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No. 10292628
United States Court of Appeals for the Ninth Circuit
Maverick Gaming LLC v. USA
No. 10292628 · Decided December 13, 2024
No. 10292628·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
December 13, 2024
Citation
No. 10292628
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MAVERICK GAMING LLC, No. 23-35136
Plaintiff-Appellant, D.C. No. 3:22-cv-
05325-DGE
v.
UNITED STATES OF AMERICA; OPINION
U.S. DEPARTMENT OF THE
INTERIOR; DEB HAALAND, in her
official capacity as Secretary of the
Interior; BRYAN NEWLAND, in his
official capacity as Assistant Secretary
Indian Affairs; JAY INSLEE, in his
official capacity as the Governor of
Washington; ROBERT FERGUSON,
in his official capacity as the Attorney
General of Washington; ALICIA
LEVY, in her official capacity as
Chair of the Washington State
Gambling Commission; JULIA
PATTERSON, in her official capacity
as Vice-Chair of the Washington State
Gambling Commission; BUD
SIZEMORE, in his official capacity as
Commissioner of the Washington
State Gambling Commission;
KRISTINE REEVES, in her official
2 MAVERICK GAMING LLC V. USA
capacity as Commissioner of the
Washington State Gambling
Commission; SARAH LAWSON, in
her official capacity as Commissioner
of the Washington State Gambling
Commission; STEVE CONWAY, in
his official capacity as ex officio
member of the Washington State
Gambling Commission; JEFF HOLY,
in his official capacity as ex officio
member of the Washington State
Gambling Commission; SHELLEY
KLOBA, in her official capacity as ex
officio member of the Washington
State Gambling Commission;
BRANDON VICK, in his official
capacity as ex officio member of the
Washington State Gambling
Commission; TINA GRIFFIN, in her
official capacity as Director of the
Washington State Gambling
Commission,
Defendants-Appellees,
and
SHOALWATER BAY TRIBE,
Intervenor-Defendant-
Appellee.
MAVERICK GAMING LLC V. USA 3
Appeal from the United States District Court
for the Western District of Washington
David G. Estudillo, District Judge, Presiding
Argued and Submitted March 27, 2024
Seattle, Washington
Filed December 13, 2024
Before: Kim McLane Wardlaw, William A. Fletcher, and
Eric D. Miller, Circuit Judges.
Opinion by Judge Wardlaw;
Concurrence by Judge Miller
SUMMARY *
Indian Regulatory Gaming Act / Fed. R. Civ. P. 19
The panel affirmed the district court’s dismissal of
Maverick Gaming LLC’s action—which alleged that the
State of Washington’s tribal-state compacts allowing sports
betting on tribal land violate the Indian Regulatory Gaming
Act, the Equal Protection Clause, and the Tenth
Amendment—because the Shoalwater Bay Indian Tribe is a
required party that cannot be joined to the litigation.
The panel held that the Tribe is a required party under
Fed. R. Civ. P. 19(a) because the Tribe has a legally
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
4 MAVERICK GAMING LLC V. USA
protected interest in the lawsuit that may be impaired or
impeded in the Tribe’s absence, and rejected Maverick’s
argument that the federal government could adequately
represent the Tribe’s interests. The panel held that the Tribe
cannot feasibly be joined to the litigation where the Tribe
enjoys sovereign immunity. Finally, the panel held that the
litigation cannot proceed in equity and good conscience
without the Tribe, and rejected Maverick’s argument that the
litigation should continue in the Tribe’s absence under the
public rights exception.
Concurring, Judge Miller agreed that Maverick’s action
cannot proceed because the Tribe is a required party but
sovereign immunity prevents the Tribe from being joined
without its consent. He wrote separately to explain that
(1) this Court’s precedent on Rule 19 has not adequately
considered the distinctive character of litigation under the
Administrative Procedure Act, and (2) a competitive injury,
by itself, is not enough to make a tribe a required party.
MAVERICK GAMING LLC V. USA 5
COUNSEL
Lochlan F. Shelfer (argued), Matthew D. McGill, and
Theodore B. Olson, Gibson Dunn & Crutcher LLP,
Washington, D.C., for Plaintiff-Appellant.
Amber B. Blaha (argued) and Rebecca M. Ross, Attorneys;
Todd S. Kim, Assistant Attorney General; Environment &
Natural Resources Division, United States Department of
Justice, Washington, D.C.; Tera M. Heintz (argued), Deputy
Solicitor General; William D. McGinty, Assistant Attorney
General, Complex Litigation Division; Robert Ferguson,
Attorney General; Office of the Washington Attorney
General, Olympia, Washington; Brian H. Rowe, Kristin
Beneski, Assistant Attorneys General; Office of the
Washington Attorney General, Seattle, Washington; Jody H.
Schwarz, Senior Attorney, United States Department of the
Interior, Washington, D.C.; for Defendants-Appellees.
Scott D. Crowell (argued), Crowell Law Offices Tribal
Advocacy Group, LLP, Sedona, Arizona; Lael Echo-Hawk,
MThirtySix PLLC, Washington, D.C.; for Intervenor-
Defendant-Appellee.
Keith M. Harper, Leonard R. Powell, and Allison M.
Tjemsland, Jenner & Block LLP, Washington, D.C.; Cory J.
Albright and Reed C. Bienvenu, Kanji & Katzen PLLC,
Seattle, Washington, for Amicus Curiae Non-Party
Compacting Tribes.
6 MAVERICK GAMING LLC V. USA
OPINION
WARDLAW, Circuit Judge:
In 1988, Congress enacted the Indian Regulatory
Gaming Act (“IGRA”) “to provide a statutory basis for the
operation of gaming by Indian tribes as a means of
promoting tribal economic development, self-sufficiency,
and strong tribal governments.” 25 U.S.C. § 2702(1). To
this end, IGRA provides a regulatory scheme for the creation
and administration of tribal-state gaming compacts. These
gaming compacts allow tribes to conduct casino-style
gambling, classified under IGRA as “class III” games. In
the State of Washington, all twenty-nine federally
recognized tribes have entered into IGRA gaming compacts
that allow them to offer class III gaming on their land. Class
III gaming is otherwise illegal in Washington.
Maverick Gaming LLC (“Maverick”) is a casino gaming
company. Maverick owns several hotels and casinos in
Nevada and Colorado, where it offers a variety of class III
games, such as roulette and craps. In 2019, shortly after the
Supreme Court struck down a federal statute that prohibited
states from allowing sports gambling, see Murphy v. Nat’l
Collegiate Athletic Ass’n, 584 U.S. 453 (2018), Maverick
acquired nineteen cardrooms in the State of Washington.
Maverick subsequently lobbied the Washington legislature
to enact a law that would allow it to offer sports betting at
these cardrooms, but without success. Consistent with its
criminal prohibition of all other forms of class III gaming,
the Washington legislature did not legalize sports betting for
private entities. However, the legislature enacted a law that
allows Indian tribes to amend their gaming compacts to
authorize sports betting on their land.
MAVERICK GAMING LLC V. USA 7
In response, Maverick filed this lawsuit. Maverick’s
complaint alleges that Washington’s tribal-state compacts
and the sports betting compact amendments violate IGRA,
the Equal Protection Clause, and the Tenth Amendment of
the United States Constitution. The complaint names as
defendants the United States and various federal officials
responsible for the approval of the tribal-state gaming
compacts, as well as the various Washington state officials
involved in the execution and administration of those
compacts. Although Maverick seeks relief that would
invalidate the gaming compacts of all tribes in Washington,
Maverick did not include any of these tribes as parties to the
suit.
The Shoalwater Bay Indian Tribe (“Tribe”) moved to
intervene in the suit for the limited purpose of filing a motion
to dismiss. The Tribe argues that it is a required party that
cannot be joined in the action on account of its sovereign
immunity. The district court granted the motion to intervene
and the ensuing motion to dismiss. Because we agree with
the district court that the Tribe is a required party that cannot
be joined in the litigation, and because this suit cannot
proceed in equity and good conscience in the Tribe’s
absence, we affirm.
I. FACTUAL BACKGROUND
A. Federal History
In 1987, the Supreme Court decided its landmark
decision in California v. Cabazon Band of Mission Indians,
480 U.S. 202 (1987). Invoking the “traditional notions of
Indian sovereignty and the congressional goal of Indian self-
government, including its ‘overriding goal’ of encouraging
tribal self-sufficiency and economic development,”
Cabazon held that a state cannot enforce its generally
8 MAVERICK GAMING LLC V. USA
applicable gaming regulations on tribal land without
Congress’s express authorization. Id. at 217 (quoting New
Mexico v. Mescalero Apache Tribe, 462 U.S. 324, 335
(1983)).
In response, Congress enacted IGRA. See In re Indian
Gaming Related Cases (Coyote Valley II), 331 F.3d 1094,
1097 (9th Cir. 2003). While drafting the legislation, the
Select Committee on Indian Affairs acknowledged the
importance of gaming to tribal sovereignty, explaining that
the income from gaming has enabled tribes “to provide a
wider range of government services to tribal citizens and
reservation residents than would otherwise have been
possible” and often spells “the difference between an
adequate governmental program and a skeletal program that
is totally dependent on Federal funding.” S. Rep. No. 100-
446, at 2–3 (1988). But the Committee also recognized that
some sort of regulatory scheme was necessary “to protect
both the tribes and the gaming public from unscrupulous
persons.” Id. at 2. Congress thus created IGRA “to balance
the need for sound enforcement of gaming laws and
regulations, with the strong federal interest in preserving the
sovereign rights of tribal governments to regulate activities
and enforce laws on Indian land.” Id. at 5.
