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No. 10116147
United States Court of Appeals for the Ninth Circuit
League of California Cities v. FCC
No. 10116147 · Decided September 13, 2024
No. 10116147·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 13, 2024
Citation
No. 10116147
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
LEAGUE OF CALIFORNIA CITIES; No. 20-71765
LEAGUE OF OREGON CITIES;
CITY OF GLENDORA, FCC No.
CALIFORNIA; CITY OF RANCHO 19-250
PALOS VERDES; CITY OF
TORRANCE, CALIFORNIA,
OPINION
Petitioners,
CITY OF COCONUT CREEK,
FLORIDA; CITY OF THOUSAND
OAKS, CALIFORNIA; NATIONAL
ASSOCIATION OF
TELECOMMUNICATIONS
OFFICERS AND ADVISORS;
TOWN OF BRECKENRIDGE,
COLORADO,
Intervenors,
v.
FEDERAL COMMUNICATIONS
COMMISSION; UNITED STATES
OF AMERICA,
2 LEAGUE OF CALIFORNIA CITIES V. FCC
Respondents,
CTIA - THE WIRELESS
ASSOCIATION; THE WIRELESS
INFRASTRUCTURE
ASSOCIATION,
Intervenors.
CITY OF SEATTLE WASHINGTON; No. 20-72734
CITY OF BEAVERTON, OREGON;
CITY OF CARLSBAD, California; FCC No.
CITY OF CERRITOS, California; FCC-20-75
CITY OF CONCORD, California;
CITY OF CORONADO, California;
CITY OF ENCINITAS, California;
CITY OF HERMISTON, California;
CITY OF NAPA, California; CITY OF
PLEASANTON, California; CITY OF
RICHMOND, CALIFORNIA; CITY
OF SAN MARCOS, California; CITY
OF SAN RAMON, California; CITY
OF SANTA CRUZ, California; CITY
OF SOLANA BEACH, California;
CITY OF SOUTH LAKE TAHOE,
California; CITY OF TUMWATER,
Washington; COLORADO
COMMUNICATIONS AND UTILITY
ALLIANCE; TOWN OF DANVILLE,
California,
LEAGUE OF CALIFORNIA CITIES V. FCC 3
Petitioners,
COUNTY OF MARIN, California;
SAN FRANCISCO CITY AND
COUNTY, California,
Intervenors,
v.
FEDERAL COMMUNICATIONS
COMMISSION; UNITED STATES
OF AMERICA,
Respondents,
WIRELESS INFRASTRUCTURE
ASSOCIATION; CTIA - THE
WIRELESS ASSOCIATION,
Intervenors.
CITY OF BOSTON, Massachusetts; No. 20-72749
CITY OF BROOKHAVEN, Georgia;
CLARK COUNTY NEVADA; CITY FCC No.
OF CULVER CITY, California; CITY FCC-20-75
OF EMERYVILLE, California; CITY
OF GAITHERSBURG, Maryland;
CITY OF GIG HARBOR,
4 LEAGUE OF CALIFORNIA CITIES V. FCC
Washington; TOWN OF
HILLSBOROUGH, California;
HOWARD COUNTY, Maryland;
CITY OF KIRKLAND, Washington;
CITY OF LINCOLN, Nebraska;
MONTGOMERY COUNTY,
Maryland; CITY OF ONTARIO,
California; CITY OF PIEDMONT,
California; CITY OF PLANO, Texas;
CITY OF PORTLAND, Oregon; CITY
OF ROCKVILLE, Maryland; CITY
OF LOS ANGELES, California;
TEXAS COALITION OF CITIES
FOR UTILITY ISSUES; TEXAS
MUNICIPAL LEAGUE; MICHIGAN
MUNICIPAL LEAGUE; PROTEC;
U.S. CONFERENCE OF MAYORS,
Petitioners,
v.
FEDERAL COMMUNICATIONS
COMMISSION; UNITED STATES
OF AMERICA,
Respondents.
On Petition for Review of an Order of the
Federal Communications Commission
LEAGUE OF CALIFORNIA CITIES V. FCC 5
Argued and Submitted July 11, 2023
San Francisco, California
Filed September 13, 2024
Before: Carlos T. Bea, Mark J. Bennett, and Holly A.
Thomas, Circuit Judges.
Per Curiam Opinion;
Partial Dissent and Partial Concurrence by Judge Bennett
SUMMARY*
Federal Communications Commission
The panel granted in part and denied in part a petition for
review brought by local governments and municipal
organizations challenging the Federal Communications
Commission’s 2020 Ruling that purports to interpret and
clarify existing legislative rules (the “2014 Order”) adopted
to implement section 6409(a) of the Middle Class Tax Relief
and Job Creation Act of 2012 (the “Spectrum Act”), which
requires state and local governments to approve certain
requests for modification of wireless communications
networks that do not “substantially change” existing wireless
facilities.
Petitioners challenged the following provisions of the
FCC’s 2020 Ruling: (1) the Shot Clock Rule, which clarified
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
6 LEAGUE OF CALIFORNIA CITIES V. FCC
the date on which an applicant is deemed to have submitted
an eligible facilities request for purposes of triggering the
60-day shot clock—the time frame within which a siting
authority must determine whether a modification is an
eligible facilities request that the siting authority must
approve; (2) the Separation Clause, which clarified when a
modification that increases the height of a wireless tower
outside of the public right-of-way causes a substantial
change; (3) the Equipment Cabinet Provision Clarification,
which clarified when the addition of equipment cabinets to a
support structure constitutes a substantial change; (4) the
Concealment and Siting Approval Conditions Provisions,
which clarified when a modification substantially changes
the physical dimensions of an existing structure by defeating
the concealment elements of the eligible support structure;
and (5) the Express Evidence Requirement, which clarified
that to be a concealment element under the Concealment
Provision, the element must have been part of the facility
that the siting authority approved in its prior review, as
shown by direct evidence.
Under the Administrative Procedure Act, courts must set
aside agency action that is arbitrary and capricious. First,
courts examine whether an agency rule is interpretive or
legislative; an agency action is not in accordance with law if
it is a legislative rule masquerading as an interpretive rule.
Second, when faced with an agency’s interpretation of its
own regulation, courts must examine whether the regulation
is genuinely ambiguous. Third, even if a regulation is a
permissible interpretive rule, court may still strike it down
under the APA’s arbitrary-and-capricious standard, which
requires that agency action be reasonable.
Applying this standard, the panel held that: (1) the 2020
Ruling’s clarification of the Shot Clock Rule was consistent
LEAGUE OF CALIFORNIA CITIES V. FCC 7
with the 2014 Order, was an interpretive rule, and the
clarification was not arbitrary or capricious; (2) the 2020
Ruling’s clarification of the Separation Clause was an
interpretative rule because the Separation Clause is
unambiguous and supports the FCC’s interpretation in its
2020 Ruling, and the clarification was neither arbitrary nor
capricious; and (3) the 2020 Ruling’s Equipment Cabinet
Provisions Clarifications were consistent with the 2014
Order’s unambiguous text, were interpretive rules, and were
not arbitrary or capricious. Accordingly, the panel denied the
petition for review with respect to these provisions.
However, the 2020 Ruling’s clarifications of the
Concealment and Siting Approval Conditions Provisions
were inconsistent with the 2014 Order, and therefore were
legislative rules. Further, the FCC’s error in not following
the APA’s procedural requirements in issuing these
legislative rules was not harmless. Accordingly, the panel
granted the petition for review with respect to the
Concealment and Siting Approval Conditions Provisions.
Finally, the panel denied the petition for review as to the
2020 Ruling’s clarification of the Express Evidence
Requirement because, contrary to petitioners’ contention,
application of the Express Evidence Requirement would not
have retroactive effect.
Dissenting in part and concurring in part, Judge Bennett
joined the per curiam opinion with respect to the Equipment
Cabinet Provision and the Concealment Provision. Judge
Bennett wrote separately for four reasons: First, he would
grant the petition for review with respect to the Shot Clock
Rule because the FCC’s purported clarification of the
commencement of the shot clock is inconsistent with the
unambiguous language of the 2014 order and is therefore a
legislative rule. Further, the FCC’s error was not harmless.
8 LEAGUE OF CALIFORNIA CITIES V. FCC
Second, he would grant the petition for review with respect
to the Express Evidence Requirement because it is
retroactive, and the Spectrum Act does not authorize the
FCC to engage in retroactive rulemaking. Third, while he
agreed with the per curiam opinion that the 2020 Ruling’s
clarification of the Separation Clause is an interpretive rule,
he would reach that conclusion by finding that the
Separation Clause is ambiguous, and that the FCC’s
clarification is entitled to Auer deference. Fourth, he wrote
separately on the Concealment and Siting Approval
Conditions Provisions to explain that, even were such
provisions ambiguous, he would not accord the FCC’s
clarifications deference.
COUNSEL
Cheryl A. Leanza (argued), Joseph V. Eaton, and Tillman L.
Lay, Best Best & Krieger LLP, Washington, D.C.; Gail A.
Karish, Best Best & Krieger LLP, Los Angeles, California;
Robert C. May III (argued), Jonathan L. Kramer, and
Michael D. Johnston, Telecom Law Firm PC, San Diego,
California; Kenneth S. Fellman, Kissinger & Fellman PC,
Denver, Colorado; Jeffrey M. Bayne and Lauren L.
Springett, Spiegel & McDiarmid LLP, Washington, D.C.;
Nancy L. Werner, National Association of
Telecommunications Officers, Alexandria, Virginia; for
Plaintiffs and Intervenor-Plaintiffs-Petitioners.
Rachel P. May (argued) and Lori Alexiou, Counsel; Richard
K. Welch, Deputy Associate General Counsel; P. Michele
Ellison, General Counsel; Office of General Counsel,
Litigation Division; Jacob M. Lewis, Deputy General
Counsel; Public Safety and Homeland Security Bureau;
LEAGUE OF CALIFORNIA CITIES V. FCC 9
Federal Communications Commission, Washington, D.C.;
Matthew C. Mandelberg and Robert B. Nicholson,
Attorneys, Antitrust Division, Appellate Section; Jonathan
S. Kanter, Assistant Attorney General, United States
Department of Justice; Washington, D.C.; Joshua S. Turner
(argued), Sara M. Baxenberg, and Boyd Garriott, Wiley Rein
LLP, Washington, D.C.; John Howes, Michael Saperstein
and Stephen Keegan, Wireless Infrastructure Association,
Arlington, Virginia; Thomas S. Thompson and Daniel P.
Reing, Mintz Levin Cohn Ferris Glovsky and Popeo PC;
Washington, D.C.; Thomas Power, CTIA – The Wireless
Association, Washington, D.C.; for Respondents and
Intervenor-Defendants-Respondents.
OPINION
PER CURIAM:
Wireless communications depend on a network of
antennas and equipment placed on structures including
towers, buildings, and utility poles. Construction and
modification of these networks implicate the zoning and land
use laws of state and local governments. Section 6409(a) of
the Middle Class Tax Relief and Job Creation Act of 2012
(“Spectrum Act”) 1 requires those governments to approve
certain modification requests that do not “substantially
change” existing wireless facilities. Under section 6003 of
the Spectrum Act, the Federal Communications Commission
(“FCC”) “shall implement and enforce” the Act as if it “is a
part of the Communications Act of 1934,” 47 U.S.C. § 1403,
1
Pub. L. No. 112-96, § 6409(a), 126 Stat. 156, 232–33 (2012) (codified
at 47 U.S.C. § 1455(a)).
10 LEAGUE OF CALIFORNIA CITIES V. FCC
which gives the FCC the authority to “perform any and all
acts, make such rules and regulations, and issue such
orders . . . necessary in the execution of its functions,” id.
§ 154(i).
This petition for review arises from a declaratory ruling
in 2020 (“2020 Ruling”) by the FCC that purports to
interpret and clarify 2 existing legislative rules adopted to
implement section 6409(a). As relevant here, the FCC’s
interpretations of its regulations cover when an automatic
federal authorization 3 to modify a facility may issue,
irrespective of local zoning laws or permit restrictions that
might otherwise either bar or impose additional
requirements on such construction or modification.
2
The FCC referred to various rulings as “clarifications.” When we use
“clarifications” or “clarify,” we are simply echoing the FCC’s
description. Our use of those words does not signify agreement that the
FCC’s actions were simply “clarifications.”
3
Section 6409(a) states that a state or local government “may not deny,
and shall approve, any eligible facilities request for a modification of an
existing wireless tower or base station that does not substantially change
the physical dimensions of such tower or base station.” 47 U.S.C.
§ 1455(a)(1) (emphasis added). The FCC and some courts have
interpreted section 6409(a) in such a way as to avoid Tenth Amendment
issues created if the statute were read to compel affirmative action by
state and local governments. See In re Acceleration of Broadband
Deployment by Improving Wireless Facilities Siting Policies, 29 FCC
Rcd. 12865, 12875 (Oct. 17, 2014), amended by 30 FCC Rcd. 31 (Jan.
5, 2015) (“[We] [p]rovide that an application filed under [s]ection
6409(a) is deemed granted if a State or local government fails to act on
it within the requisite time period[.]” (emphasis added)); Montgomery
County v. FCC, 811 F.3d 121, 128 (4th Cir. 2015) (concluding that the
FCC’s “deemed granted” procedure is constitutional because it “does not
require the states to take any action at all” and “[i]nstead . . . allows the
applications to be granted by default if the state does not affirmatively
approve them within sixty days”).
LEAGUE OF CALIFORNIA CITIES V. FCC 11
Petitioners and Intervenors (collectively, “Petitioners”) are
local governments and municipal associations, representing
about 780 municipalities. Petitioners seek review of the
2020 Ruling. They raise various procedural and substantive
challenges to the FCC’s interpretations and clarifications.
The 2020 Ruling clarified (1) the commencement of the
shot clock, that is, “the date on which an applicant is deemed
to have submitted an eligible facilities request for purposes
of triggering the 60-day shot clock”; (2) when “a
modification on a tower outside of the public rights-of-way
would cause a substantial change,” by specifying how to
calculate the separation between an existing antenna and a
proposed new antenna; (3) when “a proposed modification
to a support structure constitutes a substantial change,” by
specifying whether there is a cumulative limit to the number
of equipment cabinets and what an equipment cabinet is;
(4) when “a modification ‘substantially changes’ the
physical dimensions of an existing structure” by “defeat[ing]
the concealment elements of the eligible support structure,”
and the distinction between a “concealment element” of an
eligible support structure and “conditions associated with the
siting approval” of an eligible support structure; and (5) what
evidence the local government must show regarding a
preexisting “condition of approval” of a wireless facility.
Petitioners object to all these clarifications.
We grant the petition for review in part and deny it in
part. We grant the petition as to the FCC’s clarifications
regarding (4) the definition of a qualifying concealment
element. We invalidate that clarification.
We deny the petition for review as to (1) the
commencement of the shot clock, (2) the separation between
an existing antenna and a proposed new antenna, (3) the
12 LEAGUE OF CALIFORNIA CITIES V. FCC
noncumulative limit on the number of equipment cabinets
that are an insubstantial change and the FCC’s definition of
an “equipment cabinet,” and (5) the “express evidence”
requirement for preexisting conditions.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Statutory Framework
Two statutory provisions limit or affect the “siting
authority,” that is, “a State government, local government,
or instrumentality . . . whose authorization is necessary prior
to the deployment of personal wireless service facilities.” 47
C.F.R. § 1.6002(k).4
1. Section 704 of the Telecommunications Act
In 1996, Congress first addressed local authority over the
deployment of personal wireless service facilities—through
section 704 of the Telecommunications Act. 5 Section 704
generally “[p]reserv[es] . . . local zoning authority” “over
decisions regarding the placement, construction, and
modification of personal wireless service facilities.” 47
U.S.C. § 332(c)(7)(A). That general rule, however, is
subject to certain enumerated limitations. Id.
§ 332(c)(7)(B); see also T-Mobile S., LLC v. City of Roswell,
574 U.S. 293, 303 (2015).
Under the limitations, siting decisions may not
“unreasonably discriminate among providers of functionally
equivalent services,” “prohibit or have the effect of
prohibiting the provision of personal wireless services,” or
4
“Deployment means placement, construction, or modification of a
personal wireless service facility.” 47 C.F.R. § 1.6002(h).
5
Pub. L. No. 104-104, § 704, 110 Stat. 56, 151–52 (1996) (codified at
47 U.S.C. § 332(c)(7)).
LEAGUE OF CALIFORNIA CITIES V. FCC 13
be based on “the environmental effects of radio frequency
emissions to the extent that such facilities comply with the
[FCC]’s regulations concerning such emissions.” 47 U.S.C.
§ 332(c)(7)(B)(i), (iv). A siting authority must act on siting
applications6 “within a reasonable period of time after the
request is duly filed,” id. § 332(c)(7)(B)(ii), a requirement
the FCC calls a “shot clock.” The shot clock requires siting
authorities to act within 60, 90, or 150 days, depending on
the type of facility. See 47 C.F.R. § 1.6003(c)(1). Siting
decisions must be “in writing and supported by substantial
evidence contained in a written record,” 47 U.S.C.
§ 332(c)(7)(B)(iii), and denials or failures to act may be
challenged in court within 30 days of the denial or expiration
of the shot clock and are entitled to “expedited” review, id.
§ 332(c)(7)(B)(v).
2. Section 6409(a) of the Spectrum Act
Section 6409(a) of the Spectrum Act states:
[A] State or local government may not deny,
and shall approve, any eligible facilities
request for a modification of an existing
wireless tower or base station that does not
substantially change the physical dimensions
of such tower or base station.
Id. § 1455(a)(1).
An “eligible facilities request” includes “any request for
modification of an existing wireless tower or base station
that involves . . . collocation of new transmission
6
“Siting application or application means a written submission to a siting
authority requesting authorization for the deployment of a personal
wireless service facility at a specified location.” 47 C.F.R. § 1.6002(j).
