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No. 10106380
United States Court of Appeals for the Ninth Circuit
Kekai Watanabe v. Estela Derr
No. 10106380 · Decided September 6, 2024
No. 10106380·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 6, 2024
Citation
No. 10106380
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
KEKAI WATANABE, No. 23-15605
Plaintiff-Appellant, D.C. No.
1:22-cv-00168-
v. JAO-RT
ESTELA DERR; K. ROBL, Mr.;
NIELSEN, Nurse; KWON, Dr., OPINION
Defendants-Appellees.
Appeal from the United States District Court
for the District of Hawaii
Jill Otake, District Judge, Presiding
Argued and Submitted February 14, 2024
University of Hawaii Manoa
Filed September 6, 2024
Before: Richard A. Paez, Milan D. Smith, Jr., and Lucy H.
Koh, Circuit Judges.
Opinion by Judge Paez;
Partial Concurrence and Partial Dissent by Judge M. Smith
2 WATANABE V. DERR
SUMMARY *
Bivens
The panel reversed the district court’s dismissal of a
Bivens action brought by Kekai Watanabe, incarcerated at
Federal Detention Center, who alleged that his Eighth
Amendment rights were violated when the medical staff
were deliberately indifferent to his serious medical needs.
Watanabe alleged that after he sustained severe injuries
from an assault, the prison nurse treated him with over-the-
counter medication for his pain instead of transporting him
to a hospital or permitting him to be examined by a
specialist.
The panel held that Watanabe’s claim does not present a
new Bivens context—it is not meaningfully different from
the cases in which the Supreme Court has implied a damages
action against federal officials for violating the
Constitution—and therefore the district court erred in
dismissing his Bivens claim. His claim is in all meaningful
respects identical to Carlson v. Green, 446 U.S. 14 (1980),
where the Supreme Court recognized an implied damages
cause of action under the Eighth Amendment against prison
officials who acted with deliberate indifference to an
incarcerated individual’s serious medical needs.
Accordingly, the panel reversed and remanded so that
Watanabe’s Bivens claim could proceed.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
WATANABE V. DERR 3
The panel construed Watanabe’s request for injunctive
relief related to his ongoing medical care as claims not under
Bivens, but rather as standalone claims for injunctive relief,
and remanded to the district court to address in its discretion
whether Watanabe may amend his request for injunctive
relief and to address any claim for injunctive relief in the first
instance.
Concurring in part and dissenting in part, Judge M.
Smith dissented as to the reinstatement of Watanabe’s
Bivens claim because his claim is meaningfully different
than Carlson and therefore presents a new Bivens context.
Judge M. Smith concurred in the majority’s decision to
remand to the district court Watanabe’s claim for injunctive
relief.
COUNSEL
D. Dangaran (argued), Sophie Angelis, and Samuel Weiss,
Rights Behind Bars, Washington, D.C., for Plaintiff-
Appellant.
Dana A. Barbata (argued) and Harry Yee, Assistant United
States Attorneys; Clare E. Connors, United States Attorney,
District of Hawaii; United States Department of Justice,
Office of the United States Attorney, Honolulu, Hawaii; for
Defendants-Appellees.
4 WATANABE V. DERR
OPINION
PAEZ, Circuit Judge:
Kekai Watanabe (“Watanabe”), an incarcerated
individual at Federal Detention Center (“FDC”) Honolulu,
was brutally assaulted during a gang-related fight in July
2021. Watanabe sustained severe injuries, and he later
learned that his coccyx had been fractured and bone chips
had entered the surrounding soft tissue. Instead of
transporting him to a hospital or permitting him to be
examined by a specialist, the nurse at FDC Honolulu treated
him with nothing more than over-the-counter medication for
his pain.
Watanabe filed this damages action under Bivens v. Six
Unknown Named Agents of Federal Bureau of Narcotics, 1
alleging that his Eighth Amendment rights were violated
when the medical staff at FDC Honolulu were deliberately
indifferent to his serious medical needs. While a Bivens
remedy—i.e., an implied damages remedy against federal
officers for violating the Constitution—exists, the Supreme
Court has approved of such a claim in only three cases. See
Ziglar v. Abbasi, 582 U.S. 120, 131 (2017) (describing the
three cases). One of those cases is Carlson v. Green, 446
U.S. 14 (1980), where the Court recognized an implied
damages cause of action when prison officials failed to
provide adequate medical treatment in violation of the
Eighth Amendment. And while the Court has cautioned
1
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403
U.S. 388 (1971), established that a violation of a citizen’s constitutional
rights by a federal officer can give rise to a federal cause of action for
damages.
WATANABE V. DERR 5
against extending Bivens remedies to new contexts, it has
consistently maintained that the three recognized cases are
still good law. See, e.g., Ziglar, 582 U.S. at 131 (recognizing
three “instances in which the Court has approved of an
implied damages remedy under the Constitution itself”); see
also Egbert v. Boule, 596 U.S. 482, 490–91 (2022) (iterating
the Court’s reluctance to recognize new causes of action
under Bivens, but nonetheless acknowledging that three
Bivens causes of action exist, including the one articulated
in Carlson).
