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No. 9506275
United States Court of Appeals for the Ninth Circuit
East Bay Sanctuary Covenant v. Joseph Biden
No. 9506275 · Decided May 22, 2024
No. 9506275·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
May 22, 2024
Citation
No. 9506275
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
EAST BAY SANCTUARY No. 23-16032
COVENANT; CENTRAL
AMERICAN RESOURCE CENTER; D.C. No. 4:18-cv-
TAHIRIH JUSTICE CENTER; 06810-JST
NATIONAL CENTER FOR
LESBIAN RIGHTS; IMMIGRANT
DEFENDERS LAW CENTER; ORDER
AMERICAN GATEWAYS,
Plaintiffs-Appellees,
v.
JOSEPH R. BIDEN, President of the
United States; MERRICK B.
GARLAND, Attorney General;
UNITED STATES DEPARTMENT
OF JUSTICE; DAVID NEAL;
EXECUTIVE OFFICE FOR
IMMIGRATION REVIEW;
ALEJANDRO N. MAYORKAS; U.S.
DEPARTMENT OF HOMELAND
SECURITY; UR M. JADDOU;
UNITED STATES CITIZENSHIP
AND IMMIGRATION SERVICES;
TROY A. MILLER; UNITED
STATES CUSTOMS AND BORDER
2 EAST BAY SANCTUARY COVENANT V. BIDEN
PROTECTION,
Defendants-Appellants.
Filed May 22, 2024
Before: William A. Fletcher, Richard A. Paez, and
Lawrence VanDyke, Circuit Judges.
Order;
Dissent by Judge VanDyke
SUMMARY *
Immigration/Intervention
In a case in which the government appeals the district
court’s order vacating the government’s rule, Circumvention
of Lawful Pathways (“the Rule”), the panel issued an order
denying a motion to intervene filed by the States of
Alabama, Kansas, Georgia, Louisiana, and West Virginia
(“the States”).
Noting that the appeal is currently in abeyance for
settlement discussions, the majority explained that the States
sought to intervene to participate in settlement negotiations
and possibly to object to any proposed settlement and to
request that the court stay its order. The panel observed that
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
EAST BAY SANCTUARY COVENANT V. BIDEN 3
it was unaware of any instance where a court permitted
intervention at the appellate stage while the case was held in
abeyance for settlement negotiations.
Because no statute or rule governs intervention on
appeal, the policies underlying Federal Rule of Civil
Procedure 24 guided the majority’s analysis. To intervene
as of right under Rule 24(a)(2), the States must show that:
(1) their motion is timely; (2) they have a significantly
protectable interest relating to the property or transaction
which is the subject of the action; (3) the disposition of the
action may as a practical matter impair or impede their
ability to protect that interest; and (4) their interest is
inadequately represented by the parties to the action.
The majority concluded that the States had not shown
that they have a “significant protectible interest” in either:
1) maintaining the Rule or in reducing immigration into the
United States; or 2) minimizing their expenditures and
preserving their population-based political
representation. Because that failure alone was a sufficient
ground to deny intervention as of right, the majority did not
reach the remaining factors.
For similar reasons, the majority declined to exercise its
discretion to allow the States to intervene permissively,
explaining that the nature and extent of the States’ interest in
this appeal are far too attenuated to support intervention.
Dissenting, Judge VanDyke would grant the States’
motion to intervene as of right. Judge VanDyke explained
that this court has continually acknowledged that it should
construe Rule 24(a)’s requirements of intervention as of
right liberally and broadly in favor of proposed
intervenors. Under this lenient standard, Judge VanDyke
concluded that: (1) the States’ motion was timely because
4 EAST BAY SANCTUARY COVENANT V. BIDEN
they acted swiftly after the court granted the parties’
unexpected motion to stay; (2) the States’ interests would
clearly be harmed by a settlement that negates the effect of
the Rule because they would be forced to bear the additional
costs of illegal immigration into their territories; and (3) the
federal government’s openness to settlement discussion after
months of aggressively defending the Rule evinces a change
in position such that it no longer adequately represents the
States’ interests.
COUNSEL
Brian M. Boynton (argued), Principal Deputy Assistant
Attorney General; Daniel J. Tenny, Sean R. Janda, and Brian
J. Springer, Appellate Staff Attorneys; Antitrust Division,
United States Department of Justice, Washington, D.C.;
Christina P. Greer and Patrick J. Glen, Senior Litigation
Counsel; Erez Reuveni, Assistant Director; William C.
Peachey, Director; Office of Immigration Litigation, Civil
Division, United States Department of Justice, Washington,
D.C.; for Defendants-Appellants.
Spencer E. Wittmann Amdur (argued), Katrina L. Eiland,
Morgan Russell, Oscar S. Roman, and Cody Wofsy,
American Civil Liberties Union Foundation Immigrants’
Rights Project, San Francisco, California; Lee P. Gelernt,
Omar C. Jadwat, Wafa Junaid, and Judy Rabinovitz,
American Civil Liberties Union Foundation Immigrants’
Rights Project, New York, New York; Melissa E. Crow,
Center for Gender & Refugee Studies, Washington, D.C.;
Anne E. Peterson, Blaine Bookey, Julie B. Bourdoiseau, and
Karen Musalo, Center for Gender & Refugee Studies, San
Francisco, California; Robert Pauw, CGRS Cooperating
EAST BAY SANCTUARY COVENANT V. BIDEN 5
Attorney, Gibbs Houston Pauw, Seattle, Washington; Keren
H. Zwick, Richard Caldarone, Colleen Cowgill, and Mary
Georgevich, National Immigrant Justice Center, Chicago,
Illinois; Michelle Y. Cho, American Civil Liberties Union
Foundation of Northern California, Inc., San Francisco,
California; Angelo Guisado, Center for Constitutional
Rights, New York, New York; for Plaintiffs-Appellees.
