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No. 10353061
United States Court of Appeals for the Ninth Circuit
Jensen v. Brown
No. 10353061 · Decided March 10, 2025
No. 10353061·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
March 10, 2025
Citation
No. 10353061
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
LARS JENSEN, Doctor, No. 23-2545
D.C. No.
Plaintiff - Appellant,
3:22-cv-00045-
LRH-CLB
v.
NATALIE BROWN, Doctor; ANNE
FLESHER; KARIN HILGERSOM, OPINION
Doctor; MARIE MURGOLO;
MELODY ROSE, Doctor,
Defendants - Appellees.
Appeal from the United States District Court
for the District of Nevada
Larry R. Hicks, District Judge, Presiding
Argued and Submitted November 4, 2024
Phoenix, Arizona
Filed March 10, 2025
Before: Richard A. Paez, Marsha S. Berzon, and John B.
Owens, Circuit Judges.
Opinion by Judge Berzon
2 JENSEN V. BROWN
SUMMARY *
First Amendment Retaliation
The panel reversed the district court’s dismissal of an
action brought by Lars Jensen, a math professor at Truckee
Meadows Community College, alleging that Truckee
Meadows Community College and Nevada System of
Higher Education administrators (the “Administrators”)
retaliated against him and violated his due process and equal
protection rights after he voiced concerns about a policy
change to the math curriculum standards.
The panel held that the district court erroneously
dismissed Jensen’s First Amendment retaliation claim for
damages against the Administrators in their personal
capacities. Jensen pleaded a First Amendment violation
because (1) Jensen’s criticism of the changes in the college
mathematics curriculum addressed a matter of public
concern; (2) the speech, related to scholarship or teaching,
was not barred from First Amendment protection even if
Jensen spoke pursuant to his official duties; (3) Jensen
sufficiently alleged that the adverse employment actions
were motivated, at least in part, by his speech; and (4) the
Administrators had not made a showing of an “actual,
material and substantial disruption” or “reasonable
predictions of disruption” to support their claim that the
state’s interest outweighed Jensen’s. The Administrators
were not entitled to qualified immunity because it was
clearly established at the time that a professor has a right to
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
JENSEN V. BROWN 3
speak about a school’s curriculum without being
reprimanded, given negative performance reviews, and put
through an investigation and termination hearing.
The panel held that Jensen’s First Amendment claim
against the Administrators in their official capacities was not
barred by Eleventh Amendment sovereign immunity
because Jensen sought prospective relief in the form of
(1) an injunction to expunge negative records from his file
and to end the Administrators’ custom and practice of
retaliatory actions, and (2) a declaratory judgment that such
retaliation violates the First Amendment.
The panel held that Jensen did not identify an interest
that could form the basis of a procedural due process claim
and that his equal protection claim failed because he had not
alleged he belonged to a discrete class. Nevertheless, the
district court abused its discretion in denying Jensen leave to
amend these claims without explanation. The panel
therefore reversed and remanded so that Jensen may have the
opportunity again to seek leave to amend these claims.
COUNSEL
Daniel Ortner (argued), Becket Fund for Religious Liberty,
Washington, D.C.; Joshua Bleisch and Joshua House,
Foundation for Individual Rights and Expression,
Washington, D.C.; Michael E. Langton, Law Office of
Michael E. Langton, Reno, Nevada; John M. Nolan,
University of Nevada Reno, Management Department
College of Business, Reno, Nevada; Mark Mausert and Sean
McDowell, Law Offices of Mark Mausert, Reno, Nevada;
for Plaintiff-Appellant.
4 JENSEN V. BROWN
Kiah D. Beverly-Graham (argued), Truckee Meadows
Community College, Reno, Nevada, for Defendants-
Appellees.
Luke A. Busby, Luke Andrew Busby Ltd, Reno, Nevada;
Risa Lieberwitz, Aaron Nisenson, and Edward Swidriski,
American Association of University Professors,
Washington, D.C.; for Amici Curiae American Association
of University Professors and Nevada Faculty Alliance.
OPINION
BERZON, Circuit Judge:
Plaintiff Lars Jensen, a math professor at a Nevada
community college, voiced concerns about a policy change
that he argues caused the math department to lower its
curriculum standards. He alleges that soon after, Jensen was
reprimanded, pressured to resign from another faculty
member’s tenure committee, given two consecutive negative
performance reviews, and required to undergo an
investigation and termination hearing. Our question is
whether Jensen has pleaded plausible First Amendment, due
process, and equal protection violations arising from these
events.
We conclude that the district court erroneously
dismissed Jensen’s First Amendment retaliation claims. We
further conclude that Jensen did not adequately plead due
process and equal protection claims, but the district court
abused its discretion in denying Jensen leave to amend.
Accordingly, we reverse and remand.
JENSEN V. BROWN 5
I. Background
A. Factual Background 1
Plaintiff Lars Jensen is a mathematics professor at
Truckee Meadows Community College (“TMCC”). TMCC
is part of the Nevada System of Higher Education
(“NSHE”).
In June of 2019, the Board of Regents for the NSHE
adopted a new “co-requisite policy.” Under the co-requisite
policy, students would be placed in college level math
classes even if they needed remedial math instruction.
Students who needed remedial math instruction would be
required to take remedial classes as “co-requisites”
alongside college level classes, instead of as “pre-requisites”
before taking college level math courses. To maintain course
completion rates under this policy, TMCC’s math
department decided to lower the academic level of certain
math classes. On December 18, 2019, Jensen sent an email
to the math department faculty in which he expressed
concerns about the department’s new standards for
coursework.
On January 21, 2020, Julie Ellsworth, the Dean of
Sciences at TMCC, facilitated a “Math Summit” to discuss
the co-requisite policy’s implementation “with the
community.” During a question-and-answer session
following a presentation from Ellsworth, Jensen attempted
1
Because this appeal arises from the grant of a motion to dismiss under
Federal Rule of Civil Procedure 12(b)(6), we accept as true the
allegations of Jensen’s first amended complaint. See Metzler Inv. GMBH
v. Corinthian Colls., Inc., 540 F.3d 1049, 1061 (9th Cir. 2008). Our
review “is limited to the complaint, materials incorporated into the
complaint by reference, and matters of which the court may take judicial
notice.” Id.
6 JENSEN V. BROWN
to comment on the co-requisite policy. Ellsworth cut him off
and announced that the question-and-answer session had
ended. After Jensen again attempted to speak, Ellsworth
directed him to the “parking lot,” a whiteboard that was
provided for Math Summit participants to post comments.
Jensen then went to his office and created a handout,
titled “On the Math Pathways – Looking Under the Hood,”
which discussed his concerns with the new co-requisite
policy. 2 The one-page document criticized the fact that the
math department, in response to the policy, decided to
“lower the academic level of Math 120 so students will be
able to complete the course at current rates.” Jensen argued
that this curriculum change would impact “31% of
[TMCC’s] degree[] and certificate programs by lowering the
math[] and technical skills of graduates in these programs.”
He concluded by discussing the impact on the community,
noting that local employers subsidize TMCC through tax
revenue and expect in return to be able to hire qualified
graduates.
Jensen returned to the Math Summit with copies of the
handout. During a break in the Summit’s programming, he
went room to room distributing his handout to the
participants. When he began passing out his handout in
Ellsworth’s room, she picked up the copies he had
distributed and motioned for the participants in the room to
pass their handout copies to her. Jensen reminded Ellsworth
that it was break time and that he was not being disruptive
or disturbing anyone, but Ellsworth again instructed Jensen
2
The handout’s contents are properly before us because the handout was
attached as an exhibit to Jensen’s complaint. See Fed. R. Civ. P. 10(c)
(“A copy of a written instrument that is an exhibit to a pleading is a part
of the pleading for all purposes.”).
JENSEN V. BROWN 7
not to distribute the handout. Jensen then distributed his
handout to two other rooms of Summit participants. When
he returned to Ellsworth’s room and attempted to
disseminate his handout again, she directed him to stop. The
pair went into the hallway to talk, and Ellsworth again told
Jensen that he could not circulate his handout. During this
conversation, she accused him of “disobeying her” and being
a “bully,” stated that his conduct was “disruptive,” and
warned him that he had “made an error by defying her.”
