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No. 10103214
United States Court of Appeals for the Ninth Circuit
Mitchell Garraway v. Jacquiline Ciufo
No. 10103214 · Decided September 3, 2024
No. 10103214·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 3, 2024
Citation
No. 10103214
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MITCHELL GARRAWAY, No. 23-15482
Plaintiff-Appellee, D.C. No.
1:17-cv-00533-
v. ADA-GSA
JACQUILINE CIUFO; K. MILLER;
J. ZARAGOZA, OPINION
Defendants-Appellants.
Appeal from the United States District Court
for the Eastern District of California
Ana de Alba, District Judge, Presiding
Argued and Submitted May 8, 2024
Pasadena, California
Filed September 3, 2024
Before: Richard C. Tallman, Danielle J. Forrest, and
Patrick J. Bumatay, Circuit Judges.
Opinion by Judge Tallman;
Dissent by Judge Bumatay
2 GARRAWAY V. CUIFO
SUMMARY *
Bivens / Collateral Order Doctrine
In an action brought by a federal inmate against prison
officials pursuant to Bivens v. Six Unknown Named Agents
of Fed. Bureau of Narcotics, 403 U.S. 388 (1971), the panel
dismissed defendants’ interlocutory appeal and, joining
three other circuits, held that district court orders extending
Bivens, absent a denial of qualified immunity, are not
immediately appealable under the collateral order doctrine.
Plaintiff alleged that prison officials were deliberately
indifferent to his safety in violation of his Eighth
Amendment rights. The district court denied defendants’
motion for judgment on the pleadings, in which defendants
argued that that no Bivens remedy is available for failure to
protect an inmate from a risk of prisoner violence. After the
Supreme Court issued Egbert v. Boule, 596 U.S. 482 (2022),
defendants filed a motion to reconsider, which the district
court denied. Defendants filed an interlocutory appeal.
The panel noted that the collateral order doctrine is a
narrow exception to be strictly applied. Appellate courts
may consider an underlying Bivens remedy when reviewing
an interlocutory order denying qualified immunity—and
may even consider it as a matter antecedent to qualified
immunity. However, it does not necessarily follow that
appellate courts can review on an interlocutory basis an
order recognizing a Bivens remedy standing alone.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
GARRAWAY V. CUIFO 3
The panel concluded that an order recognizing a Bivens
remedy is not one of the small classes of collateral rulings
that is “effectively unreviewable” upon final
judgment. Delaying review does not threaten significant
public interests. Any alleged improper judicial intrusion
into the legislative function resulting from recognizing a
Bivens cause of action can be effectively rectified upon
review of a final judgment. And delaying review does not
so imperil the efficiency and effectiveness of the Executive
Branch as to warrant immediate review when the next
logical step in this litigation is for the federal-officer
defendant to claim qualified immunity, the denial of which
on a question of law would be immediately appealable.
Dissenting, Judge Bumatay wrote that under the
collateral order doctrine federal appellate courts may
consider interlocutory appeals whenever denying immediate
review would imperil a substantial public interest. Because
preserving the separation of powers is a value of the highest
order and authorizing an improper Bivens suit erodes that
value, the court had jurisdiction to immediately review the
district court’s Bivens ruling.
COUNSEL
D. Dangaran (argued) and Samuel Weiss, Rights Behind
Bars, Washington, D.C.; Mitchell Garraway, Pro Se, United
States Penitentiary, Coleman, Florida; for Plaintiff-
Appellee.
Weili J. Shaw (argued) and Barbara L. Herwig, Appellate
Staff Attorney, Civil Division; Brian M. Boynton, Principal
Deputy Assistant Attorney General; United States
Department of Justice, Washington, D.C.; Victoria L.
4 GARRAWAY V. CUIFO
Boesch, Assistant United States Attorney, Office of the
United States Attorney, Sacramento, California; for
Defendants-Appellants.
OPINION
TALLMAN, Circuit Judge:
Plaintiff-Appellee Mitchell Garraway brought this
Bivens action against three prison officials alleging they
were deliberately indifferent to his safety in violation of his
Eighth Amendment rights while he was incarcerated at U.S.
Penitentiary, Atwater, California. Defendants-Appellants
prison officials filed this interlocutory appeal after the
district court denied their motion for reconsideration of an
earlier motion for judgment on the pleadings in which they
argued no Bivens remedy exists for failure to protect an
inmate from a risk of prisoner violence. For the reasons set
forth herein, we dismiss for lack of jurisdiction. 1
I
Mitchell Garraway is a federal inmate currently
incarcerated in Coleman, Florida. In March 2016, while
Garraway was housed in Atwater, he allegedly informed
1
Unlike the dissent, we do not reach the merits of the district court’s
order recognizing a Bivens remedy for Eighth Amendment deliberate
indifference to inmate safety under Farmer v. Brennan, 511 U.S. 825
(1994). We may not assume jurisdiction for the purpose of deciding the
merits of the case. See Ex parte McCardle, 74 U.S. 506, 514 (1868)
(“Without jurisdiction the court cannot proceed at all in any cause.
Jurisdiction is power to declare the law, and when it ceases to exist, the
only function remaining to the court is that of announcing the fact and
dismissing the cause.”).
GARRAWAY V. CUIFO 5
three prison officials that his cellmate cut his nose with a
razor and asked to be moved to another cell. Garraway says
that although officials were aware his cellmate had a history
of assaulting other inmates, all three officials refused his
request. Approximately two weeks later, Garraway’s
cellmate allegedly struck him on the left side of his jaw,
causing it to swell and inflicting lasting pain. Garraway filed
this Bivens action against the three officials, arguing that
their refusal to change his cell given his documented safety
concerns and the cellmate’s violent history constituted
deliberate indifference to his safety in violation of the Eighth
Amendment.
Defendants-Appellants moved for judgment on the
pleadings arguing that no Bivens remedy is available for
failure to protect an inmate from a risk of prisoner violence.
On February 21, 2020, the district court denied the motion
on the basis that it agreed with Garraway’s argument that his
case “does not differ in a meaningful way from Farmer, nor
do [his] claims arise in a new [Bivens] context.” The case
proceeded for two and a half years. During this time, though
Defendants-Appellants’ Answer listed the defense of
qualified immunity, they have not yet formally invoked
qualified immunity in a dispositive motion.
The Supreme Court issued its decision in Egbert v. Boule
on June 8, 2022. 596 U.S. 482 (2022) (holding that Bivens
does not extend to create causes of action for Fourth
Amendment excessive-force claims and First Amendment
retaliation claims). On August 24, 2022, this case was
reassigned from District Judge Dale A. Drozd to then-
District Judge Ana de Alba. 2 On December 8, 2022,
2
Judge de Alba was elevated to the United States Court of Appeals for
the Ninth Circuit on November 15, 2023.
6 GARRAWAY V. CUIFO
Defendants-Appellants filed a motion to reconsider the
denial of their previous motion for judgment on the
pleadings in light of Egbert. Judge de Alba denied
Defendants-Appellants’ motion for reconsideration on
February 1, 2023, reiterating that Farmer controlled,
determining that Farmer remained intact after Egbert, and
reasoning that Egbert “does not mention Farmer.”
