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No. 10044953
United States Court of Appeals for the Ninth Circuit
Manuel De Jesus Ortega Melendres v. Russ Skinner
No. 10044953 · Decided August 19, 2024
No. 10044953·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
August 19, 2024
Citation
No. 10044953
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
MANUEL DE JESUS ORTEGA No. 23-15036
MELENDRES; DAVID
RODRIGUEZ; VELIA MERAZ; D.C. No. 2:07-cv-
MANUEL NIETO, Jr.; SOMOS 02513-GMS
AMERICA,
Plaintiffs-Appellees, OPINION
UNITED STATES OF AMERICA,
Intervenor-Plaintiff-
Appellee,
v.
RUSS SKINNER, in his official
capacity as Sheriff of Maricopa
County,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Arizona
G. Murray Snow, Chief District Judge, Presiding
Argued and Submitted March 20, 2024
San Francisco, California
2 MELENDRES V. SKINNER
Filed August 19, 2024
Before: J. Clifford Wallace, Susan P. Graber, and Marsha
S. Berzon, Circuit Judges.
Opinion by Judge Wallace
SUMMARY *
Injunction / Court-Appointed Monitor
The panel affirmed the district court’s amended third
supplemental permanent injunction in plaintiffs’ class action
alleging that the Maricopa County Sheriff’s Office (MCSO)
racially profiled Latino drivers and passengers under the
guise of immigration enforcement.
The district court issued a permanent injunction against
MCSO in 2013, and several months later issued a
supplemental permanent injunction (First Order) appointing
an independent monitor (Monitor) responsible for
monitoring and assessing MCSO’s compliance with the
injunction. In 2016, the district court issued a second
supplemental permanent injunction (Second Order)
requiring the Maricopa County Sheriff and MCSO to reform
MCSO’s internal misconduct investigation procedures. In
2022, the district court issued a third supplemental
permanent injunction (Third Order), finding the Sheriff in
contempt for non-compliance with the Second Order and
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
MELENDRES V. SKINNER 3
setting forth curative measures, including creating a
Constitutional Policing Authority (CPA) and assigning to
the Monitor the CPA’s duties.
The panel held that the district court relied on its inherent
equitable powers rather than Fed. R. Civ. P. 53 in issuing the
Third Order, and therefore Rule 53’s limits, if any, do not
apply.
The panel rejected the Sheriff’s contention that the
district court’s delineation and assignment of the CPA’s
duties to the Monitor violated Article III of the Constitution
and separation of powers principles. First, the district court
acted within the general bounds of its inherent powers. In
certain circumstances, the district court, relying on its
inherent powers, may vest a non-judicial officer with control
over narrow areas of a governmental defendant’s
operations. Second, the panel held that Paragraphs 346, 347,
and 350 of the Third Order do not impermissibly omit a
mechanism for judicial review of the Monitor’s actions
because the First Order provides for adequate judicial
review.
Finally, the panel held that Paragraphs 346, 347, and 350
do not contravene Fed. R. Civ. P. 65’s requirement that an
injunction must state its terms specifically and describe in
reasonable detail the act or acts restrained or required.
4 MELENDRES V. SKINNER
COUNSEL
Amy S. Heath (argued), Covington & Burling LLP, San
Francisco, California; Stanley Young, Covington & Burling
LLP, Palo Alto, California; Natasha Babazadeh (argued) and
Elizabeth Hecker, Attorneys, Civil Rights Division,
Appellate Section; Kristen Clarke, Assistant Attorney
General; United States Department of Justice, Washington,
D.C.; Victoria A. Lopez and Christine K. Wee, ACLU
Foundation, Phoenix, Arizona; Cecillia D. Wang, ACLU
Foundation, San Francisco, California; for Plaintiffs-
Appellees.
Eric M. Fraser (argued), Brandon T. Delgado, Joshua J.
Messer, Mary O'Grady, and Kristin L. Windtberg, Osborn
Maledon PA, Phoenix, Arizona; for Defendant-Appellant.
Gregory C. Champagne and Maurice E. Bostick, St. Charles
Parish Sheriff's Office, Luling, Louisiana, for Amici Curiae
National Sheriffs’ Association and Western States Sheriffs’
Association.
MELENDRES V. SKINNER 5
OPINION
WALLACE, Circuit Judge:
This appeal relates to a matter with which we are all too
familiar, a class action alleging that the Maricopa County
Sheriff’s Office (MCSO) racially profiled Latino drivers and
passengers under the guise of immigration enforcement.
Since 2012, we have resolved four appeals arising from this
case. See Melendres v. Arpaio, 695 F.3d 990 (9th Cir. 2012)
(Melendres I); Melendres v. Arpaio, 784 F.3d 1254 (9th Cir.
2015) (Melendres II); Melendres v. Maricopa County, 815
F.3d 645 (9th Cir. 2016) (Melendres III); Melendres v.
Maricopa County, 897 F.3d 1217 (9th Cir. 2018) (Melendres
IV). Current Maricopa County Sheriff Russ Skinner
(Sheriff) asks us to do so a fifth time by appealing from
certain provisions of the district court’s amended third
supplemental permanent injunction (Third Order). We have
jurisdiction under 28 U.S.C. § 1291(a), and we affirm.
I.
The facts of this case span more than a decade and a half
and are detailed in our prior related opinions. 1 We recount
only the facts relevant to the arguments made in the present
appeal.
Plaintiffs filed a class action against former Maricopa
County Sheriff Joseph Arpaio in his official capacity,
alleging in relevant part that, while claiming to be enforcing
federal immigration laws, MCSO engaged in a widespread
practice of conducting racially discriminatory traffic stops
1
See Melendres IV, 897 F.3d at 1219–20; Melendres III, 815 F.3d at 648;
Melendres II, 784 F.3d at 1258–60; Melendres I, 695 F.3d at 994–96.