Matt A. Crapo and Christopher J. Hajec, Immigration
Reform Law Institute, Washington, D.C., for Amicus Curiae
Immigration Reform Law Institute.
Katherine L. Evans and Charles S. Ellison, Duke University
School of Law Immigrant Rights Clinic, Durham, North
Carolina, for Amici Curiae Professors of Immigration Law.
Ashley B. Vinson, Akin Gump Strauss Hauer & Feld LLP,
San Francisco, California, for Amici Curiae Former
Immigration Judges & Former Members of the Board of
Immigration Appeals.
Alice Farmer, Office of the United Nations High
Commissioner for Refugees, Washington, D.C.; Robert R.
Anderson, Arnold & Porter Kaye Scholer LLP, Denver,
Colorado; Samuel M. Witten and Kaitlin Konkel, Arnold &
Porter Kaye Scholer LLP, Washington, D.C.; for Amicus
Curiae Office of the United Nations High Commissioner for
Refugees.
Kathleen R. Hartnett and Zoë Helstrom, Cooley LLP, San
Francisco, California, for Amicus Curiae National
Citizenship and Immigration Services Council 119.
Cameron C. Russell and Rebecca Berman, Freshfields
Bruckhaus Deringer US LLP, New York, New York; Justina
Sessions and J. Mia Tsui, Freshfields Bruckhaus Deringer
US LLP, Redwood City, California; Seve Kale, Freshfields
6 EAST BAY SANCTUARY COVENANT V. BIDEN
Bruckhaus Deringer US LLP, Washington, D.C.; for Amici
Curiae Asylum Access México A.C. and Instituto para las
Mujeres en la Migración A.C.
Anwen Hughes, Christina Asencio, Rebecca Gendelman,
and Licha M. Nyiendo, Human Rights First, New York, New
York; Farida Chehata, Human Rights First, Los Angeles,
California; for Amici Curiae Human Rights and Legal
Services Organizations.
Matt A. Crapo and Christopher J. Hajec, Immigration
Reform Law Institute, Washington, D.C., for Amicus Curiae
Immigration Reform Law Institute.
Neville S. Hedley, Hamilton Lincoln Law Institute,
Washington, D.C., for Amicus Curiae Hamilton Lincoln
Law Institute.
Bridget K. O’Hickey, Assistant Solicitor General; James H.
Percival, Chief of Staff; Henry C. Whitaker, Solicitor
General, Antitrust Section; Ashley Moody, Attorney
General of Florida; Office of the Attorney General,
Tallahassee, Florida; for Amici Curiae States of Florida,
Arkansas, Indiana, Iowa, Kentucky, Mississippi, Missouri,
Montana, Nebraska, New Hampshire, North Dakota, Ohio,
South Carolina, South Dakota, Texas, Utah, and Virginia.
EAST BAY SANCTUARY COVENANT V. BIDEN 7
ORDER
The States of Alabama, Kansas, Georgia, Louisiana, and
West Virginia (“the States”) seek to intervene in this appeal.
Dkt. No. 86. For the reasons explained below, we deny the
motion.
This appeal is currently held in abeyance. In July 2023,
after the parties filed cross-motions for summary judgment,
the district court granted summary judgment in Plaintiffs’
favor and vacated the challenged rule (the “Rule”). See E.
Bay Sanctuary Covenant v. Biden, 683 F. Supp. 3d 1025,
1053 (N.D. Cal. 2023); Circumvention of Lawful Pathways,
88 Fed. Reg. 31314 (May 16, 2023) (codified at 8 C.F.R.
§§ 208.33, 1208.33). The government sought a stay pending
appeal, which we granted. E. Bay Sanctuary Covenant v.
Biden, No. 21., slip op. at 1 (9th Cir. Aug. 3, 2023). We
heard oral argument in November 2023. Dkt. No. 82. In
February 2024, the parties jointly requested that we hold the
appeal in abeyance while they explored settlement. Dkt. No.
83. We granted the motion. E. Bay Sanctuary Covenant v.
Biden, 93 F.4th 1130, 1131 (9th Cir. 2024). As of May 2024,
the parties remain engaged in settlement discussions. Dkt.
No. 111.
The States now seek to intervene in order to participate
in settlement negotiations and possibly to object to any
proposed settlement and to request that we vacate our stay
order. In their motion, the States claim an interest in
preserving the Rule in order to reduce unlawful immigration,
thereby minimizing state expenditures and preserving their
population-based political representation. The States
contend that they did not seek to intervene earlier because
they previously believed that their interests would be
represented by the government. Only after they learned of
8 EAST BAY SANCTUARY COVENANT V. BIDEN
the stay and settlement negotiations did they seek to
intervene.
“Intervention at the appellate stage is, of course, unusual
and should ordinarily be allowed only for ‘imperative
reasons.’” Bates v. Jones, 127 F.3d 870, 873 (9th Cir. 1997)
(quoting Landreth Timber Co. v. Landreth, 731 F.2d 1348,
1353 (9th Cir. 1984), rev’d on other grounds, 471 U.S. 681
(1985)). 1 This Court disfavors putative intervenors who
merely seek to “attack or thwart” a remedy. United States v.
Alisal Water Corp., 370 F.3d 915, 922 (9th Cir. 2004). We
are unaware of any instance where a court has permitted
1
Other circuits similarly distinguish between intervention at the district
court and intervention on appeal. See Richardson v. Flores, 979 F.3d
1102, 1105 (5th Cir. 2020) (noting there is a “steep threshold for
allowing intervention on appeal”); Pub. Serv. Co. of N. M. v. Barboan,
857 F.3d 1101, 1113 (10th Cir. 2017) (“Though we usually take a liberal
view of Rule 24(a), when an applicant has not sought intervention in the
district court, we permit it on appeal ‘only in an exceptional case for
imperative reasons.’” (quoting Elliott Indus. Ltd. P’ship v. BP Am. Prod.
