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No. 10118599
United States Court of Appeals for the Ninth Circuit
Cole Spencer v. Aaron Pew
No. 10118599 · Decided September 16, 2024
No. 10118599·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
September 16, 2024
Citation
No. 10118599
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
COLE JOSEPH SPENCER, No. 21-15521
Plaintiff-Appellant, D.C. No.
v. 2:20-cv-00385-
DGC-CDB
AARON PEW, #19183, police officer;
JACOB ROZEMA, #15724, police
officer; KEVIN SHALL, #1554,
deputy sheriff; JUSTIN MACKLIN, OPINION
#1742, deputy sheriff; MARICOPA
COUNTY SHERIFF’S OFFICE,
Defendants-Appellees,
and
MESA POLICE DEPARTMENT;
CITY OF MESA,
Defendants.
Appeal from the United States District Court
for the District of Arizona
David G. Campbell, District Judge, Presiding
Argued and Submitted May 15, 2023
Phoenix, Arizona
2 SPENCER V. PEW
Before: Jacqueline H. Nguyen, Daniel P. Collins, and
Kenneth K. Lee, Circuit Judges.
Opinion by Judge Collins
SUMMARY*
Excessive Force
The panel affirmed in part and reversed in part the
district court’s summary judgment in favor of four law
enforcement officers in plaintiff’s 42 U.S.C. § 1983 action
alleging the officers used excessive force during his arrest.
The panel first considered whether Officers Pew,
Rozema, and Macklin violated plaintiff’s clearly established
rights with respect to the force that they used to secure
plaintiff’s hands in two linked sets of handcuffs. As to this
force, the panel affirmed the district court’s grant of
qualified immunity based solely on the second, “clearly
established law” prong of the qualified immunity test. Given
that this was not an obvious case and there was no precedent
that squarely governed, the panel concluded that defendants
were entitled to qualified immunity with respect to their use
of force up to the point that plaintiff was handcuffed.
Plaintiff also alleged that Officer Pew violated his clearly
established Fourth Amendment rights by kneeling on his
upper back and neck and by continuing to do so after he
protested that it was difficult for him to breathe. Viewing the
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
SPENCER V. PEW 3
facts in light most favorable to plaintiff, the panel concluded
that Pew’s conduct violated clearly established law.
Accordingly, in that respect, the panel reversed the district
court’s grant of qualified immunity to Pew.
Finally, the panel considered whether any of the other
officers were also liable for Pew’s excessive force. Under
this circuit’s caselaw, an officer may be culpable for a
constitutional violation committed by another officer if the
former “is an ‘integral participant’ in the unlawful act” of the
latter. Peck v. Montoya, 51 F.4th 877, 889 (9th Cir. 2022).
The panel concluded that plaintiff failed to present sufficient
evidence to create a triable issue of liability as to any other
of the other officers.
The panel remanded for proceedings with respect to
Officer Pew, and otherwise affirmed the district court’s
summary judgment to all defendants.
COUNSEL
Hannah Garland and H.R. Fitzmorris (argued), Certified
Law Students; Jeffrey M. Feldman, Supervising Attorney,
Summit Law Group PLLC, Seattle, Washington; Elizabeth
G. Porter, Faculty Advisor, Ninth Circuit Appellate
Advocacy Clinic; University of Washington School of Law,
Seattle, Washington; for Plaintiff-Appellant.
Alexander J. Lindvall (argued), Assistant City Attorney;
Jason K. Reed, Deputy City Attorney; City of Mesa
Attorney’s Office, Mesa, Arizona; Anna G. Critz (argued),
Joseph J. Branco, Sean M. Moore, and Charles E. Trullinger,
Deputy County Attorneys; Rachel H. Mitchell, Maricopa
County Attorney; Maricopa County Attorney’s Office, Civil
4 SPENCER V. PEW
Services Division, Phoenix, Arizona; for Defendants-
Appellees.
OPINION
COLLINS, Circuit Judge:
In this action under 42 U.S.C. § 1983, Plaintiff Cole
Spencer alleges that Defendants Aaron Pew, Jacob Rozema,
Justin Macklin, and Kevin Shall, who are all law
enforcement officers, used excessive force during his arrest
on March 21, 2018 in Mesa, Arizona. The district court
granted summary judgment to all four Defendants. Spencer
now appeals. We affirm in part and reverse in part.
I
A
Because this appeal arises from a grant of summary
judgment, we view the evidence in the light most favorable
to Spencer and draw all reasonable inferences in his favor.
Scott v. Harris, 550 U.S. 372, 378 (2007). Accordingly,
where Spencer’s sworn statements directly contradict
Defendants’ statements, we disregard the latter and credit the
former. Id. However, to the extent that the uncontested
video evidence from the officers’ body cameras establishes
the timing and occurrence of events, we “view[] the facts in
the light depicted by the videotape.”1 Id. at 380–81. With
those principles in mind, we take the following facts as true
for purposes of this appeal.
1
Although Spencer contended below that portions of the video and audio
are missing from these tapes, he did not contend that the remaining audio
and video are inaccurate or unreliable.
SPENCER V. PEW 5
On March 21, 2018, Mesa Police Department (“MPD”)
Officers Aaron Pew and Jacob Rozema were driving in an
unmarked police vehicle on a street in Mesa, Arizona when
another vehicle exiting a driveway pulled out right in front
of them. Officer Pew, who was driving the police vehicle,
had to “slam on his brakes” in order to avoid colliding with
the other vehicle. The officers pulled over the other vehicle
for having made an “unsafe and illegal traffic maneuver.”