True to her word, one week after the Math Summit
Ellsworth sent Jensen a letter of notice of reprimand along
with a proposed letter of reprimand addressing Jensen’s
“insubordination” at the event. An official letter of
reprimand was sent and placed in Jensen’s personnel file on
March 30, 2020.
Shortly after receiving the notice of reprimand, Jensen
sent an email to the entire TMCC faculty related to the co-
requisite policy. The email, titled “Lowering Standards is
Criminal – Literally,” argued that the faculty was failing to
maintain certain instructional standards required by the
NSHE Handbook.
About a week after sending this email, Jensen, after
pressure from Ellsworth, resigned as chair and member of
another professor’s tenure committee. Ellsworth then began
to raise issues with Jensen’s syllabus policies, which she
characterized as “punitive.” These course policies mirrored
those that had been used for years by other professors in the
math department, none of whom Ellsworth similarly
reprimanded.
During the 2019-2020 annual performance evaluations
conducted in May 2020, the department chair recommended
that Jensen be rated “excellent 2.” Ellsworth scored Jensen’s
8 JENSEN V. BROWN
performance as “unsatisfactory,” the lowest possible rating.
In the evaluation, Ellsworth wrote, “Professor Jensen
exhibited insubordination in two instances, one which is
documented in relationship to the Math Summit and is on
record in HR, and the other one in regard to the requested
alteration of a course syllabus.”
During the following year’s annual performance
evaluation, the department chair recommended that Jensen
be scored “excellent.” Anne Flesher, the Dean of Math and
Physical Sciences at TMCC, rated Jensen “unsatisfactory.”
Flesher had attended the Math Summit and had criticized
Jensen during the event. To justify the “unsatisfactory”
rating, Flesher identified minor issues with Jensen’s
performance, based on criteria that Jensen asserts were not
equally applied to other faculty.
Following that evaluation, Flesher informed TMCC
President Karin Hilgersom that Jensen had received two
consecutive “unsatisfactory” annual performance
evaluations. Under the NSHE Handbook, receiving two
consecutive “unsatisfactory” rankings automatically triggers
a disciplinary hearing to determine if the faculty member
should be terminated. Hilgersom appointed Natalie Brown,
a TMCC administrator, to investigate Jensen before the
hearing. A termination hearing was then held. Jensen takes
issue with numerous aspects of the investigation and
hearing, which he contends did not conform to the
procedures set out in the NSHE Handbook. 3 Jensen does not
3
The allegations include that TMCC lacked the authority to investigate
Jensen, that the individual initially appointed to preside over the hearing
was biased, that one of the hearing committee members was biased, and
that Jensen was denied subpoenas to obtain certain records and
witnesses.
JENSEN V. BROWN 9
allege that he was terminated or that any other discipline
resulted from the hearing.
B. Procedural History
Jensen then instigated the present action against various
TMCC and NSHE administrators (“the Administrators”),
alleging (1) First Amendment retaliation, (2) procedural due
process violations, and (3) equal protection violations. 4 His
First Amendment retaliation claim was brought against the
Administrators in their personal and official capacities. The
due process and equal protection claims were brought
against the Administrators in their personal capacities only. 5
The Administrators moved to dismiss Jensen’s first
amended complaint, arguing that his official capacity claim
was barred by sovereign immunity and his personal capacity
claims by qualified immunity. The district court granted the
motion and dismissed Jensen’s claims with prejudice,
denying Jensen leave to amend. Jensen now appeals the
district court’s dismissal.
II. Discussion
A. Personal Capacity First Amendment Claim
We turn first to Jensen’s First Amendment retaliation
claim for damages against the Administrators in their
personal capacities. A public official sued for damages in
4
Jensen also brought claims under the Nevada Constitution. The district
court did not consider the merits of the state law claims but dismissed
them without prejudice on sovereign immunity and pendant jurisdiction
grounds. Jensen has not appealed the dismissal of the state claims.
5
Jensen’s due process claim was brought only against Brown,
Hilgersom, and Flesher. His other claims were brought against all of the
Administrators.
10 JENSEN V. BROWN
their individual capacity is entitled to qualified immunity
unless (1) “the facts alleged, taken in the light most
favorable to the party asserting the injury, show that the
official’s conduct violated a constitutional right” and (2) the
right at issue “was clearly established ‘in light of the specific
context of the case’” at the time of the alleged misconduct.
Clairmont v. Sound Mental Health, 632 F.3d 1091, 1100 (9th
Cir. 2011) (quoting Saucier v. Katz, 533 U.S. 194, 201
(2001)).
Ordinarily, courts may decide these issues sequentially
or not, depending on the circumstances. See Pearson v.
Callahan, 555 U.S. 223, 236-39 (2009); Olson v. County of
Grant, 127 F.4th 1193, 1203 (9th Cir. 2025); Horton ex rel.
Horton v. City of Santa Maria, 915 F.3d 592, 599-602 (9th
Cir. 2019). But in this instance, the merits of the First
Amendment claim need to be decided for purposes of the
official capacity prospective relief sought. See infra pp. 30-
37. And as we ultimately conclude that the Administrators
did violate clearly established law, see infra pp. 25-30, we
must address the merits of the constitutional issue for that
reason as well. So we assess first whether Jensen has pleaded
a First Amendment violation.
i. Underlying Constitutional Violation
“The First Amendment shields public employees from
employment retaliation for their protected speech activities.”
Karl v. City of Mountlake Terrace, 678 F.3d 1062, 1068 (9th
Cir. 2012). Where a public employer retaliates against an
employee for workplace-related speech, the First
Amendment requires “balanc[ing] . . . the interests of the
[public employee], as a citizen, in commenting upon matters
of public concern and the interest of the State, as an
employer, in promoting the efficiency of the public services
JENSEN V. BROWN 11
it performs through its employees.” Pickering v. Bd. of
Educ., 391 U.S. 563, 568 (1968). We have distilled
Pickering and its progeny into a five-part inquiry:
(1) whether the plaintiff spoke on a matter of
public concern; (2) whether the plaintiff
spoke as a private citizen or public employee;
(3) whether the plaintiff's protected speech
was a substantial or motivating factor in the
adverse employment action; (4) whether the
state had an adequate justification for treating
the employee differently from other members
of the general public; and (5) whether the
state would have taken the adverse
employment action even absent the protected
speech.
Eng v. Cooley, 552 F.3d 1062, 1070 (9th Cir. 2009). Only
the first four prongs are at issue here. 6
a. Matter of Public Concern
To be covered under the Pickering doctrine, Jensen’s
speech must have been on a matter of public concern. See
Eng, 552 F.3d at 1070. “Speech involves a matter of public
concern when it can fairly be considered to relate to ‘any
matter of political, social, or other concern to the
community.’” Johnson v. Multnomah Cnty., 48 F.3d 420,
6
On appeal the Administrators briefly touch on the fifth prong by
asserting that Jensen did not plausibly allege that the Administrators
would not have taken disciplinary action but for his speech. The
Administrators, not Jensen, had the burden on that prong. See Eng, 552
F.3d at 1072. Additionally, the Administrators did not raise this
argument before the district court and so forfeited it. See Cmty. House,
Inc. v. City of Boise, 490 F.3d 1041, 1053 (9th Cir. 2007).
12 JENSEN V. BROWN
422 (9th Cir. 1995) (quoting Connick v. Myers, 461 U.S.
138, 146 (1983)). “Even if only ‘a relatively small segment
of the general public’ might have been interested in the
subject of [the speech], that is sufficient.” Hernandez v. City
of Phoenix, 43 F.4th 966, 978 (9th Cir. 2022) (citation
omitted). In contrast, “individual personnel disputes and
grievances . . . of no relevance to the public’s evaluation of
the performance of governmental agencies” are not matters
of public concern. McKinley v. City of Eloy, 705 F.2d 1110,
1114 (9th Cir. 1983).
“Whether an employee’s speech addresses a matter of
public concern must be determined by the content, form, and
context of a given statement, as revealed by the whole
record.” Connick, 461 U.S. at 147-48. “Of these, content is
the most important factor.” Demers v. Austin, 746 F.3d 402,
415 (9th Cir. 2014). “We adhere to a liberal construction of
what an issue ‘of public concern’ is under the First
Amendment.” Roe v. City of San Francisco, 109 F.3d 578,
586 (9th Cir. 1997).
