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No. 10298302
United States Court of Appeals for the Ninth Circuit
Moving Oxnard Forward, Inc. v. Michelle Ascension
No. 10298302 · Decided December 20, 2024
No. 10298302·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
December 20, 2024
Citation
No. 10298302
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MOVING OXNARD FORWARD, No. 21-56295
INC.,
D.C. No. 2:20-cv-
Plaintiff-Appellant, 04122-CBM-AFM
v.
OPINION
MICHELLE ASCENSION, in her
official capacity as City Clerk for the
City of Oxnard,
Defendant-Appellee.
Appeal from the United States District Court
for the Central District of California
Consuelo B. Marshall, District Judge, Presiding
Argued and Submitted March 9, 2023
Pasadena, California
Filed December 20, 2024
Before: Mark J. Bennett * and Daniel P. Collins, Circuit
*
Judge Paul J. Watford was a member of the panel at the time the case
was argued and submitted. Following Judge Watford’s resignation,
Judge Bennett was randomly drawn as a replacement judge pursuant to
2 MOVING OXNARD FORWARD, INC. V. ASCENSION
Judges, and Stephen Joseph Murphy III, ** District Judge.
Opinion by Judge Collins;
Dissent by Judge Bennett
SUMMARY ***
First Amendment/Campaign Contribution Limits
The panel reversed the district court’s grant of summary
judgment to the City of Oxnard, California, and remanded
with instructions to grant summary judgment to plaintiff,
Moving Oxnard Forward (“MOF”), in a case in which MOF
challenged certain campaign finance limitations in the
Oxford City Code as a violation of the First Amendment.
The City adopted campaign finance limitations that
would have little practical impact on any recent candidates
for municipal elections except for one—Aaron Starr, the
President of MOF, a nonprofit corporation whose purpose,
according to Starr, is to ensure local government
efficiency. Starr had, among other things, engineered recall
efforts against a majority of the City Council and came in
second in the Mayor’s race, consistently relying on larger-
dollar contributions. In 2019, the City Council placed
General Order § 3.2.h. Judge Bennett has reviewed the briefs, the record,
and the video of the oral argument.
**
The Honorable Stephen Joseph Murphy III, United States District
Judge for the Eastern District of Michigan, sitting by designation.
***
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
MOVING OXNARD FORWARD, INC. V. ASCENSION 3
Measure B on the ballot, limiting an individual’s
contributions to candidates for City Council and various
other City offices. After voters approved Measure B, MOF
challenged the campaign finance limitations as a violation of
the First Amendment.
Although courts ordinarily should defer to the legislature
in determining whether contribution limits are closely drawn
to the legitimate governmental interest of avoiding quid pro
quo corruption or its appearance, the panel held that the
City’s contribution limits presented sufficient danger signs
of constitutional risks to the democratic electoral process to
require the panel to examine the record independently and
carefully. Specifically, the record showed a significant risk
that the City may be engaged in invidious discrimination
against Starr, who has repeatedly challenged the incumbent
City government and its policies. The legislative record
indicated that (1) Starr and his contributions were a target of
the City Council when it proposed and promoted Measure B;
(2) Starr was the person who would most be affected by
Measure B’s passage; and (3) there was a considerable
history of antipathy between Starr and the City’s elected
officials over the years immediately preceding Measure B’s
adoption.
Reviewing the record independently and carefully, the
panel concluded that Measure B’s contribution limits were
not narrowly tailored to match the City’s interest in avoiding
the reality or appearance of quid pro quo corruption. The
City’s asserted reliance on remedying problems identified in
a 2010 City corruption scandal bore, at best, a weak and
tenuous relationship to Measure B’s contribution limits. On
this record, Measure B’s campaign finance limits were much
more closely drawn to the prohibited objective of stopping
Starr rather than remedying corruption concerns. The panel,
4 MOVING OXNARD FORWARD, INC. V. ASCENSION
therefore, concluded that the challenged per-candidate
aggregate contribution limitations violate the First
Amendment.
Dissenting, Judge Bennett would hold that the City’s
contribution limits passed First Amendment scrutiny. The
City’s asserted interest in preventing actual or perceived
quid pro quo corruption was fairly supported by the record
and Measure B’s limits were closely drawn to that
interest. The majority’s conclusion that the City may be
engaged in invidious discrimination against Starr, even if it
could be considered outside of the equal protection
framework, lacked support in the record. Moreover, in
assessing whether the contribution limits were closely drawn
to match the City’s interest, the majority contravened
precedent by applying a motive test instead of a tailoring
test.
COUNSEL
Chad D. Morgan (argued), Law Office of Chad Morgan,
Anaheim, California, for Plaintiff-Appellant.
Holly O. Whatley (argued) and Liliane M. Wyckoff,
Colantuono Highsmith & Whatley PC, Pasadena, California,
for Defendant-Appellee.
MOVING OXNARD FORWARD, INC. V. ASCENSION 5
OPINION
COLLINS, Circuit Judge:
In this case, Defendant City of Oxnard, California (“the
City”) adopted campaign finance limitations that, as
explained in the City’s supporting materials, would have
little practical impact on any recent candidates for municipal
elections except for one—Aaron Starr, the President of
Plaintiff Moving Oxnard Forward, Inc. (“MOF”). Starr has
been very active in Oxnard politics, and in doing so he has
consistently relied on larger-dollar contributions that, as the
City notes, made him a “stark” “outlier” among local
candidates. The new campaign contribution limitations,
which the City admits “will force [Starr] to change this
practice,” were proposed by the City the year after Starr
engineered an ultimately unsuccessful recall effort against a
majority of the City Council and came in second in the race
for Mayor. And prior to that, Starr and MOF had
successfully supported a ballot initiative that overturned an
increase in certain fees that was passed by the City Council
and that then became the subject of litigation between Starr
and the City. MOF challenged these new campaign finance
limitations as a violation of the First Amendment, but the
district court granted summary judgment to the City. MOF
now appeals.
We conclude that, on this record, the City’s contribution
limits present sufficient “danger signs” of “constitutional
risks to the democratic electoral process” to require us to
“examine the record independently and carefully to
determine whether [the City’s] contribution limits are
‘closely drawn’ to match” the asserted interest in avoiding
the appearance of quid pro quo corruption. Randall v.
6 MOVING OXNARD FORWARD, INC. V. ASCENSION
Sorrell, 548 U.S. 230, 248–49, 253 (2006) (plurality).
Specifically, the record reflects a significant risk that the
City may be engaged in “invidious discrimination” against
Starr and challengers like him. Buckley v. Valeo, 424 U.S.
1, 31 (1976). And, upon conducting that independent and
careful review, we conclude that the City’s contribution
limits are not “narrowly tailored.” Randall, 548 U.S. at 261.
Accordingly, we hold that the City’s contribution limits
violate the First Amendment.
I
A
Aaron Starr is a resident of Oxnard and the President of
MOF. MOF is a nonprofit corporation whose purpose,
according to Starr, “is to make local government more
efficient and make sure that residents receive value for the
taxes and fees they pay.” Toward that end, “MOF engages
in advocacy for and against proposed legislation and ballot
measures in the City.” In addition, several of MOF’s
members have run for local office or have supported the
campaigns of local candidates.
The electoral efforts of MOF and its members have had
mixed success. Starr unsuccessfully ran for a spot on the
City Council in 2014, 2016, and 2020, and he came in second
in the 2018 mayoral race. MOF, however, had greater
success in sponsoring ballot initiatives. In 2016, Oxnard
voters passed MOF-sponsored “Measure M,” which
repealed an increase in the City’s wastewater fees. 1 In 2020,
1
Measure M, however, was subsequently invalidated in state court on
state-law grounds. See City of Oxnard v. Starr, 2020 WL 6042024 (Cal.
Ct. App. 2020).
MOVING OXNARD FORWARD, INC. V. ASCENSION 7
four MOF-supported initiatives were on the local ballot, and
three of them were approved by the voters. 2
In supporting these various campaigns, MOF’s and
Starr’s preference has been, as the City puts it, “to raise large
sums of money from a small number of donors.” For
example, in 2018, Starr raised $8,250 from just five
contributors, and more than half of the money he raised
involved contributions in excess of $500. However, in
October 2019, the Oxnard City Council placed Measure B
on the ballot to coincide with the March 2020 presidential
primary election. Among other things, Measure B would
limit an individual’s contributions to City Council
candidates to $500 per election and to citywide candidates
(such as for Mayor) to $750. The voters approved Measure
B, and it took effect on May 1, 2020.
B
Four days after Measure B took effect, MOF filed this
§ 1983 action against the Oxnard City Clerk in her official
capacity. 3 The complaint seeks declaratory and injunctive
relief against Measure B on behalf of MOF and its members.
As relevant here, the complaint asserts two federal claims.
MOF’s first cause of action alleges that the various per-
candidate contribution limits imposed by Measure B violate
the Free Speech Clause of the First Amendment, as made
applicable to the States by the Fourteenth Amendment.
Specifically, MOF challenges the following limits on
2
The City challenged two of the three successful initiatives in state court
and prevailed as to one on state-law grounds and lost as to the other. City
of Oxnard v. Starr, 303 Cal. Rptr. 3d 819, 823–24 (Ct. App. 2023).
3
Because the action against the Clerk in her official capacity is
functionally against the City, see Lewis v. Clarke, 581 U.S. 155, 162
(2017), we will refer to the Defendant as “the City.”
8 MOVING OXNARD FORWARD, INC. V. ASCENSION
contributions that may be made by a “person” to a “candidate
for elective office” under the provisions that Measure B
added to a new Article VI of Chapter 2 of the Oxnard City
Code:
• An aggregate limitation of $500 per
election for any given individual’s
contributions to any one candidate for City
Council. See OXNARD CITY CODE § 2-
243(A).
• An aggregate limitation of $1,000 per
election for contributions by any given
“political action committee” to any one
candidate for City Council. Id.
• Comparable aggregate contribution limits
for candidates for Mayor, City Clerk, and
City Treasurer, except that the
contribution limitation for individuals to
such candidates is $750 and the limit for
political action committees is $1,500. Id.
§ 2-244(A).
• An aggregate limitation of $500 per
election for any loan to any candidate for
any elected City office. Id. §§ 2-243(B),
2-244(B).
These City Code provisions further specify that these
numerical contribution limits “shall be adjusted every two
(2) years by resolution of the City Council” in accordance
MOVING OXNARD FORWARD, INC. V. ASCENSION 9
with a specified formula. Id. §§ 2-243(A), 2-244(A); see
also id. § 2-245. 4
MOF’s second cause of action challenges an additional
feature of the contribution limits enacted by Measure B.
Specifically, in calculating the aggregate contributions made
by an individual or by a political action committee for
purposes of the measure’s contribution limitations, these
provisions include, not just contributions to the candidate,
but also “contributions or loans to all political committees or
broad-based political committees controlled by the
candidate and in-kind contributions.” OXNARD CITY CODE
§§ 2-243(A), 2-244(A). MOF alleges that, as applied to a
candidate for City office who simultaneously controlled a
political committee supporting or opposing a City ballot
initiative—as Starr had done—these provisions would force
that candidate “to choose between receiving a maximum
contribution to either his or her campaign or to the ballot
measure committee or . . . to divide the maximum
contribution in some way between the two.” MOF alleges
that, because an individual who is not a candidate for City
office is not subject to any limits on how much he or she may
4
In challenging these provisions, MOF claims that these limits on
contributions by any “person” to a “candidate” also apply to
contributions made by the candidate to his or her own campaign. The
district court rejected this reading of Measure B, and we agree. By using
the distinct terms “person” and “candidate,” the measure’s language is
more naturally read as denoting that those individuals are not the same.
