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No. 10182449
United States Court of Appeals for the Ninth Circuit
Michael Fuqua v. Raak
No. 10182449 · Decided November 1, 2024
No. 10182449·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
November 1, 2024
Citation
No. 10182449
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MICHAEL RAY FUQUA, AKA No. 21-15492
Michael Fuqua,
D.C. No. 2:18-cv-
Plaintiff-Appellant, 02337-DJH
v.
OPINION
RAAK, Psychologist; D. WEBSTER,
Ph.D.; HIGUERA; JONES; SUCKLE,
Captain; TROMAN, CO III;
MOONEY, D.W.; GOLDER, ADW;
SHAW, Ph.D.; SWIRSKY, Captain;
HUDSON, CO III; HORN, Lt.;
METZLER, CO IV; RUSSLE, CO III;
MCGEE, Ph.D.; KRAATZ, ADW;
OSHITA, Lt.; SWAYNE, CO III;
CHARLES L. RYAN; BAKER,
Captain; VAN DER NOORD, Sgt.;
LUFT, Sgt.; HALL, Sgt.; GRIMES,
Sgt.; GONZELEZ, Sgt.; D. LABAR,
AFHA; K. RODGERS, FHA;
LOREN, Sgt.; OSHITA, CO IV;
KIRKOFF, D.W.; C. CATRELL,
D.W.; MOVA, CO II; GANT, CO III;
MCCHESNEY, CO IV; ROXANNE
HILL, D.W.; COCA, CO III; J. LIND,
Chaplain; MACLARENS, Chaplain;
KINGSLAND, Sr. Chaplain;
2 FUQUA V. RAAK
THOMAS, Chaplain; PUCKET, Lt.;
BAKER, Sgt.; RODE, Deputy
Warden,
Defendants-Appellees.
Appeal from the United States District Court
for the District of Arizona
Diane J. Humetewa, District Judge, Presiding
Argued and Submitted December 7, 2023
San Francisco, California
Filed November 1, 2024
Before: Daniel P. Collins, Danielle J. Forrest, and Jennifer
Sung, Circuit Judges.
Opinion by Judge Collins
SUMMARY *
Prisoner Civil Rights / Religious Diet
In an action brought by Arizona state inmate Michael
Ray Fuqua alleging that prison chaplain Jeffrey Lind denied
his request for a religious dietary option, the panel reversed
the district court’s grant of summary judgment to Lind on
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
FUQUA V. RAAK 3
Fuqua’s First Amendment Free Exercise and Fourteenth
Amendment Equal Protection Clause claims and affirmed
the district court’s grant of summary judgment to Lind on
Fuqua’s Religious Land Use and Institutionalized Persons
Act (“RLUIPA”) claim.
Fuqua describes himself as an “adherent to the Christian-
Israelite beliefs,” which he asserts are a “subset of [the]
Christian Identity” faith. He requested to be placed on the
list to observe “Passover and Feast of Unleavened Bread,”
which Lind denied. The district court found that Fuqua
failed to raise a triable issue that the denial substantially
burdened his religious exercise or that Lind treated him
differently from members of other faiths. With respect to
Fuqua’s RLUIPA claim, the district court relied on an
alternative ground for granting summary judgment to Lind,
namely, that RLUIPA only authorizes equitable relief and
Fuqua’s equitable claims were moot.
Addressing Fuqua’s First Amendment and RLUIPA
claims, the panel concluded that a reasonable trier of fact
could find that Fuqua was denied his requested dietary
accommodation, not based on his failure to follow a neutral
and valid procedural rule for requesting accommodations,
but rather based on Lind’s own theological assessment of the
correctness and internal doctrinal consistency of Fuqua’s
belief system. Denying accommodation on such grounds,
taken together with the averred practical monetary and
physical consequences, sufficed to establish a substantial
burden. Because this ground was the only basis for the
district court’s grant of summary judgment on Fuqua’s First
Amendment claim, the panel reversed the district court’s
summary judgment in favor of Lind on the First Amendment
claim.
4 FUQUA V. RAAK
Addressing Fuqua’s Equal Protection claim, the panel
concluded that a factfinder could reasonably conclude that
Lind failed to make a “good faith accommodation” of
Fuqua’s request for a dietary option that was already being
made available to members of another denomination and that
Lind intentionally acted because of subjective antipathy
towards Fuqua’s belief system. Accordingly, the panel
reversed the district court’s summary judgment in favor of
Lind on Fuqua’s Equal Protection claim.
The panel affirmed the district court’s grant of summary
judgment to Lind on Fuqua’s RLUIPA claim based on the
district court’s alternative ground that RLUIPA only
authorizes equitable relief and Fuqua’s equitable claims
were moot. The panel held that this court’s decision in
Wood v. Yordy, 753 F.3d 899 (9th Cir. 2014), forecloses suits
seeking monetary damages under RLUIPA against state
officers, and Fuqua conceded that that any equitable claim
he may have under RLUIPA was moot. Accordingly,
Fuqua’s RLUIPA claim failed as a matter of law.
COUNSEL
Daren G. Zhang (argued), Kellogg Hansen Todd Figel &
Frederick PLLC, Washington, D.C., for Plaintiff-Appellant.
Rebecca A. Banes (argued), Patrick J. Boyle, and William
M. Horne, Assistant Attorneys General; Mark Brnovich,
Former Arizona Attorney General; Kristin K. Mayes,
Arizona Attorney General; Office of the Arizona Attorney
General, Phoenix, Arizona; for Defendants-Appellees.
FUQUA V. RAAK 5
Adeel A. Mangi, Jacob I. Chefitz, and Bharath Palle,
Patterson Belknap Webb & Tyler LLP, New York, New
York, for Amici Curiae 24 Religious Organizations.