Jamie Kern was driving the other vehicle, and Plaintiff Cole
Spencer was in the front passenger seat. Spencer appeared
visibly nervous as he spoke with the officers, and when
asked to identify himself, he falsely stated that his name was
“Kenneth Cory.” Officer Rozema conducted an immediate
records check, which indicated that Spencer did not match
the DMV photograph for “Kenneth Cory.” At that point,
Rozema asked Spencer to step out of the vehicle and to “put
his hands behind his back.” Rozema told Spencer that he
was under arrest, although the parties dispute whether
Rozema also informed Spencer that the arrest was for “false
reporting.”
As Spencer stepped out of the vehicle, Rozema grabbed
and twisted Spencer’s wrist.2 Spencer then “pushed Rozema
with his left shoulder,” hitting him in the chest. While
Rozema continued to hold Spencer’s wrist, one of the
officers punched Spencer in the face, knocking Spencer to
the ground. It was undisputed in the district court that, from
this point forward, Spencer was not successfully handcuffed
until after “approximately three-and-a-half minutes of
wrestling with [Spencer]” by the officers.
2
There is no video or audio evidence in the record concerning this initial
portion of the encounter with Spencer, which involved only Officers Pew
and Rozema.
6 SPENCER V. PEW
Over the course of the ensuing struggle, Pew deployed a
taser against Spencer at least four times, including the
specific taser uses that we will discuss momentarily. On the
first occasion, the taser was deployed in “probe” mode—
meaning that “the taser shot two small, electrically charged
probes onto Mr. Spencer”—but Spencer was able to remove
the probes from his neck. For the remaining three
deployments, the taser was in “drive-stun” mode, meaning
that Pew “activated the taser’s electrical contact points and
held the device to Mr. Spencer’s body.” During this time,
Spencer was also repeatedly punched and kicked in the face
by the officers. Spencer acknowledges that the officers
instructed him to give up his hands and that he did not do so,
but he claimed that he told the officers that his hands were
“locked up” from the effects of the taser. Spencer denies
“throw[ing] a punch, a kick or any type of strike towards any
officer” at any point during this struggle with the officers.
At some point after the struggle began, Deputy Kevin
Shall from the Maricopa County Sheriff’s Office (“MCSO”)
arrived. Unlike the MPD officers, the various MCSO
deputies who arrived had body cameras that captured much
of the ensuing events, and we therefore rely primarily on that
video and audio evidence in recounting what happened from
that point forward. Scott, 550 U.S. at 380–81. At the time
Shall arrived, Pew, Rozema, and Spencer were on a patch of
dirt separating the main road from a dead-end parallel
frontage road. Pew and Rozema were kneeling over Spencer
who was lying on the ground, and they were attempting to
handcuff him. Shall stayed with Kern, who was still seated
in his vehicle nearby, and Shall at this point did not attempt
to assist the officers in subduing Spencer.
As Pew and Rozema struggled with Spencer, one of the
officers yelled at him, “Put your hands behind your back!
SPENCER V. PEW 7
Hands behind your back!” Spencer can be heard saying
something about his “hands” in response. This was followed
by the sound of a taser, and Spencer then screamed, “I have
a pacemaker!” At this point in the struggle, Spencer had
shifted to being on his knees, with his head bent down
towards his knees, and Officers Pew and Rozema were
above Spencer, still attempting to handcuff him. As the
officers continued to struggle with Spencer, one of them
shouted, “Why are you resisting? Put your hands behind
your back!”
Just at this point, Deputy Macklin arrived. As Macklin
approached, Spencer was on his back, and one of the officers
punched Spencer in the stomach. Spencer then turned to his
side. Officer Pew pressed Spencer’s face into the dirt as one
of them stated, “Relax your arm, my man.” Deputy Macklin
began to assist Officers Pew and Rozema in subduing
Spencer, and the officers managed to turn him onto his
stomach. While pinning Spencer’s head to the ground,
Officer Pew repeatedly struck Spencer in the face with his
knee.3 Pew then grabbed Spencer’s head and slammed it
into the ground twice. With Macklin lying on top of Spencer
to pin him down, one of the officers instructed another to
“grab his left arm.” Around this time, a third MCSO officer,
Sergeant Clark, arrived and approached the officers and
Spencer, but he did not intervene. As the officers tried to
3
According to his post-incident report, Officer Pew wrote that he
(1) “delivered 3–4 knee strikes to [Spencer’s] face with negative results,”
(2) “shoved [Spencer’s] face into the ground 3–4 times,” and (3) “placed
[Spencer’s] head between my knees with his head face down, put [m]y
thumbs on the back of his neck . . . where I believed his carotid artery
was located and squeezed . . . hoping [Spencer] would go unconscious,
so we could control him.”
8 SPENCER V. PEW
handcuff Spencer, one of them again told him, “Put your
hand behind your back.”
Pew then placed Spencer’s head between his knees, and,
while swearing, picked up Spencer’s head and slammed it
into the ground several times. Pew tasered Spencer in the
neck for approximately 12 seconds, before then beginning to
apply pressure to Spencer’s carotid artery using what he
called in his police report the “carotid control technique.”
See supra note 3. While he was doing so, an officer again
instructed Spencer, “Put your hand behind your back!”
Simultaneously, another officer had handcuffed Spencer’s
left hand and was attempting to handcuff his other hand. An
officer asked, “where’s the other hand?” The officers were
unable to bring Spencer’s hands close enough to secure him
in a single set of handcuffs, and so they chained two sets of
handcuffs together in order to connect Spencer’s left and
right hands. Shortly thereafter, an officer said, “Clasp it,
clasp it, clasp it, there you go.” At that point, Spencer’s right
arm was also handcuffed. Around this point, Pew ceased
applying pressure to Spencer’s neck.