And if we had any residual doubt on this score, the canon of
constitutional avoidance would require us to reach that same conclusion,
because, as the City concedes, a contrary reading would render Measure
B patently unconstitutional. See Buckley, 424 U.S. at 53 (holding that a
limitation on a candidate’s expenditures on his or her own campaign
would violate the First Amendment). Accordingly, we proceed on the
understanding that Measure B does not apply to a candidate’s
contributions to his or her own campaign.
10 MOVING OXNARD FORWARD, INC. V. ASCENSION
contribute to a ballot initiative campaign, the resulting
asserted disparate treatment violates both the Free Speech
Clause of the First Amendment as well as the Equal
Protection Clause of the Fourteenth Amendment. 5
In late April 2021, the parties filed cross-motions for
summary judgment. The district court granted the City’s
motion, denied MOF’s motion, and entered judgment for the
City on all claims. MOF timely moved to alter or amend the
judgment, and the district court denied that motion. MOF
timely appealed the next day. We have jurisdiction under 28
U.S.C. § 1291, and we review the district court’s grant of
summary judgment de novo. See Sandoval v. County of
Sonoma, 912 F.3d 509, 515 (9th Cir. 2018).
II
We begin by addressing MOF’s first cause of action,
which asserts that Measure B’s various contribution limits
violate the First Amendment.
A
Under Thompson v. Hebdon, 589 U.S. 1 (2019), the
controlling standards for assessing whether a campaign
contribution limit violates the First Amendment are set forth
in Justice Breyer’s plurality opinion in Randall v. Sorrell,
548 U.S. 230 (2006). 6 Under Randall, “contribution
5
Measure B also enacted additional provisions that limited gifts to
certain City officials, see OXNARD CITY CODE §§ 2-250, 2-251, as well
as provisions instituting term limits for City elected officials, see id.
§§ 2-3, 2-4. Although MOF initially challenged the gift limitations in a
third cause of action in its complaint, MOF has expressly abandoned any
such challenge in this court.
6
In Thompson, this court had declined to apply the Randall plurality
opinion because no opinion in that case had “commanded a majority of
MOVING OXNARD FORWARD, INC. V. ASCENSION 11
limitations are permissible as long as the Government
demonstrates that the limits are ‘closely drawn’ to match a
‘sufficiently important interest.’” 548 U.S. at 247 (plurality)
(quoting Buckley, 424 U.S. at 25).
The Supreme Court has “identified only one legitimate
governmental interest for restricting campaign finances:
preventing corruption or the appearance of corruption.”
McCutcheon v. FEC, 572 U.S. 185, 206–07 (2014)
(plurality). 7 “Moreover, while preventing corruption or its
the Court.” Thompson, 589 U.S. at 4 n.* (quoting Thompson v. Hebdon,
909 F.3d 1027, 1037 n.5 (9th Cir. 2018)). The Supreme Court
unanimously reversed our decision, noting that 10 other circuits had
“correctly looked to Randall in reviewing campaign finance
restrictions.” Id. Indeed, the settled rule is that “[w]hen a fragmented
Court decides a case and no single rationale explaining the result enjoys
the assent of five Justices, the holding of the Court may be viewed as that
position taken by those Members who concurred in the judgments on the
narrowest grounds.” Marks v. United States, 430 U.S. 188, 193 (1977)
(citations and internal quotation marks omitted). In Randall, Justice
Breyer’s plurality opinion for three Justices applied a form of lesser
scrutiny rooted in Buckley v. Valeo, 424 U.S. 1 (1976), in striking down
the contribution limitations at issue there, see Randall, 548 U.S. at 246–
62 (Breyer, J., joined by Roberts, C.J., and Alito, J.), and two other
Justices applied strict scrutiny in reaching the same result, see id. at 267–
73 (Thomas, J., joined by Scalia, J., concurring in the judgment). The
“lowest common denominator” between those two opinions, see Nichols
v. United States, 511 U.S. 738, 745 (1994), is the plurality’s narrower
holding that the contribution limits were invalid even under a lesser form
of scrutiny than strict scrutiny. See Randall, 548 U.S. at 272 (Thomas,
J., concurring in the judgment) (noting that the plurality did not “err[] in
concluding that these limits are too low to satisfy even Buckley’s lenient
standard”). Accordingly, under both Marks and Thompson, the Randall
plurality opinion is controlling.
7
As in Randall, Justice Thomas concurred only in the judgment in
McCutcheon, adhering to his view that campaign contribution limitations
should be subject to strict scrutiny. See McCutcheon, 572 U.S. at 228
12 MOVING OXNARD FORWARD, INC. V. ASCENSION
appearance is a legitimate objective, [a legislative body] may
target only a specific type of corruption—‘quid pro quo’
corruption,” a phrase that refers only to “a direct exchange
of an official act for money.” Id. at 192, 207 (reaffirming
that “[i]ngratiation and access are not corruption”
(simplified)); see also Citizens United v. FEC, 558 U.S. 310,
359 (2010) (“When Buckley identified a sufficiently
important governmental interest in preventing corruption or
the appearance of corruption, that interest was limited to
quid pro quo corruption.”). “And because the Government’s
interest in preventing the appearance of corruption is
equally confined to the appearance of quid pro quo
corruption, the Government may not seek to limit the
appearance of mere influence or access.” McCutcheon, 572
U.S. at 208 (emphasis added).
In order to justify any limit on campaign contributions
based on this asserted interest, a legislative body cannot rely
on “mere conjecture” and must instead point to some
threshold evidentiary basis for concluding that voters in that
jurisdiction “would tend to identify a big donation with a
corrupt purpose.” Nixon v. Shrink Mo. Gov’t PAC, 528 U.S.
377, 391–92 (2000); see also McCutcheon, 572 U.S. at 218
(plurality) (holding that “speculation . . . cannot justify the
substantial intrusion on First Amendment rights” involved in
a limitation on campaign contributions); Lair v. Motl, 873
F.3d 1170, 1178 (9th Cir. 2017) (holding that the
government must carry this “threshold” burden to show
“whether any level of limitation is justified”). Our precedent
(Thomas, J., concurring in the judgment). Because the McCutcheon
plurality’s reasons for invalidating the limits at issue in that case reflect
the “narrowest grounds” for sustaining that judgment, the McCutcheon
plurality’s opinion, like the Randall plurality’s opinion, is binding on us.
See Marks, 430 U.S. at 193; see also supra note 6.
MOVING OXNARD FORWARD, INC. V. ASCENSION 13
has described this threshold burden as a low one that merely
requires a showing that “the perceived threat” of corruption
“is not illusory.” Lair, 873 F.3d at 1178 (simplified); but cf.
Thompson, 589 U.S. at 3 (noting that this court has also
“acknowledged that ‘McCutcheon and Citizens United
created some doubt as to the continuing vitality of [this]
standard’” (citation omitted)).
If the government carries this threshold burden to
“offer[] adequate evidence that its [contribution] limits
further the important state interest of preventing quid pro
quo corruption or its appearance,” we must next consider
whether the particular contribution limit at issue is “closely
drawn” to this sole legitimate interest. Lair, 873 F.3d at
1180. With respect to this inquiry, the Supreme Court has
cautioned that the courts are poorly positioned to “determine
with any degree of exactitude the precise restriction
necessary to carry out” this “legitimate objective[].”
Randall, 548 U.S. at 248. Because legislative bodies are
generally “better equipped to make such empirical
judgments,” Randall explained, the courts “ordinarily”
should “defer[] to the legislature’s determination of such
matters.” Id.
Randall also noted, however, that there will be
circumstances in which a restrictive contribution threshold
will present “constitutional risks to the democratic electoral
process” that are “too great.” 548 U.S. at 248. In such cases,
deference is inappropriate, and the courts must exercise
“independent judicial judgment.” Id. at 249. Thus, “where
there is strong indication in a particular case, i.e., danger
signs, that such risks exist (both present in kind and likely
serious in degree), courts, including appellate courts, must
review the record independently and carefully with an eye
toward assessing the statute’s ‘tailoring,’ that is, toward
14 MOVING OXNARD FORWARD, INC. V. ASCENSION
assessing the proportionality of the restrictions.” Id. In
assessing a statute’s tailoring when such danger signs are
present, the courts must consider “the serious associational
and expressive problems” presented by the statute and
determine whether there is “any special justification” that
would warrant upholding the statute’s restrictions in light of
those concerns. Id. at 261.
B
The parties here vigorously disagree as to whether the
City carried its threshold burden to show that Measure B’s
individual contribution limitations “further the important
state interest of preventing quid pro quo corruption or its
appearance.” Lair, 873 F.3d at 1180. We need not resolve
this question. Even assuming that the City cleared that
threshold, we conclude that (1) Measure B presents
sufficient “danger signs” to warrant our “examin[ing] the
record independently and carefully to determine whether
[Measure B’s] contribution limits are ‘closely drawn’ to
match” the asserted interest in avoiding the appearance of
quid pro quo corruption, Randall, 548 U.S. at 253; and
(2) Measure B’s individual contribution limits do not
survive that independent scrutiny.
1
The City contends that, under Randall, the “danger
signs” that would trigger independent scrutiny are limited to
the following four specific danger signs that the Court
identified in that case: (1) the contribution limits at issue
apply “per election cycle, which includes both a primary and
a general election”; (2) the “limits apply both to
contributions from individuals and to contributions from
political parties”; (3) the “limits are well below the limits
th[e] Court upheld in Buckley” and “below the lowest limit
MOVING OXNARD FORWARD, INC. V. ASCENSION 15
th[e] Court has previously upheld”; and (4) the limits are
“substantially lower than . . . comparable limits in other
States” and are not “indexed for inflation.” Randall, 548
U.S. at 249–53, 261 (emphasis added). However, nothing in
Randall suggests that this list of “danger signs” is
exhaustive. On the contrary, Randall frames a general
standard that asks whether a given set of limitations presents
“constitutional risks to the democratic electoral process”
that are “too great.” Id. at 248 (emphasis added). An
example would be, as in Randall, when the extremely
restrictive nature of the contribution limit threatens to “harm
the electoral process by preventing challengers from
mounting effective campaigns against incumbent
officeholders, thereby reducing democratic accountability.”
Id. at 249. But nothing in Randall suggests that that is the
only manner in which a contribution limitation may be said
to present “constitutional risks to the democratic electoral
process.” Id. at 248.
Moreover, Buckley itself underscored that its more
lenient standard of review only applies “[a]bsent record
evidence of invidious discrimination against challengers as a
class” or against candidates with particular “present
occupations [e.g., non-incumbents], ideological views, or
party affiliations.” Buckley, 424 U.S. at 31 (emphasis
added). Given that Buckley confirms that such invidious
discrimination would preclude application of Buckley’s
deferential scrutiny, it follows that, under Randall, such
discrimination is also the sort of “constitutional risk[] to the
democratic electoral process” that would require courts to
assess the “tailoring” of the contribution limits
“independently and carefully.” Randall, 548 U.S. at 248–
49, 253.
