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No. 9505943
United States Court of Appeals for the Ninth Circuit
Friends of the Inyo v. Usfs
No. 9505943 · Decided May 21, 2024
No. 9505943·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
May 21, 2024
Citation
No. 9505943
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
FRIENDS OF THE INYO; No. 23-15492
WESTERN WATERSHEDS
PROJECT; CENTER FOR D.C. No.
BIOLOGICAL DIVERSITY; 2:21-cv-01955-
SIERRA CLUB, KJM-KJN
Plaintiffs-Appellants,
v. OPINION
UNITED STATES FOREST
SERVICE; LEEANN MURPHY,
Defendants-Appellees,
KORE MINING, LTD.,
Intervenor-Defendant-
Appellee.
Appeal from the United States District Court
for the Eastern District of California
Kimberly J. Mueller, Chief District Judge, Presiding
Argued and Submitted August 24, 2023
San Francisco, California
Filed May 21, 2024
2 FRIENDS OF THE INYO V. USFS
Before: Patrick J. Bumatay, Lucy H. Koh, and Roopali H.
Desai, Circuit Judges.
Opinion by Judge Desai;
Dissent by Judge Bumatay
SUMMARY *
Environmental Law
The panel reversed the district court’s summary
judgment in favor of the U.S. Forest Service and KORE
Mining Ltd. in an action brought by environmental groups
challenging the Forest Service’s approval of the Long Valley
Exploration Drilling Project, a mineral exploration project
on land in the Inyo National Forest in California.
An agency can comply with the National Environmental
Policy Act’s environmental requirements by invoking a
Categorical Exclusion (“CE”) to avoid preparing an
Environmental Impact Statement or an Environmental
Assessment, two of which are at issue here: CE-6, which
allows timber stand or wildlife habitat improvement
activities that do not use herbicides or require more than 1
mile of low standard road construction; and CE-8, which
allows certain short-term mineral, energy, or geophysical
investigations and their incidental support activities.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
FRIENDS OF THE INYO V. USFS 3
The parties disputed whether the Forest Service
regulation enumerating CEs, 36 C.F.R. § 220.6, allowed the
Forest Service to combine two CEs to approve a proposed
action, where no single CE could cover the proposed action
alone.
The panel held that the two-phase Project was a single
proposed action. The Forest Service properly analyzed the
Project as one proposed action because Forest Service
regulations prohibit artificially bifurcating reclamation from
a proposed plan of operations, and all parties treated
KORE’s mineral exploration and reclamation as one
proposal.
Neither CE-6 nor CE-8 alone could cover the proposed
action. The plain language of the regulation, and its history,
structure, and purpose, supported finding that § 220.6
prohibited combining CEs, where no single CE could cover
a proposed action alone. The panel held that the Forest
Service’s error in combining CE-6 and CE-8 was not
harmless, and remanded for district court to enter summary
judgment on behalf of plaintiffs, vacating the agency’s
decision.
Dissenting, Judger Bumatay would hold that any error in
applying the CEs here was harmless because the Project
would disturb less than an acre of land and no one has
identified any significant impact on the environment.
4 FRIENDS OF THE INYO V. USFS
COUNSEL
Roger Flynn (argued), Western Mining Action Project,
Lyons, Colorado; Talasi B. Brooks, Western Watersheds
Project, Boise, Idaho; for Plaintiffs-Appellants.
Ezekiel Peterson (argued), Tyler M. Alexander, and Robert
P. Stockman, Assistant United States Attorneys; Todd Kim,
Assistant Attorney General; United States Department of
Justice, Environment and Natural Resources Division,
Washington, D.C.; Jamie Rosen, Attorney, United States
Department of Agriculture, Office of General Counsel,
Washington, D.C.; for Defendants-Appellees United States
Forestry Service and Leeann Murphy.
Kerry Shapiro (argued), Daniel Quinley, and Lena Streisand,
Jeffer Mangels Butler & Mitchel LLP, San Francisco,
California, for Intervenor-Defendant-Appellee Kore Mining
LTD.
FRIENDS OF THE INYO V. USFS 5
OPINION
DESAI, Circuit Judge:
In 2021, the United States Forest Service approved the
Long Valley Exploration Drilling Project (the “Project”), a
mineral exploration project on land in the Inyo National
Forest. Plaintiffs Friends of the Inyo, Western Watersheds
Project, Center for Biological Diversity, and Sierra Club
(collectively, “Friends”) sued under the National
Environmental Policy Act (“NEPA”), arguing that it was
unlawful for the United States Forest Service (“Forest
Service”) to approve the Project by combining two
categorical exclusions, when neither one alone could justify
approval of the Project. KORE Mining Ltd. (“KORE”), the
entity that proposed the Project, intervened as a defendant.
The district court granted summary judgment in favor of the
Forest Service and KORE and denied Friends’ motion for
summary judgment. For the reasons discussed below, we
reverse the decision of the district court.
BACKGROUND
I. National Environmental Policy Act
“Congress enacted NEPA to establish a national policy
for the environment.” Mountain Cmtys. for Fire Safety v.
Elliott, 25 F.4th 667, 674 (9th Cir. 2022). NEPA requires
federal agencies to perform environmental analysis before
taking any “major Federal actions significantly affecting the
quality of the human environment.” Env’t Prot. Info. Ctr. v.
Carlson, 968 F.3d 985, 987–88 (9th Cir. 2020) (quoting Ctr.
for Biological Diversity v. Salazar, 706 F.3d 1085, 1094 (9th
Cir. 2013)). NEPA “does not mandate particular results,” but
“imposes only procedural requirements to ensure that the
6 FRIENDS OF THE INYO V. USFS
agency, in reaching its decision, will have available, and will
carefully consider, detailed information concerning
significant environmental impacts.” Id. at 988 (quoting
Winter v. Nat. Res. Def. Council, 555 U.S. 7, 23 (2008)). An
agency can comply with NEPA in three ways: (1) it can
prepare an Environmental Impact Statement (“EIS”); (2) it
can prepare an Environmental Assessment (“EA”); or (3) it
can invoke a Categorical Exclusion (“CE”) to avoid
preparing an EIS or EA. Id. This case involves the invocation
of CEs.
CEs represent a “more expedited track available for a
limited set of agency actions . . . ‘that normally do not have
a significant effect on the human environment.’” Earth
Island Inst. v. Muldoon, 82 F. 4th 624, 632 (9th Cir. 2023)
(quoting 40 C.F.R. § 1501.4(a)). Invoking an exclusion
allows an agency to avoid preparing an EIS or EA so long as
no “extraordinary circumstances” indicate that the action
will nonetheless have a significant environmental effect. Id.
To approve a project using a CE, the Forest Service must
issue a “decision memo” supported by a project record or
case file. § 220.6(e).
The Forest Service promulgated 25 categories of CEs in
36 C.F.R. § 220.6(e). Two CEs are at issue here: (1) CE-6
allows “[t]imber stand and/or wildlife habitat improvement
activities that do not include the use of herbicides or do not
require more than 1 mile of low standard road construction,”
36 C.F.R. § 220.6(e)(6) (“CE-6 (habitat improvement)”);
and (2) CE-8 allows “[s]hort-term (1 year or less) mineral,
energy, or geophysical investigations and their incidental
support activities that may require cross-country travel by
vehicles and equipment, construction of less than 1 mile of
low standard road, or use and minor repair of existing roads,”
FRIENDS OF THE INYO V. USFS 7
Id. § 220.6(e)(8) (“CE-8 (mineral operations less than 1
year)”).
II. Mining Activities on Forest Service Administered
Land
The General Mining Law of 1872 confers a statutory
right to prospect, explore, and mine minerals on certain
public lands, including National Forests. 30 U.S.C. § 22,
amended by Surface Resources Act of 1955, 30 U.S.C.
