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No. 9509423
United States Court of Appeals for the Ninth Circuit
Betschart v. Washington County Circuit Court Judges
No. 9509423 · Decided May 31, 2024
No. 9509423·Ninth Circuit · 2024·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
May 31, 2024
Citation
No. 9509423
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
WALTER BETSCHART, on their No. 23-2270
behalf, and on behalf of all others
similarly situated; JOSHUA SHANE D.C. No.
BARTLETT, on their behalf, and on 3:23-cv-01097-CL
behalf of all others similarly
situated; CALEB AIONA, on their
behalf, and on behalf of all others OPINION
similarly situated; TYRIK
DAWKINS, on their behalf, and on
behalf of all others similarly
situated; JOSHUA JAMES-
RICHARDS, on their behalf, and on
behalf of all others similarly
situated; TANIELA KINI KIN LATU,
on their behalf, and on behalf of all
others similarly situated; RICHARD
OWENS, on their behalf, and on
behalf of all others similarly
situated; LEON MICHAEL
POLASKI, on their behalf, and on
behalf of all others similarly
situated; ALEX SARAT XOTOY, on
their behalf, and on behalf of all others
similarly situated; TIMOTHY
WILSON, on their behalf, and on
behalf of all others similarly
situated; JEFFERY
2 BETSCHART V. STATE OF OREGON
DAVIS; RICHARD AARON
CARROLL Sr.; JENNIFER LYN
BRUNETTE; NICHOLAS
WALDBILLIG; DEREK PIMENO
ZAVALA; CURTIS RAY
ANTHONY REMINGTON; CRISTA
JEAN DAVIS; NICHOLE LYNN
WHALEN; JACOB ISSAC
NATHANIEL COLE,
Petitioners - Appellees,
v.
STATE OF OREGON,
Respondent - Appellant,
WASHINGTON COUNTY CIRCUIT
COURT JUDGES, in their official
capacities; PATRICK
GARRETT, Sheriff, Washington
County Sheriff, in his official capacity,
Respondents.
WALTER BETSCHART; JOSHUA No. 23-3560
SHANE BARTLETT; CALEB
AIONA; TYRIK D.C. No.
DAWKINS; JOSHUA JAMES- 3:23-cv-01097-CL
RICHARDS; TANIELA KINI KIN
LATU; RICHARD OWENS; LEON
BETSCHART V. STATE OF OREGON 3
MICHAEL POLASKI; ALEX
SARAT XOTOY; TIMOTHY
WILSON,
Petitioners - Appellants,
v.
STATE OF
OREGON; WASHINGTON
COUNTY CIRCUIT COURT
JUDGES,
Respondents - Appellees.
Appeal from the United States District Court
for the District of Oregon
Michael J. McShane, District Judge, Presiding
Argued and Submitted February 6, 2024
Pasadena, California
Filed May 31, 2024
Before: John B. Owens, Patrick J. Bumatay, and Salvador
Mendoza, Jr., Circuit Judges.
Opinion by Judge Owens;
Dissent by Judge Bumatay
4 BETSCHART V. STATE OF OREGON
SUMMARY *
Habeas Corpus
In a case in which a class of incarcerated indigent
criminal defendants awaiting trial in Oregon (Petitioners)
filed a federal habeas corpus petition under 28 U.S.C.
§ 2241, the panel affirmed the district court’s preliminary
injunction requiring that counsel be provided within seven
days of the initial appearance, and failing this, Petitioners
must be released from custody subject to reasonable
conditions imposed by Oregon Circuit Court judges.
Addressing whether a federal court should wade into
these state court criminal proceedings, the panel wrote that
it could not abstain, even assuming all four factors set forth
in Younger v. Harris, 401 U.S. 37 (1971), are met, because
the unthinkable situation for Oregon’s defendants—those
who are incarcerated, awaiting trial, and without counsel in
direct violation of the watershed command of Gideon v.
Wainwright, 372 U.S. 335 (1963)—is an extraordinary
circumstance that requires federal action.
The panel held that the district court did not abuse its
discretion in concluding that Petitioners were likely to
succeed on the merits of their Sixth Amendment claim
because, without counsel, Petitioners could not understand,
prepare for, or progress to critical stages. Although it did not
need to definitively resolve the question, the panel wrote that
it was not an abuse of the discretion for the district court to
conclude, alternatively, that bail hearings are critical stages
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
BETSCHART V. STATE OF OREGON 5
that trigger the Sixth Amendment’s counsel requirement.
The panel held that the district court did not abuse its
discretion in concluding that Petitioners are suffering and
will continue to suffer irreparable harm, and that the district
court was within its discretion to find that the public has an
interest in a functioning criminal justice system and the
protection of fundamental rights.
In a concurrently filed memorandum disposition in No.
23-3560, the panel rejected Petitioners’ cross-appeal from
the denial of a preliminary injunction as to a proposed class
encompassing indigent criminal defendants not incarcerated
but subject to liberty constraints as a condition of their
supervised release. In a concurrently filed order in No. 23-
3573, the panel denied permission to appeal the denial of
class certification of that class.
Dissenting, Judge Bumatay wrote that the jailbreaking
solution crafted by the district court and endorsed by the
majority is not a legally permissible response. He focused
on five errors: (1) this court lacks subject-matter
jurisdiction; (2) the district court order violates the Younger
abstention doctrine; (3) on the merits, the district court and
majority’s Sixth Amendment analysis is disconnected from
precedent; (4) the Fourteenth Amendment’s Due Process
Clause doesn’t justify the injunction; and (5) the district
court failed to properly balance the interests of the public and
the parties in crafting the injunction.
6 BETSCHART V. STATE OF OREGON
COUNSEL
Julie P. Vandiver (argued), Jessica G. Synder, Peyton E. Lee,
and Robert B. Hamilton, Assistant Federal Public
Defenders; Stephen R. Sady, Chief Deputy Federal Public
Defender; Fidel Cassino-DuCloux, Federal Public Defender;
Federal Public Defender’s Office, Portland, Oregon; David
F. Sugerman and Nadia H. Dahab, Sugerman Dahab,
Portland, Oregon; for Petitioners-Appellees/ Appellants.
Michael A. Casper (argued), Senior Assistant Attorney
General; Benjamin Gutman, Solicitor General; Ellen F.
Rosenblum, Oregon Attorney General; Office of the Oregon
Attorney General, Salem, Oregon; James Aaron, Assistant
Attorney General, Oregon Department of Justice, Salem,
Oregon; for Respondent-Appellant/ Appellee.
Kenneth A. Kreuscher and Kassidy N. Hetland, Oregon
Innocence Project, Portland, Oregon, for Amicus Curiae
Oregon Innocence Project.
Trisha Trigilio and Emma Andersson, American Civil
Liberties Union Foundation, Criminal Law Reform Project,
New York, New York; Jason D. Williamson, Center on
Race, Inequality, and the Law, New York University School
of Law, New York, New York; Rosalind M. Lee, OCDLA
Amicus Committee, Rosalind Manson Lee LLC, Eugene,
Oregon; Kristin Asai, Holland & Knight LLP, Portland,
Oregon; Kelly Simon, American Civil Liberties Union of
Oregon, Portland, Oregon; Gia L. Cincone, NACDL Amicus
Committee, San Francisco, California; Athul K. Acharya,
Public Accountability, Portland, Oregon; for Amici Curiae
Civil Rights Litigators.
BETSCHART V. STATE OF OREGON 7
OPINION
OWENS, Circuit Judge:
The state arrests a citizen and incarcerates him pending
trial. Days, weeks, and months pass without any legal
representation. He seeks relief from the authorities—surely
a lawyer should help him? In response, he gets a shoulder
shrug, a promise that they are “working on it,” and nothing
more. He remains in jail, without legal counsel or any relief
in sight.
You might think this passage comes from a 1970s State
Department Report on some autocratic regime in the Soviet
Bloc. Unfortunately, we do not need to go back in time or
across an ocean to witness this Kafkaesque scene.
This is the State of Oregon in 2024.
The Supreme Court outlawed this practice more than
sixty years ago, in Gideon v. Wainwright, 372 U.S. 335
(1963), which held that the Sixth and Fourteenth
Amendments guaranteed trial counsel for indigent criminal
defendants. The Court explained: “lawyers in criminal
courts are necessities, not luxuries. The right of one charged
with [a] crime to counsel may not be deemed fundamental
and essential to fair trials in some countries, but it is in ours.”
Id. at 344. The Sixth Amendment right to counsel, as
outlined in Gideon, is the only “watershed” right that the
Supreme Court has recognized in the habeas context. See,
e.g., Edwards v. Vannoy, 593 U.S. 255, 267 (2021).
Yet, due to an “ongoing public defense crisis” of its own
creation, Oregon does not provide indigent criminal
defendants their fundamental right to counsel despite
Gideon’s clear command. For several reasons, there are not
8 BETSCHART V. STATE OF OREGON
enough qualified attorneys in Oregon to represent criminal
defendants, some of whom remain detained without counsel.
Even worse, Oregon cannot proceed in prosecuting these
defendants “unless and until an attorney is appointed to
represent” them. Accordingly, an innocent person may
languish in jail for months awaiting trial, simply because no
lawyer has been provided to review or investigate his case.
Those that manage to appear before a judge can count on
little help and scant information. When one Petitioner asked
the judge at a pretrial hearing when he would be appointed
counsel, the judge simply responded, “I don’t know.” When
the Petitioner said that continuing without a lawyer was
unconstitutional, the judge responded that the Petitioner
“won’t get a disagreement from me or from the prosecutor
that you should have a lawyer. It is an unfortunate
circumstance that we are in with the state.” The hearing then
proceeded, with the Petitioner left without counsel. This is
no anomaly—the record contains many similar stories,
including a Petitioner who remained in jail without counsel
for nearly a year.
A class of incarcerated indigent criminal defendants
awaiting trial in Oregon challenged this untenable situation
via habeas corpus in federal court. Rather than avoid a
“judicial jailbreak” by making counsel available to
defendants as the Constitution requires, Oregon insisted on
fighting the solution. After extensive litigation, the district
court issued a preliminary injunction requiring, among other
things, that “counsel . . . be provided within seven days of
the initial appearance,” and “[f]ailing this, defendants must
be released from custody, subject to reasonable conditions
imposed by [Oregon] Circuit Court judges.” Considering
the extraordinary (and extremely prejudicial) circumstances
facing criminal defendants in Oregon in direct violation of
BETSCHART V. STATE OF OREGON 9
Gideon, we cannot say that the district court abused its
discretion in issuing this preliminary injunction, and so we
affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
A. Oregon’s Public Defense Crisis
To understand how this Sixth Amendment nightmare
became a reality, we review how Oregon provides counsel
to indigent defendants awaiting trial. Rather than employ
state or county public defenders, Oregon contracts with
individual private attorneys for these services. Until January
2024, the Public Defense Services Commission (“PDSC”)
oversaw Oregon’s public defense system. The PDSC made
a bad situation worse when, in 2021 and 2022, it altered the
rules governing compensation and caseloads for these
private attorneys. These changes rendered public defense
work financially untenable, and many private attorneys
stopped taking criminal defense cases. While individuals
continued to be arrested and charged with crimes, there were
no longer enough lawyers to represent them. 1 Between
March and June 2023 alone, the number of unrepresented
criminal defendants increased by 198 percent. By
September 2023, that number had grown another 48 percent,
with almost 3,000 people awaiting their Gideon-guaranteed
1
This explanation reflects Oregon’s public defense system at the outset
of this case. Oregon is reforming this system through state legislation.
For example, effective January 2024, the PDSC was abolished and
replaced with a new agency in the state government. Despite these early
reforms, the crisis persists. Many of Oregon’s planned reforms will not
become effective until the late 2020s and into the 2030s.
10 BETSCHART V. STATE OF OREGON
counsel. More than 100 of these defendants remain
incarcerated pretrial. 2
B. The Litigation
In July 2023, ten indigent defendants in custody awaiting
trial without representation in Washington County filed a
joint habeas corpus petition in federal district court, seeking
class status and alleging violations under the Sixth, Eighth,
and Fourteenth Amendments. They moved for a Temporary
Restraining Order (“TRO”) requiring release if they were not
appointed counsel within seven days. The district court
provisionally certified “individuals in physical custody in
Washington County Detention Center” as the “Custody
Class” and entered a TRO. Under the TRO, if class members
were not provided representation within ten days of their
initial appearance, or within ten days of their previous
counsel’s withdrawal, Oregon would have to release them.
The State of Oregon subsequently intervened as
Respondent. Petitioners filed their Second Amended
Petition for habeas corpus, adding unrepresented defendants
across the state, both in jail and out of jail on restrictive
2
The State of Washington is facing similar problems and consequences.
See Daniel Beekman, WA’s public defender system is breaking down,
communities reeling, Seattle Times (Feb. 25, 2024, 7:00 AM),
https://www.seattletimes.com/seattle-news/politics/was-public-
defender-system-is-breaking-down-communities-reeling/ (“Staffing
shortages and burnout-inducing caseloads are squeezing urban . . . [and]
rural areas . . . . In some instances, people presumed innocent are
languishing in jail without counsel.”); see also Colin Rigley, Confronting
a Crisis, Washington State Bar News (Feb. 8, 2024),
https://wabarnews.org/2024/02/08/confronting-a-crisis/.
BETSCHART V. STATE OF OREGON 11
conditions. 3 Petitioners requested that the district court
convert the TRO into a preliminary injunction for the
Custody Class and reduce the time in which counsel must be
appointed from ten days to forty-eight hours.
C. The Injunction
After briefing and extensive argument, the district court
granted the motion for a preliminary injunction. It declined
to abstain under Younger v. Harris, 401 U.S. 37 (1971),
holding that “this remains a case of ‘extraordinary
circumstances’ that demands federal intervention.” The
court rejected Oregon’s argument that “Petitioners can
challenge their right to counsel after trial without risk[ing]
irreparable harm,” reasoning that “the Sixth Amendment
entitles the accused to adequate representation at all critical
stages of trial.” The court also applied the logic of Page v.
King, 932 F.3d 898 (9th Cir. 2019), which held that a
“complete loss of liberty for the time of pretrial detention is
‘irretrievable’ regardless of the outcome at trial.” Id. at 904.
The court reaffirmed its provisional class certification of the
Custody Class and expanded it statewide. The court then
found that Petitioners were likely to succeed on the merits of
3
Petitioners then motioned for certification of and a preliminary
injunction for a “Restrictive Conditions Class,” a second proposed class
encompassing indigent criminal defendants not incarcerated but subject
to liberty constraints as a condition of their release. The district court
denied certification and a preliminary injunction as to this proposed
Restrictive Conditions Class, abstaining under Younger v. Harris, 401
U.S. 37 (1971), and rejecting Petitioners’ claims on the merits.