Considering this backdrop, when a plaintiff brings a
Bivens claim, we must apply a two-step inquiry. First, we
ask whether a “case presents ‘a new Bivens context’—i.e., is
it ‘meaningful[ly]’ different from the three cases in which
the Court has implied a damages action.” Egbert, 596 U.S.
at 492 (quoting Ziglar, 582 U.S. at 139–40). If the case does
not present a new context, we need not proceed to the second
step, as “no further analysis is required.” Lanuza v. Love,
899 F.3d 1019, 1023 (9th Cir. 2018).
Here, because Watanabe’s claim is identical to Carlson
in all meaningful respects, we need not consider the second
step. Watanabe alleges he suffered deliberate medical
indifference while incarcerated, in violation of the Eighth
Amendment’s proscription against cruel and unusual
punishment. Carlson dealt with the exact same issue. See
446 U.S. at 17–18. The district court thus erred in dismissing
Watanabe’s Eighth Amendment claim, and we accordingly
reverse and remand so that his claim can proceed.
6 WATANABE V. DERR
I. Factual and Procedural Background 2
On July 12, 2021, a gang riot broke out in Unit 5A at
FDC Honolulu, where individuals with rival gang
affiliations were housed. Watanabe was sitting at a table in
Unit 5A when he was attacked by multiple members of a
rival gang during the riot and was beaten with an improvised
weapon known as a “lock in a sock.”
As a result of the beating, Watanabe sustained serious
injuries. He and other individuals involved in the incident
were sent to solitary confinement units. Prison officials
documented Watanabe’s “known and visible injuries” and
put him on sick call. That evening, Watanabe requested to
be seen by medical staff. At that time, Watanabe described
his headache and other severe pain he was experiencing to
two correctional officers.
Several days later, Watanabe was seen by Defendant
Francis Nielsen (“Nielsen”), a staff nurse at FDC Honolulu.
Medical records reflect that Watanabe told Nielsen he was
experiencing severe back pain, rating the pain as a “10.”
Watanabe alleges that Nielsen told him “to stop being a cry
baby.” When Watanabe requested treatment at a hospital,
Nielsen refused, replying: “[Y]ou are not going to the
hospital.”
Watanabe alleged that he was kept in solitary
confinement for more than two months after the July 12
incident. During that period, he submitted multiple requests
for medical attention. Watanabe was not taken to a hospital
2
We take the factual background from the allegations in the First
Amended Complaint, the operative complaint.
WATANABE V. DERR 7
during this time, and to the extent he was treated, he was only
given over-the-counter pain medication.
Around seven months later, in February 2022, Watanabe
was finally diagnosed with a fractured coccyx, and an x-ray
revealed that bone chips had migrated and entered the
surrounding soft tissue. At that point, prison officials agreed
to send Watanabe to be treated by a specialist. 3
Watanabe filed his original complaint pro se in the
district court, alleging that four officials at FDC Honolulu,
including Nielsen, violated his Eighth Amendment rights.
He sought monetary damages and injunctive relief directing
the warden of FDC Honolulu “to follow United States law
regarding the housing of federal inmates.” Reviewing the
complaint under 28 U.S.C. § 1915, the district court
dismissed the majority of Watanabe’s claims, but allowed
his claim against Nielsen to proceed and granted him leave
to amend.
Watanabe filed a First Amended Complaint (“FAC”)
supplementing his allegations and again seeking damages.
He did not explicitly renew his claim for injunctive relief.
The district court, upon reviewing the pro se complaint under
§ 1915, dismissed the FAC in part, again allowing only the
claim against Nielsen to proceed. Nielsen filed a motion to
dismiss the claim against him for failure to state a claim,
which the district court granted, concluding that “Watanabe
cannot pursue his claim against Nielsen under Bivens”
because “no such Bivens remedy exists” for Watanabe’s
Eighth Amendment claim. Watanabe timely appealed.
3
At the time of argument in February 2024, however, Watanabe’s
counsel stated that Watanabe still had not been treated by the specialist.
8 WATANABE V. DERR
We have jurisdiction under 28 U.S.C. § 1291, and we
review de novo the district court’s grant of a motion to
dismiss. Chambers v. C. Herrera, 78 F.4th 1100, 1103 (9th
Cir. 2023). Dismissal for failure to state a claim under
Federal Rule of Civil Procedure 12(b)(6) is appropriate only
“if the complaint fails to allege ‘enough facts to state a claim
to relief that is plausible on its face.’” Fayer v. Vaughn, 649
F.3d 1061, 1064 (9th Cir. 2011) (per curiam) (quoting Bell
Atl. Corp v. Twombly, 550 U.S. 544, 570 (2007)).