Once Spencer was handcuffed, Deputy Macklin, who
had been laying on top of Spencer, picked himself up to his
knees. Spencer was face down, and given the slack in his
double-handcuffs, he was able to move his hands toward his
side. One of the officers said, “Stop! We’re going to f**k
you up unless you put your hands behind your back.”
Another officer said, “Hey, next time don’t lie to me about
your name.” Pew got up and placed a knee on Spencer’s
upper back, as another officer asked, “You gonna tell me
your name?” As Spencer lay on the ground with Pew’s knee
on his upper back, Pew said, “Stop f**king kicking me.”
Spencer squirmed on the ground, saying “please stop!” and
“please help me!” Pew continued to place his knee on
SPENCER V. PEW 9
Spencer’s upper back, as Spencer said, “I can’t breathe. I
cannot breathe.” An officer responded by telling him “Ok,
well relax!” while another said, “If you’re screaming and
fighting, man, you can breathe. You need to calm down.”
The camera revealed that Spencer’s face was covered in
blood.
Spencer attempted to turn himself so that he would not
be on his stomach, but Pew flipped him back over and held
him down with his knee. Spencer continued to complain that
he could not breathe, and the officers allowed him to turn
onto his right side. Pew stood up a few seconds later. The
officers then held him down by pressing on his left arm while
Macklin continued to kneel and straddle Spencer’s legs.
Shall then took Macklin’s place. Spencer asked Shall to get
off his legs, and he also asked to be able to move back to
lying on his stomach, but the officers said no. About 30
seconds later, however, they did allow him to move back
onto his stomach. For the next several minutes, one or more
officers held Spencer in place while Shall remained
straddled over his legs. At one point, Spencer said, “Please
untighten it,” and an officer responded, “Hold on, Fire’s here
and they’re going to check you out.” Subsequently, an
officer said, “Hey, Fire’s gonna come over here and look at
you, you’re not gonna act stupid are you?” Spencer was then
asked his name, and he responded that it was “Cole
Spencer.” Emergency medical personnel then arrived to
attend to Spencer.
B
Six months after his arrest, Spencer pleaded guilty to
aggravated assault for pushing Officer Rozema as well as to
additional unrelated charges. At the change of plea hearing,
Spencer’s counsel stated that the factual basis for the plea
10 SPENCER V. PEW
was that Spencer “pushed the officer and made a
movement.” The prosecutor then pointed out that an element
of the offense was that Spencer had “intentionally, knowing,
or recklessly caus[ed] physical injury.” When the court
asked what was the factual basis for that element, the
prosecutor stated that the officer “has injuries to his hip and
also multiple abrasions and cuts.” The court then asked
whether that additional factual basis was disputed, and
Spencer’s counsel responded, “No dispute.”
While incarcerated, Spencer filed a pro se complaint
pursuant to 42 U.S.C. § 1983 against Officers Pew and
Rozema, Deputies Shall and Macklin, the City of Mesa, the
Mesa Police Department, the Maricopa County Sheriff’s
Office, and the County of Maricopa. The operative
complaint alleged that the officers, in arresting Spencer, had
used excessive force in violation of the Fourth Amendment.
Spencer sought compensatory and punitive damages.
After screening the complaint in accordance with 28
U.S.C. § 1915A, the district court dismissed without
prejudice the claims against the City, County, and their
respective law enforcement agencies. The court, however,
ordered Pew, Rozema, Shall, and Macklin to respond to the
claim for excessive force.4 Nearly a year later, the district
court granted summary judgment to all four officers.
The district court concluded that Officers Pew and
Rozema were shielded by qualified immunity because no
clearly established law prohibited the degree of force they
used in arresting Spencer. The court concluded that “it is not
4
The court noted that the pro se complaint could be construed as also
asserting a malicious prosecution claim against Shall and Macklin, but
the court dismissed that claim without prejudice. That dismissal is not
challenged on appeal.
SPENCER V. PEW 11
clearly established that officers cannot use significant force
when an arrestee actively resists arrest, shows unusual
strength, and refuses to submit to handcuffing despite
multiple orders to do so.”
As to Deputy Macklin, who “arrived after Plaintiff was
on the ground and Defendants Pew and Rozema were trying
to gain control of him,” the district court also granted
summary judgment based on qualified immunity. Although
“Macklin did not know why Plaintiff was being arrested,”
the district court stated that he could reasonably “conclude
that Plaintiff’s crime was severe given his level of
resistance.” Beyond that one difference, the court held that
the same analysis “applied to the conduct of Pew and
Rozema applies equally to Macklin.”
The district court noted that Deputy Shall “did not use
any force in the interaction with Plaintiff” inasmuch as he
was merely “standing near the altercation” with his attention
“focused on the driver of the vehicle.” The court further
concluded that there was “no evidence that Defendant Shall
had sufficient information from which he could conclude
that he should intervene in an excessive use of force.” The
court therefore granted summary judgment to Shall on the
merits of the Fourth Amendment claim, rather than based on
qualified immunity.
Spencer timely appealed the resulting judgment, and we
have jurisdiction under 28 U.S.C. § 1291. We review de
novo the district court’s grant of summary judgment to
Defendants. S.B. v. County of San Diego, 864 F.3d 1010,
1013 (9th Cir. 2017).
12 SPENCER V. PEW
II
We first address the district court’s grant of summary
judgment to Pew, Rozema, and Macklin based on qualified
immunity.
