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No. 10113270
United States Court of Appeals for the Ninth Circuit
Jerry Frye v. Ron Broomfield
No. 10113270 · Decided September 10, 2024
No. 10113270·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 10, 2024
Citation
No. 10113270
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
JERRY GRANT FRYE, No. 22-99008
Petitioner-Appellee, D.C. No.
2:99-cv-00628-
v. KJM-CKD
RONALD BROOMFIELD, Warden,
San Quentin State Prison, OPINION
Respondent-Appellant.
Appeal from the United States District Court
for the Eastern District of California
Kimberly J. Mueller, Chief District Judge, Presiding
Argued and Submitted April 11, 2024
Pasadena, California
Filed September 10, 2024
Before: Mary H. Murguia, Chief Judge, and Kim McLane
Wardlaw and Salvador Mendoza, Jr., Circuit Judges.
Opinion by Chief Judge Murguia;
Concurrence by Judge Mendoza
2 FRYE V. BROOMFIELD
SUMMARY*
Habeas Corpus
In a case in which a California jury sentenced Frye to
death for two first-degree murders, the panel reversed the
district court’s order granting a writ of habeas corpus on
Jerry Grant Frye’s claim that his due process rights were
violated when jurors saw him shackled during trial, and
remanded for further proceedings on Frye’s remaining
claims.
The district court determined that the state court’s denial
of the due-process shackling claim was not entitled to
deference under Antiterrorism and Effective Death Penalty
Act (AEDPA) because the decision amounted to either an
unreasonable application of the law or an unreasonable
application of the facts. The district court concluded that the
shackling prejudiced Frye at both the guilt and penalty
phases, and granted the writ.
The panel did not address prejudice under Brecht v.
Abrahamson, 507 U.S. 619 (1993), because Frye did not
overcome the significant deference owed to an unreasoned
state court decision on the merits under AEDPA.
The State argued that 28 U.S.C. § 2254(d)(1) bars habeas
relief (1) because the right to be free from unjustified guilt-
phase shackling was not clearly established federal law when
the state court denied Frye relief in 2001; and (2) because,
alternatively, the state court could have concluded that the
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
FRYE V. BROOMFIELD 3
shackling was harmless error under Chapman v. California,
386 U.S. 18 (1967). The panel rejected the argument that the
right to be free from unjustified guilt-phase shackling was
not a clearly established violation of federal law at the time
of the state court’s decision. Given the deferential nature of
its review, and in light of the limited shackling evidence and
the guilt evidence before the state court, the panel could not
say that every fairminded jurist would conclude that the state
court’s harmlessness decision was objectively unreasonable.
The district court alternatively concluded that the
California Supreme Court’s adjudication was an
unreasonable determination of the facts under 28 U.S.C.
§ 2254(d)(2). Because reasonable minds could differ about
whether the state court had sufficient evidence to conclude
that shackling was not prejudicial, the panel concluded that
relief is unavailable on this ground.
The panel did not reach the merits of any of Frye’s other
pending claims under § 2254(d).
Judge Mendoza concurred. Noting that this court is
required to guess what the state court’s reasoning might have
been before this court applies § 2254(d), he wrote separately
to register his frustration with the deference that this court
owes the perfunctory, two-sentence denial at issue in this
capital case.
4 FRYE V. BROOMFIELD
COUNSEL
Michael R. Snedeker (argued) and Lisa R. Short, Snedeker
Smith & Short, Portland, Oregon, for Petitioner-Appellee.
Christopher J. Rench (argued), Supervising Deputy Attorney
General; Kenneth N. Sokoler, Supervising Deputy Attorney
General; James W. Bilderback, II, Senior Assistant Attorney
General; Lance E. Winters, Chief Assistant Attorney
General; Rob Bonta, California Attorney General; United
States Department of Justice, Office of the California
Attorney General, Sacramento, California; for Respondent-
Appellant.
OPINION
MURGUIA, Chief Circuit Judge:
In 1988, a California jury sentenced Petitioner Jerry
Grant Frye to death for the first-degree murders of Robert
and Jane Brandt. After the California Supreme Court
summarily denied Frye’s state habeas petition, Frye sought
habeas relief in federal court, where his forty-plus claims
have been pending for over two decades. The sole issue in
this appeal is claim 44, which alleges that Frye’s due process
rights were violated when jurors saw him shackled during
the trial. The district court granted a writ of habeas corpus
on that claim after concluding that the shackling prejudiced
Frye. Warden Ronald Broomfield (hereafter, “the State”)
timely appealed.