6 MELENDRES V. SKINNER
and “crime suppression sweeps” targeting Latinos.
Plaintiffs sought declaratory and injunctive relief to enforce
their rights under the Fourth and Fourteenth Amendments.
In 2011, the district court preliminarily enjoined MCSO
“from detaining any person based only on knowledge or
reasonable belief, without more, that the person is
unlawfully present within the United States.” The court
made that preliminary injunction permanent in 2013 after
conducting a bench trial in which it found that MCSO had
violated Plaintiffs’ constitutional rights.
Several months later, the district court issued a
supplemental permanent injunction (First Order), which
inter alia appointed an independent monitor (Monitor) who
is responsible for monitoring and assessing MCSO’s
compliance with the injunction. 2 One duty assigned to the
Monitor was to review MCSO’s “policies, procedures,
protocols or other materials,” and to make
“recommendations to the Parties regarding measures
necessary to ensure timely, Full and Effective Compliance
with [the First] Order and its underlying objectives.”
Pursuant to the First Order, the Monitor was “subject to the
supervision and orders of the Court.” The First Order
expressly provided that “[i]n any areas where the Parties are
not able to resolve issues with the Monitor . . . the Parties
may submit their grievances directly to the Court for
resolution.” In that same paragraph, the First Order
underscored that the “ultimate arbiter of compliance is the
Court.” In total, the First Order contained 159 sequentially
numbered paragraphs.
2
By separate order, the district court appointed Robert Warshaw of
Warshaw and Associates, Inc. to be the Monitor.
MELENDRES V. SKINNER 7
In early 2015, Plaintiffs sought to have the district court
hold Sheriff Arpaio and others in civil contempt, in part
because Arpaio and MCSO “continued to detain persons
solely based on unlawful presence in direct violation of the
Court’s order.” At that point, the federal government
(United States) sought, and was granted permission, to
intervene in the case; its expressed concern was Sheriff
Arpaio’s and MCSO’s “intransigence and contempt of the
remedial order.” 3 After holding twenty-one days of
evidentiary hearings, the court found Sheriff Arpaio in civil
contempt for “knowingly and intentionally” failing to
implement the preliminary injunction. The court also found
that “Sheriff Arpaio and MCSO manipulated all aspects of
the internal affairs process to minimize or entirely avoid
imposing discipline on MCSO deputies and command staff
whose actions violated the rights of the Plaintiff class.”
As a remedy, the district court in July 2016 issued a
second amended supplemental permanent injunction
(Second Order) requiring Sheriff Arpaio and MCSO to
reform MCSO’s internal misconduct investigation
procedures. Among other remedial measures, the Second
Order required that MCSO complete internal investigations
within a certain amount of time after initiating them. The
district court also ordered Sheriff Arpaio to conduct a
comprehensive review of MCSO’s policies, procedures, and
other written materials governing internal investigations,
and expanded the Monitor’s oversight and assessment into
various internal investigation processes. The Second Order
stated that the Monitor was to review and approve “[a]ll
3
The United States intervened pursuant to Federal Rule of Civil
Procedure 24(a)(1) and the statutory authority provided under section
902 of the Civil Rights Act of 1994, 42 U.S.C § 2000h-2.
8 MELENDRES V. SKINNER
policies, procedures, protocols, training materials, and other
material required by” the Second Order according to “the
same process of review and comment by the parties and
approval by the Monitor described in” the First Order. The
Second Order’s 177 paragraphs were “numbered
consecutively to those set forth” in the First Order, which
were “incorporated herewith.”
In March 2021, Plaintiffs and the United States jointly
requested an order to show cause and asked the district court
to initiate civil contempt proceedings against then-Sheriff
Paul Penzone and MCSO, alleging that MCSO was still not
conducting fair investigations in a timely fashion and had
allowed “the backlog of open misconduct cases to grow
exponentially over the last five years.” After the district
court indicated that it would likely hold Sheriff Penzone in
civil contempt, the parties agreed to focus on how to remedy
MCSO’s non-compliance with the Second Order.
To assist in the amelioration efforts, the court’s
management expert recommended appointment of a
Constitutional Policing Advisor to streamline MCSO’s
internal investigations process. 4 As an alternative to
appointing a new individual to this role, the management
expert suggested that the Monitor could assume the duties of
the Constitutional Policing Advisor. The management
expert also recommended that the backlog in internal
investigations could be reduced by giving MCSO broader
discretion in handling misconduct complaints and in using
4
The management expert, who is distinct from the Monitor, was
appointed by the district court to “provide the Court with
recommendations on how best the Maricopa County Sheriff’s Office can
. . . come into compliance with the Court’s order pertaining to the time
limits for completing internal investigations . . . .”
MELENDRES V. SKINNER 9
those complaints to identify potential deficiencies in
training, policy, supervision, and guidance. At the same
time, the management expert acknowledged that MCSO may
not be the right entity to exercise such discretion, given its
history of deliberate non-compliance with court orders.
In October 2022, the district court issued a draft third
supplemental permanent injunction, finding Sheriff Penzone
in civil contempt for non-compliance with the Second Order
and setting forth curative measures, which in part modified
the Second Order. The draft order, in relevant part, created
a Constitutional Policing Authority (CPA) and assigned to
the Monitor the CPA’s duties, including: (1) “oversee[ing]
all of MCSO’s complaint intake and routing”; (2) “revis[ing]
and/or formaliz[ing] MCSO’s intake and routing processes”;
and (3) “determin[ing] whether training on investigative
planning and supervision is needed and implementing such
training.” 5
Shortly after the district court issued the draft order,
Sheriff Penzone filed objections. Pertinent to this appeal,
Sheriff Penzone objected to the court’s “broad grant of
authority” to the Monitor acting as CPA over complaint
intake and routing, and he requested that the Monitor’s
authority be limited, consistent with the policies and
procedures established in other paragraphs of the Third
Order. Sheriff Penzone made no objections related to the
Monitor’s grant of authority over training on investigative
planning and supervision.