“The doctrine of qualified immunity protects
government officials ‘from liability for civil damages insofar
as their conduct does not violate clearly established statutory
or constitutional rights of which a reasonable person would
have known.’” Pearson v. Callahan, 555 U.S. 223, 231
(2009) (citation omitted). To defeat the defense of qualified
immunity, the plaintiff must satisfy a two-pronged burden:
(1) the plaintiff must allege or show (depending upon the
stage of the litigation) sufficient facts to “make out a
violation of a constitutional right”; and (2) the plaintiff must
demonstrate that “the right at issue was ‘clearly established’
at the time of defendant’s alleged misconduct.” Id. at 232
(citation omitted). The courts are not required to consider
these two prongs in any particular order, and judges therefore
have discretion to uphold a claim of qualified immunity
based solely on the ground that, even if there was a violation
of the Constitution, the plaintiff has not shown that the
claimed right was “clearly established.” Id. at 242–43. As
noted earlier, that was the course the district court took in
concluding that Pew, Rozema, and Macklin were entitled to
qualified immunity.
A
We consider first whether Pew, Rozema, and Macklin
violated Spencer’s clearly established rights with respect to
the force that they used to secure Spencer’s hands in the two
linked sets of handcuffs. As to this force, we affirm the
district court’s grant of qualified immunity based solely on
SPENCER V. PEW 13
the second, “clearly established law” prong of the qualified
immunity test.
1
“Any claim that an officer used excessive force ‘in the
course of an arrest, investigatory stop, or other “seizure” of
a free citizen’ is governed by the Fourth Amendment’s
standard of objective reasonableness.” Demarest v. City of
Vallejo, 44 F.4th 1209, 1225 (9th Cir. 2022) (quoting
Graham v. Connor, 490 U.S. 386, 395–97 (1989)).
“[W]hether an officer has used excessive force ‘requires
careful attention to the facts and circumstances of each
particular case, including the severity of the crime at issue,
whether the suspect poses an immediate threat to the safety
of the officers or others, and whether he is actively resisting
arrest or attempting to evade arrest by flight.’” Kisela v.
Hughes, 584 U.S. 100, 103 (2018) (quoting Graham, 490
U.S. at 396).
Although these general standards have long been
established, that does not mean that any violation of them
can therefore be said to violate “clearly established” law.
Rather, the qualified-immunity inquiry “must be undertaken
in light of the specific context of the case, not as a broad
general proposition.” Rivas-Villegas v. Cortesluna, 595 U.S.
1, 5 (2021) (citation omitted). Indeed, the Supreme Court
has “repeatedly told courts—and the Ninth Circuit in
particular—not to define clearly established law at a high
level of generality.” Kisela, 584 U.S. at 104 (citation
omitted). Accordingly, for a right to be “clearly established,”
the “right’s contours” must have been “sufficiently definite
that any reasonable official in the defendant’s shoes would
have understood that he was violating it.” Plumhoff v.
Rickard, 572 U.S. 765, 778–79 (2014) (emphasis added).
14 SPENCER V. PEW
“Specificity is especially important in the Fourth
Amendment context, where it is sometimes difficult for an
officer to determine how the relevant legal doctrine, here
excessive force, will apply to the factual situation the officer
confronts.” Rivas-Villegas, 595 U.S. at 6 (simplified).
Because “[u]se of excessive force is an area of the law ‘in
which the result depends very much on the facts of each
case,’ . . . police officers are entitled to qualified immunity
unless existing precedent ‘squarely governs’ the specific
facts at issue.” Kisela, 584 U.S. at 104 (emphasis added)
(citation omitted).
In light of these principles, the Supreme Court has held
that, except for an “obvious case” in which Graham’s
general standards are alone sufficient to “‘clearly establish’
the answer,” the plaintiff “must identify a case that put [the
officer] on notice that his specific conduct was unlawful.”
Rivas-Villegas, 595 U.S. at 6 (emphasis added). Although
the plaintiff does not need to find a “case directly on point,”
he or she must identify a binding precedent that is not
“materially distinguishable” and that can be said to “govern
the facts of this case” in the sense that it “place[s] the
statutory or constitutional question beyond debate.” Id. at
5–6 (citations omitted). “In other words, [a plaintiff] must
point to prior case law that articulates a constitutional rule
specific enough to alert these deputies in this case that their
particular conduct was unlawful.” Sharp v. County of
Orange, 871 F.3d 901, 911 (9th Cir. 2017) (emphasis in
original). With respect to the force used to handcuff him,
Spencer has failed to show either that this is an “obvious
case” under Graham’s standards or that there is a materially
indistinguishable precedent that squarely governs this case.
SPENCER V. PEW 15
2
As noted earlier, Graham’s objective test for assessing
the reasonableness of the use of force in effectuating an
arrest turns on “the facts and circumstances of each
particular case,” including certain specific factors that the
Court there identified. 490 U.S. at 396. Consideration of
these factors makes clear that this is not an “obvious case”
in which the general standards alone suffice to make clear to
every reasonable officer that the arresting officers’ conduct
up to the point of the handcuffing was unreasonable in
violation of the Fourth Amendment.
The first Graham factor—“the severity of the crime at
issue”—weighs in favor of Defendants. Spencer emphasizes
that he was initially told, upon stepping out of the car, that
he was being arrested for the offense of making a false
statement to a police officer, which is only a misdemeanor.
See ARIZ. REV. STAT. § 13-2907.01(A). But once Spencer
pushed Officer Rozema with his shoulder, he had committed
the offense of aggravated assault—an offense to which he
subsequently pleaded guilty—and that offense is a felony.
See id. § 13-1204(G). This was a sufficiently serious offense
to warrant the use of potentially significant force to ensure
that Spencer submitted to arrest.