14 LEAGUE OF CALIFORNIA CITIES V. FCC
equipment.” Id. § 1455(a)(2)(A). “Collocation” refers to the
“mounting or installation of transmission equipment on an
eligible support structure for the purpose of transmitting
and/or receiving radio frequency signals for
communications purposes.” 47 C.F.R. § 1.6100(b)(2).
B. The 2014 Order
The key operative terms in section 6409 are not defined.
In September 2013, the FCC issued a notice of proposed
rulemaking. In re Acceleration of Broadband Deployment
by Improving Wireless Facilities Siting Policies, 28 FCC
Rcd. 14238 (Sept. 26, 2013). After a notice-and-comment
period, the FCC issued a report and order to implement
section 6409(a). In re Acceleration of Broadband
Deployment by Improving Wireless Facilities Siting
Policies, 29 FCC Rcd. 12865 (Oct. 17, 2014) (hereinafter
“2014 Order”). The order also codified rules to implement
section 6409(a) at 47 C.F.R. § 1.6100.7
The 2014 Order focused on three general subjects:
(1) defining the statutory terms, such as “substantially
change”; (2) establishing procedural rules for applications,
including a shot clock specific to eligible facilities requests
(“Shot Clock Rule”); and (3) providing that applications will
be “deemed granted” if the state or local government fails to
approve or deny the request within the appropriate
timeframe.
1. Defining the Statutory Terms:
A “[t]ower,” as used in section 6409(a), refers to “[a]ny
structure built for the sole or primary purpose of supporting
7
“2014 Order,” as used in this opinion, refers to both the FCC’s 2014
Order and the rules codified at 47 C.F.R. § 1.6100.
LEAGUE OF CALIFORNIA CITIES V. FCC 15
any [FCC]-licensed or authorized antennas and their
associated facilities.” 47 C.F.R. § 1.6100(b)(9). “Base
station” means any non-tower “structure or equipment at a
fixed location that enables [FCC]-licensed or authorized
wireless communications.” Id. § 1.6100(b)(1). A
“constructed tower or base station” is “existing” if it “has
been reviewed and approved under the applicable zoning or
siting process, or under another State or local regulatory
review process.” Id. § 1.6100(b)(5).
The 2014 Order further clarified that “[a] modification
substantially changes the physical dimensions of an eligible
support structure”8 if it meets any of the following:
For towers other than towers in the public
rights-of-way, it increases the height of the
tower by more than 10% or by the height of
one additional antenna array with separation
from the nearest existing antenna not to
exceed twenty feet, whichever is greater [the
“Separation Clause”]; for other eligible
support structures, it increases the height of
the structure by more than 10% or more than
ten feet, whichever is greater[.]
Id. § 1.6100(b)(7)(i). We refer to this as the “Tower Height
Provision.”
For any eligible support structure, it involves
installation of more than the standard number
of new equipment cabinets for the technology
8
An “[e]ligible support structure” is “[a]ny tower or base station . . .
existing at the time the relevant [siting] application is filed with the”
siting authority. 47 C.F.R. § 1.6100(b)(4).
16 LEAGUE OF CALIFORNIA CITIES V. FCC
involved, but not to exceed four cabinets; or,
for towers in the public rights-of-way and
base stations, it involves installation of any
new equipment cabinets on the ground if
there are no pre-existing ground cabinets
associated with the structure, or else involves
installation of ground cabinets that are more
than 10% larger in height or overall volume
than any other ground cabinets associated
with the structure[.]
Id. § 1.6100(b)(7)(iii). We refer to this as the “Equipment
Cabinet Provision.”
It would defeat the concealment elements of
the eligible support structure[.]
Id. § 1.6100(b)(7)(v). We refer to this as the “Concealment
Provision.”
It does not comply with conditions associated
with the siting approval of the construction or
modification of the eligible support structure
or base station equipment, provided however
that this limitation does not apply to any
modification that is non-compliant only in a
manner that would not exceed the thresholds
LEAGUE OF CALIFORNIA CITIES V. FCC 17
identified in [47 C.F.R. § 1.6100(b)(7)(i)–
(iv)].9
Id. § 1.6100(b)(7)(vi). We refer to this as the “Siting
Approval Conditions Provision.”
2. The Shot Clock Rule and Deemed-Granted
Remedy
Section 6409(a) does not establish a time frame within
which a siting authority must determine whether a
modification is an “eligible facilities request” that the siting
authority “shall approve.” 47 U.S.C. § 1455(a)(1). In
response to comments, the FCC explained that “approval
within a reasonable period of time” is “implicit in the
statutory requirement” of mandatory approval. 2014 Order,
29 FCC Rcd. at 12955. The FCC then stated:
[W]e establish a specific and absolute
timeframe for State and local processing of
eligible facilities requests under [s]ection
6409(a). We find that a 60-day period for
review, including review to determine
whether an application is complete, is
appropriate. . . .
....
We further provide that the foregoing
[s]ection 6409(a) timeframe may be tolled by
mutual agreement or in cases where the
9
Section 1.6100 was originally numbered as 47 C.F.R. § 1.40001. See
Accelerating Wireless and Wireline Broadband Deployment by
Removing Barriers to Infrastructure Investment, 83 Fed. Reg. 51867,
51885–86 (Oct. 15, 2018).
18 LEAGUE OF CALIFORNIA CITIES V. FCC
reviewing State or municipality informs the
applicant in a timely manner that the
application is incomplete.
Id. at 12956–57.
When a siting authority fails to approve or deny an
application filed as an eligible facilities request “within the
timeframe for review (accounting for any tolling), the
request shall be deemed granted” and effective upon written
notice from the applicant. 47 C.F.R. § 1.6100(c)(4). The
siting authority can seek judicial review following such
written notice from the applicant. See 2014 Order, 29 FCC
Rcd. at 12962.
C. The 2019 Petitions
In late 2019, two wireless industry trade associations, the
Wireless Infrastructure Association (“WIA”) and CTIA—
The Wireless Association (“CTIA”), petitioned the FCC for
declaratory rulings and a rulemaking that sought changes to
the FCC’s section 6409(a) rules. 10 WIA and CTIA
(collectively, “Industry Intervenors”) filed a brief in support
of the FCC in this appeal.
The 2019 Petitions sought five clarifications that are at
issue here. First, the 2019 Petitions asked the FCC to
“clarify when the section 6409(a) shot clock begins to run,”
10
Petition of WIA for Declaratory Ruling, WT Docket No. 17-79 (filed
Aug. 27, 2019) (“WIA Pet.”); Petition of WIA for Rulemaking, RM-
11849 (filed Aug. 27, 2019); Petition of CTIA for Declaratory Ruling,
WT Docket No. 17-79, WC Docket No. 17-84 (filed Sept. 6, 2019)
(“CTIA Pet.”) (collectively, “2019 Petitions”). Most changes requested
by the industry trade associations appeared in the petitions for a
declaratory ruling. The petition for rulemaking concerned issues not
subject to this petition for review.
LEAGUE OF CALIFORNIA CITIES V. FCC 19
citing examples of siting authorities imposing “lengthy and
onerous processes” “to prevent the section 6409(a) shot
clock from starting.” WIA Pet. 7–9 (capitalization altered)
(citations and quotations omitted); see also CTIA Pet. 17–
20.
Second, the 2019 Petitions asked the FCC to clarify that
the phrase “separation from the nearest existing antenna”—
in the Separation Clause—means the space between
antennas, not inclusive of the proposed antenna. WIA Pet.
17–18.
Third, the 2019 Petitions asked the FCC to clarify the
Equipment Cabinet Provision, stating that some siting
authorities had asserted that this provision “set[] a
cumulative limit” on the number of equipment cabinets that
can be added, “rather than a limit on the number of cabinets
associated with a particular” modification. CTIA Pet. 14;
WIA Pet. 13.
Fourth, the 2019 Petitions asked the FCC to clarify that
“concealment elements”—as used in the Concealment
Provision—are “aspects of a design that were specifically
intended to disguise the appearance of a facility, such as faux
tree branches or paint color.” CTIA Pet. 12; see also WIA
Pet. 10–13.
Fifth, the 2019 Petitions asked the FCC to clarify that
“concealment elements” include only such “elements that
were specifically identified as concealment elements when
the structure was built.” CTIA Pet. 12. Similarly, the 2019
Petitions asked the FCC to clarify that “conditions associated
with the siting approval”—as used in the Siting Approval
Conditions Provision—include only those “prior conditions
imposed on a structure or site.” WIA Pet. 14–15.
20 LEAGUE OF CALIFORNIA CITIES V. FCC
One week later, the Wireless Telecommunications
Bureau (“WTB”) and Wireline Competition Bureau
(“WCB”)—two agencies within the FCC—opened
proceedings with a request for public comment. See
Wireless Telecommunications Bureau and Wireline
Competition Bureau Seek Comment on WIA Petition for
Rulemaking, WIA Petition for Declaratory Ruling and CTIA
Petition for Declaratory Ruling, 34 FCC Rcd. 8099 (Sept.
13, 2019), https://docs.fcc.gov/public/attachments/DA-19-
913A1.pdf (hereinafter 2019 Notice).
These proceedings were unusual in several respects.
First, the 2019 Notice included no indication as to whether
the FCC would consider any requested changes and, if so,
which ones. Some commenters urged the FCC to follow the
notice-and-comment procedures under the Administrative
Procedure Act (“APA”), but the FCC refused. Second, the
2019 Notice set a comment date of October 15, 2019, and a
reply comment date of October 30, 2019. Id. Despite
waiting 13 days to publish the 2019 Notice in the Federal
Register, the FCC did not adjust the deadlines for comments
and reply comments to account for the lag time, so after the
publication of the 2019 Notice there were only 19 days for
comments and 34 days for reply comments. See 84 Fed.
Reg. 50810 (Sept. 26, 2019). After receiving multiple
requests for an extension, the FCC granted an additional 14
days for comments and reply comments. 11 After more
requests, the FCC extended the reply comment deadline by
11
See Order Granting Extension of Time, WT Docket No. 19-250, RM-
11849, WC Docket No. 17-84, DA 19-978 (Sept. 30, 2019),
https://docs.fcc.gov/public/attachments/DA-19-978A1.pdf.
LEAGUE OF CALIFORNIA CITIES V. FCC 21
another seven days. 12 Third, in May 2020, the FCC
published on its website the draft declaratory ruling for
consideration at the next FCC meeting. Declaratory Ruling
and Notice of Proposed Rulemaking, WT Docket No. 19-
250, RM-11849 (rel. May 19, 2020) (hereinafter 2020 Draft
Ruling). Multiple requests for additional time to comment
on the proposed changes were denied by the FCC
notwithstanding state and local government attention to the
COVID-19 pandemic and the economic recession. See infra
Section I.D.5.
Throughout the proceeding, more than 70 local
governments or organizations submitted more than 650
pages of comments and letters regarding the 2019 Petitions
and the 2020 Draft Ruling. On June 10, 2020, the FCC
issued a final declaratory ruling. In re Implementation of
State and Local Governments’ Obligation to Approve
Certain Wireless Facility Modification Requests Under
Section 6409(a) of the Spectrum Act of 2012, 35 FCC Rcd.
5977 (June 10, 2020) (hereinafter 2020 Ruling).
D. The 2020 Ruling
The FCC described the 2020 Ruling as interpretive only,
and “necessary to ensure fidelity to the language [of the FCC
rules] and the decisions Congress made in [s]ection
6409(a).” 2020 Ruling, 35 FCC Rcd. at 5979.
1. The Commencement of the Shot Clock
The 2020 Ruling clarified “the date on which an
applicant is deemed to have submitted an eligible facilities
request for purposes of triggering the 60-day shot clock.” Id.
12
See Order Granting Motion for Extension of Time, WT Docket No.
19-250, RM-11849, WC Docket No. 17-84, DA 19-1162 (Nov. 8, 2019),
https://docs.fcc.gov/public/attachments/DA-19-1162A1_Rcd.pdf.
22 LEAGUE OF CALIFORNIA CITIES V. FCC
at 5985. It clarified that an applicant has “submitted a
request for approval that triggers the running of the shot
clock” when the applicant (1) “takes the first procedural step
that the local jurisdiction requires as part of its applicable
regulatory review process under section 6409(a),” and
(2) “submits written documentation showing that a proposed
modification is an eligible facilities request.” Id. at 5986.
The “first step” must be within “the applicant’s control” and
“objectively verifiable.” Id. at 5987. For example, if the
first step is a meeting with municipal staff, an applicant
satisfies the requirement simply by requesting such a
meeting. See id. But to trigger the shot clock, the applicant
would also need to submit “written documentation showing
that the proposed modification is an eligible facilities
request.” Id. at 5986.
2. Substantial Changes as to the Separation Clause
The 2020 Ruling clarified when a modification that
increases the height of a tower outside of the public rights-
of-way causes a “substantial change.” Id. at 5989. It
clarified that the phrase “separation from the nearest existing
antenna” in the Separation Clause means the space between
the antennas—i.e., “the distance from the top of the highest
existing antenna on the tower to the bottom of the proposed
new antenna to be deployed above it.” Id. at 5990.
3. Substantial Changes as to the Equipment Cabinet
Provision
The 2020 Ruling clarified when the addition of
equipment cabinets “to a support structure constitutes a
substantial change.” Id. at 5991. It clarified the Equipment
Cabinet Provision in two ways. First, it clarified that the
four-cabinet limit “is measured for each separate eligible
facilities request,” and is not a cumulative limit. Id. at 5992.
LEAGUE OF CALIFORNIA CITIES V. FCC 23
The FCC explained that to interpret the four-cabinet limit as
cumulative “ignores the fact that the word ‘it’ in the rule
refers to a ‘modification’” of an eligible support structure.
Id.; see 47 C.F.R. § 1.6100(b)(7)(iii) (defining a
modification as substantial when “it” exceeds a threshold
number of cabinets). The 2020 Ruling rejected the argument
that “this clarification would permit an applicant to add an
unlimited number of new equipment cabinets” because 47
C.F.R. § 1.6100(b)(7)(iii) limits each modification to “the
standard number of new equipment cabinets for the
technology involved.” 2020 Ruling, 35 FCC Rcd. at 5993
(quoting 47 C.F.R. § 1.6100(b)(7)(iii)).
Second, the 2020 Ruling clarified that, consistent with
industry usage and the structure of the rules, “equipment
cabinets” refers only to “physical containers for smaller,
distinct devices,” and not to “transmission equipment
manufactured with outer protective covers.” Id. at 5991–92.
4. Substantial Changes as to the Concealment
Provision and Siting Approval Conditions
Provision
The 2020 Ruling clarified when “a modification
‘substantially changes’ the physical dimensions of an
existing structure” by “defeat[ing] the concealment elements
of the eligible support structure.” Id. at 5993 (quoting 47
C.F.R. § 1.6100(b)(7)(v)). In doing so, the FCC sought to
distinguish “concealment elements” covered by 47 C.F.R.
§ 1.6100(b)(7)(v) from “conditions associated with the
siting approval” covered by 47 C.F.R. § 1.6100(b)(7)(vi).
This distinction is significant because “concealment
elements” are afforded greater protection than “conditions
associated with the siting approval,” which conditions can
24 LEAGUE OF CALIFORNIA CITIES V. FCC
be overcome if the proposed modification is otherwise
permitted under 47 C.F.R. § 1.6100(b)(7)(i)–(iv).
The 2020 Ruling clarified that “concealment elements
are elements of a stealth-designed facility intended to make
the facility look like something other than a wireless tower
or base station,” such as a “pine tree, flag pole, or chimney.”
2020 Ruling, 35 FCC Rcd. at 5994, 5996. These
concealment elements are “defeated” when “the proposed
modification . . . cause[s] a reasonable person to view the
structure’s intended stealth design as no longer effective
after the modification,” id. at 5996, such as by making a
facility that was originally constructed to look like a tree no
longer resemble a tree. The FCC explained that its
interpretation was consistent with language in the 2014
Order that “defines ‘concealed or “stealth”-designed’
facilities as ‘facilities designed to look like some feature
other than a wireless tower or base station.’” Id. at 5994
(quoting 2014 Order, 29 FCC Rcd. at 12950).
The 2020 Ruling further clarified that other “conditions
to minimize the visual impact of non-stealth facilities,”
which are “separately address[ed]” under the Siting
Approval Conditions Provision at 47 C.F.R.
§ 1.6100(b)(7)(vi), are to be distinguished from the
concealment elements under the Concealment Provision at
47 C.F.R. § 1.6100(b)(7)(v). Id. at 5995. The 2020 Ruling
disagreed with the position advanced by many commenters
that “any attribute that minimizes the visual impact of a
facility, such as a specific location on a rooftop site or
placement behind a tree line or fence, can be a concealment
element.” Id. at 5994.
The 2020 Ruling gave as an example “a stealth-designed
monopine” that was originally hidden behind a tree line, but
LEAGUE OF CALIFORNIA CITIES V. FCC 25
which “a proposed modification” would “make[] . . . visible”
above the tree line. Id. at 5998. The 2020 Ruling clarified
that “the concealment element would not be defeated” under
the Concealment Provision “if the monopine retains its
stealth design in a manner that a reasonable person would
continue to view the intended stealth design as effective.”
Id. The 2020 Ruling explained that the requirement to
remain behind the tree line was not a concealment element
under the Concealment Provision, but an “aesthetic
condition” covered by the Siting Approval Conditions
Provision at section 1.6100(b)(7)(vi). Id. Such a
requirement, “like any other condition under” the Siting
Approval Conditions Provision, may still be enforced, but
only if it does not prevent modifications otherwise permitted
under 47 C.F.R. § 1.6100(b)(7)(i)–(iv), such as increases in
height or girth. Id. at 5998–99. The 2020 Ruling explained
that this interpretation is consistent with the
“commonplace . . . statutory construction that the specific”
rules regarding modifications “govern[] the general” ability
of a siting authority to enforce conditions on approval. Id.
at 5999 (quoting Morales v. Trans World Airlines, Inc., 504
U.S. 374, 384 (1992)).