On March 31, 2023, Defendants-Appellants timely filed
a notice of interlocutory appeal of the order denying their
motion for reconsideration. In his papers and at oral
argument, Garraway argued that we lacked jurisdiction over
this appeal on two alternative grounds. First, he insists that
we lack jurisdiction over the interlocutory appeal of a district
court order recognizing a Bivens cause of action, untethered
from a denial of qualified immunity. Second, he argues that
under Hanson v. Shubert, 968 F.3d 1014 (9th Cir. 2020), the
denial of a motion for reconsideration is not an appealable
final order standing alone. Today we join three sister circuits
in holding that district court orders extending Bivens, absent
a denial of qualified immunity, are not immediately
appealable under the collateral order doctrine. 3
II
In all matters, the threshold question is one of
jurisdiction. See Steel Co. v. Citizens for a Better Env’t, 523
U.S. 83, 95 (1995) (“Every federal appellate court has
a special obligation to satisfy itself . . . of its own
jurisdiction.” (cleaned up)); In re Martinez, 721 F.2d 262,
264 (9th Cir. 1983) (holding that federal courts have both the
3
Accordingly, we decline to answer whether we have jurisdiction over
the denial of a motion to reconsider an order denying judgment on the
pleadings and recognizing a Bivens remedy where we lack jurisdiction
over the underlying order. See Hanson, 968 F.3d at 1018.
GARRAWAY V. CUIFO 7
inherent authority and the responsibility to consider their
own jurisdiction).
Garraway argues that we lack jurisdiction over an
interlocutory appeal of a district court ruling recognizing a
constitutional damages remedy under Bivens v. Six Unknown
Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388
(1971), absent an ancillary denial of qualified immunity.4
Though a matter of first impression for our Court, three of
our sister circuits have declined to give collateral order
treatment to this class of orders. See Himmelreich v. Fed.
Bureau of Prisons, 5 F.4th 653, 662–63 (6th Cir. 2021);
Graber v. Doe, 59 F.4th 603, 608 (3d Cir. 2023), cert. denied
sub nom. Boresky v. Graber, 144 S. Ct. 681 (2024);
Mohamed v. Jones, 100 F.4th 1214, 1215 (10th Cir. 2024). 5
By statute, U.S. Courts of Appeals “have jurisdiction of
appeals from all final decisions of the district courts of the
United States.” 28 U.S.C. § 1291 (emphasis added).
Though a final decision is generally one “by which a district
court disassociates itself from a case,” Swint v. Chambers
Cnty. Comm’n, 514 U.S. 35, 42 (1995), the Supreme Court
“has long given” the statute a “practical rather than a
technical construction,” Cohen v. Beneficial Indus. Loan
Corp., 337 U.S. 541, 546 (1949). As such, § 1291 has been
4
As noted supra, at p. 5, Defendants-Appellants’ Answer lists the
affirmative defense of qualified immunity, however, immunity has not
yet been formally invoked in a dispositive motion or ruled upon.
Accordingly, the question of qualified immunity is neither properly
before us nor available to provide a jurisdictional hook to evaluate the
Bivens question.
5
The Eleventh Circuit is currently considering this same issue as a matter
of first impression. Fleming v. FCI Tallahassee Warden, No. 23-10252
(11th Cir. argued Aug. 15, 2024).
8 GARRAWAY V. CUIFO
interpreted to “encompass[] not only judgments that
‘terminate an action,’ but also a ‘small class’ of collateral
rulings that, although they do not end the litigation, are
appropriately deemed ‘final.’” Mohawk Indus., Inc. v.
Carpenter, 558 U.S. 100, 106 (2009) (quoting Cohen, 337
U.S. at 545–46). As the Court established in Cohen and
restated in Swint, “[t]hat small category includes only
decisions that are conclusive, that resolve important
questions separate from the merits, and that are effectively
unreviewable on appeal from the final judgment in the
underlying action.” Swint, 514 U.S. at 42 (citing Cohen, 337
U.S. at 546).
On multiple occasions, the Supreme Court has
admonished that the collateral order doctrine is a “narrow
exception,” Firestone Tire & Rubber Co. v. Risjord, 449
U.S. 368, 374 (1981), to be “strictly applied,” Richardson-
Merrell, Inc. v. Koller, 472 U.S. 424, 431 (1985). Out of
“healthy respect for the virtues of the final-judgment rule,”
and with an eye toward “efficient judicial administration,”
Mohawk, 558 U.S. at 106 (quoting Firestone, 449 U.S. at
374), the doctrine must “never be allowed to swallow the
general rule that a party is entitled to a single appeal, to be
deferred until final judgment has been entered,” Digit.
Equip. Corp. v. Desktop Direct, Inc., 511 U.S. 863, 868
(1994) (citation omitted).
Thus, “[t]he justification for immediate appeal must . . .
be sufficiently strong to overcome the usual benefits of
deferring appeal until litigation concludes.” Mohawk, 558
U.S. at 107. Specifically, the third Cohen factor inquiry—
whether an order is “effectively unreviewable”—“cannot be
answered without a judgment about the value of the interests
that would be lost through rigorous application of a final
judgment requirement.” Digit. Equip., 511 U.S. at 878–79.
GARRAWAY V. CUIFO 9
Accordingly, “the decisive consideration is whether
delaying review until the entry of final judgment ‘would
imperil a substantial public interest’ or ‘some particular
value of a high order.’” Mohawk, 558 U.S. at 107 (quoting
Will v. Hallock, 546 U.S. 345, 352–53 (2006)).
Defendants-Appellants argue that “[t]he courts of
appeals routinely consider the existence of Bivens remedies
on immediate appeal from interlocutory district court
decisions.” E.g., Wilkie v. Robbins, 551 U.S. 537, 549 n.4
(2007); Mejia v. Miller, 61 F.4th 663, 669 (9th Cir. 2023);
Pettibone v. Russell, 59 F.4th 449, 452–54 (9th Cir. 2023);
Ioane v. Hodges, 939 F.3d 945, 949, 951 (9th Cir. 2018);
Martin v. Naval Crim. Investigative Serv., 539 F. App’x 830,
831–33 (9th Cir. 2013). They assert that “[i]n many of these
appeals, defendants also challenge the district court’s denial
of qualified immunity.” In fact, in every one of the cases
Defendants-Appellants cite, defendants challenged the
district court’s denial of qualified immunity.
It is well-established that a district court’s denial of
qualified immunity is a collateral order subject to immediate
appeal “to the extent that it turns on an issue of law.”
Mitchell v. Forsyth, 472 U.S. 511, 530 (1985). Further,
“Wilkie establishes that, in an interlocutory appeal from a
denial of qualified immunity, we necessarily have
jurisdiction to decide whether an underlying Bivens cause of
action exists.” Pettibone, 59 F.4th at 453. 6 In some
6
In Wilkie, the Court did not explicitly identify a theory on which
jurisdiction was based. Pettibone, 59 F.4th at 453 (“In explaining why
there was appellate jurisdiction to decide whether a Bivens cause of
action existed, the [Wilkie] Court did not apply the pendent appellate
jurisdiction test . . . [i]nstead, the Court said, without elaboration, that
10 GARRAWAY V. CUIFO
instances, upon review of denials of qualified immunity,
courts have made the analytical choice to consider the Bivens
remedy prior to considering qualified immunity. Compare,
e.g., Wilkie, 551 U.S. at 549–62 (concluding no Bivens
remedy existed and thus declining to reach qualified
immunity), with Wood v. Moss, 572 U.S. 744, 757 (2014)
(assuming without deciding that Bivens extends to First
Amendment claims to reach the qualified immunity
question).
Appellate courts may consider the underlying Bivens
remedy when reviewing an interlocutory order denying
qualified immunity—and may even consider it as a matter
antecedent to qualified immunity. However, it does not
necessarily follow that appellate courts can review on an
interlocutory basis an order recognizing a Bivens remedy
standing alone. We cannot assume that which is necessary
for our review to be proper—a jurisdictional hook.