Petitioners cross-appealed the denial of the preliminary injunction and,
in the related case Betschart v. Garrett, No. 23-3573, appealed the denial
of class certification. A concurrently filed memorandum disposition
rejects the cross-appeal in this case, in which we abstain under Younger.
A concurrently filed order in No. 23-3573 denies permission to appeal
the denial of class certification of the Restrictive Conditions Class.
12 BETSCHART V. STATE OF OREGON
their Sixth Amendment and due process claims and
subsequently “order[ed] that counsel must be provided
within seven days of the initial appearance, or within seven
days of the withdrawal [of] previously appointed counsel,”
and “[f]ailing this, defendants must be released from
custody, subject to reasonable conditions imposed by
[Oregon] Circuit Court judges.” 4
Oregon timely appealed from the preliminary injunction.
A motions panel stayed the preliminary injunction pending
appeal and expedited the appeal and cross-appeal.
II. JURISDICTION
We have jurisdiction under 28 U.S.C. § 1292(a)(1). The
district court had jurisdiction under 28 U.S.C. § 2241. See
Rodriguez v. Hayes, 591 F.3d 1105, 1117 (9th Cir. 2010)
(recognizing that class actions may be brought “pursuant to
habeas corpus”), abrogated on other grounds by Rodriguez
Diaz v. Garland, 53 F.4th 1189, 1199-1201 (9th Cir. 2022);
Cox v. McCarthy, 829 F.2d 800, 804 (9th Cir. 1987) (“[A]
class action may lie in habeas corpus.”); Mead v. Parker, 464
F.2d 1108, 1112-13 (9th Cir. 1972) (same).
With great bluster but without any legal citations, the
dissent contends that we lack jurisdiction because Sixth
Amendment violations supposedly do not merit release from
custody. Not even the State of Oregon made this argument
at the district court or on appeal. And that is because that
argument ignores the basic history of Gideon (and many
4
Relying in part on Article I, Section 43 of the Oregon Constitution, the
district court later amended the preliminary injunction to exclude “class
members who fire their attorneys,” those charged with “murder and
aggravated murder,” and those who are released under the order but have
their release revoked.
BETSCHART V. STATE OF OREGON 13
other cases), where Sixth Amendment violations have led
directly to defendants being released from prison. For
example, the State of Florida released, or released and
retried, over 4,000 prisoners after the Supreme Court issued
its decision in Gideon. 5
The dissent concedes that the public defense crisis in
Oregon has resulted in “a delay, and sometimes a lengthy
delay,” in proceedings after a defendant is detained. This
delay is enough to bring Petitioners’ suits within the “core of
habeas corpus” as required by Nettles v. Grounds, 830 F.3d
922, 934 (9th Cir. 2016) (citing Preiser v. Rodriguez, 411
U.S. 475, 487 (1973)). See Preiser, 411 U.S. at 487-88
(holding that even if the state prisoners’ requested relief had
“merely shortened the length of their confinement . . . their
suits would still have been within the core of habeas corpus
in attacking the very duration of their physical confinement
itself”).
The dissent next claims that the district court’s
jurisdiction is “irregular[]” because it did not order release
from custody for Petitioners charged with murder and
aggravated murder. That the district court would have
habeas jurisdiction to hear a case only if it ultimately ordered
release from custody is an odd argument. District courts
routinely deny release from custody under habeas
jurisdiction. The district court’s decision, which was
consistent with state law as to those Petitioners and mitigates
5
See Bruce R. Jacob, Memories of and Reflections about Gideon v.
Wainwright, 33 Stetson L. Rev. 181, 222 (2003); M. Alex Johnson and
Vidya Rao, A ‘nobody’s’ legacy: How a semi-literate ex-con changed
the legal system, NBC News (Mar. 18, 2013, 2:40 AM),
https://www.nbcnews.com/news/us-news/nobodys-legacy-how-semi-
literate-ex-con-changed-legal-system-flna1C8914521.
14 BETSCHART V. STATE OF OREGON
the “jailbreak” the dissent so ardently fears, was within its
discretion.
The dissent also challenges class certification and
whether class actions can lie in habeas, citing dicta from a
footnote in a concurrence to a case on a completely different
question. See Jennings v. Rodriguez, 583 U.S. 281, 324 n.7
(2018) (Thomas, J., concurring). Oregon does not challenge
class certification on appeal, and we decline to do so for
them. See United States v. Sineneng-Smith, 490 U.S. 371,
375-76 (2020) (“[A]s a general rule, our system ‘is designed
around the premise that . . . [the parties] are responsible for
advancing the facts and argument entitling them to relief.’”
(quoting Castro v. United States, 540 U.S. 375, 386 (2003)
(Scalia, J., concurring in part and concurring in the
judgment))).
And in any case, the dissent acknowledges but
completely disregards our binding precedent, which
establishes that a class action can lie in habeas. See Hayes,
591 F.3d at 1117 (“[C]lass actions may be brought pursuant
to habeas corpus.”). It instead suggests that because the
Supreme Court has reversed our immigration-detention
class-action cases on different grounds, our precedent “may
be an outlier.” This assertion does not reflect an
understanding of precedent. The Supreme Court overturned
our immigration-detention class-action cases because of the
special discretion the Immigration and Nationality Act gives
the government, see Jennings, 583 U.S. at 303, which is
irrelevant in this context, see Marin, 90 F.4th at 1240. 6
6
The dissent, relying on Jennings, also says that “the Supreme Court has
instructed our court to ‘consider’ whether a Rule 23 class action is an
BETSCHART V. STATE OF OREGON 15
Thus, we are satisfied that our long-standing law remains
valid, and that we have jurisdiction. See Miller v. Gammie,
335 F.3d 889, 899 (9th Cir. 2003) (en banc) (“[A] three-
judge panel may not overrule a prior decision of the
court.”). 7
III. DISCUSSION
A. Standards of Review
We review de novo the district court’s application of the
Younger abstention doctrine and must “conduct the Younger
“appropriate vehicle” for providing habeas relief in light of Wal-Mart
Stores, Inc. v. Dukes, 564 U.S. 338 (2011).” That is simply not accurate.
The Court in Jennings said that this court should consider on remand
whether a Rule 23(b)(3) class action, specifically, “continues to be the
appropriate vehicle for respondents’ claims” after Dukes, because there,
the Court held “that ‘Rule 23(b)(2) applies only when a single injunction
or declaratory judgment would provide relief to each member of the
class’” and “[t]hat holding may be relevant on remand because the Court
of Appeals has already acknowledged that some members of the certified
class may not be entitled to bond hearings as a constitutional matter.”
Jennings, 583 U.S. at 313 (quoting Dukes, 564 U.S. at 360). The Dukes
holding is not relevant here, and we fail to see how that quote from
Jennings could logically be construed as an instruction to this court to
consider our precedent on an entirely different question.
Additionally, the dissent brings up the Solicitor General’s recent
comments before the Supreme Court on class actions in the Eighth
Amendment context. As with the dissent’s cite to a footnote in a
concurrence in an unrelated case, we strain to see how this is relevant.
7
The dissent also calls into question whether “habeas relief can be
granted prospectively to individuals who are not yet even in custody.”
But “[t]he inclusion of future class members in a class is not itself
unusual or objectionable,” because “[w]hen the future persons
referenced become members of the class, their claims will necessarily be
ripe.” A.B. v. Hawaii State Dep’t of Educ., 30 F.4th 828, 838 (9th Cir.
2022) (quoting Hayes, 591 F.3d at 1118).
16 BETSCHART V. STATE OF OREGON
analysis ‘in light of the facts and circumstances existing at
the time the federal action was filed.’” Duke v. Gastelo, 64
F.4th 1088, 1093 (9th Cir. 2023) (citation omitted).
We “review the district court’s decision to grant or deny
a preliminary injunction for abuse of discretion.” Hernandez
v. Sessions, 872 F.3d 976, 987 (9th Cir. 2017) (citation
omitted). “The district court abuses its discretion when it
makes an error of law.” Id. The district court’s legal
conclusions are reviewed de novo, and its factual findings
for clear error. Id. The abuse of discretion standard is
“highly deferential to the district court.” Microsoft Corp. v.
Motorola, Inc., 696 F.3d 872, 881 (9th Cir. 2012).
B. Younger Abstention
We first address whether a federal court should wade
into these state court criminal proceedings. “[A] federal
court’s ‘obligation’ to hear and decide a case is ‘virtually
unflagging.’” Sprint Commc’ns, Inc. v. Jacobs, 571 U.S. 69,
77 (2013) (quoting Colo. River Water Conservation Dist. v.
United States, 424 U.S. 800, 817 (1976)). However, federal
courts must exercise caution when the relief sought impacts
state court criminal proceedings. Younger abstention, “an
extraordinary and narrow exception to [this] general rule” of
hearing cases, reflects this concern. Cook v. Harding, 879
F.3d 1035, 1038 (9th Cir. 2018) (citation omitted).
Under Younger, federal abstention is warranted when
“(1) there is an ongoing state judicial proceeding; (2) the
proceeding implicates important state interests; (3) there is
an adequate opportunity in the state proceedings to raise
constitutional challenges; and (4) the requested relief seeks
to enjoin or has the practical effect of enjoining the ongoing
state judicial proceeding.” Page, 932 F.3d at 901-02
(quoting Arevalo v. Hennessy, 882 F.3d 763, 765 (9th Cir.
BETSCHART V. STATE OF OREGON 17
2018)). Even when all four Younger factors are met,
abstention is nevertheless inappropriate “where there exist
other ‘extraordinary circumstances in which the necessary
irreparable injury can be shown even in the absence of the
usual prerequisites of bad faith and harassment.’” Kugler v.
Helfant, 421 U.S. 117, 124 (1975) (quoting Younger, 401
U.S. at 53). “It is well established that the deprivation of
constitutional rights ‘unquestionably constitutes irreparable
injury.’” Arevalo, 882 F.3d at 766 (quoting Hernandez, 872
F.3d at 994).
Even assuming all four Younger factors are met here, we
cannot abstain. As the district court explained, the
unthinkable situation for Oregon’s defendants—those who
are incarcerated, awaiting trial, and without counsel in direct
violation of Gideon’s watershed command—is an
extraordinary circumstance that requires federal action. The
situation here mirrors that in Page, in which we ruled that
Page, who had been wrongfully civilly committed, had
suffered a “complete loss of liberty” during his pretrial
detention that was “‘irretrievable’ regardless of the outcome
at trial.” 932 F.3d at 904. We reasoned that “a post-trial
adjudication of his claim [would] not fully vindicate his right
to a current and proper pretrial probable cause
determination.” Id. As a result, we concluded that Page’s
claim “fit[] squarely within the irreparable harm exception.”
Id. (quoting Arevalo, 882 F.3d at 766).
This case is also like Arevalo, in which the defendant
was arrested following a domestic dispute. 882 F.3d at 764.
A few days after his arrest, the state trial court set his bail at
$1.5 million. Id. He filed a motion for a bail hearing,
contending that the bail amount was excessive. Id. The trial
court, without discussing Arevalo’s “ability to pay or what
government interests the bail amount would serve,” lowered
18 BETSCHART V. STATE OF OREGON
bail to $1 million, an amount Arevalo still could not afford.
Id. at 764-65. Arevalo filed a habeas petition, and the district
court abstained under Younger. Id. at 765. We reversed,
holding that Younger abstention was not appropriate in part
because Arevalo was irreparably harmed when he was
incarcerated “without a constitutionally adequate bail
hearing.” Id. at 767.
Here, Petitioners suffer irreparable injury for the
duration of their unlawful pretrial detention. See id.
(“Deprivation of physical liberty by detention constitutes
irreparable harm.”). Oregon does not dispute that its failure
to provide counsel lengthens Petitioners’ pretrial detention.
Its violation of Petitioners’ core Sixth Amendment rights
undoubtedly impacts their ability to mount a vigorous
defense. See Gideon, 372 U.S. at 343 (“The Sixth
Amendment stands as a constant admonition that if the
constitutional safeguards it provides be lost, justice will not
‘still be done.’” (citation omitted)).
Oregon contends that the district court’s reliance on
Page is misplaced, because in Page “the challenged
procedure . . . was ‘distinct from the underlying criminal
prosecution,’ and because the relief . . . could be granted
without an ongoing intrusion into the state court
proceedings.” Oregon conflates the fourth Younger factor
and the extraordinary circumstances exception. See Bean v.
Matteucci, 986 F.3d 1128, 1133 (9th Cir. 2021) (“[E]ven
where the Younger factors are satisfied, ‘federal courts do
not invoke it if there is . . . “some [] extraordinary
circumstance that would make abstention inappropriate.”’”
(quoting Arevalo, 882 F.3d at 765-66)). In both Page and
Arevalo, the extraordinary circumstances exception
constituted an independent basis for federal intervention,
regardless of whether the Younger factors were met. See
BETSCHART V. STATE OF OREGON 19
Page, 932 F.3d at 904 (citing Arevalo, 882 F.3d at 767 n.3)
(rejecting the state’s argument that Page’s failure to meet the
third Younger factor categorically barred the irreparable
harm exception and required abstention); Arevalo, 882 F.3d
at 766 (“Younger abstention doctrine also does not apply
because this case fits squarely within the irreparable harm
exception.” (emphasis added)). Indeed, if meeting the
preliminary four-factor test precluded application of the
exception, there would be no exception at all.
Citing no authority, the dissent contends that the
extraordinary circumstances exception does not apply here
because “the right’s vindication can come after trial through
vacatur of the conviction.” The dissent does not explain how
indefinite pretrial detention while a defendant waits for
counsel can be repaired after trial. See Bean, 986 F.3d at
1134 (“[P]retrial rights, like those protecting unlawful
pretrial detention, ‘cannot be vindicated post-trial.’”
(quoting Page, 932 F.3d at 905)); Lopez-Valenzuela v.
Arpaio, 770 F.3d 772, 781 (9th Cir. 2014) (“[T]he costs to
the arrestee of pretrial detention are profound. ‘Pretrial
confinement may imperil the suspect’s job, interrupt his
source of income, and impair his family relationships.’”
(quoting Gerstein v. Pugh, 420 U.S. 103, 114 (1975))).
Again citing no authority, the dissent claims that “the
harm the Sixth Amendment protects against is a conviction
obtained through uncounseled critical stages” and that
“[t]here’s no independent Sixth Amendment protection
against being held in pretrial custody without counsel.” In
other words, the dissent apparently believes there is no Sixth
Amendment protection for those jailed by the state before
conviction, when they are presumed innocent, and that Sixth
Amendment protection only kicks in after they have been
proven guilty beyond a reasonable doubt. This cannot be
20 BETSCHART V. STATE OF OREGON
correct. The Sixth Amendment’s protection applies to “all
criminal prosecutions.” U.S. Const. Amend. VI. The dissent
would edit the Sixth Amendment from “prosecutions” to
“prosecutions that result in convictions.” This view also
ignores all of the caselaw, discussed infra pp. 23-27, holding
that the Sixth Amendment provides essential protection for
defendants awaiting trial.
