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No. 4333273
United States Court of Appeals for the Ninth Circuit

Darru Hsu v. Ubs Financial Services, Inc.

No. 4333273 · Decided December 22, 2016
No. 4333273 · Ninth Circuit · 2016 · FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
December 22, 2016
Citation
No. 4333273
Disposition
See opinion text.
Full Opinion
NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS DEC 22 2016 MOLLY C. DWYER, CLERK U.S. COURT OF APPEALS FOR THE NINTH CIRCUIT DARRU K. “KEN” HSU, Individually and No. 14-15588 as Trustee of the Darru K. Hsu and Gina T. Hsu Living Trust U/AO5/O5/03; D.C. No. 3:11-cv-02076-WHA individually and on behalf of all others similarly situated, MEMORANDUM* Plaintiff-Appellant, v. UBS FINANCIAL SERVICES, INC., Defendant-Appellee. Appeal from the United States District Court for the Northern District of California William Alsup, District Judge, Presiding Submitted December 14, 2016** Before: WALLACE, LEAVY, and FISHER, Circuit Judges. Darru K. “Ken” Hsu appeals pro se from the district court’s order denying his motion for relief from judgment under Federal Rule of Civil Procedure * This disposition is not appropriate for publication and is not precedent except as provided by Ninth Circuit Rule 36-3. ** The panel unanimously concludes this case is suitable for decision without oral argument. See Fed. R. App. P. 34(a)(2). 60(d)(3). We have jurisdiction under 28 U.S.C. § 1291. We review for abuse of discretion, United States v. Estate of Stonehill, 660 F.3d 415, 443 (9th Cir. 2011), and we affirm. The district court did not abuse its discretion in denying Hsu relief from the judgment because Hsu failed to establish by clear and convincing evidence that defendant perpetrated a “fraud on the court.” Pizzuto v. Ramirez, 783 F.3d 1171, 1181 (9th Cir. 2015) (requiring more specific evidence of fraud than plaintiff’s “series of allegations and implications”). We reject as without merit Hsu’s contention that the district court applied the wrong legal standard. See id. (“The burden of proof rests with petitioner to show the fraud by clear and convincing evidence.”). We do not consider arguments and allegations raised for the first time on appeal. See Padgett v. Wright, 587 F.3d 983, 985 n.2 (9th Cir. 2009). All pending motions and requests are denied. AFFIRMED. 2 14-15588
Plain English Summary
NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS DEC 22 2016 MOLLY C.
Key Points
Frequently Asked Questions
NOT FOR PUBLICATION FILED UNITED STATES COURT OF APPEALS DEC 22 2016 MOLLY C.
FlawCheck shows no negative treatment for Darru Hsu v. Ubs Financial Services, Inc. in the current circuit citation data.
This case was decided on December 22, 2016.
Use the citation No. 4333273 and verify it against the official reporter before filing.
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