We must decide in the first instance whether the district
court’s denial of Defendants-Appellants’ motion for
reconsideration of that court’s earlier denial of Defendants-
Appellants’ motion for judgment on the pleadings
independently satisfies Cohen’s three requirements. See
Swint, 514 U.S. at 40. Because the order fails to satisfy the
third Cohen requirement—that the order be “effectively
unreviewable on appeal from a final judgment”—we need
not decide whether the other two prongs are met. See Lauro
Lines S.R.L. v. Chasser, 490 U.S. 495, 498 (1989)
(quoting Richardson-Merrell Inc. v. Koller, 472 U.S. 424,
431 (1985)) (explaining that “we need not decide” whether
the recognition of the underlying Bivens cause of action was ‘directly
implicated by the defense of qualified immunity and properly before us
on interlocutory appeal.’” (internal citations omitted)).
GARRAWAY V. CUIFO 11
the order meets the other prongs when it “fail[s] to satisfy
the third requirement of the collateral order test”).
A
Defendants-Appellants argue that “such orders are
effectively unreviewable after trial because delaying review
threatens significant public interests that lie at the heart of
the Supreme Court’s Bivens doctrine—protecting the
separation of powers, and protecting the efficiency and
effectiveness of the Executive Branch.” These interests are
certainly implicated when any Bivens-style claim is brought
and adjudicated. First, consideration of separation-of-
powers principles are “central” to the analysis required of
courts considering whether to fashion a Bivens remedy.
Ziglar v. Abbasi, 582 U.S. 120, 135 (2017) (“When a party
seeks to assert an implied cause of action under the
Constitution itself . . . separation-of-powers principles are or
should be central to the analysis. The question is ‘who
should decide’ whether to provide for a damages remedy,
Congress or the courts? The answer most often will be
Congress.” (citation omitted)). Second, the recognition of a
Bivens cause of action acts as an inherent limitation on the
Executive Branch. See Corr. Servs. Corp. v. Malesko, 534
U.S. 61, 70 (2001) (“The purpose of Bivens is to deter
individual federal officers from committing constitutional
violations.”).
But the question is not simply whether these interests are
implicated by the Bivens inquiry or whether those interests
are sufficiently weighty, but rather, whether delaying review
of a district court order recognizing a Bivens remedy “so
imperils th[ose] interest[s]” as to justify immediate appeal of
that entire class of orders. Mohawk, 558 U.S. at 108 (“The
crucial question, however, is not whether an interest is
12 GARRAWAY V. CUIFO
important in the abstract; it is whether deferring review until
final judgment so imperils the interest as to justify the cost
of allowing immediate appeal of the entire class of relevant
orders.”). Stated differently, it is both necessary “that the
right asserted be one that is essentially destroyed if its
vindication must be postponed until trial is completed,”
Chasser, 490 U.S. at 499, and that the right be “sufficiently
important to overcome the policies militating against
interlocutory appeals,” id. at 503 (Scalia, J., concurring).
Neither condition, standing alone, is sufficient. See id. at
502–03 (recognizing that while the right to be sued only in a
particular forum is “positively destroyed” by allowing trial
to proceed in another jurisdiction, reversal after trial is
“vindication enough because the right is not sufficiently
important”); Mohawk, 558 U.S. at 108–09
(“acknowledg[ing] the importance of the attorney-client
privilege,” but concluding “postjudgment appeals generally
suffice to protect the rights of litigants and ensure the vitality
of the attorney-client privilege”). While we recognize the
relative importance of the interests implicated, we do not see
what irreparable harm would occur, or what interest, right,
or entitlement “would be lost through rigorous application of
a final judgment requirement” such that this class of orders
should be considered “effectively unreviewable.” Digit.
Equip., 511 U.S. at 878–79 (emphasis added).
1
Regarding Defendants-Appellants’ concern for
protecting separation-of-powers principles, improper
judicial intrusion into the legislative function can be
effectively rectified upon review of a final judgment,
without immediate and irreparable harm being done to our
system of governance as a result of the delay. In coming to
this conclusion, we mean not to undermine the Supreme
GARRAWAY V. CUIFO 13
Court’s admonitions of the dangers of judicially created
implied causes of action under the Constitution, but rather,
we simply disagree with the argument that these admonitions
amount to an immediate, concrete harm justifying
interlocutory appeal. 7
Bivens and the doctrine it has spawned is not new—the
Courts of Appeals and the Supreme Court have routinely, for
many decades now, declined to extend Bivens to new
contexts. See, e.g., Schweiker v. Chilicky, 487 U.S. 412, 414
(1988); Minneci v. Pollard, 565 U.S. 118, 120 (2012);
Hernandez v. Mesa, 589 U.S. 93, 113–14 (2020); Adams v.
Johnson, 355 F.3d 1179, 1181 (9th Cir. 2004); Pettibone, 59
F.4th at 457. In all these cases, the appellate process had
adequate opportunity to review the Bivens determination
without any irreparable harm being done to the separation of
powers. Defendants-Appellants—and indeed, the dissent—
7
To further illustrate this point, the case(s) in which the Supreme Court
has identified “honoring the separation of powers” as a “particular value
of a high order” sufficient to warrant immediate review are inapposite.
The class of orders in question in those cases—the denial of absolute
Presidential immunity from suit—posed an immediate and tangible
threat to the separation of powers. See Will, 546 U.S. at 352 (“Thus, in
Nixon . . . we stressed the ‘compelling public ends,’ ‘rooted in . . . the
separation of powers,’ that would be compromised by failing to allow
immediate appeal of a denial of absolute Presidential immunity.”
(citations omitted)); Nixon v. Fitzgerald, 457 U.S. 731, 743 (1982) (“In
light of the special solicitude due to claims alleging a threatened breach
of essential Presidential prerogatives under the separation of powers, we
conclude that petitioner did present a ‘serious and unsettled’ and
therefore appealable question to the Court of Appeals.” (citation
omitted)). Denial of absolute Presidential immunity is the destruction of
a right not to be sued, irreparable upon final judgment. The recognition
of a Bivens remedy at the pleadings stage does not even resemble the
denial of a claim as of right that is essentially destroyed if its vindication
is postponed until final judgment. See infra § 3.
14 GARRAWAY V. CUIFO
fail to identify what immediate harm would be inflicted upon
the separation of powers that cannot be effectively reviewed
and remedied upon final judgment. Defendants-Appellants
rely entirely on the conclusory assertion that “[a]n erroneous
district court decision recognizing a Bivens remedy causes
‘immediate’ harm to separation-of-powers interests that are
‘essential.’” (Citing to Graber v. Doe II, 59 F.4th 603, 616
(3d Cir. 2023) (Hardiman, J., dissenting)). The dissent
similarly relies upon dissents from other judges in other
circuits proclaiming a “parade of horribles,” and ignoring
that we are joining the majority opinions of the three other
circuits who have addressed this issue before us. We choose
to follow Supreme Court precedent, join the prevailing
majority voices of our sister circuits, and decline to create
the circuit split urged upon us.
2
Defendants-Appellants’ next argument, that orders
recognizing a Bivens remedy threaten the efficiency and
effectiveness of the Executive Branch, presents a more
tangible harm, which, at first blush, has an immediacy to it.
See Egbert, 596 U.S. at 499 (“Recognizing any new Bivens
action ‘entail[s] substantial social costs, including the risk
that fear of personal monetary liability and harassing
litigation will unduly inhibit officials in the discharge of
their duties.’” (alteration in original) (quoting Anderson v.
