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No. 10160745
United States Court of Appeals for the Ninth Circuit
Cpc Patent Technologies Pty Ltd. v. Apple Inc.
No. 10160745 · Decided October 24, 2024
No. 10160745·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
October 24, 2024
Citation
No. 10160745
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
CPC PATENT TECHNOLOGIES No. 23-3449
PTY LTD.,
D.C. No.
4:21-mc-80091-
Petitioner - Appellee,
JST
v.
OPINION
APPLE INC.,
Respondent - Appellant.
Appeal from the United States District Court
for the Northern District of California
Jon S. Tigar, District Judge, Presiding
Argued and Submitted September 24, 2024
San Francisco, California
Filed October 24, 2024
Before: Milan D. Smith, Jr., Jacqueline H. Nguyen, and
Daniel A. Bress, Circuit Judges.
Opinion by Judge Bress
2 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
SUMMARY*
Discovery / Appellate Jurisdiction
The panel dismissed, for lack of appellate jurisdiction,
an appeal from the district court’s order granting the
application of CPC Patent Technologies Pty Ltd. for
discovery under 28 U.S.C. § 1782 against Apple Inc. for use
in a not-yet-filed patent infringement suit in Germany.
The panel held that the district court’s decision was not
final and appealable because the scope of discovery and the
type of discovery that Apple was required to produce
remained undetermined. In these circumstances, the district
court’s order did not end the litigation on the merits, place
the parties effectively out of federal court, or result in the
district court disassociating itself from the case entirely,
retaining nothing of the matter on its docket. The panel
explained that the lack of a determination as to the scope of
Apple’s discovery obligations under the district court’s
§ 1782 order materially affected the panel’s ability to
evaluate the Intel factors used to determine whether
discovery was warranted under § 1782 because it was
difficult for the panel to assess the sufficiency of the German
legal system’s confidentiality protections or the risks and
burdens that the discovery could create for Apple.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 3
COUNSEL
George C. Summerfield (argued), K&L Gates LLP,
Chicago, Illinois; Zachary T. Timm, Vanuhi Zohrabians, and
Christina N. Goodrich, K&L Gates LLP, Los Angeles,
California; Darlene F. Ghavimi, K&L Gates LLP, Austin,
Texas; for Petitioner-Appellee.
James Sigel (argued), Davis Wright Tremaine LLP, San
Francisco, California; Seth Sproul, Fish & Richardson PC,
San Diego, California; Joel F. Wacks, Morrison & Foerster
LLP, San Francisco, California; for Respondent-Appellant.
OPINION
BRESS, Circuit Judge:
Under 28 U.S.C. § 1782, a district court may permit
discovery for use in a foreign proceeding. In this case, CPC
Patent Technologies Pty Ltd. applied for § 1782 discovery
against Apple Inc. for use in a not-yet-filed patent
infringement suit in Germany. The district court granted
CPC’s § 1782 application, and Apple now appeals. We hold
that the district court’s decision is not final because the scope
of discovery remains undetermined. The lack of a final
judgment means that we lack appellate jurisdiction. We
dismiss the appeal.
I
Rooted in longstanding practice, 28 U.S.C. § 1782
“authorizes, but does not require,” federal district courts to
order discovery for use in a foreign proceeding. Intel Corp.
4 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
v. Advanced Micro Devices, Inc., 542 U.S. 241, 255 (2004).
To secure this discovery, a § 1782 applicant must show at
the outset (1) that “the person from whom the discovery is
sought ‘resides or is found’ in the district of the district court
where the application is made,” (2) “the discovery is ‘for use
in a proceeding in a foreign or international tribunal,’” and
(3) “the application is made by a foreign or international
tribunal or ‘any interested person.’” Khrapunov v.
Prosyankin, 931 F.3d 922, 925 (9th Cir. 2019) (quoting 28
U.S.C. § 1782(a)).