We do not address prejudice because we conclude that
Frye has not overcome the significant deference owed to an
FRYE V. BROOMFIELD 5
unreasoned state court decision on the merits under the
Antiterrorism and Effective Death Penalty Act (“AEDPA”).
See Harrington v. Richter, 562 U.S. 86, 102 (2011). We
reject the State’s argument that the right to be free from
unjustified shackling was not clearly established federal law
when the state court denied Frye relief in 2001. See Deck v.
Missouri, 544 U.S. 622, 629 (2005) (citing Supreme Court
precedent affirming the right as “deeply embedded in the
law”). But in light of the limited shackling evidence, we
cannot say that every fairminded jurist would agree that the
state court was unreasonable in denying relief. We therefore
reverse and remand for further proceedings on Frye’s
remaining claims.
I. Background
In April 1985, Frye and his then-girlfriend, Jennifer
Warsing, moved to Amador County, California, to grow
marijuana for profit on a friend’s gold mining claim. People
v. Frye, 959 P.2d 183, 198 (Cal. 1998), as modified (Sept.
23, 1998), disapproved of on other grounds by People v.
Doolin, 198 P.3d 11 (Cal. 2009). Frye and Warsing set up
camp on the mining claim about a quarter mile from the
cabin where an older couple, Robert and Jane Brandt, lived,
and Warsing became friendly with Jane Brandt. Id.
On May 14, 1985, Warsing accompanied Mrs. Brandt on
an errand, and when they returned, Mrs. Brandt invited
Warsing to the cabin for coffee later that evening. Id. at 198-
99. Warsing walked back to the campsite to find Frye
talking and drinking beer with an acquaintance of the
Brandts, Ron Wilson. Id. After Wilson left around dusk,
Frye told Warsing he saw the devil moving around the
campsite and thought he was being set up. Id. at 199.
According to Warsing, Frye said that he was going to kill the
6 FRYE V. BROOMFIELD
Brandts and would kill her too unless she went with him. Id.
Frye had allegedly assaulted Warsing on several prior
occasions, and she testified that Frye grabbed his shotgun
and took her by the arm to the cabin. Id. at 198-99.
According to Warsing, Mrs. Brandt invited them inside,
and Frye placed the shotgun by the kitchen doorway. Id. at
199. He joked with the Brandts about having a headache
from drinking too much, so Warsing thought things had
returned to normal. Id. Moments later she heard a noise and
looked up to see Frye shoot both Mr. Brandt, who fell back
in his chair, and Mrs. Brandt, who fell back onto the sofa.
Id. Warsing testified that she tried to leave, but Frye forced
her to help him steal the Brandts’ valuables and their car. Id.
Frye and Warsing returned to the campsite, knocked it down,
and drove out of town until they reached Belle Fourche,
South Dakota, where Frye said they would settle down. Id.
at 199-200.
Bobby Brandt discovered his parents’ bodies on May 16,
1985. Id. at 200. In addition to identifying their stolen
property for the police, he recognized Frye’s denim jacket in
the kitchen. Id. Subsequently, in July 1985, Belle Fourche
police responded to a disturbance at the apartment Frye and
Warsing shared and arrested Frye for assault. Id. While Frye
was sitting in the patrol car, he asked the officer, “Do you
want a big one?” and said that he was wanted in California
for a double murder. Id. Frye then gave a videotaped
interview, stating that he did not know if he had killed the
Brandts, but Warsing told him that he did, and he had
experienced alcoholic blackouts in the past. Id. at 200-01.
Warsing, who was also arrested, cooperated with the police,
leading them to the Brandts’ stolen property and to the
murder weapon. Id. at 201.
FRYE V. BROOMFIELD 7
At trial, the prosecution’s evidence primarily came from
Warsing, who testified as an accomplice under a grant of
immunity. Id. Amador County Police Officer Mark
Anderson testified that when Frye learned Warsing would
not be charged with anything, Frye became irritated and told
Anderson, “she is as guilty as I am. She is an accessory
before and after the fact.” Id. at 236. South Dakota police
officer Kirk Smith testified that when he and Officer Richard
Evans were transporting Frye to jail after the videotaped
interview, Frye admitted to the murders. However, Officer
Smith stated that he could not hear Frye very well, and
Officer Evans, who was in the front seat with Frye, did not
hear Frye admit to the murders. Finally, the physical
evidence—including Frye’s denim jacket in the Brandts’
kitchen, the position of the Brandts’ bodies, and the
recovered murder weapon and other stolen items—largely
aligned with Warsing’s account. See id. at 199-201.