Because we conclude that Petitioners suffer irreparable
injury and thus extraordinary circumstances exist here, we
do not abstain under Younger.
C. Preliminary Injunction
“[T]o obtain a preliminary injunction a plaintiff must
establish (1) ‘that he is likely to succeed on the merits,’
(2) ‘that he is likely to suffer irreparable harm in the absence
of preliminary relief,’ (3) ‘that the balance of equities tips in
his favor,’ and (4) ‘that an injunction is in the public
interest.’” Hernandez, 872 F.3d at 989-90 (quoting Winter
v. Nat. Res. Def. Council, Inc., 555 U.S. 7, 20 (2008)).
“Under our ‘sliding scale’ approach, ‘the elements of the
preliminary injunction test are balanced, so that a stronger
showing of one element may offset a weaker showing of
another.’” Id. at 990 (quoting Pimentel v. Dreyfus, 670 F.3d
1096, 1105 (9th Cir. 2012) (per curiam)).
The district court determined that the relief Petitioners
sought was a mandatory injunction, because it “order[ed] a
responsible party to take action” going “well beyond simply
maintaining the status quo.” Marlyn Nutraceuticals, Inc. v.
Mucos Pharma GmbH & Co., 571 F.3d 873, 878-79 (9th Cir.
2009). To obtain a mandatory injunction, a plaintiff must
“establish that the law and facts clearly favor [their] position,
not simply that [they are] likely to succeed.” Garcia v.
Google, Inc., 786 F.3d 733, 740 (9th Cir. 2015) (en banc).
BETSCHART V. STATE OF OREGON 21
But see Hernandez, 872 F.3d at 998 (questioning whether the
distinction between mandatory and prohibitory injunctions
is meaningful). “Mandatory injunctions are most likely to
be appropriate when ‘the status quo . . . is exactly what will
inflict the irreparable injury upon [the] complainant.’”
Hernandez, 872 F.3d at 999. “Because our review is
deferential, ‘[w]e will not reverse the district court where it
“got the law right,” even if we “would have arrived at a
different result,” so long as the district court did not clearly
err in its factual determinations.’” Garcia, 786 F.3d at 739
(quoting All. for the Wild Rockies v. Cottrell, 632 F.3d 1127,
1131 (9th Cir. 2011)) (alteration in original).
1. Likelihood of Success on the Merits
The district court concluded that Petitioners were likely
to succeed on the merits of their Sixth Amendment claim,
and that the law and facts clearly favored their position,
because (a) the lack of counsel prevented them from
preparing for or progressing to critical stages and (b) bail
hearings, to which Oregon custodial defendants are entitled
within a certain time frame, are critical stages. We hold that
the district court did not abuse its discretion in reaching
either conclusion. 8 We address each in turn.
a) Preparation for and Progression to
Critical Stages
The district court concluded that Petitioners were likely
to succeed on the merits of their Sixth Amendment claim
8
The district court also concluded that Petitioners were likely to succeed
on the merits of their Fourteenth Amendment due process claim.
Because we decide that Petitioners are likely to succeed on the merits of
their Sixth Amendment claim, we do not reach their Fourteenth
Amendment claim.
22 BETSCHART V. STATE OF OREGON
because, without counsel, Petitioners could not understand,
prepare for, or progress to critical stages.
Indigent defendants have a fundamental right,
guaranteed by the Sixth and Fourteenth Amendments, to
“the aid of counsel in a criminal prosecution.” Gideon, 372
U.S. at 343 (citation omitted). The right attaches “at or after
the time that judicial proceedings have been initiated against
[the defendant] ‘whether by way of formal charge,
preliminary hearing, indictment, information, or
arraignment.’” Brewer v. Williams, 430 U.S. 387, 398
(1977) (quoting Kirby v. Illinois, 406 U.S. 682, 689 (1972)).
Once the right attaches, the defendant is guaranteed counsel
“during any ‘critical stage’ of the postattachment
proceedings.” Rothgery v. Gillespie County, 554 U.S. 191,
212 (2008). “The Constitution’s guarantee of assistance of
counsel cannot be satisfied by mere formal appointment.”
United States v. Cronic, 466 U.S. 648, 654-55 (1984)
(citation omitted). “[C]ounsel must be appointed within a
reasonable time after attachment to allow for adequate
representation at any critical stage before trial, as well as at
trial itself.” Rothgery, 554 U.S. at 212.
The district court’s conclusion that Petitioners were
likely to succeed on the merits was not an abuse of
discretion. There is a high likelihood that the failure to
appoint counsel in Petitioners’ cases impairs their Sixth
Amendment right to counsel. Lack of counsel not only
interferes with indigent criminal defendants’ progression to
critical stages by delaying those stages but also prevents any
meaningful advocacy. The Sixth Amendment requires not
just that counsel show up on the day of a critical stage but
prepare for it too. See id.; McMann v. Richardson, 397 U.S.
759, 771 n.14 (1970) (“It has long been recognized that the
BETSCHART V. STATE OF OREGON 23
right to counsel is the right to the effective assistance of
counsel.”).
The right to counsel encompasses myriad attorney duties
beyond mere presence at certain pretrial hearings. It is a
continuous right to competent and zealous advocacy outside
of the courtroom. It includes:
• counsel’s investigation of lines of defense; 9
• counsel’s “available advice about an issue
like deportation;” 10
• counsel’s ensuring that the defendant is
competent to stand trial; 11
9
Strickland v. Washington, 466 U.S. 668, 690-91 (1984) (defining
counsel’s general duty to investigate lines of defense); see also Hart v.
Gomez, 174 F.3d 1067, 1071 (9th Cir. 1999) (“Hart’s counsel ‘failed to
fulfill his duty to investigate [Hart’s] most important defense.’”
(alteration in original) (quoting Sanders v. Ratelle, 21 F.3d 1446, 1457
(9th Cir. 1994))); Thomas v. Lockhart, 738 F.2d 304, 308 (8th Cir. 1984)
(determining counsel had a duty to interview key witnesses and
investigate defendant’s mental problems).
10
Padilla v. Kentucky, 559 U.S. 356, 371 (2010) (“It is quintessentially
the duty of counsel to provide her client with available advice about an
issue like deportation and the failure to do so ‘clearly satisfies the first
prong of the Strickland analysis.’” (quoting Hill v. Lockhart, 474 U.S.
52, 62 (1985))).
11
See Douglas v. Woodford, 316 F.3d 1079, 1085 (9th Cir. 2003)
(“[C]ounsel has a duty to investigate a defendant’s mental state if there
is evidence to suggest that the defendant is impaired.”).
24 BETSCHART V. STATE OF OREGON
• confidentiality in communication with
counsel; 12
• counsel’s communication of formal plea
offers; 13
• counsel’s warning of possible risks in
sentencing; 14
• counsel’s assistance with a defendant’s
attempt to cooperate; 15
• guidance through the plea-bargaining
process, including counsel’s competent
12
See Nordstrom v. Ryan, 762 F.3d 903, 906 (9th Cir. 2014) (holding
that a prison guard reading a prisoner’s letter to his lawyer violates the
prisoner’s Sixth Amendment right to confide in his lawyer);
Mangiaracina v. Penzone, 849 F.3d 1191, 1198 (9th Cir. 2017) (holding
that a prison guard opening a prisoner’s letter from his lawyer outside
the prisoner’s presence is “sufficient to state a claim for violation of [the
prisoner’s] Sixth Amendment right to counsel”).
13
Missouri v. Frye, 566 U.S. 134, 145 (2012).
14
Risher v. United States, 992 F.2d 982, 984 (9th Cir. 1993) (holding
that counsel “cannot be said to have been functioning as counsel within
the meaning of the Sixth Amendment” when they did not warn defendant
of “significant risk” he would be sentenced as a career offender).
15
United States v. Leonti, 326 F.3d 1111, 1122 (9th Cir. 2003) (“The
Sixth Amendment guarantee of competent counsel applies to the process
of cooperation with the government . . . .”).
BETSCHART V. STATE OF OREGON 25
advice on how to plead 16 and the right to
appeal; 17
• other rights, including counsel “keep[ing]
abreast of Supreme Court decisions affecting
their clients’ interests.” 18
The dissent ignores these bedrock Sixth Amendment
cases and dismisses every Sixth Amendment violation that
occurs prior to a jury verdict as “collateral.” That is
incorrect. The Sixth Amendment is not a haphazard jack-in-
the-box that occasionally appears when cranked. As the
Supreme Court made clear when rejecting a similar
argument, it is an ongoing right that persists throughout trial
court proceedings. See Lafler, 566 U.S. at 164-65 (“[T]he
Solicitor General claim[s] that the sole purpose of the Sixth
Amendment is to protect the right to a fair trial. Errors
before trial, they argue, are not cognizable under the Sixth
Amendment unless they affect the fairness of the trial itself.
The Sixth Amendment . . . is not so narrow in its reach.”
(citations omitted)); see also Padilla, 559 U.S. at 373
(detailing counsel’s duty to provide competent immigration
advice to defendants during plea bargaining). Leonti, a case
the dissent itself cites, also undercuts its argument. Leonti
held that the right to counsel extended to the entire period of
time in which a defendant could “attempt[] to render
substantial assistance to the government” to lower his
16
Lafler v. Cooper, 566 U.S. 156, 162-63 (2012).
17
See Marrow v. United States, 772 F.2d 525, 529 (9th Cir. 1985)
(“[C]ounsel has a duty to advise his client of the right to appeal the
conviction.”).
18
See United States v. Loughery, 908 F.2d 1014, 1018 (D.C. Cir. 1990).
26 BETSCHART V. STATE OF OREGON
sentence—after pleading guilty and thus, after the merits of
his case were already decided. 326 F.3d at 1122. 19
Oregon and the dissent suggest that counsel’s pretrial
duty to appear at critical stages encompasses only presence
and not preparation. This view is fundamentally
incompatible with the decades of precedent defining what
counsel must do to provide criminal defendants their Sixth
Amendment right to counsel. See, e.g., De Roche v. United
States, 337 F.2d 606, 607 (9th Cir. 1964) (“It is of course
true that the right conferred by the Sixth Amendment to
effective assistance of counsel implicitly embraces adequate
opportunity for the accused and his counsel to consult,
advise and make such preparation for arraignment and trial
as the facts of the case fairly demand.”).
Even assuming that a bail hearing is not a critical stage,
Oregon and the dissent fail to explain how an indigent
criminal defendant could progress to critical stages without
counsel or without being pressured into giving up their rights
altogether. How, for example, would an indigent criminal
defendant investigate their case from a prison cell? 20 Or
19
In any event, confinement pretrial does affect trial outcomes. See, e.g.,
Lopez-Valenzuela, 770 F.3d at 781 (“Pretrial confinement . . . may affect
the defendant’s ability to assist in preparation of his defense” and
“considerable evidence [shows] that pretrial custody status is associated
with the ultimate outcomes of cases, with released defendants
consistently faring better than defendants in detention.” (citations
omitted)); Faheem-El v. Kilncar, 841 F.2d 712, 719 (7th Cir. 1988)
(“[P]retrial detention lessens the defendant’s ability to assist in preparing
his or her defense for trial.”).
20
See, e.g., Weeden v. Johnson, 854 F.3d 1063, 1070 (9th Cir. 2017)
(holding that counsel’s failure to conduct psychological evaluation
constituted ineffective assistance because counsel had a duty to
investigate).
BETSCHART V. STATE OF OREGON 27
establish alibis? 21 Or interview witnesses? 22 Or review
electronic discovery? How, without a formal legal
education, would they know what rights they possess?
Oregon and the dissent provide no answers because there are
none. Lawyers are uniquely situated to carry out these tasks.
See Gideon, 372 U.S. at 345 (“Even the intelligent and
educated layman has small and sometimes no skill in the
science of law . . . . He requires the guiding hand of counsel
at every step in the proceedings against him.”). The bottom
line is that the dissent would allow indefinite detention
without counsel, as long as the accused has not yet been
tried. Not even Oregon goes that far.
The Sixth Amendment imposes responsibilities on
counsel to ensure that indigent criminal defendants’ cases
are not neglected, and defense strategy is formulated before
counsel shows up in court, before making tactical decisions
that could make all the difference. See Reynoso v. Giurbino,
462 F.3d 1099, 1112 (9th Cir. 2006) (“[C]ounsel cannot be
said to have made a tactical decision without first procuring
the information necessary to make such a decision.”). The
discussions and interactions between a defendant and his
attorney are integral to his defense. The “necessarily close
working relationship between lawyer and client, the need for
confidence, and the critical importance of trust” are all
unfulfilled when a defendant has no lawyer at all. Luis v.
United States, 578 U.S. 5, 11 (2016) (describing the
21
See, e.g., Bemore v. Chappell, 788 F.3d 1151, 1164 (9th Cir. 2015)
(“[C]ounsel cannot neglect to investigate both the possible alibi and
alternative defenses.”).
22
See, e.g., Baumann v. United States, 692 F.2d 565, 580 (9th Cir. 1982)
(“We have clearly held that defense counsel’s failure to interview
witnesses that the prosecution intends to call during trial may constitute
ineffective assistance of counsel.”).
28 BETSCHART V. STATE OF OREGON
attorney-client relationship in the context of the Sixth
Amendment right to counsel of choice).
The dissent contends that we are in “uncharted
constitutional territory.” It is true that there is not a case that
says, “an indefinite delay in counsel probably does not stand
under the Sixth Amendment.” There is good reason for that:
Our law assumes that the system is working the way that it
should. Our law assumes that our state governments would
pay to provide counsel to indigent defendants. Our law
assumes that state governments would want to swiftly bring
those proven guilty to justice, and to promptly release those
who do not merit prosecution. It is Oregon’s uncharted
refusal to adequately pay lawyers, not some new-fangled
right, that forced the district court to make a tough call.
Oregon and the dissent’s myopic view that the Sixth
Amendment is a scattershot right—and not a consistent and
ongoing one—ignores decades of controlling precedent and
effectively erases the Sixth Amendment from the
Constitution. The district court did not abuse its discretion
in rejecting this radical take. 23
b) Bail Hearings
The district court alternatively held that bail hearings are
critical stages that also trigger the Sixth Amendment’s
counsel requirement. The court reasoned that because
Oregon law required bail hearings for all criminal defendants
23
The dissent tries to dismiss generational precedent by labeling it “New
Deal.” There are at least two problems with this argument. First, the
Court decided the landmark Powell v. Alabama, 287 U.S. 45 (1932), on
President Herbert Hoover’s watch. President Franklin Delano Roosevelt
took office in 1933. Second, and more importantly, Supreme Court
precedent is precedent, even if it dates back to the 1930s and remains
unpopular in certain quarters.