Even if an applicant meets these requirements, “the
district court still retains substantial discretion to permit or
deny the requested discovery.” Id. at 926 (citing Intel, 542
U.S. at 264–65). This discretion is guided by the Supreme
Court’s articulation in Intel of four non-exclusive factors:
(1) whether “the person from whom discovery is sought is a
participant in the foreign proceeding;” (2) “the nature of the
foreign tribunal, the character of the proceedings underway
abroad, and the receptivity of the foreign government or the
court or agency abroad to U.S. federal-court judicial
assistance;” (3) “whether the § 1782(a) request conceals an
attempt to circumvent foreign proof-gathering restrictions or
other policies of a foreign country or the United States;” and
(4) whether the discovery requests are “unduly intrusive or
burdensome.” Intel, 542 U.S. at 264–65; see also In re
Premises Located at 840 140th Ave. NE, 634 F.3d 557, 563
(9th Cir. 2011). These factors are sometimes described as
the “Intel factors.” See, e.g., Frasers Grp. PLC v. Stanley,
95 F.4th 54, 56 (2d Cir. 2024); Schlich v. Broad Inst., Inc.
(In re Schlich), 893 F.3d 40, 45 (1st Cir. 2018).
The § 1782 applicant in this case is CPC, an Australian
patent holding company that in 2019 acquired a series of
biometric security patents. CPC has sued Apple for patent
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 5
infringement in the United States and elsewhere, claiming
that certain Apple security features, such as Face ID, infringe
on patents in the CPC portfolio.
In April 2021, CPC filed a § 1782 application in the
Northern District of California. CPC’s application sought
discovery from Apple for use in CPC’s prospective German
patent infringement suit against a German Apple entity
concerning the parties’ German patents. CPC sought to
serve Apple with a subpoena for fifteen categories of
documents “sufficient to describe” the functionality of
various aspects of Apple’s biometric security technology.
By local general order, the matter was assigned to a
magistrate judge, who denied CPC’s petition under the Intel
factors, finding the requested discovery unduly burdensome.
CPC then sought review in the district court. Applying a
clear error standard of review, the district court affirmed the
magistrate judge’s denial of CPC’s § 1782 application.
On appeal to this court, we held that the district court
erred in reviewing the magistrate judge’s decision for clear
error. CPC Patent Techs. Pty Ltd. v. Apple, Inc., 34 F.4th
801, 803 (9th Cir. 2022) (“CPC I”). Examining the
intersecting rules governing the powers of magistrate judges,
see 28 U.S.C. § 636; Fed. R. Civ. P. 72, we held that a ruling
on a § 1782 application should be regarded as a dispositive
matter because it “necessarily disposes of the ‘ultimate relief
sought’ in the federal case.” CPC I, 34 F.4th at 808 (quoting
SEC v. CMKM Diamonds, Inc., 729 F.3d 1248, 1260 (9th
Cir. 2013)). Because the matter was dispositive under § 636,
and because the parties had not consented to the magistrate
judge having the power to adjudicate dispositive matters, the
district court should have reviewed the magistrate judge’s
denial of § 1782 discovery de novo rather than for clear
6 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
error. Id. at 807–08. We remanded the case to the district
court for further consideration. Id. at 810.
On remand, the district court referred the matter back to
the magistrate judge, who again recommended that CPC’s
§ 1782 application be denied under the Intel factors. CPC
objected to the magistrate judge’s ruling. This time,
applying de novo review, the district court granted CPC’s
§ 1782 application, concluding that CPC met the § 1782
eligibility requirements (this point is not disputed) and that
the Intel factors weighed in CPC’s favor. In its decision, the
district court noted that by CPC’s admission, Apple would
be required to produce source code “only if no other
information is available.”
The district court’s order granting CPC’s § 1782
application directed that CPC could serve its subpoena for
documents on Apple following the entry of a protective
order. The parties negotiated a protective order, which the
district court entered on February 13, 2023. On October 11,
2023, the district court denied Apple’s Rule 59(e) motion to
alter or amend its order granting CPC’s § 1782 application.
Several days later, CPC served its subpoena on Apple. On
November 7, 2023, Apple served its responses and
objections to the subpoena. Among other things, Apple
objected to the requests “to the extent [they] require[d] the
production of source code or other highly confidential
technical documentation.” Then, on November 10, 2023,
Apple filed this appeal of the district court’s order granting
the § 1782 application.