5. The Express Evidence Requirement
Finally, the 2020 Ruling clarified that to be a
“concealment element” under the Concealment Provision,
“the element must have been part of the facility that the
[siting authority] approved in its prior review,” id. at 5995,
as shown by “express evidence in the record to demonstrate
that [the siting authority] considered in its approval that a
stealth design for a telecommunications facility would look
like something else, such as a pine tree, flag pole, or
chimney,” id. at 5996. We refer to this as the “Express
Evidence Requirement.” The 2020 Ruling explained that the
26 LEAGUE OF CALIFORNIA CITIES V. FCC
requirement “does not mean that a concealment element
must have been explicitly articulated,” and that “specific
words or formulations are not needed.” Id. “[S]how[ing]
that the condition existed at the time of the original
approval” was sufficient. Id. at 5998 n.123.
Two FCC commissioners dissented from the 2020
Ruling. They argued that the ruling imposed new
obligations on local governments at a time when those
governments were still coping with the effects of COVID-
19; that the ruling created uncertainty; that it was likely to
lead to costly disputes between local governments and
industry; and that the FCC should have addressed the issues
in a formal rulemaking proceeding, providing adequate time
for public input.
This petition for review followed.
II. JURISDICTION
The 2020 Ruling is a final agency action that took effect
on June 10, 2020. We have jurisdiction pursuant to 47
U.S.C. § 402(a), 28 U.S.C. § 2342(1), and 28 U.S.C. § 2344.
III. LEGAL STANDARD & STANDARD OF REVIEW
Under the APA, we must “hold unlawful and set aside
agency action” that is “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law.” 5
U.S.C. § 706(2)(A).
A. Is the Agency Rule Interpretive or Legislative?
An agency action is “not in accordance with law” if it is
a legislative rule masquerading as an interpretive rule. This
is because “[a]n agency can issue a legislative rule only by
using the notice and comment procedure described in the
APA” but “need not follow the notice and comment
LEAGUE OF CALIFORNIA CITIES V. FCC 27
procedure to issue an interpretive rule.” Hemp Indus. Ass’n
v. DEA, 333 F.3d 1082, 1087 (9th Cir. 2003) (emphasis
omitted) (citing 5 U.S.C. § 553(b)).13
“Whether an agency rule is interpretive or legislative is
a question of law [we] review[] de novo.” Id. at 1086 (italics
omitted). In Hemp Industries, we adopted a “helpful
framework” from the D.C. Circuit for “distinguishing
between interpretive and legislative rules.” Id. at 1087.
Legislative rules “have the ‘force of law,’” but interpretive
rules “do not have the force and effect of law and are not
accorded that weight in the adjudicatory process.” Id.
(quoting Shalala v. Guernsey Memorial Hosp., 514 U.S. 87,
99 (1995)). One circumstance in which a rule has the “force
of law” and is therefore legislative is when “the rule
effectively amends a prior legislative rule.” Id. (quoting Am.
Mining Cong. v. Mine Safety & Health Admin., 995 F.2d
1106, 1112 (D.C. Cir. 1993)). This inquiry focuses on
whether the purported interpretation “is inconsistent with a
prior rule having the force of law.” Id. at 1088. This is
because “[a]n agency is not allowed to change a legislative
rule retroactively through the process of disingenuous
interpretation of the rule to mean something other than its
original meaning.” Erringer v. Thompson, 371 F.3d 625,
632 (9th Cir. 2004) (alteration in original) (quoting Hemp
Indus., 333 F.3d at 1091). Accordingly, we must evaluate
whether the FCC’s clarifications in the 2020 Ruling are
“inconsistent with” their analogs in the 2014 Order.
13
An agency can be exempted from the notice-and-comment
requirement for legislative rules if it publishes a specific finding of good
cause documenting why such procedures “are impracticable,
unnecessary, or contrary to the public interest.” 5 U.S.C. § 553(b)(B).
This exception is not at issue here.
28 LEAGUE OF CALIFORNIA CITIES V. FCC
B. Analyzing an Agency’s Interpretation of Its
Regulation
When faced with an agency’s interpretation of its own
regulation, we “first determine whether the regulation is
‘genuinely ambiguous,’” using “all the standard tools of
interpretation,” including analysis of the “text, structure,
history, and purpose.” Attias v. Crandall, 968 F.3d 931, 937
(9th Cir. 2020) (quoting Kisor v. Wilkie, 588 U.S. 558, 573,
575 (2019)). If “uncertainty does not exist” as to the
regulation’s meaning, it just “means what it means.” Kisor,
588 U.S. at 574–75.
If the 2014 regulation is unambiguous and its meaning is
inconsistent with the 2020 Ruling’s purported clarification,
then the clarification is a legislative rule. But here, if the
2014 regulation is unambiguous and its meaning is
consistent with the 2020 Ruling’s purported clarification, the
clarification is an interpretive rule.14
“[O]nly if a regulation is genuinely ambiguous” can “the
possibility of deference” arise. Id. at 573. We defer to the
agency’s interpretation if it “is ‘reasonable,’ is based on the
agency’s ‘substantive expertise,’ ‘reflect[s] [the agency’s]
fair and considered judgment,’ and represents ‘the agency’s
authoritative or official position.’” Attias, 968 F.3d at 937
(alterations in original) (quoting Kisor, 588 U.S. at 574–79).
To reflect the “fair and considered judgment” of the agency,
14
We note this may not always be the case. For example, if “in the
absence of the [new] rule, there would not be an adequate legislative
basis for enforcement action,” or if the agency “explicitly invoked its
general legislative authority” in issuing the new rule, then that new
rule—even if consistent with a prior legislative rule—may nevertheless
have the “force of law” and constitute a legislative rule. See Hemp
Indus., 333 F.3d at 1087 (quoting Am. Mining, 995 F.2d at 1112).
LEAGUE OF CALIFORNIA CITIES V. FCC 29
the regulatory interpretation cannot be a “convenient
litigating position” or a “post hoc rationalization.” Kisor,
588 U.S. at 579 (alteration omitted) (quoting Christopher v.
SmithKline Beecham Corp., 567 U.S. 142, 155 (2012)). This
is known as Auer deference.15 If an agency’s reading of a
rule does not meet all four Auer factors, that reading may not
merit Auer deference. See Attias, 968 F.3d at 937.
Even if we do not afford the interpretation Auer
deference, we still “accord the [agency’s] interpretation a
measure of deference proportional to the thoroughness
evident in its consideration, the validity of its reasoning, its
consistency with earlier and later pronouncements, and all
those factors which give it power to persuade.” SmithKline
Beecham Corp., 567 U.S. at 159 (internal quotation marks
omitted). This is known as Skidmore deference. 16 See
Indep. Training & Apprenticeship Program v. Cal. Dep’t of
Indus. Rels., 730 F.3d 1024, 1035 (9th Cir. 2013) (“[W]hen
Auer deference is not warranted, an agency’s interpretation
of an ambiguous regulation should be evaluated under the
principle laid down in Skidmore . . . .”).
Moreover, “a court may not defer to a new
interpretation . . . that creates ‘unfair surprise’ to regulated
parties.” Kisor, 588 U.S. at 579 (quoting Long Island Care
at Home, Ltd. v. Coke, 551 U.S. 158, 170 (2007)). Such a
circumstance may arise when an agency’s interpretation
would “impose[] retroactive liability on parties for
longstanding conduct that the agency had never before
addressed.” Id. Of central concern is that a declaratory
ruling not be a vehicle to “create de facto a new regulation.”
15
Auer v. Robbins, 519 U.S. 452 (1997).
16
Skidmore v. Swift & Co., 323 U.S. 134, 140 (1944).
30 LEAGUE OF CALIFORNIA CITIES V. FCC
Id. at 575 (quoting Christensen v. Harris County, 529 U.S.
576, 588 (2000)).
Here, if a regulation from the 2014 Order is ambiguous
and the 2020 Ruling’s purported clarification passes muster
under Auer or Skidmore deference, it is an interpretive rule.
C. Is the Agency Action Arbitrary and Capricious?
Even if a regulation is a permissible interpretive rule, we
may still strike the rule down under the APA’s arbitrary-and-
capricious standard, which “requires that agency action be
reasonable and reasonably explained.” FCC v. Prometheus
Radio Project, 592 U.S. 414, 423 (2021). For the action to
be “reasonable and reasonably explained,” id., the agency
must have articulated “a rational connection between the
facts found and the choice made,” Transp. Div. of the Int’l
Ass’n of Sheet Metal, Air, Rail, & Transp. Workers v. Fed.
R.R. Admin., 988 F.3d 1170, 1182 (9th Cir. 2021) (quoting
Dep’t of Com. v. New York, 588 U.S. 752, 773 (2019)). “It
is a foundational principle of administrative law that judicial
review of agency action is limited to the grounds that the
agency invoked when it took the action.” Id. at 1178
(cleaned up) (quoting Dep’t of Homeland Sec. v. Regents of
the Univ. of Cal., 591 U.S. 1, 20 (2020)).
“Agencies are free to change their existing policies . . .
[b]ut the agency must at least ‘display awareness that it is
changing position’ and ‘show that there are good reasons for
the new policy.’” Encino Motorcars, LLC v. Navarro, 579
U.S. 211, 221 (2016) (quoting FCC v. Fox Television
Stations, Inc., 556 U.S. 502, 515 (2009)).
An agency action is arbitrary and capricious
“only if the agency relied on factors Congress
did not intend it to consider, entirely failed to
LEAGUE OF CALIFORNIA CITIES V. FCC 31
consider an important aspect of the problem,
or offered an explanation that runs counter to
the evidence before the agency or is so
implausible that it could not be ascribed to a
difference in view or the product of agency
expertise.”
Defs. of Wildlife v. Zinke, 856 F.3d 1248, 1257 (9th Cir.
2017) (quoting Conservation Cong. v. U.S. Forest Serv., 720
F.3d 1048, 1054 (9th Cir. 2013)). The “deferential” standard
“simply ensures that the agency has acted within a zone of
reasonableness.” Prometheus Radio Project, 592 U.S. at
423.
IV. ANALYSIS
We start by analyzing whether each of the 2020 Ruling’s
relevant purported clarifications are interpretive or
legislative rules. We answer those questions by analyzing
first whether the relevant portion of the 2014 Order is
unambiguous or ambiguous as a matter of textual
interpretation. If it is unambiguous, we decide whether the
FCC’s purported clarification is consistent with that
unambiguous part of the 2014 Order, without any deference
to the FCC’s purported clarification. If it is consistent, then
it is an interpretive rule. If it is inconsistent, then it is a
legislative rule.
If, however, the relevant portion of the 2014 Order is
ambiguous, then we analyze the FCC’s purported
clarification under the Auer or Skidmore framework. If the
FCC’s clarification is entitled to deference, then it is an
interpretive rule. If the FCC’s clarification is not entitled to
deference, then it is a legislative rule.
32 LEAGUE OF CALIFORNIA CITIES V. FCC
If we decide that a clarification is an interpretive rule,
then it was properly issued under the 2020 Ruling. We then
analyze whether the FCC’s purported clarification—even if
consistent with the 2014 Order and thus interpretive—
survives arbitrary-and-capricious review.
If, on the other hand, a clarification is a legislative rule,
we determine whether the legislative rule was properly
issued by analyzing whether the FCC followed the APA’s
procedural requirements and, if it did not, whether the error
was harmless.
We use the above framework to analyze all of
Petitioners’ challenges, except regarding the Express
Evidence Requirement. Petitioners argue that the Express
Evidence Requirement is a retroactive administrative rule
and contrary to law. We thus analyze it by determining
whether the Spectrum Act conveys in express terms the
power to promulgate retroactive rules and whether the
Express Evidence Requirement is retroactive. If the
Spectrum Act does not permit retroactive rulemaking and if
the Express Evidence Requirement is retroactive, we
invalidate it. See Bahr v. Regan, 6 F.4th 1059, 1072 (9th Cir.
2021).
A. The Commencement of the Shot Clock
The 2014 Order states in relevant part:
(c) Review of applications. A State or local
government may not deny and shall approve any
eligible facilities request for modification of an
eligible support structure that does not
LEAGUE OF CALIFORNIA CITIES V. FCC 33
substantially change the physical dimensions of
such structure.
....
(2) Timeframe for review. Within 60 days of
the date on which an applicant submits a
request seeking approval under this section,
the State or local government shall approve
the application unless it determines that the
application is not covered by this section.
(3) Tolling of the timeframe for review. The
60-day period begins to run when the
application is filed, and may be tolled only by
mutual agreement or in cases where the
reviewing State or local government
determines that the application is incomplete.
47 C.F.R. § 1.6100(c) (emphases added).
The 2020 Ruling notes that 47 C.F.R. § 1.6100(c)(2)
“provides that the 60-day review period for eligible facilities
requests begins ‘on the date on which an applicant submits a
request seeking approval.’” 2020 Ruling, 35 FCC Rcd. at
5985 (emphasis added) (quoting 47 C.F.R. § 1.6100(c)(2)).
“To address uncertainty regarding the commencement of the
shot clock,” the 2020 Ruling clarified that:
an applicant has effectively submitted a
request for approval that triggers the running
of the shot clock when it satisfies both of the
following criteria: (1) the applicant takes the
first procedural step that the local
jurisdiction requires as part of its applicable
regulatory review process under section
34 LEAGUE OF CALIFORNIA CITIES V. FCC
6409(a), and, to the extent it has not done so
as part of the first required procedural step,
(2) the applicant submits written
documentation showing that a proposed
modification is an eligible facilities request.
Id. at 5986 (second and third emphases added).
The 2020 Ruling explains that the “first step” must be
“within the applicant’s control” and “objectively verifiable.”
Id. at 5987. Further, the first step “may not [be] . . . a
combination or sequencing of steps, rather than a single
step.” Id. For example, if the first step is a meeting with
municipal staff, an applicant satisfies the requirement by
requesting a meeting, regardless whether the jurisdiction
would like the applicant to meet with other individuals. Id.
But to trigger the 60-day shot clock, the applicant would still
need to submit written documentation “showing that the
proposed modification is an eligible facilities request.” Id.
at 5986.
We conclude that the Shot Clock Rule is an interpretive
rule that did not require notice-and-comment procedures,
and that promulgation of the Shot Clock Rule was not
arbitrary or capricious.
1. The Shot Clock Rule Is Interpretive.
“Regulations are interpreted according to the same rules
as statutes, applying traditional rules of construction.”
Minnick v. Comm’r, 796 F.3d 1156, 1159 (9th Cir. 2015)
(per curiam). “As always, we begin with the text.” Sw.
Airlines Co. v. Saxon, 596 U.S. 450, 457 (2022). “If the
regulation is unambiguous, its plain meaning governs.”
Amazon.com, Inc. v. Comm’r, 934 F.3d 976, 984 (9th Cir.
2019). And where a regulation defines a term, we must
LEAGUE OF CALIFORNIA CITIES V. FCC 35
follow that definition. See Stenberg v. Carhart, 530 U.S.
914, 942 (2000) (“When a statute includes an explicit
definition, we must follow that definition . . . .”).
Here, the plain text and canons of statutory interpretation
support one, unambiguous interpretation of the shot clock
regulations. To begin, “application” is a defined term in the
regulations. “Siting application or application means a
written submission to a siting authority requesting
authorization for the deployment of a personal wireless
service facility at a specified location.” 47 C.F.R.
§ 1.6002(j) (emphasis added). “Deployment means
placement, construction, or modification of a personal
wireless service facility.” Id. § 1.6002(h) (emphasis added).
These definitions are consistent with the 2020 Ruling, which
requires that “the applicant submits written documentation
showing that a proposed modification is an eligible facilities
request” to trigger the shot clock. 2020 Ruling, 35 FCC Rcd.
at 5986. Though Petitioners argue “an ‘application’ cannot
consist of nebulous ‘written documentation,’” we see no
daylight between when “the applicant submits written
documentation” to a siting authority, id., and when an
applicant submits “a written submission to a siting
authority,” 47 C.F.R. § 1.6002(j).
Further, the context in which the word “application” is
used throughout the 2014 Order is consistent with the 2020
Ruling’s clarification. For example, § 1.6100(c)(3) states
that the “60-day period begins to run when the application is
filed.” (emphasis added). But § 1.6100(c)(2) provides that
“the State or local government shall approve the application
unless it determines that the application is not covered by
this section” “[w]ithin 60 days of the date on which an
applicant submits a request seeking approval under this
section.” (emphasis added). Reading the regulation as a
36 LEAGUE OF CALIFORNIA CITIES V. FCC
coherent, consistent whole, the date “the application is filed”
is the same date “on which an applicant submits a request
seeking approval under this section.” § 1.6100(c)(2)–(3).
This language is unambiguous.
Under the 2020 Ruling, the 60-day shot clock does not
begin to run until “the applicant submits written
documentation showing that a proposed modification is an
eligible facilities request.” 2020 Ruling, 35 FCC Rcd. at
5986. At that point, so long as the applicant has taken the
first procedural step required by the jurisdiction, the
application has been filed. Id. This is consistent with the
2014 Order, and also makes practical sense. If a local
government wants a specific form filled out at the beginning
of the application process, or if it wants applications sent
through a specific channel (such as online or to a designated
physical or email address), the locality can enforce those
requirements by incorporating them in the locality’s first
required procedural step. Submitting the required form with
written documentation that supports eligibility would then
start the shot clock. But if a locality would rather meet with
an applicant before having the applicant fill out the form,
that applicant has filed his application when he requests the
meeting and also submits or “file[s]” his “written
submission to a siting authority requesting authorization” for
the modification. See 47 C.F.R. §§ 1.6002(j), 1.6100(c)(3).