BETSCHART V. STATE OF OREGON 29
within a certain period, Petitioners were likely without
counsel for such critical stages. While we need not
definitively resolve this question here, it was not an abuse of
discretion for the district court to have reached this
conclusion.
In determining what constitutes a critical stage, we
consider three factors, any one of which “may be sufficient
to render a stage of the proceedings ‘critical’”: whether
“(1) ‘failure to pursue strategies or remedies results in a loss
of significant rights,’ (2) ‘skilled counsel would be useful in
helping the accused understand the legal confrontation,’ and
(3) ‘the proceeding tests the merits of the accused’s case.’”
Hovey v. Ayers, 458 F.3d 892, 901 (9th Cir. 2006) (citations
omitted).
The district court, quoting Coleman v. Alabama, 399
U.S. 1, 9 (1970), reasoned that the Supreme Court has
specifically stated bail is one matter where “counsel
can . . . be influential . . . in making effective arguments for
the accused.” The district court also noted that the Second
Circuit has drawn on that language from Coleman to hold
that “[t]here is no question” that a bail hearing is a critical
stage. Higazy v. Templeton, 505 F.3d 161, 172 (2d Cir.
2007). The dissent attempts to distinguish Higazy (ignoring
the resulting circuit split) by arguing that the hearing there
was an adversarial preliminary hearing, not just a hearing to
set bail. 24 But Oregon bail hearings are also adversarial.
The district court applied the Ninth Circuit test, quoted supra
p. 29, and concluded that all three criteria were met, because
in a bail hearing, “witnesses are called, evidence is
24
The dissent also discounts Higazy as “out-of-circuit,” while citing state
court cases from Maryland and Alaska to cobble together its argument.
30 BETSCHART V. STATE OF OREGON
presented, facts are mitigated, alternatives to incarceration
are proposed, and the defendant can address the court.”
The dissent, quoting United States v. Ash, 413 U.S. 300,
310 (1973), contends that “[b]ail hearings are not a critical
stage because they are not ‘pretrial events that might
appropriately be considered to be parts of the trial itself.’”
The dissent’s reliance on Ash is misplaced. Ash did not stand
for the proposition that there needs to be a merits
determination at a pretrial proceeding to make it a critical
stage; rather, the Supreme Court in that case was concerned
with “whether the accused required aid in coping with legal
problems or assistance in meeting his adversary.” Id. at 313.
As to the first critical stage factor, the dissent, relying on
Hovey, contends that the Ninth Circuit has “said that a
proceeding is not a critical stage if there’s no ‘risk of
permanent deprivation of any significant rights during the
hearing.’” But we have said no such thing. See Hovey, 458
F.3d at 901-02 (holding that, because the defendant had not
met any of the other factors—any one of which would have
been sufficient—and did not meet the first factor because the
defendant could raise questions of his attorney’s competency
in the future, an attorney competency hearing was not a
critical stage). The dissent next claims that Oregon law
“doesn’t forbid a new bail determination once counsel is
appointed.” This claim highlights the circularity of the
dissent’s logic: Petitioners do not have counsel, they are
bringing this suit because Oregon refuses to provide them
counsel, yet the dissent crows that if they had counsel, there
would not be a problem. Additionally, the statute the dissent
is referencing—Or. Rev. Stat. § 123.245—only provides for
modification of release agreements “[i]f circumstances
concerning the defendant’s release change.” There is no
indication that modification requires a hearing at all. So,
BETSCHART V. STATE OF OREGON 31
even if a defendant were to convince the court to consider a
modification request, the defendant would not have the same
opportunity to argue his case.
As to the second factor, the dissent relies on Gerstein to
argue that bail hearings do not “present . . . complex legal
issues.” But Gerstein concerned a “nonadversar[ial]
proceeding” of “limited function” to determine probable
cause that could be decided “on hearsay and written
testimony.” 420 U.S. at 120, 122. The dissent’s contention
that Oregon bail hearings are only probable cause hearings
is simply wrong. Under Oregon law, the magistrate
considers all of the “primary release criteria,” which
includes evidence of a defendant’s propensity for law-
breaking and flight. Or. Rev. Stat. § 135.230(7). The
defendant has the right to appear and present evidence, as do
the district attorney and the victim. Id. § 135.245(5). These
competing presentations of evidence make up the very
“critical confrontation” to a defendant’s interests that Hovey
requires to satisfy the second factor. 458 F.3d at 902.
As to the third factor, the dissent quotes McNeal v.
Adams, 623 F.3d 1283, 1288 (9th Cir. 2010), for the
proposition that “[c]ritical stages [must] involve ‘significant
consequences’ to the defendant’s case.” We note that the
dissent misquotes McNeal by injecting “must” to artificially
prop up its point. The actual quote is: “Critical stages
involve ‘significant consequences to the defendant’s case.’”
623 F.3d at 1288. In any case, McNeal held that a motion to
compel a defendant’s DNA did not have significant
consequences for the defendant because his counsel had time
to object, and the taking of physical evidence is otherwise
“subject to meaningful challenge through the adversar[ial]
process.” Id. In contrast here, the bail hearing is the
32 BETSCHART V. STATE OF OREGON
adversarial process through which a defendant may
meaningfully challenge his pretrial detention.
Our standard of review—which the dissent appears
continually to forget—is clear: “A [district] court abuses its
discretion when it fails to apply the correct legal standard or
bases its decision on unreasonable findings of fact.” Briseño
v. Henderson, 998 F.3d 1014, 1022 (9th Cir. 2021)
(alteration in original) (citation omitted). The district court
appropriately applied the Ninth Circuit test for critical
stages, and it does not appear, nor is it argued, that the district
court’s factual findings regarding bail hearings were clearly
erroneous. Id.
* * *
The dissent’s insistence that today we establish a
“brightline rule that the Sixth Amendment right to counsel is
violated by a seven-day gap” is a gross mischaracterization
that demonstrates the dissent’s confusion over our standard
of review. We merely hold that it was not an abuse of
discretion for the district court to conclude, when faced with
a complete collapse of Oregon’s indigent defense attorney
network, that Gideon guarantees pretrial counsel to those
incarcerated and awaiting trial. 25
25
While we agree that “[c]riminal prosecutions do not proceed in a one-
size-fits-all fashion,” the district court is best positioned to make fact-
specific judgments. For instance, the dissent takes issue with a part of
the amended injunction concerning attorney withdrawal. That
amendment was made to accommodate concerns that the parties had
raised. Allowing the district court to fashion an equitable remedy based
on the facts it is uniquely situated to address is the very purpose of abuse
of discretion review.
BETSCHART V. STATE OF OREGON 33
2. Irreparable Harm, Balance of Equities, and
the Public Interest
The district court’s conclusion that Petitioners are
suffering and will continue to suffer irreparable harm was
not an abuse of discretion. See Hernandez, 872 F.3d at 994
(“It is well established that the deprivation of constitutional
rights ‘unquestionably constitutes irreparable injury.’”
(quoting Melendres v. Arpaio, 695 F.3d 990, 1002 (9th Cir.
2012))).
“When the government is a party, [the third and fourth
preliminary injunction factors] merge.” E. Bay Sanctuary
Covenant v. Garland, 994 F.3d 962, 975 (9th Cir. 2020)
(citation omitted). The district court concluded that the
balance of equities tips in Petitioners’ favor because
providing counsel “will guarantee efficiency, make criminal
proceedings less burdensome on all involved, and will
prevent cases from being needlessly delayed,” without
raising administrative costs. The court also concluded that
the preliminary injunction is in the public interest because
“all citizens have a stake in upholding the Constitution.”
Hernandez, 872 F.3d at 996 (citation omitted).
The district court was within its discretion to find that the
public has an interest in a functioning criminal justice system
and the protection of fundamental rights. See Baird v. Bonta,
81 F.4th 1036, 1042 (9th Cir. 2023) (“A plaintiff’s likelihood
of success on the merits of a constitutional claim also tips the
merged third and fourth factors decisively in his favor.
Because ‘public interest concerns are implicated when a
constitutional right has been violated, . . . all citizens have a
stake in upholding the Constitution.’” (quoting Preminger v.
Principi, 422 F.3d 815, 826 (9th Cir. 2005))).
34 BETSCHART V. STATE OF OREGON
Oregon contends that the preliminary injunction “will
impair the State’s ability to protect victims, witnesses, and
the public because it requires the State to release defendants,
including potentially dangerous defendants, who are
lawfully detained.” But the preliminary injunction does not
unconditionally release defendants; it recognizes “the
[Oregon] Circuit Court’s independent authority to set
reasonable pre-trial conditions for release.” See Roman v.
Wolf, 977 F.3d 935, 944 (9th Cir. 2020) (per curiam)
(upholding issuance of a preliminary injunction requiring
population reduction in immigration detention facilities
“particularly in light of . . . the alternative means available
to prevent [detainees] from absconding if they were released,
such as electronic monitoring”).
In Brown v. Plata, 563 U.S. 493 (2011), the Supreme
Court affirmed a remedial order that effectively did the
same, but with convicted prisoners. Id. at 500-01 (“[A]bsent
compliance through . . . other means[,] . . . the State will be
required to release some number of prisoners before their
full sentences have been served.”). In Plata, the Court
considered overcrowding in California prisons. After
extensive litigation, a three-judge district court panel had
ordered the state to “reduce its prison population to 137.5%
of design capacity.” Id. The population reduction, by the
panel’s estimate, “could [have been] as high as 46,000
persons.” Id.
In upholding the order, the Supreme Court considered its
impact on public safety. It reasoned that considering the
public interest “necessarily involves difficult predictive
judgments regarding the likely effects of court orders” and
that “[t]hese questions are difficult and sensitive, but they
are factual questions and should be treated as such.” Id. at
535. The Court then held that the district court had properly
BETSCHART V. STATE OF OREGON 35
“credited substantial evidence that prison populations can be
reduced in a manner that does not increase crime to a
significant degree,” id., and that “any negative impact on
public safety would be ‘substantially offset, and perhaps
entirely eliminated, by the public safety benefits’ of a
reduction in overcrowding,” id. at 536-37 (citation omitted).
In this case, the district court found that Petitioners’
requested relief did not pose a “fiscal or administrative
burden on the government” and that Oregon’s fear of the
threat to community safety was “theoretical.” Indeed,
Oregon neither disputes that the relief imposes little or no
fiscal or administrative burden nor provides any evidence
that releasing non-convicted defendants, whom Oregon
could monitor by any other appropriate means, would
threaten community safety so drastically as to justify
continuing to deny Petitioners their constitutional rights.
Here, as in Plata, the relief could be characterized as “of
unprecedented sweep and extent.” Id. at 501. But “so too is
the continuing injury and harm resulting from these serious
constitutional violations.” Id. And here, as in Plata, “[t]he
State’s desire to avoid [Petitioners’ requested relief] . . .
creates a certain and unacceptable risk of continuing
violations of the rights of [Petitioners], with the result that
many more will . . . needlessly suffer.” Id. at 533-34.
“Whenever a court issues an order requiring the State to
adjust its incarceration and criminal justice policy, there is a
risk that the order will have some adverse impact on public
safety . . . .” Id. at 534.
The dissent, without any elaboration, cites the dissent in
Plata to argue that the risks to the public outweigh the
Petitioners’ constitutional rights. Relying on a dissent is not
the best argument. A better one is that “‘[e]ven in times of
36 BETSCHART V. STATE OF OREGON
crisis,’ judges must ‘not shrink from our duty to safeguard
th[e] rights’ guaranteed by the Constitution.” United States
v. Olsen, 21 F.4th 1036, 1057 (9th Cir. 2022) (Bumatay, J.,
concurring in the denial of rehearing en banc) (alterations in
original) (quoting Tandon v. Newsom, 992 F.3d 916, 939
(9th Cir. 2021) (Bumatay, J., dissenting in part and
concurring in part)). Denying a watershed right to criminal
defendants, presumed to be innocent, is a textbook example
of shrinking from this duty.
The dissent cites nothing in the record to support the
fear-mongering parade of horribles it claims will result if
Petitioners are released. Instead, it details the crimes that
Petitioners are accused of. First, we remind the dissent that
criminal law features people accused of horrible things—it
is criminal law after all. If the dissent were to go into the
record of all the convicted prisoners in Plata, it would
undoubtedly find conduct similar to, or even much worse
than, what Petitioners are accused of here. The simple
reality is that our Constitution protects people regardless of
the accusations against them. Second, the dissent ignores a
crucial part of the preliminary injunction—Petitioners are
not going to be given free rein in the community. Instead,
they “are subject to the conditions of release set forth in [Or.
Rev. Stat.] § 135.250 and any other conditions that the
Circuit Court may impose that are related to assuring the
appearance of the class member and the safety of the
community.” No-contact orders, GPS monitoring, and
check-ins with Probation are available. The dissent does not
explain why any of these standard measures would fail. The
injunction further provides that if a Petitioner violates these
conditions, their release can be revoked, and they are not
entitled to a new seven-day period.
BETSCHART V. STATE OF OREGON 37
The dissent also asserts that the district court “failed to
consider alternatives” and suggests that the court could have
compelled members of the bar to represent indigent criminal
defendants. But first, Oregon, despite multiple hearings and
hundreds of pages of briefing, has never proposed a single
alternative remedy to the district court (or our court); making
up such alternatives on the fly would hardly have been an
appropriate exercise of discretion. Second, the district court
did, in fact, consider compelling members of the bar to
represent indigent criminal defendants, and concluded that
doing so in the past had not worked and repeating that
mistake would be ill-advised:
THE COURT: . . . The idea that judges can
just grab somebody out of the hallway or grab
– I mean, there was a great idea. Let’s take
associate attorneys from law firms who never
spent a day in a courtroom, and we’ll have
them represent people. It’s kind of insulting
to people who practice criminal law, first of
all, and second, I – it just seems like we’re
setting things up for malpractice.
Indeed, the record supports this concern. One named
Petitioner, who was not sure whether she had been arraigned,
was appointed an attorney that had been forced out of
retirement, refused to look at her case, and promptly
withdrew. The dissent says that this “anecdote” does not
justify the injunction. Meanwhile, the dissent—again—
points to nothing in the record that supports its contrary
38 BETSCHART V. STATE OF OREGON
position. 26 In any event, this practice likely also would
violate the Sixth Amendment. See Barber v. Nelson, 451
F.2d 1017, 1019 (9th Cir. 1971) (“[I]f no time to prepare is
available to counsel, his assistance is ineffective as a matter
of law.”). The dissent even suggests that this court could
order Oregon to pay their defense bar more money, but cites
no authority for the extraordinary idea that we could set state
wage rates under habeas. Oregon has that power yet has
chosen not to wield it.