16 MOVING OXNARD FORWARD, INC. V. ASCENSION
We have explained that, in this context, “invidious
discrimination” includes discrimination on constitutionally
suspect grounds, such as race or sex, as well as
“discrimination that tends to harm or repress minority
parties” or “independent candidacies.” National Comm. of
the Reform Party of the U.S. v. Democratic Nat’l Comm.,
168 F.3d 360, 366 (9th Cir. 1999) (quoting Buckley, 424 U.S.
at 34). Moreover, it is well settled that “invidious”
discrimination includes “an effort to suppress the speaker’s
activity due to disagreement with the speaker’s view,” Metro
Display Advert., Inc. v. City of Victorville, 143 F.3d 1191,
1194 (9th Cir. 1998) (citation omitted), and that such
discrimination may be present even with respect to
ostensibly facially neutral laws, see NAACP v. City of
Richmond, 743 F.2d 1346, 1356 (9th Cir. 1984).
Under these standards, we conclude that the undisputed
facts concerning Measure B raise a sufficient danger of
invidious discrimination to warrant application of
“independent[] and careful[]” scrutiny under Randall. 548
U.S. at 249, 253. In particular, there are “danger signs” in
the record that Measure B, both in its formulation and in its
operation, differentially targets Starr, who has repeatedly
challenged the incumbent City government and its policies.
First, the legislative record indicates that Starr and his
reliance on larger-size contributions were a target of the City
Council when it proposed and promoted Measure B. In his
declaration in the district court, City Manager Alexander
Nguyen stated that, “to educate the voters about Measure B
in advance of the March 3, 2020 election,” his office
“maintained a page on the City’s website titled ‘About
Measure B—The Oxnard Government Accountability and
Ethics Act.’” Among the materials uploaded onto that
webpage was a PowerPoint slide deck that Nguyen used to
MOVING OXNARD FORWARD, INC. V. ASCENSION 17
give a presentation in February 2020 to the “Inter-
Neighborhood Council Organization,” a group “made up of
the chairpersons of each active neighborhood council.” The
PowerPoint, entitled “Measure B: The Oxnard Government
Accountability and Ethics Act,” provides an overview for
voters of what Measure B would and would not do. The
PowerPoint’s 15 slides describe the measure’s various
provisions concerning gifts, term limits, and campaign
contributions in largely general terms, with one notable
exception. The last two slides consist of graphics devoted to
showing a particular “[e]xample of the size and volume of
campaign contributions for one candidate over [the] past
several years.” Although these two slides do not name who
that “one candidate” is, there is no dispute that it is, in fact,
Aaron Starr.
The first of these two slides consists of a map of the
United States and a separate close-up map of California, with
visual pins identifying each city from which Starr received a
contribution, together with the amount of that contribution.8
Many of the contributions listed are modest, but several are
quite large, including a $12,000 contribution from someone
in Woodland, California, and one for $8,000 from a resident
of Austin, Texas. The slide contains, in the upper right, a
large green banner stating “$70,000 RAISED OUTSIDE OF
OXNARD.” The second slide provides a pie chart and
accompanying numbers summarizing the extent to which
Starr relied on large contributions. The pie chart shows that,
in terms of the number of contributions Starr had received,
68% of them were in an amount that was less than or equal
to $750, and 32% were in amounts larger than $750. The
slide also showed that, despite the smaller percentage of
large contributions, the total amount raised from such
8
The slides are attached as an Appendix to this opinion.
18 MOVING OXNARD FORWARD, INC. V. ASCENSION
contributions was much larger: the total raised from
contributions that were over $750 each was $102,400,
whereas the total of the smaller-sized contributions was only
$15,650. Next to the pie chart, there is a depiction of a large
cartoon of green dollar bills adjacent to the following
statement written in bold-face, all-capitals type: “TOTAL
CAMPAIGN DONATIONS: $118,050.” The number
“$118,050” appears in oversized green font to match the
dollar-bill color scheme.
In his declaration in connection with the summary
judgment proceedings below, Starr expressly asserted that
the record concerning Measure B’s enactment demonstrated
that it was proposed by the City Council “as a way to reduce
the amount of money [Starr] spend[s] in the City, both on
[his] personal campaigns and in support of ballot measures
[he] ha[s] proposed.” In response, the City did not directly
deny that Starr’s fundraising practices had been a factor in
the City Council’s proposing of Measure B. Instead, it
simply stated that (1) its purpose was “to minimize the
perception that the City’s elected officials are indebted to
those who can provide . . . large campaign contributions”;
and (2) “[n]either Measure B, nor the associated ballot
materials mention[ed] Aaron Starr” by name.
Second, the record makes clear that, in terms of its
practical effect on then-existing fundraising practices within
the City of Oxnard, Starr was the person who would most be
affected by Measure B’s passage and that few others would
be significantly impacted. Cf. Church of the Lukumi Babalu
Aye, Inc. v. City of Hialeah, 508 U.S. 520, 535 (1993)
(“[T]he effect of a law in its real operation is strong evidence
of its object.”). The City submitted an expert report that
tallied the donations made in the 2018 election, which was
the last election conducted before Measure B took effect and
MOVING OXNARD FORWARD, INC. V. ASCENSION 19
the first that was held after the City’s shift from an at-large
to a district-based City Council. The report concluded that
“the sorts of large contributions that [Measure B] prohibits
were quite rare even before its adoption.” As the report
explained, “[o]nly 18 of the 287 donors (6.3% of the donors)
giving in Oxnard elections that year contributed sums that
would have exceeded the limits” of Measure B, and the total
amount of the raised funds by all candidates that exceeded
those limits (i.e., $25,200) represented 25.4% of the total
raised (i.e., $99,168). “For nearly all candidates,” the report
stated, “the proportions of their contributions that exceeded
the limits were quite small.” But there were a few
exceptions. In particular, the report noted that “[o]nly two
candidates raised the majority of their funds in contributions
that . . . exceeded the limits,” and “[o]ne was mayoral
candidate Aaron Starr.” With respect to Starr’s campaign,
57.6% of his total funds raised came from contributions
exceeding Measure B’s limits. By contrast, as the City notes
in its appellate brief, Starr’s opponent—then-incumbent
Mayor Tim Flynn—“would have lost less than 10% of the
funds he raised if Measure B had been in effect,” because
“[o]nly one of Mr. Flynn’s 76 donors made a contribution
that would have exceeded Measure B’s limits.” As the City
aptly summarizes, “Starr is an outlier among candidates,”
and “Starr’s outlier status is even more stark when compared
to other candidates’ fundraising in the 2018 election.”
Third, the record reveals a considerable history of
antipathy between Starr and the City’s elected officials over
the years immediately preceding Measure B’s adoption.
Starr has been a sharp critic of the City’s elected officials,
and he was the “proponent of four recall petitions that
triggered a special election” in May 2018 to decide whether
to remove the Mayor and three other City Council members.
20 MOVING OXNARD FORWARD, INC. V. ASCENSION
These recall efforts all failed, however, and the four targets
of the recall were still on the City Council when it
unanimously decided to submit Measure B to the voters in
October 2019. Starr and MOF also successfully proposed
Measure M in 2016, which then became the subject of
litigation between Starr and the City, with the City prevailing
in its efforts to invalidate that measure in state court. See
supra at 6 & note 1. Starr also unsuccessfully ran for City
office himself on multiple occasions, coming in second
against incumbent Mayor Flynn in the 2018 election. See
supra at 6. As noted, all but one of Flynn’s campaign
contributions complied with the limits later proposed in
Measure B, while most of Starr’s did not. Less than a year
after defeating Starr, Flynn voted in favor of Measure B,
which the City notes “will force” Starr “to change” his
fundraising practices and to “reach out to a broader base for
smaller donations.”
Taken together, these circumstances raise a sufficient
constitutional risk of invidious discrimination against Starr
and other outsiders like him. Given the substantial history
of political disagreement between Starr and the City’s
elected officials; the singular and disproportionate burden
that the campaign finance restrictions placed on Starr; and
the City’s stark use of Starr as the poster child for why these
limits should be adopted, there are ample danger signs here
that the City’s action in proposing Measure B may reflect
“an effort to suppress the speaker’s activity due to
disagreement with the speaker’s view,” Metro Display
Advert., Inc., 143 F.3d at 1194 (citation omitted), or to “harm
or repress . . . independent candidacies,” National Comm. of
the Reform Party, 168 F.3d at 366 (quoting Buckley, 424
U.S. at 34). Accordingly, under Randall, we do not apply
MOVING OXNARD FORWARD, INC. V. ASCENSION 21
deferential review in examining Measure B’s contribution
limits.
2
We therefore proceed to “examine the record
independently and carefully to determine whether [Measure
B’s] contribution limits are ‘closely drawn’ to match” the
interest in avoiding the reality or appearance of quid pro quo
corruption. Randall, 548 U.S. at 253.
As an initial matter, we reject the City’s and the dissent’s
threshold contention that we are limited to considering only
the particular “five sets of considerations” that the Randall
Court evaluated. 548 U.S. at 261. Nothing in Randall
suggests that the Court there was prescribing a mandatory
checklist that must be mechanically applied in assessing
narrow tailoring. Moreover, the “danger signs” that trigger
independent scrutiny here are distinct from the specific
concerns that were presented in Randall. Indeed, in
addressing the issue of tailoring in Randall, the Court simply
identified four case-specific features that presented
particular concerns before asking, more generally, whether
there was “any special justification that might warrant a
contribution limit so low or so restrictive as to bring about
the serious associational and expressive problems that [the
Court] ha[s] described.” Id. Moreover, the Supreme Court
has made clear that, with respect to tailoring, the overall
issue remains whether there is “a substantial mismatch
between the [City’s] stated objective” of combating
corruption “and the means selected to achieve it.”
McCutcheon, 572 U.S. at 199 (plurality). Accordingly, we
are not limited to the specific considerations identified in
Randall and must instead broadly consider whether, given
the danger signs presented here, there is an unwarranted
22 MOVING OXNARD FORWARD, INC. V. ASCENSION
mismatch between the City’s chosen means and professed
objective.
In addressing that issue, we begin by assessing whether
Measure B’s contribution limits are more “closely drawn” to
fit (1) the City’s asserted legitimate interest in avoiding
actual or apparent quid pro quo corruption or (2) an alleged
prohibited objective of squelching the political activities of
Starr and others like him. 9
9
The dissent errs in suggesting that this amounts to nothing more than a
subjective inquiry into legislative motivation. See Dissent at 50–54.
Rather, the tailoring question is an objective one that asks whether the
challenged measure is sufficiently closely drawn to the legitimate goal
of avoiding the appearance or reality of quid pro quo corruption so as to
dispel the particular “constitutional risk[]” that triggered the application
of independent scrutiny, Randall, 548 U.S. at 248 (emphasis added)—
which here is the risk of invidious discrimination aimed at “suppress[ing]
the speaker’s activity due to disagreement with the speaker’s view,”
Metro Display Advert., Inc., 143 F.3d at 1194 (citation omitted).