To this end, IGRA’s stated purpose is “to provide a
statutory basis for the operation of gaming by Indian tribes
as a means of promoting tribal economic development, self-
sufficiency, and strong tribal governments,” while
simultaneously seeking “to provide a statutory basis for the
regulation of gaming by an Indian tribe.” 25 U.S.C.
§ 2702(1)–(2). To further these goals, IGRA requires that
tribes maintain the “sole proprietary interest” for any gaming
activity. Id. § 2710(b)(2)(A). The statutory scheme further
specifies that the net revenues from tribal gaming may be
MAVERICK GAMING LLC V. USA 9
used solely “(i) to fund tribal government operations or
programs; (ii) to provide for the general welfare of the Indian
tribe and its members; (iii) to promote tribal economic
development; (iv) to donate to charitable organizations; or
(v) to help fund operations of local government agencies.”
Id. § 2710(b)(2)(B), (d)(1)(A)(ii).
IGRA creates three classes of gaming, each of which is
subject to a different level of regulation. Class I games
include social games for prizes of minimal value and
traditional forms of Indian gaming. Id. § 2703(6). Class II
games include bingo and certain card games. Id.
§ 2703(7)(A). At issue in this case are class III games, the
most heavily regulated form of gaming under IGRA. This
class is comprised of “all forms of gaming that are not class
I gaming or class II gaming,” id. § 2703(8), including
blackjack, roulette, and craps, as well as slot machines and
sports betting, see id. § 2703(7)(B). “Class III gaming is not
only ‘a source of substantial revenue’ for tribes, but the
lifeblood on ‘which many tribes ha[ve] come to rely.’”
Chicken Ranch Rancheria of Me-Wuk Indians v. California,
42 F.4th 1024, 1032 (9th Cir. 2022) (quoting Coyote Valley
II, 331 F.3d at 1097, 1099–1100) (alteration in original).
IGRA permits class III gaming on tribal land if three
conditions are met: (1) the tribe has authorized the class III
gaming by a tribal ordinance or resolution; (2) the state in
which the tribe is located permits such gaming for any
purpose by any person, organization, or entity; and (3) the
class III gaming is conducted in conformity with a tribal-
state compact that is in effect. 25 U.S.C. § 2710(d)(1). The
last requirement necessitates the existence of a tribal-state
gaming compact, which “prescribes rules for operating
gaming, allocates law enforcement authority between the
tribe and State, and provides remedies for breach of the
10 MAVERICK GAMING LLC V. USA
agreement’s terms.” Michigan v. Bay Mills Indian Cmty.,
572 U.S. 782, 785 (2014). “The compacting process gives
to states civil regulatory authority that they otherwise would
lack under Cabazon, while granting to tribes the ability to
offer legal class III gaming.” Artichoke Joe’s Cal. Grand
Casino v. Norton, 353 F.3d 712, 716 (9th Cir. 2003). The
creation of a tribal-state compact begins with a tribe
“request[ing] the State in which [its] lands are located to
enter into negotiations for the purpose of entering into a
Tribal-State compact governing the conduct of gaming
activities.” 25 U.S.C. § 2710(d)(3)(A). IGRA imposes a
duty upon the states to “negotiate with the Indian tribe in
good faith to enter into such a compact,” and provides the
tribe with statutory remedies if no compact results from
these negotiations. Id. § 2710(d)(3)(A), (d)(7).
Once the state and tribe have entered into a compact, the
compact is sent to the Secretary of the Interior (the
“Secretary”) for approval. Id. § 2710(d)(3)(B), (d)(8). The
Secretary may disapprove a compact only if it violates
(1) any provision of IGRA; (2) any other provision of federal
law that does not relate to jurisdiction over gaming on Indian
lands; or (3) the trust obligations of the United States to
Indians. Id. § 2710(d)(8)(B). If the Secretary does not
approve or disapprove a compact within 45 days of
submission to the Secretary for approval, the compact “shall
be considered to have been approved” by operation of law,
“but only to the extent the compact is consistent with”
IGRA. Id. § 2710(d)(8)(C). Approved compacts become
effective after the Secretary publishes notice in the Federal
Register. Id. § 2710(d)(3)(B), (d)(8)(D).
MAVERICK GAMING LLC V. USA 11
B. Washington State History
For the first 83 years of Washington’s existence, the
state’s constitution prohibited all forms of gambling. See
Wash. Const. art. II, § 24 (amended 1972). A 1972
constitutional amendment authorized specific types of
gambling, but only if approved by a supermajority of the
state legislature or electorate. See id. Shortly thereafter, the
state legislature created the Washington State Gambling
Commission and passed a law authorizing certain limited
forms of gambling, such as charitable activities, raffles, and
amusement games. See Wash. Rev. Code § 9.46.0311. But
because it is otherwise “the policy of the legislature,
recognizing the close relationship between professional
gambling and organized crime, to restrain all persons from
seeking profit from professional gambling activities in this
state,” id. § 9.46.010, most forms of casino-style gaming,
including those classified as class III games under IGRA, are
illegal on non-tribal lands in Washington, see generally id.
§ 9.46.
A few years after IGRA went into effect, the legislature
enacted Washington Revised Code § 9.46.360, which directs
the Gambling Commission to negotiate “compacts for class
III gaming on behalf of the state with federally recognized
Indian tribes in the state of Washington” in accordance with
IGRA. Wash. Rev. Code § 9.46.360(2). Ultimately, after
negotiations and possible public hearings, the proposed
compact is sent to the governor for review and final
execution. Id. § 9.46.360(6). Washington has since
negotiated and entered into gaming compacts with all
twenty-nine federally recognized tribes within its borders,
12 MAVERICK GAMING LLC V. USA
allowing the tribes to conduct class III gaming on their land. 1
Class III gaming has been a source of great economic value
to the tribes. In 2020, Washington’s tribal casinos provided
more than 14,000 jobs. 2 And in 2021, Washington’s tribal
gaming industry netted over $2 billion. 3
In March 2020, the Governor of Washington signed into
law House Bill 2638 (“H.B. 2638”). H.B. 2638 created
Washington Revised Code § 9.46.0364, which allows a tribe
to amend its class III gaming compact “to authorize the tribe
to conduct and operate sports wagering on its Indian lands”
pursuant to IGRA and Washington Revised Code
§ 9.46.360. Before enacting H.B. 2638, the legislature
considered legislation that would have allowed private
cardrooms, such as those owned by Maverick, to conduct
sports wagering. 4 Maverick also testified in opposition to
H.B. 2638, advocating instead for a law that would authorize
sports betting at licensed cardrooms in addition to tribal
1
See Wash. State Gambling Comm’n, Tribal gaming compacts and
amendments (last visited July 28, 2024),
https://www.wsgc.wa.gov/tribal-gaming/gaming-compacts.
2
Wash. Indian Gaming Ass’n, The Economic & Community Benefits of
Tribes in Washington, 12 (May 2022) (last visited July 27, 2024),
https://tinyurl.com/4dauyxkv.
3
Wash. State Gambling Comm’n, Gambling Industry Overview 2022, 2
(2022) (last visited July 27, 2024), https://tinyurl.com/mr2rzrst.
4
Senators King and Rivers proposed a bill that would have authorized
sports wagering at cardrooms and racetracks. See S.B. 6277, 66th Leg.,
2020 Reg. Sess. (Wash. 2020). Senator Rivers also proposed an
amendment to H.B. 2638 that would have allowed licensed cardrooms to
conduct sports wagering. See 2638-S.E AMS RIVE JOSU 302, 66th
Leg., 2020 Reg. Sess. (Wash. 2020). These proposals were not adopted.
Id.
MAVERICK GAMING LLC V. USA 13
casinos. 5 The legislature ultimately decided against
allowing private entities to offer sports betting, explaining:
It has long been the policy of this state to
prohibit all forms and means of gambling
except where carefully and specifically
authorized and regulated. The legislature
intends to further this policy by authorizing
sports wagering on a very limited basis by
restricting it to tribal casinos in the state of
Washington. Tribes have more than twenty
years’ experience with, and a proven track
record of, successfully operating and
regulating gaming facilities in accordance
with tribal gaming compacts. Tribal casinos
can operate sports wagering pursuant to these
tribal gaming compacts, offering the benefits
of the same highly regulated environment to
sports wagering.
2020 Wash. Sess. Laws ch. 127, § 1. In 2021 and 2022, the
legislature again rejected bills that would have made it legal
to offer sports betting at cardrooms and racetracks. 6 Since
5
Maverick’s Chief Executive Officer, Eric Persson, and several other
representatives of the company testified before the House Committee on
Gaming & Commerce in opposition to H.B. 2638. See H.B. Rep. 2638,
66th Leg., 2020 Reg. Sess., at 6–7, 8–9 (Wash. 2020). Summarizing this
testimony, the House Bill Report explains that those who opposed the
bill argued that private cardrooms should be allowed to offer sports
betting because “[l]icensed card rooms are heavily regulated, just as
tribal gaming is,” id. at 6, and allowing only tribal casinos to offer sports
betting “creates an unfair playing field,” id. at 8.
6
See S.B. 5212, 67th Leg., Reg. Sess. (Wash. 2021); H.B. 1674, 67th
Leg., Reg. Sess. (Wash. 2022).
14 MAVERICK GAMING LLC V. USA
then, twenty of Washington’s federally recognized tribes
have received the Secretary’s approval for compact
amendments allowing sports wagering on their land. 7
C. Shoalwater Bay Indian Tribe’s History
The Shoalwater Bay Indian Tribe is a federally
recognized Indian tribe located on the Shoalwater Bay
Indian Reservation (“Reservation”) in rural western
Washington. 8 Like the other twenty-eight federally
recognized tribes in Washington today, the Tribe has
reached agreement with the State on a gaming compact that
allows it to offer class III gaming on its land. 9
Despite ultimately reaching agreement on a gaming
compact with the State, the Tribe’s relationship with the
State is best characterized as adversarial. In 1998, after
several years of the Tribe’s efforts to negotiate a gaming
compact, and the State’s refusal to do so, the Tribe began
operating 108 gambling machines at the Reservation’s
casino over the objection of the State and without a compact.