5
The district court, unlike the management expert, referred to a
Constitutional Policing Authority rather than a Constitutional Policing
Advisor.
10 MELENDRES V. SKINNER
In November 2022, the district court issued the Third
Order, holding Sheriff Penzone in civil contempt for non-
compliance with two provisions in the Second Order related
to hiring sufficient trained personnel and completing internal
investigations within the prescribed deadlines. The Third
Order stated that, although Sheriff Penzone had attempted to
address the backlog, the problem had only gotten worse. The
court observed that MCSO had 2,137 pending investigations
and that the timeline to complete an investigation had grown
to approximately 600 days per investigation. The Third
Order provided remedies largely consistent with the draft
order, including the assignment to the Monitor of additional
duties and responsibilities as CPA. Those duties concerned
complaint intake, complaint routing, and training for
investigative planning and supervision. These remedies,
detailed in thirty new paragraphs, were “numbered as to
continue from the numbered paragraphs” in the Second
Order.
At issue in this appeal are the following three paragraphs
of the Third Order:
346. The Court hereby vests the Monitor,
Robert Warshaw, with the supplemental
authorities set forth in this Order. The
Monitor therefore has immediate
authority to oversee all of MCSO’s
complaint intake and routing. The Court
hereby vacates any previous order that
conflicts with this Order, including but
not limited to ¶ 292 of the Second Order
MELENDRES V. SKINNER 11
(Doc. 1765).[ 6] In consultation with the
[Professional Standards Bureau (PSB)]
Commander, the Monitor shall make
determinations and establish policy
decisions pertaining to backlog reduction
regarding, by way of example, which
complaints should be (a) investigated by
PSB; (b) sent to the Districts for
investigation or other interventions; or
(c) handled through other methods, to
include diversion and/or outsourcing of
cases. The Monitor must consult with the
PSB Commander about these policy
decisions but maintains independent
authority to make the ultimate decision.
The authority granted to the Monitor in
this paragraph shall not be applicable
when there is no backlog. If the backlog
is eliminated and then arises again while
the Defendants are still subject to
monitoring, this authority will be
renewed in the Monitor.
347. The Monitor shall revise and/or formalize
MCSO’s intake and routing processes.
The Monitor’s authorities shall include,
but not be limited to, the power to audit
and review decisions made with respect
to individual cases and, if necessary, to
change such designations. The Sheriff
6
In relevant part, Paragraph 292 limited the scope of the Monitor’s
authority to review investigations that involved members of the Plaintiff
class or remedies to which the class members are entitled.
12 MELENDRES V. SKINNER
and the MCSO shall expeditiously
implement the Monitor’s directions or
decision with respect to intake and
routing, and any other issues raised by the
Monitor pertaining to backlog reduction
and any other authority granted the
Monitor under the Court’s orders. The
Monitor must consult with the PSB
Commander about these processes but
maintains independent authority to make
the ultimate decision. The authority
granted to the Monitor in this paragraph
shall not be applicable when there is no
backlog. If the backlog is eliminated and
then arises again while the Defendants
are still subject to monitoring, this
authority will be renewed in the Monitor.
....
350. The Monitor will assess MCSO’s
compliance with the investigative
requirements of this order and shall
determine whether training on
investigative planning and supervision is
needed and implement such training.
In January 2023, Sheriff Penzone timely appealed from
the district court’s Third Order. While the appeal was
pending, the newly appointed Sheriff of Maricopa County,
Russ Skinner, was substituted in this case for Sheriff
Penzone.
MELENDRES V. SKINNER 13
II.
“We review the scope and terms of an injunction for an
abuse of discretion.” Melendres IV, 897 F.3d at 1220, citing
Melendres II, 784 F.3d at 1260. “A district court abuses its
discretion if it does not apply the correct law or if it rests its
decision on a clearly erroneous finding of material fact.”
Bateman v. U.S. Postal Serv., 231 F.3d 1220, 1223 (9th Cir.
2000), citing United States v. Washington, 98 F.3d 1159,
1163 (9th Cir. 1996).
A district court’s interpretation of the Federal Rules of
Civil Procedure is an application of law that we review de
novo. DP Aviation v. Smiths Indus. Aerospace & Def. Sys.
Ltd., 268 F.3d 829, 846 (9th Cir. 2001).
III.
This appeal asks us to consider whether certain remedial
measures in the Third Order are permissible. We first
address what source of authority the district court relied
upon in issuing the Third Order, as our later analysis depends
in large part on the answer to that question.
The Sheriff argues that Federal Rule of Civil Procedure
53 governs the district court’s actions. Under Rule 53, a
district court may appoint a special master to “address
. . . posttrial matters that cannot be effectively and timely
addressed by an available district judge . . . .” Fed. R. Civ.
P. 53(a)(1)(C). Although Rule 53 permits the court to grant
the special master broad authority, Fed. R. Civ. P. 53(c)(1),
the special master may not compel any action by the parties
without approval by the district court, see Fed. R. Civ. P.
53(f). In the Sheriff’s view, the Third Order’s grant of
authority to the Monitor to make certain decisions and
14 MELENDRES V. SKINNER
policies that are binding on MCSO exceeds Rule 53’s
limitations.
Plaintiffs and the United States, on the other hand,
contend that Rule 53 does not apply because the district court
relied upon a different source of authority—its inherent
equitable powers—in vesting the Monitor with the CPA’s
responsibilities and delineating those responsibilities. “The
inherent powers of federal courts are those that ‘are
necessary to the exercise of all others.’” Primus Auto. Fin.