§ 612; 16 U.S.C. § 482. Such activities, known as
“operations,” must be “conducted so as to minimize adverse
environmental impacts on National Forest System surface
resources.” 36 U.S.C. § 228.1. “Operations” are defined as
“[a]ll functions, work, and activities in connection with
prospecting, exploration, development, mining or
processing of mineral resources and all uses reasonably
incident thereto . . . .” § 228.3(a).
Under the Forest Service’s mineral regulations, any
person proposing “operations which might cause significant
disturbance of surface resources” must file “a notice of intent
to operate” with the Forest Service District Ranger with
jurisdiction over the operations area. 36 C.F.R. § 228.4. If
the District Ranger finds that any operation will likely cause
“significant disturbance of surface resources,” the operator
must submit a “proposed plan of operations” to the Forest
Service for approval. 36 C.F.R. § 228.4. No operations can
be conducted until a plan of operations is approved. 36
C.F.R. § 228.4.
A plan of operations must provide, among other things,
a description of how the operations will be conducted and
the “measures to be taken to meet the requirements for
environmental protection in § 228.8.” 36 C.F.R. § 228.4. In
turn, § 228.8, titled “[r]equirements for environmental
8 FRIENDS OF THE INYO V. USFS
protection,” requires an operator to “reclaim the surface
disturbed in operations by such measures as will prevent or
control . . . damage to the environment and forest services
including . . . reshaping and revegetation of disturbed areas”
and “rehabilitation of fisheries and wildlife habitat.”
228.8(g), (g)(4)–(5). Once the Forest Service receives an
operator’s proposed plan of operations, the agency must
complete “an environmental analysis in connection with
[the] proposed operating plan” to “determine whether an
environmental statement is required.” § 228.4(f), (a)(4), (b);
§ 228.5(a)–(b).
III. The Long Valley Exploration Drilling Project
East of Mammoth Lakes, California, there is a wide
expanse of public land covered by shrubs and small trees
within the Inyo National Forest. The Long Valley
Exploration Drilling Project is a proposed mineral
exploration project on this Forest Service-managed land.
The Project would proceed in two phases. The approved Plan
of Operations would first allow KORE to build 12 temporary
drilling pads in the Project area, which would be used for
one year or less. Then, for up to three years after drilling,
experts would monitor and tend to the Project area to ensure
environmental rehabilitation is successful.
Each drilling pad would include up to 3 core, angle
borings, which will reach depths from about 580 to 1,424
feet. KORE would use existing public roads and build up to
.32 miles of temporary access roads for the Project. Between
the temporary roads and drilling pads, KORE estimates the
Project would directly disturb about .82 acres within the
Project area. Friends allege that the Project’s impact will be
much larger because construction will be scattered
throughout the Project area and will disrupt the region with
FRIENDS OF THE INYO V. USFS 9
loud noises and visual intrusions. The parties also dispute
whether the Project’s drill depths will reach or disrupt the
regional ground water aquifer.
IV. Procedural Background
KORE began investigating the Project in 2019. The
proposed site was 1,848 acres in Mono County, where other
entities bored hundreds of holes in previous explorations in
the 1980s and 1990s. Although the previous holes only
reached a few hundred feet, KORE believed that deeper
exploration, which had previously not been technically
possible, could be fruitful. KORE proposed drilling fewer,
deeper holes in the periphery of the same area. KORE would
then refill the holes without extracting any resources.
KORE submitted a required notice of intent to the Forest
Service in the summer of 2020. The Forest Service requested
a more detailed plan of operations because KORE’s
“proposed mining activities” were “likely to cause
significant disturbance of surface resources.” KORE
prepared and submitted a plan of operations that summer.
Initially, the Forest Service determined that KORE needed
to prepare an EA to assess the Project’s environmental
impact. In a July 2020 letter to KORE, the Forest Service
concluded: “Our initial review of the Plan of Operation
indicates that an Environmental Assessment will need to be
completed for this project.”
In August 2020, KORE sent a letter to the Forest Service
objecting to the need for NEPA review. KORE wrote that it
was “hopeful that [the Forest Service] can help [KORE] get
through this initial exploration stage on a quicker timeline.”
In an email to KORE in November 2020, the Forest Service
informed KORE that the agency was “trying to fit the project
into a Categorical Exclusion for the NEPA process . . . .”
10 FRIENDS OF THE INYO V. USFS
The same day, the Forest Service reversed course, informing
KORE that NEPA review was unnecessary because the
Project could be approved via CE-8 (mineral operations less
than 1 year).
On January 2, 2021, the Forest Service listed the Project
“as a proposal on the Inyo National Forest Schedule of
Proposed Actions (SOPA).” The Forest Service solicited
public comment on the proposed Project and received over
1,500 comments. Commenters raised “potential impacts to
tourism, wildlife, cultural resources, water quality and
recreation.” Many comments warned that the Project could
disrupt several species in and around the Project area.
Among these were objections to the Project based on
potential disruption to the Bi-State sage-grouse and the
Owens Tui Chub. The Bi-State sage grouse is a ground
nesting bird recognized by the Forest Service as a Species of
Conservation Concern. Commentors expressed concerns
that the Project would allow destruction of the sage grouse’s
habitat and lead to disruption of mating and nesting. The
Owens Tui Chub is an endangered species of fish. Although
the Project area does not contain surface water, two
populations of endangered chub live near the Project area
and depend on groundwater. The Forest Service received
many comments expressing concern that the Project would
impact ground and surface waters. Commentors also
objected to the Forest Service’s reliance on CE-8 (mineral
operations less than 1 year) because the Project’s
reclamation period would take up to three years, and thus the
Project could not be completed within one year.
After receiving public comments, in July 2021, the
Forest Service altered its analysis of the Project. In the
agency’s draft Public Involvement Scoping Summary
Report, the Forest Service acknowledged that commentors
FRIENDS OF THE INYO V. USFS 11
were concerned that the Project could not be approved using
CE-8 (mineral operations less than 1 year) because “some
activities would continue beyond one year, particularly
monitoring and re-seeding as necessary, and other habitat
restoration activities.” The Forest Service stated that “[t]hese
concerns were considered” and, ultimately, the agency
“add[ed] another CE category to cover the minor activities
that may occur to support rehabilitation, which may include
additional seeding or planting vegetation, and leaving fences
in place around revegetated areas.”
Internally, Forest Service Environmental Coordinator
Erin Noesser shared an updated version of a draft decision
memo approving the Project. The updated memo relied on a
combination of CE-6 and CE-8 to approve the Project
without an EA or EIS. She explained in an internal email: “I
added the new CE category and an explanation, so see if you
think it’s logical. I’m sending it to our attorneys and NEPA
people today to look at that section, so they may ask for some
changes if they don’t like it.” The updated memo relied on
a combination of CE-6 and CE-8 to approve the Project
without an EA or EIS. It concluded that “[r]eclamation
activities that do not involve grading, or major ground
disturbance may continue past one year as needed for
satisfactory reclamation” and “fall under support activities
necessary for mineral exploration.” A redlined note in the
draft explained that the Forest Service District Ranger was
approving the project under an additional CE, CE-6 (habitat
improvement), because “I want to be sure that I explicitly
acknowledge that these restoration activities may take more
than one year and that we have analyzed both the positive
and negative impacts of the restoration activities.”
After these drafts, the Forest Service formally approved
the Project in a final decision memo. The decision memo
12 FRIENDS OF THE INYO V. USFS
continued to rely on the combination of two CEs, but it
reversed its description of the Project’s reclamation plan,
finding that post-one-year reclamation efforts “are not
support activities necessary for mineral exploration.” As
approved, the Project was divided into two phases. In phase
one, covered by CE-8 (mineral operations less than 1 year),
KORE will complete its mineral exploration and initial site
reclamation. Phase one will last one year, and at the end of
the one-year period, all equipment will be removed, and
exploration activities will be complete. In phase two,
covered by CE-6 (habitat improvement), for up to three years
after phase one, experts will monitor and tend to the Project
area to ensure revegetation is successful.