Creighton, 483 U.S. 635, 638 (1987))); Ziglar, 582 U.S. at
134 (cautioning against the expansion of implied causes of
actions under Bivens because “[c]laims against federal
officials often create substantial costs, in the form of defense
and indemnification . . . [and] the time and administrative
costs attendant upon intrusions resulting from the discovery
and trial process”). This argument has cogency, especially
given, as Defendants-Appellants themselves recognize,
GARRAWAY V. CUIFO 15
“[t]hese concerns mirror those that prompted the Supreme
Court to conclude that qualified-immunity rulings are
collateral final orders.”
But Defendants-Appellants’ attempt to justify extending
the collateral order doctrine to orders recognizing Bivens
remedies untethered from a denial of qualified immunity by
comparing that class of orders to qualified immunity proves
too much. Delaying review of an order recognizing a Bivens
remedy does not so imperil the efficiency and effectiveness
of the Executive Branch as to warrant immediate review
when the next logical step in this litigation—and indeed, in
nearly any Bivens action—is for the federal-officer
defendant to claim qualified immunity, the denial of which
on a question of law would be immediately appealable. See
Mitchell, 472 U.S. at 525, 528–30 (“A major characteristic
of the denial or granting of a claim appealable under Cohen’s
‘collateral order’ doctrine is that ‘unless it can be reviewed
before [the proceedings terminate], it can never be reviewed
at all.’” (alteration in original) (quoting Stack v. Boyle, 342
U.S. 1, 12 (1952))).
As the Court recognized in Mohawk, “[a]s long as the
class of claims, taken as a whole, can be adequately
vindicated by other means, the chance that the litigation at
hand might be speeded, or a particular injustice averted, does
not provide a basis for jurisdiction under § 1291.” 558 U.S.
at 107 (cleaned up) (holding that disclosure orders adverse
to the attorney-client privilege did not qualify for immediate
appeal under the collateral order doctrine in part because
“[p]ostjudgment appeals, together with other review
mechanisms, suffice to protect the rights of litigants and
preserve the vitality of the attorney-client privilege”).
16 GARRAWAY V. CUIFO
Protecting the efficiency and effectiveness of the
Executive Branch is the foundation on which qualified
immunity is grounded. As the Supreme Court stated in
Mitchell:
The conception animating the qualified
immunity doctrine . . . is that where an
official’s duties legitimately require action in
which clearly established rights are not
implicated, the public interest may be better
served by action taken with independence
and without fear of consequences . . . [which
is] not limited to liability for money damages;
they also include the general costs of
subjecting officials to the risks of trial—
distraction of officials from their
governmental duties, inhibition of
discretionary action, and deterrence of able
people from public service . . . even such
pretrial matters as discovery are to be avoided
if possible, as [i]nquiries of this kind can be
peculiarly disruptive of effective
government.
472 U.S. at 525–26 (second alteration in original) (internal
citations and quotation marks omitted).
Qualified immunity presents an alternative means by
which the efficiency and effectiveness of the Executive
Branch is protected. And because the denial of qualified
immunity on issues of law is immediately appealable,
whereby the underlying Bivens remedy itself is reviewable,
any residual argument that qualified immunity fails to
protect the effectiveness and efficiency of the Executive
GARRAWAY V. CUIFO 17
Branch from the threats of adverse rulings recognizing
Bivens remedies loses much of its force. As such, we
conclude that qualified immunity presents an alternative, if
imperfect, means by which the potential harms posited can
be vindicated.
3
Upon closer inspection, fitting the assertion that the
“recognition of a Bivens remedy poses an immediate and
irreparable threat to the efficiency and effectiveness of the
Executive Branch” into the Cohen framework leads to
absurd results and contravenes Supreme Court precedent.
Insisting that an adverse Bivens ruling be subject to
immediate appeal on the basis that government officials
might be spared the burdens of litigation sooner essentially
amounts to an assertion that government officials have a
right to avoid litigation altogether—separate and apart from
this right embodied by qualified immunity—that is
essentially destroyed by an adverse Bivens ruling. However,
that a ruling “may burden litigants in ways that are only
imperfectly reparable by appellate reversal of a final district
court judgment . . . has never sufficed” to independently
justify collateral order treatment. Digit. Equip., 511 U.S. at
872. This is true even when the burdened litigant is a
government actor or official. See Will, 546 U.S. at 354. As
the Supreme Court announced in Will, if the government’s
interest in avoiding litigation alone sufficed as justification
for an interlocutory appeal, then “28 U.S.C. § 1291 would
fade out whenever the Government or an official lost an
early round that could have stopped the fight.” Id.
Indeed, the logic of Will extends to the class of orders to
which we are asked to give Cohen treatment today. In Will,
the Supreme Court considered whether a district court order
18 GARRAWAY V. CUIFO
rejecting the Federal Tort Claims Act judgment bar as a
defense to a Bivens claim was appealable on an interlocutory
basis under the collateral order doctrine. Id. at 353–54. In
holding it was not, the Court reasoned that in declining to
construe the “claim of the customs agents in this case . . . as
an immunity demanding the protection of a collateral order
appeal,” the government did not have an absolute right to
avoid trial. Id. Otherwise,
if simply abbreviating litigation troublesome
to Government employees were important
enough for Cohen treatment, collateral order
appeal would be a matter of right whenever
the Government lost a motion to dismiss
under the Tort Claims Act, or a federal officer
lost one on a Bivens action, or a state official
was in that position in a case under 42 U.S.C.
§ 1983, or Ex parte Young.
Id.
The dissent suggests that we read this language in Will
to mean that because “an adverse Bivens action does not
implicate the right not to stand trial . . . there’s no need for
immediate appeal.” But we understand the Supreme Court
to be making a more nuanced point. Where there is no right
permanently destroyed, or harm irreparably done, simply
abbreviating litigation burdensome to government officials
does not suffice as justification for Cohen treatment.
Bivens liability exists, albeit in a severely cabined form,
not for the purpose of protecting the separation of powers or
the efficiency and effectiveness of the Executive Branch, but
in spite of those considerations—a tension the Supreme
Court has repeatedly recognized. For example, in Egbert,
GARRAWAY V. CUIFO 19
the Court encapsulated the purpose of Bivens as “concerned
solely with deterring the unconstitutional acts of individual
officers—i.e., the focus is whether the Government has put
in place safeguards to prevent constitutional violations from
recurring.” 596 U.S. at 498 (cleaned up) (discussing
alternative remedy processes). Importantly, Egbert also
made plain that, given the stressors on the separation of
powers, “recognizing a cause of action under Bivens is ‘a
disfavored judicial activity.’” Id. at 491 (quoting Ziglar, 582
U.S. at 135).
An adverse Bivens decision does not represent the denial
of a government official’s right not to stand trial, as in the
case of qualified immunity, or any denial of an affirmative
right. Federal officials are harmed by an adverse Bivens
ruling only insofar as they are required to litigate qualified
immunity in a dispositive motion, the denial of which is
immediately appealable. To elevate an adverse Bivens
ruling to the class of orders immediately appealable would
be to equate it with the denial of a federal officer’s right not
to stand trial, in contravention of the spirit of Will. See Will,
546 U.S. at 353–54. As the Sixth Circuit trenchantly
observed:
Unlike qualified immunity, Bivens provides a
plaintiff’s remedy for unconstitutional
conduct. It does not grant defendants an
entitlement not to stand trial. To the extent
that defendants are concerned about litigating
meritless cases, qualified immunity more
than adequately protects government
officials from the burdens of litigation.