Co., 407 F.3d 1091, 1103 (10th Cir. 2005))); Hall v. Holder, 117 F.3d
1222, 1231 (11th Cir. 1997) (“A court of appeals may, but only in an
exceptional case for imperative reasons, permit intervention where none
was sought in the district court.” (quoting McKenna v. Pan Am.
Petroleum Corp., 303 F.2d 778, 779 (5th Cir. 1962))); Amalgamated
Transit Union Int’l, AFL-CIO v. Donovan, 771 F.2d 1551, 1552–53,
1553 n.3 (D.C. Cir. 1985) (“A court of appeals may allow intervention
at the appellate stage where none was sought in the district court ‘only
in an exceptional case for imperative reasons.’” (quoting Landreth, 731
F.2d at 1353)); In re Grand Jury Investigation, 587 F.2d 598, 601 (3d
Cir. 1978) (“Those courts which have considered the question have
recognized that while a court of appeals has power to permit intervention
that power should be exercised only in exceptional circumstances for
imperative reasons.”); see also Ass’n for Educ. Fairness v. Montgomery
Cnty. Bd. of Educ., 88 F.4th 495, 499 (4th Cir. 2023) (discussing the
unique concerns raised by appellate intervention).
EAST BAY SANCTUARY COVENANT V. BIDEN 9
intervention at the appellate stage while the case was held in
abeyance to allow settlement negotiations.
Although “[n]o statute or rule provides a general
standard to apply in deciding whether intervention on appeal
should be allowed,” the “policies underlying” Federal Rule
of Civil Procedure 24 guide our analysis. Cameron v. EMW
Women’s Surgical Ctr., P.S.C., 595 U.S. 267, 276–77
(2022); Day v. Apoliona, 505 F.3d 963, 964 (9th Cir. 2007).
To intervene as of right under Rule 24(a)(2), the States
must show that: (1) their motion is timely; (2) they have a
“significantly protectable interest relating to the property or
transaction which is the subject of the action;” (3) “the
disposition of the action may as a practical matter impair or
impede [their] ability to protect that interest;” and (4) their
“interest is inadequately represented by the parties to the
action.” Wilderness Soc’y v. U.S. Forest Serv., 630 F.3d
1173, 1177 (9th Cir. 2011) (en banc) (quoting Sierra Club v.
EPA, 995 F.2d 1478, 1481 (9th Cir. 1993)). The States
“bear[] the burden of showing that these four elements are
met.” W. Watersheds Project v. Haaland, 22 F.4th 828, 835
(9th Cir. 2022). 2
The States have not shown that they have a “significantly
protectable interest” in the litigation. Wilderness Soc’y, 630
2
The dissent is correct that we generally construe Rule 24(a)(2)’s
requirements for intervention as of right in the district court “broadly in
favor of proposed intervenors.” Wilderness Soc’y, 630 F.3d at 1179.
Even so, we see nothing to suggest that Bates and Landreth—which
counsel that appellate intervention requires closer scrutiny—have been
overruled. See Bates, 127 F.3d at 873; Landreth, 731 F.2d at 1353. This
is not to say that intervention at the appellate stage is impossible. We
have, in appropriate circumstances, permitted intervention when the
relevant factors are satisfied. See Peruta v. Cnty. of San Diego, 824 F.3d
919, 940 (9th Cir. 2016); Day, 505 F.3d at 966.
10 EAST BAY SANCTUARY COVENANT V. BIDEN
F.3d at 1179. A proposed intervenor “has a significant
protectable interest if the interest is protected by law and
there is a relationship between that interest and the claim or
claims at issue.” Cooper v. Newsom, 13 F.4th 857, 865 (9th
Cir. 2021). The States’ asserted interests are insufficient to
support intervention in this appeal for purposes of exerting
influence on settlement negotiations.
First, the States do not have a significant protectible
interest in maintaining the Rule or in reducing immigration
into the United States. Although “federal policies frequently
generate indirect effects on state revenues or state spending,”
states have no legally protectible interest in compelling
enforcement of federal immigration policies. United States
v. Texas, 599 U.S. 670, 677–80, 680 n.3 (2023); see also
Sure-Tan, Inc. v. NLRB, 467 U.S. 883, 897 (1984); Linda
R.S. v. Richard D., 410 U.S. 614, 619 (1973). 3
Second, the States do not have a significant protectable
interest in minimizing their expenditures and preserving
their population-based political representation. While an
“economic interest may be sufficient to support a right of
intervention,” it “must be concrete and related to the
underlying subject matter of the action.” Alisal Water Corp.,
370 F.3d at 919 (citing Arakaki v. Cayetano, 324 F.3d 1078,
3
Although Texas is about Article III standing, it holds that absent other
circumstances, states cannot assert an interest in procuring greater
immigration enforcement. See 599 U.S. at 677, 681–83. The dissent
cites no case for the proposition that the States can assert such an interest
merely because the Rule’s lawfulness is at issue. We decline to reach a
conclusion contrary to the principles articulated by the Supreme Court in
Texas.
EAST BAY SANCTUARY COVENANT V. BIDEN 11
1085, 1088 (9th Cir. 2003)). 4 Even if disposition of this
appeal might affect state expenditures and political
representation, such incidental effects are not at issue in the
litigation and are, in any event, attenuated and speculative.
See id. at 920 (holding that an intervenor’s claimed interest
cannot be “several degrees removed from the [issues] that
are the backbone of [the] litigation”). 5
We therefore conclude that the States lack the requisite
significant protectable interest to support intervention as of
right under Rule 24(a). “Because that failure alone is a
sufficient ground to deny intervention as of right,” we do not
reach the remaining factors. See Cooper, 13 F.4th at 865
(citing Perry v. Proposition 8 Off. Proponents, 587 F.3d 947,
950 (9th Cir. 2009)).