Servs., Inc. v. Batarse, 115 F.3d 644, 648 (9th Cir. 1997),
quoting Roadway Express, Inc. v. Piper, 447 U.S. 752, 764
(1980). “This inherent power is codified in the All Writs
Act,” 28 U.S.C. § 1651(a), which “provides that ‘[t]he
Supreme Court and all courts established by Act of Congress
may issue all writs necessary or appropriate in aid of their
respective jurisdictions and agreeable to the usages and
principles of law.’” Nat’l Org. for the Reform of Marijuana
L. v. Mullen (NORML), 828 F.2d 536, 544 (9th Cir. 1987),
quoting 28 U.S.C. § 1651(a). “The scope of the district
court’s power to fashion equitable remedies is highly
contextual and fact dependent.” Stone v. City & County of
San Francisco, 968 F.2d 850, 861 (9th Cir. 1992), as
amended on denial of reh’g (Aug. 25, 1992).
Rule 53 does not apply to the Third Order for several
reasons. First, neither the First Order nor the order
appointing the Monitor relies upon it. With no indication
that the court relied on the authority conferred by Rule 53 to
appoint the Monitor in the first place, the Sheriff’s remaining
arguments fall flat.
For instance, the Sheriff contends that Rule 53 applies
because courts have previously used “monitor” and “special
master” interchangeably. Yet the cases the Sheriff cites to
MELENDRES V. SKINNER 15
illustrate this point undermine his position. In each of those
cases, unlike here, the court explicitly relied upon Rule 53 in
appointing the non-judicial officer. 7
The Sheriff’s argument that Rule 53 controls because the
Monitor’s initially-assigned duties resembled those of a
special master under the Rule fares no better. We have cited
approvingly to case law from the Second Circuit
acknowledging that “the functions of a monitor differ[]
greatly from those of a special master.” Plata v.
Schwarzenegger, 603 F.3d 1088, 1096 (9th Cir. 2010), citing
Benjamin v. Fraser, 343 F.3d 35, 45 (2d Cir. 2003),
overruled on other grounds by Caiozzo v. Koreman, 581
F.3d 63 (2d Cir. 2009). Special masters appointed under
Rule 53 possess “the ability to convene and to regulate
hearings, to rule on the admissibility of evidence, to
subpoena and swear witnesses, and to hold non-cooperating
witnesses in contempt.” Benjamin, 343 F.3d at 45, citing
Fed. R. Civ. P. 53(c)–(d). As discussed infra pp. 17–21,
those “quasi-judicial” functions differ from the role of the
Monitor here, which is to assure compliance with and
implement the court’s remedial directives. Id. (holding that
a court-appointed agent’s “monitoring function” differed
from that of a Rule 53 special master). That the district court
did not direct the Monitor to carry out many of the functions
authorized by Rule 53 reinforces our conclusion that the
7
See Toussaint v. McCarthy, 801 F.2d 1080, 1102 n.21 (9th Cir. 1986)
(“The Monitor is a special master, appointed pursuant to Fed. R. Civ. P.
53.”), overruled in part on other grounds by Sandin v. Conner, 515 U.S.
472 (1995); NORML, 828 F.2d at 544 (“In addition to invoking Fed. R.
Civ. P. 53, . . . .”).
16 MELENDRES V. SKINNER
Rule was not the source of the Monitor’s authority at any
juncture. 8
Further, with regard to the authorities contested in this
appeal, the district court conferred authority on the
individual previously appointed as Monitor but did so in a
different capacity, as CPA. So any resemblance in other
cases between special masters and monitors is beside the
point.
Moreover, even if the district court had appointed the
Monitor initially under Rule 53, the court may subsequently
rely on its inherent equitable powers to fashion additional
remedies. See Ruiz v. Estelle, 679 F.2d 1115, 1161 (5th Cir.)
(“[R]ule 53 does not terminate or modify the district court’s
inherent equitable power to appoint a person, whatever be
his title, to assist it in administering a remedy.”), amended in
part, vacated in part on other grounds on denial of reh’g,
688 F.2d 266 (5th Cir. 1982). Indeed, the district court
repeatedly relied on its inherent equitable powers in the
subsequent supplemental injunctions. 9 In the Second Order,
the court relied on its “broad and flexible equitable powers
8
We do not share the Sheriff’s concern that failing to apply Rule 53 here,
when the district court did not rely on it, would allow courts to “avoid
Rule 53’s limitations” when appointing special masters. Rule 53 and the
district court’s inherent equitable powers, while overlapping at times, are
distinct tools at the court’s disposal. See, e.g., NORML, 828 F.2d at 544
(“[T]he district court’s reference to a master was proper under the All
Writs Act, as well as under Fed. R. Civ. P. 53, and was therefore not
clearly erroneous as a matter of law.”). The court may rely on one tool
without invoking the other.
9
Even in instances where the district court has “failed to specify the
authority for its order,” we have “assume[d] that the court relied on its
inherent powers” if “the district court’s inquiry and decision makes the
relevant authority clear.” Primus Auto. Fin. Servs., Inc., 115 F.3d at 648.
MELENDRES V. SKINNER 17
to remedy past wrongs” and “equitable authority to modify
its injunctions in light of changed circumstances.”
“[D]istrict courts have broad equitable power to order
appropriate relief in civil contempt proceedings.” SEC v.
Hickey, 322 F.3d 1123, 1128 (9th Cir. 2003). In the Third
Order, at issue here, the district court relied on its “authority
to enter civil contempts . . . and to compel appropriate
remedial measures” to “ensur[e] that investigations are
completed in sufficient time to administer discipline.”