Himmelreich, 5 F.4th at 662. We agree.
20 GARRAWAY V. CUIFO
Because an order recognizing a Bivens remedy is not
“effectively unreviewable” upon final judgment, we decline
the invitation to extend the collateral order doctrine to allow
for the immediate appeal of that class of claims.
B
Those who would oppose our holding today voice
concern about implied causes of action as undermining the
separation of powers, while in the same breath suggesting
we expand the collateral order doctrine, a judicially created
exception to 28 U.S.C. § 1291. Expansion of the class of
collaterally appealable orders “has acquired special force in
recent years with the enactment of legislation designating
rulemaking, ‘not expansion by court decision,’ as the
preferred means for determining whether and when
prejudgment orders should be immediately appealable.”
Mohawk, 558 U.S. at 113 (quoting Swint, 514 U.S. at 48).
Congress has statutorily authorized the Supreme Court to
adopt rules “defin[ing] when a ruling of a district court is
final for the purposes of appeal under section 1291,” 28
U.S.C. § 2072(c), and empowered the Supreme Court to
“prescribe rules, in accordance with [§ 2072], to provide for
an appeal of an interlocutory decision to the courts of appeals
that is not otherwise provided for under [§ 1292],”
§ 1292(e). The rule we announce today, if wrong, can be
properly revisited via the rulemaking process “with the
opportunity for full airing it provides.” Mohawk, 558 U.S.
at 114.
III
The dissent urges that “we ought to use our power
under the . . . collateral order doctrine” to reach the merits.
With the utmost respect for our dissenting colleague’s views,
our power to address the merits is synonymous with our
GARRAWAY V. CUIFO 21
jurisdiction, mandated by Congress and limited by the
Constitution. We are not looking, as the dissent suggests,
for any way out of applying the collateral order doctrine, but,
rather, we are faithfully applying Supreme Court precedent
disfavoring expanding the doctrine’s limited exception to
§ 1291’s final judgment rule. And we are unwilling to bend
that precedent to the breaking point.
DISMISSED for lack of jurisdiction.
BUMATAY, Circuit Judge, dissenting:
This case requires us to determine whether federal
government officers may immediately appeal a district
court’s recognition of a new Bivens claim—even though the
Supreme Court has all but put us out of the business of
creating new causes of action under that “zombi[fied]”
doctrine. See Mohamed v. Jones, 100 F.4th 1214, 1240 (10th
Cir. 2024) (Tymkovich, J., dissenting). The answer is “yes.”
In this case, a federal prisoner, Mitchell Garraway, sued
three federal prison officials under Bivens v. Six Unknown
Named Agents of Federal Bureau of Narcotics, 403 U.S. 388
(1971), for the alleged violation of his Eighth Amendment
right. On behalf of the officials, the government quickly
moved for judgment on the pleadings, arguing that no Bivens
remedy was available for Garraway’s novel context. The
district court denied the motion. After the Supreme Court
decided Egbert v. Boule, 596 U.S. 482 (2022), the
government moved for reconsideration of the district court’s
order. Once again, the district court denied the motion and
allowed the Bivens claim to proceed. The government
immediately appealed.
22 GARRAWAY V. CUIFO
The Supreme Court has been clear—no more freelanced
Bivens claims. Simply, judicially created causes of action
offend the “separation of legislative and judicial power.”
Egbert, 586 U.S. at 491 (simplified). Outside of those
already recognized by the Court, federal courts may not seize
the legislative mantle to create a new Bivens remedy if
there’s a single reason to oppose it. And the Court left us
instructions: “[b]ecause recognizing a Bivens cause of action
is an extraordinary act that places great stress on the
separation of powers,” we have “a concomitant
responsibility to evaluate any grounds that counsel against
Bivens relief.” Id. at 497 n.3 (simplified) (emphasis added).
Given this special “responsibility,” we ought to use our
power under the well-established collateral order doctrine to
foreclose the undue expansion of Bivens liability. Under that
doctrine, federal appellate courts may consider interlocutory
appeals whenever denying immediate review would imperil
a “substantial public interest.” See Will v. Hallock, 546 U.S.
345, 349, 353 (2006).
Because preserving the separation of powers is a value
of the highest order and authorizing an improper Bivens suit
erodes that value, we have jurisdiction to immediately
review the district court’s Bivens ruling. And the posture of
this appeal—from a denial of a motion to reconsider—
doesn’t change our jurisdiction. See Hanson v. Shubert, 968
F.3d 1014, 1019 n.4 (9th Cir. 2020). Finally, on review of
the Bivens order, we should have easily reversed because the
district court inappropriately expanded the scope of Bivens.
Instead, the majority declines jurisdiction and permits a
wrong-headed Bivens action to continue. I thus respectfully
dissent.
GARRAWAY V. CUIFO 23
I.
Collateral Order Doctrine
The courts of appeals “have jurisdiction of appeals from
all final decisions of the district courts of the United States.”
28 U.S.C. § 1291. As the Supreme Court has stated, “[f]rom
the very foundation of our judicial system, the general rule
has been that the whole case and every matter in controversy
in it must be decided in a single appeal.” Microsoft Corp. v.
Baker, 582 U.S. 23, 36 (2017) (simplified); see also Bank of
Columbia v. Sweeny, 26 U.S. 567, 569 (1828) (“If this
motion could now prevail, it would be a plain evasion of the
provision of the Act of Congress, that final judgments only
should be brought before this Court for re-examination.”).
This principle, commonly referred to as the final-judgment
rule, “descend[ed] from the Judiciary Act of 1789, where the
First Congress established the principle that only final
judgments and decrees of the federal district courts may be
reviewed on appeal.” Cunningham v. Hamilton Cnty., Ohio,
527 U.S. 198, 203 (1999) (simplified).
But the Supreme Court has said that appellate courts also
have jurisdiction over “a small class of collateral rulings that,
although they do not end the litigation, are appropriately
deemed final.” Mohawk Indus., Inc. v. Carpenter, 558 U.S.
100, 106 (2009) (simplified). These immediate appeals are
known as interlocutory appeals under the “collateral order
doctrine.” Digit. Equip. Corp. v. Desktop Direct, Inc., 511
U.S. 863, 867 (1994). To satisfy the collateral order doctrine,
a ruling must “[1] conclusively determine the disputed
question, [2] resolve an important issue completely separate
from the merits of the action, and [3] be effectively
unreviewable on appeal from a final judgment.” Puerto Rico
24 GARRAWAY V. CUIFO
Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S.
139, 144 (1993) (simplified).
The first two prongs of this test are easily satisfied here.
First, the district court’s Bivens ruling was not “tentative,
informal[,] or incomplete.” Cohen v. Beneficial Indus. Loan
Corp., 337 U.S. 541, 546 (1949). After denying
reconsideration, the Bivens issue was “concluded,” “closed,”
and “final” for this litigation. Id. Second, the Bivens issue
resolves a crucial separation-of-powers issue apart from “the
correctness of [either party’s] version of the facts.” Mitchell
v. Forsyth, 472 U.S. 511, 528 (1985). So it’s separate from
the merits of Garraway’s claim.
The only question then is whether the Bivens ruling is
“effectively unreviewable” on appeal from the eventual final
judgment here. I turn to that next.
A.
Bivens Claims Are Effectively Unreviewable
To be sure, the canonical example of an order
“effectively unreviewable” on appeal is the denial of
qualified immunity. That’s because the purpose of immunity
is “an immunity from suit” which is “effectively lost if a case
is erroneously permitted to go to trial.” Id. at 512 (emphasis
removed).