Noel J. Francisco and Yaakov M. Roth, Jones Day,
Washington D.C.; Kelly C. Holt, Jones Day, New York,
New York; Eric C. Rassbach, The Hugh and Hazel Darling
Foundation, Religious Liberty Clinic, Pepperdine University
Caruso School of Law, Malibu, California; for Amicus
Curiae Byron Johnson.
OPINION
COLLINS, Circuit Judge:
Plaintiff-Appellant Michael Ray Fuqua is an inmate in
the Arizona state prison system. He contends that, in
denying his request for a religious dietary option that was
made available to other prisoners and that Fuqua claimed
was also mandated for him by his distinct religious faith, the
prison chaplain (Defendant-Appellee Jeffrey Lind) violated
Fuqua’s rights under the Free Exercise Clause, the Equal
Protection Clause, and the Religious Land Use and
Institutionalized Persons Act (“RLUIPA”). We reverse the
district court’s grant of summary judgment to Lind on
Fuqua’s Free Exercise and Equal Protection claims, because
those claims raise triable issues of material fact. Although
the same triable issues are also present with respect to
Fuqua’s RLUIPA claim, our decision in Wood v. Yordy, 753
F.3d 899 (9th Cir. 2014), forecloses suits seeking monetary
damages under RLUIPA against state officers, and any
equitable claims that Fuqua may have against Lind under
6 FUQUA V. RAAK
RLUIPA are moot. We therefore affirm the summary
judgment in Lind’s favor on Fuqua’s RLUIPA claim.
I
In January 2017, Michael Ray Fuqua was incarcerated at
the Arizona State Prison Complex in Safford (“ASPC-
Safford”), which is run by the Arizona Department of
Corrections (“ADC”). Fuqua describes himself as an
“adherent to the Christian-Israelite beliefs,” which he asserts
are a “subset of [the] Christian Identity” faith. A central
tenet of this faith, as Fuqua describes it, is that persons of
European descent are actually descendants of the 10 northern
tribes of Israelites who were conquered by the Assyrians.
Inmates at ASPC-Safford are given the opportunity to
practice their chosen religion by designating a religious
preference for which they can obtain privileges and
accommodations, including religious diets. The ADC offers
kosher and vegan religious diet plans to inmates, as well as
a temporary “certified kosher-for-Passover” diet. In January
2017, on the advice of other prison staff regarding how to
obtain a religious dietary accommodation, Fuqua sent a letter
to Senior Chaplain Jefferey Lind stating that, in light of his
Christian-Israelite beliefs, he wanted “to be placed on the list
to observe the upcoming Passover and Feast of Unleavened
Bread in order to follow my religious beliefs.”
On February 3, 2017, Lind responded to Fuqua,
informing him that his request “could not be approved at that
time” because he “did not identify the ‘list’ in his request”
and “did not provide published documentation from his
religious preference substantiating the request.” Days later,
Fuqua wrote another letter to Lind explaining that the “list”
referred to the list that the prison provides to its food
contractor of those inmates who would be receiving
FUQUA V. RAAK 7
“Passover/Feast of Unleavened Bread” meals. The letter
also requested that Lind meet with Fuqua to discuss the
request and to review the materials he had about his faith.
After meeting with Fuqua in person on February 9,
2017, 1 Lind concluded that Fuqua was “unable to articulate
what his religious reasons for a Kosher for Passover Diet
were.” Fuqua avers that, during this meeting, Lind became
visibly upset, raised his voice, and told Fuqua that his
Christian-Israelite beliefs were false. That same day, Fuqua
sent Lind a follow-up letter with further supporting materials
in an effort to substantiate the religious basis for his
requesting to be placed on the list for Passover meals.
On February 16, 2017, Lind sent a response to Fuqua
informing him that his request was not substantiated by the
additional materials he had provided and therefore could not
be approved at that time. Lind stated that, in his view, the
Christian Identity faith’s teachings about descent from the
tribes of Israel are wrong. 2 Lind further explained that one
of the newsletters Fuqua had sent, which was from a group
in Virginia, did not state that kosher or Passover meals
should be observed. That newsletter, Lind stated, suggested
a different type of “memorial” service using items such as
“flatbread” and “grape juice,” which could be obtained from
the prison commissary.
1
Fuqua’s complaint and his briefing refer to this date as “February 19,”
but given the surrounding chronological context in the complaint, that
appears to be a typographical error. Lind stated that the meeting
occurred on February 9.
2
Lind later claimed in a declaration that his views as to the falsity of
Fuqua’s religious beliefs had no effect on his determination that Fuqua’s
request was unsubstantiated. However, as we explain below, a rational
factfinder could reasonably conclude otherwise.
8 FUQUA V. RAAK
Dissatisfied with Lind’s response, Fuqua submitted on
February 20 an “Inmate Informal Complaint Resolution”
form to Correctional Officer Coca. Fuqua’s complaint
summarized his previous exchanges with Lind, stated that he
did not have to prove the validity of his sincerely held
religious beliefs to Lind, and argued that accommodating his
meal request would not be “a substantial burden to ADC.”