Soon after, Apple sought to stay proceedings in the
district court pending appeal. The district court granted
Apple’s stay request over CPC’s opposition. CPC had
argued that a stay was improper because this court would
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 7
lack jurisdiction over Apple’s appeal for lack of a final
judgment. Citing decisions from this court, including our
prior decision in this same case, see CPC I, 34 F.4th at 805–
06, 809–10, the district court concluded that its order
granting CPC’s § 1782 application was a final judgment
over which this court would have appellate jurisdiction.
Although the district court acknowledged the possibility of
future motions practice over what Apple might be required
to produce, it reasoned that such “[p]otential motions
following the subpoena order are akin to post-judgment
motions in other types of federal cases, which likewise do
not impede the appealability of dispositive orders.”
Because Apple had otherwise raised serious legal
questions about the merits of the court’s § 1782 order, and
because Apple “likely would have to disclose the
information it seeks to withhold” before an appeal was
resolved, the district court found that a stay pending appeal
was warranted.
II
On appeal, Apple asks us to review the district court’s
application of the Intel factors. But we can do so only if we
have appellate jurisdiction. As is our obligation, we must
assess our jurisdiction independently. See, e.g.,
Bagdasarian Prods., LLC v. Twentieth Century Fox Film
Corp., 673 F.3d 1267, 1270 (9th Cir. 2012).
A
Under 28 U.S.C. § 1291, we have appellate jurisdiction
over final decisions of district courts. See CPC I, 34 F.4th
at 805. “As a general rule, a decision is final under § 1291
‘only if it ends the litigation on the merits and leaves nothing
for the court to do but execute the judgment.’” Doe 1–10 v.
8 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
Fitzgerald, 102 F.4th 1089, 1094 (9th Cir. 2024) (quoting
Quackenbush v. Allstate Ins. Co., 517 U.S. 706, 712 (1996)).
Thus, “a ‘final’ decision is one ‘that places the parties
effectively out of federal court.’” CPC I, 34 F.4th at 805
(brackets omitted) (quoting Cal. Dep’t of Water Res. v.
Powerex Corp., 533 F.3d 1087, 1094 (9th Cir. 2008)). As
we explained in CPC I, “[t]his test is satisfied when ‘the
district court disassociates itself from the case entirely,
retaining nothing of the matter on the federal court’s
docket.’” Id. (quoting Snodgrass v. Provident Life & Acc.
Ins. Co., 147 F.3d 1163, 1166 (9th Cir. 1998) (per curiam)).
Usually, discovery orders are not appealable because
they are interlocutory, merely one chapter in a broader
litigation that culminates in an eventual final judgment. See
id. at 806; 840 140th Ave. NE, 634 F.3d at 566. But orders
on § 1782 applications are different. The whole point of a
§ 1782 application is to obtain discovery for use in another
proceeding outside the United States. We have thus
recognized that “unlike an ordinary discovery order that is
just one step in an ongoing federal case, ‘once the district
court has ruled on the parties’ § 1782 motion . . . there is no
further case or controversy before the district court.’” CPC
I, 34 F.4th at 806 (omission in original) (brackets omitted)
(quoting 840 140th Ave. NE, 634 F.3d at 566).
This means that if the finality requirements are met, a
district court’s ruling on a § 1782 application qualifies as a
final judgment for purposes of 28 U.S.C. § 1291. We have
said this before, although in ways that do not necessarily
reflect the greater level of precision that the case before us
demands. In Okubo v. Reynolds (In re Letters Rogatory from
Tokyo District Prosecutor’s Office), 16 F.3d 1016, 1018 n.1
(9th Cir. 1994), for example, we stated without elaboration
that “district court[] orders made pursuant to § 1782 are
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 9
final, and thus appealable under 28 U.S.C. § 1291.” Along
these same lines, we have also observed that in “most”
§ 1782 cases, “we have simply stated, without clarification
or explanation, that we have appellate jurisdiction.” 840
140th Ave. NE, 634 F.3d at 566–67 (citing United States v.