A locality cannot delay the shot clock by requiring a specific
form, but first making an applicant jump through other
procedural hoops to obtain that form. See 2020 Ruling, 35
FCC Rcd. at 5985 (explaining that siting authorities could
“effectively postpone the date on which they consider
eligible facilities requests to be duly filed (thereby delaying
the commencement of the shot clock) by treating
applications as incomplete unless applicants have complied
LEAGUE OF CALIFORNIA CITIES V. FCC 37
with time-consuming requirements” such as “meeting with
city or county staff, consulting with neighborhood councils,
obtaining various certifications, or making presentations at
public hearings”).
Petitioners argue that, as a result of the 2020 Ruling,
applicants “may or may not include the information needed
to properly evaluate the request otherwise required by local
codes and regulations.” But this concern is already
addressed in the regulations. The 2014 Order acknowledged
that “State and local governments are best suited to decide
what information they need to process an application.
Differences between jurisdictions make it impractical for the
[FCC] to specify what information should be included in an
application.” 2014 Order, 29 FCC Rcd. at 12971 (footnote
omitted). The 2020 Ruling is both consistent with the 2014
Order’s unambiguous language and preserves the ability of
jurisdictions to determine what information they need to
process applications by allowing those jurisdictions to
determine what their first required procedural step is. See
2020 Ruling, 35 FCC Rcd. at 5986. If a jurisdiction needs
specific information, it can simply require a specific form
that requests that information be filled out as its first required
procedural step.
If this form and the submitted written documentation are
insufficient, such that an application is incomplete, the 2014
Order provides a procedure—the jurisdiction has 30 days
after submission of the application to provide written notice
to the applicant of “an initial determination of
incompleteness.” 2014 Order, 29 FCC Rcd. at 12957; see
also 47 C.F.R. § 1.6100(c)(3)(i)–(iii). The 60-day
timeframe is then tolled and would “begin running again
when the applicant makes a supplemental submission.”
2014 Order, 29 FCC Rcd. at 12957. If the application was
38 LEAGUE OF CALIFORNIA CITIES V. FCC
still incomplete, the siting authority could toll the timeframe
again by providing written notice to the applicant “within 10
days.” Id. This formal process to determine whether an
application is complete within the 60-day shot clock is
consistent with the 2020 Ruling’s determination that the shot
clock begins running when the applicant takes the first
procedural step and submits written documentation showing
that a proposed modification is an eligible facilities request.
In sum, if the jurisdiction needs specific information, it can
ask for it in a form as its first procedural step. And if an
application is incomplete, the regulations provide
procedures to remedy the deficiency while the shot clock is
tolled.
We hold that the 2014 Order is unambiguous as to the
Shot Clock Rule, and thus we need not afford the FCC’s
interpretation any deference. See Kisor, 588 U.S. at 573.
The Shot Clock Rule under the FCC’s 2020 Ruling is
consistent with the unambiguous text of the 2014 Order. The
clarification regarding the shot clock was an interpretive rule
that did not require notice-and-comment procedures.
2. The Shot Clock Rule Is Not Arbitrary and
Capricious.
Petitioners contend that the 2020 Ruling’s clarifications
regarding the Shot Clock Rule were arbitrary and capricious
because the 2020 Ruling lacked a reasoned explanation and
because the FCC failed to consider evidence that incomplete
applications were the cause of many delays. “Judicial
review under [the arbitrary-and-capricious] standard is
deferential . . . .” Prometheus Radio Project, 592 U.S. at
423. “A court simply ensures that the agency has acted
within a zone of reasonableness and, in particular, has
LEAGUE OF CALIFORNIA CITIES V. FCC 39
reasonably considered the relevant issues and reasonably
explained the decision.” Id.
The FCC easily satisfies this standard here. The FCC
explained that the shot clock clarification was necessary to
prevent localities from “effectively postpon[ing]” the shot
clock. See 2020 Ruling, 35 FCC Rcd. at 5985. As the FCC
explained, some jurisdictions had required applicants “to
obtain clearance from numerous, separate municipal
departments, which could make it difficult to ascertain
whether or when the shot clock has started to run.” Id. This
explanation exceeds the “minimal explanation” required to
justify a change in policy. See Rancheria v. Jewell, 776 F.3d
706, 714 (9th Cir. 2015).
As for Petitioners’ concerns regarding incomplete
applications, the problem that the agency identified—in both
the 2014 Order and the 2020 Ruling—was not applicants’
unwillingness to comply with reasonable procedural
requirements, but localities’ imposition of unreasonable
ones. See 2014 Order, 29 FCC Rcd. at 12955; 2020 Ruling,
35 FCC Rcd. at 5986. The FCC therefore did not err in
declining to consider alternative solutions that did not
address the problem it had identified. See Motor Vehicle
Mfrs. Ass’n of U.S. v. State Farm Mut. Auto. Ins., 463 U.S.
29, 51 (1983) (“Nor do we broadly require an agency to
consider all policy alternatives in reaching decision.”).
Because the clarification was both “reasonable and
reasonably explained,” the clarification was neither arbitrary
nor capricious. See Prometheus Radio Project, 592 U.S. at
423. Accordingly, we deny the petition as to the Shot Clock
Rule.
40 LEAGUE OF CALIFORNIA CITIES V. FCC
B. The Separation Clause
The Tower Height Provision, which includes the
Separation Clause, states:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
For towers other than towers in the public
rights-of-way, it increases the height of the
tower by more than 10% or by the height of
one additional antenna array with separation
from the nearest existing antenna not to
exceed twenty feet, whichever is greater [(the
Separation Clause)]; for other eligible
support structures, it increases the height of
the structure by more than 10% or more than
ten feet, whichever is greater[.]
47 C.F.R. § 1.6100(b)(7)(i) (emphasis added).
The 2020 Ruling clarified that the phrase “separation
from the nearest existing antenna” means the space between
the antennas—i.e., “the distance from the top of the highest
existing antenna on the tower to the bottom of the proposed
new antenna to be deployed above it.” 2020 Ruling, 35 FCC
Rcd. at 5990.
The Separation Clause is unambiguous and supports the
FCC’s interpretation in the 2020 Ruling. Thus, the 2020
Ruling’s clarification of the Separation Clause is an
interpretive rule.
The 2014 Order sets a threshold for a change to be
considered substantial at “the height of one additional
antenna array,” qualified by the limitation “with separation
LEAGUE OF CALIFORNIA CITIES V. FCC 41
from the nearest existing antenna not to exceed twenty feet.”
47 C.F.R. § 1.6100(b)(7)(i). Petitioners argue that the FCC’s
clarification does not account for the height added by the
antenna, which is typically between four and eight feet tall.
They claim that the maximum height for one extension is
also the cumulative limit for all modifications. One group
of Petitioners frames their interpretation of the 2014 Order
as providing that “a tower could grow by 10% or 20 feet—
but no taller.” But if Petitioners’ reading of the 2014 Order
were correct, 47 C.F.R. § 1.6100(b)(7)(i) could have been
rewritten as: “A modification substantially changes the
physical dimensions of an eligible support structure if it
increases the height of the tower by more than 10% or twenty
feet, whichever is greater.” In other words, the phrase “by
the height of one additional antenna array with separation
from the nearest existing antenna not to exceed” would be
redundant and unnecessary. The rule against surplusage
generally prohibits us from interpreting the regulation in a
way that “mak[es] a part of it unnecessary.” NLRB v.
Aakash, Inc., 58 F.4th 1099, 1105 (9th Cir. 2023). Further,
the FCC clearly knew how to craft the regulation to
communicate Petitioners’ desired interpretation, as it did in
the clause following the Separation Clause. See 47 C.F.R.
§ 1.6100(b)(7)(i) (“[F]or other eligible support structures, it
increases the height of the structure by more than 10% or
more than ten feet, whichever is greater.”).
The FCC and the Industry Intervenors argue that
“separation” means the “intervening space” or “gap”
between the two antennas. (quoting Separation, Merriam-
Webster, https://www.merriam-webster.com/dictionary/
separation (last visited July 30, 2024)). We agree that this is
the plain and unambiguous meaning of the Separation
Clause. Therefore, what must not exceed twenty feet is the
42 LEAGUE OF CALIFORNIA CITIES V. FCC
distance between the top of an existing antenna array and the
bottom of a new antenna array.
Petitioners argue that the FCC’s interpretation “would
frustrate an ascertainable cumulative height limit.” But the
interpretation can still be mathematically ascertainable for
determining a cumulative height limit even if it does not
solely use fixed numeric terms such as “10%” or “twenty
feet.” It is still an “objective” standard, as required by the
2014 Order. 2014 Order, 29 FCC Rcd. at 12944 (noting the
“adopt[ion]” of “an objective standard”). Under the 2020
Ruling’s interpretation of the Separation Clause, there are
two ways a modification can avoid being deemed a
substantial change: (1) not increase the height of the tower
by more than 10%, or (2) not place another antenna array
more than twenty feet above the nearest existing antenna.
2020 Ruling, 35 FCC Rcd. at 5989–90. The first way looks
holistically at the tower, only calculating its height. The
second way looks specifically at the modification, checking
to ensure there is not more than a twenty-feet gap between
the end of the existing antenna array and the beginning of the
new antenna array. Of those two calculations, the
modification need only satisfy “whichever is greater.” 47
C.F.R. § 1.6100(b)(7)(i).
Petitioners also argue that this reading of the Separation
Clause would “open[] a loophole for successive
modifications,” that is, “[s]uccessive replacements with
ever-longer antennas [that] incrementally increase the
overall height so long as the bottom of the highest antennas
maintain no more than a 20-foot separation from the lower
antennas.” But the 2020 Ruling’s interpretation merely
clarified the size of the threshold in the Separation Clause in
47 C.F.R. § 1.6100(b)(7)(i)—the interpretation did not
address whether that limit was cumulative. The 2014 Order,
LEAGUE OF CALIFORNIA CITIES V. FCC 43
moreover, contemplated Petitioners’ concern, stating that
“[the FCC] agree[s] . . . that our substantial change criteria
for changes in height should be applied as limits on
cumulative changes; otherwise, a series of permissible small
changes could result in an overall change that significantly
exceeds our adopted standards.” 29 FCC Rcd. at 12948
(emphasis added). The codified rules thus provide in 47
C.F.R. § 1.6100(b)(7)(i)(A) (the subsection right after the
Tower Height Provision that includes the Separation
Clause):
Changes in height should be measured from
the original support structure in cases where
deployments are or will be separated
horizontally, such as on buildings’ rooftops;
in other circumstances, changes in height
should be measured from the dimensions of
the tower or base station, inclusive of
originally approved appurtenances and any
modifications that were approved prior to the
passage of the Spectrum Act.
In short, the 2014 Order required that successive height
modifications be measured from the original tower or base
station. See 2014 Order, 29 FCC Rcd. at 12948.
Finally, Petitioners appear to argue that the FCC’s
clarification of “separation” is a de facto amendment to
existing legislative rules. We disagree because “[a] rule does
not . . . become an amendment merely because it supplies
crisper and more detailed lines than the authority being
interpreted.” Am. Mining Cong., 995 F.2d at 1112.
We also find that the FCC’s interpretation is neither
arbitrary nor capricious. The FCC’s clarification is
44 LEAGUE OF CALIFORNIA CITIES V. FCC
reasonable and consistent with that unambiguous part of the
2014 Order. We may consider the reasonableness of the
FCC’s interpretation “as a matter of policy.” M&T Farms v.
Fed. Crop Ins. Corp., 103 F.4th 724, 730 (9th Cir. 2024).
First, we see no reason why the FCC’s interpretation is
inconsistent with a reasonable interpretation of “substantial
change.” Petitioners concede that the additional height
added by an antenna “typically range between four and eight
feet tall.” (emphasis added). Petitioners fail to explain why
a threshold of one antenna plus twenty feet (i.e., typically
between 24 and 28 feet) is a substantial change. Cf.
Montgomery Cnty. v. FCC, 811 F.3d 121, 130 n.7 (4th Cir.
2015) (concluding that the categorization of a ten-foot
increase to a 37.5-foot utility pole as “insubstantial” was not
“an unreasonable interpretation of the term ‘substantial’”).
Although Petitioners contend that some broadcast antennas
can be “several hundred feet tall,” they do not point to any
evidence that such large antennas are collocated on existing
towers, or could be collocated in compliance with structural
codes, FAA regulations, and other limitations that continue
to apply. Second, the FCC’s interpretation is also reasonable
because it interpreted a similar antenna separation standard
in the 2001 Collocation Agreement to mean only the
distance between two antennas, not the antennas themselves.
2020 Ruling, 35 FCC Rcd. at 5990 & nn.66 & 67.17
17
Shortly after the 2001 Collocation Agreement was finalized, it was
released by the FCC in a fact sheet. Wireless Telecommunications
Bureau and Mass Media Bureau Announce the Release of a Fact Sheet
Regarding the March 16, 2001 Antenna Collocation Programmatic
Agreement (“Fact Sheet”), 17 FCC Rcd. 508 (Jan. 10, 2002). The Fact
Sheet stated that “the tower height may be increased by up to 20 feet plus
the height of a new antenna to be located at the new top of the tower.”
LEAGUE OF CALIFORNIA CITIES V. FCC 45
Therefore, we deny the petition for review as to the 2020
Ruling’s clarification of the Separation Clause.
C. The Equipment Cabinet Provision Clarifications
The Equipment Cabinet Provision states:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
....
For any eligible support structure, it involves
installation of more than the standard number
of new equipment cabinets for the technology
involved, but not to exceed four cabinets; or,
for towers in the public rights-of-way and
base stations, it involves installation of any
new equipment cabinets on the ground if
there are no pre-existing ground cabinets
associated with the structure, or else involves
installation of ground cabinets that are more
than 10% larger in height or overall volume
than any other ground cabinets associated
with the structure[.]
47 C.F.R. § 1.6100(b)(7)(iii).
The 2020 Ruling clarified the Equipment Cabinet
Provision in two ways. First, the 2020 Ruling clarified that
“the maximum number of additional equipment cabinets that
can be added under the rule is measured for each separate
Id. at 513 (emphasis added). And when adopting the 2014 Order, the
FCC expressly incorporated “the [2001] Collocation Agreement’s height
and width criteria . . . . . for towers.” 2014 Order, 29 FCC Rcd. at 12946.
46 LEAGUE OF CALIFORNIA CITIES V. FCC
eligible facilities request.” 2020 Ruling, 35 FCC Rcd. at
5992. Second, the 2020 Ruling clarified that, consistent with
industry usage and the structure of the rules, “equipment
cabinets” refers only to “physical containers for smaller,
distinct devices,” and not to “transmission equipment
manufactured with outer protective covers.” Id. at 5991–92
& n.81.
1. The FCC’s Clarification Regarding Cabinet Limits Is
Consistent with the 2014 Order’s Unambiguous
Text.
The plain text of the 2014 Order is unambiguous and
supports the FCC’s interpretation in the 2020 Ruling. The
2014 Order provides that “[a] modification substantially
changes the physical dimensions of an eligible support
structure if . . . it involves installation of more than the
standard number of new equipment cabinets for the
technology involved, but not to exceed four cabinets.” 47
C.F.R. § 1.6100(b)(7)(iii) (emphases added). In the 2020
Ruling, the FCC rejected the interpretation that “the term
‘not to exceed four cabinets’ in section 1.6100(b)(7)(iii)
[was] ‘setting a cumulative limit, rather than a limit on the
number of cabinets associated with a particular eligible
facilities request.’” 35 FCC Rcd. at 5992. It explained that
to interpret the four-cabinet limit as cumulative “ignores the
fact that the word ‘it’ in the rule refers to a ‘modification’”
of an eligible support structure. Id. Because “it” in the
provision refers to “a modification,” the regulation
contemplates a per-modification cabinet limit, rather than a
cumulative limit. We agree that this interpretation comports
with the regulation’s unambiguous text.
Petitioners argue that the FCC’s interpretation is
foreclosed because the 2014 Order interpreted the Tower
LEAGUE OF CALIFORNIA CITIES V. FCC 47
Height Provision to impose a cumulative limit on height
increases. But under the meaningful-variation canon, which
provides that “[w]here a document has used one term in one
place, and a materially different term in another, the
presumption is that the different term denotes a different
idea,” Saxon, 596 U.S. at 457–58 (alteration omitted)
(quoting A. Scalia & B. Garner, Reading Law 170 (2012)),
this point supports rather than contradicts the FCC’s reading.
In the context of height increases, the 2014 Order states that
“our substantial change criteria . . . should be applied as
limits on cumulative changes; otherwise, a series of
permissible small changes could result in an overall change
that significantly exceeds our adopted standards.” 2014
Order, 29 FCC Rcd. at 12948 (emphasis added). Because
the FCC expressly imposed a cumulative limit on the height
provision, the absence of an express cumulative limit on the
Equipment Cabinet Provision indicates that there is no such
limit. Cf. Badgerow v. Walters, 596 U.S. 1, 11 (2022)
(“When Congress includes particular language in one
section of a statute but omits it in another section of the same
Act, [we] generally take[] the choice to be deliberate.”
(alteration and internal quotation marks omitted)).
Petitioners argue that the term “[b]ut not to exceed” “can
impose a superseding cap on individual requests.” (quoting
Univ. of Texas M.D. Anderson Cancer Ctr. v. U.S. Dep’t of
Health & Hum. Servs., 985 F.3d 472, 481, n.5 (5th Cir.
2021)). It is true that there is a superseding cap on the
number of cabinets. It is just not the one that Petitioners
claim.
The phrase “not to exceed four cabinets” qualifies the
otherwise undefined “standard number of new equipment
cabinets for the technology involved.” 47 C.F.R.
§ 1.6100(b)(7)(iii). The FCC explained in the 2020 Ruling
48 LEAGUE OF CALIFORNIA CITIES V. FCC
that the rule limits each modification to “the standard
number of new equipment cabinets for the technology
involved,” and therefore Petitioners’ fears of unlimited
equipment cabinets were unwarranted. 2020 Ruling, 35
FCC Rcd. at 5993 (emphasis added) (quoting 47 C.F.R.