See United States v. Shoalwater Bay Indian Tribe, 205 F.3d
1353, 1999 WL 1269343, at *1 (9th Cir. 1999). In response,
the United States filed an in rem forfeiture action and seized
the Tribe’s gambling machines. Id. Undeterred, the Tribe
installed a different type of gaming machine on tribal
property the following year. Further enforcement action
followed. The National Indian Gaming Commission issued
a Notice of Violation and Order of Closure, which accused
7
Wash. State Gambling Comm’n, supra note 1.
8
See Indian Entities Recognized by and Eligible to Receive Services
from the United States Bureau of Indian Affairs, 88 Fed. Reg. 2112, 2114
(Jan. 12, 2023).
9
See Indian Gaming, 67 Fed. Reg. 68152-02 (Nov. 8, 2002).
MAVERICK GAMING LLC V. USA 15
the Tribe of violating IGRA by conducting class III gaming
activities on its land without a tribal-state compact. The
conflict persisted until the United States Department of the
Interior’s Office of Hearings and Appeals enjoined the
National Indian Gaming Commission from taking further
enforcement action against the Tribe in 2002, at which point
the Tribe and the State were able to reach an agreement,
negotiating and entering into a gaming compact that became
effective with the Secretary’s approval in November 2002. 10
The Tribe has since negotiated and received the
Secretary’s approval for three amendments to its compact.11
The most recent amendment, effective September 15, 2021,
authorizes the Tribe to offer sports gambling. 12
Today, the Reservation’s casino and restaurant are
operated by Willapa Bay Enterprises, and help to sustain the
Tribe’s economic well-being. Incorporated by the Tribe in
2007, Willapa Bay Enterprises employs 120 individuals,
approximately thirty percent of whom are tribal members,
tribal spouses, or the immediate family members of tribal
members. The casino serves as a gathering place for the
Tribe and its surrounding community and is a source of pride
for the Tribe’s members.
10
See Indian Gaming, 67 Fed. Reg. 68152, 68152-02 (Nov. 8, 2002).
11
See Indian Gaming, 72 Fed. Reg. 30392-01, 30392 (May 31, 2007);
Indian Gaming, 80 Fed. Reg. 31918-02, 31918 (June 4, 2015); Indian
Gaming, Approval of Tribal-State Class III Gaming Compact in the State
of Washington, 86 Fed. Reg. 51373-01, 51373 (Sept. 15, 2021).
12
See Indian Gaming; Approval of Tribal-State Class III Gaming
Compact in the State of Washington, 86 Fed. Reg. 51373-01, 51373
(Sept. 15, 2021).
16 MAVERICK GAMING LLC V. USA
II. PROCEDURAL BACKGROUND
After failing to persuade Washington officials to enact
legislation that would allow sports betting at its cardrooms,
Maverick decided to try a new strategy. On January 11,
2022, Maverick sued the various federal officials
(collectively, “Federal Defendants”) and Washington state
officials (collectively, “State Defendants”) responsible for
the creation, approval, and administration of the Washington
tribes’ gaming compacts and sports betting compact
amendments in the United States District Court for the
District of Columbia. The complaint did not name any of
Washington’s twenty-nine federally recognized tribes as
defendants.
Maverick’s complaint alleged three claims. The first
claim, against the Federal Defendants under the
Administrative Procedure Act (“APA”), alleged that the
Secretary’s approval of the Washington tribes’ sports betting
compact amendments violated IGRA, the Equal Protection
Clause of the U.S. Constitution, and the anticommandeering
principle of the Tenth Amendment (“APA claim”).
Maverick sought declaratory relief to that effect, as well as a
declaration that the Tribes’ sports gaming violated IGRA
and sought vacatur of the Secretary’s approval of the sports
betting amendments.
Maverick’s second claim against the State Defendants,
brought under 42 U.S.C. § 1983, equitable principles, and
the Declaratory Judgment Act, alleged that the state
officials’ execution and administration of the tribal-state
compacts and the sports betting amendments violated IGRA
and related federal statutes, the Equal Protection Clause, and
the anticommandeering principle of the Tenth Amendment
(“Equal Protection claim”). Maverick again sought
MAVERICK GAMING LLC V. USA 17
declaratory relief to that effect. Maverick also sought an
injunction prohibiting members of the Washington State
Gambling Commission from continuing to administer the
compacts and sports betting amendments and the governor
of Washington from entering into any new compacts.
In its third claim, also against the State Defendants under
42 U.S.C. § 1983, equitable principles, and the Declaratory
Judgment Act, Maverick alleged that the state’s exemption
of the tribes from its criminal prohibition on most forms of
class III gaming violated the Constitution’s guarantee of
equal protection (“Criminal Prohibition claim”). Again,
Maverick sought declaratory relief to that effect, and an
injunction prohibiting the State Defendants from enforcing
those criminal laws against Maverick. 13
On February 24, 2022, the State Defendants moved to
transfer venue to the Western District of Washington based
on the D.C. District Court’s lack of personal jurisdiction
over them and in the interests of justice and convenience. In
response, Maverick moved for leave to amend its complaint
to drop the State Defendants as defendants, even though it
maintained its challenge to the Washington laws. In
opposition, the State Defendants argued that they were
required parties under Federal Rule of Civil Procedure 19(a).
Without ruling on the motion for leave to file the amended
complaint, the D.C. District Court granted the State
Defendants’ motion to transfer the case to the Western
District of Washington on April 28, 2022. Maverick then
filed its First Amended Complaint, which retained the State
Defendants and stated identical claims as its first complaint.
13
On each claim, Maverick also sought an award of nominal damages
and reasonable costs (including attorney’s fees).
18 MAVERICK GAMING LLC V. USA
Shortly thereafter, the Tribe moved to intervene for the
limited purpose of filing a motion to dismiss under Federal
Rule of Civil Procedure 12(b)(7) contending that it is a
required party under Federal Rule of Civil Procedure 19.
The district court granted the Tribe’s motion to intervene on
September 29, 2022, and four days later the Tribe moved to
dismiss the First Amended Complaint. Both the Federal
Defendants and the State Defendants supported the Tribe’s
motion.
The district court granted the Tribe’s motion to dismiss,
ruling that the Tribe is a required party under Rule 19(a).
Because of “the long history of tribal gaming and associated
employment benefits for the tribes and the surrounding
community” the district court found that Maverick’s suit
may impair the Tribe’s legally protected interest in “the
economic and sovereign rights” conferred by its gaming
compact. The district court rejected Maverick’s argument
that existing parties to the suit could adequately represent
these interests in the Tribe’s absence, explaining that, under
Diné Citizens Against Ruining Our Environment v. Bureau
of Indian Affairs, 932 F.3d 843 (9th Cir. 2019) and its
progeny, the Federal Defendants’ interests in defending their
approval of the sports betting compact amendments “clearly
diverge” from the Tribe’s sovereign interest in the continued
operation of class III gaming.
Next, because the Tribe had not waived its sovereign
immunity by intervening for the limited purpose of asserting
that it was a required party under Federal Rule of Civil
Procedure 19(a), the district court concluded that the Tribe
could not feasibly be joined in the litigation. The district
court weighed the equitable factors to be considered when
determining whether “in equity and good conscience,” Fed.
R. Civ. P. 19(b), the action should proceed or be dismissed,
MAVERICK GAMING LLC V. USA 19
and concluded that dismissal was required. The district court
noted the “‘wall of circuit authority’ requiring dismissal
when a Native American tribe cannot be joined due to its
assertion of tribal sovereign immunity.” Klamath Irrigation
Dist. v. U.S. Bureau of Reclamation, 48 F.4th 934, 947 (9th
Cir. 2022) (quoting Deschutes River All. v. Portland Gen.
Elec. Co., 1 F.4th 1153, 1163 (9th Cir. 2021)).
Finally, the district court concluded that the threat posed
by Maverick’s suit to the Tribe’s “legal entitlements is
sufficient such that the public rights exception,” which
applies in cases filed to vindicate a public right, did not relax
the joinder rules here. The court noted its doubt that this case
was brought in the public interest given Maverick’s detailed
statements in the complaint explaining how “invalidation of
the tribal compacts would increase Maverick’s commercial
revenue.”
III. STANDARD OF REVIEW
“We review a district court’s decision to dismiss a case
for failure to join a required party under Rule 19 for abuse of
discretion, and we review any legal questions underlying
that decision de novo.” Klamath Irrigation, 48 F.4th at 943.
We review de novo issues of tribal sovereign immunity.
Jamul Action Comm. v. Simermeyer, 974 F.3d 984, 991 (9th
Cir. 2020).
IV. DISCUSSION
A party may move for dismissal of a complaint under
Federal Rule of Civil Procedure 12(b)(7) for “failure to join
a party under Rule 19.” Fed. R. Civ. P. 12(b)(7). Rule 19
sets forth a three-step inquiry. First, we determine whether
the absent party is “required” under Rule 19(a). Klamath
Irrigation, 48 F.4th at 943. If the absent party is required,
20 MAVERICK GAMING LLC V. USA
we then “determine whether joinder of that party is feasible.”
Id. If joinder is infeasible, we must then “determine
whether, in equity and good conscience, the action should
proceed among the existing parties or should be dismissed.”
Id. (quoting Fed. R. Civ. P. 19(b)).