For similar reasons, we decline to exercise our discretion
to allow the States to intervene permissively. See Fed. R.
Civ. P. 24(b)(1)(B); Cameron, 595 U.S. at 278–79
(“Resolution of a motion for permissive intervention is
4
The States allege that elimination of the Rule would cause increased
immigration, and that at least some immigrants would end up in their
states and thus strain state resources. As this causal chain demonstrates,
the States’ asserted interest in minimizing expenditures is thus removed
from the “subject of the action”—and predicated on an alleged interest
in procuring greater immigration enforcement. Fed. R. Civ. P. 24(a)(2).
5
See also Med. Liab. Mut. Ins. Co. v. Alan Curtis LLC, 485 F.3d 1006,
1008 (8th Cir. 2007)) (“Economic interests or interests contingent on a
sequence of events are generally insufficient for mandatory
intervention.”); United States v. Peoples Benefit Life Ins. Co., 271 F.3d
411, 415 (2d Cir. 2001) (“An interest that is remote from the subject
matter of the proceeding, or that is contingent upon the occurrence of a
sequence of events before it becomes colorable, will not satisfy the rule.”
(quoting Wash. Elec. Coop., Inc. v. Mass. Mun. Wholesale Elec. Co., 922
F.2d 92, 97 (2d Cir. 1990)).
12 EAST BAY SANCTUARY COVENANT V. BIDEN
committed to the discretion of the court before which
intervention is sought.”). The “nature and extent” of the
States’ interest in this appeal are far too attenuated to support
intervention. Perry, 587 F.3d at 955.
Accordingly, the States’ Motion to Intervene is
DENIED.
VANDYKE, Circuit Judge, dissenting:
Our court has continually acknowledged that we should
construe Rule 24(a)(2)’s requirements for intervention as of
right “broadly in favor of proposed intervenors.” Wilderness
Soc’y v. U.S. Forest Serv., 630 F.3d 1173, 1179 (9th Cir.
2011) (en banc) (citation omitted); see also Sw. Ctr. for
Biological Diversity v. Berg, 268 F.3d 810, 818 (9th Cir.
2001) (“In general, we construe Rule 24(a) liberally in favor
of potential intervenors.”); U.S. ex rel. McGough v.
Covington Techs. Co., 967 F.2d 1391, 1394 (9th Cir. 1992).
We have explained that this “liberal policy in favor of
intervention serves both efficient resolution of issues and
broadened access to the courts.” Wilderness Soc’y, 630 F.3d
at 1179 (quoting United States v. City of Los Angeles, 288
F.3d 391, 397–98 (9th Cir. 2002)). Yet the majority once
again inexplicably throttles this standard by cursorily
denying the States’ request to intervene in this case. This
continues a troubling trend by our court of denying
intervention whenever it might upset a possible collusive
settlement resulting in a favored policy. See, e.g., City &
County of San Francisco v. USCIS, 992 F.3d 742 (9th Cir.
EAST BAY SANCTUARY COVENANT V. BIDEN 13
2021); Cooper v. Newsom, 26 F.4th 1104 (9th Cir. 2022). 1
That is not what I think our court meant when it said “we
construe Rule 24(a) liberally,” so I must respectfully dissent.
When analyzing a motion to intervene as of right, we
apply a four-part test: “(1) the motion must be timely; (2) the
applicant must claim a ‘significantly protectable’ interest
relating to the property or transaction which is the subject of
the action; (3) the applicant must be so situated that the
disposition of the action may as a practical matter impair or
impede its ability to protect that interest; and (4) the
applicant’s interest must be inadequately represented by the
parties to the action.” Wilderness Soc’y, 630 F.3d at 1177
(quoting Sierra Club v. EPA, 995 F.2d 1478, 1481 (9th Cir.
1993)). The States’ motion here was timely because they
acted swiftly after we granted the parties’ unexpected motion
to stay. Their interests would clearly be harmed by a
settlement that negates the effect of the Rule because they
would be forced to bear the additional costs of illegal
immigration into their territories. And the federal
government’s openness to settlement discussions after
months of aggressively defending the Rule evinces a change
in position such that it no longer adequately represents the
States’ interests. I therefore would grant the States’ motion
to intervene as of right.
I. The States’ Motion Was Timely.
As an initial matter, only the organizational plaintiffs
contest the timeliness of the States’ motion—the federal
government does not. “Timeliness is to be determined from
1
Compare Peruta v. County of San Diego, 824 F.3d 919, 940–41 (9th
Cir. 2016) (granting California’s motion to intervene at the appellate
stage to argue against the Second Amendment).
14 EAST BAY SANCTUARY COVENANT V. BIDEN
all the circumstances … by the court in the exercise of its
sound discretion.” NAACP v. New York, 413 U.S. 345, 366
(1973). In making this determination, we generally look to
“(1) the stage of the proceeding, (2) the prejudice to other
parties, and (3) the reason for and length of the delay.” Day
v. Apoliona, 505 F.3d 963, 965 (9th Cir. 2007) (cleaned up)
(citation omitted).
The majority relies heavily on the first factor,
emphasizing the appellate posture of these proceedings. The
majority makes much of this fact, citing cases in which,
notwithstanding the generally permissive standard for
intervention, our court and others have rejected attempts to
intervene at the appellate stage after failing to seek
intervention before the district court. But it is not at all clear
from the cited cases that this or any other circuit has adopted
a rule under which the mere fact that a proceeding has
reached the appellate stage, standing alone, is a particularly
relevant factor. In my view, there is nothing particularly
unique about the “appellate” nature of the proceedings
except that often it is a good proxy for the fact that a case has
already been going on for quite a long time and the putative
intervenors could have sought to intervene earlier. Under
ordinary circumstances, a case that has already been
appealed would have afforded a potential intervenor more
than adequate time to intervene and protect its interests.