Insisting on sufficient tailoring to dispel the risk of invidious suppression
of political opponents is not the same as finding the reality of such
suppression. Indeed, settled First Amendment doctrine regularly
employs different levels of scrutiny and associated tailoring
requirements to address the ultimate risk that “the government has
adopted a regulation of speech because of disagreement with the
message it conveys.” Ward v. Rock Against Racism, 491 U.S. 781, 791
(1989); see also Turner Broadcasting Sys., Inc. v. FCC, 512 U.S. 622,
642 (1994) (“[R]egulations that are unrelated to the content of speech are
subject to an intermediate level of scrutiny, because in most cases they
pose a less substantial risk of excising certain ideas or viewpoints from
the public dialogue.” (emphasis added) (citation omitted)); Leathers v.
Medlock, 499 U.S. 439, 447 (1991) (noting that “differential taxation of
First Amendment speakers is constitutionally suspect when it threatens
to suppress the expression of particular ideas or viewpoints,” but that
there was no indication that the tax challenged in that case was
objectively “structured so as to raise suspicion that it was intended” to
“interfere with [cable television’s] First Amendment activities”
MOVING OXNARD FORWARD, INC. V. ASCENSION 23
In asserting that Measure B’s particular contribution
limits are needed to combat the appearance of corruption in
Oxnard specifically, the City relies heavily on a corruption
scandal that occurred in Oxnard in 2010. After a May 2010
article in the Ventura County Star asserted that various City
officials had improperly received significant gifts and failed
to report them, the Ventura County District Attorney
undertook an extensive investigation that included the
execution of search warrants at City Hall and at the homes
of several City officials. Although the District Attorney
ultimately concluded that “the most serious allegations of
criminal conduct [we]re unsupported by the evidence,” his
nearly 100-page report in April 2012 revealed at least the
following five specific areas of concern: (1) a “clear pattern
of fiscal waste by a small number of city officials” that
allowed City officials to “spend excessively while traveling
on city business”; (2) “an improper $10,000 personal loan of
city funds” taken out by the then-City Manager, who also
“implemented an improper retirement benefit for himself
and other city management employees”; (3) improper use of
funds regarding “a grand opening celebration at a city water
facility”; (4) the fact that “several Oxnard officials received
gifts of expensive meals, rounds of golf, and a small number
of event tickets,” and “did not publicly disclose the gifts as
required by law”; and (5) the fact that “[c]lose relationships
(emphasis added)). Moreover, contrary to what the dissent suggests, see
Dissent at 47 n.16, it is certainly not a point in the City’s favor that the
record evidence of the risk of invidious discrimination here may also
suggest the reality of such discrimination. Cf. R.A.V. v. City of St. Paul,
505 U.S. 377, 394 (1992) (noting that the “possibility” that the
challenged ordinance’s content-based selectivity creates for “seeking to
handicap the expression of particular ideas” is “alone . . . enough to
render the ordinance presumptively invalid,” even while noting that the
record evidence “elevate[d] the possibility to a certainty” (emphasis
added)).
24 MOVING OXNARD FORWARD, INC. V. ASCENSION
existed between several city officials and private individuals
conducting multi-million dollar transactions with the city.”
The District Attorney ultimately deferred to the judgment of
others as to what changes in policies and practices should be
made, but his report did indicate that some of these issues
may be ones “requiring reform.”
For several reasons, this 2010 corruption scandal and
resulting investigation bear, at best, a weak and tenuous
relationship to Measure B’s contribution limits. First, as
counsel for the City conceded at oral argument, the problems
canvassed in the District Attorney’s 2012 report had nothing
to do with campaign contributions, or indeed with campaign
financing at all. Campaign contributions were not identified
as a source of corruption in the report, and the report does
not recommend campaign contribution limits as a solution to
any of the five problems it does identify. While Measure B’s
separate gift restrictions may well be closely drawn to the
problems identified in the District Attorney’s report, those
restrictions are not at issue here. Second, the City waited
until late 2019 before proposing Measure B’s gift restrictions
and campaign finance restrictions. That timing is a full
seven years after the District Attorney’s report, but only one
year after (1) Starr had forced a recall election against the
Mayor and three other members of the City Council; and
(2) Starr himself had run against the Mayor, both at the recall
election and in the 2018 general election. Third, the 2010
scandal and the 2012 report are not even mentioned as
justifications for Measure B’s campaign finance limitations
in the City’s explanatory PowerPoint; rather, that document
focuses on Starr’s receipt of campaign contributions in large
dollar amounts and from out-of-State contributors. On this
record, Measure B’s campaign finance limits are much more
“closely drawn” to the prohibited objective of stopping Starr
MOVING OXNARD FORWARD, INC. V. ASCENSION 25
than they are to remedying the problems identified in the
District Attorney’s 2012 report.
The City also notes that, prior to proposing Measure B,
the City commissioned a general “Issues Survey” and that
survey showed that 77% of voters “would support a
Government Accountability measure.” The City further
observes that, when presented to the voters, Measure B
passed with 82% of votes cast in favor. But given that
“Government Accountability” covers a number of different
concerns and Measure B likewise contained a varied mix of
provisions governing term limits, gift restrictions, and
campaign finance limits, these points provide little, if any,
basis for concluding that Measure B’s campaign finance
restrictions—as opposed to its other provisions—were
specifically tailored to the public’s concerns about local
corruption.
The practical effect of Measure B’s campaign finance
limitations also underscores the comparatively closer fit
between these restrictions and the objective of squelching
Starr. As the City’s own expert and briefing repeatedly
stress, Measure B’s financing limitations would have little
practical effect on anyone other than Starr, whom the City
describes as a “stark” outlier. Although the City emphasizes
that its campaign finance restrictions are in line with those
of other comparably sized jurisdictions, that does not mean
that Oxnard’s restriction is closely drawn to the legitimate
interests invoked by those other jurisdictions. As the City’s
PowerPoint makes clear, Measure B’s contribution limits
were knowingly set at a level that, in their practical
operation, would seriously and differentially affect Starr,
while having minimal, if any, effect on every other politician
identified in the City’s briefing.
26 MOVING OXNARD FORWARD, INC. V. ASCENSION
We also note that these concerns about the practical
effect of Measure B are exacerbated by the fact that its
campaign finance limits lack an adequate mechanism to
ensure that they will be “adjusted for inflation.” Randall,
548 U.S. at 261. The City points to the fact that Measure B
added § 2-245 to the City Code, which states that the City
Clerk shall adjust the contribution limits every two years to
account for “changes in the Consumer Price Index.”
OXNARD CITY CODE § 2-245(A). But rather than make such
changes automatically effective according to the specified
formula, the City Council expressly reserved to itself the
authority to review and adopt these changes “by
resolution.” 10 Id. Given that a resolution of the City Council
is required to make any change to the limits—just as would
be required to formally amend them—Measure B, as a
practical matter, provides insufficient assurance that the
limits will be raised as warranted by inflation.
Finally, we discern no “special justification” in the
record that might show that these contribution limits are
warranted despite the significant concerns that we have
described. Randall, 548 U.S. at 261. Accordingly, our
“independent[] and careful[] review” of the record confirms
that Measure B’s contribution limits are not “‘closely drawn’
to match the [City’s] interests” in avoiding the reality or
appearance of quid pro quo corruption. Id. at 253. The
challenged per-candidate aggregate contribution limitations
in Oxnard City Code §§ 2-243(A)–(B), 2-244(A)–(B)
therefore violate the First Amendment.
10
The dissent accepts the City’s argument that Measure B supposedly
creates a “ministerial” duty that binds future City Councils to pass
legislation approving the City Clerk’s handiwork, see Dissent at 45 n.14,
but nothing in the text of the measure says that.
MOVING OXNARD FORWARD, INC. V. ASCENSION 27
III
MOF’s second cause of action challenges one specific
feature of these same contribution limits, namely, that they
assertedly include, as counting toward the amount of funds
that may be contributed to a candidate, any contributions
made to political committees supporting or opposing ballot
initiatives if those committees are controlled by someone
who is simultaneously a candidate for office. The City
contends that this claim is based on a misreading of Measure
B and that such contributions to ballot initiative committees
do not count towards the per-candidate aggregate
contribution limits. We need not resolve this issue. Given
that we have concluded that, even apart from this alleged
feature, the challenged contribution limits are invalid, any
dispute concerning this additional issue is moot.
IV
For the foregoing reasons, we reverse the district court’s
grant of summary judgment to the City Clerk and remand
with instructions to grant summary judgment to MOF
holding invalid the per-candidate aggregate contribution
limitations in Oxnard City Code §§ 2-243(A)–(B),
2-244(A)–(B).
REVERSED AND REMANDED.
28 MOVING OXNARD FORWARD, INC. V. ASCENSION
BENNETT, Circuit Judge, dissenting:
In 2020, 82% of Oxnard residents who voted on the City
of Oxnard’s Ballot Measure B approved per-candidate
contribution limits for municipal elections by passing the
measure. Under the limits, an individual may contribute up
to $500 to a candidate for City Council and up to $750 to a
candidate for Mayor, City Clerk, or City Treasurer in each
election. Moving Oxnard Forward (MOF) challenges the
constitutionality of these limits under the First Amendment. 1
Campaign contribution limits pass First Amendment
scrutiny if the government (1) “demonstrates a sufficiently
important interest” and (2) “employs means closely drawn
to avoid unnecessary abridgment of associational freedoms.”
Buckley v. Valeo, 424 U.S. 1, 25 (1976) (per curiam); accord
1
MOF also challenges Measure B’s “aggregate contribution limits,”
which impose a $1,000 limit on total contributions from political action
committees to a candidate for City Council—“including contributions or
loans to all political committees or broad-based political committees
controlled by the candidate”—and a $1,500 limit on such contributions
to candidates for Mayor, City Clerk, and City Treasurer. Interpreting
candidate-controlled committees to encompass committees formed to
support or oppose ballot measures, MOF argues that aggregate limits are
unconstitutional because they “treat[] candidates who support or oppose
ballot measures differently from other candidates and otherwise restrict[]
their ability to both run for office and campaign for or against a ballot
measure.” But as confirmed by the City Attorney’s “Impartial Analysis
for Measure B,” the aggregate limit provisions do not apply to
committees formed to support or oppose ballot measures. Oxnard, Cal.,
Ordinance 2976, §§ 2-243(A), 2-244(A) (May 1, 2020). The majority
does not reach MOF’s challenge to the aggregate limits since it finds that
“even apart from this alleged feature, the challenged contribution limits
are invalid.” Maj. at 27. I would affirm the district court’s grant of
summary judgment to the City on this claim.
MOF initially challenged Measure B’s ban on gifts to elected city
officials, but it abandons this challenge on appeal.
MOVING OXNARD FORWARD, INC. V. ASCENSION 29
Randall v. Sorrell, 548 U.S. 230, 247 (2006) (plurality
opinion). Because I would find that the City’s contribution
limits satisfy this test, I respectfully dissent. 2
I
In determining the constitutionality of contribution
limits, we first ask “whether ‘there is adequate evidence that
[the government’s] limitation[s] further[] . . . [the] important
state interest’ of preventing actual or perceived quid pro quo
corruption.” Lair v. Motl, 873 F.3d 1170, 1178 (9th Cir.
2017) (alterations besides first in original) (quoting Mont.