A. The Shoalwater Bay Indian Tribe is a required party.
We must first determine whether the Tribe is a “required
party” under Federal Rule of Civil Procedure 19(a). A party
is required if:
(A) in that person’s absence, the court cannot
accord complete relief among existing
parties; or
(B) that person claims an interest relating to
the subject of the action and is so situated
that disposing of the action in the
person’s absence may:
(i) as a practical matter impair or impede
the person’s ability to protect the
interest; or
(ii) leave an existing party subject to a
substantial risk of incurring double,
multiple, or otherwise inconsistent
obligations because of the interest.
Fed. R. Civ. P. 19(a)(1). The district court concluded that
the Tribe is a required party under Rule 19(a)(1)(B)(i)
because the Tribe has a legally protected interest in the
lawsuit that may be impaired or impeded in the Tribe’s
absence. We agree.
MAVERICK GAMING LLC V. USA 21
1.
“To come within the bounds of Rule 19(a)(1)(B)(i), the
interest of the absent party must be a legally protected
interest and not merely some stake in the outcome of the
litigation.” Jamul Action Comm., 974 F.3d at 996. This
interest “must be ‘more than a financial stake.’” Diné
Citizens, 932 F.3d at 852 (quoting Makah Indian Tribe v.
Verity, 910 F.2d 555, 558 (9th Cir. 1990)). For example, “an
interest that arises from terms in bargained contracts may be
protected, but such an interest must be substantial.” Id.
(quoting Cachil Dehe Band of Mintun Indians of the Colusa
Indian Cmty. v. California (Colusa), 547 F.3d 962, 970 (9th
Cir. 2008)) (quotation marks and alterations omitted).
However, “[t]here is no precise formula for determining
whether a particular nonparty should be joined under Rule
19(a),” Bakia v. Los Angeles Cnty., 687 F.2d 299, 301 (9th
Cir. 1982) (per curiam), and “we have emphasized the
‘practical’ and ‘fact-specific’ nature of the inquiry,” Colusa,
547 F.3d at 970 (quoting Makah, 910 F.2d at 558).
The district court correctly concluded that, because of
the importance of tribal gaming compacts and the revenue
that these compacts provide to Washington’s federally
recognized tribes, as well as the long history of tribal gaming
and its associated benefits for the tribes and their
surrounding communities, Maverick’s suit implicates the
Tribe’s legally protected economic and sovereign interests.
Maverick does not contest this conclusion. In fact, Maverick
concedes that the Tribe has a legitimate interest in the
legality of its gaming compact and sports betting
amendment. Therefore, because Maverick’s APA and equal
protection claims seek relief that would result in the
invalidation of the Tribe’s gaming compact and sports
betting amendment, Maverick does not dispute that the Tribe
22 MAVERICK GAMING LLC V. USA
has a legally protected interest in the first and second claims
in the First Amended Complaint challenging the Secretary’s
approval and the State Defendants’ administration of the
compact and amendment.
Straying from the text of the complaint and its argument
below, which focuses on the Tribe’s exemption from
Washington’s criminal laws prohibiting class III gaming,
Maverick now contends that the Tribe has no legally
protected interest in the Criminal Prohibition claim. This
issue is not preserved for appellate review because it was not
“raised sufficiently for the trial court to rule on it.”
Cornhusker Cas. Ins. Co. v. Kachman, 553 F.3d 1187, 1192
(9th Cir. 2009) (quoting In re E.R. Fegert, 887 F.2d 955, 957
(9th Cir. 1989)). Maverick states “in passing,” Brownfield
v. City of Yakima, 612 F.3d 1140, 1149 n.4 (9th Cir. 2010),
that the district court “could redress Maverick’s injuries by
simply enjoining the State defendants from enforcing
[Washington’s criminal laws prohibiting class III gaming]
against Maverick.” This statement is far removed from a
specific and distinct argument that the Criminal Prohibition
claim “does not threaten the Tribe’s compact or its gaming
activities at all.” See id. Our court generally “will not hear
an issue raised for the first time on appeal,” Whittaker Corp.
v. Execuair Corp., 953 F.2d 510, 515 (9th Cir. 1992), and we
decline to do so here.
2.
Maverick also argues that the Tribe’s interest will not be
impaired or impeded because the Federal Defendants can
MAVERICK GAMING LLC V. USA 23
adequately represent the Tribe’s interests in this litigation.14
“As a practical matter, an absent party’s ability to protect its
interest will not be impaired by its absence from the suit
where its interest will be adequately represented by existing
parties to the suit.” Alto v. Black, 738 F.3d 1111, 1127 (9th
Cir. 2013) (quoting Washington v. Daley, 173 F.3d 1158,
1167 (9th Cir. 1999)). We have held that
whether an existing party may adequately
represent an absent required party’s interests
depends on three factors: (1) whether the
interests of a present party to the suit are such
that it will undoubtedly make all of the absent
party’s arguments; (2) whether the party is
capable of and willing to make such
arguments; and (3) whether the absent party
would offer any necessary element to the
proceedings that the present parties would
neglect.
Klamath Irrigation, 48 F.4th at 944 (quoting Diné Citizens,
932 F.3d at 852) (internal quotation marks omitted). The
complaint states only the APA claim against the Federal
Defendants; only the State Defendants are named in the
second and third claims. The district court did not abuse its
discretion in finding that, under Diné Citizens and Klamath
14
Maverick concedes that State Defendants cannot adequately represent
the Tribe’s interests in this case. See Am. Greyhound Racing, 305 F.3d
at 1023 n.5.
24 MAVERICK GAMING LLC V. USA
Irrigation, the Federal Defendants will not be able to
adequately represent the Tribe’s interest here. 15
In Diné Citizens, a coalition of tribal, regional, and
national conservation organizations sued the U.S.
Department of the Interior challenging its reauthorization of
coal mining activities on land reserved to the Navajo Nation.
932 F.3d at 847. The plaintiffs challenged the agency’s
approval of renewals to leases and mining permits possessed
by the Navajo Transitional Energy Company (“NTEC”), a
corporation wholly owned by the Navajo Nation, on the
grounds that the agency’s action violated the requirements
of the Endangered Species Act (“ESA”) and National
Environmental Policy Act (“NEPA”). Id. at 847, 849–50.
There, like here, NTEC intervened for the limited purpose of
filing a motion to dismiss under Rule 12(b)(7) for failure to
a join a party required under Rule 19 based on NTCE’s and
the Navajo Nation’s sovereign immunity. Id. at 850.
Affirming the district court’s dismissal, we rejected the
plaintiffs’ argument that the federal government could
adequately represent the tribe’s interests. We reasoned that,
“[a]lthough Federal Defendants have an interest in
defending their decisions, their overriding interest . . . must
be in complying with environmental laws.” Id. at 855. We
determined that “[t]his interest differs in a meaningful sense
from NTEC’s and the Navajo Nation’s sovereign interest in
ensuring that the Mine and Power Plant continue to operate
and provide profits to the Navajo Nation.” Id. We
15
Both parties parse the complaint to argue that the Federal Defendants
can or cannot adequately defend the Tribe’s interest in this action. But
this analysis is besides the point because Maverick’s concessions below
require us to assume that if Maverick prevails on any one of its claims
for relief the Tribe’s economic and sovereign interests may be impaired.
MAVERICK GAMING LLC V. USA 25
explained that a judicial holding that “these statutes required
something other than what Federal Defendants have
interpreted them to require could similarly change Federal
Defendants’ planned actions, affecting the lease, rights-of-
way, and permits at stake,” and therefore the “Federal
Defendants’ interest might diverge from that of NTEC.” Id.
Three years later in Klamath Irrigation, plaintiffs sued
the federal Bureau of Reclamation (“Reclamation”) to
challenge the agency’s operating procedures for the
distribution of water in the Klamath Water Basin. 48 F.4th
at 938. In adopting these procedures, Reclamation had “the
‘nearly impossible’ task of balancing multiple competing
interests,” including the interests of the irrigation district
members, the requirements of the ESA, and the federal
reserved water and fishing rights of the non-party tribes. Id.
at 940–41. Again, as here, the absent tribes moved to
intervene, and then immediately “moved to dismiss . . . under
Federal Rule of Civil Procedure 12(b)(7) for failure to join a
required party under Federal Rule of Civil Procedure 19,
arguing that tribal sovereign immunity barred their joinder.”
Id. at 942.
We held that Reclamation could not adequately represent
the absent tribes’ water and fishing rights. Id. at 944–45.
Applying Diné Citizens, we explained that although the
federal agency and the absent tribes “share an interest in the
ultimate outcome of this case, our precedent underscores that
such alignment on the ultimate outcome is insufficient for us
to hold that the government is an adequate representative of
the tribes.” Id. at 945. Rather, because “[t]he Tribes’
primary interest is in ensuring the continued fulfillment of
their reserved water and fishing rights, while Reclamation’s
primary interest is in defending its [action] taken pursuant to
the ESA and APA,” their interests were “not so aligned as to
26 MAVERICK GAMING LLC V. USA
make Reclamation an adequate representative of the Tribes.”
Id. at 944–45.
We agree with the district court that under Diné Citizens
and Klamath Irrigation, the Federal Defendants cannot
adequately represent the Tribe’s interests here. The federal
government and the Tribe undoubtedly “share an interest in
the ultimate outcome of this case”—they both seek to defend
the Secretary’s approval of the compacts and sports betting
compact amendments. Id. at 945. But they “share an interest
in the ultimate outcome of this case for very different
reasons.” Id. As the district court explained, “though the
federal government maintains an interest in defending its
own analysis that formed the basis of its decision to approve
the sports-betting compact amendments, it does not share an
interest in the outcome of the continued approval of the
sports-betting compact amendments—the continued
operation of sports-betting at tribal casinos.” In contrast, the
Tribe is interested in defending the approval of the compacts
and compact amendments to ensure the continued operation
of sports betting and other class III gaming on its land.