On February 22, 2017, Lind submitted to Coca a three-
page response to Fuqua’s complaint. Invoking his “28
years” of familiarity with “people who adhere” to similar
beliefs about descent from the tribes of Israel, Lind
explained why, based on Scripture and the historical record,
he thought that Fuqua’s beliefs on that score were false. He
acknowledged, however, that “people are free to believe as
they decide in their personal lives.” Lind also explained that
the materials submitted with Fuqua’s February 9 letter—“a
book by Herbert W. Armstong and some newsletters from a
group based in Virginia”—did not support either Fuqua’s
Israelite-descent beliefs or his request for kosher Passover
meals. Lind rejected Fuqua’s assertion that Lind was merely
expressing his “opinion about Israel,” stating that Lind’s
view of the matter was “substantiated by history,” whereas
“[t]he assertions by Fuqua and his printed materials are not
documented by history.” On that score, Lind noted that he
distinguished between “published materials” and “printed
materials,” because “[a]nyone can print materials.” Lind
also reiterated his view that, based on the materials
submitted, the belief system that Fuqua invoked did not
observe or require traditional Passover meals. Rather, those
materials promoted a “memorial service which consists of
eating unleavened bread and grape juice.” Lind concluded
that Fuqua was using the submitted materials “as a pretext to
receive approval to join a Jewish observance.” Lind
FUQUA V. RAAK 9
underscored that he “did not refuse to approve [Fuqua’s]
requests,” but simply concluded that they “cannot be
approved at this time” based on the materials submitted.
Coca’s formal response rejecting Fuqua’s complaint
stated that Lind had not denied Fuqua’s request but had
simply concluded that he did not have enough support for
the request to approve it “at this time.” Coca’s response
informed Fuqua that if he wished to pursue the matter
further, he could file a formal grievance. Fuqua did so on
February 24, 2017, reiterating his requests. On March 8,
2017, Deputy Warden Roxanne Hill responded to Fuqua’s
official grievance, denying it on the basis that Lind had
determined Fuqua’s request to be “not substantiated.” Fuqua
appealed this decision, and on April 12, 2017, the ADC
“Central Office,” after consultation with the “Pastoral
Administrator,” affirmed Hill’s denial of Fuqua’s grievance.
Apparently adopting Lind’s view that Fuqua’s belief system
recommended a memorial service with unleavened bread
and grape juice, the decision noted that these items were
available for purchase in the commissary store.
Fuqua asserts that, as a result of the denial of his
requested accommodation, he was “forced to starve for 8
days, lose 15 to 20 lbs,” suffer “severe hunger pains,” and
was prevented from “properly purg[ing] [his] body of
bacteria that is built up in the body per Biblical health, which
causes long term health problems.” He also states that he
was forced to spend about $120 to $150 on commissary food
as a result of ADC officials’ “refus[al] to allow me to receive
the same meals provided to other inmates for the same High
10 FUQUA V. RAAK
Sabbaths.” 3 However, Fuqua also contends that the matzo
available in the commissary was inadequate for his purposes
because it was explicitly marked as “not for Passover use.”
As of January 2020, Fuqua was incarcerated at a
different state prison, and officials there granted his
requested dietary accommodation.
On July 23, 2018, Fuqua filed this action in the district
court, asserting a variety of constitutional claims under 42
U.S.C. § 1983. In particular, his operative complaint, which
named multiple prison officials as Defendants, alleged
violations of the First, Eighth, and Fourteenth Amendments
to the United States Constitution, as well as a violation of
RLUIPA. Fuqua sought monetary damages, as well as
declaratory and injunctive relief. The district court screened
Fuqua’s claims pursuant to 28 U.S.C. § 1915A(a) and
ultimately dismissed all claims and Defendants except for
three claims against Lind—namely, Fuqua’s First
Amendment Free Exercise claim, his Fourteenth
Amendment Equal Protection claim, and his RLUIPA claim.
The district court denied Fuqua’s motion for partial
summary judgment (which was directed to his RLUIPA
claim) and granted Lind’s motion for summary judgment in
full. Regarding the First Amendment claim, the district
court held that although a reasonable jury could conclude
that Fuqua’s belief was sincere, his proffered evidence failed
to create a genuine dispute of material fact as to whether
Lind had substantially burdened Fuqua’s religious exercise.
Regarding the RLUIPA claim, the district court similarly
3
As a point of reference, Fuqua states that the prison’s Work Incentive
Pay Plan for inmates who work in the prison pays between $0.15/hour
and $0.45/hour.
FUQUA V. RAAK 11
held that Fuqua had failed to raise a triable issue of
substantial burden. The court also held, in the alternative,
that only injunctive relief was available under RLUIPA and
that Fuqua’s injunctive claims were mooted by the
subsequent accommodation of his dietary requests.
Regarding the Equal Protection claim, the district court held
that Fuqua had failed to adduce sufficient evidence to show
that Lind had treated him differently from members of other
faiths and that, even if Lind had done so, Lind had shown a
“legitimate state purpose for doing so.”
Fuqua timely appealed from the ensuing judgment, and
we have jurisdiction under 28 U.S.C. § 1291. 4
II
We first address whether the district court correctly held
that Fuqua failed to present sufficient evidence to establish
the elements of his First Amendment, RLUIPA, and Equal
Protection claims. We review the district court’s decision to
grant summary judgment de novo. Desire, LLC v. Manna
Textiles, Inc., 986 F.3d 1253, 1259 (9th Cir. 2021). We will
uphold a summary judgment if, viewing the evidence in the
light most favorable to the nonmoving party, there are no
genuine issues of material fact, and the district court
correctly applied the relevant law. Social Techs. LLC v.
4
We appointed counsel for Fuqua for purposes of this appeal, and
counsel has filed a supplemental opening brief challenging the district
court’s summary judgment in favor of Lind on Fuqua’s First
Amendment, RLUIPA, and equal protection claims. In an additional pro
se opening brief, Fuqua also challenges the district court’s dismissal, at
the screening stage under 28 U.S.C. § 1915A(a), of his remaining claims
against a variety of additional defendants. We affirm the dismissal of
these claims for substantially the reasons stated by the district court in its
screening order.
