test played only a
small part in BNSF’s overall decision to fire
Mr. Rookaird.
Further undermining the significance of
the air test is its routine nature. At BNSF, air
tests were conducted hundreds of times a day
or more. And Mr. Rookaird conducted air
tests several times in the weeks leading up to
February 23, 2010 without incident. This
also demonstrates that the test played only a
small part in BNSF’s overall decision to fire
Mr. Rookaird.
Finally, Mr. Rookaird’s two crew
members, Mr. Webb and Mr. Belanger,
performed the same air test as Mr. Rookaird
but were not fired. They were not fired
because, unlike Mr. Rookaird, they did not
commit the single, dismissible violations that
Mr. Rookaird committed. They were not
insubordinate, and they did not improperly
complete their tie-up timeslip. This further
demonstrates that inefficiency and the air
test—alone—would not have resulted in Mr.
Rookaird’s termination. It also demonstrates
that, absent the air test, BNSF would have
fired Mr. Rookaird anyway because of his
gross dishonesty and insubordination.
PARKER V. BNSF RAILWAY CO. 13
In all, the Court forms the “abiding
conviction” that even if Mr. Rookaird did not
engage in the protected activity of refusing to
stop the air test, BNSF would have still fired
him for his gross dishonesty and
insubordination. OTR Wheel Eng’g, 897
F.3d at 1020. Thus, the Court concludes that
BNSF has successfully proved its defense by
clear and convincing evidence.
Id. at *6–7 (paragraph breaks altered) (paragraph numbers
and most citations omitted). Because BNSF proved its
affirmative defense, the court concluded that “BNSF is not
liable for unlawful retaliation under the FRSA.” Id. at *7.
Plaintiff timely appeals. A majority of a three-judge
panel vacated the district court’s decision and remanded for
further proceedings. Parker v. BNSF Ry. Co., 112 F.4th 687,
704 (9th Cir. 2024). Judge Graber dissented, stating that she
would have affirmed the district court’s decision. Id. at 704–
13 (Graber, J., dissenting). A majority of active judges voted
to rehear the case en banc. Parker v. BNSF Ry. Co., 122
F.4th 1072 (9th Cir. 2024) (order). The en banc court heard
oral argument on March 19, 2025.
DISCUSSION
The FRSA provides that a “railroad carrier . . . may not
discharge, demote, suspend, reprimand, or in any other way
discriminate against an employee if such discrimination is
due, in whole or in part, to” specified categories of protected
activity, such as refusing to violate a regulation related to
railroad safety or testifying in certain railroad-related
enforcement proceedings. 49 U.S.C. § 20109(a). Congress
did not provide FRSA-specific burdens of proof for
14 PARKER V. BNSF RAILWAY CO.
retaliation claims; instead, Congress chose to incorporate the
burdens of proof found in a different statutory scheme, the
Wendell H. Ford Aviation Investment and Reform Act for
the 21st Century (“AIR21”), 49 U.S.C. § 42121(b). See id.
§ 20109(d)(2)(A)(i) (providing that any action brought
under the FRSA “shall be governed by the legal burdens of
proof set forth in section 42121(b)”). Those burdens of
proof are straightforward and well understood, in part
because many statutory schemes use the same burdens. 1
At trial, the plaintiff bears an initial burden to prove, by
a preponderance of the evidence, that the protected activity
was “a contributing factor in the unfavorable personnel
action alleged in the complaint.” 49 U.S.C.
§ 42121(b)(2)(B)(i). If the plaintiff meets that burden, then
the employer bears the burden to prove, “by clear and
convincing evidence,” that it “would have taken the same
unfavorable personnel action in the absence of [the
protected] behavior.” Id. § 42121(b)(2)(B)(ii). That burden-
shifting framework is, with respect to the overall burden
1
Congress incorporated the AIR21 standards expressly in several other
statutes, including the Sarbanes-Oxley Act of 2002, 18 U.S.C.