Whereas the Federal Defendants’ “interests in this litigation
begin and end with” defending the compacts, “for the Tribe,
the stakes of this litigation extend beyond the fate of the
[compact] and implicate sovereign interests in self-
governance.” Deschutes River All., 1 F.4th at 1163.
Because the federal government’s interest in this litigation is
meaningfully distinct from the Tribe’s, the Federal
Defendants cannot serve as an adequate representative of the
Tribe.
Maverick attempts to distinguish Diné Citizens and
Klamath Irrigation by arguing that they were challenges to
the federal agency enforcement of statutes and regulations
other than IGRA, which were not intended to benefit tribal
MAVERICK GAMING LLC V. USA 27
interests. So in Diné Citizens we found that “[a]lthough
Federal Defendants have an interest in defending their
decisions, their overriding interest . . . must be in complying
with environmental laws.” Diné Citizens, 932 F.3d at 855.
And similarly, in Klamath Irrigation we concluded that
“Reclamation has the ‘nearly impossible’ task of balancing
multiple competing interests in the Klamath Basin,” only
one of which was the tribes’ federal reserved water and
fishing rights. Klamath Irrigation, 48 F.4th at 940. By
contrast, Maverick argues, IGRA was created “to provide a
statutory basis for the operation of gaming by Indian tribes
as a means of promoting tribal economic development, self-
sufficiency, and strong tribal governments,” 25 U.S.C.
§ 2702(1), and requires the Secretary to disapprove any
compact that violates “the trust obligations of the United
States to Indians,” 25 U.S.C. § 2710(d)(8)(B)(iii). Maverick
contends that by defending the Tribe’s compact with
Washington, the Federal Defendants express their belief that
the compact benefits the Tribe, and thus the Tribe’s and
federal government’s interests are aligned. But we do not
think the analysis so simple. The Secretary of the Interior
does not consider the tribes’ interests exclusively when
tasked with approving or disapproving a compact that has
been reached between a state and a tribe. IGRA requires the
Secretary to disapprove any compact that violates “any other
provision of Federal law that does not relate to jurisdiction
over gaming on Indian lands.” 25 U.S.C.
§ 2710(d)(8)(B)(ii). Thus, in the event of a conflict between
the Tribe’s interest in class III gaming and any other
provision of federal law, IGRA requires the federal
government to consider, and possibly prioritize, the federal
28 MAVERICK GAMING LLC V. USA
law over the Tribe’s interest, just as in Diné Citizens and
Klamath Irrigation.16
Maverick also relies upon Alto and Southwest Center for
Biological Diversity v. Babbitt, 150 F.3d 1152 (9th Cir.
1998) (per curiam) to argue that the Federal Defendants can
serve as an adequate representative of the Tribe. But these
cases are inapposite. In Alto, we held that the Bureau of
Indian Affairs could adequately represent the absent tribe’s
interest in limiting tribal enrollment to qualified individuals
where “the tribe’s own governing documents vest[ed] the
United States Department of Interior, Bureau of Indian
Affairs (“BIA”), with ultimate authority over membership
decisions.” 738 F.3d at 1115. We also distinguished Alto in
Diné Citizens on this basis, explaining that “the tribe had
specifically granted BIA final decisionmaking authority
over tribal membership issues, making it more plausible that
the government would represent the tribe’s interest—or that
the government’s interest and the tribe’s interest had become
one and the same.” Diné Citizens, 932 F.3d at 855.
Similarly, in Southwest Center, environmental
organizations brought an action under the ESA and NEPA to
16
Maverick also asserts that Diné Citizens is distinguishable because
some of the plaintiffs were tribal conservationist organizations, and thus
there were tribal interests on both sides of the issue. We have indeed
often found that the federal government cannot adequately represent an
absent tribe’s interests when there are other tribes acting as plaintiffs in
the same suit. See Makah, 910 F.2d at 559; Confederated Tribes of
Chehalis Indian Rsrv. v. Lujan, 928 F.2d 1496, 1500 (9th Cir. 1991)
(“[T]he United States cannot adequately represent the [absent tribe’s]
interest without compromising the trust obligations owed to the plaintiff
tribes.”). But that the plaintiff coalition in Diné Citizens included tribal
organizations did not factor into the adequate representation analysis
there. See Diné Citizens, 932 F.3d at 853–56.
MAVERICK GAMING LLC V. USA 29
enjoin the federal government’s use of a newly built water
storage facility until a further environmental study was
performed. 150 F.3d at 1153. We found that a non-party
tribe had “an interest in the [facility] becoming available for
use as soon as possible,” and that “an injunction would
impair” that interest. Id. However, we concluded that the
federal government was an adequate representative of the
tribe because the federal government and the tribe “share[d]
a strong interest in defeating [the plaintiff’s] suit on the
merits and ensuring that the [water storage facility] is
available for use as soon as possible.” Id. at 1154 (emphasis
added). The government and the absent tribe did not just
share the same interest in the outcome of the litigation, but
they also shared the same reason for that desired outcome—
imminent use of the water storage facility.
Here, in contrast, although the Federal Defendants and
Tribe share an interest in defending the Secretary’s approval
of the gaming compacts and sports betting amendments, the
Federal Defendants do not share the Tribe’s sovereign and
economic interests in protecting and furthering its class III
gaming operations. Maverick contends that this is an
improper formulation of the adequate representation inquiry.
According to Maverick, so long as there is no conflict of
interest between the government and the Tribe, the federal
government can adequately represent an absent tribe’s
interests. Maverick relies upon Washington v. Daley for this
proposition. However, neither Daley, nor any other
precedent cited by Maverick, stands for the proposition that
whether the government can adequality represent a tribe’s
interests turns solely on whether there is a present conflict of
interest between the government and the tribe. Rather, we
have consistently examined (1) “whether the interests of a
present party to the suit are such that it will undoubtedly
30 MAVERICK GAMING LLC V. USA
make all of the absent party’s arguments; [(2)] whether the
party is capable of and willing to make such arguments; and
[(3)] whether the absent party would offer any necessary
element to the proceedings that the present parties would
neglect.” Shermoen v. United States, 982 F.2d 1312, 1318
(9th Cir. 1992) (quoting Cnty. of Fresno v. Andrus, 622 F.2d
463, 439 (9th Cir. 1980)) (internal quotations omitted);
Southwest Center, 150 F.3d at 1153–54 (quoting Shermoen,
982 F.2d at 1318); Daley, 173 F.3d at 1167 (same); Alto, 738
F.3d 1127–28 (same). In the process of this examination
some of our older Rule 19 cases have made the statement
that “[t]he United States can adequately represent an Indian
tribe unless there exists a conflict of interest between the
United States and the tribe.” Southwest Center, 150 F.3d at
1154; see also Daley, 173 F.3d at 1167. But it is evident
from reading the entire content, the statements form just a
piece of the analysis, and do not represent a standalone rule.
Southwest Center, 150 F.3d at 1154 (“The federal
government and [the tribe] share a strong interest in
defeating [the] suit on the merits”); see also Daley, 173 F.3d
at 1167–68 (“[T]he Secretary and the Tribes have virtually
identical interests in this regard.”); Makah, 910 F.2d at 558
(“The inquiry is a practical one[,] fact specific, and is
designed to avoid the harsh results of rigid application.”)
(internal citation omitted).
The Tribe contends that the federal government cannot
be expected to assert an important legal argument that the
Tribe would raise: That under our precedent, the Tribe can
lawfully offer class III gaming even without a compact. 17 In
17
We offer no view as to the merits of this claim, but simply recognize
that the Tribe has identified at least one argument that it would make that
the Federal Defendants could not make on its behalf, as this argument is
MAVERICK GAMING LLC V. USA 31
response, Maverick contends that it is irrelevant whether the
Federal Defendants would be willing to make this argument,
because the question of whether the Tribe can offer class III
gaming without a compact would become pertinent, if ever,
only after Maverick succeeded in invalidating those
compacts in this current litigation. But Maverick’s view
cannot be reconciled with Diné Citizens, which explained
that the federal government could not adequately represent
the tribe’s interest because the “Federal Defendants’ interest
might diverge from that of” the Tribe if the district court
decided that “the federal agencies’ analyses underlying the
approval was flawed.” Diné Citizens, 932 F.3d at 855
(emphasis added).
And, contrary to Maverick’s statements otherwise, a
conflict between the Tribe’s and the federal government’s
interests exists in this case. Although today the Tribe and
the State of Washington have a valid gaming compact
pursuant to which the Tribe successfully operates its casino,
that was not always the case. When Washington refused to
negotiate a compact with the Tribe in the late 1990s, the
federal government filed an in rem action against the Tribe,
seized the Tribe’s gambling machines, and issued a Notice
of Violation and Order of Closure against the Tribe. At that
time, the federal government relied on IGRA’s requirement
that the Tribe have a valid gaming compact in effect to
prevent the Tribe from offering class III gaming. In light of
the federal government’s documented history of adverse
action toward the Tribe in litigation over the Tribe’s gaming
contrary to federal law. See 25 U.S.C. § 2710(d)(1)(C) (“Class III
gaming activities shall be lawful on Indian lands only if such activities
are . . . conducted in conformance with a Tribal-State compact . . . that
is in effect.”).
32 MAVERICK GAMING LLC V. USA
operations, we agree with the district court that this case
presents “actual, not hypothetical or unknown conflicts”
between the federal government and Tribe. Cf. Klamath
Irrigation, 48 F.4th at 945 (The fact that “the Tribes are in
active litigation over the degree to which [the federal
government] is willing to protect the Tribes’ interests in
several species of fish . . . increases the likelihood that [the
government] would not ‘undoubtedly’ make all of the same
arguments that the Tribes would make in this case.”).