Thus, there is often a good reason to conclude a motion to
intervene is untimely where the intervenor had notice that its
rights were not adequately protected by the parties before the
district court, yet nonetheless declined to seek intervention
at that stage.
But, as illustrated by these proceedings, it can also be the
case that an intervenor’s rights were adequately protected
until a party abruptly changed its position at the appellate
EAST BAY SANCTUARY COVENANT V. BIDEN 15
stage. Under such circumstances, it makes little sense to
conclude that a motion to intervene, brought promptly after
the intervenor discovered its interests were no longer
adequately represented, is untimely just because the party
waited until the appeal stage to abruptly change its litigation
posture. Instead of applying the majority’s wooden,
inflexible standard that apparently accounts for nothing
more than the stage of the proceeding, we would do well to
remember that the “most important circumstance relating to
timeliness is that the [States] sought to intervene as soon as
it became clear that [their] interests would no longer be
protected by the parties in the case.” Cameron v. EMW
Women’s Surgical Ctr., P.S.C., 595 U.S. 267, 279–80 (2022)
(cleaned up and emphasis added). That “most important”
consideration strongly weighs in favor of intervention here.
Not only does the majority dramatically overread the
supposed rule from its lead case, Bates v. Jones, but the result
in that case actually supports granting the States’ request for
intervention. 127 F.3d 870 (9th Cir. 1997). In Bates, the
state raised for the first time after oral argument before this
court a position that would imperil the intervenors’
interests—as our court noted, “[u]ntil that assertion, the
proposed intervenors believed that they would be able to
benefit from a favorable ruling by this court.” Id. at 873.
Similarly, the federal government here did not raise the
prospect of a settlement that could affect the States’ interest
in the Rule until after we had already heard oral argument.
Until then, the government’s vigorous defense of the Rule
led the States to reasonably believe that their interests were
adequately represented. The Bates court ultimately
considered the motion to intervene timely even on appeal
because the intervenors were not aware until then that their
interests would no longer be protected. Id. The States’
16 EAST BAY SANCTUARY COVENANT V. BIDEN
motion here is timely for the same reason: the States were
understandably unaware of any possibility that their interests
were not adequately being protected until the government
changed its position on defending the Rule by seeking an
abeyance from this court after oral argument was heard.
The other cases cited by the majority do not support the
majority’s rule because none of them involve a case where a
party vigorously defended the intervenor’s interests until
changing course at the last minute during the appeal. For
example, in Landreth Timber Co. v. Landreth, the
intervenors sought to intervene at the appellate stage
“without stating any reason for failure to intervene in the
district court” beyond wanting to avail themselves of a legal
doctrine that was already implicated in the defendants’
litigation position. 731 F.2d 1348, 1353 (9th Cir. 1984),
rev’d on other grounds, 471 U.S. 681 (1985). The Landreth
court found it important that “intervention would raise new
issues of fact and law not before the district court.” Id. In
this case, by contrast, the States have provided a compelling
reason for not intervening earlier: their interests were
adequately protected by the government’s then-ongoing
defense of the Rule. And because the States merely seek to
continue the same defense that the government might now
abandon, their intervention introduces no new issues of fact
or law. 2
2
The remaining cases cited by the majority are similarly distinguishable.
For example, in Public Service Company of New Mexico v. Barboan, the
party with whom the intervenor’s interests aligned continued to “have
the same legal objective” throughout the case and the intervenor “had
ample opportunity to be heard at the district court and declined to do so.”
857 F.3d 1101, 1113–14 (10th Cir. 2017). And in Amalgamated Transit
Union International, AFL-CIO v. Donovan, “the alleged conflict of
interest between [the intervenor] and the [party] existed at the
EAST BAY SANCTUARY COVENANT V. BIDEN 17
The Fourth Circuit case cited by the majority is even less
relevant, and the majority’s reliance on it is especially
puzzling. In Association for Education Fairness v.
Montgomery County Board of Education, the intervenors
actually sought intervention in the district court, 88 F.4th
495, 499 (4th Cir. 2023), which already suggests that it is
nothing like the present case. And when the district court
finally denied their motion to intervene, it did so not
“because it was unwarranted under” Rule 24, but because
“the intervention question had been rendered academic by
its decision to enter a final judgment for the parties on whose
side the organizations sought to intervene.” Id. After the
adverse party appealed that judgment, the intervenors again
sought to intervene.
Because the intervention issue was unnecessary until the
appeal was initiated, the Fourth Circuit “reject[ed] the
argument that the organizations delayed unduly in seeking to
bring the intervention issue before th[e] Court.” Id. at 500.
That court then analyzed the other intervention factors and,
although it determined the question of “whether the existing
parties [would] adequately protect the organizations’
interests” was a “close one,” it ultimately found this factor
unsatisfied for the straightforward reason that the party
“unambiguously represented to th[e] Court” that it intended
to defend the position advanced by the intervenors. Id. at
500–01. Because that issue was close, the Fourth Circuit
denied the motion to intervene without prejudice so that the
commencement of th[e] litigation,” so the reasons provided for
intervention on appeal “would have been equally applicable at much
earlier stages of th[e] case.” 771 F.2d 1551, 1554 (D.C. Cir. 1985). In
none of the cases cited by the majority did the party that ostensibly
protected the intervenor’s interests abandon its defense of those interests
at the appellate stage.
18 EAST BAY SANCTUARY COVENANT V. BIDEN
intervenors could renew their request if the party failed to
fulfill its promise to advance that position. Id. at 502. As
the Fourth Circuit denied intervention on the sole basis that
the intervenors’ interests were adequately represented—a
prong of the intervention analysis entirely unrelated to the
majority’s rationale here—Education Fairness cannot
support the majority’s supposed rule that a motion to
intervene presented on appeal is untimely.