The Forest Service found that the Project’s plan of
operations would avoid any significant effects on the
environment. The final decision memo concluded that
“impacts to the [sage grouse], should they be present, would
be minor and temporary,” and “will not result in any impacts
to the species that would affect their viability within the
Project area or the Inyo National Forest.” It found that
drilling may cause “physiological stress, reduced foraging
success, and exposure to higher predation rates,” but that,
with the implementation of avoidance and minimization
measures, any impact would be “short-term and spatially
limited.” The decision memo also evaluated risks to
groundwater and concluded based on a historical
groundwater analysis that “there is a very low potential for
any effect to surface or groundwater quality or quantity from
this exploration project.”
Friends sued the Forest Service after it approved the
Project, alleging that the Forest Service violated NEPA by
approving the Project using a combination of two CEs where
neither CE alone could be invoked to avoid an EIS or EA.
FRIENDS OF THE INYO V. USFS 13
Both sides moved for summary judgment. The district court
granted the Forest Service and KORE’s motions for
summary judgment and denied Friends’ motion for summary
judgment. Friends appealed to this court.
STANDARD OF REVIEW
A district court’s grant of summary judgment is reviewed
de novo. 350 Mont. v. Haaland, 50 F.4th 1254, 1263 (9th
Cir. 2022). We review NEPA claims under the standards set
forth in the Administrative Procedure Act and must set aside
agency action if we find it to be “arbitrary, capricious, an
abuse of discretion, or otherwise not in accordance with
law.” Idaho Sporting Cong., Inc. v. Rittenhouse, 305 F.3d
957, 964 (9th Cir. 2002) (citing 5 U.S.C. § 706). Arbitrary
and capricious review is “highly deferential” and presumes
that the agency action is valid if “a reasonable basis exists”
for the agency’s decision. Ranchers Cattlemen Action Legal
Fund v. U.S. Dep’t of Agric., 499 F.3d 1108, 1115 (9th Cir.
2007). But we defer to an agency’s decision only if it is
“fully informed and well-considered,” Save the Yaak Comm.
v. Block, 840 F.2d 714, 717 (9th Cir. 1988) (quoting Jones
v. Gordon, 792 F.2d 821, 828 (9th Cir. 1986)), and our
review is limited to “the grounds that the agency invoked
when it took the action.” Michigan v. EPA, 576 U.S. 743,
758 (2015).
ANALYSIS
The parties dispute whether the Forest Service regulation
enumerating CEs, 36 C.F.R. § 220.6, allows the Forest
Service to combine two CEs to approve a proposed action,
where no single CE could cover the proposed action alone.
To answer this question, we must define the scope of the
proposed action here, then decide whether the Forest Service
properly combined CE-6 and CE-8. Based on the plain
14 FRIENDS OF THE INYO V. USFS
language of § 220.6, we hold that the two-phase Project was
a single proposed action, and that § 220.6 prohibits
combining two CEs, when neither CE would cover a
proposed action alone.
I. The Project is a single proposed action.
We first define the scope of the proposed action
considered by the Forest Service. Under § 220.6, “A
proposed action may be categorically excluded from further
analysis and documentation in an EIS or EA only if there are
no extraordinary circumstances related to the proposed
action and if . . . [t]he proposed action is within a category
listed in § 220.6(d) and (e).” Section 220.6 thus requires
NEPA compliance for each “proposed action” considered by
the agency. Here, the agency evaluated the two-phase
Project as a single proposed action. The Forest Service
properly analyzed the Project as one proposed action
because Forest Service regulations prohibit artificially
bifurcating reclamation from a proposed plan of operations.
Forest Service NEPA regulations do not define
“proposed action.” 36 C.F.R. § 220.6. However, the term
“proposed action” must be read alongside the Forest
Service’s mineral regulations, which establish that
reclamation cannot be bifurcated from other mineral
exploration efforts. Specifically, the mineral regulations
govern mineral exploration “operations.” 36 C.F.R. pt.
228.3(a). Operations encompass “[a]ll functions, work, and
activities in connection with” mineral exploration.
§ 228.3(a). This definition necessarily includes reclamation
because mineral operations are required under § 228.8 to
meet certain environmental protection procedures, including
revegetation and wildlife habitat rehabilitation. § 228.8(g).
In fact, operators must submit a “proposed plan of
FRIENDS OF THE INYO V. USFS 15
operations” to the Forest Service that describes “measures to
be taken to meet the requirements for environmental
protection in § 228.8,” § 228.4(c)(3), and the Forest Service
must then review the plan’s environmental impact,
§§ 228.4(a)(4), (b), 228.5(a)–(b). The Forest Service thus
necessarily reviews mineral exploration and reclamation as
a single proposed project. Under this framework, in the
mineral exploration context, the “proposed action” is the
proposed plan of operations as a whole—not its component
parts. The entire Project is thus subject to NEPA review, and
KORE’s proposed plan of operations must fit within “a
category” of CE under § 220.6.
That KORE’s plan of operations was a single proposed
action is further evidenced by the fact that all parties treated
KORE’s mineral exploration and reclamation as one
proposal, not piecemeal proposals. For example, KORE
described the Project in its plan of operations as comprising
both exploration and remedial activities. And throughout the
approval process, the Forest Service and KORE presented
one Project to the public for comment and referred to the
Project as the proposed action in letters, announcements,
reports, internal documents, and the plan of operations itself.
The Forest Service’s final decision memo then ultimately
approved KORE’s plan of operations as a single proposal.
The record thus shows that the Forest Service and KORE
understood the Project to be a single action. Indeed, at oral
argument, the Forest Service agreed that it had approved a
single proposed action to be completed in two phases.
Although the agency’s final decision memo divided the
Project into two phases, the Forest Service considered the
entire Project as the proposed action by conducting a single
analysis of the potential extraordinary circumstances related
to the Project. Because the agency considered only the
16 FRIENDS OF THE INYO V. USFS
combined effect of the action, we must accept the agency’s
treatment of the entire Project as the proposed action in our
analysis. See Ctr. for Biological Diversity v. U.S. Fish &
Wildlife Serv., 33 F.4th 1202, 1223 (9th Cir. 2022) (“It is
black-letter law ‘that an agency’s action may not be upheld
on grounds other than those relied on by the agency.’”
(quoting Nat’l R.R. Passenger Corp. v. Bos. & Me. Corp.,
503 U.S. 407, 420 (1992))). 1
We thus hold that the Project was a single proposed
action.
II. Neither CE-6 nor CE-8 alone could cover the
proposed action.
The parties agree that neither CE applied by the Forest
Service covers the Project alone. CE-8 applies to “[s]hort-
term (1 year or less) mineral, energy, or geophysical
investigations and their incidental support activities.” 36
C.F.R. § 220.6(e)(8). But the proposed action, which
includes two phases, exceeds one year. The decision memo
found that after reclamation activities occur for “up to one
year,” the “minimum monitoring time” for the rehabilitation
1
To hold otherwise would require us to define the proposed action
differently at different points in the regulation. The proposed action
evaluated for a categorical exclusion must be the same proposed action
evaluated for extraordinary circumstances. See 36 C.F.R. § 220.6 (“A
proposed action may be categorically excluded from further analysis and
documentation in an EIS or EA only if there are no extraordinary
circumstances related to the proposed action and if . . . [t]he proposed
action is within a category listed in § 220.6(d) and (e).” (emphasis
added)); Prieto-Romero v. Clark, 534 F.3d 1053, 1061 n.7 (9th Cir.