In sum, the district court’s reliance on its inherent
equitable powers in the Second and Third Orders is clear.
Accordingly, we conclude that, because the district court
issued the Third Order under its inherent equitable powers
rather than under Rule 53, the Rule’s limits, if any, do not
apply.
IV.
Next, the Sheriff contends that the district court’s
delineation and assignment of the CPA’s duties to the
Monitor violated Article III of the Constitution and
separation of powers principles in two separate ways. 10
First, the Sheriff contends the court’s assignment
unconstitutionally delegated to the Monitor authority and
control over certain aspects of MCSO’s operations. 11
10
U.S. Const. art. III, § 1 (“The judicial Power of the United States, shall
be vested in one supreme Court, and in such inferior Courts as the
Congress may from time to time ordain and establish.”).
11
Plaintiffs contend that the Sheriff waived any argument as to
Paragraph 350 by not objecting in the district court. “Absent exceptional
circumstances, we generally will not consider arguments raised for the
first time on appeal, although we have discretion to do so.” Baccei v.
United States, 632 F.3d 1140, 1149 (9th Cir. 2011). “We may exercise
18 MELENDRES V. SKINNER
Second, the Sheriff contends that the Monitor’s decisions
under Paragraphs 346, 347, and 350 are not subject to
constitutionally-required judicial review. We address each
argument in turn.
A.
“The judicial power of the United States must be
exercised by courts having the attributes prescribed in Art.
III.” N. Pipeline Constr. Co. v. Marathon Pipe Line Co., 458
U.S. 50, 59 (1982) (plurality opinion). In arguing that the
district court impermissibly delegated its adjudicatory
function to the Monitor, the Sheriff primarily relies on our
decision in Armstrong v. Brown, 768 F.3d 975 (9th Cir.
2014). In that case, we vacated an injunction’s provisions
granting an expert witness, appointed under Federal Rule of
Evidence 706, the power to “resolve disputes” between the
parties “about whether non-compliance has occurred” and
“mak[e] findings of fact and conclusions of law, as necessary
to assess noncompliance.” Armstrong, 768 F.3d at 987. In
so ruling, Armstrong held that “[t]he dispute resolution
authority granted to the expert . . . [was] beyond the scope of
the duties that may be assigned to a Rule 706 expert.” Id.
this discretion (1) to prevent a miscarriage of justice; (2) when a change
in law raises a new issue while an appeal is pending; and (3) when the
issue is purely one of law.” Id. Before the district court, the Sheriff
objected to the Monitor’s complaint-handling authority in the Third
Order. Although Paragraph 350 relates to the Monitor’s authority over
MCSO’s training on investigative planning and supervision, the
substance of the Sheriff’s argument against the expansion—that, as
written, the district court vested the Monitor with impermissible
authority—is the same. Therefore, we exercise discretion to review the
Sheriff’s argument as to Paragraph 350 given that his challenge to all
three provisions of the Third Order is a purely legal one.
MELENDRES V. SKINNER 19
Armstrong narrowly resolved the permissibility of
functions assigned to a Rule 706 expert but, in arriving at its
holding, drew on broader principles involving the delegation
of judicial responsibilities. For instance, Armstrong cited
Kimberly v. Arms, 129 U.S. 512, 524 (1889), in which the
Supreme Court held that a court “cannot . . . abdicate its duty
to determine by its own judgment the controversy presented,
and devolve that duty upon any of its officers.” Id. at 988.
Armstrong also found support for its decision in opinions
from our sister circuits that “similarly approved the
appointment of nonjudicial officers to act in advisory
capacities only” on adjudicatory matters. Id. at 987 n.4
(collecting cases discussing appointees other than Rule 706
experts).
Unlike in Armstrong, however, the district court in this
case assigned to the Monitor additional responsibilities
related to the implementation of remedial measures—an
executive function—rather than the adjudication of
compliance with the injunction. After reviewing the
management expert’s report, the district court found that the
“failure to complete investigations in a timely manner has
become so extreme as to render investigations completely
ineffectual and render no service to either the complainant
or MCSO personnel.” To remedy this deteriorating
situation, the Third Order assigned the Monitor the CPA’s
task of overseeing MCSO’s complaint intake and routing, as
well as conducting training on investigative planning and
supervision. 12 These duties do not implicate Armstrong’s
12
The Monitor’s authority over this narrow area of MCSO’s operations
is markedly different than the “broad delegation of power” to release
prisoners from administrative segregation in Toussaint, which we
20 MELENDRES V. SKINNER
concern that the non-judicial officer will “make findings of
fact and conclusions of law regarding . . . compliance with
the remedial plan.” Id. at 988. Therefore, Paragraphs 346,
347, and 350 of the Third Order do not unconstitutionally
delegate the court’s adjudicatory role to the Monitor.
The Sheriff further maintains that MCSO’s status as a
governmental entity bars the district court from delegating
authority over its operations to the Monitor. In so arguing,
the Sheriff makes much of NORML’s statement that
“[m]asters may not be placed in control of governmental
defendants for the purpose of forcing them to comply with
court orders.” 828 F.2d at 545, citing Hoptowit v. Ray, 682
F.2d 1237, 1263 (9th Cir. 1982), overruled in part on other
grounds by Sandin v. Conner, 515 U.S. 472 (1995).