To reiterate, none of the cases cited by the majority
where a court denied intervention at the appeal stage as
untimely involve anything even close to this situation, where
the federal government vigorously defended the Rule but
then appears poised to abandon its position on appeal. The
majority brusquely notes that it is “unaware of any instance
where a court has permitted intervention” under these unique
circumstances, but that observation cuts both ways: the lack
of precedent going either way is hardly surprising given that
it is a rare thing indeed for the government to pull this kind
of surprising switcheroo after litigating a case all the way
past oral argument on appeal. The government’s highly
unusual behavior not only explains why intervention is
justified; it makes one wonder if the parties are engaging in
“rulemaking-by-collective-acquiescence” or some other
collusive strategy designed to lessen the political impact of
this litigation during an election year. Arizona v. City &
County of San Francisco, 596 U.S. 763, 766 (2022)
(Roberts, C.J., concurring) (quoting City & County of San
Francisco v. USCIS, 992 F.3d 742, 744 (9th Cir. 2021)
(VanDyke, J., dissenting)).
Regardless, the bottom line in a case like this is
ultimately pretty simple: where the States “sought to
intervene as soon as it became clear that [their] interests
would no longer be protected by the parties in the case,” their
EAST BAY SANCTUARY COVENANT V. BIDEN 19
motion is not untimely simply because it was filed at the
appeal stage. Cameron, 595 U.S. at 279–80 (cleaned up). 3
In contrast to the majority’s string cite of dissimilar cases, a
more analogous situation to the present circumstance is the
Supreme Court’s practice of appointing an amicus to argue a
position before the Supreme Court where a party is no longer
willing to do so. See, e.g., Mata v. Lynch, 576 U.S. 143, 147
(2015) (“And because the Federal Government agrees with
Mata that the Fifth Circuit had jurisdiction over his appeal,
we appointed an amicus curiae to defend the judgment
below.”). Like many situations in which the Supreme Court
is faced with substantial, unexpected agreement between
adverse parties, here, the government has now indicated it
may take a joint position with the plaintiffs, leaving no one
to argue for the validity of the Rule. The States don’t seek
to make any new arguments; they just want to continue to
advance the same position that may be abandoned by the
government. If the practice of allowing a third party to argue
3
The majority emphasizes that intervention at the appellate stage is not
“impossible,” citing two cases, one of which is Peruta, in which
California was permitted to intervene in order to argue against the
Second Amendment. Aside from furthering the ugly perception that our
intervention standard may implicitly differ based on a putative
intervenor’s position on the merits, cases like Peruta actually support
intervention here. In Peruta, our court granted California’s motion to
intervene at the appellate stage because, even though “California sought
to intervene at a relatively late stage in the proceeding,” it “had no strong
incentive to seek intervention … at an earlier stage, for it had little reason
to anticipate” that its interests would not be protected. 824 F.3d at 940.
Sound familiar? Similarly, in Day, we granted Hawaii’s motion to
intervene at the appellate stage and recognized that “[a] would-be
intervenor’s delay in joining the proceedings is excusable when the
intervenor does not know or have reason to know that his interests might
be adversely affected by the outcome of litigation.” 505 F.3d at 965
(cleaned up).
20 EAST BAY SANCTUARY COVENANT V. BIDEN
a neglected position is good enough for an appeal before the
Supreme Court, it should be good enough for this appellate
court.
We are particularly likely to conclude a motion to
intervene on appeal is timely where the parties have not
alleged any prejudice. See Bates, 127 F.3d at 874 (“Like
other cases in which intervention has been allowed on
appeal, the state does not assert that it will be prejudiced by
intervention, and we find no reason to think otherwise.”);
Peruta, 824 F.3d at 940 (granting California’s motion to
intervene at the appellate stage because even though the state
“sought to intervene at a relatively late stage in the
proceeding,” “the timing of California’s motion to intervene
did not prejudice Plaintiffs”). Here, neither the plaintiffs nor
the government have alleged they would be prejudiced by
granting the States’ motion to intervene. The second factor
therefore also supports the timeliness of the States’ motion
for intervention.
As discussed above, “the most important circumstance
relating to timeliness,” Cameron, 595 U.S. at 279–80,
involves the third prong: if the States delayed, and their
reasons for doing so. The critical date for assessing delay is
“when proposed intervenors should have been aware that
their interests would not be adequately protected by the
existing parties.” W. Watersheds Project v. Haaland, 22
F.4th 828, 836 (9th Cir. 2022) (citation omitted). The States
argue that they were unaware that their interests were not
being protected by the government until the filing of the joint
motion to hold the appeal in abeyance. And for good reason:
the government actually defended the Rule until that time.
The plaintiffs argue that in spite of the government’s
defense of the Rule, the States should have known that their
EAST BAY SANCTUARY COVENANT V. BIDEN 21
interests would not be protected because of the
administration’s hostility to the States’ general policy
preferences. But just because the States may have general
policy preferences different than the administration’s does
not mean that they have opposing interests in every case.
The very case the plaintiffs rely on highlights this issue. In
United States v. Washington, we denied intervention because
of years-long, ongoing hostility regarding the actual
litigation in that case. 86 F.3d 1499, 1503–04 (9th Cir.
1996). Here, the government initially defended the Rule, a
litigation position that aligned with the States’ interests. So
even assuming the States may disagree with many of the
government’s immigration positions, their interests were
aligned in this litigation by the government’s continued
defense of the Rule. Their interests only ceased to be
adequately protected once the government gave up its
defense of the Rule and entered into settlement negotiations.
Furthermore, endorsing the plaintiffs’ position would
have wide-reaching implications for future litigation. Their
argument is essentially that the States should have moved to
intervene at the very beginning of this litigation because
their policy positions made them generally distrustful of this
administration’s commitment to defending our nation’s
immigration laws. If we applied this reasoning, then any
state with different policy positions than a current
administration would have to intervene at the beginning of
any suit against the government it could have an interest in—
or essentially waive its intervention rights entirely. Given
the diversity of policy opinions in this country, there would
conceivably always be some states generally at odds with an
administration, and those states would be saddled with the
burden of seeking to intervene in every case against the
federal government, even where the government has acted
22 EAST BAY SANCTUARY COVENANT V. BIDEN
consistently with their interests in that particular litigation.