II. Legal Framework
Bivens cases require a two-step inquiry. First, we must
“ask whether the case presents ‘a new Bivens context’—i.e.,
is it ‘meaningful[ly]’ different from the three cases in which
the Court has implied a damages action.” Egbert, 596 U.S.
at 492 (quoting Ziglar, 582 U.S. at 139–40). Factors to
consider in analyzing whether the case presents a new
context include:
[T]he rank of the officers involved; the
constitutional right at issue; the generality or
specificity of the official action; the extent of
judicial guidance as to how an officer should
respond to the problem or emergency to be
confronted; the statutory or other legal
mandate under which the officer was
operating; the risk of disruptive intrusion by
the Judiciary into the functioning of other
branches; or the presence of potential special
factors that previous Bivens cases did not
consider.
Ziglar v. Abbasi, 582 U.S. at 139–40. If upon undertaking
this analysis, we determine that the case does not present a
WATANABE V. DERR 9
new context, “no further analysis is required.” Lanuza, 899
F.3d at 1023.
Second, if we determine that the case does present a new
context, we must then ask whether there “are ‘special
factors’ indicating that the Judiciary is at least arguably less
equipped than Congress to ‘weigh the costs and benefits of
allowing a damages action to proceed.’” Egbert, 596 U.S. at
492 (quoting Ziglar, 582 U.S. at 136). If any reason exists
“to think that Congress might be better equipped to create a
damages remedy,” we cannot recognize a new Bivens
remedy. Id. at 492.
III. Bivens Analysis
Watanabe argues that because his claim is similar to
Carlson, it falls within an established Bivens context and
does not require proceeding to the second step of the
analysis. Defendants argue that because Watanabe’s claim
“differs from prior Bivens cases in a meaningful way,” it
presents a new context and requires further analysis under
the second step. Defendants additionally contend that, at the
second step, Watanabe’s claim fails because Congress has
“provided alternative remedial processes for [Watanabe] to
vindicate his claim.”
Importantly, this appeal is from an order dismissing
Watanabe’s FAC under Federal Rule of Civil Procedure
12(b)(6). At this stage in the proceeding, Watanabe only
needs to “state a claim to relief that is plausible on its face.”
Ashcroft v. Iqbal, 556 U.S. 672, 678 (2009). We are
therefore required to accept Watanabe’s well-pleaded
allegations as true. See id. Thus, we emphasize that we do
not make any determinations as to the merits of Watanabe’s
claim—rather, we are only concerned with whether the
10 WATANABE V. DERR
allegations, on their face, present a claim that is sufficiently
analogous to the one in Carlson.
Watanabe is correct that his claim does not present a new
Bivens context. For the reasons discussed below, the district
court erred in dismissing his claim.
A. Eighth Amendment Claim
In Carlson, the Supreme Court recognized an implied
cause of action under the Eighth Amendment against prison
officials who acted with deliberate indifference to an
incarcerated individual’s serious medical needs. 446 U.S. at
16 n.1. There, Jones, an inmate in a federal correctional
center, died after having an asthma attack. Id. At the time
of his asthma attack, “no doctor was on duty and none was
called in.” Stanard v. Dy, 88 F.4th 811, 816 (9th Cir. 2023)
(citing Green v. Carlson, 581 F.2d 669, 671 (7th Cir. 1978)).
Prison officials kept Jones in the “facility against the
advice of doctors,” failed to “give him competent medical
attention for some eight hours” after the asthma attack,
administered antipsychotic drugs that worsened his
condition, and failed to transfer him to an outside hospital.
Carlson, 446 U.S. at 16 n.1. Jones’s estate sued, alleging
that “these acts and omissions” caused Jones’s death, and
that the prison officials were “deliberately indifferent to
Jones’s serious medical needs” in violation of the Eighth
Amendment. Id. The Supreme Court recognized that such
a scenario gave rise to a Bivens cause of action. Id.
B. Step One Inquiry
The parties in this case agree that Carlson is the
appropriate analogue to Watanabe’s case. To determine
whether Watanabe’s Bivens claim can proceed, we must
first ask whether the case presents a “new context” from that
WATANABE V. DERR 11
of Carlson. Egbert, 596 U.S. at 492. Although there exists
“no definitive list of how meaningful differences must be to
create a new Bivens context,” the “non-exhaustive series of
considerations” laid out in Ziglar provide a useful starting
point. Stanard, 88 F.4th at 816. Analyzing Watanabe’s
claim under the Ziglar factors, it is clear that his claim does
not meaningfully differ from Carlson.
1. Ziglar Non-Exhaustive Factors
The first factor is the rank of the officers involved.
Ziglar, 582 U.S. at 139–40. The rank of the officials
involved here is the same as in Carlson: Nielsen is a prison
nurse just as one of the defendants in Carlson, William
Walters, was a prison nurse. Carlson, 446 U.S. at 16 n.1;
Green, 581 F.2d at 671. The second factor, “the
constitutional right at issue,” Ziglar, 582 U.S. at 140, is also
the same as in Carlson: the right under the Eighth
Amendment to be free from cruel and unusual punishment
through deliberate medical indifference. And Watanabe’s
claim is also identical to Carlson with respect to the third
factor, “the generality or specificity of the official action.”
Id. Watanabe alleged official action to the same degree of
specificity as that alleged in Carlson—“acts and omissions”
that were deliberately indifferent to Watanabe’s serious
medical condition. Such alleged official actions include the
refusal to transport Watanabe to an outside hospital and the
failure to provide him competent medical attention.