Frye’s defense sought to cast doubt on Warsing’s
testimony by calling a professor of forensic science, who
testified that the crime scene was inadequately processed and
that Warsing’s account did not align with the physical
evidence. Id. at 201. The defense also called a psychiatrist
who treated Frye and testified that he did not believe
Warsing’s account “based on what [Frye] told him of
Warsing’s personal history, corroborated by investigative
reports.” Id. Finally, the defense elicited testimony from
Warsing that, despite her claim that she was essentially held
hostage, she had done most of the driving and carried out
most of the financial transactions on their trip from
California to South Dakota.
In May 1988, after approximately three days of
deliberation and multiple requests to examine the evidence,
the jury convicted Frye of two counts of first-degree murder,
8 FRYE V. BROOMFIELD
first-degree robbery, residential burglary, and vehicle theft.
The jury also found true the allegation that Frye personally
used a firearm during the commission of the offenses.
During the penalty phase, Frye insisted on speaking to
the jury. He stated that he was “very angry,” could not
accept the verdict, felt the jury had treated his case “like a
traffic ticket,” and could not understand why the jury did not
examine the evidence more closely. Frye’s family testified
that Frye had experienced childhood difficulties, a chaplain
testified that Frye had accepted God and was a changed man,
and it was stipulated that Frye’s jailers would testify that he
posed no disciplinary problems. Id. The prosecution did not
call any witnesses, but it emphasized the aggravating
circumstances of the crime and introduced Frye’s prior
felony conviction for sexual assault. Id. After
approximately two days of deliberation, the jury sentenced
Frye to death in August 1988. In 1998, the California
Supreme Court affirmed Frye’s conviction and sentence. Id.
at 198. Frye did not raise the shackling claim on direct
appeal. See id.
A. State habeas proceedings
Frye filed a state habeas petition in April 2000 claiming,
inter alia, that his rights to due process were violated when
jurors saw him shackled in court without justification. Frye
submitted evidence that, although the trial judge ruled in
pretrial hearings that Frye was not to be shackled “any time
he’s in the courtroom,” two jurors told defense investigators
that they recalled seeing Frye in shackles.
In her April 2000 declaration—signed over a decade
after the trial—Juror Judy Silvey said she recalled “seeing
Mr. Frye in shackles: feet, wrists & waist. I recall the
defense asking the court to remove them so the jury would
FRYE V. BROOMFIELD 9
not form an opinion. The shackles gave him the flavor of
danger.” In July 2000, Juror Silvey elaborated in a second
declaration that she saw Frye shackled in the courtroom
during jury selection, she believed the entire jury saw him,
and she recalled Frye’s attorney “seemed to make a
production of his request” for the court to remove the
shackles. After granting the request, the judge “told the jury
not to have preconceived ideas about Mr. Frye’s guilt or
innocence.” Juror Silvey said she also saw Frye “sitting
shackled on a bench near the entrance to the courtroom” at
the beginning of jury selection, which she believed “was
staged to make Mr. Frye appear more human to the jury.”
Finally, she stated that jurors “did not discuss Mr. Frye being
shackled” during deliberations. Juror Narvonna Canale also
recalled seeing Frye in shackles—“hands and feet”—during
the trial, but she could not remember how many times or
whether it occurred inside the courtroom or in the hallway.
Frye submitted declarations from two other jurors in
support of other habeas claims, but those declarations did not
discuss shackling. The state submitted a declaration from
one of Frye’s trial attorneys, Judd Iversen, stating “[a]t no
time did defense counsel learn that any juror had actually
observed the defendant in shackles, either inside the
courtroom or out.” In 2001, the California Supreme Court
summarily denied Frye’s petition “on the merits” without
holding an evidentiary hearing.
B. Federal habeas proceedings
Contemporaneously with his state habeas petition, Frye
filed a federal habeas petition in April 2000 raising
numerous claims, including the shackling claim.