The preliminary injunction respects the Oregon
Constitution and state law by excepting from release those
charged with murder and aggravated murder. See E. Bay
Sanctuary Covenant, 994 F.3d at 985 (noting public interest
in “ensuring that ‘statutes enacted by [their] representatives’
are not imperiled” (alteration in original) (citation omitted)).
The district court was well within its discretion to follow
Oregon law with respect to these defendants. See
Melendres, 695 F.3d at 1002 (holding there was “no abuse
of discretion in the district court’s determination that the
equities favor issuance of a narrow, limited preliminary
injunction” that does not enjoin the enforcement of valid
state laws).
IV. CONCLUSION
Despite nearly fifty pages, the dissent never focuses on
the standard of review or the Winter factors. It repeatedly
disregards controlling precedent, raises new issues and
26
The dissent also states that the district court “rejected this option
because it feared that some lawyers might find it ‘kind of insulting.’”
That misreads the transcript. The district court was commenting that it
was insulting to the criminal defense bar to suggest that their essential
work could be replicated by lawyers who lack criminal defense and/or
trial experience.
BETSCHART V. STATE OF OREGON 39
arguments, and either ignores authority or misreads it to prop
up its personal opinions of our jurisdiction and the limits of
the Constitution. The dissent’s unbounded approach is an
ode to classic judicial overreach.
It remains unclear why the dissent blames the district
court for a “judicial jailbreak.” Consistent with the Sixth
Amendment, Oregon could solve this problem overnight
simply by paying appointed counsel a better wage. It is
Oregon, and not the district court, that created this crisis. At
the end of the day, our question is a narrow one: did the
district court abuse its considerable discretion in issuing a
preliminary injunction to address an unprecedented situation
where, in direct violation of Gideon, unrepresented and
indigent defendants wait in cells for months, helpless and
powerless, while favorable evidence goes cold or disappears
altogether?
With that question in mind, we cannot say the district
court abused its discretion.
AFFIRMED.
40 BETSCHART V. STATE OF OREGON
BUMATAY, Circuit Judge, dissenting:
I do not say this lightly—the injunction the majority
affirms here is both reckless and extreme. It orders the State
of Oregon to release from jail all criminal defendants not
appointed state-funded counsel within seven days of their
initial appearance. Given the complexities of the situation
and the shortage of public defense counsel, the result of this
order is that more than a hundred criminal defendants will
be immediately released from jail. And those being released
are not sitting there for some petty offense. Just look at the
charges of the named Petitioners here—they are accused of
rape, kidnapping, strangulation, assaulting a police officer,
public indecency, and burglary. All will now be released
into Oregon’s communities. But this is not the end of it.
Countless others will be released on an ongoing basis
because the injunction applies prospectively. To avoid the
inevitable chaos, our court wisely paused the district court’s
extraordinary order pending appeal. But that wisdom has
run out. The majority now endorses the release scheme, lifts
the stay of the injunction, and lets it take immediate effect.
By doing so, the Ninth Circuit is now complicit in a judicial
jailbreak. I fear the coming disorder.
***
For the first time in our Nation’s history, we order the
release of pretrial criminal defendants from jail based solely
on a delay in appointing state-funded counsel. While the
Sixth Amendment grants indigent defendants the right to
government-funded counsel, Gideon v. Wainwright, 372
U.S. 335 (1963), this right applies only at “critical stages” of
the criminal process, Iowa v. Tovar, 541 U.S. 77, 80–81
(2004). But the district court and the majority make up a
new rule: defendants must receive appointed counsel within
BETSCHART V. STATE OF OREGON 41
seven days or be released from jail. That’s an incredibly
short deadline cut from whole cloth. Rather than analyzing
the nuances of each defendant’s case, the district court and
majority establish a categorical, one-size-fits-all rule
mandating appointed counsel within a brief period. And it
does so not by applying the traditional remedies of
suppression or vacatur of conviction, but with blanket
release from detention.
If that relief were not extraordinary enough, the district
court’s injunction applies on a class-wide basis, meaning
that this order will lead to the immediate release of more than
a hundred defendants from jail. So defendants who were
denied bail—those considered too dangerous to release—
will immediately be let loose into the community. See Or.
Rev. Stat. § 135.240. This jailbreak applies regardless of the
posture of a particular case or the individualized assessment
of the defendant’s dangerousness.
And if all this were not damaging enough, the district
court extended this remedy to all future criminal defendants
in the State. So it will lead to the ongoing release of an
unknown number of defendants from Oregon jails—even
those not even arrested yet. In approving this order, we have
effectively commandeered the state courts and indefinitely
dictate to Oregon judges when a defendant must be released
from a state jail. Never mind that habeas corpus is a remedy
that may be invoked only by those currently in “custody”
based on the illegality of that custody.
Even on its own terms, the injunction here makes little
sense. It is purportedly based on the Sixth Amendment’s
fundamental right to counsel—a right which attaches to all
criminal defendants charged with felonies. Yet the order
picks and chooses which defendants are entitled to
42 BETSCHART V. STATE OF OREGON
immediate release. While freeing dozens of defendants, the
injunction decrees that some defendants must remain in jail
without appointed counsel—defendants accused of murder
and aggravated murder. While keeping those defendants in
jail makes practical sense, it doesn’t make constitutional
sense. Those defendants possess the same constitutional
right to counsel as everyone else. So it is baffling that the
district court and now the majority somehow conclude that
the Sixth Amendment doesn’t apply equally to those charged
with murder. This sort of interest-balancing reeks of
policymaking, not dispassionate application of the rule of
law. Tellingly, the majority doesn’t even try to defend this.
And most ironically of all, the order doesn’t even cure
the alleged Sixth Amendment violation. Petitioners
complain that Oregon has failed to appoint them their state-
funded counsel. But under the order, not one defendant will
receive appointed counsel. Whether in jail or on bond,
Petitioners will still be left unrepresented. Sure, the
injunction may inflict so much harm on Oregon that it may
push the State to work harder to fix the problem, but it
doesn’t directly remedy the supposed Sixth Amendment
injury for any defendant.
In fairness, the district court faced challenging
circumstances. Oregon suffers from a critical shortage of
public defense attorneys. In 2021, state officials exacerbated
the problem by limiting the number of cases public defense
attorneys may take. Following this rule change, the number
of indigent defendants without state-funded counsel
skyrocketed. The State responded by seeking to overhaul
the public-defense system and by allocating $100 million in
new funds to it. Still, as of the district court’s hearing on the
matter, roughly 106 criminal defendants remained in jail
without state-appointed counsel.
BETSCHART V. STATE OF OREGON 43
While I share the concerns for the challenges facing
Oregon, this injunction is not the solution. The delay in the
appointment of counsel is troubling. The Sixth Amendment
is a fundamental right and must be adhered to in all
applicable criminal proceedings. And the State must fix this
problem. But the jailbreaking solution crafted by the district
court and now endorsed by the majority is not a legally
permissible response.
***
Several reasons show that the majority was wrong to
affirm the district court injunction here. This dissent focuses
on five errors:
First, we simply lack subject-matter jurisdiction.
Petitioners seek habeas corpus relief under 28 U.S.C.
§ 2241. But by its plain language, habeas relief requires a
person “in custody in violation of the Constitution.” 28
U.S.C. § 2241(c)(3). Neither the district court nor the
majority explains why failing to appoint state-funded
counsel makes pretrial custody unconstitutional. Often, the
remedy for a Sixth Amendment violation is suppression of
evidence or vacatur of the defendant’s conviction. The right
to counsel is, after all, about defending against the merits of
a prosecution—protecting against “results [that] might well
settle the accused’s fate and reduce the trial itself to a mere
formality.” Maine v. Moulton, 474 U.S. 159, 170 (1985)
(simplified). But no court has ever ruled that a failure to
appoint state-funded counsel makes pretrial custody by itself
unconstitutional. The majority ignores these limits on our
authority by bounding over this important issue. And even
putting aside the fundamental incompatibility between the
right, the remedy, and habeas corpus, the application of
class-wide relief using this writ is itself dubious. See
44 BETSCHART V. STATE OF OREGON
Jennings v. Rodriguez, 583 U.S. 281, 324 n.7 (2018)
(Thomas, J., concurring) (questioning whether habeas relief
may be granted on a class-wide basis). To top it all off, it is
impossible to see how the district court had authority to issue
prospective relief for those who have yet to be accused of a
crime and have yet to be placed in “custody”—the core
requirement for habeas relief. See 28 U.S.C. § 2241(c)(3).
Second, the district court order violates the Younger
abstention doctrine. See Younger v. Harris, 401 U.S. 37
(1971). It is not seriously contested that this case meets the
four Younger factors demanding abstention. That alone
should have ended the matter. But we contort the doctrine
by expanding the extraordinary-circumstances exception.
That exception is a limited one; it does not swallow the rule
and anoint federal judges as superintendents of a state’s
criminal-justice system.
Third, turning to the merits, the district court and
majority’s Sixth Amendment analysis is disconnected from
precedent. Under the Supreme Court’s longstanding
framework, the right to counsel is violated only when the
defendant lacks an adequately prepared attorney at a “critical
stage” of the criminal process—one that determines the
prosecution’s merits. To justify the blanket release, we
disregard a half-century of caselaw and hold that a seven-
day stretch without appointed counsel violates the Sixth
Amendment. So we no longer need to analyze the posture
of the criminal case to determine whether a critical stage has
occurred; we just need to count the days from initial
appearance. That conclusion transforms the well-developed
right-to-counsel doctrine into a novel one—one unsupported
by text, history, or precedent.
BETSCHART V. STATE OF OREGON 45
Fourth, the Fourteenth Amendment’s Due Process
Clause doesn’t justify the injunction either. While the
district court viewed the delays in the appointment of state-
funded counsel as a substantive due process violation, no
court has extended substantive due process as far as this.
Due process provides certain procedural protections and
ensures access to courts, but it has little to say about the
timing of the appointment of state-funded counsel.
Fifth, even while recognizing its discretion in the matter,
the district court failed to properly balance the interests of
the public and the parties in crafting the injunction. No one
can seriously question the obvious risks to the public by the
immediate release of dozens of prisoners. Yet the district
court didn’t even seriously consider more narrowly tailored
alternatives before choosing its jailbreak solution. But
Petitioners concede that other remedies are available, like
ordering new bail hearings with counsel or directing the
State to revisit its public-defender policies. Given that this
order will not even remedy the lack of appointed counsel, the
balance of interests cannot favor this injunction.
Despite all these issues, the majority rushes to lift the
stay of the injunction and endorses the prisoner-release
scheme. Even worse, the majority suggests expanding this
jailbreak solution to other states in the circuit. Thus, the
majority’s endorsement of a seven-day rule now becomes
the law in every State and federal district in the Ninth
Circuit. We are now embarking into uncharted
constitutional territory. This case is not only a radical
reinterpretation of the Sixth Amendment and due process,
but a radical reinterpretation of federalism and the separation
of powers, a radical reinterpretation of the scope of habeas
corpus, and a radical reinterpretation of class actions. It
doesn’t push our precedent—it sets it ablaze.
46 BETSCHART V. STATE OF OREGON
***
Because our court has ill-considered this radical
decision, I respectfully dissent.
I.
Background
Oregon suffers from a significant shortage of public
defense attorneys. Several factors contribute to this
problem, such as the backlog of cases from the COVID-19
pandemic and increased remands for new trials following the
end of nonunanimous jury verdicts in Oregon, see Ramos v.
Louisiana, 140 S. Ct. 1390, 1407–08 (2020). But the most
acute cause is the State’s attempt to improve the quality of
representation by limiting the number of cases public
defenders can take. After that policy was enacted, the gap
between the number of indigent defendants who require
counsel and the number of defenders available to represent
them increased exponentially. The result is a delay, and
sometimes a lengthy delay, in the State providing
government-funded counsel to criminal defendants.
Under Oregon law, the initial release decision must be
made at arraignment unless “good cause” is shown, in which
case the hearing can be delayed up to five days. Or. Rev.
Stat. § 135.245(2)(a), (7)(a). A defense attorney generally is
present and available at arraignment. See id. § 135.040. A
judge shall deny release if (1) the defendant is charged with
murder, aggravated murder, or treason, and the proof is
evident or the presumption is strong that the defendant is
guilty; or (2) the defendant is charged with a violent felony
and there is probable cause to believe that the defendant
committed the crime and clear and convincing evidence of a
danger of physical injury or sexual victimization to the
BETSCHART V. STATE OF OREGON 47
victim or public by the defendant while on release. Id.
§ 135.240(2), (4). Otherwise, a judge may grant release
subject to conditions and bail. Id. § 135.245.
Petitioners filed a joint petition for the writ of habeas
corpus in the District of Oregon under 28 U.S.C. § 2241,
alleging violation of their right to state-funded counsel.
Petitioners sought to certify a class to include all indigent
criminal defendants held in jail without counsel, as well as
another class to include all indigent criminal defendants
placed under restrictive release conditions without counsel.
The district court provisionally certified the class of jailed
defendants and entered a temporary restraining order freeing
any indigent defendants in the Washington County jail who
had not been appointed counsel within ten days of either
their arraignment or the withdrawal of their previously
appointed counsel.
The State of Oregon intervened and Petitioners
subsequently moved for a preliminary injunction. The
district court granted a preliminary injunction and sua sponte
applied it statewide. The preliminary injunction said the
following:
• If counsel is not secured within seven
days of initial appearance for any class
member currently in physical custody, or
if counsel is not appointed within seven
days of the withdrawal of previously
appointed counsel, the sheriff of that
county is ordered to release the class
member.
• Any future class member who has not
secured counsel within seven days of
48 BETSCHART V. STATE OF OREGON
their initial appearance must be released
from physical custody.
Less than two weeks later, the district court amended its
order, materially changing the injunction’s terms without
any accompanying explanation.
First, the amended order redefines the scope of the class
to “individuals who are or will be” physically housed in a
jail in Oregon. The district court no longer uses the “future
class member” language. It is unclear if there is any
substantive difference between the terms.
Second, the district court also clarifies that the
preliminary injunction “does not apply to crimes of murder
and aggravated murder.” It notes that the injunction “does
not impact the provisions of Article I, Section 43 of the
Oregon Constitution.” That section, like Oregon Revised
Statute § 135.240(2) and (4), sets forth that defendants
charged with murder, aggravated murder, treason, or a
violent felony are not bailable if the court makes certain
findings. Or. Const., Art. I, § 43(1)(b).
Third, the amended order says that the injunction does
not apply to “class members who fire their attorney.”
Fourth, the amended order limits the class members
eligible for release after the withdrawal of a prior counsel.
Reappointment within seven days must only occur “[i]f
counsel is secured within the seven-day period but
subsequently withdraws due to a conflict within that period.”
Thus, a class member is only entitled to reappointment
within seven days of the withdrawal of a previously
appointed attorney if the withdrawal was due to a conflict
and was within seven days of the initial appearance.