Carlson, 446 U.S. at 16 n.1.
The fourth Ziglar factor is “the extent of judicial
guidance as to how an officer should respond to the problem
or emergency to be confronted.” 582 U.S. at 140. Here,
judicial guidance as to how a Bureau of Prisons (“BOP”)
officer should respond to an inmate’s serious medical
12 WATANABE V. DERR
condition is significantly more developed than it was in
Carlson. Nielsen was working as part of the BOP’s medical
staff, as were the defendants in Carlson. Thus, at the time
of the incident in 2021, Nielsen would at least have had the
judicial guidance from Carlson—i.e., that BOP medical staff
cannot act with deliberate indifference to an inmate’s serious
medical needs—that has existed since the case was decided
in 1980. See 446 U.S. at 14.
Carlson, however, is far from the only guidance that
BOP medical staff would have to rely on in this case. There
exists an abundance of judicial guidance arising from federal
litigation of Eighth Amendment claims for deliberate
medical indifference brought against state officials under 42
U.S.C. § 1983. This case law provides ample guidance to
BOP officials about how to appropriately respond to the
serious medical conditions of incarcerated individuals. See,
e.g., Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006)
(concluding that incarcerated individual who brought a
§ 1983 claim alleging a violation of the Eighth Amendment
for an untreated broken thumb “need not show his harm was
substantial,” and presented sufficient evidence that state
prison officials were deliberately indifferent to his
condition); Colwell v. Bannister, 763 F.3d 1060, 1069–70
(9th Cir. 2014) (holding that incarcerated individual had a
claim under § 1983 for deliberate medical indifference
where state prison officials denied his requests for cataract
surgery, resulting in blindness in one eye).
The fifth factor, “the statutory or other legal mandate
under which the officer was operating,” Ziglar, 582 U.S. at
140, is the same here as in Carlson, as both sets of
defendants were operating as BOP medical staff. And
Watanabe’s claim also does not meaningfully differ from
Carlson with respect to the sixth Ziglar factor: “the risk of
WATANABE V. DERR 13
disruptive intrusion by the Judiciary into the functioning of
other branches.” Id. This case does not present a risk of
intrusion by the judiciary into the operations of the BOP any
more than what Carlson already permits.
The final Ziglar factor asks about the “presence of
potential special factors that previous Bivens cases did not
consider.” Id. The district court concluded that “although
Watanabe’s claim has some parallels to the claims in
Carlson, the specifics of [his] allegations are dissimilar in
both their ‘nature and severity’ from the facts in Carlson.”
As discussed below, because the nature and severity of
Watanabe’s claim do not meaningfully differ from the nature
and severity of the claim alleged in Carlson, the district court
erred in reaching this conclusion.
2. Nature
The district court determined that the “nature” of
Watanabe’s claim was meaningfully different from the claim
in Carlson. The court characterized Watanabe’s allegation
as an “interfere[nce] with the proper diagnosis and treatment
of his injuries by denying his request to be taken to the
hospital,” and distinguished this from the claim in Carlson,
which the court characterized as “largely based on treatment
provided to [Jones] during a medical emergency.” On
appeal, Nielsen reiterates this argument, stressing that
Watanabe’s claim is “about what Nielsen did not do”—i.e.,
an omission—whereas the Carlson claim was about
“numerous overt actions.”
This purported distinction based on the “nature” of the
claims is unfounded. Watanabe alleges that Nielsen violated
his Eighth Amendment rights through both overt acts and
omissions. True, Watanabe contends that Nielsen violated
his Eighth Amendment rights by failing to order that he be
14 WATANABE V. DERR
transported to an outside hospital—but he also alleges that
the on-site treatment he received (an overt act) was woefully
inadequate. Further, the district court incorrectly
characterized Carlson, because Jones’s estate similarly
alleged both overt actions, such as the use of a “respirator
known to be inoperative,” and omissions, such as the delay
“for too long a time [of Jones’s] transfer to an outside
hospital.” Carlson, 446 U.S. 16 n.1. The nature of
Watanabe’s claim is thus functionally identical to the nature
of the claim in Carlson.
Additionally, Nielsen’s attempt to distinguish this case
on the basis of the “nature” of the claim is unsupported by
our precedent. We have previously recognized that if denial
of proper medical treatment—an “omission,” according to
the district court’s characterization—is the underlying basis
of a Bivens claim, it may proceed.
Indeed, in Stanard v. Dy, we held that an incarcerated
individual’s Eighth Amendment claim that prison officials
denied him treatment for Hepatitis C did not present a new
Bivens context, using Carlson as its analogue. 88 F.4th at
818. There, Stanard did not allege any “overt action”—
rather, he alleged that his rights were violated because prison
officials continually denied his requests for treatment,
showing a deliberate indifference to his serious medical
needs. Id. at 813–15. Reversing the district court’s
dismissal order and holding that the claim did not arise in a
new Bivens context, we explained that “[d]elaying treatment
is an established example of deliberate indifference to a
serious medical need, in violation of the Eighth
Amendment.” Id. at 817 (citing Jett, 439 F.3d at 1096).