A federal evidentiary hearing was held on the shackling
claim in 2008. Juror Silvey testified that she recalled seeing
10 FRYE V. BROOMFIELD
Frye shackled by his hands and waist both inside and outside
the courtroom. She recalled seeing Frye sitting on a bench
outside the courtroom almost every morning and stated that
all the jurors had to pass by him. Juror Silvey could not
recall how often Frye was shackled when sitting on the
bench, but she clarified that he was not shackled every
morning. She recalled seeing Frye shackled inside the
courtroom one time toward the beginning of trial, when she
was sitting in the jury box with all twelve jurors present.
After defense counsel asked for Frye’s shackles to be
removed, Juror Silvey did not recall seeing the shackles in
the courtroom again. However, she believed another juror
mentioned the shackles once in the jury room prior to
deliberations. Juror Canale testified that she could not recall
if she saw Frye shackled inside the courtroom, but she
recalled seeing him outside the courthouse shackled by his
feet and wrists. She could not recall another juror
mentioning the shackles.
In 2015, the magistrate judge recommended denying
relief on Frye’s shackling claim. The magistrate judge first
concluded that the California Supreme Court’s decision
denying relief was not entitled to AEDPA deference because
the “state court determination amounted to either an
unreasonable application of the law or an unreasonable
determination of the facts.” But the magistrate judge
concluded that Frye failed to establish that the shackling had
a “substantial and injurious effect or influence” on the jury’s
guilt and penalty phase verdicts. Brecht v. Abrahamson, 507
U.S. 619, 623 (1993) (citation omitted).
In 2022, the district court issued a final judgment
granting habeas relief solely on the shackling claim. The
district court did not disturb the magistrate judge’s
determination that the state court decision was not entitled to
FRYE V. BROOMFIELD 11
AEDPA deference. But the district court rejected the no-
prejudice recommendation, instead concluding that the
shackling prejudiced Frye at both the guilt and penalty
phases. Frye’s remaining claims, alleging ineffective
assistance of counsel, insufficiency of the evidence, jury
instruction errors, and other issues, remain pending before
the district court.
II. Standard of Review
We review the district court’s grant of habeas relief de
novo. Chavez v. Brnovich, 42 F.4th 1091, 1097 (9th Cir.
2022). We review mixed questions of law and fact de novo,
and we review the district court’s factual findings for clear
error. Id. at 1097 n.5. Because Frye filed his petition after
1996, AEDPA’s amendments to 28 U.S.C. § 2254(d) govern
review of his claim. See id. at 1097. Under § 2254(d), a
federal court is barred from granting habeas relief on a claim
that was
adjudicated on the merits in State court
proceedings unless the adjudication of the
claim—
(1) resulted in a decision that was
contrary to, or involved an unreasonable
application of, clearly established Federal
law, as determined by the Supreme Court of
the United States; or
(2) resulted in a decision that was based
on an unreasonable determination of the facts
12 FRYE V. BROOMFIELD
in light of the evidence presented in the State
court proceeding.
28 U.S.C. § 2254(d). A federal court presumes the state
court adjudicated a claim on the merits in the absence of any
indication to the contrary, and AEDPA deference applies
equally to reasoned and unreasoned state court decisions.
Harrington, 562 U.S. at 98-99. If a petitioner surmounts
§ 2254(d), the federal court may consider the claim de novo.
See Panetti v. Quarterman, 551 U.S. 930, 953 (2007). But
even then, a habeas petitioner is not entitled to relief based
on a trial error unless they can further establish that the error
resulted in “actual prejudice.” Brecht, 507 U.S. at 637.
III. Discussion
A federal court may not grant habeas relief to a petitioner
in state custody unless the petitioner surmounts both
AEDPA deference as set forth in 28 U.S.C. § 2254(d) and
the test for prejudice as set forth in Brecht. Brown v.
Davenport, 596 U.S. 118, 122 (2022). Because we conclude
that AEDPA forecloses granting relief, we do not reach
Brecht prejudice. The magistrate judge determined (and the
district court did not dispute) that AEDPA did not bar relief
because the California Supreme Court’s summary denial
was “either an unreasonable application of the law” under
§ 2254(d)(1) or “an unreasonable determination of the facts”
under § 2254(d)(2). Although it is a close call, we must
disagree in light of the substantial deference that AEDPA
requires us to give to an unreasoned state court merits
decision.
A. Section 2254(d)(1)
Section 2254(d)(1) bars granting habeas relief on a claim
that was adjudicated on the merits in state court unless the
FRYE V. BROOMFIELD 13
adjudication “was contrary to, or involved an unreasonable
application of, clearly established Federal law.” 28 U.S.C.