12 FUQUA V. RAAK
Apple Inc., 4 F.4th 811, 816 (9th Cir. 2021). Summary
judgment may be affirmed on any ground supported by the
record. Cruz v. National Steel & Shipbuilding Co., 910 F.3d
1263, 1270 (9th Cir. 2018).
A
The Free Exercise Clause of the First Amendment, as
made applicable to the States by the Fourteenth Amendment,
forbids government from “prohibiting the free exercise” of
religion. U.S. CONST. amend. I. Prisoners retain their
religious freedom while incarcerated, subject to limitations
“aris[ing] both from the fact of incarceration and from valid
penological objectives.” O’Lone v. Estate of Shabazz, 482
U.S. 342, 348 (1987); see also Walker v. Beard, 789 F.3d
1125, 1138 (9th Cir. 2015). An inmate asserting a Free
Exercise claim must first show that he or she has a sincerely
held religious belief that was impinged by government
action. Jones v. Slade, 23 F.4th 1124, 1144 (9th Cir. 2022);
see also Walker, 789 F.3d at 1138. If the inmate makes such
a showing, then the “burden shifts to the [defendant] to show
that the regulation is reasonably related to legitimate
penological interests.” Jones, 23 F.4th at 1144 (citation
omitted). In assessing whether the defendant has made this
showing, we consider the factors set forth in Turner v.
Safley, 482 U.S. 78 (1987):
(1) whether there is a valid, rational
connection between a state interest and the
prison regulation; (2) whether prisoners have
an alternative method of engaging in
religious practice; (3) the impact
accommodation of the asserted constitutional
right would have on guards and other
FUQUA V. RAAK 13
inmates; and (4) the absence of ready
alternatives to the challenged regulation.
Walker, 789 F.3d at 1138–39 (citing Turner, 482 U.S. at 89–
90); see also Jones, 23 F.4th at 1144.
Section 3(a) of RLUIPA also protects the religious rights
of inmates. It provides that “[n]o government shall impose a
substantial burden on the religious exercise of a person
residing in or confined to” a prison, “unless the government
demonstrates that imposition of the burden on that person—
(1) is in furtherance of a compelling governmental interest;
and (2) is the least restrictive means of furthering that
compelling governmental interest.” 42 U.S.C. § 2000cc-
1(a).
Although the scope of the “religious exercise” protected
by RLUIPA may be broader than what is protected by the
Free Exercise Clause, see Apache Stronghold v. United
States, 101 F.4th 1036, 1062–63 (9th Cir. 2024) (en banc),
neither side here contests that the particular religious
practices at issue are within the scope of the religious
exercise protected by both provisions. Moreover, neither
side disputes that, if a prison requirement has been shown to
impose a “substantial burden” for purposes of RLUIPA, that
showing would also suffice to trigger the Free Exercise
Clause, which would then require the defendant to satisfy the
“reasonableness standard” that applies in the prison context
under that clause. 5 Jones, 23 F.4th at 1144; see also id. at
1134 (“Once a claimant demonstrates that the challenged
5
We therefore have no occasion to address whether a prisoner must
establish a “substantial burden” on free exercise, as opposed to some
lesser showing, in order to trigger the applicability of the Free Exercise
Clause in the prison context.
14 FUQUA V. RAAK
regulation impinges on his sincerely held religious exercise,
the burden shifts to the government to show that the
regulation is ‘reasonably related to legitimate penological
interests.’” (citation omitted)); Turner, 482 U.S. at 89. In the
proceedings below, the district court held that Fuqua had
failed to establish a “substantial burden” on his religious
exercise and that his First Amendment and RLUIPA claims
failed on that basis. Construing the record evidence in the
light most favorable to Fuqua, we conclude that a reasonable
trier of fact could find that Lind’s actions substantially
burdened Fuqua’s religious exercise, and we therefore hold
that the district court erred in granting summary judgment to
Lind on these claims on that ground.
In explaining what counts as a “substantial burden” on
religious exercise in the prison context for purposes of
RLUIPA, we have held that the concept includes both direct
burdens, such as “forbidding conduct that an inmate believes
he is religiously compelled to do” or “compelling an inmate
to do that which he believes he is religiously forbidden from
doing,” as well as indirect burdens, such as affording
privileges in a way that “encourag[es] an inmate to do that
which he is religiously prohibited or discouraged from
doing” or that “discourag[es] an inmate from doing that
which he is religiously compelled or encouraged to do.”
Jones, 23 F.4th at 1140; see also Warsoldier v. Woodford,
418 F.3d 989, 995 (9th Cir. 2005).
Here, Fuqua requested a festival-related meal option that
was already being made available to other inmates and that
he sincerely contended was mandated by his faith. Fuqua
also asserts that the refusal to provide him with the requested
diet required him, by virtue of his religious beliefs, to either
forego eating for eight days or to pay substantial amounts of
money to purchase what limited food was available in the
FUQUA V. RAAK 15
commissary that would be consistent with his religious
obligations. In the absence of some countervailing
consideration, we would have little difficulty in concluding
that the refusal to provide Fuqua the requested dietary option
constituted a substantial burden on his religious exercise.
See Shakur v. Schriro, 514 F.3d 878, 882, 888–89 (9th Cir.
2008) (holding that a prison imposed a substantial burden on
a Muslim inmate’s religious exercise by refusing to make
available to him the same standard kosher meal that was
available to Jewish inmates and that he said would also
comply with his religious requirements, and instead offering
him, as the only religiously compliant alternative, one that
caused “gastrointestinal problems”).