And in Chambers v. C. Herrera, the plaintiff alleged that
prison officials failed to treat his broken arm and wrist for
WATANABE V. DERR 15
six weeks. 78 F.4th at 1103, 1108. There, we characterized
the claim in Carlson as the “failure to provide adequate
medical treatment,” id. at 1106, and concluded that the
plaintiff’s claim “would be the same constitutional right in
Carlson,” id. at 1108. Because the plaintiff was proceeding
pro se and failed to allege certain facts, we concluded that it
was “unclear from his complaint” whether his claim
presented a new context and remanded to determine whether
he could amend his complaint to allege additional facts. Id.
We nonetheless preserved the possibility that his Bivens
claim—failure to treat a broken arm for a period of time—
could be viable as an analogue to Carlson. Id. (“The claim
would be the same constitutional right in Carlson. But the
other Egbert factors would need to be addressed. . . .”).
Watanabe alleged that Nielsen’s overt actions and
omissions resulted in a violation of his Eighth Amendment
rights, making the nature of his claim functionally identical
to the nature of the claim in Carlson. But even if Watanabe
had only alleged an omission—e.g., that his requests for
treatment were repeatedly denied—his claim would still be
one of deliberate medical indifference, a viable Bivens cause
of action. In short, focusing on an overt action versus a
failure to act misconstrues the required analysis. The nature
of Watanabe’s claim is virtually identical to the nature of the
claim in Carlson: prison officials were deliberately
indifferent to their respective serious medical needs. This
kind of claim has long been recognized as one of the three
Bivens causes of action. See Egbert, 596 U.S. at 490–91.
The district court thus erred in distinguishing Watanabe’s
claim on this ground.
16 WATANABE V. DERR
3. Severity
The district court also distinguished Watanabe’s claim
from Carlson on the basis that “the severity of Watanabe’s
claim does not compare to the seriousness of the claims in
Carlson,” reasoning that “[w]hile the pain that Watanabe
experienced because of his fractured coccyx and bone chips
is certainly regrettable, it is not akin to the medical
emergency faced by the inmate in Carlson that ultimately
resulted in that inmate’s death.” On appeal, Defendants
emphasize this purported difference, arguing that “[t]he
difference between [Watanabe’s] alleged on-going pain
management and the life-threatening condition in Carlson is
meaningfully different.”
The district court erred in drawing this conclusion, and
Defendants’ arguments in support of it are not persuasive.
Most glaringly, this conclusion misconstrues the law. A
plaintiff need not suffer death or a life-threatening injury for
his claim to be sufficiently analogous to Carlson. In
Chambers, we held that it could be possible for an
incarcerated person to bring a viable Bivens claim where he
had suffered a broken arm and was denied treatment. 78
F.4th at 1108. And in Stanard, we held that a Bivens claim
for repeated denial of Hepatitis C treatment while
incarcerated did not present a new context from Carlson. 88
F.4th at 817. In doing so, we reaffirmed that a plaintiff need
not allege a harm as severe as the one in Carlson, noting that
“even assuming [the plaintiff] received less deficient care
than the inmate in Carlson, that difference in degree is not a
meaningful difference giving rise to a new context,” because
the underlying harm was still a “failure to provide medical
attention evidencing deliberate indifference to serious
medical needs.” Id.; see also Jett, 439 F.3d at 1098
(concluding that the prison officials’ failure to treat the
WATANABE V. DERR 17
plaintiff’s broken thumb could constitute deliberate
indifference to a serious medical condition).
As in Stanard, even if we assume that Watanabe received
less deficient care than Jones in Carlson, this is not a
meaningful difference. Watanabe was injured in July 2021,
his injury resulted in a serious medical condition, and the
condition has caused extreme pain ever since. He repeatedly
complained about the pain to prison medical personnel, and
he described the pain as a “10” on a scale from one to ten. It
was not until seven months after his initial complaints that
he was finally diagnosed with a fractured coccyx, and at the
time he filed his complaint, over one year after the initial
injury, he had still not seen a specialist.
Failure to respond to an incarcerated individual’s serious
medical need, even if that need is not technically life-
threatening, can constitute deliberate indifference in
violation of the Eighth Amendment. See, e.g., Jett, 439 F.3d
at 1096. The district court thus erred in concluding that
Watanabe’s claim differed meaningfully from Carlson on
the basis that his claim was not as severe.
4. Alternative Remedial Programs
The district court further concluded that the existence of
alternative remedial structures within the BOP constituted a
“special factor” that weighed in favor of finding a new
context. The court noted that the BOP’s administrative
remedy program 4 “was not considered by the Court in
4
The Administrative Remedy Program was created “to allow an inmate
to seek formal review of an issue relating to any aspect of his/her own
confinement,” 28 C.F.R. § 542.10(a), and “applies to all inmates in
institutions operated by the [BOP],” § 542.10(b). The program allows
incarcerated individuals to “(1) present[] an issue of concern informally
to staff,” “(2) submit[] a formal request for administrative remedies to a
18 WATANABE V. DERR
Carlson,” and thus concluded that its existence offered
“another reason that Watanabe’s claim arises in a new
context.” The district court erred in this conclusion, as the
existence of alternative remedial structures does not render
this case a new context.