NORML is not controlling here. Neither it nor Hoptowit,
the case on which it relies, had reason to address the issue of
whether a master may be given authority over a government
entity. See NORML, 828 F.2d at 545 (“In the instant
case, . . . the master has not been given the power to
control or administer [the entity subject to the injunction]’s
efforts, only to observe them.”); Hoptowit, 682 F.2d at 1263
(“We read the district court’s order of reference, however, to
empower the master only to monitor compliance with the
court’s orders and to approve plans ordered submitted by the
court.”). NORML had no occasion to consider dissimilar
circumstances, such as a situation in which, as here, there
has been repeated non-compliance with earlier injunctions
observed “raise[d] serious constitutional questions,” 801 F.2d at 1102
n.23, or the “wide-ranging extrajudicial duties” in Cobell v. Norton, 334
F.3d 1128, 1142 (D.C. Cir. 2003), which were “not limited to
‘superintending compliance with the district court’s decree,’” id. at 1143
(quoting Ruiz, 679 F.2d at 1162).
MELENDRES V. SKINNER 21
and the monitor’s authority over the governmental entity’s
operations is quite narrow. Nor did NORML inquire into
whether the source of the court’s authority to delegate
control impacts the analysis. The passing statement in
NORML relied upon by the Sheriff was non-binding dictum,
see United States v. McAdory, 935 F.3d 838, 843 (9th Cir.
2019) (“[W]e are not bound by a prior panel’s comments
‘made casually and without analysis[.]’”, quoting United
States v. Ingham, 486 F.3d 1068, 1078 n.8 (9th Cir. 2007)),
and in any event has little bearing on this case.
Plaintiffs, in contrast, urge us to consider cases in which
we and sister circuits have upheld a court’s appointment of
a receivership, “a recognized [equitable] tool for taking over
other governmental agencies that could not or would not
comply with the law.” Plata, 603 F.3d at 1093 (collecting
cases). To be clear, the record does not indicate that the
district court converted the monitorship to a receivership.
But the district court’s ability to employ more invasive
equitable remedies, such as a receivership, with regard to
governmental defendants strongly suggests that the court
may provide for the less extensive authority conferred on the
Monitor in Paragraphs 346, 347, and 350 of the Third Order.
That the district court acted within the general bounds of
its inherent powers is consistent with precedent from the
Supreme Court, as well as this court. See Swann v.
Charlotte-Mecklenburg Bd. of Ed., 402 U.S. 1, 15 (1971)
(“Once a right and a violation have been shown, the scope of
a district court’s equitable powers to remedy past wrongs is
broad, for breadth and flexibility are inherent in equitable
remedies.”); Stone, 968 F.2d at 861 (“Federal courts possess
whatever powers are necessary to remedy constitutional
violations because they are charged with protecting these
rights.”). We therefore conclude that, in certain
22 MELENDRES V. SKINNER
circumstances, the district court, relying on its inherent
powers, may vest a non-judicial officer with control over
narrow areas of a governmental defendant’s operations. As
the Sheriff has confined his Article III challenge to broad
propositions regarding the propriety of the Monitor’s role as
CPA and has not challenged the appropriateness of the Third
Order’s particular remedies in this specific circumstance,
this appeal does not require us to inquire further.
B.
Even if the district court may assign the CPA’s duties to
the Monitor, the Sheriff contends, Paragraphs 346, 347, and
350 impermissibly omit a mechanism for judicial review.
We said in Armstrong that a lack of “any mechanism for
review of the [non-judicial officer’s] decisions by the district
court” does “risk[] permitting the [non-judicial officer] to
‘displace the district court’s judicial role.’” 768 F.3d at 988,
quoting A&M Records, Inc. v. Napster, Inc., 284 F.3d 1091,
1097 (9th Cir. 2002). But, as we have discussed, this case
does not involve, as did Armstrong, the delegation of
adjudicatory authority, so Armstrong’s observation
regarding displacement of the judicial role is not directly
applicable.
We nonetheless assume, without deciding, that the
delegation in an injunction of executive authority to a
judicially appointed individual requires provision for
judicial review. Fairly read, the three Orders considered
together do provide for judicial review. Plaintiffs so
maintain, arguing that the First Order’s provisions for
judicial review over the Monitor apply with full force to the
Third Order. Specifically, Paragraph 126 of the First Order
states that “[t]he Monitor shall be subject to the supervision
MELENDRES V. SKINNER 23
and orders of the Court.” Two paragraphs below, Paragraph
128, provides:
The ultimate arbiter of compliance is the
Court and Parties may make their own
submissions regarding compliance separate
from the Monitor’s reports. In any areas
where the Parties are not able to resolve
issues with the Monitor—including those
areas where the Order provides for input from
the Monitor—the Parties may submit their
grievances directly to the Court for
resolution.
We agree that the judicial review process in the First
Order applies to the Third Order. The sequential numbering
of the supplemental injunction orders and of the paragraphs
within them support a conjunctive reading. The Third Order
also acknowledges that its provisions “in many respects,
track over the same territory that the Monitor and the parties
have already been over ad nause[a]m.” The Third Order
“expand[ed] the Monitor’s duties to include those of the
[CPA]” due to the “massive existing backlog, and the need
to timely correct that backlog.” The district court’s
recognition within the Third Order of the previous
supplemental injunctions and its reference to “expan[sion]”
of the Monitor’s authority—an inherently relational term—
further weigh in favor of reading the three supplemental
injunction orders as one.
The Sheriff’s trio of arguments to the contrary are not
persuasive. We address them in turn.
First, the Sheriff points out that the Third Order, unlike
its predecessor, does not expressly “incorporate herewith”
24 MELENDRES V. SKINNER
the paragraphs of the previous supplemental injunctive
orders. But the Third Order did not require such text to
signify continuity with the First and Second Orders. The
district court made clear that the Third Order’s curative
measures simply “resolve[]” Sheriff Penzone’s motion to
modify the Second Order. Given its modifying function and
sequential numbering, we read the Third Order as
reaffirming those provisions in the Second Order left
undisturbed.
Second, the Sheriff questions why the Third Order would
state explicitly that the Monitor will be paid “consistent with
¶ 123 of the [First Order]” if that provision already applies.