2008) (“[W]ords or phrases are presumed to have the same meaning
when used in different parts of a statute.” (internal quotation marks
omitted)). Not even the Forest Service asks us to reach this inconsistent
result.
FRIENDS OF THE INYO V. USFS 17
phase is three years. For its part, CE-6 applies to “[t]imber
stand and/or wildlife habitat improvement activities.” 36
C.F.R. § 220.6(e)(6). It cannot cover the full Project because
phase one includes drilling and exploratory activities that are
not remedial in nature. Both the Forest Service and KORE
thus argue only that each phase of the Project could be
covered by a different CE, not that one of the CEs applied
by the Forest Service was sufficient alone.
III. Section 220.6 prohibits combining CEs to approve
a proposed action.
Because both phases of the Project are a single proposed
action and the parties do not dispute the scope of either
exclusion, we must decide whether the agency properly
combined CE-6 (habitat improvement) and CE-8 (mineral
operations less than 1 year) to approve the proposed action.
We hold that 36 C.F.R. § 220.6 unambiguously prohibits
combining CEs to approve a proposed action, where no
single CE could cover the proposed action alone.
“Regulations are interpreted according to the same rules
as statutes, applying traditional rules of construction.”
Mountain Cmtys. for Fire Safety, 25 F.4th at 676 (quoting
Minnick v. Comm’r of Internal Revenue, 796 F.3d 1156,
1159 (9th Cir. 2015)). “Our ‘legal toolkit’ includes careful
examination of ‘the text, structure, history, and purpose of a
regulation.’” Amazon.com, Inc. v. Comm’r of Internal
Revenue, 934 F.3d 976, 984 (9th Cir. 2019) (quoting Kisor
v. Wilkie, 139 S. Ct. 2400, 2415 (2019)). “But, of course, ‘the
starting point of our analysis must begin with the language
of the regulation.’” Mountain Cmtys. for Fire Safety, 25
F.4th at 676 (quoting Wards Cove Packing Corp. v. Nat’l
Marine Fisheries Serv., 307 F.3d 1214, 1219 (9th Cir.
2002)). Both the plain language of the regulation, and its
18 FRIENDS OF THE INYO V. USFS
history, structure, and purpose, support finding that § 220.6
prohibits combining CEs, where no single CE could cover a
proposed action alone. 2
A. The text of § 220.6 prohibits the Forest Service
from combining CEs to approve a proposed
action when no CE alone is sufficient.
The plain text of § 220.6 prohibits the Forest Service
from combining CEs to approve a proposed action when no
CE alone is sufficient. That regulation provides:
A proposed action may be categorically
excluded from further analysis and
documentation in an EIS or EA only if there
are no extraordinary circumstances related to
the proposed action and if: (1) The proposed
action is within one of the categories
established by the Secretary at 7 CFR part
1b.3; or (2) The proposed action is within a
category listed in § 220.6(d) and (e).
36 C.F.R. § 220.6(a). This language uses singular nouns: “a
proposed action” may be categorically excluded if “the
proposed action” is “within a category.” Id. (emphasis
added). In other words, the regulation’s language indicates
2
The Forest Service concedes that Auer deference does not apply here.
Under Auer, if a regulation is genuinely ambiguous, we defer to the
agency’s reasonable interpretation of its own regulation. Auer v.
Robbins, 519 U.S. 452, 461 (1997). But we only defer to interpretations
that are “the agency’s ‘authoritative’ or ‘official position,’ rather than
any more ad hoc statement not reflecting the agency’s views.” Kisor, 139
S. Ct. at 2416 (quoting United States v. Mead, 533 U.S. 218, 237–38 &
n.6 (2001)). The Forest Service agrees it made no such authoritative
statement here.
FRIENDS OF THE INYO V. USFS 19
that a single “proposed action” must fall within a single
“category” for it to be categorically excluded. As explained
in Niz-Chavez v. Garland, the “decision to use the indefinite
article ‘a’” is evidence of intent to use a term “as a discrete,
countable thing.” 141 S. Ct. 1474, 1480 (2021) (considering
the ordinary meaning of a statute governing the stop-time
rule, and reasoning: “To an ordinary reader . . . ‘a’ notice
would seem to suggest just that: ‘a’ single document
containing the required information, not a mishmash of
pieces with some assembly required”); see also United
States v. Randall, 34 F.4th 867, 876 (9th Cir. 2022) (finding
that the “phrasing ‘an offense’” is a “singular construction”
that “tells us that each ‘offense’ requires a separate
assessment” (emphasis in original)), cert. denied, 143 S. Ct.
1061 (2023). There, like here, if the statute had “meant to
endow the government with the flexibility it supposes” it
could have indicated so. Niz Chavez, 141 S. Ct. at 1480. We
thus credit the singular construction of § 220.6.
The canon of statutory construction that “singulars
normally include plurals,” codified by Congress in the
Dictionary Act, does not render this singular construction
plural. Schott v. Comm’r, 319 F.3d 1203, 1206 (9th Cir.
2003). Although the Act tells us to assume “words importing
the singular include and apply to several persons, parties, or
things” unless the statutory context indicates otherwise, 1
U.S.C. § 1, it “does not transform every use of the singular
‘a’ into the plural ‘several.’ Instead, it tells us only that a
statute using the singular ‘a’ can apply to multiple persons,
parties, or things.” Niz-Chavez, 141 S. Ct. at 1482. 3
3
Moreover, “[o]n the rare occasions when we have relied on this rule,
doing so was ‘necessary to carry out the evident intent of the statute,’”
20 FRIENDS OF THE INYO V. USFS
Section 220.6(a)’s singular language is also consistent
with the rest of the Section. When the Forest Service applies
a CE enumerated in Subsection 220.6(e), it must prepare a
decision memo that includes the “rationale for using the
category.” 36 C.F.R. § 220.6(f)(2)(ii). And when “more than
one category could have been used,” the decision memo
must explain “why the specific category was chosen.” Id.
Thus, though § 220.6 lists multiple exclusions, it explicitly
directs the agency to explain why it picked the chosen
category.
Although § 220.6(a)(2)’s “within a category” language
is different from § 220.6(a)(1)’s directive that the proposed
action must be “within one of the categories established” by
7 C.F.R. 1b.3, 36 C.F.R. § 220.6(a), neither subsection
permits the agency to combine CEs when no CE alone could
cover a proposed action. The “a category” language is
instead consistent with this court’s finding that CEs “may
overlap” and more than one CE may apply to one set of facts.
See Mountain Cmtys. for Fire Safety, 25 F.4th at 680 & n.9
(“[I]n selecting a CE for a project, the Forest Service only
needs to cite and rely on one CE, even if other CEs may
apply.”). But the proposed action must be covered by the
chosen exclusion. In short, even if the dissent were correct
that “one” and “a” have different meanings, neither allows
the agency to combine CEs. Section 220.6(a)’s language
thus establishes that exclusions cannot be combined to
United States v. Hayes, 555 U.S. 415, 422 n.5 (2009) (quoting First Nat.
Bank in St. Louis v. Missouri, 263 U.S. 640, 657 (1924)). Reading
§ 220.6(a)’s singular language to include plurals is not necessary to carry
out the regulation’s intent—in fact, as discussed below, it would serve
only to circumvent NEPA’s procedural requirements and would thus
contradict NEPA’s intent.
FRIENDS OF THE INYO V. USFS 21
approve a proposed action, where no single CE could cover
the project alone.
B. The history, structure, and purpose of § 220.6
lead to the same result.
Although the plain language of § 220.6 alone prohibits
the Forest Service from combining CEs, the structure,
history, and purpose of the Section further reinforce our
conclusion.