Lind contends, however, that any such analysis
overlooks a key factor that, in his view, confirms that the
particular denial at issue here did not impose a substantial
burden. Specifically, Lind argues that he merely required
Fuqua to follow the neutral procedural requirement of
substantiating his requested accommodation; that such a
procedural requirement does not impose a substantial
burden; and that any claimed “substantial” burdens that flow
from Fuqua’s own failure to follow that requirement cannot
be considered to have been imposed by Lind. We reject this
contention.
The requirements that Lind imposed on Fuqua differ
sharply from the sort of modest procedural requirements at
issue in Resnick v. Adams, 348 F.3d 763 (9th Cir. 2003), on
which Lind relies. In Resnick, we held that a prison did not
violate the Free Exercise Clause by requiring a prisoner, who
asked to be provided a kosher diet, to fill out the standard
form that the prison used to evaluate such requests before the
prison would consider any such request. Id. at 769–71.
Applying Turner’s four-factor test, we held that enforcement
16 FUQUA V. RAAK
of the standard-form requirement was “reasonably related to
legitimate penological interests.” Id. at 771 (quoting Turner,
482 U.S. at 89). In Resnick, we held that each of the Turner
factors favored prison officials, emphasizing that the prison
had strong interests in using a standardized form to manage
the religious dietary needs of a prison with “1,800 inmates”
and that it was “difficult to think of any alternatives more
obvious and easy than simply requiring each inmate seeking
a religious diet to fill out the standard . . . application form.”
Id. at 769–70 (citation and internal quotation marks omitted).
We also noted that Resnick had not shown, and could not
show, that his request for a kosher meal would have been
denied had he simply “filed the proper application.” Id. at
769. In a footnote, we likewise held that any burden
imposed by the standard-form requirement was not
“substantial” for purposes of RLUIPA. Id. at 768 n.6. As
we explained, “requiring [Resnick] to sign a piece of paper
effectively to satisfy standing and exhaustion requirements
is by no stretch a ‘substantial’ burden.” Id.
Here, the burdens imposed by Lind went well beyond a
mere procedural requirement to use a standard form as the
vehicle for making a religious dietary request. Rather, they
went to the substance of the justification that Lind demanded
before he would be willing to accommodate Fuqua’s request,
and they did so in a way that goes far beyond what Resnick
supports. Resnick states that an inmate’s adherence to
uniform procedural requirements serves important interests
by “provid[ing] an opportunity for the chaplain to assess the
sincerity of the applicant’s belief.” 348 F.3d at 769.
Although Lind insists that all he did was request the
information needed to assess the sincerity of Fuqua’s beliefs,
a reasonable trier of fact could reach a different conclusion
on this record.
FUQUA V. RAAK 17
Fuqua told Lind that he believed that Europeans are the
descendants of the 10 northern tribes of Israelites who were
conquered by the Assyrians and that, as such, he was
required to “observe the Passover Memorial” and to avoid
any leavening for the eight days of Passover. In his written
justifications for his denial of Fuqua’s dietary request, Lind
noted his decades-long familiarity with “people who adhere
to this belief” about Israelite descent, and he recounted at
considerable length—complete with biblical citations—his
reasons for concluding that Fuqua’s claims about descent
from the lost tribes of Israel were simply false and had been
debunked by the historical record. Moreover, Fuqua
stated—in a declaration that we must take as true for
purposes of this appeal—that, during his in-person meeting
with Fuqua, Lind “became visibly upset” and “rais[ed] his
voice” at Fuqua while telling him that his “beliefs were
false”; that Fuqua was “not an Israelite”; that the “Elders of
[Fuqua’s] doctrines were delusional”; and that his claims
“were not supported by historical records.” Lind’s written
explanations also further set forth why he believed that
Fuqua’s professed need to follow a prescribed diet during
Passover did not follow from Fuqua’s own religious
premises. As Lind explained, the Virginia group whose
newsletter Fuqua submitted “do[es] not observe Passover as
it was observed in the Old Testament,” because its members
believe that “Jesus Christ fulfilled the requirements of the
Passover sacrifice.” The requested meal was therefore
inconsistent with the premises of Fuqua’s professed religion,
because “Fuqua would be anticipating a Passover lamb if he
participated in the Passover observance yet he believes that
the Passover lamb has already been sacrificed.” Lind
therefore concluded that the “memorial service” described
by the Virginia group, which involved unleavened bread and
18 FUQUA V. RAAK
grape juice, was “more consistent to [Fuqua’s] claimed
belief system as well as the belief system of the Virginia
Christian Israelites.”
Although RLUIPA “does not preclude inquiry into the
sincerity of a prisoner’s professed religiosity,” the “‘truth’ of
a belief is not open to question.” Cutter v. Wilkinson, 544
U.S. 709, 725 n.13 (2005) (quoting Gillette v. United States,
401 U.S. 437, 457 (1971)). Rather, the inquiry must remain
focused on “whether the [inmate’s] beliefs are ‘truly held.’”
Id. (quoting Gillette, 401 U.S. at 457). Here, as the district
court itself concluded, a rational trier of fact could find that
Fuqua’s religious beliefs were sincerely held. In addition,
on this record, a reasonable factfinder could further conclude
that, in carrying out his process with Fuqua, Lind failed to
stay narrowly focused on the sincerity of Fuqua’s religious
beliefs. Instead, a trier could readily find that Lind refused
Fuqua’s dietary request because he thought (1) that Fuqua’s
fundamental religious premises were false and (2) that, as a
theological matter, Fuqua’s claimed obligation to observe
Passover dietary restrictions did not follow from Fuqua’s
own religious premises. To be sure, there is also some
support for a contrary conclusion in the record. In particular,
Lind specifically denied that his detailed written
explanations of the falsity of Fuqua’s Israelite-descent belief
played any causal role in his denial of Fuqua’s dietary
request. Lind also summarily stated, at the end of his
statement in his response to Fuqua’s internal appeal, that he
thought Fuqua was using the Virginia group’s newsletter as
a “pretext” to receive the requested dietary accommodation.