§ 1514A(b)(2); the Surface Transportation Assistance Act, 49 U.S.C.
§ 31105(b); the Criminal Antitrust Anti-Retaliation Act of 2019, 15
U.S.C. § 7a-3(b)(2); the William M. (Mac) Thornberry National Defense
Authorization Act for Fiscal Year 2021, Pub. L. No. 116-283, § 6314,
134 Stat. 3388, 4601 (amending 31 U.S.C. § 5323(g)(3)(A)); and the
Taxpayer First Act, 26 U.S.C. § 7623(d)(2)(B). And Congress provided
similar legal burdens in more statutes still, including the Motor Vehicle
and Highway Safety Improvement Act of 2012, 49 U.S.C.
§ 30171(b)(2)(B); the FDA Food Safety Modernization Act, 21 U.S.C.
§ 399d(b)(2)(C); the Consumer Product Safety Improvement Act of
2008, 15 U.S.C. § 2087(b)(2)(B); the Energy Policy Act of 1992, 42
U.S.C. § 5851(b)(3); and the American Recovery and Reinvestment Act
of 2009, Pub. L. No. 111-5, § 1553(c)(1)(B), 123 Stat. 115, 299.
PARKER V. BNSF RAILWAY CO. 15
faced by a plaintiff, “more lenient than most.” Murray v.
UBS Sec., LLC, 601 U.S. 23, 35 (2024). “[B]y design,” the
framework is “not as protective of employers” as the
framework adopted in many other employment statutes. Id.
at 39.
A. The Plaintiff’s Initial Burden
The small burden that a plaintiff faces initially is one
aspect of the lenient standard. The plaintiff need not prove
retaliatory intent or motive. Id.; Coppinger-Martin v. Solis,
627 F.3d 745, 750 (9th Cir. 2010). Instead, the plaintiff must
prove only that the protected activity was a “contributing
factor” in the adverse employment decision. 49 U.S.C.
§ 42121(b)(2)(B)(i). “A ‘contributing factor’ includes ‘any
factor, which alone or in connection with other factors, tends
to affect in any way the outcome of the decision.’”
Rookaird, 908 F.3d at 461 (quoting Gunderson v. BNSF Ry.
Co., 850 F.3d 962, 969 (8th Cir. 2017)). The plaintiff may
meet this burden by showing that protected activity played
some role in the employer’s decision-making process. Frost,
914 F.3d at 1196–97. Indeed, even if the protected activity
“played only a very small role in [the employer’s] decision-
making process,” the plaintiff has met the initial burden. 2 Id.
at 1197; see Murray, 601 U.S. at 37 (holding that the
contributing-factor standard reflects the judgment that
employers should not punish—“not even a little bit”—
protected activity). Finally, the plaintiff must make that
2
That minimal burden is fully consistent with the FRSA’s legal rule that
a plaintiff must prove that an adverse action was “due, in whole or in
part, to” protected activity. 49 U.S.C. § 20109(a) (emphasis added).
AIR21’s burdens capture the notion that protected activity may not play
any role, even a small one, in an adverse employment action. Nothing
in the text of the FRSA alters the AIR21 burdens.
16 PARKER V. BNSF RAILWAY CO.
showing only by a preponderance of the evidence, Rookaird,
908 F.3d at 460, the default standard of proof in civil
litigation, E.M.D. Sales, Inc. v. Carrera, 604 U.S. 45, 50
(2025).
But a minimal standard does not mean no standard at all.
An employee may not prevail simply by showing
engagement in protected activity. A plaintiff must persuade
the factfinder that the protected activity played some role in
the employer’s decision. Frost, 914 F.3d at 1196–97. If the
factfinder concludes that protected activity played no role
whatsoever, then the plaintiff has not met the initial burden,
and the plaintiff’s FRSA claim must fail. Id.