First, the history of § 220.6 shows that its CE categories
were intentionally enumerated independently, rather than as
a grab bag of combinable exclusions. In 1991, when the
Forest Service first proposed CE-6 (habitat improvement), it
stated that the previously existing CE, a broad “category of
low impact silvicultural activities,” would be separated into
“precise, clearly understood categories of proposed actions.”
National Environmental Policy Act Revised Policy and
Procedures, 56 Fed. Reg. 19720–21 (Apr. 29, 1991).
Accordingly, the Forest Service established four new
“categories of proposed actions” eligible for exclusion:
(1) Proposals to harvest or salvage timber
which remove one million board feet or less
of merchantable wood products; require one
mile or less of new road construction; assure
regeneration of harvested or salvaged areas,
where required; (2) Proposals to thin
merchantable timber from over-stocked
stands which require one mile or less of new
road construction; (3) Proposals to artificially
regenerate areas to native tree species,
including needed site preparation not
involving the use of pesticides; and
22 FRIENDS OF THE INYO V. USFS
(4) Proposals to improve vegetation or timber
conditions using approved silvicultural or
habitat management techniques, not
including the use of herbicides.
Id. at 19721. The Forest Service did not list these categories
of proposed actions as subcategories under a single CE.
Instead, it divided the prior exclusion into four new CEs, one
for each category of action. In doing so, the drafters clearly
intended for the Forest Service to consider each CE
independently. See id.; 36 C.F.R. § 220.6(e). Allowing the
Forest Service to combine CEs after the fact would
undermine this effort.
Second, the structure of § 220.6 shows that CEs cannot
be combined, where one CE alone cannot cover a proposed
action. Each CE is separately defined by the Section, and
many include time and space limitations that would be futile
if they could be duplicated or combined. E.g., 36 C.F.R.
§ 220.6(e)(3) (“Approval, modification, or continuation of
special uses that require less than 20 acres of NFS lands.”);
§ 220.6(e)(6) (“Timber stand and/or wildlife habitat
improvement activities that do not include the use of
herbicides or do not require more than 1 mile of low standard
road construction”); § 220.6(e)(8) (“Short-term (1 year or
less) mineral, energy, or geophysical investigations and their
incidental support activities”); § 220.6(e)(11) (“Post-fire
rehabilitation activities, not to exceed 4,200 acres”). Some
enumerated CEs also directly conflict with one another and
could not meaningfully be applied together. CE-23, for
example, permits “[r]oad management activities” on
National Forest Service roads, but “cannot include
construction or realignment.” 36 C.F.R. § 220.6(e)(23). But
CE-24 permits “[c]onstruction and realignment of up to 2
miles of NFS roads and associated parking areas.”
FRIENDS OF THE INYO V. USFS 23
§ 220.6(24). Combining these exclusions would undermine
their limits and violate the basic principle that “[a] statute or
regulation should be construed so that effect is given to all
its provisions, so that no part will be inoperative or
superfluous, void or insignificant.” Nacarino v. Kashi Co.,
77 F.4th 1201, 1210 (9th Cir. 2023) (quoting United States
v. Grandberry, 730 F.3d 968, 981–82 (9th Cir. 2013)).
Finally, the purpose of NEPA and § 220.6 also support
our holding that CEs may not be combined, where no one
CE could cover a proposed action alone. NEPA is a
procedural statute, but its mandates are a “basic national
charter for protection of the environment.” Ctr. for
Biological Diversity v. U.S. Forest Serv., 349 F.3d 1157,
1166 (9th Cir. 2003) (quoting Blue Mountains Biodiversity
Project v. Blackwood, 161 F.3d 1208, 1215–16 (9th Cir.
1998)). Under the regulations implementing NEPA, an
agency must “prepare an environmental assessment for a
proposed action that is not likely to have significant effects
or when the significance of the effects is unknown unless the
agency finds that a categorical exclusion (§ 1501.4) is
applicable or has decided to prepare an environmental
impact statement.” 40 C.F.R. § 1501.5(a). This requirement
ensures that agencies consider “detailed information
concerning significant environmental impacts.” See
Robertson v. Methow Valley Citizens Council, 490 U.S. 332,
349 (1989).
CEs are designed to streamline this process when a class
of proposed actions has been found to have little to no effect
on the environment. See Env’t Prot. Info. Ctr., 968 F.3d at
988. But when an agency applies CEs in a way that
circumvents NEPA’s procedural requirements and renders
the environmental impact of a proposed action unknown, the
purpose of the exclusions is undermined. That is the case
24 FRIENDS OF THE INYO V. USFS
here. The district court acknowledged the potentially
“absurd results” that might flow from allowing a patchwork
application of CEs to a single proposed action:
Consider a six-month mining exploration
project. On its own, the project may very well
have no “significant effect on the human
environment,” 40 C.F.R. 1501.4(a), and so it
might be excluded categorically under CE-8,
but if the Forest Service also planned to
relocate administrative and recreational
buildings under CE-21 and 22, see id.
§ 220.6(e)(21)–(22), to realign two miles of
the surrounding roads under CE-24, see id.
§ 220.6(e)(24), to widen other parts of the
surrounding roads and replace a bridge under
CE-23, see id. § 220.6(e)(23), to fell and sell
the surrounding trees under CE-12, see id.
§ 220.6(e)(12), to construct telephone and
utility lines under CE-2, see id. § 220.6(e)(2),
and to modify the course of a nearby stream
under CE-7, see id. § 220.6(e)(7), could the
Forest Service reasonably claim no
significant effects were expected? Or could
the Forest Service indefinitely extend a
supposedly “short-term” exploratory project
under CE-8 by approving a new six-month
project every six months?
That this is not such an extreme case does not nullify the
potential consequences of the rule moving forward. Any
project can be broken down into seemingly innocuous
independent acts. The fact that the Forest Service has found
CEs “normally do not have a significant effect on the human
FRIENDS OF THE INYO V. USFS 25
environment,” 40 C.F.R. 1508.1(d) (emphasis added), does
not mean they have no effect, and combining carefully
defined exclusions renders these calculated risks unknown.
The Forest Service asks us to adopt a view of categorical
exclusions that will swallow the protections of NEPA. We
decline to do such violence to NEPA’s procedural
safeguards. See Griffin v. Oceanic Contractors, Inc., 458
U.S. 564, 575 (1982) (“[I]nterpretations of a statute which
would produce absurd results are to be avoided if alternative
interpretations consistent with the legislative purpose are
available.”).
* * *
Based on the text, history, structure, and purpose of
§ 220.6, we thus conclude that the Forest Service cannot
combine categorical exclusions to approve a proposed
action, when no single CE would cover a proposed action
alone.
IV. The Forest Service’s error was not harmless.
Finally, the Forest Service and KORE suggest that, even
if we find that the agency erred by combining CE-6 and CE-
8, its failures were, at most, harmless error. Here, even
cursory review of the Forest Service’s actions demonstrates
the agency’s error was not harmless. “The harmless-error
analysis asks whether the failure to consult materially
impeded NEPA’s goals—that is, whether the error caused
the agency not to be fully aware of the environmental
consequences of the proposed action, thereby precluding
informed decisionmaking and public participation, or
otherwise materially affected the substance of the agency’s
decision.” Idaho Wool Growers Ass’n v. Vilsack, 816 F.3d
1095, 1104 (9th Cir. 2016). We have found harmless error
when an agency’s decision contains clerical or insubstantial
26 FRIENDS OF THE INYO V. USFS
errors. See, e.g., Cal. ex rel. Imperial Cnty. Air Pollution
Control Dist. v. U.S. Dep’t of the Interior, 767 F.3d 781, 794
(9th Cir. 2014) (declining to remand when an error was a
“scrivener’s error” and the necessary documents were
“plainly incorporated by reference”); Laguna Greenbelt,
Inc. v. U.S. Dep’t of Transp., 42 F.3d 517, 527 (9th Cir.