BETSCHART V. STATE OF OREGON 49
Fifth, under the amended order, Oregon courts may set
conditions of release to ensure the appearance of class
members and the safety of the community. Oregon courts
may also require class members to execute a “release
agreement” before release. The failure to execute such an
agreement “will result in the continued detention of the class
member.”
The State of Oregon sought an emergency stay of the
district court order, which we granted. We then expedited
this appeal. The majority votes to lift the stay and affirm the
district court’s order. So the district court’s preliminary
injunction now goes into effect.
II.
Lack of Jurisdiction
To begin, the district court simply lacked authority to
issue this injunction. Under 28 U.S.C. § 2241, federal courts
have no jurisdiction over state defendants unless the
defendant’s custody itself is illegal. Here, neither the district
court nor the majority demonstrate how the alleged violation
of the right to state-funded counsel alone renders pretrial
custody unconstitutional. The district court also didn’t
examine whether we have authority to grant a class-wide
remedy under habeas. And there’s reason to question
whether we do. Finally, the district court didn’t consider
whether habeas—which requires “custody”—can be
prescribed prospectively to “future class members” who may
one day be detained without appointed counsel. Such relief
seems at odds with the plain text of § 2241.
All these reasons counsel against permitting the
injunction to take effect.
50 BETSCHART V. STATE OF OREGON
A.
Federal habeas statutes are recognized as a grant of
“jurisdiction” for courts “to inquire into violations of the
United States Constitution.” See Carafas v. LaVallee, 391
U.S. 234, 238 n.11 (1968); see also Maleng v. Cook, 490
U.S. 488, 494 (1989) (per curiam) (explaining that the issue
of custody goes to the “subject-matter jurisdiction of the
habeas court”); Hensley v. Mun. Ct., San Jose Milpitas Jud.
Dist., 411 U.S. 345, 352 n.10 (1973) (determining that
habeas jurisdiction “would not merely have [been]
postponed . . . but would have [been] barred . . . altogether”
without a finding of custody). Because § 2241 is a
jurisdictional statute, this threshold question cannot be
waived. See Arbaugh v. Y&H Corp., 546 U.S. 500, 514
(2006) (noting that “subject-matter jurisdiction, because it
involves a court’s power to hear a case, can never be
forfeited or waived” (simplified)). To that end, it is our duty
to ensure that we possess the authority to render a judgment
under § 2241. We lack that authority here.
Section 2241 commands that “[t]he writ of habeas corpus
shall not extend to a prisoner unless . . . [h]e is in custody in
violation of the Constitution or laws or treaties of the United
States.” 28 U.S.C. § 2241(c)(3). Put simply, § 2241(c)(3)
provides a mechanism to challenge the unlawfulness of one’s
“custody.” Naturally, then, “an action sounds in habeas
[under § 2241(c)(3)] . . . if success in that action would
necessarily demonstrate the invalidity of confinement or its
duration.” Pinson v. Carvajal, 69 F.4th 1059, 1071 (9th Cir.
2023) (dismissing a habeas petition under § 2241 for lack of
subject-matter jurisdiction) (simplified). Claims that, if
successful, don’t demand “the invalidity of the confinement”
fall outside “the core of habeas corpus.” Id. In other words,
“the relevant question is whether, based on the allegations in
BETSCHART V. STATE OF OREGON 51
the petition, release is legally required.” Id. at 1072. It is
one’s custody that must be unlawful—not any other
violation.
Whether we possess habeas jurisdiction here boils down
to a simple question—if Petitioners’ claims succeed, does it
make their custody illegal so that their release is mandatory?
If custody itself is not unconstitutional, the claim cannot be
vindicated under § 2241 and we lack jurisdiction. See id.
(“[T]he proper analytical tack when determining whether
actions . . . are at the core of habeas is to consider why release
from confinement is necessary to remedy the underlying
alleged violation.”).
A bit of background on the Sixth Amendment illustrates
how release from jail isn’t a proper remedy here. As a
general principle, “remedies should be tailored to the injury
suffered from the constitutional violation” but “should not
unnecessarily infringe on competing interests.” United
States v. Morrison, 449 U.S. 361, 364 (1981). Practically,
that approach “tailor[s] relief . . . to assure the defendant the
effective assistance of counsel and a fair trial.” Id. at 365;
see also Rushen v. Spain, 464 U.S. 114, 119–20 (1983) (“The
adequacy of any remedy is determined solely by its ability
to mitigate constitutional error, if any, that has occurred”).
In plain terms, the general rule is—cure the constitutional
defect and inflict no further harm.
Before today, our practice generally followed that
guidance from the Supreme Court. We constructed remedies
for a violation of the right to counsel to include either
suppressing evidence obtained from the violation or, in
extreme cases, vacating one’s conviction. See, e.g., Cahill v.
Rushen, 678 F.2d 791, 795–96 (9th Cir. 1982) (suppressing
evidence obtained in violation of the right to counsel);
52 BETSCHART V. STATE OF OREGON
United States v. Kimball, 884 F.2d 1274, 1280 (9th Cir. 1989)
(same); United States v. Forrester, 512 F.3d 500, 509 (9th
Cir. 2008) (vacating a conviction following a violation of the
right to counsel).
Immediate release from jail, to my knowledge, has never
been a remedy for a violation of the right to appointed
counsel. And there’s good reason for that. According to the
Supreme Court, the right of state-funded counsel is to ensure
that “the accused . . . need not stand alone against the State
at any stage of the prosecution, formal or informal, in court
or out, where counsel’s absence might derogate from the
accused’s right to a fair trial.” United States v. Wade, 388
U.S. 218, 226 (1967). So the right’s purpose is to guarantee
a meaningful defense to prosecution—not merely to assist
with any independent interest of the defendant’s, such as
avoiding pretrial detention. See Rothgery v. Gillespie Cnty.,
Tex., 554 U.S. 191, 216 (2008) (Alito, J., concurring)
(“[D]efense at trial, not defense in relation to other
objectives” is protected by the right.). That’s why the Court
has limited the right to “critical” pretrial stages that
“preserve the defendant’s basic right to a fair trial.” Wade,
388 U.S. at 227. Without more, a violation of the right to
appointed counsel does not render pretrial detention illegal.
In other words, the right is concerned with the ultimate
merits of the criminal prosecution—not securing every
possible advantage for a defendant.
In attempting to refute this point, the majority
unwittingly proves it. The majority cites articles discussing
the release of prisoners from the State of Florida post-
Gideon. But the majority misses the most basic fact of those
articles—each of those prisoners had already been convicted.
See, e.g., Bruce R. Jacob, Memories of and Reflections about
Gideon v. Wainwright, 33 Stetson L. Rev. 181, 222 (2003)
BETSCHART V. STATE OF OREGON 53
(“[M]ore than 4,500 of the 8,000 inmates in Florida could be
released and retried, or released without retrial. Of these,
4,065 had been convicted after pleading guilty while 477 had
been convicted after going to trial.”) (emphases added).
In this case, habeas is even more inapplicable because
the alleged Sixth Amendment violation didn’t cause
Petitioners’ detention. The pretrial detention determination
is generally made at arraignment while Petitioners were
represented by counsel. See Or. Rev. Stat. § 135.245. So
nothing about delaying the appointment of state-funded
counsel made the pretrial detention unconstitutional. Given
that the purported constitutional violation didn’t lead to
pretrial detention, the remedy is not release from
“custody”—taking this case out of the scope of § 2241.
Indeed, releasing a defendant from custody here would have
no effect at all on the lack of appointed counsel.
Complicating things even more, the district court didn’t
order release from custody, in the habeas sense, it only
ordered release from jail. The district court still orders that
Petitioners must submit to conditions of release that ensure
their appearance in court and the safety of the community.
And the district court directed that the “[f]ailure of the class
member to execute [a] release agreement will result in the
continued detention of the class member.” But these
conditions often amount to “custody” for purposes of
habeas. See, e.g., Jones v. Cunningham, 371 U.S. 236, 243
(1963) (explaining that a prisoner’s conditions of release
were “enough to keep him in the ‘custody’” of a parole board
for habeas purposes because they “significantly restrain [his]
liberty to do those things which in this country free men are
entitled to do”); Hensley, 411 U.S. at 349 (“[A] substantial
number of courts, perhaps a majority, have concluded that a
person released on bail or on his own recognizance may be
54 BETSCHART V. STATE OF OREGON
‘in custody’ within the meaning of the statute. . . . [W]e
conclude that this . . . reflects the sounder view.”). Thus,
even the district court seemingly did not think that the Sixth
Amendment violation here results in “custody in violation of
the Constitution”—the requirement for habeas relief under
§ 2241. If it did, it should have ordered release from all
custody, not just release from jail.
The confusion over habeas’s requirement of illegal
custody is also apparent from the district court’s refusal to
order any relief for Petitioners charged with murder or
aggravated murder, even though they suffer the same alleged
violation of the right to counsel. The Sixth Amendment right
to counsel does not depend on the type of felony charged.
But the district court and the majority mysteriously exempt
those charged with murder and aggravated murder from the
district court’s seven-day rule. This is not how the Sixth
Amendment works. True, Oregon may law forbid their
pretrial release under some conditions, see Or. Const., Art. I,
§ 43(1)(b); Or. Rev. Stat. § 135.240(2), (4), but that feature
has nothing to do with the Sixth Amendment analysis.
Indeed, the same Oregon law provides that those charged
with violent felonies are not bailable under certain
conditions. See Or. Const., Art. I, § 43(1)(b); Or. Rev. Stat.
§ 135.240(2), (4). So it makes no sense to rely on state law
here. Either the Sixth Amendment violation doesn’t render
custody illegal, meaning that no defendants should be
released. Or it does, meaning that all defendants should be
released. There’s no room for picking and choosing who
deserves a constitutional right.
The bottom line—if the district court and majority were
correct that Petitioners’ Sixth Amendment rights had been
violated and that release from custody were the mandatory
remedy, then there would be no valid basis to deprive some
BETSCHART V. STATE OF OREGON 55
defendants of their rights. The carve-out of one particularly
eye-catching group of defendants only cements the
irregularity of the injunction.
B.
We also should have questioned whether this habeas
petition can be pursued in a class action. Whether habeas
relief is available through class action remains an open
question at the Supreme Court. See Jennings, 583 U.S.
at 324 n.7 (Thomas, J., concurring) (“This Court has never
addressed whether habeas relief can be pursued in a class
action. I take no position on that issue here.” (simplified)).
At least in the immigration-detention context, the Supreme
Court has instructed our court to “consider” whether a Rule
23 class action is an “appropriate vehicle” for providing
habeas relief in light of Wal-Mart Stores, Inc. v. Dukes, 564
U.S. 338 (2011). See id. at 313 (majority opinion). Wal-
Mart Stores tells us that some class actions may only apply
“when a single injunction or declaratory judgment would
provide relief to each member of the class.” 564 U.S. at 360.
True, some of our older decisions have suggested a
habeas petition can be treated as a class action. See Mead v.
Parker, 464 F.2d 1108, 1112 (9th Cir. 1972); Cox v.
McCarthy, 829 F.2d 800, 804 (9th Cir.1987); Rodriguez v.
Hayes, 591 F.3d 1105, 1117 (9th Cir. 2010), abrogation
recognized by Rodriguez Diaz v. Garland, 53 F.4th 1189,
1199–1201 (9th Cir. 2022). But given more recent changes
in the legal landscape regarding class actions, I question
whether these cases remain good law. Further, the Supreme
Court’s long history of reversing our immigration-detention
class-action cases suggests that our prior views may be an
outlier. See, e.g., Garland v. Aleman Gonzalez, 596 U.S. 543
(2022) (reversing Aleman Gonzalez v. Barr, 955 F.3d 762
56 BETSCHART V. STATE OF OREGON
(9th Cir. 2020)); Jennings, 583 U.S. at 281 (reversing
Rodriguez v. Robbins, 804 F.3d 1060 (9th Cir. 2015)).
But even if a habeas petition could be grounded in a class
action, other questions remain—like, what standards must
we use? Whether the class-action standards of Rule 23 of
the Federal Rules of Civil Procedure apply in habeas corpus
proceedings “has engendered considerable debate.” Harris
v. Nelson, 394 U.S. 286, 294 n.5 (1969) (simplified). Our
own court has questioned whether “Rule 23 might be
technically inapplicable to habeas corpus proceedings.” Ali
v. Ashcroft, 346 F.3d 873, 891 (9th Cir. 2003) (simplified),
opinion withdrawn on other grounds by Ali v. Gonzales, 421
F.3d 795 (9th Cir. 2005). While non-precedential, Ali also
explained that an “analogous procedure by reference to Rule
23” could be applied. Id. (simplified). Two circuits have
adopted the view that federal courts must create new
standards for class actions brought under habeas. See United
States ex rel. Sero v. Preiser, 506 F.2d 1115, 1125 (2d Cir.
1974); United States ex rel. Morgan v. Sielaff, 546 F.2d 218,
220–21 (7th Cir. 1976).
Regardless of whether Rule 23 directly applies, any
habeas class action will need to rely on similar
considerations. And those factors are challenging when
applied to habeas corpus proceedings. For example, Rule
23(a) delineates four prerequisites for class certification:
(1) numerosity, (2) commonality, (3) typicality, and
(4) adequacy of representation. See Fed. R. Civ. P. 23(a).
While numerosity might be easily met, commonality and
typicality requirements are a significant wrinkle when
applied to habeas proceedings.
Consider a due process challenge. “[D]ue process is
flexible” and so a Due Process Clause claim “calls for such
BETSCHART V. STATE OF OREGON 57
procedural protections as the particular situation demands.”
Jennings, 583 U.S. at 314 (quoting Morrissey v. Brewer, 408
U.S. 471, 481 (1972)). Because of this, a “class action
litigated on common facts” might not be “an appropriate way
to resolve . . . Due Process Clause claims.” Id. After all,
resolving Due Process claims for hundreds of individuals is
unlikely to be resolved “in one stroke.” Wal-Mart Stores,
564 U.S. at 351.
The Solicitor General recently raised related issues with
class actions in the Eighth Amendment context. See City of
Grants Pass, Ore. v. Johnson, No. 23-175, Brief for the
United States as Amicus Curiae 31 (Mar. 4, 2024). The
Solicitor General cited approvingly the concern that “the
need for particularized inquiries should have precluded the
certification of a class because respondents cannot satisfy
Rule 23(a)’s commonality requirement or Rule 23(b)(2)’s
requirement that the challenged conduct must be ‘such that
it can be enjoined or declared unlawful only as to all of the
class members or as to none of them[.]” Id. (quoting Wal-
Mart Stores, 564 U.S. at 360). The Solicitor General then
argued that the case should be vacated and remanded to
“reconsider all the relevant issues in the case—including
class certification.” Id. at 32.