§ 1.6100(b)(7)(iii)). For example, if the “standard number
of new equipment cabinets for the technology involved” is
six on a one-hundred-foot tower, then the four-cabinet limit
works as the overall ceiling on the number of equipment
cabinets that can be added to a support structure before the
modification would count as a substantial change. But if the
“standard number of new equipment cabinets for the
technology” was only two cabinets, then that standard
number would be the limit.
At oral argument, we asked the FCC whether an
applicant for equipment cabinet modifications could engage
in something akin to “splitting,”18 such as by spacing out
eight equipment cabinets for the same technology into two
applications to avoid the limits under the Equipment Cabinet
Provision. The FCC conceded that nothing would stop a city
or other local government from treating these applications
together, thus turning them into a “substantial change.” Oral
Arg. 33:20–34:44. We agree that the FCC’s clarifications in
the 2020 Ruling do not impinge on a reviewing authority’s
power to recognize attempts to artificially evade the
18
“Splitting” in the procurement context refers to the intentional
breaking down of a known requirement to stay within a purchase limit
or to avoid other procurement methods or competition requirements.
See, e.g., Army Federal Acquisition Regulation Supplement § 14-5(a),
https://www.acquisition.gov/afars/14-5.-split-purchases (last visited
July 30, 2024).
LEAGUE OF CALIFORNIA CITIES V. FCC 49
“substantial modification” label in the equipment cabinet
context.
Petitioners also argue that the FCC’s per-modification-
request limit would violate the 2014 Order’s mandate that
modifications be measured against the existing tower or base
station. But the 2014 Order noted that “the term ‘existing’
requires that wireless towers or base stations have been
reviewed and approved under the applicable local zoning or
siting process or . . . another form of affirmative State or
local regulatory approval.” 2014 Order, 29 FCC Rcd. at
12937 (emphasis added); see also 47 C.F.R. § 1.6100(b)(5)
(“A constructed tower or base station is existing for purposes
of this section if it has been reviewed and approved under
the applicable zoning or siting process, or under another
State or local regulatory review process . . . .”). Petitioners’
concern is that the 2020 Ruling’s clarification “would
measure the number of new equipment cabinets against the
most recent federally mandated approval under [s]ection
6409(a), not against the existing facility as it had been
reviewed and approved under State or local siting authority.”
This argument is unavailing. While the 2014 Order
defines “existing” to mean that the facility “has been
reviewed and approved under the applicable zoning or siting
process, or under another State or local regulatory review
process,” 47 C.F.R. § 1.6100(b)(5), it does not follow that a
structure is not “existing” after it is “modified by one or more
previous modifications only made under [s]ection 6409(a)’s
federal process.” A facility reviewed and approved through
a local process and subsequently modified pursuant to
section 6409 was still reviewed and approved through a local
process.
50 LEAGUE OF CALIFORNIA CITIES V. FCC
Because the Equipment Cabinet Provision is
unambiguous as to cabinet limits and consistent with the
2020 Ruling’s clarification, the clarification is an
interpretive rule. The FCC’s clarification also survives
arbitrary-and-capricious review. Prometheus Radio Project,
592 U.S. at 423.Thus, we deny the petition for review as to
the 2020 Ruling’s clarification of the cabinet limits.
2. The FCC’s Clarification Regarding the Definition of
an Equipment Cabinet Is Consistent with the 2014
Order’s Unambiguous Text.
Petitioners also challenged the FCC’s clarification
regarding the definition of an equipment cabinet. In the
2020 Ruling, the FCC clarified:
We conclude that localities are interpreting
“equipment cabinet” under section
1.6100(b)(7)(iii) too broadly to the extent
they are treating equipment itself as a cabinet
simply because transmission equipment may
have protective housing. Nor does a small
piece of transmission equipment mounted on
a structure become an “equipment cabinet”
simply because it is more visible when
mounted above ground. Consistent with
common usage of the term “equipment
cabinet” in the telecommunications industry,
small pieces of equipment such as remote
radio heads/remote radio units, amplifiers,
transceivers mounted behind antennas, and
similar devices are not “equipment cabinets”
under section 1.6100(b)(7)(iii) if they are not
LEAGUE OF CALIFORNIA CITIES V. FCC 51
used as physical containers for smaller,
distinct devices.
35 FCC Rcd. at 5991–92 (footnote omitted).
Petitioners disagree and would have the term mean a
cabinet around equipment—no matter its size, or “simply an
enclosure or shielding of single piece of equipment.”
Petitioners argue that, in light of the cabinet limits before a
modification is considered a substantial change (as we
discussed above), the FCC’s narrower definition of an
“equipment cabinet” fails to “consider[] the impact of its
decision on the substantiality of changes that would be
permitted.” Petitioners note that “the record included
pictures that showed poles and ground areas where
equipment and cabinetry were allowed to proliferate, and
also included (before and after) pictures of facilities where
proposed installations were altered so that all parts of the
facility could be concealed within a single box which fits on
one side of a utility pole.” In other words, Petitioners
contend that allowing the FCC to count that box as one
equipment cabinet (of up to four that can be added to an
eligible support structure in one application without it being
deemed a substantial modification) could exponentially
increase the amount of equipment and cabling on any
existing tower.
But Petitioners do not dispute that the FCC’s definition
of “equipment cabinet” is consistent with usage in the
industry and the structure of the rules, as the FCC found. Id.
(“Consistent with common usage of the term ‘equipment
cabinet’ in the telecommunications industry, small pieces of
equipment such as remote radio heads/remote radio units,
amplifiers, transceivers mounted behind antennas, and
similar devices are not ‘equipment cabinets’ under
52 LEAGUE OF CALIFORNIA CITIES V. FCC
[§] 1.6100(b)(7)(iii) if they are not used as physical
containers for smaller, distinct devices.”). Instead,
Petitioners’ argument is solely focused on the FCC’s
supposed failure to consider “the substantiality of changes.”
The FCC’s interpretation is consistent with evidence on
the record of industry practice, as well as the ordinary
meaning of “cabinet.” See Cabinet, Merriam-Webster,
https://www.merriam-webster.com/dictionary/cabinet (last
visited July 30, 2024) (defining a “cabinet” as “a case or
cupboard usually having doors and shelves”). The
protective covering manufactured on a piece of equipment is
not a “cabinet.” Thus, the FCC’s clarification regarding the
Equipment Cabinet Provision is an interpretive rule and is
not arbitrary and capricious. Therefore, we deny the petition
as to the two challenges to the Equipment Cabinet Provision.
D. The Concealment and Siting Approval Conditions
Provisions
As noted above, the 2020 Ruling clarified the differences
between the “concealment elements” in the Concealment
Provision and the other “conditions to minimize the visual
impact of non-stealth facilities,” which are “separately
address[ed]” under the Siting Approval Conditions
Provision at 47 C.F.R. § 1.6100(b)(7)(vi). 2020 Ruling, 35
FCC Rcd. at 5995.
The Concealment Provision provides:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
....
LEAGUE OF CALIFORNIA CITIES V. FCC 53
It would defeat the concealment elements of
the eligible support structure[.]
47 C.F.R. § 1.6100(b)(7)(v).
The Siting Approval Conditions Provision provides:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
It does not comply with conditions associated
with the siting approval of the construction or
modification of the eligible support structure
or base station equipment, provided however
that this limitation does not apply to any
modification that is non-compliant only in a
manner that would not exceed the thresholds
identified in [47 C.F.R. § 1.6100(i)–(iv)].
Id. § 1.6100(b)(7)(vi). As discussed above, the distinction
between these two provisions is significant because
“concealment elements” are afforded greater protection than
“conditions associated with the siting approval,” which
conditions can be overcome if the proposed modification is
insubstantial under 47 C.F.R. § 1.6100(b)(7)(i)–(iv).
The 2014 Order stated that “in the context of . . .
concealed or ‘stealth’-designed facilities—i.e., facilities
designed to look like some feature other than a wireless
tower or base station—any change that defeats the
concealment elements of such facilities would be considered
a ‘substantial change’ under [s]ection 6409(a).” 2014 Order,
29 FCC Rcd. at 12950 (emphasis added). The 2020 Ruling
clarified that the “concealment elements are elements of a
stealth-designed facility intended to make the facility look
54 LEAGUE OF CALIFORNIA CITIES V. FCC
like something other than a wireless tower or base station,”
such as a “pine tree, flag pole, or chimney.” 2020 Ruling,
35 FCC Rcd. at 5994, 5996. These concealment elements
are “defeated” when “the proposed modification . . .
cause[s] a reasonable person to view the structure’s intended
stealth design as no longer effective after the modification,”
id. at 5996, such as by making a facility that was originally
constructed to look like a tree no longer resemble a tree.
The 2020 Ruling clarified that other “conditions to
minimize the visual impact of non-stealth facilities,” which
are “separately address[ed]” under the Siting Approval
Conditions Provision at 47 C.F.R. § 1.6100(b)(7)(vi), are to
be distinguished from the concealment elements under the
Concealment Provision at 47 C.F.R. § 1.6100(b)(7)(v). Id.
at 5995. The 2020 Ruling offered several examples to
“provide guidance on . . . whether or not [concealment
elements] have been defeated.” Id. at 5997. According to
the FCC, even if an original design element, and a condition
of approval, was that a facility needed to be completely
concealed by being entirely hidden (for example, behind a
tree line) or set back on a roof so that it could not be seen,
such elements were not concealment elements and may not
be enforced under the Concealment Provision. See id. at
5997–98.
Such requirements may be enforceable under the Siting
Approval Conditions Provision, but only if the proposed
modification does not constitute an insubstantial change
under 47 C.F.R. §§ 1.6100(b)(7)(i)–(iv), in which case the
modification can override the condition of siting approval.
In other words, a stealth-designed monopine may become
entirely visible by “increas[ing] the height . . . by . . . 10%,”
47 C.F.R. § 1.6100(b)(7)(i), and “adding an
appurtenance . . . that would protrude from the edge of the
LEAGUE OF CALIFORNIA CITIES V. FCC 55
tower” by an additional twenty feet, id. § 1.6100(b)(7)(ii),
but the original requirement that the monopine remain
hidden behind a tree line may not be enforced under the
Siting Approval Conditions Provision.
Petitioners challenge the 2020 Ruling’s interpretation of
both the Concealment and Siting Approval Conditions
Provisions. They argue that, under the 2020 Ruling, (1) “the
[FCC] . . . conclude[d] that not all concealment should
receive protection”; and (2) “[t]he [FCC]’s reversal on [the
Siting Approval Conditions Provision] amounts to a
constructive amendment that . . . should [be] invalidate[d] as
procedurally improper under the APA.” We agree. The
clarifications regarding the Concealment and Siting
Approval Conditions Provisions are legislative rules because
they are inconsistent with the unambiguous text of the 2014
Order.
Petitioners read the 2020 Ruling as impermissibly
“excluding concealment elements from protection unless
specifically designed to make the tower or base station look
like something other than a wireless facility.” We first look
at the 2014 Order using traditional tools of construction. The
word “‘[c]onceal’ is not a term of art.” United States v.
Katakis, 800 F.3d 1017, 1028 (9th Cir. 2015) (interpreting
18 U.S.C. § 1519). It is unambiguous and so we must give
the word its plain meaning. Id. We have defined “conceal”:
“Conceal” means “to prevent disclosure or
recognition of; avoid revelation of; refrain
from revealing recognition of; draw attention
from; treat so as to be unnoticed; to place out
56 LEAGUE OF CALIFORNIA CITIES V. FCC
of sight; withdraw from being observed;
shield from vision or notice.”
Id. (emphasis added) (quoting Webster’s Third New
International Dictionary (1993)). Following the broadness
of that definition, a concealment element is naturally read as
an element that “treat[s] [the eligible support structure] so as
to be unnoticed,” “place[s] [it] out of sight,” and/or
“shield[s] [it] from vision or notice.” Id.
Only two limitations on “concealment elements” appear
in the plain text of the regulation and the 2014 Order: the
concealment elements must be “existing,” and they must be
“of the eligible support structure.” The 2014 Order defines
an “eligible support structure” broadly to include the
structure and, in some cases, the equipment associated with
it. See, e.g., 47 C.F.R. § 1.6100(b)(1)(ii), (b)(4) (providing
that “eligible support structure” includes a “base station,”
which in turn includes “radio transceivers, antennas, coaxial
or fiber-optic cable, regular and backup power supplies, and
comparable equipment”).
The FCC argues that the phrase “concealment elements
of the eligible support structure” in the Concealment
Provision limits the concealment elements to those
physically located on the eligible support structure (in
contrast to other features of an eligible support structure).
But this explanation does not appear in the 2020 Ruling. We
thus cannot consider it. See Transp. Div., 988 F.3d at 1178
(limiting judicial review of agency action “to the grounds
that the agency invoked when it took the action”).
In any event, this view relies on an unreasonably narrow
interpretation of the term “element” that is not borne out by
how “element” is used as a term of art. See, e.g., 47 U.S.C.
LEAGUE OF CALIFORNIA CITIES V. FCC 57
§ 153(35) (defining, for purposes of the Communications
Act of 1934, “network element” to mean “a facility or
equipment used in the provision of a telecommunications
service,” which “includes features, functions, and
capabilities that are provided by means of such facility or
equipment” (emphasis added)). For example, San Francisco
requires rooftop concealment elements that include a
required “setback” of a facility from the edge of a building’s
roof, which can render the facility invisible from the
sidewalk below. This setback requirement is naturally read
as an “element” of the support structure as conceived and
approved, because it forms “a constituent part” of the whole
entity. Element, Merriam-Webster, https://www.merriam-
webster.com/dictionary/element (last visited July 30, 2024).
Even were we to look to the FCC’s argument made for the
first time in its brief and in the brief of the Industry
Intervenors, the setback requirement is a restriction of the
base station and its equipment that renders it effectively
invisible from a common viewpoint. It would strain the
plain language of the 2014 Order to find that an element that
conceals in this fashion is nevertheless not a concealment
element.
The FCC also relies on the second sentence in the
following passage from the 2014 Order:
[W]ireless industry and municipal
commenters . . . generally agree that a
modification that undermines the
concealment elements of a stealth wireless
facility, such as painting to match the
supporting facade or artificial tree branches,
should be considered substantial under
[s]ection 6409(a). We agree with
58 LEAGUE OF CALIFORNIA CITIES V. FCC
commenters that in the context of a
modification request related to concealed or
“stealth”-designed facilities—i.e., facilities
designed to look like some feature other than
a wireless tower or base station—any change
that defeats the concealment elements of such
facilities would be considered a “substantial
change” under [s]ection 6409(a).
2014 Order, 29 FCC Rcd. at 12949–50 (emphasis added)
(footnote omitted).
The FCC argues that “concealed or ‘stealth’-designed
facilities” should be treated as a “unified whole.” (quoting
Facebook, Inc. v. Duguid, 592 U.S. 395, 403 (2021)). As
the FCC recognizes, this would treat “concealed” and
“stealth-designed” as synonyms. But the FCC did not treat
them synonymously. The 2014 Order uses “stealth wireless
facility,”19 2014 Order, 29 FCC Rcd. at 12950, showing that
the FCC knew when to use the word “stealth” as a
standalone, and leading naturally to the implication that if
the very next sentence used the disjunctive form “concealed
or ‘stealth’-designed facilities,” id. (emphasis added)—
which it did—the FCC meant to refer to them separately.
What follows “‘stealth’-designed facilities” supports this
reading. The clause in between the dashes—“i.e., facilities
designed to look like some feature other than a wireless
tower or base station,” id.—begins with “i.e.” or “that is.”
The word “that” in “that is” indicates a relative clause.
Under the last antecedent rule, “a limiting clause or
19
Indeed, the full phrase is “undermines the concealment elements of a
stealth wireless facility,” 2014 Order, 29 FCC Rcd. at 12950 (emphasis
added), further undermining the FCC’s argument.
LEAGUE OF CALIFORNIA CITIES V. FCC 59
phrase . . . should ordinarily be read as modifying only the
noun or phrase that it immediately follows.” Barnhart v.
Thomas, 540 U.S. 20, 26 (2003). The noun that this relative
clause immediately follows is “stealth-designed facilities”
and, therefore, “facilities designed to look like some feature
other than a wireless tower or base station” describes only
“‘stealth’-designed facilities” and not “concealed” facilities.
Finally, the FCC makes a rule-against-surplusage
argument. It contends that “‘conditions’ under [the Siting
Approval Conditions Provision] include ‘conditions’ that
address a site’s visual impact, such as ‘fencing’ and ‘height
or width increases,’” and thus the “‘concealment elements’
[under the Concealment Provision] cannot include all
conditions that can obscure a facility from view, because the
provisions would then be redundant at least as to fencing and
size.” (quoting 2014 Order, 29 FCC Rcd. at 12950). The
FCC contends that that interpretation would render
“conditions” covered by the Siting Approval Conditions
Provision “devoid of meaningful effect.” That is not so.
Many fencing, height and width, and location
requirements could be “conditions” under the Siting
Approval Conditions Provision but would not also be
“concealment elements” under the Concealment Provision.
For instance, fall zone requirements “define the area where
a tower would collapse in the event of a catastrophic failure.”
Such requirements are conditions based on height and
location but are unrelated to concealment. Similarly, a
fencing requirement may be needed to protect public safety,
rather than to conceal the facility.
While some concealment elements could also fall within
the scope of the Siting Approval Conditions Provision, this
potential overlap does not support the 2020 Ruling’s
60 LEAGUE OF CALIFORNIA CITIES V. FCC
narrowing of the scope of concealment elements in the
Concealment Provision beyond its unambiguous meaning.
“[I]t is a commonplace of statutory construction that the
specific governs the general.” Morales, 504 U.S. at 384.