§ 2254(d)(1). Because the California Supreme Court
summarily denied Frye’s petition “on the merits,” we must
determine what theories could have supported California’s
decision and ask whether reasonable jurists could disagree
that those theories are inconsistent with Supreme Court
precedent. Harrington, 562 U.S. at 102. Frye bears the
burden of demonstrating that the state court’s decision was
“so lacking in justification that there was an error well
understood and comprehended in existing law beyond any
possibility for fairminded disagreement.” Id. at 103. And
he must do so based solely on the record before the state
court. Cullen v. Pinholster, 563 U.S. 170, 185 (2011).
The state court record indicates that, over a decade after
the trial, two jurors recalled seeing Frye shackled during the
trial. One of those jurors said the shackles gave Frye “the
flavor of danger.” After Frye’s attorney requested that the
shackles be removed, the court granted the request and
instructed the jury “not to have preconceived ideas about Mr.
Frye’s guilt or innocence.” During the federal evidentiary
hearing in 2008, the same juror testified to recalling more
pervasive shackling outside the courtroom, but we may not
consider that evidence in conducting our review under
§ 2254(d)(1). See Pinholster, 563 U.S. at 185.
The State argues that § 2254(d)(1) bars granting habeas
relief because (1) unjustified shackling was not a clearly
established violation of federal law at the time of the state
court decision, and (2) the state court could have concluded
that the shackling was harmless error. See Chapman v.
California, 386 U.S. 18, 24 (1967) (“[B]efore a federal
constitutional error can be held harmless, the court must be
able to declare a belief that it was harmless beyond a
14 FRYE V. BROOMFIELD
reasonable doubt.”). We reject the first argument because
the prohibition on unjustified shackling was clearly
established long before the state court denied relief in 2001.
See Deck, 544 U.S. at 626-29 (describing the right as
“ancient” and “deeply embedded in the law”). But given the
limited shackling evidence before the state court and the
deferential nature of our review, we agree with the State’s
second argument. Because we cannot say that every
fairminded jurist would conclude that the state court’s
harmlessness determination was objectively unreasonable,
AEDPA forecloses relief on this ground.
i. Clearly established federal law
Under § 2254(d)(1), “clearly established Federal law”
refers to United States Supreme Court holdings, not dicta, at
the time of the relevant state court decision. Carey v.
Musladin, 549 U.S. 70, 74 (2006). The State argues that the
prohibition on shackling was not clearly established until
2005, when Deck v. Missouri held that due process forbids
the routine use of shackles during the penalty phase unless
“justified by an essential state interest.” 544 U.S. at 624
(quoting Holbrook v. Flynn, 475 U.S. 560, 568-69 (1986)).
But as Deck itself acknowledged, the Supreme Court
articulated the right to be free from routine shackling during
the guilt phase many decades earlier—which our court and
others have long recognized. The prohibition on routine
guilt-phase shackling was therefore “clearly established
Federal law” within the meaning of § 2254(d)(1) well before
the state court’s decision in 2001.
Deck is a decision in two parts. The second part
addressed the question presented—whether shackling a
defendant “during the penalty phase of a capital case violates
the Federal Constitution.” Id. at 624. But first the Court
FRYE V. BROOMFIELD 15
considered whether due process permitted guilt-phase
shackling. Id. at 626. Looking to its own precedents, the
Court said the “clear” answer was that “[t]he law has long
forbidden routine use of visible shackles during the guilt
phase.” Id.
Deck justified its conclusion by pointing to Illinois v.
Allen, which “held that the Constitution sometimes
permitted . . . physical restraints” for an “unusually
obstreperous” defendant. Id. at 627 (citing Allen, 397 U.S.
337, 342 (1970)). But Allen “immediately added” that
shackling was not to be used “except as a last resort.” Id. at
628 (citing Allen, 397 U.S. at 344). Allen explained that
shackling was forbidden because it could “have a significant
effect on the jury’s feelings about the defendant,” interfere
with a defendant’s “ability to communicate with his
counsel,” and undermine the “dignity and decorum of
judicial proceedings.” Allen, 397 U.S. at 344.