But immunity doctrines are not the only types of issues
that are effectively unreviewable on appeal. See, e.g., Cohen,
337 U.S. at 541 (order denying applicability of state law to a
stockholder’s derivative suit), Stack v. Boyle, 342 U.S. 1
(1951) (order denying a motion to reduce bail); United States
v. Baker, 603 F.2d 759, 761–62 (9th Cir. 1979) (order
requiring the federal government to pay the defendant’s
attorney’s fees for deposition expenses); Gough v.
GARRAWAY V. CUIFO 25
Perkowski, 694 F.2d 1140 (9th Cir. 1982) (order
disqualifying a party’s counsel in a civil case); Wiggins v.
Alameda Cnty., 717 F.2d 466, 467–68 (9th Cir. 1983) (order
requiring state prison officials to pay expenses associated
with producing and guarding a state prisoner); Hunt v.
Imperial Merch. Servs., Inc., 560 F.3d 1137 (9th Cir. 2009)
(order imposing the costs of class notification on one party);
Copeland v. Ryan, 852 F.3d 900, 904 (9th Cir. 2017) (order
requiring a state prison official to reimburse petitioner for
deposition expenses); see also Graber v. Doe II, 59 F.4th
603, 612 (3rd Cir. 2023) (Hardiman, J., dissenting)
(collecting other cases). So “an immunity is neither
sufficient nor necessary for an order denying a claim to be
‘effectively unreviewable on appeal.’” Graber, 59 F.4th at
612 (Hardiman, J., dissenting).
Indeed, the Supreme Court has suggested that when it
comes to whether an order is “effectively unreviewable on
appeal,” the touchstone is not immunity, but whether
appellate delay threatens “a substantial public interest.” Will,
546 U.S. at 353. Thus, rather than merely look to whether
immunity is invoked, we must consider “the value of the
interests that would be lost through rigorous application of a
final judgment requirement,” Digit. Equip., 511 U.S. at 878–
79, or “whether delaying review . . . would imperil a
substantial public interest or some particular value of a high
order.” Mohawk Indus., 558 U.S. at 107 (simplified). So
interlocutory appeal may be appropriate even when the
“right to be free of all proceedings whatsoever” is not
implicated. Will, 546 U.S. at 352.
After all, the driving force of the “effectively
unreviewable” prong is not immunity in itself but rather the
interest “root[ed]” in the protection of the “separation of
powers.” Id. (quoting Nixon v. Fitzgerald, 457 U.S. 731, 749
26 GARRAWAY V. CUIFO
(1982)). In addressing the need for the collateral order
doctrine, the Supreme Court “spoke of the threatened
disruption of governmental functions, and fear of inhibiting
able people from exercising discretion in public service if a
full trial were threatened.” Id. And first among the “value[s]
of a high order” supporting interlocutory appeal was
“honoring the separation of powers” and “preserving the
efficiency of government and the initiative of its officials.”
Id. Although explained in the context of qualified immunity,
these considerations overlap perfectly with the concerns for
expansive Bivens liability.
1.
Separation of Powers and Executive Branch Concerns
Like qualified immunity, creating new Bivens causes of
action imperils the separation of powers and hamstrings
executive branch officials from performing their
constitutional duties. So while not a formal immunity
doctrine, see, e.g., Graber, 59 F.4th at 603, the caution in
extending Bivens is rooted in the same concerns and should
be entitled to the same immediate review.
First, being subject to a proceeding in violation of the
“separation of powers” presents a “here-and-now injury.”
Axon Enter., Inc. v. FTC, 598 U.S. 175, 191 (2023)
(simplified); see also Seila Law LLC v. CFPB, 591 U.S. 197,
212 (2020) (When “a provision violates the separation of
powers it inflicts a ‘here-and-now’ injury on affected third
parties that can be remedied by a court.”). Such an injury “is
impossible to remedy once the proceeding is over” and so
the Court has warned against providing review “too late to
be meaningful.” Axon Enter., 598 U.S. at 191. By their
nature, Bivens claims usurp the judicial process to hale
executive branch officials into court—all without the
GARRAWAY V. CUIFO 27
authority of the legislature. So improper Bivens expansion
creates a separation-of-powers problem that infects all three
branches of government.
It irreparably harms the judiciary and the
claimants by “hold[ing] out [a] kind of false
hope, and in the process invit[ing] still more
protracted litigation destined to yield
nothing.” It irreparably harms the legislature
by “arrogating legislative power” and
upsetting “the careful balance of interests
struck by the lawmakers.” It irreparably
harms the executive branch, both abstractly
by impairing government functioning,
interfering with executive autonomy, and
chilling high-level policy making, and
tangibly by imposing “time and
administrative costs attendant upon
intrusions resulting from the discovery and
trial process.” Finally, its zombie existence
harms the public writ large because, absent
its formal abrogation, Congress has no
incentive to legislate in the space. Instead,
potential claimants are left with a brain-dead
cause of action sustained by life support.
Mohamed, 100 F.4th at 1239–40 (Tymkovich, J., dissenting)
(simplified).
So there are real costs to both the parties and our
constitutional structure by delaying review here. Contrary to
the majority’s view, the denial of interlocutory appeal would
cause “here-and-now” injuries. As Judge Tymkovich
memorably warns, “the judicial process itself is the injury,
28 GARRAWAY V. CUIFO
these harms are a bell that cannot be unrung later in the
litigation.” Id. at 1240 (Tymkovich, J., dissenting).
Second, the impact of new Bivens liability on the
effective functioning of the executive branch warrants
immediate review. “Recognizing any new Bivens action
entails substantial social costs, including the risk that fear of
personal monetary liability and harassing litigation will
unduly inhibit officials in the discharge of their duties.”
Egbert, 596 U.S. at 499 (simplified). Facing new personal
liability, federal officials may stop fully carrying out their
constitutional duties for fear of being haled into court. We
risk the “distraction of officials from their governmental
duties,” the “inhibition of discretionary action,” and
“deterrence of able people from public service.” Harlow v.
Fitzgerald, 457 U.S. 800, 816 (1982).
In the federal prison context, as here, these concerns are
especially troubling—even life-threatening. If Bivens is
extended to give prisoners a remedy for failure to protect
them from attacks from other inmates—as Garraway
seeks—the implications for federal prison officials could be
devastating. Under Garraway’s theory, a plaintiff can turn
practically any prison altercation into grounds for a Bivens
suit and lengthy entanglement in federal courts. Prison
officials may then need to respond by diverting resources to
ensure that inmates are monitored closely enough. Or the
opposite may occur—encouraging prison officials to avoid
inmates to sidestep anything giving rise to liability. Knowing
that they have another cause of action in their back pocket,
inmates may make inappropriate demands hoping that the
mere threat of litigation may induce prison officials to
comply.
GARRAWAY V. CUIFO 29
This parade of horribles may be speculative. But that’s
the point. The judiciary is particularly ill-equipped to assess
these questions and reach proper policy determinations. We
simply have no competence to strike the balance between
“economic and governmental concerns, administrative costs,
and the impact on governmental operations systemwide”
needed to fashion new remedies. Egbert, 596 U.S. at 496
(simplified). That’s why the Constitution leaves decisions
like these to Congress.