Narrowing the more-specific Concealment Provision
beyond its plain meaning, to avoid any potential for overlap
with the more-general Siting Approval Conditions
Provision, violates this basic principle of construction. See
RadLAX Gateway Hotel, LLC v. Amalgamated Bank, 566
U.S. 639, 645 (2012) (explaining that when “a general
authorization and a more limited, specific authorization exist
side-by-side,” “[t]he terms of the specific authorization must
be complied with”).
Before finding ambiguity, we must “exhaust all the
traditional tools of construction.” Kisor, 588 U.S. at 575
(internal quotation marks omitted). Doing so shows that the
regulation is unambiguous, and that the FCC’s purported
clarifications are inconsistent with the 2014 Order. The
clarifications regarding the Concealment and Siting
Approval Conditions Provisions are therefore legislative
rules.
E. The Express Evidence Requirement
As discussed above, the 2014 Order provides:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
....
(v) It would defeat the concealment elements
of the eligible support structure [the
“Concealment Provision”]; or
LEAGUE OF CALIFORNIA CITIES V. FCC 61
(vi) It does not comply with conditions
associated with the siting approval of the
construction or modification of the eligible
support structure or base station equipment,
provided however that this limitation does
not apply to any modification that is non-
compliant only in a manner that would not
exceed the thresholds identified in [47 C.F.R.
§ 1.6100(b)(7)(i)–(iv)] [the “Siting Approval
Conditions Provision”].
47 C.F.R. § 1.6100(b)(7)(v)–(vi).
The 2020 Ruling clarifies that an element is a
“concealment element” only if “there [is] express evidence
in the record to demonstrate that a locality considered in its
approval that a stealth design for a telecommunications
facility would look like something else.” 2020 Ruling, 35
FCC Rcd. at 5995–96 (emphasis added). The FCC
explained that the requirement “does not mean that a
concealment element must have been explicitly articulated,”
and that “specific words or formulations are not needed.” Id.
at 5996.
The 2020 Ruling similarly clarifies that “localities
cannot merely assert that a detail or feature of the facility
was a condition of the siting approval; there must be express
evidence that at the time of approval the locality required the
feature and conditioned approval upon its continuing
existence.” Id. at 5998 (emphasis added). The FCC further
explained that this “clarification is a restatement of the basic
principle that applicants should have clear notice of what is
required by a condition and how long the requirement lasts.”
Id. at 5998 n.123. “[S]how[ing] that the condition existed at
62 LEAGUE OF CALIFORNIA CITIES V. FCC
the time of the original approval” is sufficient to demonstrate
such notice. Id.
Petitioners argue that these clarifications are
impermissibly retroactive because they impose additional
record-keeping or evidentiary burdens on localities’ prior
siting approvals.
Because we find that the “clarifications” of the
distinction between Concealment Elements and Siting
Approval Conditions Provisions were legislative rules
above, the import of the Express Evidence Requirement
clarification—tied to the definition of “concealment
element”—is diminished. But no one has argued that if we
rejected the FCC’s interpretation of “concealment element,”
we need not consider the propriety of the Express Evidence
Requirement clarification. That requirement, after all, still
applies to enforcement of the Siting Approval Conditions
Provision. Id. Thus, we review this portion of the 2020
Ruling, and we conclude that the Express Evidence
Requirement is not retroactive.
As noted above, we use a different framework to analyze
whether the Express Evidence Requirement is
impermissibly retroactive. “If the statute [or regulation]
would operate retroactively, our traditional presumption
teaches that it does not govern.” Bahr v. Regan, 6 F.4th
1059, 1072 (9th Cir. 2021) (alteration in original) (quoting
Landgraf v. USI Film Prods., 511 U.S. 244, 280 (1994)).
This presumption against retroactivity does not apply where
Congress has expressly prescribed that a statute or regulation
applies retroactively. Id. And the presumption can apply
only if “application of the regulation would have a
retroactive effect.” Id. (quoting Mejia v. Gonzales, 499 F.3d
991, 997 (9th Cir. 2007)). To determine whether a
LEAGUE OF CALIFORNIA CITIES V. FCC 63
regulation would have a retroactive effect, it is not enough
that the regulation “is applied in a case arising from conduct
antedating the statute’s enactment,” or that the regulation
“upsets expectations based in prior law.” Id. (quoting
Landgraf, 511 U.S. at 269–70). Instead, a regulation has
retroactive effect when it “takes away or impairs vested
rights acquired under existing laws, or creates a new
obligation, imposes a new duty, or attaches a new disability,
in respect to transactions or considerations already past.” Id.
(quoting INS v. St. Cyr, 533 U.S. 289, 321 (2001),
superseded on other grounds by 8 U.S.C. § 1252(a)(5)).
“The conclusion that a particular rule operates
‘retroactively’ comes at the end of a process of judgment
concerning the nature and extent of the change in the law and
the degree of connection between the operation of the new
rule and a relevant past event.” Landgraf, 511 U.S. at 270.
Applying these principles, we deny the petition as to the
Express Evidence Requirement because application of the
Express Evidence Requirement would not have retroactive
effect. The 2020 Ruling says nothing about the status of
siting applications that were approved in the past. Rather, it
addresses what evidence a locality must present if it wants
to challenge a proposed modification today. Thus, the
Express Evidence Requirement is not retroactive because it
regulates present conduct.
The FCC’s interpretation also makes practical sense.
Suppose a tower’s construction was approved, and that at
that time, the tower was not visible because the top of the
tower was below the tree line. If a proposed modification
would result in the tower no longer being below the tree line,
then this could hypothetically be an impermissible
modification under section 6409(a) because it defeats a
concealment element. See 47 C.F.R. § 1.6100(b)(7)(v). The
64 LEAGUE OF CALIFORNIA CITIES V. FCC
question, however, is whether the tower top’s placement
below the tree line was truly a “concealment element” or a
mere coincidence coupled with a post hoc objection.
The 2020 Ruling explains that a locality must provide
“express evidence” if it wants to assert that an element is a
“concealment element.” 2020 Ruling, 35 FCC Rcd. at 5996.
But the 2020 Ruling also explains that the requirement “does
not mean that a concealment element must have been
explicitly articulated,” and that “specific words or
formulations are not needed.” Id. “[S]how[ing] that the
condition existed at the time of the original approval” is
sufficient to “demonstrate that the applicant was on notice
that noncompliance with the condition could result in
disqualification.” Id. at 5998 n.123. Though the 2020
Ruling clarifies what evidence localities should provide to
assert that an element was a concealment element under 47
C.F.R. § 1.6100(b)(7)(v), or that approval of the siting
application was conditioned on the ongoing existence of a
certain element under 47 C.F.R. § 1.6100(b)(7)(vi), that does
not mean the 2020 Ruling applies retroactively. Instead, the
Express Evidence Requirement clarifies what evidence can
be used to assert that a concealment element or other
condition of siting approval existed at the time of the siting
approval, such that a proposed modification would be
substantial today. Because application of the Express
Evidence Requirement does not have a retroactive effect, we
deny the petition on this issue.20
20
Petitioners contend that the FCC failed to address the retroactive
effects of the 2020 Ruling. Because we hold that the Express Evidence
Requirement applies prospectively, not retroactively, the requirement is
neither arbitrary nor capricious and is well “within a zone of
reasonableness.” See Prometheus Radio Project, 592 U.S. at 423.
LEAGUE OF CALIFORNIA CITIES V. FCC 65
F. The Propriety of the Legislative Rules
“An agency can issue a legislative rule only by using the
notice and comment procedure described in the APA . . . .”
Hemp Indus., 333 F.3d at 1087 (emphasis omitted).21 These
include publication of the proposed rulemaking in the
Federal Register and an opportunity for public comment.
See 5 U.S.C. § 553(b), (c). Failure to follow these
procedures may be excused as harmless error only when “the
agency’s mistake ‘clearly had no bearing on the procedure
used or the substance of decision reached.’” Cal. Wilderness
Coal. v. U.S. Dep’t of Energy, 631 F.3d 1072, 1090 (9th Cir.
2011) (emphasis added) (quoting Riverbend Farms, Inc. v.
Madigan, 958 F.2d 1479, 1487 (9th Cir. 1992)). Because the
harmless error rule threatens to “gut[] the APA’s procedural
requirements,” id., we do not find harmless error lightly.
We have found that the FCC’s clarifications regarding
the Concealment Provision and the Siting Approval
Conditions Provision were legislative rules. We also hold
that the FCC did not follow the APA’s procedural
requirements in issuing these legislative rules through a
declaratory ruling, without notice-and-comment procedures
required under section 553, and that such failure was not
harmless error because we cannot find that the error “clearly
had no bearing” on the result. Id. As discussed in Section
I.C, supra, some commenters to the 2019 Notice urged the
FCC to follow the notice-and-comment procedures under the
APA, but the FCC refused. Instead, the FCC followed its
own proceedings on a much-truncated timeline and refused
additional time to comment after it published the 2020 Draft
Ruling. Because the FCC did not follow the APA’s
21
As noted in Note 14, supra, there is an exception that is not at issue
here.
66 LEAGUE OF CALIFORNIA CITIES V. FCC
procedural requirements, we proceed to analyze whether
such failure was harmless.
A “failure to comply with notice and comment cannot be
considered harmless if there is any uncertainty at all as to the
effect of that failure.” Sprint Corp. v. FCC, 315 F.3d 369,
376 (D.C. Cir. 2003) (quoting Sugar Cane Growers Coop. v.
Veneman, 289 F.3d 89, 96 (D.C. Cir. 2002)). Here, there is
more than sufficient uncertainty.
First, it is uncertain whether the FCC would still have
adopted the rules had it received further public comments
and criticism about the FCC’s proposed clarifications
regarding those provisions. We note that both dissenting
statements from the 2020 Ruling criticized the FCC
majority’s decision not to grant requested extensions for
further public comment. See 35 FCC Rcd. at 6034–35
(Comm’r Rosenworcel, dissenting); id. at 6037 (Comm’r
Starks, dissenting).
Second, as discussed above, the FCC’s decision not to
utilize APA procedures has produced clarifications
regarding the Concealment Provision and the Siting
Approval Conditions Provision under which codified
legislative rules do not mean what they say. As dissenting
Commissioner Rosenworcel stated, “the FCC adopt[ed] a
declaratory ruling that requires every state and local
government to immediately review and update their current
ordinances, policies, and application systems involving
wireless towers.” Id. at 6034 (Commissioner Rosenworcel,
dissenting). This includes “how they conceal structures to
preserve the visual character of their communities” under the
Concealment and the Siting Approval Conditions
Provisions. Id. Making these very substantial changes using
deficient procedures deprived Petitioners of an opportunity
LEAGUE OF CALIFORNIA CITIES V. FCC 67
to criticize the proffered clarifications at a time before they
were finally adopted. It is impossible for us to say that the
result “clearly” would have been the same if Petitioners,
Industry Intervenors, and others had had meaningful notice
and a meaningful opportunity to comment on changes of this
magnitude.
The FCC and the Industry Intervenors argue that the
APA violation was harmless because there are similarities
between the FCC’s proceedings here and the notice-and-
comment procedures required by the APA. But as the D.C.
Circuit noted in Sprint Corp., “broadening the harmless error
rule would virtually repeal section 553’s requirements”:
[I]f the government could skip those
procedures, engage in informal consultation,
and then be protected from judicial review
unless a petitioner could show a new
argument—not presented informally—
section 553 obviously would be eviscerated.
The government could avoid the necessity of
publishing a notice of a proposed rule and
perhaps, most important, would not be
obliged to set forth a statement of the basis
and purpose of the rule, which needs to take
account of the major comments—and often is
a major focus of judicial review.
315 F.3d at 376–77 (quoting Sugar Cane Growers, 289 F.3d
at 96–97). These issues described by the D.C. Circuit are
presented here at every turn, and finding the significant APA
error to be harmless would indeed work an evisceration of
section 553.
68 LEAGUE OF CALIFORNIA CITIES V. FCC
Therefore, we find that the legislative rules were
improperly issued as part of a declaratory ruling, and we
invalidate them.
V. CONCLUSION
We GRANT the petition for review with respect to the
Concealment Provision and the Siting Approvals Condition
Provision. We DENY the petition for review with respect to
the FCC’s clarifications regarding the commencement of the
shot clock, the Separation Clause in the Tower Height
Provision, the Equipment Cabinet Provision, and the
Express Evidence Requirement.22
BENNETT, Circuit Judge, dissenting in part and concurring
in part:
I join the per curiam opinion with respect to the
Equipment Cabinet Provision (Section IV.C of the per
curiam opinion) and the Concealment Provision (Section
IV.D of the per curiam opinion).1 I write separately for four
reasons. First, I would grant the petition for review with
respect to the Shot Clock Rule. Second, I would also grant
the petition for review with respect to the Express Evidence
Requirement. Third, while I agree that we should deny the
petition for review with respect to the Separation Clause in
the Tower Height Provision, I would reach that conclusion
by finding that the Separation Clause is ambiguous, and that
22
The parties shall bear their own costs.
1
Unless otherwise noted, I use the same defined terms as the per curiam
opinion.
LEAGUE OF CALIFORNIA CITIES V. FCC 69
the FCC’s clarification 2 is entitled to Auer 3 deference.
Fourth, I write separately on the Concealment Provision and
Siting Approval Conditions Provision to explain that, even
were such provisions ambiguous, I would not accord the
FCC’s clarifications deference.
I. The Commencement of the Shot Clock
A. The Shot Clock Rule Is Legislative.
The per curiam opinion concludes that “the Shot Clock
Rule is an interpretive rule that did not require notice-and-
comment procedures.” Per Curiam Op. 34. I disagree.
The 2014 Order states in relevant part:
(c) Review of applications. . . .
....
(2) Timeframe for review. Within 60
days of the date on which an applicant
submits a request seeking approval under
this section, the State or local government
shall approve the application unless it
determines that the application is not
covered by this section.
(3) Tolling of the timeframe for review.
The 60-day period begins to run when the
application is filed, and may be tolled
2
Like the per curiam opinion, I use “clarify” or “clarifications” simply
to echo the FCC’s description of its various rulings. My use of those
words does not indicate agreement that the FCC’s actions were simply
“clarifications.” See Per Curiam Op. 10 n.2.
3
Auer v. Robbins, 519 U.S. 452 (1997).
70 LEAGUE OF CALIFORNIA CITIES V. FCC
only by mutual agreement or in cases
where the reviewing State or local
government determines that the
application is incomplete.
47 C.F.R. § 1.6100(c)(2)–(3).
The 2014 Order further provides:
[T]he statutory provision requiring a State or
local government to approve an “eligible
facilities request” implies that the relevant
government entity may require an applicant
to file a request for approval. Further,
nothing in the provision indicates that States
or local governments must approve requests
merely because applicants claim they are
covered. Rather, under [s]ection 6409(a),
only requests that do in fact meet the
provision’s requirements are entitled to
mandatory approval. Therefore, States and
local governments must have an opportunity
to review applications to determine whether
they are covered by [s]ection 6409(a), and if
not, whether they should in any case be
granted.
In re Acceleration of Broadband Deployment by Improving
Wireless Facilities Siting Policies, 29 FCC Rcd. 12865,
12955 (Oct. 17, 2014) (emphasis added) (footnote omitted).
The 2020 Ruling also states that 47 C.F.R.
§ 1.6100(c)(2) “provides that the 60-day review period for
eligible facilities requests begins ‘on the date on which an
applicant submits a request seeking approval.’” In re
LEAGUE OF CALIFORNIA CITIES V. FCC 71
Implementation of State and Local Governments’
Obligation to Approve Certain Wireless Facility
Modification Requests Under Section 6409(a) of the
Spectrum Act of 2012, 35 FCC Rcd. 5977, 5985 (June 10,
2020) (emphasis added) (quoting 47 C.F.R. § 1.6100(c)(2)).
The 2020 Ruling clarified that:
[F]or purposes of our shot clock and deemed
granted rules, an applicant has effectively
submitted a request for approval that triggers
the running of the shot clock when it satisfies
both of the following criteria: (1) the
applicant takes the first procedural step that
the local jurisdiction requires as part of its
applicable regulatory review process under
section 6409(a), and, to the extent it has not
done so as part of the first required procedural
step, (2) the applicant submits written
documentation showing that a proposed
modification is an eligible facilities request.
Id. at 5986.
The FCC further clarified that the government entity
must not establish a “first step” that is “outside of the
applicant’s control or is not objectively verifiable,” and that
it “may not [be] . . . a combination or sequencing of steps,
rather than a single step.” Id. at 5987 (emphasis added). The
FCC provided two examples for this further clarification.
First, the FCC stated that “if the first step required by a local
government is that applicants meet with municipal staff
before making any filing, the applicant should be able to
satisfy that first step by making a written request to schedule
the meeting—a step within the applicant’s control.” Id.
72 LEAGUE OF CALIFORNIA CITIES V. FCC
Thus, “the 60-day shot clock would start once the applicant
has made a written request for the meeting and the applicant
also has satisfied the second of our criteria
(documentation).” Id. (emphasis added). Second, the FCC
stated:
[I]f a local government defines the first step
of its process as separate consultations with a
citizens’ association, a historic preservation
review board, and the local government staff,
an applicant will trigger the shot clock by
taking any one of those actions, along with
satisfying the second of our criteria
(documentation).
Id.
“Regulations are interpreted according to the same rules
as statutes, applying traditional rules of construction.”
Minnick v. Comm’r, 796 F.3d 1156, 1159 (9th Cir. 2015).
“As always, we begin with the text.” Sw. Airlines Co. v.
Saxon, 596 U.S. 450, 457 (2022). “If the regulation is
unambiguous, its plain meaning governs.” Amazon.com,
Inc. v. Comm’r, 934 F.3d 976, 984 (9th Cir. 2019).
The plain text and canons of statutory interpretation
point toward an unambiguous reading. Section 1.6100(c)(2)
states that “the State or local government shall approve the
application” “[w]ithin 60 days of the date on which an
applicant submits a request seeking approval.” The 2014
Order often uses the word “application”:
(2) Timeframe for review. Within 60 days of
the date on which an applicant submits a
request seeking approval under this section,
LEAGUE OF CALIFORNIA CITIES V. FCC 73
the State or local government shall approve
the application unless it determines that the
application is not covered by this section.