But on summary judgment, we must believe the nonmoving
party’s evidence and draw all inferences in that party’s favor,
and here that is Fuqua.
FUQUA V. RAAK 19
Accordingly, viewing the record in the light most
favorable to Fuqua, we conclude that a reasonable trier of
fact could find that Fuqua was denied his requested dietary
accommodation, not based on his failure to follow a neutral
and valid procedural rule for requesting accommodations,
but rather based on Lind’s own theological assessment of the
correctness and internal doctrinal consistency of Fuqua’s
belief system. Nothing in Resnick endorses such a result,
which goes well outside the bounds of a permissible
sincerity inquiry. See Thomas v. Review Bd. of the Ind. Emp.
Sec. Div., 450 U.S. 707, 715–16 (1981) (noting that “the
guarantee of free exercise is not limited to beliefs which are
shared by all of the members of a religious sect” and that “it
is not within the judicial function and judicial competence to
inquire whether the [plaintiff] or his [co-religionists] more
correctly perceived the commands of their common faith”);
cf. 42 U.S.C. § 2000cc-5(7) (defining “religious exercise” as
“any exercise of religion, whether or not compelled by, or
central to, a system of religious belief”). Denying an
accommodation on such grounds, taken together with the
practical monetary and physical consequences that Fuqua
averred followed from that denial, suffices to establish a
substantial burden.
Accordingly, the district court erred in relying on this
basis in granting summary judgment to Lind on Fuqua’s
RLUIPA and First Amendment claims. And because this
ground was the only basis for the district court’s grant of
summary judgment on the First Amendment claim, we
20 FUQUA V. RAAK
reverse the summary judgment in favor of Lind on that
claim. 6
B
The district court also erred in granting summary
judgment to Lind on Fuqua’s Equal Protection claim.
“[T]he Equal Protection Clause entitles each prisoner to
‘a reasonable opportunity of pursuing his faith comparable
to the opportunity afforded fellow prisoners who adhere to
conventional religious precepts.’” Shakur, 514 F.3d at 891
(quoting Cruz v. Beto, 405 U.S. 319, 322 (1972)). A claim
of religious discrimination in the prison context is generally
governed by “the four-part balancing test required by
Turner,” meaning that the claim will fail “if the difference
between the defendants’ treatment of [the plaintiff] and their
treatment of [other] inmates [of other religions] is
‘reasonably related to legitimate penological interests.’” Id.
(citation omitted). Consequently, although “[p]risons need
not provide identical facilities or personnel to different
faiths,” they “must make ‘good faith accommodation of the
[prisoners’] rights in light of practical considerations.’”
Freeman v. Arpaio, 125 F.3d 732, 737 (9th Cir. 1997)
(citation omitted), abrogated on other grounds by Shakur,
514 F.3d at 884–85. “To succeed on an equal protection
claim” alleging religious discrimination in the prison
context, the inmate “must show that officials intentionally
acted in a discriminatory manner.” Id.
For largely the same reasons that we have already set
forth, we conclude that there are triable issues of material
6
By contrast, the district court invoked an additional, alternative ground
for granting summary judgment to Lind on the RLUIPA claim. We
address that alternative ground in Section III, infra.
FUQUA V. RAAK 21
fact under these standards. As we have explained, a
factfinder could reasonably conclude that Lind failed to
make a “good faith accommodation” of Fuqua’s request for
a dietary option that was already being made available to
members of another denomination and that Lind
intentionally acted because of subjective antipathy towards
Fuqua’s belief system.
Accordingly, we reverse the district court’s grant of
summary judgment to Lind on Fuqua’s Equal Protection
claim. 7
III
With respect to Fuqua’s RLUIPA claim, the district court
relied on a second, alternative ground for granting summary
judgment to Lind, namely, that RLUIPA only authorizes
equitable relief and Fuqua’s equitable claims were moot.
Fuqua does not dispute that any equitable claim he may have
under RLUIPA is moot, but he challenges the district court’s
holding that a damages remedy is not available against Lind
under RLUIPA. We conclude that Fuqua’s request for a
damages remedy against Lind under that statute is barred
under this court’s controlling decision in Wood v. Yordy, 753
F.3d 899 (9th Cir. 2014). To explain why, we begin by
reviewing, in some detail, our decision in Wood.
In Wood, we addressed whether a damages remedy
“against prison officials in their individual capacities” was
available under RLUIPA. 753 F.3d at 901. There, the
7
Although Lind raises “the issue of qualified immunity” as an alternative
ground for affirmance, “the district court did not reach this issue, and we
decline to address it on this appeal.” Hargis v. Foster, 312 F.3d 404, 411
(9th Cir. 2002) (citation omitted). The district court should consider this
issue in the first instance on remand in light of our opinion. See id. at
412.
22 FUQUA V. RAAK
plaintiff, Lance Wood, sued two prison officials, alleging
that their restrictions on his use of the prison chapel violated
RLUIPA, and Wood sought damages against them. Id. at
901–02. As we noted, id. at 902, RLUIPA authorizes a
private right of action to “obtain appropriate relief against a
government” for a violation of the statute, and it defines the
term “government” to include “any other person acting
under color of State law.” 42 U.S.C. §§ 2000cc-2(a),
2000cc-5(4)(A)(iii). The question then, we explained, was
whether a damages action against the individual officials
was within the scope of the “appropriate” remedies that
could validly be awarded under RLUIPA. Id. at 902–03.