But the Third Order gave the Monitor supplemental duties
as CPA, a change that necessitates clarification of how the
Monitor would be paid in his new role. The mechanism
provided for judicial review is not dependent on the specific
nature of the Monitor’s role, as it includes “any areas” where
the parties encounter issues with the Monitor, and therefore
does not warrant similar clarification.
Third, the Sheriff asks us to infer that Paragraphs 346,
347, and 350 of the Third Order nullify the judicial review
provisions in the First Order, and that, given the wording of
Paragraph 353 of the Third Order, the court did not intend
for such review of the Monitor’s decisions under those three
paragraphs. For the reasons that follow, there is no basis for
that inference.
In authorizing the Monitor to oversee and revise
MCSO’s complaint intake and routing processes, Paragraphs
346 and 347 state that the “Monitor must consult with the
PSB Commander . . . but maintains independent authority to
make the ultimate decision.” Wording clarifying the
relationship between the Monitor and MCSO does not
MELENDRES V. SKINNER 25
displace the court’s authority to review the Monitor’s
actions.
This understanding is confirmed by the court’s
exchanges with the management expert at a status
conference before the issuance of the Third Order. Cf.
United States v. 60.22 Acres of Land, 638 F.2d 1176, 1178
(9th Cir. 1980) (“It is our responsibility to construe a
judgment so as to give effect to the intention of the
court . . . .”). The district court had requested the
management expert’s input on how much authority the court
should vest in the CPA. At the status conference, the district
court “explore[d]” whether it should appoint a CPA to “have
the ultimate authority to dictate classification decisions”
rather than to work collaboratively with MCSO. The focus
was thus on whether the CPA could make a decision in the
face of MCSO’s disagreement, not on altering the court’s
role. To the extent any ambiguity exists, then, a
comprehensive reading of the record supports interpreting
“ultimate” in Paragraphs 346 and 347 as clarifying only that
MCSO cannot reject the Monitor’s decision, rather than as
precluding judicial review of it. Similarly, Paragraph 350
provides that the Monitor shall determine whether training is
needed but does not preclude judicial review of that
determination.
The Sheriff posits that, because Paragraph 353 expressly
provides for judicial review, the absence of similar wording
in Paragraphs 346, 347, and 350 confirms that the Monitor’s
decisions under those provisions are not subject to judicial
review. The Sheriff misreads Paragraph 353, which
authorizes the Monitor to “present to the Court” proposed
policies concerning investigations of certain categories of
cases and provides that “the Court will, thereafter, make
determinations as to the final policies.” That passage
26 MELENDRES V. SKINNER
provides for the court’s determination of policy in the first
instance, rather than judicial review of the Monitor’s
decisions.
The absence of such judicial determination wording in
Paragraphs 346, 347, and 350—which authorize the Monitor
to make certain operational decisions for MCSO in the first
instance—does not render those decisions unreviewable by
the court. Indeed, when the district court in the Second
Order appointed two other individuals—the Independent
Investigator and Independent Disciplinary Authority—to
investigate, prosecute, and adjudicate misconduct cases
within MCSO, the court ordered that, unless otherwise
specified, “no party has the right to appeal the decisions of
either the Independent Investigator or the Independent
Disciplinary Authority.” Paragraphs 346, 347, and 350
contain no such constraints on the district court’s review.
We reject the Sheriff’s invitation to read them in.
Accordingly, we conclude that the First Order adequately
provides a mechanism for judicial review of the Monitor’s
decisions as CPA.
The Sheriff’s logistical concerns as to the timing of the
court’s review of those decisions, however, do have some
salience. Because Paragraph 347 directs MCSO to
implement the Monitor’s individualized intake and routing
decisions “expeditiously,” as a practical matter, the court’s
review of any objection made by MCSO could occur after
MCSO has routed the complaint as directed by the Monitor.
Thus, MCSO runs the risk of expending additional resources
if the court agrees with its objection and the complaint need
not be routed as directed. A similar risk exists with respect
to any training implemented by the Monitor that the court
later determines is not necessary.
MELENDRES V. SKINNER 27
In the event that such a dispute arises, no provision in the
Third Order or its predecessors precludes an emergency
motion to the district court for expeditious judicial review of
the Monitor’s decision. Nor is there any provision
precluding the parties from raising pragmatic timing
concerns with the district court, requesting clarification as to
the timing of judicial review. 13 See SEC v. Lincoln Thrift
Ass’n, 557 F.2d 1274, 1280 (9th Cir. 1977) (“[T]he district
court is in the best position to clarify . . . its own order . . . .”).
Either or both of those procedures can adequately address
the Sheriff’s timing concerns should the occasion arise to
address them.
V.
Lastly, the Sheriff argues that Paragraphs 346, 347, and
350 violate Federal Rule of Civil Procedure 65. Under Rule
65, an injunction order must “state its terms specifically . . .
[and] describe in reasonable detail . . . the act or acts
restrained or required.” Fed. R. Civ. P. 65(d). “The Rule
was designed to prevent uncertainty and confusion on the
part of those faced with injunctive orders, and to avoid the
possible founding of a contempt citation on a decree too
vague to be understood.” Columbia Pictures Indus., Inc. v.
Fung, 710 F.3d 1020, 1047 (9th Cir. 2013), quoting
13
At oral argument, the Sheriff’s counsel confirmed that he did not seek
guidance from the district court as to these timing issues—or, for that
matter, inquire whether the Third Order provided for judicial review of
the Monitor’s decisions as CPA—before filing this appeal. To increase
the chances that future disputes, if any arise, are expeditiously resolved,
we urge the parties to first seek clarification from the district court.
Future appeals will be referred to the Ninth Circuit Mediation Office to
explore a possible resolution through mediation.