(3) Tolling of the timeframe for review. The
60-day period begins to run when the
application is filed, and may be tolled only
by mutual agreement or in cases where the
reviewing State or local government
determines that the application is incomplete.
The timeframe for review is not tolled by a
moratorium on the review of applications.
47 C.F.R. § 1.6100(c)(2)–(3) (emphasis added); see also,
e.g., 2014 Order, 29 FCC Rcd. at 12955 (“As an initial
matter, we find, consistent with the [FCC’s] proposal, that
State or local governments may require parties asserting that
proposed facilities modifications are covered under [s]ection
6409(a) to file applications, and that these governments may
review the applications to determine whether they constitute
covered requests.” (emphasis added)).
Filing an application would normally be understood to
mean formally submitting a request through properly
defined channels (such as online or to a specifically
designated physical or email address) and in the
government-designated format or on the government-
prescribed form. See Application, Merriam-Webster,
https://www.merriam-webster.com/dictionary/application
(last visited Aug. 28, 2024) (defining “application” as “a
form used in making a request.” (emphasis added)); File,
Merriam-Webster, https://www.merriam-webster.com/
dictionary/file (last visited Aug. 28, 2024) (defining file as
“to place among official records as prescribed by law” or “to
74 LEAGUE OF CALIFORNIA CITIES V. FCC
initiate (something, such as a legal action) through proper
formal procedure.” (emphasis added)).
The per curiam opinion simply dismisses the 2014
Order’s repeated use of “application.” But “statutory
language cannot be construed in a vacuum. It is a
fundamental canon of statutory construction that the words
of a statute must be read in their context and with a view to
their place in the overall statutory scheme.” Davis v. Mich.
Dep’t of Treasury, 489 U.S. 803, 809 (1989).
Both “submit[ting] written documentation” under the
2020 Ruling’s second step, 2020 Ruling, 35 FCC Rcd. at
5986, and “ma[king] a written request for [a] meeting,” as
one example under the 2020 Ruling’s first step, id. at 5987,
are materially different from “fil[ing]” an “application,” 47
C.F.R. § 1.6100(c)(3). Reading the words “request” and
“application” together, and in context, unambiguously
harmonizes them: “a request seeking approval” filed by “an
applicant,” id. § 1.6100(c)(2) (emphasis added), refers to
“the application,” id. § 1.6100(c)(2)–(3), and “the
application” means the formal application required by the
government entity.
The FCC stated that its rule was merely interpretive
because the 2014 Order “does not . . . define the date on
which an applicant is deemed to have submitted an eligible
facilities request for purposes of triggering the 60-day shot
clock.” 2020 Ruling, 35 FCC Rcd. at 5985. But the 2014
Order stated and acknowledged that “local governments are
best suited to decide what information they need to process
an application. Differences between jurisdictions make it
impractical for the [FCC] to specify what information should
be included in an application.” 2014 Order, 29 FCC Rcd. at
12971 (emphasis added). The 2014 Order also declares—
LEAGUE OF CALIFORNIA CITIES V. FCC 75
multiple times—that the 60-day period commences on “the
date of filing” of an application.4
4
See 2014 Order, 29 FCC Rcd. at 12875 (“Within 60 days from the date
of filing, accounting for tolling, a State or local government shall approve
an application covered by [s]ection 6409(a)[.]” (emphasis added)); id. at
12957 (“[I]f an application covered by [s]ection 6409(a) has not been
approved by a State or local government within 60 days from the date of
filing, accounting for any tolling, as described below, the reviewing
authority will have violated [s]ection 6409(a)’s mandate to approve and
not deny the request, and the request will be deemed granted.” (emphasis
added)); id. at 13010 (“[W]ithin 60 days from the date of filing
(accounting for tolling), a State or local government shall approve an
application covered by [s]ection 6409(a).” (emphasis added)).
Indeed, the 2014 Order makes it even clearer that the FCC was
establishing a formal application requirement for the start of the shot
clock, including because the FCC was comparing its rule to state statutes
dealing with reviews of formal applications:
In addition to defining acceptable documentation
requirements, we establish a specific and absolute
timeframe for State and local processing of eligible
facilities requests under [s]ection 6409(a). We find that
a 60-day period for review, including review to
determine whether an application is complete, is
appropriate. In addressing this issue, it is appropriate
to consider not only the record support for a time limit
on review but also State statutes that facilitate
collocation applications. Many of these statutes
impose review time limits, thus providing valuable
insight into States’ views on the appropriate amount of
time. Missouri, New Hampshire, and Wisconsin, for
example, have determined that 45 days is the
maximum amount of time available to a municipality
to review applications, while Georgia, North Carolina,
and Pennsylvania have adopted a 90-day review
period, including review both for completeness and for
76 LEAGUE OF CALIFORNIA CITIES V. FCC
The plain meaning of 47 C.F.R. § 1.6100(c)(3) is that it
requires a filed application to commence the shot clock, but
the 2020 Ruling eliminates that requirement. Instead, the
2020 Ruling merely requires taking the first procedural step
that the siting authority specifies and submitting written
documentation showing that a proposed modification is an
eligible facilities request. Neither of these actions concerns
approval. Michigan’s statute provides that after the
application is filed, the locality has 14 days to deem
the application complete and an additional 60 days to
review. With consideration of the time periods
adopted in these statutes, and for the further reasons
discussed below, we find it appropriate to adopt a 60-
day time period as the time limit for review of an
application under [s]ection 6409(a).
Id. at 12956–12957 (emphasis added) (footnotes omitted).
Moreover, the 2014 Order provides: “The 60-day period begins to
run when the application is filed, and may be tolled only by mutual
agreement or in cases where the reviewing State or local government
determines that the application is incomplete.” Id. at 12993. The 2014
Order lays out a multi-step process in which the government would then
have 30 days after submission of the application to provide written notice
to the applicant of “an initial determination of incompleteness.” Id. at
12957. The 60-day timeframe would “begin running again when the
applicant ma[de] a supplemental submission.” Id. The siting authority
could only toll the timeframe again by providing written notice to the
applicant “within 10 days.” Id. If the siting authority missed that second
window, “the application [could] not thereafter be tolled for
incompleteness.” Id. at 12958. This formal process is inconsistent with
the 2020 Ruling’s determination that the shot clock begins running
simply when the applicant takes the first procedural step and submits
written documentation showing that a proposed modification is an
eligible facilities request. Indeed, since under the 2020 Ruling no formal
application is even required to start the shot clock, these provisions from
the 2014 Order are essentially rendered meaningless.
LEAGUE OF CALIFORNIA CITIES V. FCC 77
an application, much less filing an application. By departing
from the 2014 Order in this way, the new Shot Clock Rule
“create[s] rights” for applicants and “impose[s] obligations”
upon siting authorities—which are hallmarks of a legislative
rule. Hemp Indus. Ass’n v. DEA, 333 F.3d 1082, 1087 (9th
Cir. 2003). I would thus find that the 2014 Order is
unambiguous as to the Shot Clock Rule, and no deference
analysis is needed. See Kisor v. Wilkie, 588 U.S. 558, 573
(2019). Because the FCC has interpreted the Shot Clock
Rule “to mean something other than its original meaning,”
Erringer v. Thompson, 371 F.3d 625, 632 (9th Cir. 2004)
(quoting Hemp Indus., 333 F.3d at 1091), I would find its
interpretation a legislative rule.
The 2020 Ruling claimed that siting authorities could
“effectively postpone the date on which they consider
eligible facilities requests to be duly filed,” and “thereby
delay[] the commencement of the shot clock” by “treating
applications as incomplete unless applicants have complied
with time-consuming requirements” that have nothing to do
with whether the proposal amounted to a substantial change
in an existing structure. 2020 Ruling, 35 FCC Rcd. at 5985.
The per curiam opinion credits that concern. Per Curiam Op.
36–37. But if the 2014 Order created a problem, the solution
was for the FCC to address it in a legislative rule utilizing
the required APA notice-and-comment procedures. The
solution was not to simply change the rule without following
the APA.
Because I believe that the FCC’s purported clarification
of the commencement of the shot clock is inconsistent with
the unambiguous language of the 2014 Order, I would find
its clarification a legislative rule.
78 LEAGUE OF CALIFORNIA CITIES V. FCC
B.The Shot Clock Rule is Void Because It Is a Legislative
Rule, and the Error Was Not Harmless.
In the per curiam opinion, we hold that “the FCC did not
follow the APA’s procedural requirements in issuing the[]
legislative rules [regarding the Concealment Provision and
the Siting Approval Conditions Provision] through a
declaratory ruling, without notice-and-comment procedures
required under section 553.” Per Curiam Op. 65. “Instead,
the FCC followed its own proceedings on a much-truncated
timeline and refused additional time to comment after it
published the 2020 Draft Ruling.” Per Curiam Op. 65.
We also hold, for several reasons, that “such failure [to
follow the notice-and-comment procedures] was not
harmless error because we cannot find that the error ‘clearly
had no bearing’ on the result.” Per Curiam Op. 65. First,
“there is more than sufficient uncertainty” as to the effect of
the FCC’s failure, because “it is uncertain whether the FCC
would still have adopted the rules had it received further
public comments and criticism about the FCC’s proposed
clarifications regarding those provisions.” Per Curiam Op.
66.
Second, we hold that “the FCC’s decision not to utilize
APA procedures has produced clarifications regarding the
Concealment Provision and the Siting Approval Conditions
Provision under which codified legislative rules do not mean
what they say.” Per Curiam Op. 66. We credit dissenting
Commissioner Rosenworcel’s statement that the FCC’s
“declaratory ruling . . . requires every state and local
government to immediately review and update their current
ordinances, policies, and application systems involving
wireless towers,” Per Curiam Op. 66 (quoting 2020 Ruling,
35 FCC Rcd. at 6034 (Comm’r Rosenworcel, dissenting)),
LEAGUE OF CALIFORNIA CITIES V. FCC 79
and observe that “[m]aking these very substantial changes
using deficient procedures deprived Petitioners of an
opportunity to criticize the proffered clarifications at a time
before they were finally adopted,” Per Curiam Op. 66–67.
Third, we also reject the FCC and the Industry
Intervenors’ argument that the APA violation was harmless
due to the similarities between the FCC’s proceedings here
and the notice-and-comment procedures required by the
APA. Per Curiam Op. 67. That is because “finding the
significant APA error to be harmless would . . . work an
evisceration of section 553.” Per Curiam Op. 67; see also
Sprint Corp. v. FCC, 315 F.3d 369, 376–77 (D.C. Cir. 2003)
(“[I]f the government could skip those procedures, engage in
informal consultation, and then be protected from judicial
review unless a petitioner could show a new argument—not
presented informally—section 553 obviously would be
eviscerated.” (quoting Sugar Cane Growers Co-op. of Fla.
v. Veneman, 289 F.3d 89, 96 (D.C. Cir. 2002))).
I join that section of the per curiam opinion. I believe
that each argument in the per curiam opinion on this point
with respect to the Concealment Provision and the Siting
Approval Conditions Provision also applies to the FCC’s
failure with respect to the Shot Clock Rule. There is
sufficient uncertainty about whether the FCC would have
adopted the Shot Clock Rule had it followed the APA’s
procedural requirements. For example, Commissioner
Starks dissented from the adoption of the Shot Clock Rule:
I do agree that our rules could use
clarification, but the item here consistently
misses the mark. For example, we should
clearly define when the [s]ection 6409 shot
clock starts. But while the Declaratory
80 LEAGUE OF CALIFORNIA CITIES V. FCC
Ruling acknowledges the value of
preliminary reviews and meetings, it
nevertheless starts the shot clock before those
events take place and provides no flexibility
to adjust once an applicant submits its
paperwork and requests that first meeting.
Under today’s decision, once an applicant has
taken these actions, the local government
must ensure that every other step in the
process is completed before the shot clock
expires. This approach not only places an
unfair burden on the local governments but
could lead to disputes between governments
and applicants about the reasonableness of
any requirement and whether it can be
accomplished within the 60-day shot clock
period. We should have done a rulemaking
to discuss these issues and how to avoid such
outcomes.
2020 Ruling, 35 FCC Rcd. at 6037 (Comm’r Starks,
dissenting) (emphasis omitted).
Commissioner Starks also wrote that the clarifications
“[t]aken as a whole . . . [are] likely to lead to time-
consuming and costly disputes about intent and
reasonableness between local governments and industry.”
Id. at 6038. Commissioner Starks noted that the FCC should
have “addressed these issues in a rulemaking proceeding,”
“receive[d] input from the public before . . . act[ing] further
in this area,” and “provided more time for that input.” Id.
Therefore, I would find that the Shot Clock Rule was
improperly issued as part of a declaratory ruling, and I would
invalidate it.
LEAGUE OF CALIFORNIA CITIES V. FCC 81
II. The Express Evidence Requirement
The per curiam opinion concludes that “application of
the Express Evidence Requirement would not have
retroactive effect.” Per Curiam Op. 63. I disagree.
The FCC clarified that to be a “concealment element”
under the Concealment Provision, “the element must have
been part of the facility that the [siting authority] approved
in its prior review,” 2020 Ruling, 35 FCC Rcd. at 5995, as
demonstrated by “express evidence in the record . . . that a
[siting authority] considered in its approval that a stealth
design for a telecommunications facility would look like
something else, such as a pine tree, flag pole, or chimney,”
id. at 5996 (emphasis added). The FCC explained that the
requirement “does not mean that a concealment element
must have been explicitly articulated,” and that “specific
words or formulations are not needed.” Id. “[S]how[ing]
that the condition existed at the time of the original
approval” is sufficient to demonstrate that an applicant had
clear notice of the required condition. Id. at 5998 n.123.
I would invalidate the Express Evidence Requirement
because the Express Evidence Requirement is an
impermissibly retroactive rule and the Spectrum Act does
not permit retroactive rulemaking. See Bowen v.
Georgetown Univ. Hosp., 488 U.S. 204, 213–15 (1988).
A. The Express Evidence Requirement Is a Retroactive
Rule.
A statute or administrative rule is retroactive when it
“attach[es] . . . new disabilit[ies] in respect to transactions or
considerations already past.” Vartelas v. Holder, 566 U.S.
257, 266 (2012) (cleaned up) (citation omitted). To
determine retroactivity, we “ask whether the new provision
82 LEAGUE OF CALIFORNIA CITIES V. FCC
attaches new legal consequences to events completed before
its enactment.” Landgraf v. USI Film Prods., 511 U.S. 244,
269–70 (1994). “[F]amiliar considerations of fair notice,
reasonable reliance, and settled expectations offer sound
guidance” for this inquiry. Id. at 270.
The Express Evidence Requirement attaches new
consequences to siting approvals by siting authorities that
were completed before the publication of the 2020 Ruling or
the 2014 Order. And it attached new consequences to such
siting approvals complete before passage of the Spectrum
Act in 2012. The FCC’s purported clarification would
deprive a siting authority of its right to enforce, or rely on,
extant conditions at the time of its original approval of a
wireless facility, conditions that may have been critical to
the approval’s issuance in the first place—no matter when
that original approval occurred. This would upend settled
expectations that those siting authorities may have had when
acting under their local zoning laws. At no point did either
Congress or the FCC provide, explain, or indicate that
Petitioners needed to comply with an “express evidence”
requirement with respect to concealment elements or
conditions relating to their approvals of applications for the
initial construction of a wireless facility—which, by
definition, fall outside of section 6409(a).
The FCC argues that a rule is not retroactive just because
it draws on past facts for its operations or upsets
expectations. In doing so, the FCC confuses factors guiding
the inquiry with the inquiry itself. The Express Evidence
Requirement is retroactive because it “attaches new legal
consequences to events completed before its enactment.”
Landgraf, 511 U.S. at 270. That it upsets expectations and
draws on past facts while doing so are just signposts along
the way.
LEAGUE OF CALIFORNIA CITIES V. FCC 83
The requirement also disrupts regulated parties’
reasonable reliance interests. The presumption against
retroactivity “does not require a showing of detrimental
reliance.” Vartelas, 566 U.S. at 273. But an agency cannot
“apply a new rule retroactively when to do so would unduly
intrude upon reasonable reliance interests.” Heckler v.
Cmty. Health Servs. of Crawford Cnty., Inc., 467 U.S. 51, 60
n.12 (1984). The likelier it is that a party relied on “prior
law . . . [the stronger] the case for reading a newly enacted
law prospectively.” Vartelas, 566 U.S. at 274. Siting
authorities that included concealment elements and other
conditions—or relied on extant concealment elements or
conditions—in their wireless siting approvals, reasonably
relied on the legal requirements in effect at the time of
approval, whether those were applicable requirements
imposed by the siting authorities (before the Spectrum Act
was enacted) or Spectrum Act requirements. The FCC’s
own rules stated that those rules applied to towers and base
stations that have been “reviewed and approved under the
applicable zoning or siting process.” 47 C.F.R.
§ 1.6100(b)(5) (emphasis added). This indicates that a siting
authority’s “applicable” process is all that is required to
establish the baseline where modifications start.
The FCC claims that “[t]o the extent the meaning of
‘condition’ and ‘concealment elements’ were unclear,
[Petitioners] had no legitimate reliance interests in their
‘own (rather convenient) assumption that unclear law would
ultimately be resolved in [their] favor.’” (second alteration
in original) (citation omitted). But before the Spectrum Act,
Petitioners had no reason to believe that they needed to
comply with any federal procedural requirements with
respect to concealment elements or conditions. They were
not conveniently interpreting an ambiguity in their favor;
84 LEAGUE OF CALIFORNIA CITIES V. FCC
instead, they had no reason to believe there was any
ambiguity at all. Petitioners had no reason to think that a
theoretical future statute or theoretical future rules
interpreting that statute could require them to expressly
recite extant concealment conditions they had relied on.