In Egbert, the Supreme Court clarified that the existence
of alternative remedial structures can be one “special factor,”
to be considered at the second step of the Bivens analysis.
596 U.S. at 493, 498. Here, we are not required to undertake
the second step of the analysis, because we conclude that
Watanabe’s case is not meaningfully different from Carlson,
and thus does not present a new context. And even if we
were to consider this factor at step one, we have previously
held that a claim similar to Watanabe’s does not present a
new Bivens context, notwithstanding the fact that the
incarcerated individual had access to and used the BOP’s
administrative complaint system. See Stanard, 88 F.4th at
814, 818.
***
The dissent acknowledges that “Watanabe’s claim is, at
least superficially, similar to Carlson,” but nonetheless
concludes that “the distinctions” between the two are enough
to create a new Bivens context. Dissent at 26. The dissent
makes these distinctions improperly, however. Concluding
that Nielsen’s response was not as “flagrantly deficient” as
the response in Carlson, for example, requires making an
impermissible determination on the merits by weighing the
evidence. Dissent at 24 (quoting Stanard, 88 F.4th at 817).
facility’s warden,” “(3) appeal[] to the appropriate Regional Director,”
and “(4) appeal[] to the BOP’s General Counsel.” Cacayorin v. Derr,
No. CV 23-00077 JMS-WRP, 2023 WL 2349596, at *3 (D. Haw. Mar.
3, 2023).
WATANABE V. DERR 19
The dissent notes that “had Nielsen known of Watanabe’s
broken coccyx and nevertheless refused to send him to a
hospital,” the dissent may have reached a different outcome.
Dissent at 24. But determining what Nielsen did or did not
know requires us to evaluate and weigh the evidence,
something we are not concerned with at this stage in the
proceedings. Instead, we are concerned only with whether
Watanabe’s claim—consisting of allegations we presently
take as true—falls within the same context as Carlson. See
Iqbal, 556 U.S. at 678; see also Stanard, 88 F.4th at 817
(“[E]ven assuming that [the petitioner] received less
deficient care . . . that difference in degree is not a
meaningful difference [because the petitioner] seeks a
damages remedy for failure to provide medical attention
evidencing deliberate indifference to serious medical
needs.”).
In all meaningful respects, Watanabe’s claim is
functionally identical to the claim asserted in Carlson. The
district court erred in proceeding to the second step of the
Bivens analysis and dismissing Watanabe’s claim. This case
does not present a new Bivens context at step one, and thus
“no further analysis is required.” Lanuza, 899 F.3d at 1023.
IV. Injunctive Relief
On appeal, Watanabe also contends that the district court
erroneously dismissed his request for injunctive relief
against the other defendants related to his ongoing medical
care. Watanabe sought equitable relief in his original
complaint, but the district court dismissed this claim with
leave to amend. In his FAC, Watanabe did not specifically
renew his claim for equitable relief and sought only
monetary damages. The district court dismissed all of
Watanabe’s claims in the FAC without prejudice,
20 WATANABE V. DERR
concluding that he could not bring claims for equitable relief
under Bivens. At oral argument before this court,
Watanabe’s counsel represented that Watanabe had not yet
received treatment from a specialist.
Before Watanabe obtained counsel for this appeal, he
had proceeded pro se in the district court. We are “obligated
to ‘liberally construe’ documents filed pro se.” Ross v.
Williams, 950 F.3d 1160, 1173 n.19 (9th Cir. 2020) (en banc)
(cleaned up) (quoting Erickson v. Pardus, 551 U.S. 89, 94
(1976)). This obligation means that “courts must frequently
look to the contents of a pro se filing rather than its form.”
Id.; see also Adams v. Nankervis, 902 F.2d 1578 (9th Cir.
1990), at *2 (“We recognize that pro se litigants, especially
prisoners, must be given special solicitude.”).
Because we construe Watanabe’s pro se filings
“liberally,” see Ross, 950 F.3d at 1173 n.19, we interpret his
requests for injunctive relief as official capacity claims not
under Bivens, but rather as standalone claims for equitable
relief. On remand, he may request leave from the district
court to clarify his claim for injunctive relief, and if
warranted, seek appropriate injunctive relief. We thus
remand to the district court to address in its discretion
whether Watanabe may amend his request for injunctive
relief and to address any claim for injunctive relief in the first
instance.
V. Conclusion
Watanabe alleges that prison officials were deliberately
indifferent to his serious medical needs, in violation of the
Eighth Amendment. This is functionally identical to the
context in Carlson, where the Supreme Court recognized an
implied cause of action under the Eighth Amendment. The
WATANABE V. DERR 21
district court thus erred in dismissing Watanabe’s Bivens
claim.