28 MELENDRES V. SKINNER
Fortyune v. Am. Multi–Cinema, Inc., 364 F.3d 1075, 1087
(9th Cir. 2004).
Relying on City of New York v. Mickalis Pawn Shop,
LLC, 645 F.3d 114, 145 (2d Cir. 2011), the Sheriff contends
that the paragraphs at issue lack the specificity that Rule 65
requires because they direct the Monitor to tell MCSO what
to do. In Mickalis, the Second Circuit vacated two
injunctions against retail firearm dealers for violating Rule
65. 645 F.3d at 144–46. That case also involved a special
master appointed “to implement, and monitor the
defendants’ compliance with, certain remedial measures
contemplated by the injunctions.” Id. at 142. The Second
Circuit took issue with the injunctions primarily because
they required defendants to act “in full conformity with
applicable laws pertaining to firearms” and to “adopt [ ]
appropriate prophylactic measures to prevent violation” of
those laws but did not specify which firearm laws applied or
how the defendants were to alter their behavior to prevent
violations. Id. at 144. The Second Circuit concluded that
the injunctions were “also problematic because of the extent
to which they vest[ed] the [s]pecial [m]aster with discretion
to determine the[ir] terms.” Id. at 145.
The Sheriff’s argument that the Monitor’s limited
authority over MCSO’s operations contravenes Rule 65
misses the mark. As an initial matter, if Rule 65
categorically prohibited an injunction from delegating any
decision-making authority to a non-judicial officer,
receiverships—“a recognized tool for taking over other
governmental agencies”—would never be permitted. Plata,
603 F.3d at 1093; see also id. at 1093–94 (“There can be
little question . . . that receiverships are recognized equitable
tools available to the courts to remedy otherwise
uncorrectable violations of the Constitution or laws.”). The
MELENDRES V. SKINNER 29
Sheriff’s interpretation of Rule 65 is incompatible with
courts’ assignments of receivers.
Further, the supplemental injunctions’ terms in this case
are a far cry from the enigmatic ones in Mickalis, which
essentially commanded the defendant to obey a broad
category of laws generally and delegated authority to the
special master to fill in the huge gaps created by that vague
and general requirement. Here, the district court’s
injunctions provide MCSO with specific directives with
which to comply. For instance, Paragraph 204 of the Second
Order states that “administrative investigations [must be
completed] within 85 calendar days of the initiation of the
investigation (60 calendar days if within a Division).” After
holding Sheriff Penzone in contempt for “knowing and
continuous” violation of Paragraph 204, the Third Order set
forth curative measures to reduce the backlog created by his
violation. Paragraphs 346, 347, and 350 do not create
ambiguity as what MCSO must do; these provisions entrust
the Monitor with backlog-reduction-related decisions to
effectuate compliance with the Second Order’s very specific
requirements. In other words, it can hardly be said that the
injunction’s terms are “too vague to be understood.”
Fortyune, 364 F.3d at 1087, quoting Schmidt v. Lessard, 414
U.S. 473, 476 (1974); see also Napster, 284 F.3d at 1097
(“We do not set aside injunctions under [Rule 65] ‘unless
they are so vague that they have no reasonably specific
meaning.’”, quoting E. & J. Gallo Winery v. Gallo Cattle
Co., 967 F.2d 1280, 1297 (9th Cir. 1992)).
Fortyune provides helpful guidance on how to consider
Rule 65’s specificity requirement. In Fortyune, a district
court issued an injunction against a defendant movie theater
company requiring it to modify its seating policies to
prioritize the companion of a wheelchair-bound patron for
30 MELENDRES V. SKINNER
companion seats. 364 F.3d at 1087. Concluding that the
“injunction could not have been much clearer in describing
what [the defendant] must do to comply with its dictates,”
Fortyune rejected the defendant’s argument that Rule 65(d)
requires that the court “also elucidate how to enforce the
injunction.” Id. In fact, in Fortyune, we expressed
confidence in the defendant’s ability to “devis[e]” the
mandated companion policy. Id. In this case, the district
court’s confidence in MCSO’s ability to reduce the backlog
on its own was waning, as evidenced by the court’s decision
to entrust the Monitor as CPA with certain operational
authority in the Third Order. Taking into account the
specificity of the previous supplemental injunctions’ terms
and MCSO’s history of non-compliance with those terms,
the paragraphs at issue are not so vague that the Sheriff
cannot understand what is required of him. See Reno Air
Racing Ass’n., Inc. v. McCord, 452 F.3d 1126, 1133 (9th Cir.
2006) (“Ultimately, there are no magic words that
automatically run afoul of Rule 65(d), and the inquiry is
context-specific.”).
Accordingly, we hold that Paragraphs 346, 347, and 350
do not violate Rule 65’s specificity requirement.
VI.
In sum, we conclude that Rule 53 does not govern the
Third Order; that the district court has inherent equitable
authority to assign the CPA’s responsibilities to the Monitor;
that the First Order provides for adequate judicial review of
the Monitor’s actions under the Third Order; and that
Paragraphs 346, 347, and 350 do not contravene Rule 65.
For these reasons, we affirm the district court’s Third Order.
AFFIRMED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MANUEL DE JESUS ORTEGA No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MANUEL DE JESUS ORTEGA No.
022:07-cv- MANUEL NIETO, Jr.; SOMOS 02513-GMS AMERICA, Plaintiffs-Appellees, OPINION UNITED STATES OF AMERICA, Intervenor-Plaintiff- Appellee, v.
03RUSS SKINNER, in his official capacity as Sheriff of Maricopa County, Defendant-Appellant.
04Murray Snow, Chief District Judge, Presiding Argued and Submitted March 20, 2024 San Francisco, California 2 MELENDRES V.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT MANUEL DE JESUS ORTEGA No.
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