1994) as amended on denial of reh’g (Dec. 20, 1994)
(finding a “technical non-disclosure does not require
reversal” because “we must look to the ultimate harm NEPA
seeks to prevent: the risk of damage to the environment that
results if the agency fails to properly and thoroughly
evaluate the environmental impacts of a proposed project”).
But errors are not harmless if “they prevented a proper,
thorough, and public evaluation of the environmental impact
of [a] Project.” Lands Council v. Powell, 395 F.3d 1019,
1037 n.25 (9th Cir. 2005). In California Wilderness
Coalition v. U.S. Department of Energy, for example, an
agency failed to prepare an EIS or an EA, and we found its
proffered reasons for doing so were “not persuasive as a
matter of law and [were] not supported by the record.” 631
F.3d 1072, 1106 (9th Cir. 2011). Because the agency had not
“taken the requisite ‘hard look’ at the environmental
consequences” of the project, the error could not be
harmless. Id.
So too here. The Forest Service failed to prepare either
an EIS or an EA for the Project. And its proffered reason for
doing so—that it could combine two CEs to approve a
project that no single exclusion could cover—is
unpersuasive as a matter of law. The agency thus failed to
take the requisite “hard look” at the proposed action that
NEPA requires. Id. Because NEPA is a procedural regime
promulgated to ensure that federal agencies “carefully
consider . . . detailed information concerning significant
FRIENDS OF THE INYO V. USFS 27
environmental impacts,” Robertson, 490 U.S. at 349, we find
no support for the agency’s position that it is harmless to
wholly circumvent this process.
Where, as here, the agency completely fails to undertake
the required environmental analysis, conclusions about the
environmental impact of the under-evaluated project are
speculation. The fact that each CE represents a category of
actions that “normally do[es] not have a significant effect on
the human environment,” 40 C.F.R. § 1508.1(d), does not
undermine this conclusion. While the dissent quips that
“zero plus zero is zero,” this circular math assumes that
because the agency has found each category of risk
acceptable, their impact will not change when combined. As
set forth above, the sometimes-conflicting time and space
limitations in 220.6’s enumerated CEs undercut this
assumption. E.g., 36 C.F.R. § 220.6(e)(23) (allowing “[r]oad
management activities” on National Forest Service roads,
but not “construction or realignment”); § 220.6(24)
(allowing “[c]onstruction and realignment of up to 2 miles
of NFS roads and associated parking areas.”). The dissent’s
back-of-the-envelope math thus cannot replace the “hard
look” NEPA requires.
The dissent also attempts to cast the Forest Service’s lack
of analysis as a clerical error by concluding that the Forest
Service could have successfully proceeded with the same
project had it been formally divided into two proposed
actions. But as explained above, remediation cannot be
artificially bifurcated from mineral exploration. See 36
C.F.R. §§ 228.3(a), 228.8(g). Nor can this court speculate on
how experts may have evaluated each phase of the Project
independently. Michigan, 576 U.S. at 758 (explaining that
this court’s review is limited to “the grounds that the agency
invoked when it took the action.”). Given the decision memo
28 FRIENDS OF THE INYO V. USFS
itself suggests that the Forest Service believed that post one-
year reclamation activities may be needed for satisfactory
reclamation, 4 the agency’s misapplication of CEs was not
harmless.
CONCLUSION
In an earlier order, we reversed the district court’s order
denying Plaintiffs’ motion for summary judgment and
granting Defendants’ and Defendant-Intervenors’ motions
for summary judgment. We now remand for the district court
to enter summary judgment on behalf of Plaintiffs, vacating
the agency’s decision.
REVERSED and REMANDED with
INSTRUCTIONS. Defendants shall bear costs on appeal.
BUMATAY, Circuit Judge, dissenting:
Straddling California and Nevada, the Inyo National
Forest covers around two million acres of forest. Most of it
lies on the eastern slope of the Sierra Nevada Mountains,
offering spectacular views. The Inyo National Forest also
teems with wildlife. Among other species, it is home to the
Bi-State sage-grouse. The sage-grouse is a ground-nesting
bird famous for its mating dance. This sage-grouse
subpopulation exists in only five counties in Nevada and
three counties in California. Given its limited geographic
spread, the Bi-State sage-grouse is considered a “species of
4
In fact, an internal draft of the Forest Service’s decision memo
acknowledged that “restoration activities do fall under support activities
necessary for mineral exploration” and “would not be limited to one
year” under CE-8 (mineral operations less than 1 year).
FRIENDS OF THE INYO V. USFS 29
conservation concern,” though it is not classified as an
endangered or threatened species under federal law.
The Inyo National Forest is also potentially rich in
minerals. Under federal law, citizens have a right to explore
for mineral resources on public lands. See General Mining
Law of 1872, ch. 152, 17 Stat. 91 (codified as amended at 30
U.S.C. §§ 21–54). In the 1980s and 1990s, parts of the
Forest were explored, which included constructing roads and
drilling hundreds of cores. In 2020, KORE Mining Limited
sought to conduct additional mineral investigation at the
periphery of the prior mineral exploration site. This new
project would involve building twelve temporary drilling
pads. Each drill pad would be active for only three to twelve
days. Because roads already exist in the area, only 0.32
miles of new temporary access roads would need to be
constructed. The whole project would only impact about
0.82 acres out of the 2 million acres of the Forest. And to
mitigate concerns for the sage-grouse, the exploration will
begin after the sage-grouse breeding and nesting season ends
and will be prohibited in sage-grouse breeding grounds.
After completing the exploration, KORE would
immediately refill any bore holes and revegetate the drill
pads and temporary access roads with native seed mix. All
mineral exploration, from installing to removing the drilling
equipment, would be completed within one year. No actual
mining would be involved. This project would solely permit
mineral exploration. As shown below, the total disturbed
area would be minimal.
30 FRIENDS OF THE INYO V. USFS
After considering KORE’s proposal, the Forest Service,
which manages Inyo, added several requirements. To
minimize any environmental effects, the Forest Service will
require KORE to conduct a post-project restoration for
habitat improvement. The reclamation will require KORE
to re-seed, install sage-grouse friendly fences, monitor
revegetation, and pull weeds. If monitoring were to show
that revegetation was inadequate, the Forest Service would
mandate that KORE renew its reclamation efforts. And to
ensure adequate rehabilitation, the Forest Service will not
limit the reclamation phase to one year—it would take up to
three years.
After KORE agreed to these requirements, the Forest
Service approved the project. It did not conduct an
environmental impact statement or an environmental
assessment. Instead, after notifying the public and receiving
thousands of comments about the project, the Forest Service
issued an 18-page decision memo. This memo assessed that
the project fell within the regulatory definition of two
FRIENDS OF THE INYO V. USFS 31
categorical exclusions, thus alleviating the need for a more
extensive environmental analysis.
Friends of the Inyo and other environmental advocacy
groups challenge the Forest Service’s decision to allow
KORE to explore the park without an environmental impact
statement or assessment. While the district court affirmed
the Forest Service’s decision, the majority reverses. Given
that this project would disturb less than an acre of land and
no one has identified any significant impact on the
environment, any error made by the Forest Service was
harmless.
For this reason, I respectfully dissent.
I.
A.
The National Environmental Policy Act (“NEPA”)
requires agencies to conduct an environmental analysis
before taking any “major Federal actions significantly
affecting the quality of the human environment.” 42 U.S.C.
§ 4332(2)(C). Agencies have three ways to meet NEPA’s
requirements: (1) develop an environmental impact
statement, (2) prepare an environmental assessment, or
(3) invoke a categorical exclusion. Env’t Prot. Info. Ctr. v.