Therefore, even though IGRA was created to promote
tribal interests and codifies the federal government’s trust
obligation to the tribes, the federal government’s interest
will not always align with the interests of the tribes. That is
because, just like in Diné Citizens and Klamath Irrigation,
the federal government’s “overriding interest . . . must be in
complying with [federal] laws,” which “differs in a
meaningful sense from [the Tribe’s] sovereign interest in
ensuring that [sports betting and other class III gaming]
continue to operate and provide profits to the [Tribe].” See
Diné Citizens, 932 F.3d at 855. In light of these divergent
interests, the district court did not abuse its discretion in
finding that the Federal Defendants cannot adequately
represent the Tribe in this case.
B. The Shoalwater Bay Indian Tribe cannot feasibly be
joined to this litigation.
Next, we determine whether the Tribe can feasibly be
joined to the litigation. See Diné Citizens, 932 F.3d at 856.
Because the Tribe enjoys sovereign immunity, we hold that
it cannot.
“Indian tribes are ‘domestic dependent nations’ that
exercise inherent sovereign authority over their members
and territories.” Jamul Action Comm., 974 F.3d at 991
MAVERICK GAMING LLC V. USA 33
(quoting Okla. Tax Comm’n v. Citizen Band Potawatomi
Indian Tribe of Okla., 498 U.S. 505, 509 (1991)). “Among
the core aspects of sovereignty that tribes possess is the
common law immunity from suit traditionally enjoyed by
sovereign powers.” Bodi v. Shingle Springs Band of Miwok
Indians, 832 F.3d 1011, 1016 (9th Cir. 2016) (internal
quotation marks and alterations omitted). Although a tribe
may waive this immunity, such waiver “cannot be implied
but must be unequivocally expressed.” Id. (quoting Santa
Clara Pueblo v. Martinez, 436 U.S. 49, 58 (1978)).
Here, the Tribe has unequivocally expressed its intent to
not waive its immunity. When the Tribe filed its motion for
limited intervention in the district court, it included the
following language:
For avoidance of doubt, by intervening in this
action for the limited purpose of moving to
dismiss under Rules 12(b)(7) and 19, the
Tribe does not waive, and reserves in full, its
sovereign immunity. Nothing herein shall be
construed as waiver, in whole or in part, of
the Tribe’s immunity, or as the Tribe’s
consent to be sued, and the legal counsel for
the Tribe, undersigned, lack authority to
waive the Tribe’s immunity or consent to the
jurisdiction of this Court.
The Tribe’s Chairwoman, Charlene Nelson, also submitted
a declaration with the motion for limited intervention that
explained that the Tribal Council had not waived its
sovereign immunity in this matter nor authorized any of the
Tribe’s representatives, including its legal counsel, to do so.
34 MAVERICK GAMING LLC V. USA
The Tribe reiterated this same position in its motion to
dismiss.
Maverick nevertheless argues that the Tribe waived its
sovereign immunity by voluntarily intervening in this suit.
We disagree. It is well-established that a tribe’s voluntary
participation in litigation for a limited purpose does not
constitute a blanket waiver of immunity from suit in general.
Rather, “[t]he scope of the waiver depends on the particular
circumstances, including the tribe’s actions and statements
as well as the nature and bounds of the dispute that the tribe
put before the court.” Quinault Indian Nation v. Pearson for
Est. of Comenout, 868 F.3d 1093, 1097 (9th Cir. 2017). That
is why a “tribe’s participation in litigation does not constitute
consent to counterclaims asserted by the defendants in those
actions,” McClendon v. United States, 885 F.2d 627, 630
(9th Cir. 1989); Potawatomi, 498 U.S. at 509–10 (holding
that a tribe does not waive its immunity to compulsory
counterclaims by voluntarily filing suit), and why “a tribe’s
voluntary participation in administrative proceedings does
not waive its immunity in a subsequent court action filed by
another party seeking review of the agency proceedings,”
Bodi, 832 F.3d at 1017; Quileute Indian Tribe v. Babbitt, 18
F.3d 1456, 1460 (9th Cir. 1994) (finding that the tribe’s
“voluntary participation [in an administrative action] is not
the express and unequivocal waiver of tribal immunity that
we require in this circuit”); Kescoli v. Babbitt, 101 F.3d
1304, 1310 (9th Cir. 1996) (holding that tribes “did not
waive their immunity by intervening in [an] administrative
proceeding[]”).
Accordingly, where, as here, a tribe intervenes for the
limited purpose of a motion to dismiss the action because it
is a required party that cannot be joined due to its sovereign
immunity, the court’s jurisdiction is “limited to the issues
MAVERICK GAMING LLC V. USA 35
necessary to decide” that controversy, only. McClendon,
885 F.2d at 630. “[I]t would defy logic” to conclude that
“the Tribe clearly manifested its intent to waive the very
immunity defense that it asserts.” Bodi, 832 F.3d at 1018.
Maverick takes out of context a statement in our decision
in United States v. Oregon, 657 F.2d 1009 (9th Cir. 1981) to
the effect that the tribe’s “intervention” in that particular
case waived its sovereign immunity. In that case, a tribe
intervened in an action to establish and protect its treaty
fishing rights and entered into a consent decree that
“expressly retained [the court’s] continuing jurisdiction in
order to expedite enforcement of its decree.” Id. at 1011.
Over the years, the court exercised its jurisdiction to modify
the consent decree at the behest of the parties. Id. The
district court adopted an agreement by the parties and later
intervenors in an additional court order, which included a
provision stating: “[I]n the event that significant
management problems arise from this agreement that cannot
be resolved by mutual agreement, the parties agree to submit
the issues to federal court for determination. In any event,
the Court shall retain jurisdiction over the case.” Id. at 1011,
1016.
Over a decade later, an action was brought to enforce the
consent decree, and we determined that the tribe waived its
sovereign immunity because it had expressly consented to
suit. Id. at 1014–16. We reasoned that, “[b]y intervening [in
the initial action], the Tribe assumed the risk that its position
would not be accepted, and that the Tribe itself would be
bound by an order it deemed adverse.” Id. at 1015. Indeed,
we found that the tribe had “expressly consented to th[e]
suit” by entering into the conservation agreement, in which
the tribe “agree[d] to submit the issues to federal court for
determination.” Id. at 1016. Thus, the tribe submitted to
36 MAVERICK GAMING LLC V. USA
jurisdiction and engaged in the litigation for eleven years,
and only attempted to assert sovereign immunity when the
outcome appeared likely to favor conservation at the expense
of its fishing rights.
Here, far from the “express[] consent” at issue in
Oregon, the Tribe entered this litigation fully asserting its
rights as a sovereign not subject to the court’s jurisdiction.
See id.
Maverick’s reliance on Lapides v. Board of Regents of
University System of Georgia, 535 U.S. 613 (2002), in which
the Supreme Court found that the State of Georgia’s removal
of a state court lawsuit against it to federal court amounted
to a waiver of its Eleventh Amendment immunity, is also
unavailing. In Bodi, we rejected a plaintiff’s similar
“attempt to extend Lapides from the Eleventh Amendment
context to the tribal immunity context.” 832 F.3d at 1018.
We explained that “States can waive their Eleventh
Amendment immunity through litigation conduct that would
not effect a waiver of tribal sovereign immunity,” and thus
“parallels between the two are of limited utility.” Id. at 1020.
Accordingly, although a State’s removal of a state court case
to federal court may waive its Eleventh Amendment
immunity, a tribe’s removal of a state court action filed
against it to federal court does not waive its sovereign
immunity where the tribe “asserted its immunity defense
promptly upon removal to federal court and neither it, nor
any Defendant, ever voiced an intent to litigate on the
merits.” Id. at 1017. Thus, while there may be
circumstances where a State’s voluntary participation in
litigation waives its Eleventh Amendment immunity, see,
e.g., In re Lazar, 237 F.3d 967, 978 (9th Cir. 2001) (holding
that when a state “files a proof of claim in a bankruptcy
proceeding, the state waives its Eleventh Amendment
MAVERICK GAMING LLC V. USA 37
immunity with regard to the bankruptcy estate’s claims that
arise from the same transaction or occurrence as the state’s
claim”), a tribe does not waive its sovereign immunity
where, as here, it asserted its immunity defense promptly
upon intervention in the suit and only ever voiced an intent
to do precisely that.
The Tribe’s limited intervention for the purpose of filing
a motion to dismiss under Rule 12(b)(7) does not constitute
the “clear and unequivocal waiver that is required for a tribe
to relinquish its immunity from suit.” Bodi, 832 F.3d at
1014. Because the Tribe has not waived its sovereign
immunity, it cannot be feasibly joined in this action.
C. This litigation cannot proceed in equity and good
conscience without the Shoalwater Bay Indian Tribe.
Turning to the final step of the Rule 19 analysis, we must
determine “whether, in equity and good conscience, the
action should proceed among the existing parties or should
be dismissed” under Rule 19(b). Fed. R. Civ. P. 19(b); see
also Diné Citizens, 932 F.3d at 857.
1.
“To determine whether a suit should proceed among the
existing parties where a required party cannot be joined,
courts consider (i) potential prejudice, (ii) possibility to
reduce prejudice, (iii) adequacy of a judgment without the
required party, and (iv) adequacy of a remedy with
dismissal.” Klamath Irrigation, 48 F.4th at 947 (citing Fed.
R. Civ. P. 19(b)). However, “[t]he balancing of equitable
factors under Rule 19(b) almost always favors dismissal
when a tribe cannot be joined due to tribal sovereign
immunity.” Deschutes River All., 1 F.4th at 1163 (quoting
Jamul Action Comm., 974 F.3d at 998). The district court
38 MAVERICK GAMING LLC V. USA
did not abuse its discretion in concluding that a balancing of
these factors requires that it dismiss this action.
The first Rule 19(b) factor, which considers “the extent
to which a judgment rendered in the person’s absence might
prejudice that person or the existing parties,” Fed. R. Civ. P.
