Check how courts have cited this case. Use our free citator for the most current treatment.
No. 9490470
United States Court of Appeals for the Ninth Circuit
Heather Bauman v. Martin O'Malley
No. 9490470 · Decided April 3, 2024
No. 9490470·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
April 3, 2024
Citation
No. 9490470
Disposition
See opinion text.
Full Opinion
FILED
NOT FOR PUBLICATION
APR 3 2024
UNITED STATES COURT OF APPEALS MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
FOR THE NINTH CIRCUIT
HEATHER BAUMAN, No. 22-35881
Plaintiff-Appellant, D.C. No. 4:20-cv-05228-JAG
v.
MEMORANDUM*
MARTIN J. O’MALLEY, Commissioner
of Social Security,
Defendant-Appellee.
Appeal from the United States District Court
for the Eastern District of Washington
James A. Goeke, Magistrate Judge, Presiding
Submitted March 29, 2024**
Seattle, Washington
Before: W. FLETCHER, PARKER,*** and MILLER, Circuit Judges.
*
This disposition is not appropriate for publication and is not precedent
except as provided by Ninth Circuit Rule 36-3.
**
The panel unanimously concludes this case is suitable for decision
without oral argument. See Fed. R. App. P. 34(a)(2).
***
The Honorable Barrington D. Parker, Jr., United States Circuit Judge
for the U.S. Court of Appeals for the Second Circuit, sitting by designation.
Heather M. Bauman (“Bauman”) appeals the district court’s order affirming
an administrative law judge’s (“ALJ”) denial of her applications for Disability
Insurance Benefits (“DIB”) and Supplemental Security Income (“SSI”). On
appeal, Bauman contends that the ALJ erred by (1) improperly invoking the
presumption of continuing non-disability and adopting the prior ALJ’s findings at
step two, step three and step five; (2) improperly rejecting Bauman’s subjective
complaints; (3) improperly evaluating medical opinion evidence; and (4) failing to
develop the record.
We have jurisdiction pursuant to 28 U.S.C. § 1291. We review de novo a
district court’s decision to affirm the Social Security Administration’s
determination. Moore v. Comm’r of Soc. Sec. Admin., 278 F.3d 920, 924 (9th Cir.
2002). We “will disturb the denial of benefits only if the decision contains legal
error or is not supported by substantial evidence.” Lambert v. Saul, 980 F.3d 1266,
1270 (9th Cir. 2020) (quoting Tommasetti v. Astrue, 533 F.3d 1035, 1038 (9th Cir.
2008)). We affirm the district court.
The parties are familiar with the facts in this case, and we recount them only
as necessary to explain our decision.
1. Bauman was denied disability benefits by an ALJ on February 1, 2017.
Bauman reapplied for DIB and SSI in January 2018. Pursuant to Chavez v. Bowen,
2
844 F.2d 691, 693 (9th Cir. 1988), and Acquiescence Ruling 97-4(9), a prior
adjudication creates a presumption of continuing non-disability for the period
under adjudication unless the claimant shows that there are “changed
circumstances.” The ALJ held that the Chavez presumption was “rebutted only in
a threshold sense by addition of some new non-severe impairments and non-
medically determinable impairments.” However, the ALJ found that Bauman had
not produced new and material evidence of worsened impairments. The ALJ
therefore adopted many of the prior ALJ’s findings in the subsequent five-step
sequential evaluation pursuant to Acquiescence Ruling 97-4(9).
Substantial evidence supports the ALJ’s conclusion that there were not
material changes in Bauman’s condition since the prior adjudication. Bauman cites
updated medical evidence, but there is also evidence in record, discussed by the
ALJ, indicating that her condition did not materially changed since the prior
decision. “If the evidence ‘is susceptible to more than one rational interpretation, it
is the ALJ’s conclusion that must be upheld.’” Ford v. Saul, 950 F.3d 1141, 1154
(9th Cir. 2020) (quoting Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005));
Andrews v. Shalala, 53 F.3d 1035, 1039 (9th Cir. 1995) (“The ALJ is responsible
for resolving conflicts in medical testimony[.]”). We therefore conclude that
substantial evidence supports the ALJ’s conclusions that there were no material
3
changes in Bauman’s condition relevant to its analysis at step two, step three and
step five.
2. The ALJ provided “specific, clear, and convincing” reasons for rejecting
Bauman’s subjective testimony. Lambert, 980 F.3d at 1277 (quoting
Brown-Hunter v. Colvin, 806 F.3d 487, 488–89 (9th Cir. 2015)). After addressing
Bauman’s testimony in detail, the ALJ reasonably concluded that Bauman’s
subjective allegations were at odds with her clinical examinations and other
objective evidence in the record.
3. Substantial evidence supports the ALJ’s assessment of Nurse Practitioner
Ashley Christensen’s letter. As the ALJ noted, Christensen’s brief statement
lacked any supportive objective explanation, indicated only short-term constraints,
and contradicted findings made by the State agency medical consultants.
4. An ALJ’s obligation to develop the record “is triggered only when there
is ambiguous evidence or when the record is inadequate to allow for proper
evaluation of the evidence.” Ford, 950 F.3d at 1156 (quoting Mayes v. Massanari,
276 F.3d 453, 459–60 (9th Cir. 2001)). No such showing has been made.
Furthermore, Bauman’s attorney at the hearing never asked the ALJ to obtain
medical expert testimony, even though a medical expert was on standby to testify if
required.
4
AFFIRMED.
5
Plain English Summary
FILED NOT FOR PUBLICATION APR 3 2024 UNITED STATES COURT OF APPEALS MOLLY C.
Key Points
01FILED NOT FOR PUBLICATION APR 3 2024 UNITED STATES COURT OF APPEALS MOLLY C.
02O’MALLEY, Commissioner of Social Security, Defendant-Appellee.
03Goeke, Magistrate Judge, Presiding Submitted March 29, 2024** Seattle, Washington Before: W.
04* This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3.
Frequently Asked Questions
FILED NOT FOR PUBLICATION APR 3 2024 UNITED STATES COURT OF APPEALS MOLLY C.
FlawCheck shows no negative treatment for Heather Bauman v. Martin O'Malley in the current circuit citation data.
This case was decided on April 3, 2024.
Use the citation No. 9490470 and verify it against the official reporter before filing.