The district court here correctly applied those legal rules
in determining that the air-brake test contributed to BNSF’s
firing decision and that, accordingly, Plaintiff met his initial
burden. The court announced the correct legal principles.
Parker, 2022 WL 897604, at *5–6. And the court
permissibly determined that the air-brake test played a role
in BNSF’s firing decision. Id. at *6. More specifically, the
court found that (a) in assessing a worthy response for
Rookaird’s conduct on the day in question, BNSF’s
managers considered—along with other factors—the crew’s
inefficiency; and (b) “the crew’s inefficiency was partly
caused by Mr. Rookaird’s decision to conduct an air test—a
test that BNSF managers thought was unnecessary to
conduct in the first place.” Id. The court further concluded
that the air-brake test had “contributed very little” to the
firing decision. Id. at *7. But because even a small
contribution suffices, Plaintiff prevailed at this step of the
analysis. Id. at *5–6.
PARKER V. BNSF RAILWAY CO. 17
B. The Defendant’s Affirmative Defense
Another lenient aspect of the AIR21 standard is that the
defendant faces a “steep burden” in proving the affirmative
defense. Araujo v. N.J. Transit Rail Operations, Inc., 708
F.3d 152, 162 (3d Cir. 2013). To defeat liability, the
employer must prove that it “would have taken the same
unfavorable personnel action in the absence of [the
protected] behavior.” 49 U.S.C. § 42121(b)(2)(B)(ii). And
the employer must meet that burden “by clear and
convincing evidence.” Id. Both aspects—(1) what the
employer must prove and (2) the legal standard—contribute
to the high bar that an employer must clear in order to avoid
liability.
Concerning the first aspect, the employer must prove that
it “would have” taken the same personnel action had the
employee not engaged in protected activity; proving simply
that it “could have” taken the same personnel action does not
suffice. Speegle v. Stone & Webster Constr., Inc., ARB No.
13-074, 2014 WL 1870933, at *7 (U.S. Dep’t of Lab.
Admin. Rev. Bd. Apr. 25, 2014) (emphases added) (internal
quotation marks omitted); see id. (explaining that “it is not
enough to show that [the employee’s] conduct provided a
sufficient independent reason to suspend and fire him”;
instead, the employer must show “that the employer would
have done so”). “The right way to think about that kind of
same-action causation analysis is to ‘change one thing at a
time and see if the outcome changes.’” Murray, 601 U.S. at
38 (quoting Bostock v. Clayton County, 590 U.S. 644, 656
(2020)). The relevant question here “is whether the
employer would have ‘retained an otherwise identical
employee’ who had not engaged in the protected activity.”
Id. (quoting Bostock, 590 U.S. at 660) (brackets omitted).
18 PARKER V. BNSF RAILWAY CO.
In considering that inquiry, it is irrelevant that the
plaintiff faced a minimal initial burden or that the statute
prohibits even a small amount of discrimination. The
FRSA’s prohibition of discrimination “in whole or in part”
has no effect on the affirmative defense. Congress chose
both to prohibit even a small amount of discrimination and
to allow an employer nevertheless to “defeat the claim” if it
can show that it would have taken the same personnel action
anyway. Frost, 914 F.3d at 1195.
Those two concepts coexist. In some cases, such as this
one, an employer may consider, and cite, many reasons for
an adverse action but would have made the same ultimate
decision even if some of those reasons were absent. In other
cases, the factfinder might conclude that each of the factors
was critical to the employment decision; or that the protected
activity was the only reason for the decision; or that the
employer otherwise failed to prove that non-protected
activity would have led the employer to the same decision.
The key point is that the employer’s affirmative defense,
which arises only after the plaintiff has met the initial
burden, is a distinct inquiry from the plaintiff’s initial
burden. The finding of a contributing factor is the necessary
predicate for the affirmative defense, not some smoking gun
that disproves or discredits the affirmative defense
(especially where, as here, the district court found that the
protected conduct contributed very little to the firing
decision).