In analyzing that issue, we began by noting that, in
Sossamon v. Texas, 563 U.S. 277 (2011), the Supreme Court
had considered the question whether RLUIPA’s
authorization of “appropriate relief” allowed a damages
remedy against a State. See Wood, 753 F.3d at 902. As
Sossamon was presented to the Court, the sole basis for
applying RLUIPA was that the statute represented an
appropriate exercise of Congress’s power, under the
Spending Clause, to attach conditions to the receipt of
federal funds. See Sossamon, 563 U.S. at 282 n.1. The Court
there held that, in order to show that a State, by accepting
relevant federal funds, had waived its sovereign immunity to
suits under RLUIPA, there must be an “unequivocal
expression of state consent” to that condition in the text of
the statute. Id. at 284–85. The Court held that RLUIPA’s
authorization of “appropriate relief,” even in full context,
was insufficiently clear to provide the requisite
“unequivocally expressed intent to waive [States’] sovereign
immunity to suits for damages.” Id. at 288. In Wood, we
observed that the relevant Spending Clause issue presented
in Sossamon was different from the one in Wood. Rather
FUQUA V. RAAK 23
than an issue of sovereign immunity, the question in Wood
was whether allowing a damages action “against individuals
who do not receive any federal money would reach beyond
the scope of Congress’s constitutional authority” under the
Spending Clause. 753 F.3d at 902–03.
In addressing that constitutional question, we stated that
the Seventh Circuit, in Nelson v. Miller, 570 F.3d 868 (7th
Cir. 2009), abrogated on other grounds as stated in Jones v.
Carter, 915 F.3d 1147, 1149–50 (7th Cir. 2019), had “held
that legislation enacted pursuant to the Spending Clause
cannot subject state officers to individual suits, because the
individual officers are not the recipients of any federal
funds.” Wood, 753 F.3d at 903 (emphasis added). This
reading of Nelson as resting on a constitutional holding
about the substantive scope of the Spending Clause power is
squarely contradicted by Nelson itself, which explicitly
stated that, “as a matter of statutory interpretation, and to
avoid the constitutional concerns that an alternative reading
would entail, we decline to read RLUIPA as allowing
damages against defendants in their individual capacities.”
570 F.3d at 889 (emphasis added) (footnote omitted). By its
plain terms, Nelson rested on the doctrine of constitutional
avoidance, under which a residual ambiguity in a statute
should be resolved in favor of adopting “a construction of
the statute” that is “fairly possible” and that will “avoid[]”
having to resolve a substantial question as to the statute’s
constitutionality. Jennings v. Rodriguez, 583 U.S. 281, 296
(2018) (citation omitted). Although Wood may thus have
factually misdescribed the holding in Nelson, that factual
assumption nonetheless informs our understanding of what
Wood itself then proceeded to hold in a binding precedential
opinion.
24 FUQUA V. RAAK
After discussing Nelson, Wood stated, without
discussion, that the constitutional holding it attributed to
Nelson was “in accord” with decisions from the “Third and
Tenth Circuits.” Wood, 753 F.3d at 903 (citing Stewart v.
Beach, 701 F.3d 1322 (10th Cir. 2012); Sharp v. Johnson,
669 F.3d 144 (3d Cir. 2012)). Notably, those two cited cases
do in fact contain language that explicitly endorses a similar
constitutional rule to the one we extracted from Nelson. See
Stewart, 701 F.3d at 1335 (“[T]he Spending Power cannot
be used to subject individual defendants, such as state
employees, to individual liability in a private cause of
action.” (emphasis added) (quoting Smith v. Allen, 502 F.3d
1255, 1274 (11th Cir. 2007)); Sharp, 669 F.3d at 154 (same).
Wood then proceeded to reject the plaintiff’s argument
that this reading of Congress’s Spending Clause authority
was inconsistent with Sabri v. United States, 541 U.S. 600
(2004). See Wood, 753 F.3d at 903. Sabri held that
Congress had constitutional power, under the Spending
Clause and the Necessary and Proper Clause, to impose
criminal liability on individuals involved in bribing local
officials of a government agency that accepted a specified
level of federal funds. 541 U.S. at 603–05. We held that
Sabri was distinguishable, because Congress’s objective in
the bribery statute at issue in Sabri was “to protect the
financial integrity of the governmental entity that did receive
the federal funds,” whereas “Wood’s suit against the
defendants in their individual capacities seeks to hold them
liable for their personal conduct.” Wood, 753 F.3d at 903.
Wood also rejected the argument that a contrary
conclusion was required by Centro Familiar Cristiano
Buenas Nuevas v. City of Yuma, 651 F.3d 1163 (9th Cir.
2011). See Wood, 753 F.3d at 903–04. In Centro Familiar,
we held that RLUIPA’s authorization of “appropriate relief”
FUQUA V. RAAK 25
included a damages remedy, at least in the context of a suit
against a municipal government. 651 F.3d at 1168–69.
Centro Familiar held that this conclusion was not
inconsistent with Sossamon, because municipalities lacked
Eleventh Amendment immunity. Id. at 1169. In Wood, we
rejected the plaintiff’s contention that Centro Familiar
should be construed as having implicitly rejected any other
additional constitutional limitation on the availability of a
damages remedy. Wood, 753 F.3d at 903–04. We noted that
Centro Familiar said nothing at all about the Spending
Clause and, in any event, the district court opinion in Centro
Familiar confirmed that the government entity in question
received relevant federal funds. Id. at 904.
Finally, we stated that nothing in RLUIPA’s text
“suggest[ed] that Congress contemplated liability of
government employees in an individual capacity.” Wood,
753 F.3d at 904. We instead concluded that the statutory
language “does not authorize suits against a person in
anything other than an official or governmental capacity, for
it is only in that capacity that the funds are received.” Id.