But more importantly, the threat of any impact on the
executive branch from Bivens liability cries out for
immediate review. While Garraway’s Bivens claim may not
ultimately prevail in court, defendants and their fellow
prison officials may still alter their conduct realizing that any
Bivens suit may go to final judgment before any appellate
review. So denying this interlocutory appeal may chill these
defendants’ as well as other prison officials’ conduct. The
ripple effects may then damage the efficiency and
effectiveness of the executive branch.
This prong is thus satisfied, and we should have asserted
jurisdiction here.
2.
Response to Majority
First, the majority doesn’t dispute that Bivens creation
causes irreparable harm to the executive branch. Rather it
claims there’s no urgency to act now because “the next
logical step . . . in nearly any Bivens action” is for the
defendant to claim qualified immunity, which is
immediately appealable under our collateral order doctrine.
Maj. Op. 15 (emphasis added). Since this argument was not
briefed, I am not sure this is correct. And we have said, “[n]ot
30 GARRAWAY V. CUIFO
every interlocutory appeal from a denial of a motion for
summary judgment based on qualified immunity is
immediately appealable.” Pauluk v. Savage, 836 F.3d 1117,
1121 (9th Cir. 2016) (holding that “we do not have
jurisdiction over a district court’s determination that there
are genuine issues of material fact”). And, of course, there’s
a class of Bivens cases where raising a qualified immunity
defense would be frivolous. Qualified immunity is only
available when the constitutional law is not “clearly
established.” See Wilk v. Neven, 956 F.3d 1143, 1148 (9th
Cir. 2020). Take this case. The district court said that
Garraway’s claim mimics the facts and applicable law of
Farmer v. Brennan, 511 U.S. 825, 843 (1994), which set
“clearly established” law on the Eighth Amendment. See
Wilk, 956 F.3d at 1150. Perhaps the reason the government
hasn’t asserted qualified immunity in the years since the
district court rejected its motion for judgment on the
pleadings is that it would be frivolous.
But even assuming all Bivens claims will eventually be
reviewed as part of a qualified-immunity appeal after
summary judgment, such an appeal would be an insufficient
alternative means of vindicating the irreparable harm to the
executive branch. Having to wait to litigate qualified
immunity at summary judgment means that federal officers,
like defendants here, will have to submit themselves to the
costs and strains of discovery. Yet the Supreme Court has
barred recognition of Bivens remedies precisely to prevent
the burdens posed by discovery, not just trial itself. For
example, the Court reasoned that “[c]laims against federal
officials often create substantial costs, in the form of defense
and indemnification” and that “the time and administrative
costs attendant upon intrusions resulting from the discovery
and trial process are significant factors to be considered.”
GARRAWAY V. CUIFO 31
Ziglar v. Abbasi, 582 U.S. 120, 134 (2017). It is “the burden
and demand of litigation,” including litigating qualified
immunity outside the pleading stage, that “might well
prevent [federal officials]—or, to be more precise, future
officials like them—from devoting the time and effort
required for the proper discharge of their duties.” Id. at 141.
See also Egbert, 596 U.S. at 499 (raising concerns that
Bivens claims may lead to “broad-ranging discovery” and
may not be “amendable to summary disposition”)
(simplified). Indeed, we have repeatedly held that forcing the
government to make unnecessary and practically non-
reimbursable expenditures is sufficient reason to have
immediate appeal. See Baker, 603 F.2d at 761–62; Wiggins,
717 F.2d at 467–68; Copeland, 852 F.3d at 905. So we leave
here-and-now injuries without remedy if we tell Bivens
defendants that they must wait until the qualified-immunity
appeal for any relief.
Second, the majority contends that finding jurisdiction
here would violate the “spirit of Will.” Maj. Op. 19. In Will,
the Court resolved whether the refusal to apply the judgment
bar to a Bivens claim under the Federal Tort Claims Act
(“FTCA”) can be immediately appealed. Will, 546 U.S. at
347. Thus, Will is about the FTCA’s judgment bar—not the
creation of a new Bivens cause of action, as here. In denying
collateral appeal, the Court observed that the “avoidance of
litigation for its own sake” supported the FTCA’s judgment
bar—not any “public interest.” Id. at 353. The Court then
cautioned, “if simply abbreviating litigation troublesome to
Government employees were important enough for Cohen
treatment, collateral order appeal would be a matter of right
whenever the Government lost a motion to dismiss under the
Tort Claims Act, or a federal officer lost one on a Bivens
action.” Id. at 353–354.
32 GARRAWAY V. CUIFO
The majority then take this sentence to mean that an
adverse Bivens decision does not implicate the right not to
stand trial—so there’s no need for immediate appeal. To
begin, it’s unclear whether Will was referring to established
Bivens claims here, rather than the creation of new ones,
which have different constitutional concerns. But even
assuming the Court referred to new Bivens actions, it’s
“drive-by dictum.” Graber, 59 F.4th at 612 (Hardiman, J.,
dissenting). Given everything the Court has said about the
creation of Bivens claims being a matter of substantial public
interest since Will, this one-off statement shouldn’t be
dispositive here.
Finally, the majority suggests that expanding the
collateral order doctrine, as a “judicially created exception”
to § 1291, creates the same separation-of-powers problems
as fashioning new causes of actions under Bivens. Of course,
we should always pause anytime we depart from the plain
text of a congressional statute. And whether the collateral
order doctrine is consistent with the text of § 1291 is
complicated and is a question for another day. Compare
Mohawk Indus., 558 U.S. at 115–16 (Thomas, J.,
concurring) (concluding that the collateral order doctrine
deviates from § 1291’s text) with Adam Reed Moore, A
Textualist Defense of a New Collateral Order Doctrine, 99
Notre Dame L. Rev. Reflection 1, 1 (2023) (arguing that
“final judgments, other decisions that end litigation on the
merits, and orders deciding issues that are ancillary to the
merits and will not be revisited” all fall within the meaning
of “final decisions.”).
But even if the collateral order doctrine is judge-made
law, Bivens expansion is orders of magnitude more
destabilizing to the separation of powers. As the Court has
said, the “judicial creation of a cause of action is an
GARRAWAY V. CUIFO 33
extraordinary act that places great stress on the separation
of powers.” Nestlé USA, Inc. v. Doe, 593 U.S. 628, 636
(2021) (emphasis added). And creating new Bivens claims
results in irreparable harm for each branch of government,
as discussed above. In contrast, the collateral order
doctrine’s impact is largely confined to the judicial branch.
Departure from the final-judgment rule only “undermines
efficient judicial administration and encroaches upon the
prerogatives of district court judges, who play a special role
in managing ongoing litigation.” Mohawk Indus., 558 U.S.
at 106 (simplified). That’s nothing like the systemwide
effect of Bivens-claims creation. In the end, we must follow
Supreme Court precedent. And under that clear precedent,
this court has jurisdiction to hear this appeal.
B.
Motion for Reconsideration
So under the collateral order doctrine, we have
jurisdiction to review this appeal. The only wrinkle here is
that the government appeals not from the initial denial of the
judgment on the pleadings—but from the denial of
reconsideration. See Fed. R. Civ. P. 60(b). Ordinarily,
motions for reconsideration are not subject to interlocutory
appeals under the collateral order doctrine—even when the
underlying order would have been. See Hanson, 968 F.3d at
1018 (“[W]e lack jurisdiction over an order denying a Rule
59(e) motion for reconsideration of a denial of qualified
immunity, where we do not have jurisdiction over the appeal
of the underlying order.”). But Hanson carved out an
exception for motions for reconsideration based on
“intervening law.” Id. at 1019 n.4. In those cases, the
intervening law may “render[] the collateral order doctrine
applicable.” Id. This rule applies so long as the new caselaw
34 GARRAWAY V. CUIFO
isn’t a “simple reiterat[ion]” of what’s been “explained many
times” before. See id. (simplified).