Nor does it matter how the plaintiff met the initial
burden. Regardless of method—finding by a jury, ruling at
summary judgment, concession, stipulation, estoppel, or
some other reason—once the plaintiff meets the initial
burden, that part of the case passes out of the picture, and
PARKER V. BNSF RAILWAY CO. 19
“[t]he burden then shifts to the employer” to prove the
affirmative defense. Murray, 601 U.S. at 26.
Whether the employer would have taken the same action
had the employee not engaged in protected activity is an
intensely factual question and, depending on the facts, a
wide range of evidence and factors may bear on the inquiry.
Each case is different, and some factors that are critical in
one case may shed little light in another case. No particular
type of evidence is required. Rather than attempt to list all
factors that may be relevant, we note simply that a factfinder
must “holistically consider any and all relevant, admissible
evidence.” Brousil v. U.S. Dep’t of Lab., Admin. Rev. Bd.,
43 F.4th 808, 812 (7th Cir. 2022) (quoting Clem v. Comput.
Scis. Corp., ARB No. 16-096, 2019 WL 4924119, at *12 n.8
(U.S. Dep’t of Lab. Admin. Rev. Bd. Sept. 17, 2019)).
The applicable legal standard also contributes to the
employer’s high bar to defeating an FRSA claim. Whereas
a plaintiff must meet a “preponderance of the evidence”
standard, Rookaird, 908 F.3d at 454, the employer must
prove the affirmative defense “by clear and convincing
evidence,” 49 U.S.C. § 42121(b)(2)(B)(ii). Proof by clear
and convincing evidence is a “heightened” standard, E.M.D.
Sales, 604 U.S. at 50, that falls “between a preponderance of
the evidence and proof beyond a reasonable doubt,”
Addington v. Texas, 441 U.S. 418, 425 (1979). To meet the
standard, the employer must “place in the ultimate factfinder
an abiding conviction that the truth of its factual contentions
are ‘highly probable.’” Florida v. Georgia, 592 U.S. 433,
439 (2021) (quoting Colorado v. New Mexico, 467 U.S. 310,
316 (1984)).
20 PARKER V. BNSF RAILWAY CO.
We review for clear error whether the employer has met
the affirmative defense. 3 Under that standard, we reverse
only if the district court’s finding is “illogical, implausible,
or without support in inferences from the record.” Chaudhry
v. Aragón, 68 F.4th 1161, 1171 (9th Cir. 2023) (citation and
internal quotation mark omitted). We must have a “definite
and firm conviction that a mistake has been committed” to
justify reversal. Long v. Sugai, 91 F.4th 1331, 1339 (9th Cir.
2024) (quoting Anderson v. Bessemer City, N.C., 470 U.S.
564, 573 (1985)) (internal quotation mark omitted). In the
specific context here, “we will upset the district court’s
finding of ‘clear and convincing evidence’ . . . only if we are
firmly convinced that it was merely probable or unlikely that
3
See Clairmont v. Sound Mental Health, 632 F.3d 1091, 1108 (9th Cir.
2011) (holding that whether an employer “would have reached the same
adverse employment decision even in the absence of the employee’s
protected conduct” is “purely a question of fact” (brackets, citations, and
internal quotation marks omitted)); see also Baloga v. Pittston Area Sch.
Dist., 927 F.3d 742, 752 n.7 (3d Cir. 2019) (citing an earlier precedent
for the rule that “whether the employer would have taken [an] action
regardless” is a “question[] for the jury”); Koszola v. FDIC, 393 F.3d
1294, 1300 (D.C. Cir. 2005) (holding that the appellate court reviews
“for clear error” “the district court’s finding by clear and convincing
evidence that the [employer] would have fired [the employee] regardless
of any alleged protected activity”); Johnson v. Univ. of Cincinnati, 215
F.3d 561, 584 (6th Cir. 2000) (holding that whether the employer “would
have terminated [the employee] in the absence of his protected conduct
. . . is a question of fact for the jury to decide”); Bellaver v. Quanex
Corp., 200 F.3d 485, 495 (7th Cir. 2000) (holding that whether the
employer “would have fired [the employee] in the absence of
discrimination” is a determination “best left in the hands of a jury”); Hall
v. Marion Sch. Dist. No. 2, 31 F.3d 183, 193 (4th Cir. 1994) (holding
that the determination “whether [the employee] would have been fired
‘but for’ her protected speech . . . is a factual one, and therefore, is not to
be reversed absent clear error” (internal citation omitted)).