Part of the reason we are generally generous in allowing
intervention, Wilderness Soc’y, 630 F.3d at 1179, is precisely
to avoid requiring parties to seek merely prophylactic
intervention where it’s unnecessary.
Because the government adequately represented the
States’ interests in this litigation until it didn’t, the States
could not have known that their interests would be
abandoned until the parties filed their joint motion. The
States moved swiftly to intervene after the joint motion was
filed, and so the motion to intervene was timely. See
Cameron, 595 U.S. at 279–80.
II. The States’ Interests Could be Impaired by a
Disposition in This Action.
The two factors associated with the States’ interests are
related and can be addressed together. As an initial matter,
the States do not need Article III standing to intervene. The
Supreme Court has told us that, in the intervention context,
“[f]or all relief sought, there must be a litigant with
standing.” Town of Chester v. Laroe Estates, Inc., 581 U.S.
433, 439 (2017). So “an intervenor of right must have
Article III standing in order to pursue relief that is different
from that which is sought by a party with standing.” Id. at
440 (emphasis added). Because the States seek to intervene
as defendants and seek only the same outcome as the
government—to uphold the Rule—standing is not required.
While intervention does not necessarily require standing,
it does require a “significantly protectable interest” that
could be impaired by a disposition of the action. Wilderness
Soc’y, 630 F.3d at 1177. In making this determination, we
are guided by “practical and equitable considerations and
construe [this requirement] broadly in favor of proposed
EAST BAY SANCTUARY COVENANT V. BIDEN 23
intervenors.” Id. at 1179 (cleaned up). The States easily
satisfy this permissive standard.
The States have put forward a number of interests that
would be impaired by an abandonment of the Rule. When
immigrants enter the country illegally and settle in a state,
that state has mandatory duties to provide certain
government resources to them. See, e.g., Plyler v. Doe, 457
U.S. 202, 230 (1982) (public education); Gideon v.
Wainwright, 372 U.S. 335, 345 (1963) (publicly funded
counsel). And even where the States cannot provide certain
resources to illegal immigrants because of state or federal
law, they still incur increased administrative costs to
determine if unlawfully present applicants are eligible. See,
e.g., Kan. Stat. Ann. § 8-237(i); 8 U.S.C. § 1621(a), (c)(1).
The States also assert a political interest in maintaining
the Rule because an increase in other states’ populations
from illegal immigration would give those states additional
representatives, electoral votes, and federal funding, and
necessarily take those from the states seeking intervention.
See Dep’t of Commerce v. New York, 139 S. Ct. 2551, 2565
(2019). According to the government’s own data, there were
1.7 million border encounters between October 2023 and
March 2024 alone. 4 Abandoning the Rule and increasing the
influx of illegal immigrants therefore would have a sizeable
and concrete impact on the States’ asserted interests.
In spite of the permissive intervention standard, the
majority concludes that these interests are not protectable.
In doing so, the majority relies in part on United States v.
Texas, 599 U.S. 670 (2023). But Texas stands for the
4
Customs and Border Protection, Nationwide Encounters,
https://www.cbp.gov/newsroom/stats/nationwide-encounters.
24 EAST BAY SANCTUARY COVENANT V. BIDEN
proposition that states do not have standing to sue to compel
the Executive to “alter its arrest policies so as to make more
arrests.” Id. at 686. In coming to this conclusion, the
Supreme Court drew from a long line of cases concluding
judicial review does not extend to refusals of executive
enforcement. Id. at 680 (collecting sources for the
proposition that “federal courts are generally not the proper
forum for resolving claims that the Executive Branch should
make more arrests or bring more prosecutions”).
There is a clear difference between the executive’s
nonenforcement of a rule and its effective complete removal
of the rule altogether through collusive settlement.5
Consider a simplistic example involving speed limits. A
police force could decide that it will no longer enforce the
speed limit on motorists in certain circumstances. Under
Texas, it seems a party might not have standing to judicially
compel the police force to enforce the speed limit. On the
other hand, this case is more akin to a city attorney colluding
with a plaintiff to get rid of a lawfully enacted speed limit
altogether through settlement, rather than doing so through
5
The Supreme Court in the Texas case itself recognized that states could
have an interest in situations other than the exact enforcement issues
presented in that case. For example, the Court suggested that standing
might exist where “the Executive Branch wholly abandoned its statutory
responsibilities to make arrests or bring prosecutions,” where “a
challenge to an Executive Branch policy … involves both the Executive
Branch’s arrest or prosecution priorities and the Executive Branch’s
provision of legal benefits or legal status,” and where a challenged policy
governs “the continued detention of noncitizens who have already been
arrested.” 599 U.S. at 682–83. The situation here is, if anything, even
more distinct than those examples provided in Texas, since those
examples were all various twists on enforcement and arrests. Here, the
States don’t assert any interest in enforcement—merely in the underlying
validity of the Rule itself.
EAST BAY SANCTUARY COVENANT V. BIDEN 25
proper legislative or regulatory channels. This case is not
about refusal to enforce a rule; this case is about whether the
rule itself is valid or not.
The plaintiffs in this case need to be careful what they
ask for. Reading Texas to say that affected parties have no
protectable interest in the continuing validity (or invalidity)
of a rule would expand it so far that even the organizational
plaintiffs in this case would not have standing. The majority
concludes that the States’ increased expenditures related to
the abandonment of the Rule do not impair a protectable
interest. But increased expenditures due to the Rule is
exactly the injury that supposedly gives the organizational
plaintiffs standing to sue under our precedent. See E. Bay
Sanctuary Covenant v. Biden, 993 F.3d 640, 664 (9th Cir.