Jensen’s criticism of the changes in TMCC’s
mathematics curriculum addressed a matter of public
concern. “[T]he preferable manner of operating [a] school
system . . . clearly concerns an issue of general public
interest.” Pickering, 391 U.S. at 571. The handout Jensen
distributed at the Math Summit spoke to the preferable
manner of operating TMCC, specifically its math
department. Jensen described how the math department’s
lowered standards would impact almost a third of TMCC’s
degree and certificate programs and how graduates would
consequently have inadequate math and technical skills
when entering the job market. Jensen also grounded his
criticism in the effect these lower standards would have on
the community, noting that employers in the surrounding
JENSEN V. BROWN 13
area subsidize TMCC through their taxes and expect
competent graduates in return. The decline of TMCC’s
educational standards and the resulting impact on the
community is a matter of public concern.
Any doubt in this regard is resolved by the similarities
between Jensen’s handout and the speech at issue in Demers.
David Demers, a professor at the Edward R. Murrow
College of Communication at Washington State University,
distributed a pamphlet opining on an ongoing controversy
over whether to separate the school’s Mass Communications
faculty, “which had a professional and practical orientation,”
from the Communications Studies faculty, “which had a
more traditional academic orientation.” Demers, 746 F.3d at
407. Demers’s pamphlet contained a plan for separating the
two faculties and recommended other changes that would
strengthen the Mass Communications department and its
practical focus. Id. We concluded that the pamphlet spoke
on a matter of public concern, as it addressed “broad
proposals to change the direction and focus of the School.”
Id. at 416.
In criticizing the recent curriculum changes, Jensen
similarly addressed the “the direction and focus” of TMCC.
Id. Moreover, like the Demers pamphlet, Jensen’s handout
“did not focus on a personnel issue or internal dispute of no
interest to anyone outside a narrow ‘bureaucratic niche.’” Id.
(quoting Tucker v. Cal. Dep’t of Educ., 97 F.3d 1204, 1210
(9th Cir. 1996)). “Nor did the [handout] address the role of
particular individuals in [TMCC], or voice personal
complaints.” Id. Instead, it focused on the effect that the
math curriculum changes would have on students and on the
broader community.
14 JENSEN V. BROWN
The Administrators contend that Jensen’s handout was
distributed less widely than the pamphlet in Demers. Demers
posted his pamphlet to his website and sent it to alumni,
friends, and newspapers, as well as other faculty members,
id.; Jensen circulated his handout at the Math Summit, which
was open to the “community.” The parties dispute whether
the “community” included members of the public or was
limited to individuals affiliated with TMCC. Either way, the
same result follows.
“If an employee expresses a grievance to a limited
audience, such circulation can suggest a lack of public
concern.” Id. “But limited circulation is not, in itself,
determinative.” Id. “The form of the speech—complaints to
staff and superiors rather than to the general public—does
not remove it from the realm of public concern.”
Chateaubriand v. Gaspard, 97 F.3d 1218, 1223 (9th Cir.
1996). In Rankin v. McPherson, for example, a public
employee’s remark about a presidential assassination
attempt made to only the employee’s co-worker addressed a
matter of public concern. 483 U.S. 378, 381-82, 385-87
(1987). Similarly, Anthoine v. North Central Counties
Consortium held that speech made only to the chairman of
the governing board of the plaintiff’s employer addressed a
matter of public concern. 605 F.3d 740, 749 (9th Cir. 2010).
Although the audience to whom a public employee’s speech
is addressed may be instructive “[i]n a close case, when the
subject matter of a statement is only marginally related to
issues of public concern,” Johnson, 48 F.3d at 425, the
nature of Jensen’s speech does not present a close question.
As a result, the scope of Jensen’s handout distribution does
not affect our conclusion that Jensen has plausibly alleged
that he spoke on a matter of public concern.
JENSEN V. BROWN 15
b. Speaking as a Private Citizen
Next we must ask “whether the plaintiff spoke as a
private citizen or public employee.” Eng, 552 F.3d at 1070.
The premise of this requirement, derived from Garcetti v.
Ceballos, is that generally, “when public employees make
statements pursuant to their official duties, the employees
are not speaking as citizens for First Amendment purposes,
and the Constitution does not insulate their communications
from employer discipline.” 547 U.S. 410, 421 (2006). But
Garcetti noted that it was not “decid[ing] whether the
analysis [the Court] conduct[ed] . . . would apply in the same
manner to a case involving speech related to scholarship or
teaching.” Id. at 425.
Addressing that open question in Demers, we held that
“Garcetti does not—indeed, consistent with the First
Amendment, cannot—apply to teaching and academic
writing that are performed ‘pursuant to the official duties’ of
a teacher and professor.” 746 F.3d at 412. Rather, speech
“related to scholarship or teaching” is covered by the
Pickering doctrine even if it was made pursuant to a public
employee’s official duties. Id.
Not all speech made by a higher education employee
relates to scholarship or teaching. For example, proposals “to
allocate one additional teaching credit for teaching a large
class instead of a seminar, to adopt a dress code that would
require male teachers to wear neckties, or to provide a wider
range of choices in the student cafeteria” are likely too
attenuated from academic topics to be classified as relating
to scholarship or teaching. Id. at 415. Conversely, the
scholarship or teaching exception does not require that the
speech be published in an academic journal or uttered while
instructing a class. The pamphlet in Demers, for example,
16 JENSEN V. BROWN
was speech related to scholarship or teaching because, “if
implemented, [the pamphlet’s proposals] would have
substantially altered the nature of what was taught at the
school.” Id.
As Demers exemplifies, speech about a school’s
curriculum is “related to scholarship or teaching” and so falls
outside Garcetti’s purview, even if that speech is not made
while teaching a class or producing scholarship. We noted in
Demers that although “[i]t may in some cases be difficult to
distinguish between what qualifies as speech ‘related to
scholarship or teaching’ . . . this is not such a case,”
indicating that speech about a school’s curriculum fits
comfortably within the scholarship or teaching exception.
Id.; see also id. at 413 (recognizing in a separate example
that speech about a “department’s curriculum” is related to
scholarship or teaching).
Like the pamphlet in Demers, Jensen’s speech concerned
“what was taught at the school.” Id. It denounced the co-
requisite policy and the resulting effect on standards for
students’ completion of math courses. Further, like the
plaintiff in Demers, Jensen rooted his criticism of the
curriculum change in concerns over the quality of education
students would receive. Id. Because Jensen’s speech was
focused on the contents of TMCC’s math curriculum, it
relates to scholarship or teaching and does not come within
Garcetti’s bar on First Amendment protection for speech
made pursuant to a public employee’s official duties.
c. Motivating Factor
The next inquiry is “whether the plaintiff’s protected
speech was a substantial or motivating factor in the adverse
employment action.” Eng, 552 F.3d at 1070. “To constitute
an adverse employment action, a government act of
JENSEN V. BROWN 17
retaliation need not be severe and it need not be of a certain
kind.” Coszalter v. City of Salem, 320 F.3d 968, 975 (9th Cir.
2003). “Depending on the circumstances, even minor acts of
retaliation can infringe on an employee’s First Amendment
rights.” Id. “The goal is to prevent, or redress, actions by a
government employer that ‘chill the exercise of protected’
First Amendment rights.” Id. at 974-75 (quoting Rutan v.
Republican Party, 497 U.S. 62, 73 (1990)).
Jensen avers that he experienced several adverse
employment actions. Specifically, he alleges that he was
(1) issued a letter of notice of reprimand and a letter of
reprimand; (2) pressured to resign from another faculty
member’s tenure committee; (3) given two “unsatisfactory”
performance evaluations even though the department head
had recommended that he be evaluated as “excellent 2” or
“excellent”; (4) subjected to an investigation into his
performance; and (5) required to undergo a termination
hearing. These actions, especially when considered
collectively, were “reasonably likely to deter” employees
from “engaging in speech protected under the First
Amendment.” Id. at 976-77.
Jensen has also alleged facts that plausibly support the
inference that his speech at the Math Summit was a
substantial or motivating factor for the adverse employment
actions. “A plaintiff may establish motive using direct or
circumstantial evidence.” Ariz. Students’ Ass’n v. Ariz. Bd.
of Regents, 824 F.3d 858, 870 (9th Cir. 2016). “At the
pleading stage, a plaintiff adequately asserts First
Amendment retaliation if the complaint alleges plausible
circumstances connecting the defendant’s retaliatory intent
to the suppressive conduct.” Id.