19(b)(1), “largely duplicates the consideration that made a
party necessary under Rule 19(a),” Am. Greyhound Racing,
Inc. v. Hull, 305 F.3d 1015, 1025 (9th Cir. 2002). As
discussed, the Tribe has a legitimate and substantial interest
in the legality of its tribal-state gaming compact and its
amendments, an interest that implicates the Tribe’s
sovereign rights and which the federal government cannot
adequately represent on the Tribe’s behalf. See Diné
Citizens, 932 F.3d at 857. Because Maverick’s suit seeks to
invalidate that compact and the sports betting amendment,
the potential prejudice to the Tribe if a judgment were
rendered in its absence “would be enormous.” Am.
Greyhound Racing, Inc., 305 F.3d at 1025. This factor
clearly favors dismissal.
The district court also correctly concluded that the
second factor, “the extent to which any prejudice could be
lessened or avoided by: (A) protective provisions in the
judgment; (B) shaping the relief; or (C) other measures,”
weighs in the Tribe’s favor. Fed. R. Civ. P. 19(b)(2). The
district court found that the relief that Maverick seeks for its
APA and federal equal protection claims cannot be tailored
to lessen the prejudice faced by the Tribe because “Maverick
seeks nothing less than a wholesale revocation of the tribes’
ability to operate casino gaming facilities” through the
invalidation of its tribal-gaming compact. Maverick argues
that, on its Criminal Prohibition claim, the district court
could instead provide relief in the form of an injunction
preventing the State Defendants from enforcing the state’s
MAVERICK GAMING LLC V. USA 39
criminal laws against Maverick, thereby shaping the relief to
avoid invalidation of the tribal-gaming compacts. But even
that relief would impair what Maverick has conceded are the
Tribe’s sovereign and economic interests in gaming
exclusivity.
Maverick also asserts that we could lessen any prejudice
to the Tribe by allowing it to participate instead as an amicus.
But “[a]micus status is not sufficient” to lessen prejudice.
Makah, 910 F.2d at 560 (citing Wichita & Affiliated Tribes
of Okla. v. Hodel, 788 F.2d 765, 775 (D.C. Cir. 1986) (“If
the opportunity to brief an issue as a non-party were enough
to eliminate prejudice, non-joinder would never be a
problem since the court could always allow the non-joinable
party to file amicus briefs.”)).
The third consideration, however, weighs in Maverick’s
favor mitigating against dismissal. This factor evaluates
“whether a judgment rendered in the person’s absence would
be adequate.” Fed. R. Civ. P. 19(b)(3). Despite the varied
and extensive relief sought in the First Amended Complaint,
Maverick now contends that it would be satisfied with
limiting its complaint to its APA claim only and seeking
relief solely in the form of a judgment declaring the
Secretary’s approval of the sports betting compact
amendments invalid. Thus, the question becomes whether a
judgment that invalidates the Secretary’s approval of the
sports betting compact amendments would be adequate as
between Maverick and the Federal Defendants. Under
similar circumstances in Diné Citizens, we found that “[a]
judgment rendered in NTEC’s absence would be adequate
and would not create conflicting obligations, because it is
Federal Defendants’ duty, not NTEC’s, to comply with” the
federal statutes at issue. Diné Citizens, 932 F.3d at 858.
Here, because it is the duty of the Secretary, not the Tribe, to
40 MAVERICK GAMING LLC V. USA
approve the compact amendments under IGRA, a judgment
invalidating that approval would provide adequate relief as
between the Federal Defendants and Maverick.
Finally, we must determine “whether the plaintiff would
have an adequate remedy if the action were dismissed for
nonjoinder.” Fed. R. Civ. P. 19(b)(4). Because there is no
alternative judicial forum in which Maverick could seek the
relief it requests, the district court found that this factor
weighs in favor of Maverick. However, “we have regularly
held that the tribal interest in immunity overcomes the lack
of an alternative remedy or forum for the plaintiffs.” Am.
Greyhound Racing, Inc., 305 F.3d at 1025. Indeed, we have
found “a wall of circuit authority in favor of dismissing
actions in which a necessary party cannot be joined due to
tribal sovereign immunity—virtually all of the cases to
consider the question appear to dismiss under Rule 19,
regardless of whether an alternative remedy is available, if
the absent tribes are Indian tribes invested with sovereign
immunity.” Deschutes River All., 1 F.4th at 1163 (quoting
Diné Citizens, 932 F.3d at 857) (internal quotation marks
and alterations omitted). Thus, even though both the third
and fourth factors weigh in favor of allowing the litigation
to proceed, the district court did not abuse its discretion in
concluding that, in light of the Tribe’s sovereign immunity
and the prejudice the Tribe would suffer if the suit proceeded
in its absence, Maverick’s suit must be dismissed.
2.
Alternatively, Maverick argues that the litigation should
continue in the Tribe’s absence under the public rights
exception. “The public rights exception is a limited
‘exception to traditional joinder rules’ under which a party,
although necessary, will not be deemed ‘indispensable,’ and
MAVERICK GAMING LLC V. USA 41
the litigation may continue in the absence of that party.”
Diné Citizens, 932 F.3d at 858 (citing Conner v. Burford,
848 F.2d 1441, 1459 (9th Cir. 1988)). This exception is
reserved for those circumstances where the litigation both
“transcend[s] the private interests of the litigants and seek[s]
to vindicate a public right,” and does not “destroy the legal
entitlements of the absent parties.” Kescoli, 101 F.3d at
1311 (quoting Connor, 848 F.2d at 1459). Maverick’s
argument that this action comes within the public rights
exception fails on both counts.
First, although Maverick frames its suit as one merely
“seeking to enforce governmental compliance with
administrative and constitutional law,” we have already
rejected this argument in American Greyhound Racing, Inc.
v. Hull, where, as here, the plaintiffs challenged the validity
of tribal-gaming compacts under IGRA. 305 F.3d at 1025–
27. Despite the plaintiffs’ contention “that their action seeks
only to ensure that the Governor acts in accordance with the
state constitution and laws,” we found that their real “interest
[was] in freeing themselves from the competition of Indian
gaming, not in establishing for all the principle of separation
of powers.” Id. at 1026.
The same holds true here. The First Amended Complaint
contains numerous allegations of the competitive harm
Maverick suffers, and hopes to eradicate, by means of this
lawsuit. For example, Maverick alleges that “[b]ecause the
Tribes can offer [class III] games . . . but Maverick cannot,
Maverick suffers competitive injury with tribal casinos,” and
that because Washington’s criminal laws prohibit it from
offering class III gaming, “Maverick cannot establish or
acquire gaming operations in Washington that can
effectively compete with the Tribes’ operations.” To
diminish this competition, Maverick seeks nothing less than
42 MAVERICK GAMING LLC V. USA
the invalidation of the tribal-gaming compacts of all
Washington’s tribes. Just as in American Greyhound
Racing, Maverick’s suit does not “incidentally affect the
gaming tribes in the course of enforcing some public right,”
but is instead “aimed at the tribes and their gaming.” Id. at
1026. Any incidental affect that Maverick’s suit could have
in ensuring “governmental compliance with administrative
and constitutional law” does not transcend Maverick’s
private interest in increasing its own revenue.
Maverick also argues that the district court erred in
finding that its suit seeks to invalidate the Tribe’s
acknowledged legal entitlement, because tribal-state
compacts do not confer private legal rights but rather set the
balance of public regulatory authority among different
sovereigns. Maverick is correct that IGRA, which Congress
enacted in response to the Supreme Court’s ruling in
Cabazon, seeks “to balance the competing sovereign
interests of the federal government, state governments, and
Indian tribes, by giving each a role in the regulatory
scheme.” Chicken Ranch Rancheria, 42 F.4th at 1032
(quoting Pauma Band of Luiseno Mission Indians of Pauma
& Yuima Rsrv. v. California, 813 F.3d 1155, 1160 (9th Cir.
2015)). But that is not the statute’s only, nor even primary,
objective. IGRA’s stated purpose is to “promot[e] tribal
economic development, self-sufficiency, and strong tribal
governments.” 25 U.S.C. § 2702(1). It facilitates these
goals by, for example, requiring that net revenue from tribal
gaming be used for specific sovereign functions. Id.
§ 2710(b)(2)(B), (d)(1)(A)(ii). Although IGRA also seeks
“to provide a statutory basis for the regulation of gaming by
an Indian tribe,” 25 U.S.C. § 2702(2), even those regulatory
objectives are “generally focused on the integrity of the
gaming enterprise itself.” Chicken Ranch Rancheria, 42
MAVERICK GAMING LLC V. USA 43
F.4th at 1031. IGRA’s very purpose is to confer legal
entitlements to the Tribe, and all other federally recognized
Indian tribes, in the form of tribal-state gaming compacts.
And these tribal-gaming compacts are what Maverick seeks
to invalidate.
Even if “some of the interests [Maverick] seek[s] to
vindicate, like the interest in being governed by
constitutional laws, are public rights,” that is not sufficient
where, as here, the litigation poses a threat “to the absent
tribes’ legal entitlements, and indeed to their sovereignty.”
See Shermoen, 982 F.2d at 1319. Because Maverick’s suit
could destroy these legal entitlements, the district court did
not abuse its discretion in determining that the public rights
exception does not apply.
V. CONLUSION
Because the Tribe is a required party that cannot be
joined to the litigation on account of its sovereign immunity,
and because the suit cannot in equity and good conscience
proceed in the Tribe’s absence, we AFFIRM the district
court’s dismissal of Maverick’s First Amended Complaint.
AFFIRMED.