Right to Life Ass’n v. Eddleman, 343 F.3d 1085, 1092 (9th
Cir. 2003)). The majority assumes without deciding that the
City has demonstrated this important interest. Maj. at 14. I
believe that the record shows that the City has so
demonstrated.
A
As the majority correctly notes, “preventing corruption
or the appearance of corruption” is the “only . . . legitimate
governmental interest for restricting campaign finances” that
has been recognized by the Supreme Court. McCutcheon v.
FEC, 572 U.S. 185, 206 (2014) (plurality opinion); accord
Citizens United v. FEC, 558 U.S. 310, 359 (2010). The
Court has narrowed this interest to the prevention of quid pro
quo corruption, including “actual quid pro quo
arrangements” and “‘the appearance of [quid pro quo]
2
On cross-motions for summary judgment, the district court granted
summary judgment to the City. Neither party argued below that disputed
issues of material fact precluded the district court from ruling on the
summary judgment motions. Neither party argues on appeal that there
are disputed issues of material fact precluding summary judgment. And
my review of the record does not reveal any disputed issues of material
fact.
30 MOVING OXNARD FORWARD, INC. V. ASCENSION
corruption stemming from public awareness of the
opportunities for abuse inherent in a regime of large
individual financial contributions’ to particular candidates.” 3
McCutcheon, 572 U.S. at 207 (quoting Buckley, 424 U.S. at
27).
Below and on appeal, the City has contended that
Measure B furthers its interest in preventing “[t]he risk of
actual or perceived quid pro quo corruption.” At summary
judgment, the district court did not expressly identify quid
pro quo corruption as one of the City’s interests before
finding that the City had satisfied its “‘evidentiary
obligation’ to demonstrate a sufficiently important
governmental interest in contribution limits.” The district
court instead referred to the purposes listed in the ordinance
enacted by Measure B, 4 which directly quotes one purpose
3
The Supreme Court has defined quid pro quo corruption as “dollars for
political favors.” McCutcheon, 572 U.S. at 192 (quoting FEC v. Nat’l
Conservative Pol. Action Comm., 470 U.S. 480, 497 (1985)). The Court
has also provided examples of what is not quid pro quo corruption:
“[s]pending large sums of money in connection with elections, but not in
connection with an effort to control the exercise of an officeholder’s
official duties,” or “the possibility that an individual who spends large
sums may garner ‘influence over or access to’ elected officials or
political parties.” Id. at 208 (quoting Citizens United, 558 U.S. at 359).
4
The full provision reads:
The purpose of this Article is to advance compelling
City interests by limiting large contributions from
single sources to candidates for Mayor, members of
City Council, City Clerk and City Treasurer, and by
imposing reporting and accounting procedures for
local campaigns. The City’s interests are to provide a
representative government which is accessible to all
citizens, to deter corruption and the appearance of
corruption caused by the coercive influence of large
MOVING OXNARD FORWARD, INC. V. ASCENSION 31
from the Supreme Court’s decision in Buckley v. Valeo:
deterring corruption and the appearance of corruption caused
by the “coercive influence of large financial contributions on
candidates’ positions.” 424 U.S. at 25. Buckley predates the
Supreme Court’s decisions in Citizens United and
McCutcheon, in which the Court “limited the important state
interest . . . to preventing ‘quid pro quo corruption, or its
appearance,’” Lair, 873 F.3d at 1177 (quoting Lair v.
Bullock, 798 F.3d 736, 746 (9th Cir. 2015)). But even if the
“coercive influence of large financial contributions on
candidates’ positions” does not equal quid pro quo
corruption, we may affirm “on any ground raised below and
fairly supported by the record.” Ranza v. Nike, Inc., 793
F.3d 1059, 1076 (2015) (quoting Columbia Pictures Indus.,
Inc. v. Fung, 710 F.3d 1020, 1030 (9th Cir. 2013)). The City
asserted an interest in preventing actual or perceived quid
pro quo corruption below and on appeal. Since, as explained
in the next section, this interest is fairly supported by the
record, I would affirm the district court’s holding that the
City has demonstrated a constitutionally permissible interest
in contribution limits.
B
To demonstrate its interest, the government “must show
the risk of actual or perceived quid pro quo corruption is
more than ‘mere conjecture.’” Lair, 873 F.3d at 1178
(quoting Eddleman, 343 F.3d at 1092). The government
“need not show any completed quid pro quo transactions to
satisfy its burden.” Id. at 1180. It “must show only that the
financial contributions on candidates’ positions, and to
inform the electorate as to the sources and uses of
political contributions.
Oxnard, Cal., Ordinance 2976, § 2-240 (May 1, 2020).
32 MOVING OXNARD FORWARD, INC. V. ASCENSION
perceived threat is not illusory.” Id. at 1178 (cleaned up)
(quoting Eddleman, 343 F.3d at 1092). Though “[t]he
quantum of empirical evidence needed to satisfy heightened
judicial scrutiny of legislative judgments will vary up or
down with the novelty and plausibility of the justification
raised,” the Supreme Court has recognized that “the dangers
of large, corrupt contributions and the suspicion that large
contributions are corrupt are neither novel nor implausible.”
Nixon v. Shrink Mo. Gov’t PAC, 528 U.S. 377, 391 (2000)
(citing Buckley, 424 U.S. at 27). If the government asserts
an interest in preventing quid pro quo corruption, there is a
“low [evidentiary] bar.” Lair, 873 F.3d at 1172.
To substantiate its asserted interest in preventing quid
pro quo corruption, the City relies on: (1) coverage of a
corruption scandal that came to light in 2010, including a
2012 report by the Ventura County District Attorney;
(2) support of a “government accountability measure” by
more than 75% of voters surveyed by the City in 2019; and
(3) approval of Measure B by 82% of those who voted on it
in 2020. In reviewing a challenge to Missouri’s contribution
limits in Nixon v. Shrink Missouri Government PAC, the
Supreme Court found comparable evidence to be sufficient:
“newspaper accounts of large contributions supporting
inferences of impropriety,” an affidavit from a state senator
stating that “large contributions have ‘the real potential to
buy votes,’” and approval of the measure by “[a]n
overwhelming 74 percent of the voters of Missouri [who]
determined that contribution limits are necessary to combat
corruption and the appearance thereof.” 528 U.S. at 393–94.
That evidence “d[id] not present a close call” as to whether
the state had met its “evidentiary obligation.” Id. at 393.
I believe the evidence here is comparable, though our
record may present a slightly closer call. As both MOF and
MOVING OXNARD FORWARD, INC. V. ASCENSION 33
the majority contend, the past instances of alleged corruption
involved gifts to already elected officials, rather than
campaign contributions to candidates, 5 and became public
nine years before Measure B was proposed. Maj. at 24. But
the City need not provide proof of completed quid pro quo
transactions through campaign contributions to satisfy its
evidentiary burden. Lair, 873 F.3d at 1180. And evidence
of the “gifts of vacations, meals, rounds of golf, and event
tickets from companies doing significant business with the
city” to elected officials 6 suffices to show that the “perceived
threat” of quid pro quo corruption is “not illusory.” Id. at
1178 (cleaned up) (quoting Eddleman, 343 F.3d at 1092).
An expert for the City also attested that the 2010 “scandal,
as well as new allegations of corruption, . . . featured
prominently [in] the debate” over Measure B. This
5
The District Attorney’s 2012 report cited alleged gifts in 1998, 2000,
2005, 2006, 2007, 2008, and 2009 to Tom Holden, who served on City
Council from 1993 to 2002 and served consecutive two-year terms as
Mayor from 2004 to 2012. The report also cited alleged gifts in 2005,
2006, 2007, 2008, and 2010 to Andres Herrera, who served on City
Council from 2002 to 2010. Though the 2010 scandal did not expose
alleged instances of quid pro quo corruption through campaign
contributions, it did feature alleged gifts made to elected officials during
years in which they ran for reelection.
6
One example discussed in the District Attorney’s report concerns a trip
to Napa by then-Mayor Holden. Holden traveled to Napa on the private
jet of businessman Bernard Huberman and charged his hotel stay to
Huberman’s credit card. Within three months of the trip, BLT
Enterprises, a company affiliated with Huberman, submitted a bid for a
contract with the City alongside six other applicants. The City’s Utilities
Task Force, on which Holden served as the ranking member, selected
BLT Enterprises to negotiate the new multimillion-dollar contract. The
District Attorney’s investigation found “no evidence of criminal
activity,” but the report notes that “suspicions of city leaders’
relationships with Bernard Huberman ran high among some city officials
and employees.”
34 MOVING OXNARD FORWARD, INC. V. ASCENSION
testimony confirms that coverage of the scandal, along with
the survey and vote results, evinces at least the perception of
quid pro corruption. The City’s evidence—uncontroverted
by MOF—clears the “low bar” of showing that the risk of
actual or perceived quid pro quo corruption exceeds “mere
conjecture.” Id. at 1172. Thus, the City has demonstrated
its sufficiently important interest.
II
Having determined that the City has demonstrated a
sufficiently important interest in enacting campaign
contribution limits, we next ask whether the challenged
limits are “closely drawn” to match the government’s
asserted interest. Shrink Mo., 528 at 387–88 (quoting
Buckley, 424 U.S. at 25). But as part of that inquiry we must
preliminarily determine whether the limits are “so low as to
exhibit [the] ‘danger signs’” that were first identified in
Randall v. Sorrell. Thompson v. Hebdon, 7 F.4th 811, 822
(9th Cir. 2021); see also id. at 818. The presence of any of
these four “danger signs” warrants a court’s closer review of
both the record and “five sets of considerations” (also listed
in Randall) to determine whether the limit is closely drawn
to the government’s interest. Id. at 818. Absent these danger
signs, the court’s “closely drawn” analysis need only
confirm that the limits “(a) focus narrowly on the state’s
interest, (b) leave the contributor free to affiliate with a
candidate, and (c) allow the candidate to amass sufficient
resources to wage an effective campaign.” Eddleman, 343
F.3d at 1092.
The majority’s analysis at this second step suffers from
two flaws: First, the majority’s conclusion that “the record
reflects a significant risk that the City may be engaged in
‘invidious discrimination,’” Maj. at 6 (quoting Buckley, 424
MOVING OXNARD FORWARD, INC. V. ASCENSION 35
U.S. at 31)—which the majority takes to be a new danger
sign warranting heightened review under Randall, Maj. at
16—lacks support in the record. Second, the majority’s
“more ‘closely drawn’” analysis, Maj. at 22 (emphasis
added), contravenes precedent by applying a motive test
instead of a tailoring test. I would find that no Randall
danger signs are present and that, even under Randall’s more
searching five-factor tailoring test, Measure B’s limits are
closely drawn to the City’s asserted interest.
A
The Randall plurality identified four “danger signs”
indicating that contribution limits are low enough to “harm
the electoral process by preventing challengers from
mounting effective campaigns against incumbent
officeholders, thereby reducing democratic accountability.”
548 U.S. at 249. As the majority notes, in Thompson v.
Hebdon, 909 F.3d 1027 (9th Cir. 2018), we declined to
consider Randall “because no opinion [had] commanded a
majority of the Court.” Id. at 1037 n.5; Maj. at 10 n.6. The
Supreme Court unanimously vacated our decision and
remanded the case with the instruction to treat Randall—
including its “danger signs”—as “precedent.” Thompson v.