18 JENSEN V. BROWN
Jensen’s complaint plausibly links the allegedly
retaliatory acts to his speech. At the Math Summit, Ellsworth
vocally opposed Jensen’s distribution of his handout and
informed Jensen that he had “made an error by defying her.”
The notice of reprimand, sent one week after the Summit,
was explicitly a response to Jensen’s alleged insubordination
at the Math Summit. Just a few weeks later, Ellsworth
pressured Jensen to resign from the tenure committee of
another faculty member. The following month, Ellsworth
gave Jensen an official letter of reprimand expressly based
on the conduct identified in the notice of reprimand. The
temporal proximity of these events, as well as the fact that
some were explicitly premised on Jensen’s handout
distribution, plausibly demonstrates that Jensen’s speech
motivated the adverse employment actions. See Anthoine,
605 F.3d at 751.
As for Jensen’s 2019-2020 performance review,
Ellsworth wrote that Jensen’s “unsatisfactory” rating was
due in part to his conduct at the Math Summit. Drawing all
reasonable inferences in Jensen’s favor, the other reason
given for the “unsatisfactory” rating—that Jensen had
punitive course policies—may have been pretextual, given
that other faculty members enforced similar policies without
criticism or any adverse evaluation impact, and the math
department chair recommended that Jensen be given a rating
of “Excellent 2.” Even if this additional reason was not
pretextual, the presence of a legitimate basis for the adverse
employment action does not immunize the employer from
liability unless it can show that “it would have made the
same employment decisions even absent the questioned
speech.” Eng, 552 F.3d at 1072. As explained, supra note 6,
the Administrators have not at this juncture made any such
showing.
JENSEN V. BROWN 19
This negative performance review, in combination with
the negative review Jensen received the following year, 7
triggered the subsequent termination proceedings under the
mandatory provision in Section 5.13.2 of the NSHE
Handbook. These allegations sufficiently indicate that the
adverse employment actions were motivated, at least in part,
by Jensen’s speech.
d. Balancing the State’s Interest
A public employee’s right to speak is not absolute and
may be outweighed by the state’s interest “as an employer,
in promoting the efficiency of the public services it performs
through its employees.” Pickering, 391 U.S. at 568. “Once a
plaintiff shows that his statements were of public concern
and that the statements were a substantial motivating factor
for the disciplinary action taken against him, the burden
shifts to the defendant to show that its legitimate
administrative interests outweigh the plaintiff’s First
Amendment rights.” Bauer v. Sampson, 261 F.3d 775, 784
(9th Cir. 2001). In assessing the strength of the state’s
interest, pertinent considerations include “whether the
statement impairs discipline by superiors or harmony among
7
Jensen contends that his 2020-2021 “unsatisfactory” performance
review, although not explicitly premised on the events of the Math
Summit, was also retaliatory and “based on criteria that was not equally
applied to other faculty.” He alleges that Flesher, the administrator
responsible for that review, had attended the Math Summit, where she
criticized Jensen. And the individual administrator who knew Jensen’s
work best, the math department chair, recommended Jensen be scored
“excellent.” In any event, because the termination proceedings would not
have occurred without the “unsatisfactory” 2019-2020 performance
review—which was explicitly based on Jensen’s Math Summit
conduct—we need not determine whether Jensen has pleaded facts
plausibly demonstrating that the subsequent performance evaluation was
also retaliatory.
20 JENSEN V. BROWN
co-workers, has a detrimental impact on close working
relationships for which personal loyalty and confidence are
necessary, or impedes the performance of the speaker's
duties or interferes with the regular operation of the
enterprise.” Rankin, 483 U.S. at 388.
“In many cases, factual development is necessary, so the
balancing cannot be performed on a 12(b)(6) motion.”
Weisbuch v. County of L.A., 119 F.3d 778, 783 (9th Cir.
1997). Where the facts alleged do not decisively indicate that
the state’s interest outweighs the plaintiff’s, the Pickering
balancing is generally deferred at least to the summary
judgment stage. 8
The rules governing affirmative defenses support this
practice. “Ordinarily, affirmative defenses . . . may not be
raised on a motion to dismiss except when the defense raises
no disputed issues of fact.” Lusnak v. Bank of Am., N.A., 883
8
See, e.g., Hernandez, 43 F.4th at 979 (reversing the district court’s
dismissal and “remand[ing] for further development of the factual
record” because “[a]lthough it seems likely that Hernandez’s posts could
impede the performance of his job duties and interfere with the Phoenix
Police Department's ability to effectively carry out its mission, no
evidence of the actual or potential disruptive impact caused by
Hernandez’s posts is properly before us at this stage”); Hyland v.
Wonder, 972 F.2d 1129, 1140 (9th Cir. 1992) (“Determining to what
extent Hyland’s memorandum disrupted office operations . . . involves a
factual investigation into the nature of Hyland’s tasks, the character of
his relationship with co-workers . . . , and the impact of the memorandum
on office relations. . . . [T]his balancing inquiry cannot be resolved by
this court at such an early stage in the proceedings.”); Thomas v.
Carpenter, 881 F.2d 828, 831 (9th Cir. 1989) (holding that although the
defendant might be able to prove at trial or on summary judgment that
the state requires political loyalty from plaintiff for “the effective
implementation of general departmental policy,” it could not do so on
the facts alleged in the complaint).
JENSEN V. BROWN 21
F.3d 1185, 1194 n.6 (9th Cir. 2018). “In other words,
dismissal based on an affirmative defense is permitted when
the complaint establishes the defense.” U.S. Commodity
Futures Trading Comm’n v. Monex Credit Co., 931 F.3d
966, 973 (9th Cir. 2019). “Only when the plaintiff pleads
itself out of court—that is, admits all the ingredients of an
impenetrable defense—may a complaint that otherwise
states a claim be dismissed under Rule 12(b)(6).” Durnford
v. MusclePharm Corp., 907 F.3d 595, 603 n.8 (9th Cir.
2018) (quoting Xechem, Inc. v. Bristol-Myers Squibb Co.,
372 F.3d 899, 901 (7th Cir. 2004)). This rule reflects that
affirmative defenses require the defendant to prove facts
beyond those necessary to support the plaintiff’s prima facie
case, making it difficult to assess the defense’s merit on a
12(b)(6) motion where review is limited to the allegations in
the complaint.
Evaluating the state’s interest in conducting the
Pickering balancing presents the same challenge. The state
interest prong is not part of the prima facie case for First
Amendment retaliation. See Thomas v. City of Beaverton,
379 F.3d 802, 807-08 (9th Cir. 2004); Dodge v. Evergreen
Sch. Dist. #114, 56 F.4th 767, 776 (9th Cir. 2022). As a
result, a plaintiff’s complaint is unlikely to include facts
related to the state’s interest, making it difficult to conduct
the Pickering balancing on a motion to dismiss.
Only in the rare cases where “the balance can only come
out one way on the averments pleaded” do we dismiss on
that basis. Weisbuch, 119 F.3d at 783. For example, in
Weisbuch the plaintiff worked in a high-level position at the
Los Angeles Department of Health Services. Id. at 781.
Because of the nature of his position, his vocal disagreement
with the department head’s policy decisions “necessarily”
threatened the department’s ability to efficiently carry out
22 JENSEN V. BROWN
those policies. Id. at 783-84. Given that the department’s
functioning required employees “in a high level supervisory
position[] or a confidential advisory position” to agree with
their supervisor’s general policy views, it was evident from
the pleadings that the state’s interest outweighed the
employee’s. Id. at 784.
Unlike in Weisbuch, the pleadings in this case do not
reveal any state interest that clearly outweighs Jensen’s. The
Administrators’ only clearly asserted state interest grounded
in the pleadings is their assertion that Jensen distributed his
handout in violation of Ellsworth’s “express or implied
directions.” They maintain that, in doing so, Jensen engaged
in “insubordination,” which the state has a legitimate interest
in preventing.
The complaint does indicate that Jensen’s handout
distribution was at odds with Ellsworth’s instructions. When
Jensen passed out his handout in Ellsworth’s room, she
“began to physically pick up copies that were distributed and
motioned for the participants to return their copies to her.”