The FCC also argues that “[b]y specifying how to
identify” the concealment elements and siting conditions
referenced in the Concealment and Siting Approval
Conditions Provisions, “the [2020 Ruling] ‘explain[s] . . .
the substantive law that already exists.’” (last alteration and
ellipsis in original) (citation omitted). Not so. The 2020
Ruling states that “there must be express evidence that at the
time of approval the locality required the feature and
conditioned approval upon its continuing existence.” 2020
Ruling, 35 FCC Rcd. at 5998 (emphasis added). Thus, the
Express Evidence Requirement applies to actions by the
siting authorities that took place prior to the 2014 Order and
even prior to the Spectrum Act. Because the relevant statute
and regulations had not yet been enacted, the FCC is
incorrect in claiming that the 2020 Ruling merely explains
the substantive law that already existed.
B. The Spectrum Act Does Not Authorize the FCC to
Engage in Retroactive Rulemaking.
“[A]n administrative agency’s power to promulgate
legislative regulations is limited to the authority delegated
by Congress.” Bowen, 488 U.S. at 208. Retroactive
application of statutes and administrative rules is “not
favored in the law.” Id. Thus, “a statutory grant of
legislative rulemaking authority will not, as a general matter,
be understood to encompass the power to promulgate
retroactive rules unless that power is conveyed by Congress
in express terms.” Id. (emphasis added).
LEAGUE OF CALIFORNIA CITIES V. FCC 85
Therefore, we analyze the Spectrum Act to see if it
conveys “in express terms” the power to promulgate
retroactive rules. “As always, we begin with the text.”
Saxon, 596 U.S. at 457. Section 6409(a) of the Spectrum
Act states: “[A] State or local government may not deny, and
shall approve, any eligible facilities request for a
modification of an existing wireless tower or base station
that does not substantially change the physical dimensions
of such tower or base station.” 47 U.S.C. § 1455(a)(1)
(emphasis added). By its terms, section 6409(a) applies only
to modifications or replacements of “existing” wireless
facilities. Id. It does not apply to a siting authority’s initial
approval of a facility that a subsequent section 6409(a)
application proposes to modify or replace. In fact, it does
not so much as refer to the initial approval—explicitly or
obliquely. As a result, I would find that the FCC lacks the
authority to promulgate rules that retroactively impose legal
consequences on such prior initial approval of a wireless
facility by a siting authority. See Bowen, 488 U.S. at 208. I
would also find that the FCC likewise lacks the authority to
declare that legislative rules it previously promulgated apply
retroactively to initial approvals. See id.
C. The Express Evidence Requirement Is Void.
Because the Express Evidence Requirement is a
retroactive rule, and because the Spectrum Act does not
authorize retroactive rulemaking, the Express Evidence
Requirement is void.5
5
Neither the FCC nor the Industry Intervenors have argued that we need
to engage in harmless-error analysis if the Express Evidence
Requirement is an impermissibly retroactive rule.
86 LEAGUE OF CALIFORNIA CITIES V. FCC
III. The Separation Clause
I agree with the per curiam opinion that “the 2020
Ruling’s clarification of the Separation Clause is an
interpretative rule.” Per Curiam Op. 40. But I disagree with
its analysis. I would find the Separation Clause ambiguous,
and that the FCC’s clarification is entitled to Auer deference.
In Kisor, the Supreme Court clarified that “only if a
regulation is genuinely ambiguous” can “the possibility of
deference . . . arise.” 588 U.S. at 573. Under what is
commonly known as Auer deference, we defer to the
agency’s interpretation only if it “is ‘reasonable,’ is based on
the agency’s ‘substantive expertise,’ ‘reflect[s] [the
agency’s] fair and considered judgment,’ and represents ‘the
agency’s authoritative or official position.’” Attias v.
Crandall, 968 F.3d 931, 937 (9th Cir. 2020) (alterations in
original) (quoting Kisor, 588 U.S. at 575–79). If an agency’s
reading of a rule does not meet all four Auer factors, that
reading does not merit Auer deference. See id. at 937.
I believe that the Separation Clause is ambiguous.
The 2014 Order states:
A modification substantially changes the
physical dimensions of an eligible support
structure if . . . :
(i) For towers other than towers in the public
rights-of-way, it increases the height of the
tower by more than 10% or by the height of
one additional antenna array with separation
from the nearest existing antenna not to
exceed twenty feet, whichever is greater [(the
Separation Clause)]; for other eligible
support structures, it increases the height of
LEAGUE OF CALIFORNIA CITIES V. FCC 87
the structure by more than 10% or more than
ten feet, whichever is greater[.]
47 C.F.R. § 1.6100(b)(7)(i) (emphasis added).
Petitioners frame their interpretation of the 2014 Order
as providing that “a tower could grow by 10% or 20 feet—
but no taller.” The FCC and the Industry Intervenors argue
that “separation” means the “intervening space” or “gap”
between the two antennas. (quoting Separation, Merriam-
Webster, https://www.merriam-webster.com/dictionary/
separation (last visited Aug. 28, 2024)). At an initial
reading, it is unclear that the plain language of the 2014
Order directly supports either reading.
On the one hand, I agree with the per curiam opinion that,
under Petitioners’ reading, “the phrase ‘by the height of one
additional antenna array with separation from the nearest
existing antenna not to exceed’ would be redundant and
unnecessary.” Per Curiam Op. 41 (citing NLRB v. Aakash,
Inc., 58 F.4th 1099, 1105 (9th Cir. 2023) (noting that the rule
against surplusage generally prohibits us from interpreting
the regulation in a way that “mak[es] a part of it
unnecessary”)).
On the other hand, the FCC and Industry Intervenors’
reading would have been the “plain and unambiguous
meaning of the Separation Clause,” Per Curiam Op. 41, had
the 2014 Order stated, for example: “A modification
substantially changes the physical dimensions of an eligible
support structure if it increases the height of the tower by
more than 10%; or by the distance between the top of the
existing structure and the bottom of the modification (not to
exceed twenty feet); whichever is greater.” But because the
88 LEAGUE OF CALIFORNIA CITIES V. FCC
2014 Order does not so state, I would find the Separation
Clause ambiguous.
Because I believe that the Separation Clause is
“genuinely ambiguous,” “the possibility of [Auer] deference
. . . arise[s].” Kisor, 588 U.S. at 573. First, the FCC’s
clarification is “reasonable,” Attias, 968 F.3d at 937, and
“come[s] within the zone of ambiguity.” Kisor, 588 U.S. at
576 (analyzing the “text, structure, history, and so forth [to]
establish the outer bounds of permissible interpretation”).
As the per curiam opinion notes, we may consider the
reasonableness of the FCC’s interpretation “as a matter of
policy.” Per Curiam Op. 44 (citing M&T Farms v. Fed.
Crop Ins. Corp., 103 F.4th 724, 730 (9th Cir. 2024)). And
there is “no reason why the FCC’s interpretation is
inconsistent with a reasonable interpretation of ‘substantial
change.’” Per Curiam Op. 44 (noting that (1) “Petitioners
fail to explain why a threshold of one antenna plus twenty
feet (i.e., typically between 24 and 28 feet) is a substantial
change”; and (2) “Petitioners . . . do not point to any
evidence that . . . large antennas [that are several hundred
feet tall] are collocated on existing towers, or could be
collocated in compliance with structural codes, FAA
regulations, and other limitations that continue to apply”).
Next, because the FCC’s reasonable interpretation at
least “come[s] within the zone of ambiguity the court has
identified after employing all its interpretive tools,” Kisor,
588 U.S. at 576, I would also find that the interpretation
reflects “the agency’s authoritative or official position” that
“implicate[s] its substantive expertise,” id. at 577 (citation
and internal quotation marks omitted), because the FCC
drew upon its experience in addressing this exact question in
the 2001 Collocation Agreement.
LEAGUE OF CALIFORNIA CITIES V. FCC 89
Petitioners argue that the FCC’s “substantive expertise”
is not implicated here because the 2001 Collocation
Agreement represents a shared understanding among
multiple agencies and implements obligations under the
National Historic Preservation Act, which the FCC does not
administer. (citing Envirocare of Utah, Inc. v. Nuclear
Regul. Comm’n, 194 F.3d 72, 79 n.7 (D.C. Cir. 1999), for
the proposition that courts do not defer to any one agency’s
particular interpretation when a statute is administered by
several different agencies). But that does not change the fact
that the FCC determination that Petitioners’ position “would
undermine the [Spectrum Act’s] objective to facilitate
streamlined review of modifications of existing wireless
structures,” 2020 Ruling, 35 FCC Rcd. at 5990, reflected
both the FCC’s “fair and considered judgment,” Kisor, 588
U.S. at 579 (citation omitted), and “implicate[d] its
substantive expertise,” id. at 577.
Finally, the FCC’s clarification also reflects its “fair and
considered judgment,” as there is no evidence in the record
showing that it was a “convenient litigating position” or a
“post hoc rationalization.” Id. at 579 (brackets omitted)
(quoting Christopher v. SmithKline Beecham Corp., 567
U.S. 142, 155 (2012)).
Because the FCC’s clarification meets all Auer factors,
the Separation Clause’s ambiguous language is entitled to
Auer deference and is an interpretive rule. The clarification
would also survive arbitrary-and-capricious review. See
FCC v. Prometheus Radio Project, 592 U.S. 414, 423 (2021)
(requiring that an agency action “be reasonable and
reasonably explained” under the APA’s arbitrary-and-
capricious standard). The “deferential” standard of this
review resolves this inquiry. Based on the record before us,
and the possible interpretations of what “separation” could
90 LEAGUE OF CALIFORNIA CITIES V. FCC
mean in context, the FCC has “acted within a zone of
reasonableness.” Id.
IV. The Concealment and Siting Approval Conditions
Provisions
I join the per curiam opinion with respect to the
Concealment Provision and the Siting Approval Conditions
Provision. I agree that after exhausting all the traditional
tools of construction, the FCC’s purported clarifications are
inconsistent with the unambiguous text of the 2014 Order.
Per Curiam Op. 55.
I write separately to emphasize that even were we to find
ambiguity, I would not accord the FCC’s clarifications
deference. As noted above, if an agency’s reading of a rule
does not meet all four Auer factors, that reading does not
merit Auer deference. See Attias, 968 F.3d at 937. I would
find that the FCC’s interpretations of a “concealment
element” do not “implicate its substantive expertise.” Kisor,
588 U.S. at 577.
The Supreme Court has long recognized that state and
local governments have the authority to impose land use,
zoning, and other aesthetic requirements. See, e.g., T-Mobile
S., LLC v. City of Roswell, 574 U.S. 293, 300 (2015) (“The
[Telecommunications] Act generally preserves ‘the
traditional authority of state and local governments to
regulate the location, construction, and modification’ of
wireless communications facilities like cell phone towers,
but imposes ‘specific limitations’ on that authority.”
(quoting Rancho Palos Verdes v. Abrams, 544 U.S. 113, 115
(2005))). “When Congress intends to alter the usual
constitutional balance between the States and the Federal
Government, it must make its intention to do so
unmistakably clear in the language of the statute.” Raygor
LEAGUE OF CALIFORNIA CITIES V. FCC 91
v. Regents of Univ. of Minn., 534 U.S. 533, 543 (2002)
(citation and internal quotation marks omitted). Nothing in
section 6409(a)’s “substantially change”6 standard reflects a
congressional intent to alter or micromanage how siting
authorities (including state and local governments) address
the visual impact of wireless towers and base stations. In
other words, the statute does not appear to grant the FCC
authority to impose a federal preference for one type of
concealment element (e.g., color or stealth design) over
another (size and location).
If the 2020 Ruling’s “look like something else” standard
for concealment elements, 2020 Ruling, 35 FCC Rcd. at
5996, were allowed to stand, siting authorities would no
longer be able to rely on existing environmental features like
tree lines or rooftop setback requirements—which likely
impose minimal incremental cost on the applicant—to
minimize the visual impact of new deployments of wireless
facilities. Instead, siting authorities, in order to mandate
concealment that would last, would need to initially impose
more expensive camouflage design requirements on all
original wireless facilities applications, as these would be the
only form of permissible “concealment elements” that could
be preserved in the event of future section 6409(a)
modifications.
Siting authorities have the exclusive authority and
expertise, based on their familiarity with the unique sites,
6
As a reminder, “a State or local government may not deny, and shall
approve, any eligible facilities request for a modification of an existing
wireless tower or base station that does not substantially change the
physical dimensions of such tower or base station.” Pub. L. No. 112-96,
§ 6409(a), 126 Stat. 156, 232–33 (2012) (codified at 47 U.S.C.
§ 1455(a)) (emphasis added).
92 LEAGUE OF CALIFORNIA CITIES V. FCC
features, and structures within their jurisdictions, to fashion
concealment element requirements—be they setback
requirements, natural or artificial screening, or camouflage
material—that will most effectively minimize the visual
impact of wireless facilities at the least cost. And nothing
about the terms “conceal” or “element” necessarily
implicates the FCC’s substantive expertise. Indeed, neither
the FCC nor the Industry Intervenors argue that interpreting
these terms implicates the FCC’s substantive expertise.
That the FCC lacks substantive expertise is sufficient for
us to not accord its interpretations Auer deference (again,
assuming ambiguity). I would also decline to accord Auer
deference because the FCC’s interpretations reflect “a
merely convenient litigating position or post hoc
rationalization advanced to defend past agency action
against attack.” Kisor, 588 U.S. at 579 (cleaned up) (citation
omitted). In its brief to the Fourth Circuit in Montgomery
County v. FCC, 811 F.3d 121 (4th Cir. 2015), a case the FCC
won, the FCC challenged Montgomery County, Maryland’s
argument that “the [2014] Order fails to protect local
aesthetic values because it ‘does not allow a locality to
impose concealment requirements if the modification makes
a facility which was previously not visible, visible.” Brief
for Respondents, 2015 WL 3636791, at *40 (citation
omitted). The FCC argued that such an argument “rest[ed]
on an overly narrow reading of the [2014] Order,” which
provides that “‘any change that defeats the concealment
elements’ of a wireless tower or base station ‘would be
considered a “substantial change” under [s]ection 6409(a).’”
Id. (last emphasis added). The FCC stated: “[W]here an
existing tower is concealed by a tree line and its location
below the tree line was a consideration in its approval, an
extension that would raise the height of the tower above the
LEAGUE OF CALIFORNIA CITIES V. FCC 93
tree line would constitute a substantial change, and a zoning
authority could impose conditions designed to conceal the
modified facility.” Id. at *41. If the extension over the tree
line defeated a concealment element as the FCC represented
to the Fourth Circuit, this directly contradicts the FCC’s
“reinterpretation” that “careful placement conditions”
cannot be concealment elements.
At oral argument, we asked the FCC how to reconcile
this discrepancy, and counsel stated in effect that the FCC
cannot be held to its prior statements because it was not
addressing the exact same issue here. Oral Arg. 38:48–
40:36. Regardless, the FCC’s recognition that it has changed
course solidifies for us that we should not give the
clarification Auer deference. Kisor, 588 U.S. at 579
(requiring an agency’s reading of a rule “reflect fair and
considered judgment” and refusing to “defer to a merely
convenient litigating position or post hoc rationalization
advanced to defend past agency action against attack”
(cleaned up) (citations omitted)).
Even if not affording an agency interpretation Auer
deference, a reviewing court may still “accord the [agency’s]
interpretation a measure of deference proportional to the
thoroughness evident in its consideration, the validity of its
reasoning, its consistency with earlier and later
pronouncements, and all those factors which give it power
to persuade.” SmithKline Beecham Corp., 567 U.S. at 159
(internal quotation marks and citation omitted). This is
known as Skidmore deference.7 Here, however, for similar
reasons to those I discuss above, including because of the
discrepancy in its litigating positions, I would not accord the
FCC’s clarifications Skidmore deference, which considers
7
Skidmore v. Swift & Co., 323 U.S. 134, 140 (1944).
94 LEAGUE OF CALIFORNIA CITIES V. FCC
the “[the agency’s] consistency with earlier and later
pronouncements.” Id.
* * *
For the reasons above, I would grant the petition for
review with respect to the FCC’s clarifications regarding the
Shot Clock Rule and the Express Evidence Requirement.
While I agree with the per curiam opinion that we should
deny the petition for review with respect to the Separation
Clause in the Tower Height Provision, I would find the
Separation Clause ambiguous and accord the FCC’s
clarification Auer deference. Finally, while I also agree with
the per curiam opinion that the Concealment and Siting
Approval Conditions Provisions are inconsistent with the
unambiguous text of the 2014 Order, I would go further and
hold that, even assuming such provisions were ambiguous,
the FCC’s clarifications would not be entitled to deference.
Thus, I respectfully dissent in part, and concur in part.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LEAGUE OF CALIFORNIA CITIES; No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LEAGUE OF CALIFORNIA CITIES; No.
02CALIFORNIA; CITY OF RANCHO 19-250 PALOS VERDES; CITY OF TORRANCE, CALIFORNIA, OPINION Petitioners, CITY OF COCONUT CREEK, FLORIDA; CITY OF THOUSAND OAKS, CALIFORNIA; NATIONAL ASSOCIATION OF TELECOMMUNICATIONS OFFICERS AND ADVISORS; TOWN OF
03FEDERAL COMMUNICATIONS COMMISSION; UNITED STATES OF AMERICA, 2 LEAGUE OF CALIFORNIA CITIES V.
04FCC Respondents, CTIA - THE WIRELESS ASSOCIATION; THE WIRELESS INFRASTRUCTURE ASSOCIATION, Intervenors.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LEAGUE OF CALIFORNIA CITIES; No.
FlawCheck shows no negative treatment for League of California Cities v. FCC in the current circuit citation data.
This case was decided on September 13, 2024.
Use the citation No. 10116147 and verify it against the official reporter before filing.