Hebdon, 589 U.S. 1, 4 & n.*, 5–6 (2019) (per curiam).
Those four danger signs are: (1) the limits are below
“limits upheld by the Court in the past”; (2) the limits are
below limits “in force in other States”; (3) the limits apply
“per election cycle” (including both primary and general
elections), rather than applying per election; and (4) the
limits apply to contributions not only from individuals but
also political parties, “whether made in cash or in
expenditures coordinated (or presumed to be coordinated)
with the candidate.” Randall, 548 U.S. at 249; see id. at 268
36 MOVING OXNARD FORWARD, INC. V. ASCENSION
(Thomas, J., concurring in the judgment) (enumerating the
four danger signs analyzed by the plurality). None of the
four are present here.
First, the City’s limits of $500 for candidates for City
Council and $750 for candidates for Mayor, City Clerk, and
City Treasurer are not below those upheld by the Supreme
Court and other courts. Courts in this circuit have found
comparable limits for two other Californian cities to be
constitutional: a $500 limit in West Covina, Sotoodeh v. City
of West Covina, No. CV 22-07756, 2024 WL 4113280, at
*1, *4 (C.D. Cal. Aug. 13, 2024), and a $500 limit in San
Diego, Thalheimer v. City of San Diego, No. 09-CV-2862,
2012 WL 177414, at *8–9 (S.D. Cal. Jan. 20, 2012). The
Supreme Court and this court have even upheld comparable
statewide contribution limits. Shrink Mo., 528 U.S. at 383
($275 to $1,075 for statewide office); Eddleman, 343 F.3d at
1088 ($100, $200, and $400 for statewide office). 7 Second,
the City’s expert presented evidence that Measure B’s limits
are around the median for limits enacted by California cities
of comparable size. Third, Measure B’s limits apply per
election, not per election cycle. Fourth, Measure B’s limits
do not apply to political parties. Thus, none of the danger
signs identified by the Randall plurality are present here.
Rather than checking for the four danger signs the
Supreme Court specifically listed, the majority recognizes a
fifth. 8 Maj. at 14–16. It finds “a sufficient danger of
7
Even adjusting for inflation per the Consumer Price Index, Shrink
Missouri’s $275 to $1,075 1998 limits equate to about $435 to $1,700 in
2020, and Eddleman’s $100, $200, and $400 1994 limits equate to about
$175, $350, and $700 in 2020.
8
The majority appears to be the first and only court to identify a danger
sign other than the four listed in Randall. Such action is not barred by
MOVING OXNARD FORWARD, INC. V. ASCENSION 37
invidious discrimination” against “minority parties” or
“independent candidacies,” and it holds that this type of
discrimination constitutes a new Randall danger sign. Maj.
at 16 (quoting Nat’l Comm. of the Reform Party of the U.S.
v. Democratic Nat’l Comm., 168 F.3d 360, 366 (9th Cir.
1999)). The majority justifies its action because this type of
supposed discrimination presents “constitutional risks to the
democratic electoral process.” Maj. at 15 (quoting Randall,
548 U.S. at 248). The majority also notes that “Buckley itself
underscored that its more lenient standard of review only
applies ‘[a]bsent record evidence of invidious
discrimination against challengers as a class.’” Maj. at 15
(quoting Buckley, 424 U.S. at 31). And on the majority’s
read, “the record reflects a significant risk that the City may
be engaged in ‘invidious discrimination’ against Starr and
challengers like him.” Maj. at 6 (quoting Buckley, 424 U.S.
at 31). Even assuming that invidious discrimination could
be a danger sign warranting heightened review under
Randall, the record here does not support the majority’s
“conclu[sion] that the undisputed facts . . . raise a sufficient
danger of [such] discrimination.” Maj. at 16.
Courts have analyzed whether contribution limits
“work . . . invidious discrimination” when plaintiffs have
alleged discrimination in violation of equal protection.
Buckley, 424 U.S. at 30; see, e.g., Nat’l Comm. of the Reform
Party, 168 F.3d at 366. Addressing equal protection
challenges, the Supreme Court and this court have
circumscribed what it means for limits to discriminate
against nonincumbent challengers and have required a
factual showing from plaintiffs when such discrimination is
alleged. “Absent record evidence of invidious
Randall or other Supreme Court cases, but the majority is the first court
in the more than eighteen years since Randall to do so.
38 MOVING OXNARD FORWARD, INC. V. ASCENSION
discrimination against challengers as a class, a court should
generally be hesitant to invalidate legislation which on its
face imposes evenhanded restrictions.” Buckley, 424 U.S. at
31. While the Supreme Court has acknowledged, as a reality
of our political process, that “[t]hird parties have been
completely incapable of matching the major parties’ ability
to raise money and win elections,” id. at 98, the Court has
never recognized this difference in “funding position relative
to their major-party opponents” to constitute invidious
discrimination against minority parties, id. at 34; see Nat’l
Comm. of the Reform Party, 168 F.3d at 366. Rather, to
determine whether a contribution limit poses a risk of
invidious discrimination, the Supreme Court and this court
have looked for evidence that the limit “w[ould] have a
serious effect on the initiation and scope of minor-party and
independent candidacies.” Buckley, 424 U.S. at 34;
Nat’l Comm. of the Reform Party, 168 F.3d at 366 (“[T]he
Buckley Court was reserving the possibility that in the future,
plaintiffs might be able to demonstrate that the fundraising
constraints actually harmed or injured the voting strength of
minority parties or their ability to field candidates.”
(emphasis added)). But a minority-party challenger’s
argument that a contribution limit “has prevented it from
receiving and spending as much money as the major parties”
is “not the kind of claim that the Supreme Court reserved for
future consideration as invidious discrimination.”
Nat’l Comm. of the Reform Party, 168 F.3d at 366.
To start, MOF has not advanced equal protection, due
process, or any other claims based on discrimination by the
per-candidate contribution limits.9 MOF does not allege that
9
MOF does challenge Measure B’s aggregate limits on equal protection
grounds, but this challenge fails for the reasons explained above. See
supra note 1.
MOVING OXNARD FORWARD, INC. V. ASCENSION 39
Measure B’s facially neutral per-candidate limits have an
unconstitutionally disparate impact, whether on MOF, MOF
president Aaron Starr, or all nonincumbent challengers like
Starr. At issue is only the constitutionality of the limits
themselves—i.e., whether they are “‘closely drawn’ to
match a ‘sufficiently important interest.’” Shrink Mo., 528
U.S. at 387–88 (quoting Buckley, 424 U.S. at 25).
Even assuming that the majority can consider invidious
discrimination outside of the equal protection framework by
treating it as a Randall danger sign, MOF’s own allegations
do not raise the specter of such discrimination. At most,
MOF argues that Measure B’s per-candidate limits are so
low as to trigger Randall’s concern of “insulat[ing]
legislators from effective electoral challenge.” 10 548 U.S. at
248 (quoting Shrink Mo., 528 U.S. at 404 (Breyer, J.,
concurring)). This concern stems from “the typically higher
costs that a challenger must bear to overcome the name-
recognition advantage enjoyed by an incumbent,” id. at 256,
and therefore amounts to an argument that the limits
“prevent[] [MOF] from receiving and spending as much
money as the major [or incumbent] parties,” Nat’l Comm. of
the Reform Party, 168 F.3d at 366. Absent any alleged harm
to MOF’s “voting strength” or “ability to field candidates,”
this is not the kind of claim that the Supreme Court reserved
for future consideration as invidious discrimination. Id.
And there is no allegation, let alone evidence, of
“invidious discrimination against challengers as a class.”
Buckley, 424 U.S. at 31 (emphasis added); see Nat’l Comm.
of the Reform Party, 168 F.3d at 366 (“The term ‘invidious
10
As discussed below, MOF’s contention that Measure B’s limits will
prevent nonincumbents from mounting effective campaigns also lacks
support in the record.
40 MOVING OXNARD FORWARD, INC. V. ASCENSION
discrimination’ generally refers to treating a class differently
in order to harm or repress it. . . . The Court used ‘invidious’
in Buckley in the same sense, i.e., to describe discrimination
that tends to harm or repress minority parties.”). Even the
majority’s independent review of the record fails to identify
evidence of discrimination against any class. Looking to
references to “Starr and his reliance on larger-size
contributions” in materials advocating for Measure B, Maj.
at 16, the fact that “Starr was the person who would most be
affected by Measure B’s passage,” Maj. at 18, and the
“considerable history of antipathy between Starr and the
City’s elected officials,” Maj. at 19, the majority leaps to the
conclusion that “[t]aken together, these circumstances raise
a sufficient constitutional risk of invidious discrimination
against Starr and other outsiders like him,” Maj. at 20
(emphasis added). But each circumstance cited by the
majority is unique to Starr. 11 No other challengers are
identified. The inference that candidates “like” Starr would
face the same circumstances is not supported by the record
nor even advanced by MOF. 12
Attempting to individualize the definition of “invidious
discrimination,” the majority cites Metro Display
Advertising, Inc. v. City of Victorville, 143 F.3d 1191 (9th
Cir. 1998), for the proposition that “it is well settled that
‘invidious’ discrimination includes ‘an effort to suppress the
11
And as discussed above, MOF does not allege that Measure B’s per-
candidate limits discriminate against a class of one—i.e., Starr.
12
Indeed, at oral argument, when asked about the presence of other
“danger signs” beyond those enumerated in Randall, MOF’s counsel
responded: “If we were to look for other danger signs, I think one would
be the inference that Measure B was specifically targeted at reducing the
influence of a singular person in the city.” Oral Argument at 14:31–42
(emphasis added).
MOVING OXNARD FORWARD, INC. V. ASCENSION 41
speaker’s activity due to disagreement with the speaker’s
view.’” Maj. at 16 (quoting Metro Display, 143 F.3d at
1194); see also Maj. at 22 n.9 (quoting Metro Display, 143
F.3d at 1194). The case is not on point. Metro Display
concerned not “invidious discrimination” inhibiting
association but “‘invidious’ restraints” on speech. 143 F.3d
at 1194. Contribution limits, unlike expenditure limits,
largely do not implicate restraints on speech. Buckley, 424
U.S. at 21 (“[A contribution] limitation . . . involves little
direct restraint on his political communication, for it permits
the symbolic expression of support evidenced by a
contribution but does not in any way infringe the
contributor’s freedom to discuss candidates and issues.”);
Jacobus v. Alaska, 338 F.3d 1095, 1108 (9th Cir. 2003)
(“Limitations on contributions affect the right of association,
but unlike expenditure limits, do not primarily implicate the
contributor’s speech rights.”), overruled in part on other
grounds by Bd. of Trs. of the Glazing Health & Welfare Tr.
v. Chambers, 941 F.3d 1195 (9th Cir. 2019) (en banc). Thus,
Metro Display does not support the majority’s definition of
“invidious discrimination” or its conclusion that there is a
sufficient risk of such discrimination so as to present a new
danger sign.
B
Here, there are no danger signs present. But even if
danger signs are present, that does not end the inquiry in a
plaintiff’s favor. “[C]ourts, including appellate courts, must
review the record independently and carefully with an eye
toward assessing the [contribution limits’] ‘tailoring,’ that is,
toward assessing the proportionality of the restrictions.”