Deck also pointed to Holbrook v. Flynn, which held that
due process was not violated when several uniformed guards
sat near the defendant during trial because conspicuous
security was not “the sort of inherently prejudicial practice
that, like shackling, should be permitted only where justified
by an essential state interest.” Holbrook, 475 U.S. at 568-69
(emphasis added). While shackling is an “unmistakable
indication[] of the need to separate a defendant from the
community at large,” the presence of additional guards need
not similarly “be interpreted as a sign that [the defendant] is
particularly dangerous or culpable.” Id. at 569. Following
Allen and Holbrook, the courts of appeals, including ours,
widely applied “these statements as setting forth a
constitutional standard” barring unjustified shackling. Deck,
544 U.S. at 628-29 (collecting cases).
16 FRYE V. BROOMFIELD
Because the reasons for the guilt-phase rule articulated
in Allen and Holbrook applied in equal measure at the
penalty phase, Deck concluded that due process does not
permit unjustified penalty-phase shackling. 544 U.S. at 633.
Deck therefore affirmed the Supreme Court’s long-
established prohibition on routine guilt-phase shackling—it
did not newly establish the rule.
Our conclusion is bolstered by decades of our case law.
Only United States Supreme Court holdings can clearly
establish federal law, but we may “look to circuit precedent
to ascertain whether [we have] already held that the
particular point in issue is clearly established by Supreme
Court precedent.” Marshall v. Rodgers, 569 U.S. 58, 64
(2013). Prior to Deck, we repeatedly cited Allen and
Holbrook as establishing the rule that unjustified guilt-phase
shackling violates due process. See Spain v. Rushen, 883
F.2d 712, 721-22 (9th Cir. 1989); Rhoden v. Rowland
(Rhoden I), 10 F.3d 1457, 1459-60 (9th Cir.1993); Rhoden
v. Rowland (Rhoden II), 172 F.3d 633, 636 (9th Cir. 1999);
Ghent v. Woodford, 279 F.3d 1121, 1132 (9th Cir. 2002), as
amended (Mar. 11, 2002); Dyas v. Poole, 317 F.3d 934, 937-
38 (9th Cir. 2003), as amended (Jan. 21, 2003).1
Other courts have reached the same conclusion. As early
as 1976, the California Supreme Court cited Allen for the
proposition that the defendant’s visible shackling was so
prejudicial as to warrant a new trial. People v. Duran, 545
1
The State points to Walker v. Martel, where we assumed that the
prohibition on shackling was not clearly established prior to 2005. 709
F.3d 925, 941 (9th Cir. 2013). But there we addressed an ineffective
assistance of counsel claim based on counsel’s failure to object to
shackling, and our point was that clearly established federal law on
shackling “would not have controlled our determination on [the
defendant’s] ineffective assistance of counsel claim.” Id.
FRYE V. BROOMFIELD 17
P.2d 1322, 1327 (Cal. 1976) (en banc). More recently, the
Sixth and Eighth Circuits held that the prohibition on routine
guilt-phase shackling long predates Deck. Lakin v. Stine,
431 F.3d 959, 963 (6th Cir. 2005) (“[S]hackling a defendant
at trial without an individualized determination as to its
necessity” was a clearly established due process violation
“long before Deck was decided.”); Cole v. Roper, 623 F.3d
1183, 1192 (8th Cir. 2010) (“[U]njustified restraint during
the guilt phase . . . has been unconstitutional since 1986
when the Supreme Court decided Holbrook v. Flynn.”). We
therefore reject the State’s argument that the prohibition on
unjustified guilt-phase shackling was not clearly established
in 2001.
ii. Harmless error
The State alternatively contends that Frye is not entitled
to relief under § 2254(d)(1) because the California Supreme
Court could have concluded the shackling was harmless
beyond a reasonable doubt under Chapman, 386 U.S. at 24.
Given the deferential nature of our review, we must agree.
In light of the limited shackling evidence and the guilt
evidence before the state court, we cannot say that every
fairminded jurist would conclude that the state court’s
harmlessness decision was objectively unreasonable.
The California Supreme Court did not provide reasons
for its decision, so we must consider what theories could
have supported California’s denial of relief on the shackling
claim. Harrington, 562 U.S. at 102. The State argues that
the California Supreme Court could have concluded the
shackling error was harmless beyond a reasonable doubt
under Chapman. Our task is not to determine whether the
California Supreme Court’s conclusion was correct, but
18 FRYE V. BROOMFIELD
rather whether it was objectively unreasonable. Mitchell v.
Esparza, 540 U.S. 12, 18 (2003) (per curiam).