Sealed 1, 235 F.3d 1200, 1203 (9th Cir. 2000); Advanced
Micro Devices, Inc. v. Intel Corp., 292 F.3d 664, 666 (9th
Cir. 2002); In re Letters Rogatory, 16 F.3d at 1018 n.1; In re
Kevork, 788 F.2d 566, 569 (9th Cir. 1986); Four Pillars
Enters. Co., Ltd. v. Avery Dennison Corp., 308 F.3d 1075,
1078 (9th Cir. 2002)); see also Khrapunov, 931 F.3d at 924.
Our approach has not been atypical. In this regard, we have
noted that “most federal courts of appeals to have considered
the matter ‘have ruled that they have appellate jurisdiction
over orders issued under § 1782’ pursuant to § 1291[,]
‘without qualification or exception.’” CPC I, 34 F.4th at 806
(quoting 840 140th Ave. NE, 634 F.3d at 566).1
Our cases addressing appellate jurisdiction over § 1782
orders fall into two main categories. The first consists of
cases in which the district court denies the § 1782
application and the party who applied for § 1782 discovery
appeals. In that situation, the denial of a § 1782 application
constitutes a final judgment. Importantly, that was the
situation in the prior appeal in this case. See CPC I, 34 F.4th
at 806. As we explained then, because “[t]he only relief
sought by CPC in this federal case was court-ordered
discovery pursuant to § 1782,” “[w]hen the magistrate judge
1
Our circuit recognizes a “narrow” exception to our jurisdiction over
§ 1782 orders if a “subpoena is issued to a party that is also a litigant in
the foreign proceeding.” CPC I, 34 F.4th at 806 (citing 840 140th Ave.
NE, 634 F.3d at 566–67). In that situation, there is only appellate
jurisdiction if the interested party refuses to comply and suffers a
contempt order. Id. This exception does not apply here.
10 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
denied this relief and the district judge affirmed the denial,
there were no further issues for the federal court to resolve,
and so the district court’s order was ‘final.’” Id. (footnote
omitted). We have other cases that fall into this first
category as well, involving appeals of the denial of § 1782
applications. See Advanced Micro Devices, 292 F.3d at 666;
In re Letters Rogatory, 16 F.3d at 1018; see also Four
Pillars, 308 F.3d at 1076 (appeal of a district court order
granting in part and denying in part a § 1782 application).
The second category of cases involves appeals from the
grant of § 1782 applications, but in which we did not discuss
why we treated the order as final. See, e.g., Khrapunov, 931
F.3d at 924; Republic of Ecuador v. Mackay, 742 F.3d 860,
864 (9th Cir. 2014); Akebia Therapeutics, Inc. v. FibroGen,
Inc., 793 F.3d 1108, 1110 (9th Cir. 2015). Of course,
“unstated assumptions on non-litigated issues are not
precedential holdings binding future decisions.” Proctor v.
Vishay Intertechnology Inc., 584 F.3d 1208, 1226 (9th Cir.
2009) (quoting Sakamoto v. Duty Free Shoppers, Ltd., 764
F.2d 1285, 1288 (9th Cir. 1985)). That principle extends to
embedded yet unexplored questions of finality, even though
the issue is jurisdictional. See Ariz. Christian Sch. Tuition
Org. v. Winn, 563 U.S. 125, 144 (2011). Our cases in this
second category do not resolve the appeal before us, nor
would it be appropriate for us to now root through the long-
closed district court dockets in these cases for indications of
finality that our decisions simply did not address.
Even so, it is apparent from some of these “category 2”
cases that they did not present the same issues we have here.
For example, in Khrapunov, we described how after the
§ 1782 application was granted and the subpoena issued, the
magistrate judge denied a motion to quash the subpoena but
“did narrow its scope somewhat.” 931 F.3d at 924. These
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 11
are not steps that have happened in this case. Similarly, in
840 140th Ave. NE—one of the few cases in which we
actually grappled with the finality issue—we explained that
“[o]nce the district court has ruled on the parties’ motions
concerning the evidentiary requests, there is no further case
or controversy before the district court.” 634 F.3d at 566.