The second Graham factor—which we have identified
as the “most important,” Mattos v. Agarano, 661 F.3d 433,
441 (9th Cir. 2011) (en banc)—is the extent to which “the
suspect poses an immediate threat to the safety of the officers
or others.” Graham, 490 U.S. at 396. Construing the
evidence in the light most favorable to Spencer, we conclude
that a reasonable jury could find that, after the initial assault
on Rozema, Spencer did not thereafter strike any of the
officers. Spencer specifically denied under oath that he had
16 SPENCER V. PEW
thrown any punches, kicks, or strikes at the officers. Nor
does the video evidence disclose any instance in which
Spencer struck any of the officers. Moreover, as Spencer
notes, after the paramedics had arrived, someone asked Shall
if Spencer had “throw[n] any blows or anything like that,”
and Shall responded, “No.” To the extent that Spencer
presented any threat to the officers as they attempted to
handcuff him, it was primarily the incidental result of the
difficulty they had in doing so.
The third Graham factor is whether the person “is
actively resisting arrest or attempting to evade arrest by
flight.” 490 U.S. at 396. Viewing the evidence in the light
most favorable to Spencer, we agree that a reasonable trier
of fact could conclude he was not trying to run away from
the officers at the time that he was tackled. Spencer claims
that he shoved the officer “to create separation between”
himself and them, that he did not break free of the officer’s
grip, and that he did not run up the street as the officers
claimed. However, the video evidence makes indisputably
clear that it took very substantial effort to secure Spencer in
a set of double-linked handcuffs.
Spencer emphasizes that a reasonable trier of fact could
conclude that he did not subjectively intend to resist the
officers: as he later claimed in his declaration, he “had little
to no control over [his] body,” because his “legs and arms
were going in and out of being locked up.” And to the extent
that his non-compliance involved “voluntary movements,”
he contends, they “were not resistance, but an attempt to
block punches.” But “[t]he qualified immunity analysis . . .
is limited to ‘the facts that were knowable to the defendant
officers’ at the time they engaged in the conduct in question,”
Hernandez v. Mesa, 582 U.S. 548, 554 (2017), and so
Spencer’s subjective intentions are not relevant except to the
SPENCER V. PEW 17
extent that they were communicated to the officers. Spencer
averred that he informed the officers at one point that “my
hands were locked up,” and we are unable to say that this
claim is contradicted by the video evidence. As noted
earlier, the video evidence at one point shows that Spencer
said something about his “hands” in response to an
instruction to put his hands behind his back, shortly before
he also tells the officers, “I have a pacemaker!” But even
taking as true that Spencer told the officers that his hands
were “locked up,” we cannot say that every reasonable
officer, considering the objective circumstances concerning
the nature and length of Spencer’s non-compliance, would
have taken his statements at face value. See Winterrowd v.
Nelson, 480 F.3d 1181, 1184 (9th Cir. 2007) (noting that an
officer need not “unduly credit[]” a suspect’s claim that he is
“physically unable to comply with a request”).
Spencer also argues that there is a factual dispute as to
whether the officers correctly characterized his non-
compliant behavior as involving “superhuman strength” and
“high pain tolerance.” But even setting aside these
characterizations, the video evidence indisputably shows
that, for nearly three full minutes after Shall arrived, the
officers had great difficulty in getting Spencer handcuffed.
And for two of those three minutes, Macklin had joined the
other two officers in attempting to handcuff Spencer.
Considering these factors together in light of all of the
circumstances, “this is not an ‘obvious case’ where ‘a body
of relevant case law’ is not needed.” District of Columbia v.
Wesby, 583 U.S. 48, 65 (2018) (citation omitted). Keeping
in mind that “[t]he ‘reasonableness’ of a particular use of
force must be judged from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of
hindsight” and that “[t]he calculus of reasonableness must
18 SPENCER V. PEW
embody allowance for the fact that police officers are often
forced to make split-second judgments—in circumstances
that are tense, uncertain, and rapidly evolving—about the
amount of force that is necessary in a particular situation,”
Kisela, 584 U.S. at 103 (citation omitted), we are unable to
say that this is an “obvious” case in which, from the Graham
factors alone, “every reasonable official would have
understood that what he is doing violates” the right to be free
from excessive force, Mullenix v. Luna, 577 U.S. 7, 11
(2015) (emphasis added) (citation omitted). Even taking the
evidence in the light most favorable to Spencer, his objective
actions made it very difficult for the officers to handcuff him,
resulting in an extended struggle and multiple uses of
various types of force (a stomach punch, head strikes, and
taser shots) that each could reasonably be thought to be
likely to reduce Spencer’s non-compliance with being
handcuffed.5 The Graham factors, standing alone, do not
clearly establish that the sort of significant force employed
here cannot be used against a defendant who objectively
appears to resist being handcuffed for a serious crime and
who does so to such a degree that it took three officers
several minutes even to get a linked set of double handcuffs
on him.
3
Because this is not an “obvious” case under Graham’s
general framework, Spencer “must identify a case that put
5
Spencer contends that there is a triable issue as to whether the officers
acted, not with the purpose of inducing compliance, but with the
“punitive” purpose of dispensing “punishment for his having provided a
false name.” But as the Supreme Court made clear in Graham, “the
subjective motivations of the individual officers . . . has no bearing on
whether a particular seizure is ‘unreasonable’ under the Fourth
Amendment.” 490 U.S. at 397.
SPENCER V. PEW 19
[the officers] on notice that [their] specific conduct was
unlawful.” Rivas-Villegas, 595 U.S. at 6. He has failed to
do so.
With respect to the force used up to the point of
handcuffing, Spencer first points to Jones v. Las Vegas
Metropolitan Police Department, 873 F.3d 1123 (9th Cir.
2017). In Jones, officers used one or more tasers
continuously “for over ninety seconds” in the course of
arresting Anthony Jones, an unarmed suspect who had fled
on foot from a routine traffic stop and who had “neither
threatened [the officers] nor committed a serious offense.”