The magistrate judge determined that the California
Supreme Court’s decision was unreasonable because Frye
seemingly stated a prima facie shackling claim, and the state
court “lacked the evidence it would have needed” to
determine whether the shackling was harmless. “Without
developing the facts underlying petitioner’s claim,” the
magistrate judge explained, “there [was] no way to know
how many jurors saw petitioner shackled, where they saw
him, how long they saw him, or just what sort of shackles he
was wearing at the time”—necessary considerations to
determine whether the shackling was harmless beyond a
reasonable doubt.
We think this issue presents a very close call. The
“beyond a reasonable doubt” standard is an extremely heavy
burden, and we note that one juror explicitly articulated the
very reason shackling can be unconstitutionally
prejudicial—it gave Frye “the flavor of danger.” Were we
conducting de novo review of the state court’s Chapman
application, we would find it difficult to conclude that the
shackling was harmless beyond a reasonable doubt. But
under AEDPA, we cannot grant relief unless “every
fairminded jurist would agree” that the state court was not
just wrong, but objectively unreasonable. Davenport, 596
U.S. at 136; Esparza, 540 U.S. at 18.
A fairminded jurist could look at the limited shackling
evidence in the state court record, which indicated only one
instance of in-court shackling at the outset of a trial that
spanned over two months. The shackles were removed upon
defense counsel’s objection, and the trial court issued a
curative instruction. See Weeks v. Angelone, 528 U.S. 225,
FRYE V. BROOMFIELD 19
234 (2000) (“A jury is presumed to follow its instructions.”).
That fairminded jurist could also conclude that further
evidence regarding the extent and impact of the shackling
might not be available. Frye’s former attorneys reported no
knowledge of the shackling issue, and after defense
investigators spent several months interviewing jurors, the
result was four juror declarations, only two of which
mentioned shackling.
The fairminded jurist could then consider the evidence
of Frye’s guilt: Warsing’s eyewitness testimony, which the
jury apparently found credible; physical evidence largely
corroborating Warsing’s account (including the position of
the bodies, Frye’s denim jacket in the kitchen, and the
recovered murder weapon and stolen vehicle); and the
minimal rebuttal evidence. See Frye, 959 P.2d at 199-201.
And with respect to the penalty phase, that fairminded jurist
could conclude the limited mitigation evidence was
outweighed by the aggravating evidence and Frye’s “very
angry” allocution to the jury. See id. at 201.
Comparing the limited shackling evidence before the
state court with the guilt evidence, we think a fairminded
jurist could determine that the harmlessness determination
was not objectively unreasonable. Because we cannot say
that every fairminded jurist would agree that the California
Supreme Court unreasonably applied Chapman, we
conclude relief is unavailable on this ground under
§ 2254(d)(1).
B. Section 2254(d)(2)
The magistrate judge alternatively concluded that the
California Supreme Court’s adjudication was “an
unreasonable determination of the facts” under § 2254(d)(2).
Section 2254(d)(2) bars granting habeas relief on a claim
20 FRYE V. BROOMFIELD
that was adjudicated on the merits in state court unless the
adjudication “was based on an unreasonable determination
of the facts in light of the evidence presented in the State
court proceeding.” The state court’s factual determination is
accorded “substantial deference,” and we may not supersede
it where “reasonable minds reviewing the record might
disagree about the finding in question.” Brumfield v. Cain,
576 U.S. 305, 314 (2015) (citation and internal quotation
marks omitted). For similar reasons obligating our denial of
relief under § 2254(d)(1), we conclude that relief is
unavailable on this claim under § 2254(d)(2).
In California state courts, a summary denial of a habeas
petition on the merits reflects the court’s determination that
the petitioner failed to state a prima facie case for relief.
People v. Duvall, 886 P.2d 1252, 1258 (Cal. 1995) (en banc).
Because Frye alleged that the jury saw him unjustifiably
shackled—and therefore seemingly stated a prima facie
shackling claim—the magistrate judge concluded that the
state court must have either ignored the evidence before it or
made factual determinations adverse to Frye without holding
an evidentiary hearing. See Hurles v. Ryan, 752 F.3d 768,
790-91 (9th Cir. 2014).
The State contends that, instead of ignoring or
discounting the evidence, the California Supreme Court
could have reasonably determined that it had sufficient
evidence to conclude the shackling was not
unconstitutionally prejudicial. State courts are not required
to hold evidentiary hearings to resolve every factual issue—
if “the state court could have reasonably concluded that the
evidence already adduced was sufficient to resolve the
factual question,” then failing to hold an evidentiary hearing
is not unreasonable under § 2254(d)(2). Hibbler v.