After Jensen reminded Ellsworth that it was break time and
that he was not being disruptive or disturbing anyone,
Ellsworth “again denied Dr. Jensen the opportunity to
distribute his handout.” In spite of this directive, Jensen
disseminated his handout in other rooms and eventually
returned to Ellsworth’s room to again attempt to distribute
the handout there. 9
9
The Administrators also argue that Jensen’s handout distribution
violated Ellsworth’s instruction to use the “parking lot” to express his
concerns regarding the co-requisite policy. But Ellsworth stated that she
did so to prevent him from verbally commenting during a session that
had run out of time. She did not order him to use the parking lot to
express his views during the breaks in the Summit programming.
JENSEN V. BROWN 23
But the state’s interest in punishing a disobedient
employee for speaking in violation of their supervisor’s
orders cannot automatically trump the employee’s interest in
speaking. To be sure, one factor in assessing the extent of the
state’s interest in preventing disruption is whether the
employee’s speech “impairs discipline by superiors.”
Rankin, 483 U.S. at 388. But, as Rankin makes clear, the
focus of this inquiry is whether there has been a disruption
in the office’s ability to operate: “[T]he very nature of the
balancing test[] make[s] apparent that the state interest
element of the test focuses on the effective functioning of the
public employer’s enterprise,” not on whether the employee
has been directed to cease speaking. Id. Accordingly, for a
court “to find that the government’s interest as an employer
in a smoothly-running office outweighs an employee’s first
amendment right, defendants must demonstrate actual,
material and substantial disruption, or reasonable predictions
of disruption in the workplace.” Robinson v. York, 566 F.3d
817, 824 (9th Cir.2009) (internal quotation marks and
alteration omitted). Applying this standard, we have often
held that the Pickering balancing does not favor the state in
situations where the employee’s speech or expressive
conduct violated orders from their supervisor.
In Nunez v. Davis, for example, Nunez’s conduct
violated her supervisor’s direct orders, but we concluded that
this disobedience was not sufficient to show that her
expressive conduct “impaired discipline.” 169 F.3d 1222,
1226-29 (9th Cir. 1999). Similarly, in Robinson, we
concluded that “the Pickering balancing test can favor
protected speech even where the speech violates the
employer’s written policy requiring speech to occur through
specified channels.” 566 F.3d at 825. And in Dahlia v.
Rodriguez, we held that an employee stated a claim for First
24 JENSEN V. BROWN
Amendment retaliation even though his speech ran counter
to his supervisor’s direct orders. 735 F.3d 1060, 1075, 1080
(9th Cir. 2013).
In assessing the state interest, there is good reason for
focusing on the disruptive impact of the employee’s speech,
rather than simply disobedience to an order to stop speaking.
If we were instead to allow an employer to prevail solely on
the basis that the employee disobeyed the employer’s order
not to speak, employers would have carte blanche to “stifl[e]
legitimate speech or penalize[e] public employees for
expressing unpopular views.” McKinley, 705 F.2d at 1115.
Under such a regime, an employer seeking to prevent an
employee from engaging in protected speech could do so
simply by ordering the employee to cease. The employee
would have to either obey or face retaliation from which
there is no recourse. In either case, the employer would
succeed in quashing protected speech. This type of
suppression is to the detriment of both the speaker and the
listener, as it undermines “[t]he public interest in having free
and unhindered debate on matters of public importance,”
which is a “core value of the Free Speech Clause.”
Pickering, 391 U.S. at 573. The First Amendment cannot
abide such a result.
Nor do the pleadings suggest any other state interest that
might justify the Administrators’ actions, much less
outweigh Jensen’s interest in free expression on matters of
public concern. Nothing in the complaint suggests that
Jensen served in a “confidential, policymaking, or public
contact role” where the “government’s interest in avoiding
disruption is magnified.” Pool v. VanRheen, 297 F.3d 899,
908 (9th Cir. 2002) (citation omitted). Nor is it evident that
Jensen’s position was one where “personal loyalty and
confidence are necessary.” Id. at 909. Jensen also was not
JENSEN V. BROWN 25
employed in a police department or military agency where
“[d]iscipline and esprit de corps are vital to its functioning.”
Cochran v. City of L.A., 222 F.3d 1195, 1201 (9th Cir. 2000);
see also Pool, 297 F.3d at 909. 10 To the contrary, there is no
indication in Jensen’s pleadings that his speech impaired
TMCC’s functioning. Jensen alleges that he distributed the
handouts in a non-disruptive manner, waiting until there was
a break in the Math Summit’s programming to pass them
out. And several witnesses testified during Jensen’s
disciplinary hearing that he behaved professionally while
distributing the handouts.
The upshot is that at this stage there has been no showing
of an “actual, material and substantial disruption” or
“reasonable predictions of disruption” to support the
Administrators’ claim that the state’s interest outweighs
Jensen’s. Robinson, 566 F.3d at 824 (citations omitted).
Consequently, we conclude that Jensen has pleaded a
constitutional violation. 11
ii. Clearly Established Right
We now turn to “whether the right at issue was ‘clearly
established’ at the time of defendant’s alleged misconduct.”
Pearson, 555 U.S. at 232. To satisfy this test, “the contours
of the right must be sufficiently clear that a reasonable
10
We do not hold that Jensen could not have plausibly alleged a First
Amendment retaliation claim if he were in such a role. We only note that
the absence of such circumstances supports our conclusion that there is
no apparent state interest clearly outweighing Jensen’s interests.
11
Some of the Administrators may turn out not to be individually liable
based on their own actions. Because no such argument has been made on
appeal of the dismissal on the pleadings, we do not decide whether
Jensen has plausibly alleged that each individual Administrator’s actions
violated the First Amendment.
26 JENSEN V. BROWN
official would understand that what he is doing violates that
right.” Anderson v. Creighton, 483 U.S. 635, 635 (1987).
There does not need to be “a case directly on point for a right
to be clearly established,” but “existing precedent must have
placed the statutory or constitutional question beyond
debate.” Kisela v. Hughes, 584 U.S. 100, 104 (2018)
(quoting White v. Pauly, 580 U.S. 73, 79 (2017)).
Additionally, it is insufficient simply to show that “the
generic First Amendment right to free speech” or “the right
to be free from speech-based retaliatory discharge” was
clearly established. Moran v. Washington, 147 F.3d 839, 845
(9th Cir. 1998); Brewster v. Bd. of Educ., 149 F.3d 971, 980
(9th Cir. 1998). “Instead, we must define the rights
implicated . . . at a level commensurate with the specific
factual and legal context of the case.” Dodge, 56 F.4th at
784.
Here, by the time of the alleged retaliation, Pickering had
established that “the preferable manner of operating the
school system . . . clearly concerns an issue of general public
interest.” 391 U.S. at 571. More recently, Demers held that
speech opining on “the nature of what [is] taught at [a]
school” addresses a matter of public concern, putting a
reasonable official on notice that Jensen’s speech regarding
TMCC’s math curriculum met this criterion. 746 F.3d at
415-16. In addition, it was clearly established at the time of
the alleged retaliation that speech need not be aired to the
general public to involve a matter of public concern. See
Anthoine, 605 F.3d at 749; Rankin, 483 U.S. at 381-82, 385-
87. Further, Demers pronounced that if a public employee’s
speech is “related to scholarship or teaching,” it does not fall
outside the ambit of the First Amendment simply because it
is made pursuant to the employee’s official duties. 746 F.3d
at 412. As Demers illustrated, speech about a department’s
JENSEN V. BROWN 27
curriculum, like that at issue here, falls squarely within the
scholarship or teaching exception. Id. at 414-15. And it was
clearly established that retaliatory actions like those taken by
the Administrators constitute adverse employment actions.
See Coszalter, 320 F.3d at 976. So at the time of the Math
Summit incident, it was clearly established that a professor
has a right to speak about a school’s curriculum without
being reprimanded, given negative performance reviews,
and put through an investigation and termination hearing.
We note, as the district court concluded otherwise, that
Demers’ substantive holdings as to the reach of the
Pickering doctrine are now clearly established law. Demers
ultimately held that qualified immunity applied in that case,
but that was because “[u]ntil the decision in [Demers], our
circuit ha[d] not addressed the application of Garcetti to
teaching and academic writing.” 746 F.3d at 417. Once
Demers clarified that Garcetti does not apply to speech
related to scholarship or teaching, the doctrinal ambiguity
was eliminated and does not bar Jensen’s claim.