This again suggests the need for a greater resolution of the
discovery issues than what we have here.
B
The fundamental problem in this case is that although the
district court rejected Apple’s arguments which, if accepted,
would have precluded § 1782 discovery altogether, the
scope of discovery and type of information that Apple must
produce remains undetermined. The district court’s § 1782
order allowed CPC to serve its subpoena on Apple, to which
Apple has served responses and objections. The document
requests asked Apple to produce materials “sufficient to
describe” certain information about Apple’s biometric
technologies. But what those documents are or will be
remains unclear, and Apple has lodged objections to the
requests that remain unresolved. Indeed, at oral argument,
Apple acknowledged that “there does remain significant
litigation that might follow in the district court” about the
scope of what must be produced. The further discussions
between the parties and possible motions practice that would
have settled these issues never happened because the case
was stayed pending this appeal. There is no meeting of the
minds between the parties as to what documents must be
turned over or any court order to that effect.
In these circumstances, it cannot be said that the district
court’s § 1782 order “ends the litigation on the merits,”
Fitzgerald, 102 F.4th at 1094 (quoting Quackenbush, 517
12 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
U.S. at 712), “places the parties effectively out of federal
court,” CPC I, 34 F.4th at 805 (brackets omitted) (quoting
Cal. Dep’t of Water Res., 533 F.3d at 1094), or results in “the
district court disassociat[ing] itself from the case entirely,
retaining nothing of the matter on the federal court’s
docket.” Id. (quoting Snodgrass, 147 F.3d at 1166). In some
circumstances, it may be that the granting of a § 1782
application without more concludes the litigation because it
is clear what the subpoena is requesting and there is no
further objection to producing it. But that is not the case
here. Indeed, even if we were to affirm the district court’s
§ 1782 order, we would face the prospect of additional
appeals raising further questions about the scope of Apple’s
discovery obligations. A central purpose of the finality
requirement is to avoid such piecemeal appeals. See, e.g.,
Mohawk Indus., Inc. v. Carpenter, 558 U.S. 100, 106 (2009).
We see the problem most acutely when it comes to
Apple’s source code. Much of Apple’s opposition to the
district court’s § 1782 order turns on its concern that it will
be required to turn over highly proprietary source code for
use in a German proceeding in which the confidentiality
protections are less robust than Apple desires. But the
district court has yet to order Apple to turn over any source
code, and the parties seem to agree that Apple will not be
required to produce the code “unless no other responsive
information is available.” The district court likewise
referenced CPC’s position that source code should be
produced “only if no other information is available.”
Although the district court rejected Apple’s strong-form
argument that § 1782 discovery should be denied altogether
because CPC can obtain what it needs through publicly
available information, it also remains to be determined
whether publicly available information or information
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 13
already produced to CPC in other litigation will narrow or
obviate any of CPC’s current document requests.
The lack of a conclusive determination as to the scope of
Apple’s discovery obligations under the district court’s
§ 1782 order is no mere academic issue, but one that
materially affects our ability to evaluate the Intel factors. As
we discussed above, Intel requires consideration of, among
other things, “the nature of the foreign tribunal[] [and] the
character of the proceedings underway abroad,” as well as
whether the discovery will be “unduly intrusive or
burdensome.” 542 U.S. at 264–65. Without knowing the
scope and nature of the materials that Apple must produce to
CPC, it is difficult to assess the sufficiency of the German
legal system’s confidentiality protections or the risks and
burdens that the discovery may create for Apple. The Intel
factors cannot be considered in a vacuum, without
evaluation of the underlying discovery materials at stake.
We find strong support for our decision in Banca Pueyo
SA v. Lone Star Fund IX (US), L.P., 978 F.3d 968 (5th Cir.