We held that this “is the only reading of the statute that is
consistent with the decisions of our sister circuits and the
constitutional limitations on the Spending Clause that the
Supreme Court has recognized.” Id. (emphasis added).
Thus, far from construing the statute to avoid deciding a
constitutional question, we narrowly construed RLUIPA
because we concluded that a broader reading would render
the provision unconstitutional.
As this detailed analysis confirms, our decision in Wood
rested squarely, at least in part, on the constitutional holding
that the Spending Clause does not allow Congress to impose
individual damages liability on state or local officials who
are not themselves the recipients of federal funds. Absent
26 FUQUA V. RAAK
intervening authority from the en banc court or the Supreme
Court that is “clearly irreconcilable” with Wood’s holding,
we remain bound by it. See Miller v. Gammie, 335 F.3d 889,
900 (9th Cir. 2003) (en banc).
Fuqua contends that there is such intervening authority
in the Supreme Court’s recent decision in Tanzin v. Tanvir,
592 U.S. 43 (2020). In Tanzin, the Court unanimously held
that “appropriate relief,” as used in the Religious Freedom
Restoration Act (“RFRA”), a statute closely related to
RLUIPA, “includes claims for monetary damages against
[federal] Government officials in their individual
capacities.” Id. at 45. 8 The Court held that the ordinary
meaning of “appropriate relief” included a damages remedy.
Id. at 49–51. That conclusion was reinforced by the fact that
RFRA originally had been drafted to also apply to state and
local officials, and it was well established at the time of
RFRA’s enactment that “damages claims have always been
available under § 1983 for clearly established violations of
the First Amendment.” Id. at 50 (citations omitted). Tanzin
also held that a damages remedy against federal officials in
8
RFRA was enacted in the wake of Employment Division, Department
of Human Resources of Oregon v. Smith, 494 U.S. 872 (1990), and it
sought to impose legislatively, against both state and federal
governments, the strict scrutiny standard that had previously applied to
claims alleging a substantial burden on religious exercise under the pre-
Smith caselaw construing the Free Exercise Clause. Sossamon, 563 U.S.
at 281. RFRA was subsequently held “unconstitutional as applied to
state and local governments because it exceeded Congress’ power under
§ 5 of the Fourteenth Amendment.” Id. (emphasis added) (citing City of
Boerne v. Flores, 521 U.S. 507 (1997)). However, “Congress responded
by enacting RLUIPA pursuant to its Spending Clause and Commerce
Clause authority.” Id. In contrast to RFRA, RLUIPA more narrowly
targets only “land-use regulation and restrictions on the religious
exercise of institutionalized persons.” Id. (citations omitted).
FUQUA V. RAAK 27
their personal capacities presented no constitutional
difficulty. Id. at 52. In particular, the Court distinguished
Sossamon, noting that the “obvious difference is that this
case features a suit against individuals, who do not enjoy
sovereign immunity.” Id.
While Tanzin may suggest that, as a textual matter,
“appropriate relief” should be given the same general
understanding in RLUIPA as that phrase has in RFRA, see
Apache Stronghold, 101 F.4th at 1043 (holding that RFRA
and RLUIPA “are interpreted uniformly”), Tanzin says
nothing about the constitutional holding we adopted in
Wood. Tanzin’s constitutional analysis addressed only the
issues of sovereign immunity and of Congress’s power over
federal officials. But as applied to the federal Government
and its employees, “RFRA is based on the enumerated power
that supports the particular agency’s work,” and not on the
Spending Clause. Burwell v. Hobby Lobby Stores, Inc., 573
U.S. 682, 695 (2014). Consequently, Tanzin’s constitutional
holding sustaining a damages remedy under RFRA against
federal officials in their personal capacities says nothing
whatsoever about Congress’s power under the Spending
Clause to impose such liability against individual state and
local officials. Tanzin thus had no occasion to address the
question decided in Wood concerning the scope of
Congress’s Spending Clause authority. Wood is thus in no
sense irreconcilable with Tanzin, much less clearly so. We
therefore remain bound by Wood, see Miller v. Gammie, 335
F.3d at 900, and we must hold that RLUIPA provides Fuqua
with no constitutionally valid damages remedy against Lind.
Fuqua’s RLUIPA claim therefore fails as a matter of law.
28 FUQUA V. RAAK
IV
For the foregoing reasons, we reverse the district court’s
grant of summary judgment to Lind on Fuqua’s First
Amendment Free Exercise and Fourteenth Amendment
Equal Protection claims, and we affirm the district court’s
grant of summary judgment to Lind on Fuqua’s RLUIPA
claim. We remand the case for further proceedings
consistent with this opinion.
AFFIRMED IN PART, REVERSED IN PART, and
REMANDED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MICHAEL RAY FUQUA, AKA No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MICHAEL RAY FUQUA, AKA No.
02WEBSTER, Ph.D.; HIGUERA; JONES; SUCKLE, Captain; TROMAN, CO III; MOONEY, D.W.; GOLDER, ADW; SHAW, Ph.D.; SWIRSKY, Captain; HUDSON, CO III; HORN, Lt.; METZLER, CO IV; RUSSLE, CO III; MCGEE, Ph.D.; KRAATZ, ADW; OSHITA, Lt.; SWAYNE, CO III; CH
03RYAN; BAKER, Captain; VAN DER NOORD, Sgt.; LUFT, Sgt.; HALL, Sgt.; GRIMES, Sgt.; GONZELEZ, Sgt.; D.
04CATRELL, D.W.; MOVA, CO II; GANT, CO III; MCCHESNEY, CO IV; ROXANNE HILL, D.W.; COCA, CO III; J.
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MICHAEL RAY FUQUA, AKA No.
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