Ordinarily, the next Pickering step is evaluating whether
it was clearly established that TMCC’s interest in
maintaining an orderly workplace did not outweigh Jensen’s
right to speak. See, e.g., Hufford v. McEnaney, 249 F.3d
1142, 1148-49 (9th Cir. 2001); Keyser v. Sacramento City
Unified Sch. Dist., 265 F.3d 741, 747 (9th Cir. 2001). But
“[d]etermining claims of qualified immunity at the motion-
to-dismiss stage raises special problems for legal decision
making,” Keates v. Koile, 883 F.3d 1228, 1234 (9th Cir.
2018). One such problem arises when the boundaries of the
right at issue are delineated by a balancing test in which the
defendant bears the burden of substantiating its interest, as is
the case here. Determining whether it was clearly established
that the Pickering balancing would tilt in Jensen’s favor
28 JENSEN V. BROWN
turns on the strength of the state’s interests, which, as
discussed above, must appear from the complaint itself, if at
all.
We have firmly recognized “that only a ‘real, not
imagined, disruption’ might outweigh the expressive
interests of the employee.” Robinson, 566 F.3d at 826
(quoting McKinley, 705 F.2d at 1115); see also Clairmont,
632 F.3d at 1107. Again, the requirement that an employer
substantiate their concerns of disruption applies even if the
employer characterizes the employee’s speech as “an act of
insubordination,” Clairmont, 632 F.3d at 1107, or the speech
involves some degree of disobedience, Robinson, 566 F.3d
at 825. Although the Administrators assert a state interest in
preventing and punishing what they deem to be
insubordination, they have not shown that there was “actual,
material and substantial disruption” or “reasonable
predictions of disruption” based on the facts in the
complaint. Robinson, 566 F.3d at 824 (citations omitted).
Faced with similar circumstances, the D.C. Circuit
declined to grant state officials qualified immunity where the
strength of the state’s interest could not be established from
the pleadings. See Navab-Safavi v. Glassman, 637 F.3d 311,
318 (D.C. Cir. 2011). 12 As was the case in Navab-Safavi,
12
Although the Ninth Circuit does not appear to have confronted this
issue on a motion to dismiss, we have faced a comparable lack of
evidentiary development regarding the weight of the state’s interest on
summary judgment and reached a similar result. See Allen v. Scribner,
812 F.2d 426, 436 (9th Cir. 1987), amended by 828 F.2d 1445 (9th Cir.
1987) (“Inasmuch as the defendants’ interest in preventing the
substantial disruption of the eradication program may have been served
by restrictions on the free speech rights of Project employees . . . , we are
not in a position to determine whether the above named defendants
violated ‘clearly established constitutional rights.’”).
JENSEN V. BROWN 29
“all we have of record is the [state’s] assertion that its interest
in performing its governmental functions . . . was sufficiently
implicated by plaintiff’s conduct to warrant the protection of
qualified immunity.” Id. There is not yet any “evidence in
the record that [Jensen’s] conduct interfered with the
performance of the governmental function,” and “we are
unable to determine without an evidentiary record whether
any act [the state] committed in defense of [its interests]
constituted a violation of clearly established rights, or even
in general terms, where the Pickering balancing tips.” Id.
Because “it is not possible to determine at this stage as a
matter of law that [Jensen] has not alleged a violation of
clearly established law,” the Administrators are not entitled
to qualified immunity at the pleading stage. Id.
In reaching the opposite outcome, the district court
concluded that Jensen had not shown that his right was
clearly established. The complaint described his anti-
retaliation right too generally, the district court said, and
contained “only three citations—Demers, 746 F.3d 402, the
First Amendment, and 42 U.S.C. § 1983,” which “do not
clearly establish the specific right at issue in this particular
case.”
We cannot agree with this truncated analysis.
“[A]ppellate review of qualified immunity dispositions is to
be conducted in light of all relevant precedents, not simply
those cited to, or discovered by, the district court.” Elder v.
Holloway, 510 U.S. 510, 512 (1994). “A court engaging in
review of a qualified immunity judgment should therefore
use its ‘full knowledge of its own and other relevant
precedents.’” Id. at 516 (alteration omitted) (quoting Davis
v. Scherer, 468 U.S. 183, 192 n.9 (1984)). As described
above, our review of the full range of relevant precedents
30 JENSEN V. BROWN
indicates that the Administrators are not entitled to qualified
immunity at this stage.
B. Official Capacity First Amendment Claim
The district court dismissed Jensen’s official capacity
claim, maintaining that it was barred by sovereign immunity.
“The Eleventh Amendment bars suits against the State or its
agencies for all types of relief, absent unequivocal consent
by the state.” Romano v. Bible, 169 F.3d 1182, 1185 (9th Cir.
1999). Ordinarily, this protection “extends to state
instrumentalities and agencies,” as well as “state officials”
sued in their “official capacity.” Krainski v. Nevada ex rel.
Bd. of Regents of Nev. Sys. of Higher Educ., 616 F.3d 963,
967 (9th Cir. 2010). But over a century ago, Ex parte Young
held that Eleventh Amendment-linked sovereign immunity
is not a barrier to suits against state officers “where the relief
sought is prospective in nature and is based on an ongoing
violation of the plaintiff’s federal constitutional or statutory
rights.” Cent. Rsrv. Life of N. Am. Ins. Co. v. Struve, 852 F.2d
1158, 1161 (9th Cir. 1988) (emphasis omitted) (citing Ex
parte Young, 209 U.S. 123 (1908)). Under this principle, a
plaintiff may seek “prospective injunctive relief that governs
the official’s future conduct,” but not “retroactive relief that
requires the payment of funds from the state treasury.” Nat’l
Res. Def. Council v. Cal. Dep’t of Transp., 96 F.3d 420, 422
(9th Cir. 1996). Jensen’s ability to proceed with his official
capacity claim turns on whether he sought prospective relief.
i. Injunctive Relief: Expungement
Jensen sought injunctive relief mandating “full
expungement of all negative personal [sic] files, return of his
2019-2020 annual performance evaluation to ‘excellent’,
and return of his 2020-2021 annual performance evaluation
to ‘excellent.’” The district court held that such an injunction
JENSEN V. BROWN 31
would be “retroactive” because it “more closely resemble[d]
recovery of lost wages than true prospective relief
addressing ongoing violations.” Jensen challenges this
conclusion on appeal. 13
Ninth Circuit case law establishes that expungement of
records constitutes prospective relief and so is not barred by
sovereign immunity. See Flint v. Dennison, 488 F.3d 816,
825 (9th Cir. 2007). In Flint, a former college student
brought suit against school administrators alleging that the
spending limits imposed in student government elections
violated his First Amendment right to freedom of speech. Id.
at 820. In connection with this claim, Flint sought injunctive
relief expunging any reference to his campaign spending
violations from his disciplinary record. Id. at 824. We held
that the expungement relief sought was not barred by
sovereign immunity, reasoning that “the injunctions sought
[were] not limited merely to past violations: they serve[d]
the purpose of preventing present and future harm to [the
plaintiff].” Id. at 825. We reached a similar conclusion in
R.W. v. Columbia Basin College, holding that the Ex parte
Young doctrine applied where the student plaintiff sought,
among other things, expungement of negative records. 77
F.4th 1214, 1226 (9th Cir. 2023); see also Elliott v. Hinds,
786 F.2d 298, 302 (7th Cir. 1986) (“The injunctive relief
requested here, reinstatement and expungement of personnel
records, is clearly prospective in effect and thus falls outside
the prohibitions of the Eleventh Amendment.”). Most
recently, in K.J. v. Jackson, we confirmed that expungement
13
Jensen does not contest the district court’s determination that his
request for “compensation from the date of judgment for salary
adjustments he would have received had he not received the unlawful
performance reviews” was impermissible retroactive monetary relief.
We therefore do not address whether that is the case.
32 JENSEN V. BROWN
of information from school records is a form of prospective
relief a student plaintiff can seek under the Ex parte Young
doctrine. 127 F.4th 1239, 1251 (9th Cir. 2025).
As was the case in Flint, R.W., and K.J., the
expungement sought here is prospective in nature and so is
not barred by sovereign immunity. Although the negative
performance evaluations and letters of reprimand arose from
the Administrators’ alleged past constitutional violations, Ex
parte Young does not demand that the relief sought be
unrelated to past violations. Rather, a plaintiff may pursue
relief that “would relate to [a] past violation,” so long as it
“would not amount to relief solely for the past violation.”