2021).
The majority also concludes that the effects that vacating
the Rule might have on the States’ expenditures and political
representation are “attenuated and speculative.” But the
States have identified a number of concrete ways that the
Rule protects their economic and political interests, as well
as ways those interests would necessarily be impaired if the
Rule were abandoned. See id. at 662–64 (relying on similar
reasoning to explain the organizational plaintiffs’ stake in
this litigation). As the government itself has recognized in
this litigation, “increases in the number of migrants
unlawfully present in the country” directly “strains []
government operations and resources.” That is no less true
of the States than it is of the federal government.
At the end of the day, the standard for intervention is a
permissive one. “Constru[ing] the [intervention] Rule
broadly in favor of [the] proposed intervenors,” Wilderness
Soc’y, 630 F.3d at 1179 (cleaned up), the increased
26 EAST BAY SANCTUARY COVENANT V. BIDEN
expenditures and political harms that the States will incur if
the Rule is abandoned represent a sufficient impairment of
the States’ protectable interests.
III. The States’ Interests Are Inadequately Represented
by the Government.
Like the rest of the intervention rule, this factor too is
supposed to be permissive. Indeed, “[t]he burden of
showing inadequacy of representation is ‘minimal’ and
satisfied if the applicant can demonstrate that representation
of its interests ‘may be’ inadequate.” W. Watersheds, 22
F.4th at 840–41 (cleaned up). And like the rest of the factors,
this lenient standard is easily satisfied here.
The government argues that it adequately represents the
States’ interest in maintaining the Rule because it “has
repeatedly defended the Rule’s legality.” But that was before
the government abruptly changed course and asked to put
this case on ice while it considers settlement. From the
beginning of this litigation until submitting the joint motion,
the government has made clear that the Rule is critical to the
ongoing administration of our border. 6 Consistent with this
representation, the government vigorously defended the
Rule in the district court and on appeal and has indicated an
intent to petition the Supreme Court if we vacated the Rule.
On the other hand, the organizational plaintiffs insist that the
6
As the government explained, “[w]ithout the Rule, the expected
increase in border encounters threatened to overwhelm the Departments’
‘ability to effectively process, detain, and remove, as appropriate, the
migrants encountered,’ with attendant increases in the number of
migrants unlawfully present in the country, strains on government
operations and resources, health and safety concerns for migrants at
overcrowded processing facilities, and impacts on local communities
along the southwest border.”
EAST BAY SANCTUARY COVENANT V. BIDEN 27
Rule is contrary to law, and harms themselves and the
immigrants they help. As I have previously observed, the
plaintiffs’ position makes it difficult to imagine how they
could accept any settlement less than rescission of the rule.
See E. Bay Sanctuary Covenant v. Biden, 93 F.4th 1130, 1134
(9th Cir. 2024) (VanDyke, J., dissenting). Therefore, the
very fact that the government is now considering such a
settlement suggests that its position regarding this litigation
has significantly changed.
The States simply want to step in and continue the
government’s previous litigation position. They have made
clear that they oppose settlement for a number of compelling
reasons, and so actively defending the Rule is the only way
to continue protecting their interests. First, the States argue
that the Rule is either lawful or it is not, and since this Court
was poised to decide the issue before the parties filed a joint
ruling, settlement now works only to unsettle the law.
Second, since the factual basis for the plaintiffs’ standing is
contested, “it would be absurd for the federal government to
change federal policy based on litigation brought by parties
who have no legally enforceable interest in the first place.”
Finally, the government has represented elsewhere that the
settlement discussions include “related policies,” and so a
settlement could affect the interests of the States in other
unforeseen ways. The government’s decision to enter into
settlement negotiations rather than continue to actively
defend the rule therefore represents a break with the States’
interests. And “[u]nless the [States] [are] made [parties] to
these proceedings,” if the government settles this case no one
will seek a final decision from this panel, “no petition for
rehearing can be filed in this Court, and there will be no
opportunity for the Supreme Court to consider whether to
28 EAST BAY SANCTUARY COVENANT V. BIDEN
grant certiorari.” Day, 505 F.3d at 966. We have previously
considered these circumstances “determinative.” Id.
Given that it is no longer clear that the government will
continue to defend the Rule, the government’s representation
of the States’ interests—at the very least—“may be”
inadequate. W. Watersheds, 22 F.4th at 840. That is all that
is required for this factor to be satisfied. Id.
***
The standard for intervention as of right is permissive
and should be “construe[d] … broadly in favor of proposed
intervenors.” Wilderness Soc’y, 630 F.3d at 1179 (cleaned
up). Under this lenient standard, the States’ motion is timely,
their significantly protectable interests may be impaired by
a disposition of this case, and those interests are inadequately
represented by the government. I therefore would grant their
motion to intervene. Because the States are entitled to
intervene as of right, I do not address the States’ request for
permissive intervention.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT EAST BAY SANCTUARY No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT EAST BAY SANCTUARY No.
024:18-cv- TAHIRIH JUSTICE CENTER; 06810-JST NATIONAL CENTER FOR LESBIAN RIGHTS; IMMIGRANT DEFENDERS LAW CENTER; ORDER AMERICAN GATEWAYS, Plaintiffs-Appellees, v.
03GARLAND, Attorney General; UNITED STATES DEPARTMENT OF JUSTICE; DAVID NEAL; EXECUTIVE OFFICE FOR IMMIGRATION REVIEW; ALEJANDRO N.
04JADDOU; UNITED STATES CITIZENSHIP AND IMMIGRATION SERVICES; TROY A.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT EAST BAY SANCTUARY No.
FlawCheck shows no negative treatment for East Bay Sanctuary Covenant v. Joseph Biden in the current circuit citation data.
This case was decided on May 22, 2024.
Use the citation No. 9506275 and verify it against the official reporter before filing.