Similar concerns abound here. Criminal proceedings all
have different moving pieces; they proceed at different paces
for different reasons. For some defendants, delay may be the
goal; for others, speed is a litigation advantage. Thus, to
provide a one-size-fits-all remedy to a problem with
individualized effects makes little sense. Neither the district
court nor the majority grapple with these concerns.
Ultimately, then, it is unclear whether and how a class action
would even apply in a habeas corpus proceeding.
58 BETSCHART V. STATE OF OREGON
C.
There’s an even bigger problem here—it’s unlikely that
habeas relief can be granted prospectively to individuals who
are not yet even in custody. As stated earlier, the habeas
provision invoked by Petitioners “shall not extend” except
to “a prisoner” who “is in custody.” 28 U.S.C. § 2241(c)(3).
But the district court’s injunction applies to “any future class
member” or any individual who “will be . . . physically
housed in a jail in Oregon.” So it seems that the district court
has afforded habeas relief to parties who are neither
“prisoner[s]” nor “in custody” now, which conflicts with the
plain language of § 2241.
While the Supreme Court has instructed that prisoners
may apply for federal habeas relief for a sentence they have
not yet served, see Peyton v. Rowe, 391 U.S. 54 (1968), or
for a sentence they previously served if they are in custody
for a consecutive sentence, see Garlotte v. Fordice, 515 U.S.
39 (1995), the key factor is that there must be some sort of
current custody that the prisoner will experience. By
opening the injunction to “any future class member,” we
expand habeas relief even to individuals who have yet to be
arrested. Thus, if § 2241 applies, the district court’s
sweeping injunction may have exceeded its statutory scope.
See Nielsen v. Preap, 139 S. Ct. 954, 962 (2019) (“Did
the Preap court overstep this limit by granting injunctive
relief for a class of aliens that includes some who have not
yet faced—but merely ‘will face’—mandatory
detention? The District Court said no, but we need not
decide.”).
BETSCHART V. STATE OF OREGON 59
III.
Younger Abstention
That leads to Younger abstention. This petition
shouldn’t have progressed this far because we should have
ordered abstention from the start.
The Younger doctrine is an exception to the general rule
that federal courts have a duty to “hear and decide” cases
falling within their jurisdiction. Sprint Commc’ns, Inc. v.
Jacobs, 571 U.S. 69, 77 (2013). Younger reflects the
importance of federalism in our constitutional system. It
requires us to recognize “the fact that the entire country is
made up of a Union of separate state governments” and to
respect the “belief that the National Government will fare
best if the States and their institutions are left free to perform
their separate functions in their separate ways.” Younger,
401 U.S. at 44. In other words, Younger commands us to
exercise some humility and acknowledge that, despite our
jurisdiction, considerations more important than our desire
to correct perceived wrongs require us to abstain and allow
the state courts to manage their own proceedings. See
Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 11 (1987) (noting
that Younger helps protect “the State’s interests in the
proceeding” and “avoid[s] unwarranted determination of
federal constitutional questions” (simplified)).
Younger applies in various circumstances where there
are pending state proceedings parallel to an action for federal
equitable relief. See Sprint at 77–78 (collecting cases). The
quintessential application of the doctrine, however, is to
avoid intervening in pending state criminal proceedings. As
Younger itself said, courts “should not act to restrain a
criminal prosecution, when the moving party has an
60 BETSCHART V. STATE OF OREGON
adequate remedy at law and will not suffer irreparable injury
if denied equitable relief.” Younger, 401 U.S. at 43–44.
Unfortunately, we fail to follow Younger here.
A.
We apply a four-factor test to determine whether
abstention under Younger is appropriate. Younger applies
“when: (1) there is an ongoing state judicial proceeding;
(2) the proceeding implicates important state interests;
(3) there is an adequate opportunity in the state proceedings
to raise constitutional challenges; and (4) the requested relief
seeks to enjoin or has the practical effect of enjoining the
ongoing state judicial proceeding.” Arevalo v. Hennessy,
882 F.3d 763, 765 (9th Cir. 2018) (simplified).
This habeas petition meets each factor—
The first two factors are easily satisfied. Indeed, no one
contests them. Petitioners here seek interference with
dozens, if not hundreds, of ongoing criminal prosecutions.
And the prosecution of criminal law is the quintessential
state interest. See Judice v. Vail, 430 U.S. 327, 335 (1977)
(recognizing the importance of “the State’s interest in the
enforcement of its criminal laws”).
The third factor is also met. For this factor, we look to
whether a procedural bar to the presentation of a federal
constitutional claim exists. Commc’ns Telesystems Int’l v.
Cal. Pub. Util. Comm’n, 196 F.3d 1011, 1020 (9th Cir.
1999). We “assume that state procedures will afford an
adequate remedy, in the absence of unambiguous authority
to the contrary.” Pennzoil Co., 481 U.S. at 15. Here,
nothing disturbs this presumption. No procedural bar
prevents Petitioners from asserting their federal right-to-
counsel claim in state court. Indeed, we have an example in
BETSCHART V. STATE OF OREGON 61
the record. Oregon asked us to take judicial notice of an
order from the Circuit Court of Multnomah County granting
relief for a Sixth Amendment violation nearly identical to the
ones asserted in this petition. See State v. Cutting,
No. 21CR06122, slip op. 1–3 (Or. Cir. Ct. Mar. 7, 2022).
The state court concluded that the State had violated the
defendant’s Sixth Amendment rights by failing to provide
counsel for any proceedings after his arraignment and gave
the State 25 days to appoint counsel. Id. If the State failed
to do so, the court made clear that it would dismiss the
defendant’s charges without prejudice. Id. So it’s clear that
Oregon courts not only take the constitutional rights of
criminal defendants seriously, but are able and willing to
grant appropriate relief.
The fourth factor also favors abstention. First, in their
habeas petition, Petitioners expressly asked the district court
to dismiss their charges. Such action would, of course,
enjoin state proceedings. But even more, the district court’s
sweeping injunction constitutes a pervasive and continuous
intrusion into ongoing state prosecutions. See O’Shea v.
Littleton, 414 U.S. 488, 502 (1974) (observing that an
injunction which requires “a major continuing intrusion of
the equitable power of the federal courts into the daily
conduct of state criminal proceedings is in sharp conflict
with the principles of equitable restraint” recognized by
Younger).
In O’Shea, the Court said that Younger applies to “an
injunction aimed at controlling or preventing the occurrence
of specific events that might take place in the course of future
state criminal trials,” even if it didn’t enjoin any criminal
prosecution. Id. at 500. The purpose of abstention, the Court
said, is to avoid “interference in the state criminal process by
means of continuous or piecemeal interruptions of the state
62 BETSCHART V. STATE OF OREGON
proceedings by litigation in the federal courts.” Id. So the
Court reversed an injunction on abstention grounds because
it “would disrupt the normal course of proceedings in the
state courts” and “it would require for its enforcement the
continuous supervision by the federal court over the conduct
of the [state courts] in the course of future criminal trial
proceedings involving any of the members of the
[defendants’] broadly defined class.” Id. at 501. The Court
also worried how an injunction, which “impose[s]
continuing obligations of compliance,” would be enforced
against state courts and decried a regime of constant
“monitoring of the operation of state court functions.” Id.
So abstention may be required even when a challenged
injunction doesn’t directly enjoin the ongoing prosecution of
criminal defendants.
O’Shea should control here. While Petitioners’
prosecutions may proceed in some form, the district court
injunction represents a “continuous . . . interruption[]” of
those proceedings in general and of state pretrial-detention
decisions in particular. Id. at 500. First, it would require
constant monitoring of Oregon courts for compliance.
Second, it would need ongoing intrusion and refinement by
the district court. For example, it doesn’t apply when a
defendant “fire[s]” his state-appointed counsel, but further
proceedings would be necessary to determine when a
“firing” has occurred. The simple reality is that the
injunction calls for the ongoing federal management of state
criminal prosecutions—the quintessential Younger problem.
Given the satisfaction of these four factors, there’s no
question that Younger abstention applies here.
BETSCHART V. STATE OF OREGON 63
B.
Despite this, the majority presses ahead with our
interference with Oregon’s courts based on a dubious
expansion of the extraordinary-circumstances exception to
Younger. The extraordinary-circumstances exception asks
whether a case is so extreme as to justify displacement of our
foundational principles of federalism. The Supreme Court
has made clear that the exception requires “an
extraordinarily pressing need for immediate federal
equitable relief, not merely in the sense of presenting a
highly unusual factual situation.” Kugler v. Helfant, 421
U.S. 117, 125 (1975). Outside of cases of proven harassment
or prosecutions undertaken in bad faith, the exception may
only apply in “‘extraordinary circumstances’ that might
constitute great, immediate, and irreparable harm.” Moore
v. Sims, 442 U.S. 415, 433 (1979).
With no allegation of bad faith or harassment, only
“irreparable harm” comes into play here. But that doesn’t fit
either. The district court concluded that Petitioners have
established an irreparable injury because they are “being
held in custody without counsel” in violation of the Sixth
and Fourteenth Amendments. But the existence of a
constitutional violation isn’t enough to override Younger.
After all, constitutional violations are at issue in many
abstention cases. “[W]ithout some claim that a prosecution
affects federally protected rights, there would be no basis for
federal jurisdiction in the first place, and thus nothing from
which to abstain.” Bristol-Myers Squibb Co. v. Connors,
979 F.3d 732, 738 (9th Cir. 2020).
Rather, the question is whether the constitutional injury
could be remedied outside of this habeas proceeding. Here,
the district court seemed to conflate the injury from the
64 BETSCHART V. STATE OF OREGON
alleged violation of the Sixth and Fourteenth Amendments
with the injury of being detained pretrial. But that doesn’t
make sense because neither alleged constitutional
deprivation caused the pretrial custody here. Recall that the
initial detention decision is usually made at arraignment
when Petitioners are represented by counsel. So the injury
of pretrial detention doesn’t invariably flow from the lack of
appointed counsel. Even assuming a constitutional violation
occurs later, it doesn’t necessarily cause Petitioners’ pretrial
detention as a class. Thus, the injunction releasing
defendants with a seven-day gap in court-appointed
representation is a remedy unconnected from the claimed
irreparable harm.
As discussed above, the Sixth Amendment isn’t a
protection against pretrial detention without counsel.
Instead, the Amendment entitles a defendant to state-funded
representation at critical stages of the trial—that is, stages
that determine the merits of the criminal prosecution. So the
harm the Sixth Amendment protects against is a conviction
obtained through uncounseled critical stages. Pretrial
custody is separate. There’s no independent Sixth
Amendment protection against being held in pretrial custody
without counsel. Indeed, the Supreme Court has never
required appointed counsel at a pretrial detention
proceeding. See Gerstein v. Pugh, 420 U.S. 103, 123 (1975)
(“To be sure, pretrial custody may affect to some extent the
defendant’s ability to assist in preparation of his defense, but
this does not present [a] high probability of substantial
harm[.]”).
Thus, if Petitioners are left without appointed counsel at
a critical stage, the right’s vindication can come after trial
through vacatur of the conviction because any violation
“bears directly on the framework within which the trial
BETSCHART V. STATE OF OREGON 65
proceeds, . . .—or indeed on whether it proceeds at all.”
United States v. Gonzalez-Lopez, 548 U.S. 140, 150 (2006)
(simplified). Think of it another way. If a defendant is made
to go to trial in violation of the right to counsel, it is not the
trial itself, but the lack of counsel during critical stages that
constitutes the injury. So any alleged Sixth Amendment
injury isn’t irreparable because redoing the relevant stage (or
perhaps the whole criminal proceeding) repairs the harm.
See, e.g., Forrester, 512 F.3d at 509 (reversing a conviction
because of right-to-counsel violation). Thus, the claimed
Sixth Amendment violation here can be remedied in later
state proceedings or in a post-conviction federal habeas
proceeding. The same goes for any claimed substantive due
process violation.
And Page v. King, 932 F.3d 898 (9th Cir. 2019), which
the district court relied on, shows why its Younger analysis
was off. In Page, a defendant accused of rape alleged that
his due process rights were violated because the State
detained him based on a “stale and scientifically invalid
probable cause determination.” 932 F.3d at 904. We
concluded that Younger abstention was inappropriate
because the claimed due process violation directly led to his
“complete loss of liberty” pretrial which is “irretrievable”
regardless of the outcome of trial. Id. So, in that case, the
defendant alleged that the constitutional violation directly
caused the pretrial detention. Here, we have no such
scenario. In fact, each Petitioner was represented at
arraignment when the initial detention decision was made.
No direct link can be drawn between the constitutional
violation and the detention and so Page doesn’t support the
Younger exception here.
Likewise, Arevalo, which the majority focuses on,
doesn’t show “extraordinary circumstances” either. In that
66 BETSCHART V. STATE OF OREGON
case, the State conceded that Arevalo’s federal constitutional
rights to equal protection and due process were violated
when the state court ordered him detained on $1 million
bond without considering his ability to pay and nonmonetary
alternatives to bail. See Arevalo, 882 F.3d at 764–65.
Despite the concession, the district court sua sponte applied
Younger abstention. Id. We reversed under the “irreparable
harm exception.” Id. at 766. We observed that
“[d]eprivation of physical liberty by detention” could
constitute an “irreparable harm.” Id. at 767. But in that case,
unlike this one, the constitutional violation directly caused
the pretrial detention. We noted that “the petitioner has been
incarcerated for over six months without a constitutionally
adequate bail hearing.” Id. But here, Petitioners—as a
class—haven’t shown that any Sixth Amendment or
Fourteenth Amendment violation directly caused their
pretrial detention. Nor have they shown—as a class—that
those rights can’t be vindicated in state proceedings or later
federal proceedings.
In sum, the massive federal seizure of Oregon’s criminal
justice apparatus is precisely the kind of action barred by
Younger. We make a mistake in shrugging off this
significant federalism concern.
IV.
Likelihood of Success on the Merits
Even setting aside the myriad of procedural hurdles
barring the district court’s action here, no injunction was
appropriate because Petitioners cannot show the requisite
likelihood of success on the merits. In our circuit, this is not
only the “most important” factor, but also a dispositive one.
Garcia v. Google, Inc., 786 F.3d 733, 740 (9th Cir. 2015)
(en banc) (“[W]hen a plaintiff has failed to show the
BETSCHART V. STATE OF OREGON 67
likelihood of success on the merits, we need not consider the
remaining three [Winter v. Nat. Res. Def. Council, 555 U.S.
7, 20, (2008) elements for a preliminary injunction].”
(simplified)).
And Petitioners’ burden was even higher here because
the district court imposed a “mandatory injunction”
requiring Oregon state courts to affirmatively release all
criminal defendants meeting the court’s seven-day test. Id.
(defining a mandatory injunction as one that “orders a
responsible party to take action”—not simply maintaining
the status quo (simplified)). Thus, to justify this injunction,
the “law and facts [must] clearly favor [Petitioners’]
position”; it is “simply” not enough that they are “likely to
succeed.” Id. (simplified). And we never approve
mandatory injunctions in “doubtful cases.” Id. (simplified).