Accordingly, we REVERSE and REMAND for further
proceedings consistent with this opinion.
M. SMITH, Circuit Judge, concurring in part and dissenting
in part:
The Supreme Court has reminded us time and time again
that “expanding the Bivens remedy is . . . a ‘disfavored’
judicial activity” and that “even a modest extension” of the
remedy, to a new context or new category of defendants, “is
still an extension.” Ziglar v. Abbasi, 582 U.S. 120, 135, 147
(2017). Because Watanabe’s claim is meaningfully different
than Carlson v. Green, 446 U.S. 14 (1980), I respectfully
dissent as to the reinstatement of his Bivens claim. I concur
in the majority’s decision to remand to the district court his
claim for injunctive relief.
***
In Bivens v. Six Unknown Federal Narcotics Agents, the
Supreme Court held that a plaintiff could seek monetary
damages for violation of his Fourth Amendment rights by
federal agents. 403 U.S. 388, 397 (1971). Eight years later,
the Court held that a damages remedy was also “surely
appropriate” for a suit against a Congressperson for alleged
violations of Fifth Amendment Due Process. Davis v.
Passman, 442 U.S. 228, 245 (1979). The following year, the
Court again recognized a Bivens damages remedy in a suit
against federal prison officials alleging deliberate
indifference to medical needs in violation of the Eighth
Amendment. Carlson, 446 U.S. at 20.
22 WATANABE V. DERR
In a series of subsequent decisions, however, the Court
repeatedly declined to further expand the scope of Bivens.
In Bush v. Lucas, it held that a federal employee could not
claim damages when his superiors allegedly violated his
First Amendment rights, reasoning that “Congress is in a
better position to decide whether or not the public interest
would be served by creating” such a remedy. 462 U.S. 367,
390 (1983); see also, e.g., Chappell v. Wallace, 462 U.S. 296
(1983). In 2009, the Court summarized its recent
jurisprudence by noting that Bivens actions were “implied,”
and therefore “disfavored.” Ashcroft v. Iqbal, 556 U.S. 662,
675 (2009). Citing separation-of-powers principles, the
Court has not extended Bivens relief to previously
unrecognized contexts. See Ziglar, 582 U.S. at 135–36;
Egbert v. Boule, 596 U.S. 482, 519 n.3 (2022).
The first step in a Bivens analysis is to determine whether
a case presents a new Bivens context or a new category of
defendants. See Hernandez v. Mesa, 589 U.S. 93, 102
(2020). “If the answer to this question is ‘no,’ then no further
analysis is required.” Lanuza v. Love, 899 F.3d 1019, 1023
(9th Cir. 2018) (citation omitted). If the case does present a
new context, the court then must determine whether “special
factors” indicate that the judiciary is “at least arguably less
equipped than Congress to weigh the costs and benefits” of
extending the Bivens remedy to this new context. Egbert,
596 U.S. at 492 (internal quotation marks omitted). In
Egbert, the Supreme Court observed that the “new context”
and “special factors” steps “often resolve to a single
question: whether there is any reason to think that Congress
might be better equipped to create a damages remedy.” Id.
But our post-Egbert cases nonetheless continue to “apply a
two-step framework, asking first whether the claim arises in
a new context, and second, if so, whether other special
WATANABE V. DERR 23
factors counsel hesitation against extending Bivens.”
Harper v. Nedd, 71 F.4th 1181, 1185 (9th Cir. 2023)
(citation omitted).
A Bivens claim arises in a new context if it differs “in a
meaningful way from previous Bivens cases.” Ziglar, 582
U.S. at 139. Here, the relevant Bivens case is Carlson. 446
U.S. at 20. In Carlson, the Court recognized a Bivens
remedy against prison officials who were deliberately
indifferent to an inmate’s serious medical condition. Id. at
16 n.1. Against the advice of doctors, the inmate was
detained at a corrections facility with “gross[ly]
inadequa[te]” medical facilities. Id. When he suffered an
asthma attack, no doctor was on duty, and no doctor was
subsequently called in. Instead, after some delay, a medical
training assistant tried to use a broken respirator on the
inmate. When the inmate pulled away and said the respirator
was making his breathing worse, the assistant administered
an antipsychotic medication. Id. The inmate went into
respiratory arrest and died. Id.
The Supreme Court’s “understanding of a ‘new context’
is broad.” Hernandez, 589 U.S. at 102. Although there is no
definitive list of how meaningful differences must be to
create a new Bivens context, precedent provides a starting
point. Ziglar, the first case in which the Supreme Court
articulated the new context inquiry, provided a non-
exhaustive series of considerations, including “the rank of
the officers involved; the constitutional right at issue; the
generality or specificity of the official action; the extent of
judicial guidance as to how an officer should respond to the
problem or emergency to be confronted; [and] the statutory
or other legal mandate under which the officer was
operating,” among others. 582 U.S. at 139–40.
24 WATANABE V. DERR
The Supreme Court has stated that “[a] claim may arise
in a new context even if it is based on the same constitutional
provision as a claim in a case in which a damages remedy
was previously recognized.” Hernandez, 589 U.S. at 103.