2020), the case most analogous to this one. Banca Pueyo
dismissed an appeal of an order granting a § 1782
application for the same reason we do here: “Because the
district court has not yet determined the scope of discovery,
this appeal is interlocutory.” Id. at 970. In Banca Pueyo, the
district court granted a § 1782 application and denied the
respondents’ objections to a magistrate judge’s denial of
respondents’ motion to quash. Id. at 971. Respondents then
appealed the § 1782 order. Id. Meanwhile, after the appeal
had been filed, the respondents in the district court filed a
further motion to quash the subpoenas, which led to a 52-
page magistrate judge order granting in part and denying in
part the motion. Id. That order remained the subject of
ongoing litigation in the district court. Id. at 972.
14 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
The Fifth Circuit held that it lacked jurisdiction over the
appeal of the order granting the § 1782 application because
the district court’s decision was not final. As the court
explained:
No court has exercised appellate jurisdiction
over a section 1782 case when a motion to
quash that might limit the scope of discovery
remained pending in the trial court. Rather,
courts have allowed appeals only after the
district court had affirmatively decided the
proper scope of discovery. The district court
had not yet resolved the scope of discovery
when this appeal was filed, so we would not
have jurisdiction under the typical finality
inquiry.
Id. (quotations and citations omitted). The decision was not
final, in other words, because the district court’s orders
“d[id] not conclusively determine whether, and to what
extent, discovery might be required.” Id. at 973; see also
Banco Mercantil de Norte, S.A. v. Paramo, 114 F.4th 757,
760 n.2 (5th Cir. 2024) (observing that the order at issue in
Banca Pueyo was not immediately appealable because “the
scope of discovery” had not been “‘definitively resolved’”
(quoting Banca Pueyo, 978 F.3d at 974)). The same is true
here.
To be sure, Banca Pueyo may have involved more
dramatic circumstances, with the respondents filing a new
motion to quash after they appealed and the magistrate judge
issuing a 52-page ruling the week before oral argument in
the court of appeals. Banca Pueyo, 978 F.3d at 971. But the
only reason there have not been further proceedings in this
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 15
case is because they are stayed. As in Banca Pueyo, the
scope of the required discovery remains unresolved. And as
in Banca Pueyo, considering Apple’s legal challenges to the
§ 1782 order now “runs the risk of inefficient piecemeal
appeals,” as all of Apple’s current arguments “will be
reviewable in an appeal after the district court conclusively
determines the scope of . . . discovery.” Id. at 973.
Banca Pueyo acknowledged that if it were to hold on an
interlocutory basis that no § 1782 application was permitted,
that would of course end the litigation. Id. But this same
logic would apply to the interlocutory reversal of the denial
of summary judgment, “[y]et those are not allowed” except
in certain unique situations. Id. The reasoning of Banca
Pueyo is persuasive. Our decision today aligns with the Fifth
Circuit’s decision in Banca Pueyo, which is the only
precedent of which we are aware that meaningfully
addresses the type of situation now before us.
Apple nonetheless argues that our prior decision in CPC
I supports our exercise of appellate jurisdiction here. That is
incorrect. The portion of CPC I in question concerns our
resolution of Apple’s argument in the prior appeal that a
§ 1782 application did not rule on a dispositive matter under
28 U.S.C. § 636—the statute governing the powers of
magistrate judges—“because there may be still be other
issues for the court to rule on afterward.” CPC I, 34 F.4th at
809. Apple maintained in CPC I that because of the
possibility of further litigation after a § 1782 ruling, a
magistrate judge’s § 1782 order was not dispositive under 28
U.S.C. § 636 and should be reviewed for clear error, not de
novo. Id. Apple offered various examples of possible
follow-on litigation surrounding the proper scope of a
subpoena. Id.
16 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
We rejected Apple’s argument. We said:
Assuming arguendo that these examples bear
on this case—where the district court
declined to issue a subpoena requiring
enforcement or clarification—the problem
for Apple is that the examples involve
proceedings that are just incidental to the
underlying discovery order. They can be
likened to post-judgment proceedings in an
ordinary civil case, such as a motion for relief
from the judgment pursuant to Federal Rule
of Civil Procedure 60, or a Rule 59(e) motion
to alter or amend the judgment. The
possibility of these later challenges does not
negate the dispositive nature of the dismissal,
summary judgment, or other motion leading
to the judgment.