44 MAVERICK GAMING LLC V. USA
MILLER, Circuit Judge, concurring:
Maverick Gaming LLC brought this action against the
United States and various federal and state officials
challenging their actions relating to the regulation of gaming
in Washington State, and, in particular, to a gaming compact
between the State and the Shoalwater Bay Indian Tribe.
Under our precedent, the Tribe is a required party that must
be joined as a defendant. Because the Tribe’s sovereign
immunity prevents it from being joined without its consent,
I agree with the court that Maverick’s action cannot proceed.
Although I join the court’s opinion in full, I write separately
to explain, first, that our precedent on Rule 19 has not
adequately considered the distinctive character of litigation
under the Administrative Procedure Act and, second, that a
competitive injury, by itself, is not enough to make a tribe a
required party.
I
Federal Rule of Civil Procedure 19(a)(1) makes a person
a “required party” who “must be joined” when feasible if
“that person claims an interest relating to the subject of the
action and is so situated that disposing of the action in the
person’s absence may . . . as a practical matter impair or
impede the person’s ability to protect the interest.” Fed. R.
Civ. P. 19(a)(1). Ordinarily, “an absent party’s ability to
protect its interest will not be impaired by its absence from
the suit where its interest will be adequately represented by
existing parties to the suit.” Alto v. Black, 738 F.3d 1111,
1127 (9th Cir. 2013) (quoting Washington v. Daley, 173 F.3d
1158, 1167 (9th Cir. 1999)).
Count one of Maverick’s complaint invokes the APA to
challenge the Secretary of the Interior’s approval of the
MAVERICK GAMING LLC V. USA 45
Tribe’s gaming compact with the State. The Secretary is
fully capable of defending her approval of the compact, and
she has made clear that she is prepared to do so in this
litigation. But under our precedent, that is not enough. In
Diné Citizens Against Ruining Our Environment v. Bureau
of Indian Affairs, we held that a tribe that had been issued a
mining permit was a required party in an APA challenge to
the issuance of the permit. 932 F.3d 843, 856 (9th Cir. 2019).
Even though the Department of the Interior was prepared to
defend its action, we rejected the view that it could
adequately represent the absent tribe’s interest. Instead, we
held that to be an adequate representative, the federal
government must share an interest not only in seeing the
challenged agency action upheld but also in the “outcome,”
or consequences, of upholding that action. Id. at 855. We
applied similar reasoning in Klamath Irrigation District v.
United States Bureau of Reclamation, an APA case in which
we acknowledged that the federal government and the tribes
“share an interest in the ultimate outcome” but nevertheless
concluded that “such alignment on the ultimate outcome is
insufficient for us to hold that the government is an adequate
representative of the tribes” when they shared the same
interest for different reasons. 48 F.4th 934, 945 (9th Cir.
2022).
When an Indian tribe is a required party, it cannot be
joined without its consent because it enjoys sovereign
immunity. See Michigan v. Bay Mills Indian Cmty., 572 U.S.
782, 788 (2014). Under Rule 19, if a required party “cannot
be joined, the court must determine whether, in equity and
good conscience, the action should proceed among the
existing parties or should be dismissed.” Fed. R. Civ. P.
19(b). In practice, when tribal sovereign immunity is
involved, that means that the case must be dismissed: “[W]e
46 MAVERICK GAMING LLC V. USA
have observed that there is a ‘wall of circuit authority’ in
favor of dismissing actions in which a necessary party
cannot be joined due to tribal sovereign immunity—
‘virtually all the cases to consider the question appear to
dismiss under Rule 19, regardless of whether [an alternate]
remedy is available, if the absent parties are Indian tribes
invested with sovereign immunity.’” Diné Citizens, 932 F.3d
at 857 (quoting White v. University of Cal., 765 F.3d 1010,
1028 (9th Cir. 2014)).
Those principles compel affirmance of the dismissal
here. Although Maverick attempts to distinguish our
decisions in Diné Citizens and Klamath Irrigation District, I
agree with the court that its efforts to do so are unpersuasive.
I am not convinced, however, that our precedents on this
issue are correct. In my view, our decisions have not given
adequate weight to the distinctive character of APA
litigation.
In an APA case, the only question to be decided is
whether the agency’s action should be set aside. Because the
agency’s action is judged on the rationale articulated by the
agency itself, the agency is the best party to defend it. See
SEC v. Chenery, 332 U.S. 194, 196 (1947). And the APA
does not authorize relief against any party other than the
agency. See 5 U.S.C. §§ 702, 706. (In this case, count one of
the complaint was phrased overly broadly and purported to
seek relief against the Tribe itself, but Maverick has since
made clear that it does not seek such relief; instead, it seeks
a judgment setting aside the Secretary’s approval of the
compact, which is the only relief authorized by the APA.)
Although a judgment setting aside the agency’s action might
have collateral consequences for non-parties like the Tribe,
it leaves those non-parties no worse off than they would be
had the agency not taken the challenged action in the first
MAVERICK GAMING LLC V. USA 47
place. In other words, an APA lawsuit threatens no interests
beyond the interest in seeing agency action upheld, which
the agency itself can be expected to represent. That is true
even when the non-parties are sovereigns: Whatever legally
protected interest a non-federal sovereign might have in
APA litigation is collateral to the federal government’s
primary interest in seeing its own action upheld.
The required-parties approach of Diné Citizens threatens
to “sound[] the death knell for any judicial review of
executive decisionmaking” in the wide range of cases in
which agency actions implicate the interests of Indian tribes.
Conner v. Burford, 848 F.2d 1441, 1460 (9th Cir. 1988).
That is so because, as noted, we have also held that “equity
and good conscience” virtually always require dismissal in
this context, see Diné Citizens, 932 F.3d at 857–58, and
because we have refused to apply the “public rights”
exception to joinder rules when tribal interests are at stake,
see id. at 858–61. The combined effect of those holdings
“produce[s] an anomalous result”—namely, that “[n]o one,
except [a] Tribe, could seek review of” agency actions
affecting tribal interests. Manygoats v. Kleppe, 558 F.2d
556, 559 (10th Cir. 1977). That result frustrates Congress’s
directive that a person “adversely affected or aggrieved by
agency action . . . is entitled to judicial review thereof.” 5
U.S.C. § 702.
Our decisions in Diné Citizens and Klamath Irrigation
District have created a circuit conflict. The Tenth Circuit has
held that a tribe is not a required party in an APA action
challenging a federal decision to acquire land in trust for the
tribe because “the Secretary’s interest in defending his
determinations is ‘virtually identical’” to the tribe’s interest,
and that even if the tribe were a required party, the lack of
“any alternative forum in which plaintiffs’ claims can be
48 MAVERICK GAMING LLC V. USA
heard” weighs against dismissal. Sac & Fox Nation of
Missouri v. Norton, 240 F.3d 1250, 1259–60 (10th Cir.
2001) (quoting Rishell v. Jane Phillips Episcopal Mem’l
Med. Ctr., 94 F.3d 1407, 1412 (10th Cir. 1996)). Similarly,
the District of Columbia Circuit has held that a tribe is not a
required party to an APA challenge to the Secretary of the
Interior’s plan for allocating funds to tribes. Ramah Navajo
Sch. Bd., Inc. v. Babbitt, 87 F.3d 1338, 1350–52 (D.C. Cir.
1996). In an appropriate case, we should revisit the
application of Rule 19 to APA actions and consider aligning
our decisions with those of other courts of appeals.
II
Required-party status under Rule 19 must be assessed on
a claim-by-claim basis. See Lyon v. Gila River Indian Cmty.,
626 F.3d 1059, 1068 (9th Cir. 2010); Makah Indian Tribe v.
Verity, 910 F.2d 555, 559 (9th Cir. 1990). Our precedent
compels the dismissal of counts one and two of Maverick’s
complaint, but count three calls for a somewhat different
analysis.
Count three seeks a declaration that the State’s
“enforcement of Washington’s criminal laws prohibiting
class III gaming . . . violates the Constitution’s guarantee of
equal protection, and a declaration prohibiting the
Defendants from enforcing those laws against Maverick.” In
other words, Maverick seeks a declaration that it is allowed
to conduct gaming. That claim implicates the Tribe’s
economic interests because the Tribe would suffer
competitive injury if non-tribal entities were allowed to
conduct gaming. But it does not implicate any legally
protected interest of the Tribe, which is what Rule 19
requires. See Diné Citizens, 932 F.3d at 852 (“To satisfy
Rule 19, an interest must be legally protected and must be
MAVERICK GAMING LLC V. USA 49
‘more than a financial stake.’” (quoting Makah Indian Tribe,
910 F.2d at 558)). The Tribe is therefore not a required party
to this count, any more than a tribe that enjoys an exemption
from a state gas tax would be a required party to a suit
challenging the application of the gas tax to others. Cf.
Washington State Dep’t of Licensing v. Cougar Den, Inc.,
586 U.S. 347, 350 (2019).
As the court’s opinion explains, however, Maverick did
not preserve this issue below. To the contrary, the district
court correctly observed that Maverick did not dispute that
the Tribe “has a legally protected interest that could be
impaired by the instant litigation,” without distinguishing
among the different counts of the complaint. I therefore
agree that we must affirm the dismissal of count three along
with the rest of the complaint.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MAVERICK GAMING LLC, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MAVERICK GAMING LLC, No.
02DEPARTMENT OF THE INTERIOR; DEB HAALAND, in her official capacity as Secretary of the Interior; BRYAN NEWLAND, in his official capacity as Assistant Secretary Indian Affairs; JAY INSLEE, in his official capacity as the Governor of Washingto
03USA capacity as Commissioner of the Washington State Gambling Commission; SARAH LAWSON, in her official capacity as Commissioner of the Washington State Gambling Commission; STEVE CONWAY, in his official capacity as ex officio member of the
04USA 3 Appeal from the United States District Court for the Western District of Washington David G.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MAVERICK GAMING LLC, No.
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