Thus, even where a “case has significant parallels to one of
the [Supreme Court’s] previous Bivens cases,” it can present
a new context. Ziglar, 582 U.S. at 147.
Watanabe’s Eighth Amendment Bivens claim presents a
“new context.” His claim is meaningfully different than
Carlson when considering in toto: (1) the severity of the
mistreatment and (2) the severity of the medical need.
First, the severity of Watanabe’s mistreatment does not
come close to that in Carlson. See Stanard v. Dy, 88 F.4th
811, 817 (9th Cir. 2023) (considering the “[s]everity of
[m]istreatment” in determining whether plaintiff’s Bivens
claim arose in a new context). On July 16, 2021, few days
after the riot, Nielsen met with Watanabe and performed a
physical examination. The examination indicated that,
although Watanabe appeared distressed and suffered from
substantial pain, his results were within normal limits.
Nielsen treated Watanabe accordingly: Nielsen spoke to an
on-call provider who authorized an order for painkillers and
anti-inflammatory drugs, encouraged gentle stretching
exercises as tolerated, and made a note to follow-up with a
sick call if necessary. This response was “less flagrantly
deficient than in Carlson.” See id. By contrast, had Nielsen
known of Watanabe’s broken coccyx and nevertheless
refused to send him to a hospital for further care, this case
would look closer to Carlson. See id. (noting that medical
personnel “attempted to use a respirator known to be
inoperative” (emphasis added)). But the record does not
indicate, nor does Watanabe allege, that Nielsen knew, or
should have known, the extent of Watanabe’s injury at the
WATANABE V. DERR 25
time of his evaluation. Absent such an allegation, and in
light of the normal results of the physical examination, the
prison’s response here was meaningfully less severe.
The majority suggests that “even if we assume that
Watanabe received less deficient care than [the plaintiff] in
Carlson, this is not a meaningful difference” because
(1) Watanabe’s injury “resulted in a serious medical
condition,” which caused him extreme pain, (2) he described
the pain as a ten on a scale from one to ten, and (3) it took
seven months to diagnose him with a fractured coccyx. That
Watanabe suffered from his injury without treatment is
certainly regrettable. But the majority fails to articulate, as
does Watanabe, how the prison should have known—
without the benefit of hindsight—to send Watanabe to an
outside hospital. As noted, his test results were normal.
Does a Bivens claim arise every time a prison refuses to send
an inmate for outside treatment if they report severe pain?
Such a rule would violate the spirit of Bivens and its progeny.
Second, as the district court noted, Watanabe’s medical
need was less severe than that in Carlson, which resulted in
that inmate’s death. That is not to suggest that one needs to
face a life-threatening condition to fall within Carlson. See,
e.g., Chambers v. C. Herrera, 78 F.4th 1100, 1108 (9th Cir.
2023) (treating medical indifference claim based on broken
arm as “mostly dead” but “slightly alive”). But the
difference in severity is meaningful and weighs in favor of
finding a new context under Ziglar. See 582 U.S. at 147
(“[E]ven a modest extension is still an extension.”).
The cases cited by the majority, where the Bivens claim
survived, are distinguishable. Cf., e.g., Stanard, 88 F.4th at
817 (remanding claim where plaintiff was repeatedly
informed he “would not receive any . . . treatment at [the
26 WATANABE V. DERR
prison] at all); Chambers, 78 F.4th at 1108 (remanding claim
where physician’s assistant knew of broken arm and
intentionally refused to treat injury to cover up assault); Jett
v. Penner, 439 F.3d 1091 (9th Cir. 2006) (lacking discussion
of Bivens). For the reasons above, the district court did not
err in finding that Watanabe’s case presents a new context.
Next, in step two of Bivens, the district court held that
special factors counsel against recognizing a remedy. The
district court explained that it could not recognize a new
Bivens remedy because “alternative remedies are available
to Watanabe,” including the Bureau of Prisons’ alternative
remedial program and the Federal Tort Claims Act.
Watanabe does not challenge this part of the decision on
appeal. In his brief, he states: “Bivens remedies may be
available in ‘new contexts’ too. But as this appeal does not
involve a new context, the circumstances that warrant an
extension of Bivens are not discussed here.”
***
Even a case that has “significant parallels to Carlson”
may constitute an extension of Carlson to a new context. See
Ziglar, 582 U.S. at 147. That is the case here. Although
Watanabe’s claim is, at least superficially, similar to
Carlson—i.e., brought pursuant to the Eighth Amendment
involving an injury suffered in prison—the distinctions are
“sufficient to make this a new Bivens context.” See Harper,
71 F.4th at 1186. I respectfully dissent as to the
reinstatement of Watanabe’s Bivens claim.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
03Opinion by Judge Paez; Partial Concurrence and Partial Dissent by Judge M.
04DERR SUMMARY * Bivens The panel reversed the district court’s dismissal of a Bivens action brought by Kekai Watanabe, incarcerated at Federal Detention Center, who alleged that his Eighth Amendment rights were violated when the medical staf
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT KEKAI WATANABE, No.
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