Id. at 1130. One officer “tased Jones essentially nonstop that
whole time.” Id. at 1127. As soon as the tasing stopped,
Jones’s “body went limp” and he “was pronounced dead
shortly thereafter.” Id. Here, the officers did not
simultaneously use multiple tasers, nor did they tase Spencer
for 90 seconds straight until he was literally at the point of
death. And unlike Jones, Spencer had committed an assault
on a police officer, which is a much more serious offense
than running from a traffic stop. Given these significant
differences, Jones does not “‘squarely govern[]’ the specific
facts at issue.” Kisela, 584 U.S. at 104 (citation omitted).
Spencer also relies on Mattos v. Agarano, 661 F.3d 433
(9th Cir. 2011) (en banc), but it too “is materially
distinguishable and thus does not govern the facts of this
case.” Rivas-Villegas, 595 U.S. at 6. Mattos involved
consolidated appeals from two entirely separate cases, one
involving the use of a taser against Malaika Brooks and the
other involving taser use against Jayzel Mattos. Mattos, 661
F.3d at 436 & n.1. Although we held that qualified immunity
applied in both cases, we also held that the taser use in each
case constituted excessive force in violation of the Fourth
Amendment. Id. at 443–46, 448–52.
20 SPENCER V. PEW
In the first case, Brooks refused to sign her speeding
ticket for driving 32 miles per hour in a 20-mile-per-hour
school zone, and when the officers stated that she needed to
step out of the car and that she would be arrested, she refused
to move and instead “stiffened her body and clutched the
steering wheel to frustrate the officers’ efforts to remove her
from the car.” Id. at 437. Noting that the officers had
succeeded in removing Brooks’s keys from the car’s ignition
and that the officers knew that Brooks was seven months
pregnant, we held that the officers’ application of a taser
three times in “rapid succession” was excessive in light of
the “minor” nature of her alleged offenses, the lack of any
“immediate threat to the safety of the officers or others,” and
the absence of any other exigency. Id. at 445–46. Here,
Spencer had committed a much more serious offense than
speeding and refusing to sign a ticket. And Spencer was not
a seven-months pregnant woman who passively resisted
leaving her car; video evidence shows he was a relatively
large and strong person with whom multiple officers
struggled on the ground for nearly three minutes. Id. at 445–
46 (stating it was an “overwhelmingly salient” fact that the
officers made rapid successive use of a taser on a person the
officers knew to be seven months pregnant).
In the second case addressed in the Mattos opinion,
Mattos asked her 14-year-old daughter to call the police in
connection with a domestic incident that was then occurring
between Mattos and her husband Troy. 661 F.3d at 438.
When the officers arrived, they found Troy sitting outside
with “a couple of open beer bottles lying nearby” and
“smell[ing] of alcohol.” Id. The officers attempted to
question the 200-pound, 6-foot-3-inch Troy about the
domestic dispute, but he became “agitated and rude.” Id.
After Troy went inside to get Mattos, an officer followed
SPENCER V. PEW 21
him into the home. Id. at 438–39. Mattos came into the
living room, approached the officer, and agreed to speak
with him outside. Id. at 439. Before she could do so,
however, a second officer entered the home, announced that
Troy was under arrest, and “pushed up against [Mattos’s]
chest” as he approached Troy, who was then behind Mattos.
Id. Mattos “extended her arm to stop her breasts from being
smashed against [the passing officer’s] body,” all while she
continued speaking with the first officer. Id. The second
officer stated to Mattos, “Are you touching an officer?” Id.
Then, without warning, that officer deployed his taser on
Mattos in “dart-mode” while Troy was handcuffed by the
two other officers who were then in the room. Id. We held
that, because Mattos’s resistance was “minimal,” she was
otherwise cooperating with the officers, and she “posed no
threat to the officers,” the use of a taser in dart mode without
warning was unreasonable. Id. at 451. Here, by contrast,
Spencer’s objective level of resistance was more than
minimal, and he was the person sought to be arrested and not
an “innocent” victim of a domestic dispute. Id.
In his reply brief, Spencer also cites two cases—
Blankenhorn v. City of Orange, 485 F.3d 463 (9th Cir.
2007), and Winterrowd, 480 F.3d 1181—for the proposition
that “[o]fficers cannot use significant force against a
noncomplying suspect if the noncompliance is involuntary
or unintentional.” Neither precedent squarely governs this
case.
In Blankenhorn, several officers struggled on the ground
with Blankenhorn while they attempted to arrest him for
trespassing, and one of them used punches in an effort to get
Blankenhorn to free up his hands so that he could be
handcuffed. Blankenhorn, 485 F.3d at 478, 480. Noting that
the officer’s justification for the punches was that
22 SPENCER V. PEW
Blankenhorn kept his arms underneath himself, we noted
that, in light of Blankenhorn’s contrary testimony, we had to
take as true that Blankenhorn “never pinned his arms
underneath his body.” Id. at 480. Under those facts,
Blankenhorn’s arms were accessible to the officers, and the
punches were simply unnecessary and excessive. Id. Here,
by contrast, the undisputed evidence shows that, at the time
of the various strikes to Spencer, his arms were not
comparably available to the officers for handcuffing.
Winterrowd involved a Terry stop of a motorist based on
suspicion that his car’s “plates were invalid.” 480 F.3d at
1182. After Winterrowd was unable to produce any
registration for the car, the officers asked him to step out of
the vehicle. Id. As the officers then attempted to perform a
“routine pat-down for officer safety”—and not an arrest—
Winterrowd stated that he could not put his hands behind his
back due to a shoulder injury. Id. at 1182–83. Without
making any further inquiry, the officers “forc[ed] him onto
the hood of the car” and then grabbed his arm “and forced it
up.” Id. at 1183. When Winterrowd “screamed in pain,” the
officer “applied greater pressure, pumping his arm up and
down.” Id. “After several seconds of this treatment, [the
officer] released Winterrowd, who fell to the ground.” Id.