PARKER V. BNSF RAILWAY CO. 21
the [employer] would have fired [the employee] regardless
of any protected [activity].” 4 Koszola, 393 F.3d at 1300.
Applying those principles, we conclude that the district
court correctly applied the legal standard and permissibly
concluded that BNSF cleared the AIR21 standard’s high bar.
The court committed no legal error. It accurately
recognized that BNSF was required to meet the affirmative
defense “by clear and convincing evidence.” Parker, 2022
WL 897604, at *1, *5–7. It also appreciated the proper legal
standard, repeatedly framing the inquiry as whether BNSF
“would have” fired Rookaird had he not tested the air brakes.
Id.
The court did not clearly err in finding that BNSF would
have fired Rookaird anyway, had he not engaged in the
protected activity of testing the air brakes. The court found
that BNSF fired Rookaird for several reasons. Id. at *3. The
air-brake test related to only one of those reasons: inefficient
work. Id. at *6. But the air-brake test accounted for only
twenty to forty minutes of the crew’s five-and-a-half hours
of inefficient work, no one told the crew to stop the air-brake
test, and air-brake tests were routine. Id. at *7.
The district court also found that BNSF fired Rookaird
“for many reasons unrelated to his inefficiency.” 5 Id. at *6.
4
Depending on who prevails before the factfinder, the deferential
standard of review sometimes favors employees, Fresquez v. BNSF Ry.
Co., 52 F.4th 1280, 1307–11 (10th Cir. 2022), and sometimes favors
employers, Brousil, 43 F.4th at 812–13.
5
Parker challenges the district court’s finding that BNSF fired Rookaird
for “gross dishonesty” and “insubordination” even though the
description in Rookaird’s termination letter did not use those exact
words. But the record fully supports the court’s finding. The letter
specifically describes Rookaird’s conduct and identifies the rules that
22 PARKER V. BNSF RAILWAY CO.
The court concluded that BNSF fired Rookaird because he
lied on his timesheet and failed to sign it, violations of work
rules that independently warranted dismissal. Id. at *6–7.
The court credited the evidence that “dishonesty was
significant [to BNSF] because of its federal reporting
obligations and the potential fines it could have incurred for
failing to meet those obligations.” Id. at *6. Another reason
why BNSF fired Rookaird, the court concluded, was that he
twice disobeyed orders to leave the premises (causing a
heated argument with a co-worker while he remained on
site), which is also an independently dismissible violation.
Id. at *6–7. Both the general manager who decided to fire
Rookaird and the Human Resources employee who
reviewed the record and concurred in the firing decision
testified that the dishonesty and insubordination
independently justified Rookaird’s dismissal.
The court additionally observed that BNSF imposed a
much lesser sanction on the other two members of
Rookaird’s crew. Id. at *7. Although those crewmembers,
too, had worked inefficiently, they had not committed gross
dishonesty or insubordination. Id.
Considering the record as a whole, the district court’s
analysis is logical, plausible, and supported by the evidence.
The court logically determined that the other, strong reasons
for the firing—gross dishonesty, insubordination, and
inefficiency unrelated to air-brake testing—overwhelmed
the relatively tiny role that the air-brake test played.
BNSF determined Rookaird had violated, including rules that use the
terms “insubordination” and “gross dishonesty.” The district court did
not clearly err.