Doe v. Lawrence Livermore Nat’l Lab’y, 131 F.3d 836, 841
(9th Cir. 1997). Expungement of negative work records does
not amount solely to relief for a past violation, because “[t]he
goal of . . . the removal of damaging information from the
plaintiff[’]s work record is not compensatory; rather, it is to
compel the state official to cease her actions in violation of
federal law and to comply with constitutional requirements.”
Elliott, 786 F.2d at 302.
The Administrators contend otherwise, arguing that
cases involving student plaintiffs are not controlling. A
student seeking expungement experiences a “self-evident
educational or career harm inherent in the existence of the
records at issue,” they maintain, whereas an individual
already employed is less likely to seek future employment or
educational opportunities that require disclosing one’s
disciplinary record as an employee. As a result, the
Administrators assert, for us to determine that his requested
relief would remedy an “ongoing violation,” Jensen must
plead with specificity what ongoing harm he will endure
related to the existence of the negative records.
JENSEN V. BROWN 33
Putting aside the fact that Jensen has alleged specific
ongoing harm due to the negative documents in his
personnel file, 14 holding Jensen to a higher pleading
standard because he is an employee rather than a student
makes no sense. Just as a student’s negative disciplinary
records “may jeopardize the student’s future employment or
college career,” Flint, 488 F.3d at 824, the presence of
negative performance evaluations or letters of reprimand in
an employee’s personnel file poses an obvious threat to
career advancement. Such documents, or information
derived from them, may stymie efforts to obtain a job
elsewhere or prevent accessing certain benefits,
opportunities, or promotions at their current job. One might
ask, indeed, why the Administrators are so insistent on
retaining the disciplinary records if they do not expect to rely
on them for anything.
In sum, the alleged violation—First Amendment
retaliation—is ongoing insofar as the retaliatory records
continue to exist in Jensen’s personnel file. Because
expungement would constitute prospective relief from this
ongoing violation, Jensen’s First Amendment official
capacity claim is not barred by the Eleventh Amendment.
14
Jensen alleges that the negative performance reviews “negatively
impacted . . . future merit pay” and prevent him “from receiving
employment benefits and other opportunities at TMCC.” He alleges that
“Defendants’ unlawful actions,” which allegedly include the creation
and retention of the records at issue, have caused ongoing “damage to
his personal and professional reputation, denial of future employment
opportunities and earning capacity, mental and emotional distress, and
humiliation and embarrassment.”
34 JENSEN V. BROWN
ii. Declaratory Relief and Non-Expungement Injunctive
Relief
Even if that were not the case, Jensen sought, in addition
to expungement, prospective relief in the form of an order
“[e]njoining Defendants . . . to end their custom and practice
of taking adverse employment actions against faculty who
speak on matters of public concern” and a declaratory
judgment that “Defendants’ adverse employment actions
against Dr. Jensen, and Defendants’ custom or practice of
retaliating against and terminating professors for speaking
on matters of public concern, are unconstitutional
abridgments of the freedom of speech.”
Unlike its treatment of the requested expungement, the
district court correctly recognized that this prospective
declaratory and injunctive relief was “not barred by the
Eleventh Amendment.” But its analysis of the injunctive
relief stopped there. At the conclusion of its order, the
District Court again addressed the non-expungement relief
sought, stating that “[w]hile Eleventh Amendment immunity
and qualified immunity do not bar Dr. Jensen’s claims for
declaratory and injunctive relief, the Court dismisses Dr.
Jensen’s claim for declaratory relief because all other
substantive causes of action are dismissed.” The district
court then proceeded to dismiss Jensen’s official capacity
claim entirely, without identifying any reason why Jensen
could not seek an injunction for indisputably prospective
relief.
The district court provided a more robust, although no
more correct, explanation for why Jensen could not pursue
declaratory relief. After disposing of Jensen’s substantive
claims, the district court concluded that declaratory relief
JENSEN V. BROWN 35
was unavailable because “[d]eclaratory relief is not a
standalone claim.”
It is true that “[t]he Declaratory Judgment Act does not
provide an independent jurisdictional basis for suits in
federal court,” and so “only permits the district court to
adopt a specific remedy when jurisdiction exists.” Fiedler v.
Clark, 714 F.2d 77, 79 (9th Cir. 1983) (emphasis added).
But, as the district court recognized, Jensen’s request for
declaratory relief is prospective and can proceed under Ex
parte Young. There is no principle precluding declaratory
relief from being the only relief awarded, and it is quite usual
for declaratory relief to be permitted as a “standalone claim.”
See, e.g., Redd v. Guerrero, 84 F.4th 874, 888 (9th Cir.
2023); Los Angeles Cnty. Bar Ass’n v. Eu, 979 F.2d 697, 700
(9th Cir. 1992); Standard Ins. Co. v. Saklad, 127 F.3d 1179,
1181 (9th Cir. 1997); Doc’s Dream, LLC v. Dolores Press,
Inc., 959 F.3d 357, 359 (9th Cir. 2020). The district court
erred in holding that Jensen could not maintain an official
capacity First Amendment claim for declaratory relief alone.
In sum, because Jensen sought prospective relief in the
form of (1) an injunction to expunge various negative
records from his personnel file, (2) an injunction to “end [the
Administrators] custom and practice of taking adverse
employment actions against faculty who speak on matters of
public concern,” and (3) a “declaratory judgment that
Defendants’ custom and practice of retaliating against
faculty who speak on matters of public concern, including
Dr. Jensen, violate the First Amendment,” the Eleventh
Amendment does not bar his official capacity First
Amendment retaliation claim.
36 JENSEN V. BROWN
C. Procedural Due Process Claim
The district court held that the Administrators were
entitled to qualified immunity with respect to Jensen’s
procedural due process claim because Jensen failed to plead
a constitutional violation. “A section 1983 claim based upon
procedural due process . . . has three elements: (1) a liberty
or property interest protected by the Constitution; (2) a
deprivation of the interest by the government; (3) lack of
process.” Portman v. County of Santa Clara, 995 F.2d 898,
904 (9th Cir. 1993).
In the portion of his complaint addressing his due
process claim, Jensen identified the following interests:
(1) “a protected liberty interest in his good name, reputation,
honor, and integrity,” (2) “a protected liberty interest in his
future employment opportunities,” and (3) “a significant
interest in avoiding termination for cause or being subjected
to a biased hearing panel.” The district court concluded that
none of these interests supported a due process claim.
On appeal, Jensen does not challenge the district court’s
conclusion that his asserted interests in his reputation, his
future employment, and avoiding termination do not provide
a basis for a due process claim. Instead, Jensen contends that
he was denied due process related to the deprivation of
(1) his “liberty interests in ensuring that his First
Amendment rights were protected . . . , his rights under state
law were protected, and his rights in the NSHE Handbook
were protected,” and (2) his “property interests in his right
to academic freedom, right to maintain standards of
curriculum, right to have processes for faculty terminations
followed, and right to not be charged with insubordination
for distributing handouts.”
JENSEN V. BROWN 37
As to Jensen’s asserted “liberty interests” in ensuring his
rights under the First Amendment and state law were
protected, he did not plead a due process claim premised on
either theory. Nor did he raise either argument in his briefing
before the district court. He is foreclosed from asserting
these theories for the first time on appeal. See One Indus.,
LLC v. Jim O’Neal Distrib., Inc., 578 F.3d 1154, 1158 (9th
Cir. 2009); Steam Press Holdings, Inc. v. Haw. Teamsters,
Allied Workers Union, Loc. 996, 302 F.3d 998, 1005 (9th
Cir. 2002).
As to his “property interest in his right to academic
freedom, right to maintain standards of curriculum, . . . and
right to not be charged with insubordination for distributing
handouts,” Jensen did raise a due process argument on these
grounds before the district court. But, as the district court
correctly determined, Jensen’s complaint did not assert a due
process violation grounded in the deprivation of any of these
interests. Jensen’s failure to plead a due process claim based
on these interests is dispositive at this point. 15
That leaves Jensen’s asserted interest in compliance with
the processes for faculty terminations outlined in the NSHE
Handbook. 16 Jensen pleads that he was deprived of due
process when (1) he was denied subpoenas that he was
15
Jensen may seek to amend his complaint to add additional due process
claims on remand. See infra p. 43.