Carlson, 968 F.3d 985, 988 (9th Cir. 2020). The first two
methods require an agency to analyze a project’s impact on
the environment—with varying levels of detail. Compare 40
C.F.R. § 1508.1(h) (2020) (an “environmental assessment”
is a “concise public document”) with id. § 1508.1(j) (an
“environmental impact statement” is a “detailed written
statement”).
Of the three, a categorical exclusion is the least onerous
because it is limited to agency action that “normally do[es]
32 FRIENDS OF THE INYO V. USFS
not have a significant effect on the human environment.” Id.
§ 1508.1(d). This results in a “more expedited track” since
“an agency need not prepare an environmental assessment or
environmental impact statement for an action that it
concludes fits within the exclusion, so long as no
‘extraordinary circumstances’ indicate that the action will
nonetheless have a significant effect.” Earth Island Inst. v.
Muldoon, 82 F.4th 624, 632 (9th Cir. 2023) (quoting 40
C.F.R. § 1501.4(b)). Categorical exclusions free agencies to
focus on major projects that may result in a significant
environmental impact. See 48 Fed. Reg. 34263–66 (July 28,
1983); see also 40 C.F.R. § 1500.4(a) (2020) (requiring
agencies to use categorical exclusions when possible to
reduce excessive paperwork). We uphold an agency’s use
of a categorical exclusion whenever “the application of the
exclusions to the facts of the particular action is not arbitrary
or capricious.” Safari Club Int’l v. Haaland, 31 F.4th 1157,
1178–79 (9th Cir. 2022) (simplified).
Like other agencies, the Forest Service has promulgated
regulations governing its use of categorical exclusions.
Under its regulations, absent “extraordinary circumstances,”
“[a] proposed action may be categorically excluded from
further analysis and documentation in an [environmental
impact statement] or [environmental assessment] . . . if . . .
[t]he proposed action is within a category listed in § 220.6(d)
and (e).” 36 C.F.R. § 220.6(a)(2) (2020). The Forest Service
then promulgated 37 different categorical exclusions in
paragraphs (d) and (e). See id. § 220.6(d)–(e).
In this case, the Forest Service invoked two exclusions—
• Categorical Exclusion-8: The mining
exploration phase fell within the exclusion
for “[s]hort-term (1 year or less) mineral,
FRIENDS OF THE INYO V. USFS 33
energy, or geophysical investigations and
their incidental support activities.” Id.
§ 220.6(e)(8). The exclusion includes
projects that “require cross-country travel by
vehicles and equipment, construction of less
than 1 mile of low standard road, or use and
minor repair of existing roads.” Id.
• Categorical Exclusion-6: The revegetation
phase came within the exception for “wildlife
habitat improvement activities that do not
include the use of herbicides or do not require
more than 1 mile of low standard road
construction.” Id. § 220.6(e)(6).
The issue here is whether the Forest Service may invoke
two categorical exclusions for one project to avoid preparing
an environmental impact statement or assessment. Friends
of the Inyo and the other groups argue that it cannot and that
the Forest Service artificially bifurcated the project into two
to get around NEPA. The Forest Service and KORE counter
that the regulations do not preclude using two categorical
exclusions when a project has two distinct phases, as here.
As a textual matter, this question is a challenging one.
Recall that, under the regulation, a categorical exclusion is
appropriate if “[t]he proposed action is within a category
listed in § 220.6(d) and (e).” Id. § 220.6(a)(2). So we focus
on the meaning of “within a category.”
i.
Several reasons support reading the regulation as
permitting only one categorical exclusion.
34 FRIENDS OF THE INYO V. USFS
First, as the majority holds, § 220.6(a)(2) refers to “a
category” in the singular. Sometimes, a statute’s “singular
construction” is “significant” of meaning. United States v.
Randall, 34 F.4th 867, 876 (9th Cir. 2022). But, of course,
this isn’t dispositive.
Second, the term “within” gives us another clue.
Normally, when we say something is “within” another thing,
it is “inside” it. See Within, American Heritage Dictionary
(3d ed. 1996). Take a car. We wouldn’t say a car is “within”
a garage if half of it is sticking out onto the driveway. So an
action falling “within a category” naturally means that the
action falls wholly inside the category.
Third, construing § 220.6(a)(2) to require one category
offers a nice parallel with § 220.6(a)(1). Section 220.6(a)(1)
establishes another group of categorical exclusions for the
Forest Service, but expressly limits the agency to only “one”
exclusion. It permits a categorical exclusion if “[t]he
proposed action is within one of the categories established
by the Secretary at 7 CFR part 1b.3.” 36 C.F.R.
§ 220.6(a)(1) (2020). The Secretary then established seven
categories of activities, ranging from policy planning to
criminal law enforcement, that don’t require an
environmental assessment or impact statement. See 7 C.F.R.
§ 1b.3(a)(1)–(7). So reading both subparagraphs to allow
only one category would give them a parallel structure.
Fourth, the provision governing the Forest Service’s
“decision memos” on categorical exclusions contemplates
that the agency should explain “why the specific category
was chosen.” 36 C.F.R. § 220.6(f)(2)(ii) (emphasis added).
This is required even if “more than one category could have
been used.” Id. Again, this suggests only one category could
be used.
FRIENDS OF THE INYO V. USFS 35
And finally, the Forest Service did not appear to believe
it could use multiple categorical exclusions for one project
given its attempt to change § 220.6(a)’s language. See 84
Fed. Reg. 27544, 27546 (June 13, 2019). In 2019, the Forest
Service proposed an amendment to its NEPA regulations to
“clarify . . . that a proposed action may be categorically
excluded if it is within one or more of the categories” listed
in the regulations. Id. The proposed change sought to ensure
that “[w]here a proposed action consists of multiple
activities, and all of the activities that comprise the proposed
action fall within one or more [categorical exclusions], the
responsible official may rely on multiple categories for a
single proposed action.” Id. This proposed rule change was
not implemented, but it shows that the Forest Service did not
think it had the authority to bifurcate actions under the
existing regulation.
So the requirement that a “proposed action” fall “within
a category” may mean that the Forest Service can select only
one categorical exclusion for a proposed action.
ii.
But some persuasive arguments exist on the other side
too.
First, there’s the long-established rule of interpretation
that “singulars normally include plurals.” Schott v. Comm’r
of Internal Revenue, 319 F.3d 1203, 1206 (9th Cir. 2003).
This “rule is simply a matter of common sense and everyday
linguistic experience[.]” Antonin Scalia & Bryan A. Garner,
Reading Law: The Interpretation of Legal Texts 130 (2012).
After all, it would hang so much on the mere use of the
singular article “a” in § 220.6(a)(2). So we could read the
regulation’s text to mean that a “proposed action” is
excluded if it is “within categories listed.”
36 FRIENDS OF THE INYO V. USFS
Second, the adjacent § 220.6(a)(1) uses different
language. As stated above, it refers to “one of the
categories.” This more expressly limits the Forest Service to
picking one and only one category. That § 220.6(a)(2) uses
different language from § 220.6(a)(1) may signify a different
meaning. See SEC v. McCarthy, 322 F.3d 650, 656 (9th Cir.
2003) (“It is a well-established canon of statutory
interpretation that the use of different words or terms within
a statute demonstrates that Congress intended to convey a
different meaning for those words.”) (simplified); Scalia &
Garner, Reading Law, at 156 (“[A] material variation in
terms suggests a variation in meaning.”). For whatever
reason, the regulation may intend for the Forest Service to
pick one category under § 220.6(a)(1) but allow multiple
categories under § 220.6(a)(2).