PARKER V. BNSF RAILWAY CO. 23
There was nothing improper about the district court’s
analysis in that regard. As a matter of common sense, the
role that the protected activity played in the firing decision
bears directly on the credibility of an employer’s explanation
that it would have fired the employee in the absence of the
protected activity. For example, if the protected activity was
the centerpiece of a firing decision, an employer will have a
much harder time convincing a finder of fact that it would
have fired the employee anyway. Or, as here, if the protected
activity played only a small role and the nonprotected
conduct was egregious, then the employer’s “we would have
fired him anyway” explanation has more credibility.
Nothing in the law suggests that a factfinder must disregard
the logically salient factor of the role that the protected
activity played in the firing decision.
On the other hand, an employer does not necessarily
escape liability merely because the protected activity played
only a small role in the personnel action. The factfinder must
consider all relevant evidence in determining whether the
employer has met its burden of proving, by clear and
convincing evidence, that it would have taken the identical
action in the absence of the protected activity. Here, the
district court reasonably weighed the evidence in reaching
its conclusion that BNSF’s explanation in this case was
credible.
The district court also properly considered the discipline
that Rookaird’s crewmembers received. Comparator
evidence can be useful in assessing whether the employer
would have fired the plaintiff anyway. Araujo, 708 F.3d at
161. The ideal comparator would be identical in all respects
to the plaintiff except that the hypothetical coworker did not
engage in the protected activity. No real-world comparator
will fit that bill, but understanding how the employer
24 PARKER V. BNSF RAILWAY CO.
disciplined similar conduct will nevertheless provide
inferences useful to a factfinder. Here, Rookaird’s
crewmembers also engaged in the air-brake test and the
inefficient work but, unlike Rookaird, they accurately and
timely signed out and followed the instruction to go home.
The lesser punishment for the other crewmembers supports
the inference that—consistent with BNSF’s written
policies—BNSF viewed Rookaird’s dishonesty and
insubordination as the most egregious misconduct.
In sum, the air-brake test comprised only about ten
percent of the time that Rookaird and his crewmates worked
inefficiently (which is not an independently dismissible
offense anyway); the test had nothing at all to do with
Rookaird’s dishonesty and insubordination (either of which
is an independently dismissible offense); and Rookaird’s
crewmembers, who did not engage in dishonest or
insubordinate conduct, received lesser punishment. In these
circumstances, the district court reasonably found that BNSF
would have fired Rookaird anyway, and we are not “firmly
convinced that it was merely probable or unlikely that
[BNSF] would have fired [Rookaird] regardless of any
protected [activity].” Koszola, 393 F.3d at 1300.
We stress that none of the evidence discussed above or
elsewhere in the record necessarily compelled the district
court’s conclusion regarding BNSF’s affirmative defense.
Another factfinder could have viewed the evidence
differently, credited other testimony, or simply reached the
opposite ultimate finding. Our task on appellate review is
not to assess how we would rule as a factfinder; our task is
PARKER V. BNSF RAILWAY CO. 25
to review the district court’s finding for clear error. Because
the court did not clearly err, we affirm. 6
AFFIRMED.
6
Plaintiff also raises two evidentiary challenges. We agree with, and
adopt, the three-judge panel’s rejection of those challenges. Parker, 112
F.4th at 703–04.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT PAUL W.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT PAUL W.
0222-35695 Representative of the Estate of Curtis John Rookaird, D.C.
03BNSF RAILWAY COMPANY, a OPINION Delaware corporation, Defendant-Appellee.
04Jones, District Judge, Presiding Argued and Submitted En Banc March 19, 2025 San Francisco, California Filed May 15, 2025 Before: Mary H.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT PAUL W.
FlawCheck shows no negative treatment for Paul Parker v. Bnsf Railway Company in the current circuit citation data.
This case was decided on May 15, 2025.
Use the citation No. 10584878 and verify it against the official reporter before filing.