Admittedly, the Hanson exception was decided over my
objection. Id. at 1019 (Bumatay, J., concurring). But the
exception remains the binding precedent of our court and it
was made precisely for the facts here. The district court first
denied the motion for judgment on the pleadings under
existing, pre-Egbert Ninth Circuit precedent. The Supreme
Court then decided Egbert and overturned our precedent. See
Egbert, 596 U.S. at 496 (calling our court’s analysis “deeply
flawed”). Egbert then newly distilled Bivens analysis into
“only one question: whether there is any rational reason
(even one) to think that Congress is better suited to weigh
the costs and benefits of allowing a damages action to
proceed.” Id. at 496 (simplified). The government then
sought reconsideration based on Egbert’s correction of
Ninth Circuit Bivens doctrine. So this case falls squarely into
the Hanson exception.
We thus have jurisdiction over this interlocutory appeal.
II.
The District Court Erred in Recognizing a New Bivens
Cause of Action
On the merits, federal courts are no longer in the business
of creating new Bivens remedies and so the district court
should be reversed.
As I noted, “[t]he text of the Constitution provides for no
express cause of action for damages against federal officials
for violations of its provisions.” Boule v. Egbert, 998 F.3d
370, 375 (9th Cir. 2021) (Bumatay, J., dissenting from the
denial of rehearing en banc). “And for almost 200 years, no
implied cause of action existed under the Constitution
GARRAWAY V. CUIFO 35
either.” Id. That’s until Bivens came along in the 1970s. So
Bivens is both atextual and ahistorical. The Court soon
recognized that Bivens was a “relic of the heady days in
which [the] Court assumed common-law powers to create
causes of action.” Corr. Serv. Corp. v. Malesko, 534 U.S. 61,
75 (2001) (Scalia, J., concurring). In Egbert, the Court all
but sounded Bivens’ “death knell” by “creat[ing] a self-
defeating test” for new Bivens causes of action. Mohamed,
100 F.4th at 1244 (Tymkovich, J., dissenting).
The new test requires federal courts to proceed in two
steps. First, we determine whether the claim “presents a new
Bivens context”—one “meaningfully different” from the
three Bivens claims recognized by the Court. Egbert, 596
U.S. at 492 (simplified) (referring to Bivens; Davis v.
Passman, 442 U.S. 228 (1979); and Carlson v. Green, 446
U.S. 14 (1980)). Second, “if a claim arises in a new context,
a Bivens remedy is unavailable if there are special factors
indicating that the Judiciary is at least arguably less equipped
than Congress to weigh the costs and benefits of allowing a
damages action to proceed.” Id. (simplified). In the end, the
Bivens inquiry is often reduced to one question: “whether
there is any reason to think that Congress might be better
equipped to create a damages remedy.” Id. In my view, the
answer is always “yes.” In any case, I turn to the two Bivens
steps next.
A.
New Context
Garraway’s Bivens claim presents a new context.
Garraway’s claim—that federal officers failed to protect him
from another prisoner—is “meaningfully different” from the
three recognized Bivens claims: Bivens (Fourth Amendment
illegal search), Davis (Fifth Amendment sex discrimination),
36 GARRAWAY V. CUIFO
and Carlson (Eighth Amendment failure to provide adequate
medical care).
Garraway suggests that the Supreme Court in Farmer
implicitly recognized a fourth Bivens claim under the Eighth
Amendment. In that case, the Court held that prison officials
acted with deliberate indifference to the health and safety of
an inmate when they exposed the inmate to substantial risks
of injury. Farmer, 511 U.S. at 843. But two years ago, the
Supreme Court expressly limited the three recognized
Bivens causes of action to Bivens, Davis, and Carlson—
leaving out Farmer. Egbert, 596 U.S. at 492 (citing Ziglar,
582 U.S. at 131).
Nor has this court found Farmer to be a recognized
Bivens claim. See Marquez v. C. Rodriguez, 81 F.4th 1027,
1031 (9th Cir. 2023) (“We thus decline [the] invitation to
recognize an implied fourth Bivens context arising from
Farmer. . . . If the Court were inclined to recognize it as one
of the few acceptable Bivens contexts, it would have done
so. Instead, the Court continues to reaffirm that there are but
three of these cases, and Farmer is not one of them.”);
Chambers v. C. Herrera, 78 F.4th 1100, 1105 n.2 (9th Cir.
2023) (“The Supreme Court has never recognized Farmer as
a Bivens action. We will not do so in the first instance.”).
Thus, contrary to the district court’s decision, under both
Supreme Court and Ninth Circuit precedent, Garraway’s
claim presents a new Bivens context.
B.
Reasons to Defer to Congress
Although only one is needed, several reasons support
believing that Congress, rather than our court, is in the better
position to authorize a damages remedy in this new prison
GARRAWAY V. CUIFO 37
context. See Egbert, 596 U.S. at 492. To begin, Garraway
asserts claims that touch on detention policy, which is
“peculiarly the province of the Legislative and Executive
Branches of the Government.” See Bell v. Wolfish, 441 U.S.
520, 548 (1987); id. at 547 (“[T]he problems that arise in the
day-to-day operation of a corrections facility are not
susceptible of easy solutions. Prison administrators therefore
should be accorded wide-ranging deference in the adoption
and execution of policies and practices that in their judgment
are needed to preserve internal order and discipline and to
maintain institutional security.”). This is reason enough to
defer to Congress.
But there’s more. As the Supreme Court has stated, an
existing “alternative remedial structure” precludes the
judiciary from inferring a new Bivens cause of action.
Egbert, 596 U.S. at 493 (simplified); see also Ziglar, 582
U.S. at 137. Congress has already authorized an
administrative remedy for the harms that Garraway claims
to have suffered—the Prison Litigation Reform Act, 42
U.S.C. § 1997(e). Through this Act, the Bureau of Prisons
(BOP) established a program to allow inmates to seek formal
administrative review of issues relating to their confinement.
See 28 C.F.R. § 542.10(a). The Supreme Court has also
recognized this program as a “means through which
allegedly unconstitutional actions and policies can be
brought to the attention of the BOP and prevented from
recurring.” Malesko, 534 U.S. at 73.
Because Congress is uniquely qualified to balance the
interests of prison policy and has already provided an
alternative remedy, the district court erred in recognizing
Garraway’s new Bivens cause of action.
38 GARRAWAY V. CUIFO
III.
The district court’s new-found Bivens cause of action
violates both precedent and the Constitution. Too bad we
pass on our chance to remedy this significant damage to the
separation of powers. Because we refuse jurisdiction to
review a district court ruling causing irreparable harm, I
respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MITCHELL GARRAWAY, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MITCHELL GARRAWAY, No.
02Opinion by Judge Tallman; Dissent by Judge Bumatay 2 GARRAWAY V.
03CUIFO SUMMARY * Bivens / Collateral Order Doctrine In an action brought by a federal inmate against prison officials pursuant to Bivens v.
04388 (1971), the panel dismissed defendants’ interlocutory appeal and, joining three other circuits, held that district court orders extending Bivens, absent a denial of qualified immunity, are not immediately appealable under the collateral
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MITCHELL GARRAWAY, No.
FlawCheck shows no negative treatment for Mitchell Garraway v. Jacquiline Ciufo in the current circuit citation data.
This case was decided on September 3, 2024.
Use the citation No. 10103214 and verify it against the official reporter before filing.