In holding that the force used was unreasonable, we
emphasized that our decision did “not require officers to risk
their own safety by crediting a suspect’s claim that he is
injured.” Id. at 1186 (emphasis added); see also id. at 1184
(noting that “some suspects may feign injury” during a
police seizure). We instead held that, given the very minor
offense involved, the lack of any “immediate threat” or
resistance from Winterrowd, and the availability of “other
means” for the officers to pat down Winterrowd, the officers
were unjustified in proceeding to conduct the pat down “in a
SPENCER V. PEW 23
manner that will cause the suspect pain.” Id. at 1186. Here,
by contrast, Spencer’s offense was not minor; he was being
arrested, not patted down during a Terry stop; and his
objective behavior involved protracted and substantial
noncompliance. Winterrowd does not establish that, in such
circumstances, the officers were required to credit Spencer’s
claims about why he was not cooperating.6
Given that this is not an obvious case and there is no
precedent that squarely governs, we conclude that
Defendants are entitled to qualified immunity with respect
to their use of force up to the point that Spencer was
handcuffed.
B
However, Spencer’s allegations of excessive force are
not limited to Defendants’ conduct before he was
handcuffed. Spencer also alleges that Pew violated
Spencer’s clearly established Fourth Amendment rights by
kneeling on his upper back and neck and by continuing to do
so after Spencer protested that it was difficult for him to
breathe. Viewing the facts in the light most favorable to
Spencer, we conclude that Pew’s conduct violated clearly
established law. In particular, we agree with Spencer that,
with respect to Pew’s conduct after Spencer was handcuffed,
our decision in Drummond ex rel. Drummond v. City of
Anaheim, 343 F.3d 1052 (9th Cir. 2003), is not “materially
6
Spencer also relies on Beaver v. City of Federal Way, 507 F. Supp. 2d
1137 (W.D. Wash. 2007), in which a magistrate judge, noting that “the
case law on use of Tasers is not well developed,” purported to establish
a series of bright-line rules about the use of tasers. Id. at 1149. However,
district court decisions “are insufficient to create a clearly established
right.” Marsh v. City of San Diego, 680 F.3d 1148, 1159 (9th Cir. 2012).
24 SPENCER V. PEW
distinguishable” and that it therefore “govern[s] the facts of
this case.” Rivas-Villegas, 595 U.S. at 6 (emphasis added).
In Drummond, officers responding to a call found
Drummond in a parking lot “hallucinating and in an agitated
state.” 343 F.3d at 1054. While awaiting an ambulance, they
“decided to take him into custody, ‘for his own safety.’” Id.
Drummond offered no resistance and was handcuffed after
being knocked to the ground. Id. One officer “put his knees
into Mr. Drummond’s back and placed the weight of his
body on him,” while a second officer “also put his knees and
placed the weight of his body on him, except that he had one
knee on Mr. Drummond’s neck.” Id. The officers continued
to kneel on Drummond’s back and neck despite his pleas that
“he could not breathe and that they were choking him.” Id.
at 1054–55. Drummond was subsequently placed in a
“hobble restraint,” and one minute later he fell unconscious.
Id. at 1055. Although he was revived after several minutes,
he remained in a “permanent vegetative state.” Id.
In holding that the force was excessive, we emphasized
several considerations. First, the level of force used was
“severe,” because “two officers continued to press their
weight on [Drummond’s] neck and torso as he lay
handcuffed on the ground and begged for air.” Drummond,
343 F.3d at 1056. Second, although Drummond concededly
may have presented a danger to himself or others before
being handcuffed, once he was on “‘the ground where the
officers cuffed his arms behind his back as he lay on his
stomach,’ a jury could reasonably find that he posed only a
minimal threat to anyone’s safety.” Id. at 1057–58
(simplified). Third, a jury could find that, once handcuffed,
Drummond was not resisting and “there was therefore little
or no need to use any further physical force.” Id. at 1058.
Fourth, Drummond’s obvious mental illness suggested that
SPENCER V. PEW 25
officers should have considered using less severe measures.
Id. In light of these factors, we held that any reasonable
officer “should have known that squeezing the breath from a
compliant, prone, and handcuffed individual despite his
pleas for air involves a degree of force that is greater than
reasonable.” Id. at 1059.
We believe that Drummond is sufficiently materially
similar to this case to provide adequate notice to Pew that his
post-handcuffing compression of Spencer’s back and neck
with his knee was excessive. Kisela, 584 U.S. at 105. While
the two cases present very different facts prior to the
handcuffing of the detainee, they are materially similar in the
relevant respects post-handcuffing.
As the body camera footage shows, once Spencer was
handcuffed, Pew knelt on Spencer, placing his full body
weight onto Spencer’s upper back and neck as other officers
held him down. Except for a few seconds in which he briefly
knelt next to Spencer, Pew had one or both knees on
Spencer’s back for nearly three minutes. During that time,
Spencer complained that he could not breathe at least four
separate times. At one point, Pew simultaneously had his
right knee on Spencer’s head and his left knee on Spencer’s
back for more than 10 seconds. Viewed in the light most
favorable to Spencer, these facts are not materially
distinguishable from Drummond. Here, as in Drummond,
Pew “continued to press [his] weight on [Spencer’s] neck
and torso as he lay handcuffed on the ground and begged for
air.” 343 F.3d at 1056. Although Spencer continued to
move somewhat on the ground, he was handcuffed and
surrounded by multiple officers, and a jury could reasonably
conclude that he was no longer providing any serious
resistance and that “he posed only a minimal threat to
anyone’s safety.” Id. at 1057–58. Although some force
26 SPENCER V. PEW
might have been warranted to check his remaining
movements, every reasonable officer would recognize that
full-body-weight compression of a then largely “compliant,
prone, and handcuffed individual despite his pleas for air
involve[d] a degree of force that is greater than reasonable.”