Finally, the regulatory definition of a “categorical
exclusion” supports using multiple categories. The previous
NEPA regulations defined a categorical exclusion as “a
category of actions which do not individually or
cumulatively have a significant effect on the human
environment[.]” 40 C.F.R. § 1508.4 (2017) (emphasis
added). Today, regulations define categorical exclusions as
“categories of actions that normally do not have a significant
effect on the human environment.” 40 C.F.R. § 1508.1(d)
(2020). If the proposed actions would not significantly
affect the environment cumulatively, why not allow the use
of multiple categories?
***
Ultimately, however, this textual debate is unnecessary
to resolve. I explain why next.
FRIENDS OF THE INYO V. USFS 37
B.
We don’t need to resolve this tricky regulatory debate
because any error in applying the categorical exclusions here
was harmless. Even if the Forest Service erred by invoking
two categorical exclusions to justify the mineral exploration
project, the record supports that the overall project would not
significantly affect the environment. As the district court
reasoned, it would be “pointless to set aside the Forest
Service’s decision in this case if its sole error was a failure
to process KORE’s proposal as two ‘actions’ rather than
one.” So relying on two categorical exclusions to satisfy
NEPA constitutes, at most, harmless error.
We do not just freely vacate agency decisions at the
slightest inkling of error. Instead, our review of NEPA
violations is limited to “prejudicial error.” Idaho Wool
Growers Ass’n v. Vilsack, 816 F.3d 1095, 1104 (9th Cir.
2016) (quoting 5 U.S.C. § 706). So we ask whether any error
“caused the agency not to be fully aware of the
environmental consequences” of its action. Id. We focus on
whether violating NEPA would have “somehow materially
altered the environmental review process, not whether a
constituent body was harmed by the agency’s ultimate
decision.” Id. at 1105.
Friends of the Inyo and the other environmental groups
have identified no prejudice from the Forest Service
invoking two categorical exclusions here. As stated above,
categorical exclusions are reserved for “categories of actions
that normally do not have a significant effect on the human
environment[.]” 40 C.F.R. § 1501.4(a) (2020); see also
Alaska Ctr. for Env’t v. U.S. Forest Serv., 189 F.3d 851, 859
(9th Cir. 1999) (categorical exclusions are “limited to
situations where there is an insignificant or minor effect on
38 FRIENDS OF THE INYO V. USFS
the environment”). The groups do not show that the Forest
Service overlooked a significant effect on the environment
based on the use of the two categorical exclusions. At most,
they complain that the Forest Service did not prepare an
environmental assessment. But it is uncontested that the
project’s two phases fit neatly into Categorical Exclusion-8
(short-term mineral investigation) and Categorical
Exclusion-6 (wildlife improvements). Given that each phase
would have no significant environmental impact
individually or cumulatively, see 40 C.F.R. § 1508.4 (2017),
analyzing the project as one would not yield any greater
environmental impact. As the district court put it, “zero plus
zero is zero.”
And contrary to the majority’s assumption, this harmless
error analysis is neither speculative nor back-of-the-
envelope. Indeed, nothing shows that the Forest Service
failed to take the “hard look” that NEPA requires. N. Alaska
Env’t Ctr. v. Kempthorne, 457 F.3d 969, 975 (9th Cir. 2006).
The district court rightfully noted that “the Forest Service
[didn’t] ignore[] the project’s environmental effects” nor
“attempt[] to obscure the project’s environmental effects.”
In analyzing the project for any “extraordinary
circumstances” under § 220.6(a)(2), the Forest Service
extensively evaluated the project’s impact on the Inyo’s
wildlife, botany, water, noise, and cultural heritage. It
concluded none existed.
• The Forest Service found that any impact on
the sage-grouse would be “minor and
temporary” given that the bird would avoid
the immediate vicinity of the drill sites.
While it acknowledged that the drilling could
lead to “physiological stress, reduced
FRIENDS OF THE INYO V. USFS 39
foraging success, and exposure to higher
predation rates” for the sage-grouse, the
Service concluded the effect would be short-
term and not affect their viability in the
project area.
• The Forest Service also concluded that the
project would have no long-term impact on
the migration corridor of local wildlife, like
the mule deer, given the small area involved.
• The Forest Service foresaw no impact on
plant species of conservation concern.
• The Forest Service saw no effect on surface
water, floodplains, wetlands, or groundwater.
• The Forest Service consulted local Indian
tribes and invited tribal monitors to observe
the project’s implementation. It also
analyzed any impact on religious, cultural,
archaeological, and historical sites and found
none.
• The Forest Service further considered the
impact on riparian conservation, recreational
management, and scenery. Again, it
concluded the project would have little to no
impact on these areas.
So after considering all this, it is hard to see what further
environmental analysis would uncover.
If anything, it was the Forest Service’s hypervigilance as
the Inyo’s environmental steward that caused this issue.
After all, it was the Forest Service’s insistence that the
mineral-exploration phase be followed with re-habitation
40 FRIENDS OF THE INYO V. USFS
and revegetation efforts that took the project out of
Categorical Exclusion-8’s one-year time limit. If KORE
was allowed to proceed without the Forest Service-mandated
reclamation, then § 220(a)(2) would have easily been
satisfied. So even if the Forest Service erred by relying on
two categorical exclusions, it didn’t materially alter the
environmental review process and thus any “error” was
harmless.
Think of it this way: The Forest Service could have
complied with § 220.6(a)(2) by simply breaking the mineral
exploration project into two separate “proposed actions.”
Remember the regulation excuses an environmental impact
statement or assessment if “[t]he proposed action is within a
category listed in § 220.6(d) and (e).” 36 C.F.R.
§ 220.6(a)(2). But the regulation doesn’t directly define
what constitutes a “proposed action.” 1 So the Forest Service
could have just said that the mineral exploration phase
constituted one “proposed action” and that the reclamation
phase was another “proposed action.” Under that approach,
the two “proposed action[s]” would have easily fallen into
the two separate categorical exclusions.
Indeed, the Forest Service’s decision memo all but says
that the two phases are two distinct “action[s].” According
to the decision memo, despite the majority’s assumption, the
“[restoration] activities are not required to support the
mineral exploration activities.” As a result, the Forest
1
Under the regulations, “Major Federal action or action” broadly
includes any “new and continuing activities, including projects and
programs entirely or partly financed, assisted, conducted, regulated, or
approved by federal agencies; new or revised agency rules, regulations,
plans, policies, or procedures; and legislative proposals.” 40 C.F.R.
§ 1508.1(q)(2) (2020).
FRIENDS OF THE INYO V. USFS 41
Service determined it would “us[e] an additional [categorical
exclusion] category to cover these [restoration] activities.”
It makes sense to consider the two phases as different
“proposed action[s]” because the habitat restoration would
come only after the mining operation had been completed
and all equipment removed. While this approach might not
work for all projects, it does here and so any error in reading
§ 220.6(a)(2) was harmless.
II.
Because any error in relying on two categorical
exclusions was harmless, I respectfully dissent.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT FRIENDS OF THE INYO; No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT FRIENDS OF THE INYO; No.
02BIOLOGICAL DIVERSITY; 2:21-cv-01955- SIERRA CLUB, KJM-KJN Plaintiffs-Appellants, v.
03OPINION UNITED STATES FOREST SERVICE; LEEANN MURPHY, Defendants-Appellees, KORE MINING, LTD., Intervenor-Defendant- Appellee.
04Mueller, Chief District Judge, Presiding Argued and Submitted August 24, 2023 San Francisco, California Filed May 21, 2024 2 FRIENDS OF THE INYO V.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT FRIENDS OF THE INYO; No.
FlawCheck shows no negative treatment for Friends of the Inyo v. Usfs in the current circuit citation data.
This case was decided on May 21, 2024.
Use the citation No. 9505943 and verify it against the official reporter before filing.