Benedetti, 693 F.3d 1140, 1147 (9th Cir. 2012). And, the
FRYE V. BROOMFIELD 21
State argues, the California Supreme Court could have
concluded that additional fact-finding was not likely to
reveal more information. Frye’s former attorneys reported
no knowledge of the shackling issue, and after months of
investigation, the result was only two juror declarations that
indicated seemingly brief shackling.
As with above, we think this is a close call. Were we
conducting de novo review, we would have difficulty
affirming the failure to hold an evidentiary hearing when one
juror explicitly stated that the shackles made Frye seem
dangerous. But we cannot say “that any appellate court to
whom the defect is pointed out would be unreasonable in
holding that the state court’s fact-finding process was
adequate.” Hurles, 752 F.3d at 778 (citation omitted).
Because reasonable minds could differ about whether the
state court had sufficient evidence to conclude the shackling
was not prejudicial, we conclude that relief is unavailable on
this ground under § 2254(d)(2).
IV. Conclusion
We agree with Frye that the prohibition on routine guilt-
phase shackling was clearly established federal law well
before the state court’s decision in 2001. See Deck, 544 U.S.
at 624 (citing Allen, 397 U.S. at 343-44, and Holbrook, 475
U.S. at 568-69). But given the limited shackling evidence
before the state court, we cannot say that every fairminded
jurist would agree that the state court was unreasonable in
denying relief. As a result, we do not address Brecht
prejudice, nor do we reach the merits of any of Frye’s other
pending claims under § 2254(d). We reverse and remand for
further proceedings on those claims.
REVERSED AND REMANDED.
22 FRYE V. BROOMFIELD
MENDOZA, Circuit Judge, concurring:
It’s a strange thing to review and defer to an application
of federal law that does not exist. But that is what the
Antiterrorism and Effective Death Penalty Act (“AEDPA”)
tells us to do. When a habeas petitioner calls on our court to
review a state court’s summary denial of post-conviction
relief, we are required to guess what the state court’s
reasoning might have been before we apply 28 U.S.C.
§ 2254(d). Harrington v. Richter, 562 U.S. 86, 102 (2011).
The majority follows that charge and I cannot fault its
reasoning or conclusion. I write separately only to register
my frustration with the deference that we owe the
perfunctory, two-sentence denial at issue in this capital case.
Frye first raised his shackling claim in his state habeas
petition, which the California Supreme Court summarily
denied. He challenged that decision in his federal habeas
petition, and the magistrate judge determined that Frye had
established that he was unconstitutionally shackled. The
district court agreed with the magistrate judge on that point
and concluded that the shackling prejudiced Frye. See
Brecht v. Abrahamson, 507 U.S. 619, 638 (1993). And now
Frye’s case is before us. We speculate—as we are required
to—that the California Supreme Court could have concluded
that the shackling error was harmless under Chapman v.
California, 386 U.S. 18 (1967). Although we acknowledge
that this is a close case, we defer to our invented state-court
analysis because not every fair-minded jurist would find it
objectively unreasonable. Majority at 14.
So this case hinges—as many habeas cases do—on
deference. But the question that continues to gnaw at me is
this: deference to what? The state court reasoning that we
concocted? That can’t be; and yet it is. Five federal judges
FRYE V. BROOMFIELD 23
have studied this case: two determined that Frye was
unconstitutionally shackled, and the other three recognize
that it is “a close call.” Majority at 12. One would think that
federal judges’ impressions of the federal issues presented
would carry more weight. Yet, we defer to state-court
reasoning that never was. That boggles my mind. And I
regret that Frye will remain on death row because a
hypothetical fair-minded jurist could think that an imaginary
harmlessness analysis is reasonable.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT JERRY GRANT FRYE, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT JERRY GRANT FRYE, No.
02KJM-CKD RONALD BROOMFIELD, Warden, San Quentin State Prison, OPINION Respondent-Appellant.
03Mueller, Chief District Judge, Presiding Argued and Submitted April 11, 2024 Pasadena, California Filed September 10, 2024 Before: Mary H.
04Murguia, Chief Judge, and Kim McLane Wardlaw and Salvador Mendoza, Jr., Circuit Judges.
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FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT JERRY GRANT FRYE, No.
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