Randall, 548 U.S. at 249 (citing Bose Corp. v. Consumers
Union of U.S., Inc., 466 U.S. 485, 499 (1984)). In particular,
Randall outlines “five sets of considerations” that may mean
42 MOVING OXNARD FORWARD, INC. V. ASCENSION
that contribution limits are not “closely drawn to meet [their]
objectives”: (1) the “contribution limits will significantly
restrict the amount of funding available for challengers to
run competitive campaigns”; (2) “political parties [must]
abide by exactly the same low contribution limits that apply
to other contributors”; (3) volunteer services or expenses are
considered contributions that would count toward the limit;
(4) the limits are “not adjusted for inflation”; or
(5) “nowhere in the record [is there] any special justification
that might warrant a contribution limit so low or so
restrictive as to bring about . . . serious associational and
expressive problems,” such as whether “corruption (or its
appearance) in [the government] is significantly more
serious a matter than elsewhere.” Id. at 253–61; see also
Thompson, 7 F.4th at 819–23. Even assuming that
heightened review under Randall is warranted, these five
factors support that Measure B’s limits are closely drawn to
the City’s asserted interest.
First, the record does not support that Measure B’s
contribution limits will “significantly restrict” challengers’
ability to run competitive campaigns. Randall, 548 U.S. at
253. In Shrink Missouri, the Supreme Court found that the
district court’s finding of candidates’ continued ability “to
raise funds sufficient to run effective campaigns” was
“buttressed” by the state’s evidence that in the last election
before the challenged limits took effect, 97.62% of
contributors to candidates for one statewide office (to be
subject to a $1,075 limit in the next election) had made
contributions not exceeding $2,000. 528 U.S. at 396. The
City presents a similar and even clearer picture here: in the
last election before Measure B took effect, 93.7% of
contributors to candidates for all citywide offices made
contributions not exceeding Measure B’s actual limits.
MOVING OXNARD FORWARD, INC. V. ASCENSION 43
The only contrary evidence MOF offers on this point is
testimony from its president, Starr:
In each of my prior campaigns, I have
solicited and received contributions in excess
of $500, the limit applicable to my 2020 city
council campaign. In 2020, my fundraising
was limited because there was little point in
expending the effort to raise money in such
small increments. If I was not able to fund
my own campaign, it would have been
impossible for me to raise sufficient funds to
wage a competitive campaign with Measure
B’s $500 limit. Even if it would have been
possible, I would have had to spend all my
time fundraising rather than campaigning
such that the funds would have been
meaningless because I would not have had
time to do anything with them.
At his deposition, Starr confirmed that he “wasn’t pursuing
donors as much because it’s a lot of time to consume to get
money at 200, 300, $400 a crack.” Starr testified that he
“pretty much fore[went] most all of the fundraising [he]
would have done because there [wa]s just no point in asking
people for small amounts of money.” He estimated that he
had spent “not a whole lot more” than ten hours on
fundraising for his 2020 race. Even viewed in the light most
favorable to MOF, Starr’s testimony about his resulting
reluctance to fundraise does not create a triable issue of fact
as to whether Measure B’s limits “prevent[] challengers [like
Starr] from mounting effective campaigns against
incumbent officeholders.” Randall, 548 U.S. at 249
(emphasis added). And as the Shrink Missouri Court
44 MOVING OXNARD FORWARD, INC. V. ASCENSION
recognized, even assuming “that the contribution limits
affected [one candidate’s] ability to wage a competitive
campaign . . . , a showing of one affected individual does not
point up a system of suppressed political advocacy that
would be unconstitutional.” 13 Shrink Mo., 528 U.S. at 396.
Second, Measure B does not require “political parties
[to] abide by exactly the same low contribution limits that
apply to other contributors.” Randall, 548 U.S. at 256. In
fact, Measure B’s limits do not apply to political parties.
This factor favors the City. See Thompson, 7 F.4th at 821.
Third, volunteer services and expenses are not
considered contributions that would count toward Measure
B’s limits. See Randall, 548 U.S. at 259. The ordinance
provides that “unless the contrary is stated or clearly appears
from the context, the definitions set forth in Chapter 2 of
Title 9 of the Government Code of the State of California
(commencing at Section 82000) shall govern the
construction, meaning, and application of words and phrases
used in this Article.” Oxnard, Cal., Ordinance 2976, § 2-241
(May 1, 2020). And the California Government Code
excludes from the definition of “[c]ontribution” “[v]olunteer
personal services or payments made by any individual for
the individual’s own travel expenses.” Cal. Gov’t Code
§ 82015(c)(3). This factor favors the City. See Thompson,
7 F.4th at 821.
Fourth, the limits are “adjusted for inflation.” Randall,
548 U.S. at 261. The ordinance provides that the City Clerk
will adjust the contribution limits every two years for
13
Indeed, Starr’s testimony makes many of the City’s points for it. Why
would it be some sort of constitutional negative that contribution limits
require candidates to try to raise funds from the many, rather than the
very rich few?
MOVING OXNARD FORWARD, INC. V. ASCENSION 45
“changes in the Consumer Price Index,” round the amount
to the nearest multiple of 100, and present the new limits to
the City Council for “approval by resolution.” Oxnard, Cal.,
Ordinance 2976, § 2-245 (May 1, 2020). According to the
majority, because the adjustments are not “automatically
effective according to the specified formula” but require the
City Council to “review and adopt these changes,” there is
“insufficient assurance that the limits will be raised” with
inflation. Maj. at 26. The majority cites no fact or law to
support its finding of insufficiency, let alone its treating the
“insufficiency” as presenting a danger sign. Both the
Randall plurality and courts applying Randall have treated
this factor as presenting a danger sign only if the measure
outright “fail[s] to index for inflation.” Id. at 252 (emphasis
added); Thompson, 7 F.4th at 821. As explained by the
Randall plurality, the motivating concern behind this factor
is that the burden of updating the limits over time will be
placed on “incumbent legislators who may not diligently
police the need for changes in limit levels to ensure the
adequate financing of electoral challenges.” Randall, 548
U.S. at 261. The City’s mechanism for indexing addresses
this concern by mandating the City Clerk to calculate
adjustments every two years. 14 So this factor weighs in the
City’s favor.
14
The majority suggests the City Council could decline to adopt the
inflation-adjusted limits presented by the City Clerk, but this risk is
speculative. See Maj. at 26. At oral argument, when asked if this were
possible, the City’s counsel responded that the council “would be then
subject to a state writ of mandate claim forcing them to comply with their
own code” because the ordinance imposes a “ministerial” duty, which
the City has “no choice to ignore.” Oral Argument at 29:53–30:02,
31:27–37. “A traditional writ of mandate under [California] Code of
Civil Procedure section 1085 is a method for compelling a City to
46 MOVING OXNARD FORWARD, INC. V. ASCENSION
Fifth, the City does not offer any “special justification”
for the level of Measure B’s limits, so the last factor is not
relevant. Randall, 548 U.S. at 261. With this factor neutral
and the other four favoring the City, the tailoring of Measure
B’s limits passes muster under even Randall’s five-factor
test. Absent any factors weighing against the City, Randall
counsels that we should recognize that “the legislature is
better equipped to make such empirical judgments,”
acknowledge legislators’ “‘particular expertise’ in matters
related to the costs and nature of running for office,” and
“defer[] to the legislature’s determination of such matters.”
Id. at 248 (quoting McConnell v. FEC, 540 U.S. 93, 137
(2003), overruled on other grounds by Citizens United, 558
U.S. 310).
Once again, rather than applying Randall, the majority
decides “we are not limited to the specific considerations
identified in Randall and must instead broadly consider
whether, given the danger signs presented here, there is an
unwarranted mismatch between the City’s chosen means and
professed objective.” Maj. at 21–22. As explained above,
no danger signs are presented here. But the majority also
misstates the inquiry at the second step. The majority frames
the inquiry as “whether Measure B’s contribution limits are
more ‘closely drawn’ to fit (1) the City’s asserted legitimate
interest in avoiding actual or apparent quid pro quo
corruption or (2) an alleged prohibited objective of
squelching the political activities of Starr and others like
him.” Maj. at 22. Rather than analyze the fit of the
contribution limit to the government’s asserted interest, the
perform a legal, usually ministerial duty.” Indep. Living Ctr. of S. Cal.,
Inc. v. Kent, 909 F.3d 272, 280 n.1 (9th Cir. 2018) (quoting Kreeft v. City
of Oakland, 80 Cal. Rptr. 2d 137, 141 (Ct. App. 1998)).
MOVING OXNARD FORWARD, INC. V. ASCENSION 47
majority requires a “comparatively closer fit” 15 with the
asserted interest over the alleged interest for the limit to pass
constitutional muster. Maj. at 25 (emphasis added). This
comparative framing is incorrect. It requires scrutiny into
legislative motive, 16 which this court has rejected at step two
15
The majority does not define “more ‘closely drawn,’” Maj. at 22, or
“comparatively closer fit,” Maj. at 25.
16
The majority purports to apply not “a subjective inquiry into legislative
motivation” but “an objective [test] that asks whether the challenged
measure is sufficiently closely drawn to the legitimate goal of avoiding
the appearance or reality of quid pro quo corruption so as to dispel the
particular ‘constitutional risk[]’ that triggered the application of
independent scrutiny—which here is the risk of invidious
discrimination.” Maj. at 22 n.9 (alteration in original) (citation omitted)
(quoting Randall, 548 U.S. at 248). There are two problems with the
majority’s characterization of its tailoring test.
First, it is not the test dictated by controlling precedent. Indeed, the
majority reaches for cases involving restraints on speech to support its
contention that “settled First Amendment doctrine regularly employs
different levels of scrutiny and associated tailoring requirements to
address the ultimate risk that ‘the government has adopted a regulation
of speech because of disagreement with the message it conveys.’” Maj.
at 22 n.9 (emphasis added) (quoting Ward v. Rock Against Racism, 491
U.S. 781, 791 (1989), and citing Metro Display, 143 F.3d at 1194;
Turner Broad. Sys., Inc. v. FCC, 512 U.S. 622, 642 (1994); Leathers v.
Medlock, 499 U.S. 439, 447 (1991); R.A.V. v. City of St. Paul, 505 U.S.
377, 394 (1992)). In so doing, the majority ignores settled First
Amendment doctrine specific to campaign contribution limits, which
prescribes the levels of scrutiny and associated tailoring requirements to
apply to these regulations that “involve[] little direct restraint” on speech.
Buckley, 424 U.S. at 21; see id. at 18 (distinguishing caselaw on time,
place, and manner restrictions on speech). Randall’s tailoring test for
contribution limits is concerned with one particular “constitutional
48 MOVING OXNARD FORWARD, INC. V. ASCENSION
in evaluating the constitutionality of contribution limits and
which the Supreme Court has rejected in the broader context
of constitutional adjudication.
In Lair v. Motl, we reviewed a First Amendment
challenge to Montana’s limits on contributions to candidates
for statewide office, passed by ballot initiative. 873 F.3d at
1172. Citing justifications advanced by the initiative’s
sponsors in a “Voter Information Pamphlet” that went
beyond quid pro quo corruption, 17 the district court
determined that the Montana voters who approved the
initiative “acted with an impermissible motive, meaning the
limits ‘could never be said to focus narrowly on a
risk[]”—that the limits are not “too low” to “prevent[] challengers from
mounting effective campaigns.” 548 U.S. at 248–49.