16
Although Jensen’s briefing—which addresses his due process claim
only briefly—is not clear on this point, we understand Jensen’s “liberty
interest” in ensuring that “his rights in the NSHE Handbook were
protected” and his “property interest” in his “right to have processes for
faculty terminations followed” as describing the same set of procedural
protections for faculty termination proceedings contained in the NSHE
Handbook.
38 JENSEN V. BROWN
entitled to under NSHE Handbook Section 6.9.11,
(2) Hilgersom, in violation of NSHE Handbook Section
6.11.6(b), refused to remove one of the presiding committee
members who had previously submitted a complaint of
discrimination against Jensen, and (3) Brown exceeded her
authority under NSHE Handbook Section 5.13.2(a)-(b) by
investigating him and listing additional charges in Jensen’s
charging documents.
State law establishing certain procedures can, under
some circumstances, create a property interest in accessing
those procedures. See, e.g., Logan v. Zimmerman Brush Co.,
455 U.S. 422, 431-32 (1982) (holding that employee had a
property interest in accessing state agency’s adjudicatory
procedures); Redd v. Guerrero, 84 F.4th 874, 893 (9th Cir.
2023) (holding that capital habeas petitioner had a property
interest in obtaining appointed counsel). But, unlike in
Logan or Redd, Jensen has not argued that the relevant
procedural rights in the NSHE Handbook “can be
surrendered for value,” Logan, 455 U.S. at 431, or
“resemble[] more traditional conceptions of property in that
[they] ha[ve] an ‘ascertainable monetary value.’” Redd, 84
F.4th at 893-94. Nor has he argued that these procedures
share any other relevant characteristics with the sort of
“individual entitlement[s]” that are generally considered to
be property under the Due Process Clause. Logan, 455 U.S.
at 430-31.
Alternatively, procedures created by state law may give
rise to a property right if the procedures present a
“significant substantive restriction” on the decisionmaker’s
discretion such that it transforms “what otherwise would be
‘an abstract need or desire’ or ‘a unilateral expectation’” as
to the outcome of those procedures into “a legitimate claim
of entitlement.” Parks v. Watson, 716 F.2d 646, 656-57 (9th
JENSEN V. BROWN 39
Cir. 1983) (quoting Bd. of Regents v. Roth, 408 U.S. 564,
577 (1972)); see also Goodisman v. Lytle, 724 F.2d 818, 820
(9th Cir. 1984); Clemente v. United States, 766 F.2d 1358,
1364-65 (9th Cir. 1985); Nunez v. City of Los Angeles, 147
F.3d 867, 873 n.8 (9th Cir. 1998). But here Jensen does not
contend that he has any interest in obtaining a different
outcome from the termination proceedings. He would be
hard pressed to do so, given that he was not terminated or
otherwise disciplined following the proceedings. “Absent a
substantive property interest in the outcome of procedure,
[Jensen] is not constitutionally entitled to insist on
compliance with the procedure itself.” Shanks v. Dressel,
540 F.3d 1082, 1092 (9th Cir. 2008). Thus, Jensen did not
identify an interest that can form the basis of his procedural
due process claim.
D. Equal Protection Claim
The district court determined that the Administrators
were entitled to qualified immunity with respect to Jensen’s
equal protection claim because Jensen failed to plead a
constitutional violation. “To state a claim under 42 U.S.C.
§ 1983 for a violation of the Equal Protection Clause of the
Fourteenth Amendment a plaintiff must show that the
defendants acted with an intent or purpose to discriminate
against the plaintiff based upon membership in a protected
class.” Furnace v. Sullivan, 705 F.3d 1021, 1030 (9th Cir.
2013) (quoting Barren v. Harrington, 152 F.3d 1193, 1194
(9th Cir. 1998)). “The first step in equal protection analysis
is to identify the state’s classification of groups.” Country
Classic Dairies, Inc. v. Milk Control Bureau, 847 F.2d 593,
596 (9th Cir. 1988). “An equal protection claim will not lie
by ‘conflating all persons not injured into a preferred class
receiving better treatment’ than the plaintiff.” Thornton v.
City of St. Helens, 425 F.3d 1158, 1167 (9th Cir. 2005)
40 JENSEN V. BROWN
(quoting Joyce v. Mavromatis, 783 F.2d 56, 57 (6th Cir.
1986)).
Jensen’s equal protection claim fails because he has not
alleged that he belongs to a discrete class. He claims only
that he was “treated . . . differently than similarly situated
Professors” and “evaluated differently from other faculty.”
These allegations do not establish membership in a class
singled out for discriminatory treatment, nor can Jensen state
an equal protection claim by grouping everyone besides
himself into a “preferred class.” Thornton, 425 F.3d at 1167.
“[A]n equal protection claim can in some circumstances
be sustained even if the plaintiff has not alleged class-based
discrimination, but instead claims that she has been
irrationally singled out as a so-called ‘class of one.’”
Engquist v. Oregon Dep’t of Agric., 553 U.S. 591, 601
(2008). But, unlike in the legislative and regulatory context
where the class-of-one theory of equal protection has
traditionally been applied, the state’s role as an employer
often “involve[s] discretionary decisionmaking based on a
vast array of subjective, individualized assessments.” Id. at
603. “To treat employees differently . . . is simply to exercise
the broad discretion that typically characterizes the
employer-employee relationship.” Id. at 605. Accordingly,
“the class-of-one theory of equal protection has no
application in the public employment context,” and this
avenue is unavailable to Jensen. Id. at 607; see also Okwu v.
McKim, 682 F.3d 841, 846 (9th Cir. 2012). The district court
did not err in concluding that Jensen failed to plead an equal
protection violation.
E. Leave to Amend
Finally, Jensen argues that the district court abused its
discretion in dismissing his claims with prejudice and
JENSEN V. BROWN 41
without leave to amend. Generally, a “court should freely
give leave [to amend the pleadings] when justice so
requires.” Fed. R. Civ. P. 15(a). “[T]his policy is to be
applied with extreme liberality.” Owens v. Kaiser Found.
Health Plan, Inc., 244 F.3d 708, 712 (9th Cir. 2001) (quoting
Morongo Band of Mission Indians v. Rose, 893 F.2d 1074,
1079 (9th Cir. 1990)).
Denial of leave to amend a complaint is generally
reviewed for abuse of discretion. Nunes v. Ashcroft, 375 F.3d
805, 808 (9th Cir. 2004). “[O]utright refusal to grant the
leave without any justifying reason appearing for the denial
is not an exercise of discretion; it is merely abuse of that
discretion and inconsistent with the spirit of the Federal
Rules.” Foman v. Davis, 371 U.S. 178, 182 (1962).
Consequently, “[a] simple denial of leave to amend without
any explanation by the district court is subject to reversal.”
Eminence Cap., LLC v. Aspeon, Inc., 316 F.3d 1048, 1052
(9th Cir. 2003); see also DCD Programs, Ltd. v. Leighton,
833 F.2d 183, 186 (9th Cir. 1987).
Here, the district court gave no reason for its denial of
leave to amend, and in doing so, abused its discretion. We
reverse and remand so that Jensen may have the opportunity
again to seek leave to amend his due process and equal
protection claims.
III. Conclusion
Jensen’s First Amendment retaliation claims are barred
by neither qualified immunity nor sovereign immunity. They
may therefore progress past the pleading stage. Although
Jensen’s due process and equal protection claims do not state
a claim as pleaded, the district court abused its discretion in
denying Jensen leave to amend without explanation. The
district court’s dismissal order is REVERSED and
42 JENSEN V. BROWN
REMANDED for further proceedings consistent with
this opinion.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LARS JENSEN, Doctor, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LARS JENSEN, Doctor, No.
02NATALIE BROWN, Doctor; ANNE FLESHER; KARIN HILGERSOM, OPINION Doctor; MARIE MURGOLO; MELODY ROSE, Doctor, Defendants - Appellees.
03Hicks, District Judge, Presiding Argued and Submitted November 4, 2024 Phoenix, Arizona Filed March 10, 2025 Before: Richard A.
04BROWN SUMMARY * First Amendment Retaliation The panel reversed the district court’s dismissal of an action brought by Lars Jensen, a math professor at Truckee Meadows Community College, alleging that Truckee Meadows Community College and Ne
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT LARS JENSEN, Doctor, No.
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This case was decided on March 10, 2025.
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