Id. at 1059. Although Drummond involved a mentally ill
person rather than someone who had resisted handcuffing
and involved two officers rather than one, we do not think
these factual differences are material to Drummond’s
controlling holding here.
Nor does it matter that, in Drummond, the detainee’s
injuries—viz., severe brain damage—were much more
grievous than Spencer’s claim that he suffered “two
fractured vertebrae” in his lower back and experiences
lingering pain and numbness in his shoulder, back, and neck.
At the time that Pew acted, he could not know the exact
extent of the injuries that might result from his unwarranted
use of severe compression on Spencer’s back. See
Hernandez v. Mesa, 582 U.S. at 554 (stating that the
qualified immunity inquiry “is limited to ‘the facts that were
knowable to the defendant officers’ at the time they engaged
in the conduct in question” (citation omitted)). While the
later-revealed extent of a detainee’s injuries may provide
some objective evidence of the amount of force used, see
Felarca v. Birgeneau, 891 F.3d 809, 817 (9th Cir. 2018), the
claimed injuries here, although different, are not minor and
provide no basis for materially distinguishing Drummond.7
7
Contrary to what Defendants contend, Rivas-Villegas provides no basis
for escaping Drummond’s controlling holding here. In sharp contrast to
this case, the kneeing of the back that occurred in Rivas-Villegas lasted
“for no more than eight seconds.” 595 U.S. at 7. And because we
conclude that Drummond squarely governs here, we need not resolve the
SPENCER V. PEW 27
Viewing the facts in the light most favorable to Spencer,
we conclude that Pew violated clearly established law in
connection with his kneeling on Spencer after Spencer was
handcuffed. Accordingly, in that respect, we reverse the
district court’s grant of qualified immunity to Pew.
III
The only remaining question is whether any of the other
officers are also liable for Pew’s excessive force. Spencer
contends that the other Defendants are also liable as so-
called “integral participants” in Pew’s constitutional
violation,8 but this theory fails as a matter of law.
Although “vicarious liability” is not available under
§ 1983, see Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009), our
caselaw has held that an officer may be culpable for a
constitutional violation committed by another officer if the
former “is an ‘integral participant’ in the unlawful act” of the
latter. Peck v. Montoya, 51 F.4th 877, 889 (9th Cir. 2022)
(citation omitted). In Peck, we summarized our precedent’s
“integral-participant doctrine” as allowing liability “only if
(1) the defendant knew about and acquiesced in the
constitutionally defective conduct as part of a common plan
with those whose conduct constituted the violation, or (2) the
defendant set in motion a series of acts by others which the
defendant knew or reasonably should have known would
parties’ disputes as to whether our decision in LaLonde v. County of
Riverside, 204 F.3d 947 (9th Cir. 2000), also sufficed to clearly establish
that Pew violated Spencer’s Fourth Amendment rights.
8
Strictly speaking, Spencer only invoked the integral-participant
doctrine with respect to Deputies Macklin and Shall, but that is because
his brief takes the position that Rozema was equally directly culpable as
Pew in all respects. We construe the latter argument as subsuming within
it the lesser-included argument that Rozema would also alternatively be
liable as an integral participant.
28 SPENCER V. PEW
cause others to inflict the constitutional injury.” Id. at 891
(emphasis added). Spencer failed to present sufficient
evidence to create a triable issue of liability under either
theory as to any of the other officers.
Although Macklin leaned on Spencer’s legs and Shall
attached leg shackles to Spencer during part of the time that
Pew had his knee on Spencer’s back, there is no evidence
that Macklin or Shall knowingly acquiesced in Pew’s
unlawful conduct “as part of a common plan” with him.
Peck, 51 F.4th at 891. Nor did their conduct set in motion
acts that they reasonably should have known “would cause”
Pew to engage in unlawful conduct. Id. (emphasis added).
And Rozema’s relevant actions, which were limited to
getting Spencer handcuffed, likewise provide no basis for
finding him to be an integral participant in Pew’s post-
handcuffing misconduct.
* * *
For the foregoing reasons, we reverse in part the district
court’s grant of summary judgment as to Officer Pew, and
we remand for proceedings with respect to him that are
consistent with this opinion. We otherwise affirm the district
court’s grant of summary judgment to all Defendants.
AFFIRMED IN PART, REVERSED IN PART, AND
REMANDED.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COLE JOSEPH SPENCER, No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COLE JOSEPH SPENCER, No.
022:20-cv-00385- DGC-CDB AARON PEW, #19183, police officer; JACOB ROZEMA, #15724, police officer; KEVIN SHALL, #1554, deputy sheriff; JUSTIN MACKLIN, OPINION #1742, deputy sheriff; MARICOPA COUNTY SHERIFF’S OFFICE, Defendants-Appellees, and M
03Campbell, District Judge, Presiding Argued and Submitted May 15, 2023 Phoenix, Arizona 2 SPENCER V.
04Opinion by Judge Collins SUMMARY* Excessive Force The panel affirmed in part and reversed in part the district court’s summary judgment in favor of four law enforcement officers in plaintiff’s 42 U.S.C.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT COLE JOSEPH SPENCER, No.
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