Second, the majority’s characterization of its tailoring test is not the
test that it ultimately applies. As discussed above, the majority’s
conclusion that “the record reflects a significant risk that the City may
be engaged in ‘invidious discrimination,’” Maj. at 6 (quoting Buckley,
424 U.S. at 31), relies on evidence unique to Starr: references to Starr in
materials advocating for Measure B, Maj. at 16–18, the relative impact
of Measure B on Starr, Maj. at 18–19, and the “considerable history of
antipathy” between Starr and the City, Maj. at 19. Whether framed as a
search for tailoring sufficient “to dispel . . . th[at] risk,” Maj. at 22 n.9,
or as a search for a “comparatively closer fit” with the City’s asserted
interest over its interest as alleged by MOF, Maj. at 25, the majority’s
test is preoccupied not with objective risks to challengers generally but
with the City’s subjective motive as it concerns Starr.
17
The pamphlet “argued ‘[t]here is just way too much money in Montana
politics’ and urged voters . . . to prevent ‘[m]oney from special interests
and the wealth’ from ‘drowning out the voice of regular people,’ reasons
that are inadequate to justify contribution limits under McCutcheon.”
Lair, 873 F.3d at 1183–84 (alterations in original).
MOVING OXNARD FORWARD, INC. V. ASCENSION 49
constitutionally-permissible anti-corruption interest.’” Id. at
1183–84. We reversed, holding:
The district court incorrectly cast the
narrow focus test as a motive inquiry that
looks at the voters’ underlying intent when
they enacted the limits. The narrow focus
test, however, is a tailoring test, not a motive
test. It measures how effectively the limits
target corruption compared to how much they
inhibit associational freedoms . . . .
Id. at 1184 (citing Buckley, 424 U.S. at 28; Eddleman, 343
F.3d at 1094). Finding “no case looking to underlying
legislative or voter intent in making this evaluation,” we
noted that the touchstone at step two was not legislative
motive but “the actual content and effect of the limits”—that
is, whether the limits “target the contributions most likely to
generate corruption or its appearance.” Id.
The “narrow focus” language in Lair comes from our
formulation of the standard for the constitutionality of
contribution limits, first articulated in Montana Right to Life
Association v. Eddleman:
After Buckley and Shrink Missouri, state
campaign contribution limits will be upheld
if (1) there is adequate evidence that the
limitation furthers a sufficiently important
state interest, and (2) if the limits are “closely
drawn”—i.e., if they (a) focus narrowly on
the state’s interest, (b) leave the contributor
free to affiliate with a candidate, and
50 MOVING OXNARD FORWARD, INC. V. ASCENSION
(c) allow the candidate to amass sufficient
resources to wage an effective campaign.
343 F.3d at 1092; Lair, 873 F.3d at 1175–76. In Thompson,
we applied the Eddleman standard and declined to consider
the plurality opinion in Randall, as discussed above.
Thompson, 909 F.3d at 1037 n.5. The Supreme Court
vacated our decision, noting that our failure to apply Randall
in favor of “relying on [our] own precedent predating
Randall by three years” (referring to Eddleman) represented
a divergence from ten of our sister circuits. Thompson, 589
U.S. at 4 & n.*. On remand, we considered Randall’s five
“danger signs” in analyzing whether the challenged limits
were “closely drawn” to meet the state’s asserted interest in
combating “actual quid pro quo corruption or its
appearance.” Thompson, 7 F.4th at 817, 819–27. Like
Eddleman, Randall understood the “closely drawn” analysis
as a question of “narrow[] tailor[ing].” Randall, 548 U.S. at
261. Nothing in Randall undercuts our characterization in
Eddleman of the “closely drawn” analysis as a narrow focus
test, 343 F.3d at 1092, or our characterization in Lair of that
test as a “tailoring test, not a motive test,” 873 F.3d at 1184.
The Randall plurality did not look to legislative motive in its
analysis of any of the five factors it identified to evaluate the
tailoring of contribution limits:
(1) whether the limits would significantly
restrict the amount of funding available for
challengers to run competitive campaigns;
(2) whether political parties must abide by
the same low limits that apply to individual
contributors; (3) whether volunteer services
or expenses are considered contributions that
would count toward the limit; (4) whether the
MOVING OXNARD FORWARD, INC. V. ASCENSION 51
limits are indexed for inflation; and
(5) whether there is any “special
justification” that might warrant such low
limits.
Thompson, 7 F.4th at 818 (citing Randall, 548 U.S. at 244–
62). Even in analyzing the last factor, the Randall plurality
considered “justifications the State ha[d] advanced in
support of such limits.” Randall, 548 U.S. at 261 (emphasis
added).
The majority points to “no case looking to underlying
legislative or voter intent” in assessing the constitutionality
of contribution limits. Lair, 873 F.3d at 1184. And I believe
precedent counsels our not doing so. The Supreme Court
has specifically instructed courts to not “second-guess a
legislative determination as to the need for prophylactic
measures where corruption is the evil feared.” FEC v. Nat’l
Right to Work Comm., 459 U.S. 197, 210 (1982); accord
FEC v. Beaumont, 539 U.S. 146, 157 (2003). And we have
followed the Supreme Court’s instruction in evaluating First
Amendment challenges to contribution limits. Jacobus, 338
F.3d at 1098, 1115 (contributions to political parties); Lair,
873 F.3d at 1179–80 (contributions to candidates); see also
Lair v. Motl, 889 F.3d 571, 581 (9th Cir. 2018) (Fisher &
Murguia, JJ., responding to the dissent from the denial of
rehearing en banc) (quoting Nat’l Right to Work Comm., 459
U.S. at 210, to explain that the Lair majority followed
longstanding precedent of deferring to legislative
determinations of the need for prophylactic contribution
limits).
To defend its searching scrutiny into the City’s “true”
motive, the majority cites only to Church of the Lukumi
Babalu Aye, Inc. v. City of Hialeah, 508 U.S. 520 (1993)—
52 MOVING OXNARD FORWARD, INC. V. ASCENSION
a free exercise case—for the proposition that “the effect of a
law in its real operation is strong evidence of its
object.” Id. at 535 (plurality opinion). The Lukumi plurality
attempted to “determine the city council’s object from both
direct and circumstantial evidence,” such as “the historical
background of the decision under challenge, the specific
series of events leading to the enactment or official policy in
question, and the legislative or administrative history,
including contemporaneous statements made by members of
the decisionmaking body.” Id. at 540. Declining to join this
portion of the opinion, Justice Scalia objected to the
plurality’s motive inquiry:
[Such an inquiry] departs from the opinion’s
general focus on the object of the laws at
issue to consider the subjective motivation of
the lawmakers, i.e., whether the Hialeah City
Council actually intended to disfavor the
religion of Santeria. . . . [I]t is virtually
impossible to determine the singular
“motive” of a collective legislative body, and
this Court has a long tradition of refraining
from such inquiries.
Perhaps there are contexts in which
determination of legislative motive must be
undertaken. But I do not think that is true of
analysis under the First Amendment (or the
Fourteenth, to the extent it incorporates the
First).
Id. at 558 (Scalia, J., concurring in part and concurring in the
judgment) (citations omitted).
MOVING OXNARD FORWARD, INC. V. ASCENSION 53
It is a “fundamental principle of constitutional
adjudication” that courts “will not strike down an otherwise
constitutional statute on the basis of an alleged illicit
legislative motive.” United States v. O’Brien, 391 U.S. 367,
383 (1968) (declining to invalidate a statute with an
allegedly suspect motive when the legislature “had the
undoubted power to enact” it, id. at 384); accord Turner
Broad. Sys., Inc. v. FCC, 512 U.S. 622, 652 (1994); City of
Renton v. Playtime Theatres, Inc., 475 U.S. 41, 47–48
(1986). The Supreme Court “has long disfavored arguments
based on alleged legislative motives,” out of recognition that
“inquiries into legislative motives ‘are a hazardous matter.’”
Dobbs v. Jackson Women’s Health Org., 597 U.S. 215, 253
(2022) (quoting O’Brien, 391 U.S. at 383) (collecting cases).
“Even when an argument about legislative motive is backed
by statements made by legislators who voted for a law, [the
Court] ha[s] been reluctant to attribute those motives to the
legislative body as a whole.” Id. at 253–54. After all,
“[w]hat motivates one legislator to make a speech about a
statute is not necessarily what motivates scores of others to
enact it.” Id. at 254 (quoting O’Brien, 391 U.S. at 384). A
motive inquiry becomes even more unworkable when the
law was placed on the ballot and passed by voters. And we
have “refuse[d] to impute upon . . . voters the allegedly
invidious motivations” of a ballot measure’s sponsors.
Boardman v. Inslee, 978 F.3d 1092, 1119 (9th Cir. 2020)
(rejecting an equal protection challenge to a ballot initiative
because “there [was] no evidence in the record . . . indicating
that the more than 2.2 million Washington voters who voted
in favor of Initiative 1501 were motivated” in the same way
as its union sponsors allegedly were).
The majority nonetheless dives headfirst into a
legislative motive inquiry. Its case for the City’s alleged
54 MOVING OXNARD FORWARD, INC. V. ASCENSION
illicit “objective of squelching Starr” rests in large part on
two slides of a PowerPoint presentation created by the City’s
unelected City Manager. Maj. at 25; see Maj. at 16–18; App.
The majority fails to consider that what motivated a city
employee to make a PowerPoint presentation about a law is
not necessarily what motivated thousands of others to enact
it. No evidence shows that the 25,393 Oxnard voters (again,
82% of those who voted on the measure) who cast a ballot
in favor of Measure B were motivated by whatever had
motivated the City Manager or sponsors of Measure B. And
any “alleged illicit legislative motive” is irrelevant because
the City—and its voters—“had the undoubted power to
enact” these campaign contribution limits for their
candidates for elected office. O’Brien, 391 U.S. at 383–84.
* * *
Because the City’s contribution limits are closely drawn
to its interest in preventing quid pro quo corruption, I would
affirm the district court’s grant of summary judgment to the
City. I therefore respectfully dissent.
MOVING OXNARD FORWARD, INC. V. ASCENSION 55
APPENDIX
56 MOVING OXNARD FORWARD, INC. V. ASCENSION
MOVING OXNARD FORWARD, INC. V. ASCENSION 57
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MOVING OXNARD FORWARD, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MOVING OXNARD FORWARD, No.
02OPINION MICHELLE ASCENSION, in her official capacity as City Clerk for the City of Oxnard, Defendant-Appellee.
03Marshall, District Judge, Presiding Argued and Submitted March 9, 2023 Pasadena, California Filed December 20, 2024 Before: Mark J.
04Watford was a member of the panel at the time the case was argued and submitted.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MOVING OXNARD FORWARD, No.
FlawCheck shows no negative treatment for Moving Oxnard Forward, Inc. v. Michelle Ascension in the current circuit citation data.
This case was decided on December 20, 2024.
Use the citation No. 10298302 and verify it against the official reporter before filing.