Id.
This aspect of CPC I does not suggest that the district
court’s order granting CPC’s § 1782 application should be
considered a final judgment. As an initial matter, this
passage did not concern our appellate jurisdiction at all; it
was instead about whether the order on review should be
considered dispositive under 28 U.S.C. § 636, which
governs the role of magistrate judges. Moreover, as we
explained above, CPC I involved our review of the district
court’s denial of a § 1782 application, which presents a very
different situation from a finality standpoint. And lastly,
even if one were to read this passage in CPC I as speaking
to the finality issue in cases in which the district court grants
a § 1782 application, it at best suggests that there may be
CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE 17
circumstances in which the grant of such an application,
standing alone, is final because there are no material disputes
remaining to be resolved. That is not the case here. Because
the district court’s § 1782 order does not define the scope of
discovery, we must dismiss the appeal for lack of
jurisdiction.
C
We close with two practical observations relating to our
decision in this case.
First, we recognize that discovery disputes are not
always resolved in one fell swoop and that § 1782
respondents may find themselves required to produce certain
information while litigation over other aspects of the
requested discovery remains pending before the district
court. In those situations, and to ensure meaningful
appellate review, district courts may consider staying
respondents’ obligations to produce contested information,
require information to be produced under suitable protective
orders, or adopt other measures to safeguard respondents’
confidentiality interests. Given the availability of these
protective measures—some of which the district court in this
case already adopted—our decision today creates no undue
prejudice for respondents who wish to appeal adverse § 1782
orders. And even if some prejudice may arise, that prejudice
inheres in our inability to review non-final decisions of
district courts. Of course, nothing prevents respondents
from seeking interlocutory review of § 1782 orders in
appropriate cases. See 28 U.S.C. § 1292(b).
Second, a district court’s decision on a § 1782
application can be final for purposes of appellate review
even though the district court may not have identified every
specific record to be produced. District courts do not
18 CPC PATENT TECHNOLOGIES PTY LTD. V. APPLE
commonly find themselves required to make such fine-
grained discovery determinations, and our decision in this
case does not require that. Finality under 28 U.S.C. § 1291
is a “practical” concept. See, e.g., Microsoft Corp. v. Baker,
582 U.S. 23, 37 (2017). The problem here is that the scope
of discovery has yet to be determined, Banca Pueyo, 978
F.3d at 972, including on a significant disputed issue
relevant to the Intel factors, namely, the production of source
code. See also id. at 974 (noting that “once the district court
‘affirmatively decide[s] the proper scope of discovery’ the
order [i]s final even if ‘subject to ongoing dispute about its
coverage and scope before a magistrate judge’” (quoting In
re Republic of Ecuador, 735 F.3d 1179, 1183 (10th Cir.
2013))). Nor is this a situation in which the parties have
reached a mutual understanding of what must be produced
in the event that Apple’s arguments on appeal are rejected.
In that situation, parties may ensure that a § 1782 order is
properly positioned for appeal by submitting an appropriate
confirmatory stipulation to the district court.
* * *
For the foregoing reasons, we lack jurisdiction over the
district court’s order granting CPC’s § 1782 application.
This appeal is dismissed, with Apple to bear the costs on
appeal.
DISMISSED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT CPC PATENT TECHNOLOGIES No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT CPC PATENT TECHNOLOGIES No.
02Tigar, District Judge, Presiding Argued and Submitted September 24, 2024 San Francisco, California Filed October 24, 2024 Before: Milan D.
03APPLE SUMMARY* Discovery / Appellate Jurisdiction The panel dismissed, for lack of appellate jurisdiction, an appeal from the district court’s order granting the application of CPC Patent Technologies Pty Ltd.
04for use in a not-yet-filed patent infringement suit in Germany.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT CPC PATENT TECHNOLOGIES No.
FlawCheck shows no negative treatment for Cpc Patent Technologies Pty Ltd. v. Apple Inc. in the current circuit citation data.
This case was decided on October 24, 2024.
Use the citation No. 10160745 and verify it against the official reporter before filing.