Thus, the injunction here must meet a “doubly demanding”
standard because the remedy imposed by the district court is
“particularly disfavored.” See id. (simplified). The majority
fails to live up to this standard in uncritically deferring to the
district court’s chosen injunction.
So while we normally grant some deference in reviewing
preliminary injunctions, we don’t defer when the district
court gets the law wrong—and we especially don’t defer
when the district court orders a mandatory injunction based
on an erroneous view of the law. And here, neither the Sixth
Amendment nor the Fourteenth Amendment clearly justifies
the district court’s sweeping, one-size-fits-all jailbreak
order.
68 BETSCHART V. STATE OF OREGON
A.
Sixth Amendment Right to Counsel
Begin with the Sixth Amendment. To refresh, the
district court injunction applies to any individual who is or
will be jailed in the State of Oregon. The district court
concluded that those individuals suffer or will suffer a
violation of their Sixth Amendment right to counsel if not
appointed government-funded counsel within seven days. It
then formulated a rule—Oregon must provide state-funded
counsel to every detained defendant within seven days of the
initial appearance (or within seven days of the withdrawal of
a previously appointed attorney if the withdrawal was due to
a conflict and was within the first seven days), or else release
the defendant from jail.
Nothing in the text nor history of the Sixth Amendment
supports the seven-day rule. And the Supreme Court has
been clear that the Sixth Amendment is violated only when
a defendant fails to have been appointed counsel at a “critical
stage” of the criminal proceedings. Thus, mandating
appointment of state-funded counsel within seven days
disregards the established framework for resolving Sixth
Amendment questions.
i.
Let’s start with the basics. “In all criminal prosecutions,
the accused shall enjoy the right to . . . have the Assistance
of Counsel for his defence.” U.S. Const., amend. VI. Thus,
by its plain text, the Sixth Amendment is concerned with
counsel’s assistance for “defence” against “criminal
prosecutions.”
As an original matter, the Sixth Amendment right was
largely understood to encompass a right to employ counsel,
BETSCHART V. STATE OF OREGON 69
not a guarantee of counsel at government expense. See
Padilla v. Kentucky, 559 U.S. 356, 389 (2010) (Scalia, J.,
dissenting); see also Garza v. Idaho, 139 S. Ct. 738, 756
(2019) (Thomas, J., dissenting). Indeed, the text of the
Amendment says nothing about government-funded
counsel. Instead, there was a long history of defendant self-
representation or, when necessary, ad hoc court appointment
of counsel in difficult cases. W. Beaney, The Right to
Counsel in American Courts 8–31, 226 (1955).
It wasn’t until the 1930s that the Court suggested that a
right to government-appointed counsel (rooted in the
Fourteenth Amendment’s Due Process Clause, not the Sixth
Amendment) might apply in capital cases, and even then,
only when the defendant was unable to “mak[e] his own
defense because of ignorance, feeble-mindedness, illiteracy,
or the like.” Powell v. Alabama, 287 U.S. 45, 71 (1932).
The Court refurbished this into a Sixth Amendment right to
government-appointed and government-funded counsel in
all federal criminal cases during the New Deal. Johnson v.
Zerbst, 304 U.S. 458, 462–63 (1938). In 1963, the Court
then incorporated the right against the States via the
Fourteenth Amendment in Gideon. There, the Court
reasoned that the average individual “[l]eft without the aid
of counsel . . . may be put on trial without a proper charge,
and convicted upon incompetent evidence, or evidence
irrelevant to the issue or otherwise inadmissible.” Gideon,
372 U.S. at 345 (simplified). Thus, the right to government-
funded counsel, now re-anchored in the Sixth Amendment,
is incorporated as a “fundamental right” in the Fourteenth
Amendment—extending it to cover state criminal
defendants as well. Id. at 343.
This judicial innovation ultimately required a framework
for evaluating when state-funded counsel must be provided.
70 BETSCHART V. STATE OF OREGON
First, the Sixth Amendment right attaches with “the
initiation of adversary judicial criminal proceedings—
whether by way of formal charge, preliminary hearing,
indictment, information, or arraignment.” Rothgery, 554
U.S. at 198 (simplified). Second, in any “postattachment
proceedings” deemed a “critical stage,” the defendant is
guaranteed counsel. Id. at 212. Of course, “counsel must be
appointed within a reasonable time after attachment to allow
for adequate representation at any critical stage before trial,
as well as at trial itself.” Id. So the dispositive question
under the Sixth Amendment is whether a defendant proceeds
through a “critical stage” with effective counsel.
We must start then with what exactly constitutes a
critical stage. They are proceedings where “the presence of
[defense] counsel is necessary to preserve the defendant’s
basic right to a fair trial” such that the defendant is “as much
entitled to such aid (of counsel) as at the trial itself.” Wade,
388 U.S. at 227, 237 (simplified). In other words, they are
“pretrial events that might appropriately be considered to be
parts of the trial itself.” United States v. Ash, 413 U.S. 300,
310 (1973). But just because a hearing is important in some
larger sense does not render it a critical stage. Instead, “[t]he
Court has identified as ‘critical stages’ those pretrial
procedures that would impair defense on the merits if the
accused is required to proceed without counsel.” Gerstein,
420 U.S. at 122. What matters is “defense at trial, not
defense in relation to other objectives that may be important
to the accused.” Rothgery, 554 U.S. at 216 (Alito, J.,
concurring); see also id. at 217 (explaining that critical
stages consist of “certain pretrial events [that] may so
prejudice the outcome of the defendant’s prosecution that, as
a practical matter, the defendant must be represented at those
BETSCHART V. STATE OF OREGON 71
events in order to enjoy genuinely effective assistance at
trial” (emphasis added)).
Time and again, the Supreme Court’s critical-stage
analysis has centered on a proceeding’s impact on the case’s
resolution—conviction and sentence—not on collateral
issues unrelated to the defense against the merits of the
prosecution. For example, four years after Gideon, the Court
held that a pretrial lineup constitutes a critical stage because
the “results might well settle the accused’s fate and reduce
the trial itself to a mere formality.” Wade, 388 U.S. at 224.
Then, a few years after that, the Court determined that a
preliminary hearing was a critical stage because “the guiding
hand of counsel at the preliminary hearing is essential to
protect the indigent accused against an erroneous or
improper prosecution.” Coleman v. Alabama, 399 U.S. 1, 9
(1970).
More recently, when the Supreme Court has identified
new critical stages, its focus remains on whether the stage
affects the prosecution’s merits. Take the ruling that a plea
negotiation is a critical stage. Missouri v. Frye, 566 U.S.
134, 143–44 (2012). When the Court made that
determination, it again focused on how the plea negotiation
affects the outcome of a defendant’s case. Id. The Court
reasoned that nearly all federal and state convictions “are the
result of guilty pleas,” so “the negotiation of a plea bargain,
rather than the unfolding of a trial, is almost always the
critical point for a defendant.” Id. Because the plea bargain
is “so central to the administration of the criminal justice
system” and the ultimate result of the prosecution, the Court
recognized it as a critical stage. Id. at 143. Even Lafler v.
Cooper, which the majority cites extensively, was resolved
based on the prejudice to the outcome of the defendant’s
prosecution. 566 U.S. 156, 165–66 (2012) (reasoning that
72 BETSCHART V. STATE OF OREGON
plea negotiations are a critical stage since “the trial [may not]
cure[] the particular error at issue . . . the defendant who goes
to trial instead of taking a more favorable plea may be
prejudiced from either a conviction on more serious counts
or the imposition of a more severe sentence”).
On the other hand, the Court has considered collateral
considerations—of the kind not concerned with defense on
the merits—insufficient to render an event a critical stage.
Look at Gerstein. There, the Court explained that a pretrial
hearing “addressed only to pretrial custody” did not
constitute a critical stage. Gerstein, 420 U.S. at 123. While
pretrial custody may impact the defendant, it is not
considered “critical” because it doesn’t “substantial[ly]
harm” “the defendant’s ability to assist in preparation of his
defense.” Id. at 122–23 (simplified). That an event will
dramatically affect the defendant isn’t enough to make the
event a critical stage.
In evaluating these concerns, the Ninth Circuit considers
three factors: whether “(1) failure to pursue strategies or
remedies results in a loss of significant rights, (2) skilled
counsel would be useful in helping the accused understand
the legal confrontation, and (3) the proceeding tests the
merits of the accused’s case.” Hovey v. Ayers, 458 F.3d 892,
901 (9th Cir. 2006) (simplified). In Hovey, we held that a
proceeding didn’t meet these critical-stage factors because
there were (1) no “risk of permanent deprivation of any
significant rights,” (2) no “complex legal problems,” and
(3) no “test[ing] the merits of [the defendant’s] case.” Id.
at 902. Like the Supreme Court, we’ve rejected many other
pretrial hearings as “critical stages” over the years. See, e.g.,
United States v. Benford, 574 F.3d 1228, 1232–33 (9th Cir.
2009) (pretrial status conference); Hovey, 458 F.3d at 901–
02 (attorney competency hearing); McNeal v. Adams, 623
BETSCHART V. STATE OF OREGON 73
F.3d 1283, 1288–89 (9th Cir. 2010) (hearing on motion to
compel DNA sample).
ii.
Under this framework, the Sixth Amendment right is
concerned with adequate representation at critical stages.
Whether a defendant is unrepresented during periods of the
pretrial process, even prolonged periods, is not the
dispositive question. Instead, the right is more nuanced,
focusing on “certain steps before trial” that are seen as
critical. Frye, 566 U.S. at 140 (emphasis added). Such an
individualized assessment is not susceptible to blanket,
brightline rules.
But here, the district court creates, and the majority
endorses, a brightline rule that the Sixth Amendment right to
counsel is violated by a seven-day gap without government-
funded representation. The district court crafted this blanket
rule based on the view that (1) bail hearings, which must be
held within five days of the initial appearance, are a critical
stage, and (2) counsel must have time to prepare for trial
within 60 days. Neither ground justifies the injunction here.
Bail Hearings
Bail hearings are not a critical stage because they are not
“pretrial events that might appropriately be considered to be
parts of the trial itself.” Ash, 413 U.S. at 310. To start, the
Supreme Court has never said that bail hearings are critical
stages. In fact, it has suggested the opposite in Gerstein.
Because there wasn’t a high probability that pretrial
detention would impair a defendant’s ability to prepare his
defense, the Court said a hearing “addressed only to pretrial
custody” was not a critical stage. Gerstein, 420 U.S. at 122–
23.
74 BETSCHART V. STATE OF OREGON
And the district court was wrong to focus on a passing
line from Coleman to suggest that the Court treats bail
hearings as a critical stage. In that case, the Court said that
a counsel could be useful at a “preliminary hearing” to
“mak[e] effective arguments for the accused on such matters
as the necessity for an early psychiatric examination or bail.”
Coleman, 399 U.S. at 9. But the preliminary hearing
involved multiple merits-based considerations, including
“whether there is sufficient evidence against the accused to
warrant presenting his case to the grand jury and, if so, to fix
bail if the offense is bailable.” Id. at 8. Indeed, the Court
focused on how lawyers may assist on merits issues at a
preliminary hearing, like (1) “expos[ing] fatal weaknesses in
the State’s case,” (2) “fashion[ing] a vital impeachment tool
for use in cross-examination of the State’s witnesses at the
trial,” (3) “preserv[ing] testimony favorable to the accused,”
and (4) “prepar[ing] a proper defense to meet that case at the
trial.” Id. at 9. It was in this context that the Court
mentioned psychiatric examinations and bail—almost as an
afterthought. But the Court has said that a proceeding
“addressed only to pretrial custody,” Gerstein, 420 U.S.
at 123 (emphasis added)—like bail hearings—is not a
critical stage.
The Ninth Circuit’s three-factor test confirms this
conclusion. For the first factor, we’ve said that a proceeding
is not a critical stage if there’s no “risk of permanent
deprivation of any significant rights during the hearing.”
Hovey, 458 F.3d at 902. Here, “[n]othing prevents”
Petitioners from revisiting their pretrial detention status “at
any point after the” bail hearing. See id. Oregon law doesn’t
forbid a new bail determination once counsel is appointed.
Indeed, Oregon courts appear to regularly entertain renewed
motions of release. See, e.g., State v. McDowell, 279 P.3d
BETSCHART V. STATE OF OREGON 75
198, 200 (Or. 2012) (ordering trial court to grant defendant’s
motion for release); In re Application of Haynes, 619 P.2d
632, 635 (Or. 1980) (reviewing trial court’s multiple denials
of motions of release decided on the merits). So, the first
factor does not support treating the hearing as a critical stage.
So too for the skilled-counsel factor. This factor fails to
establish a critical stage when the “hearing d[oes] not
involve a confrontation at which an attorney would be
needed to help [the defendant] cope with complex legal
problems,” when a defendant’s “interests [are not] subjected
to a ‘critical confrontation,’” or when there’s no “power
‘imbalance’ in the face of the state’s prosecuting authority.”
Hovey, 458 F.3d at 902 (simplified). Under Oregon law, the
initial release decision is usually made at the initial
appearance when defendants are represented by counsel—
not at bail hearings. See Or. Rev. Stat. § 135.245(2)(a). Bail
hearings only come into play after a magistrate first
determines that “good cause” supports postponing the
detention decision. Id. And then, the bail hearing must be
held within five days. Id. § 135.245(7)(a). State law
provides that defendants charged with only a few offenses—
murder, aggravated murder, treason, or a violent felony—are
allowed to be detained. Id. § 135.240. While a defendant
may present evidence, the bail hearing “may not be used for
purposes of discovery.” Id. § 135.240(4)(d). At the bail
hearing, the magistrate considers only limited information to
determine whether release is appropriate. See id.
§ 135.230(7). While there may be good reason to have
government-funded counsel at bail hearings, they do not
present the kind of complex legal issues that would implicate
this factor. Cf. Gerstein, 420 U.S. at 121 (reasoning that
probable-cause bail hearings “do[] not require the fine
resolution of conflicting evidence that a reasonable-doubt or
76 BETSCHART V. STATE OF OREGON
even a preponderance standard demands, and credibility
determinations are seldom crucial”).
Finally, bail hearings do not test the merits of the
Petitioners’ case. To test the merits, “[c]ritical stages [must]
involve ‘significant consequences’ to the defendant’s case.”
See McNeal, 623 F.3d at 1288 (quoting Bell v. Cone, 535
U.S. 685, 695–96 (2002)). The events that qualify “will
determine whether a criminal conviction is possible,” see
United States v. Bohn, 890 F.2d 1079, 1081 (9th Cir. 1989),
or the terms of the eventual sentence, see, e.g., United States
v. Leonti, 326 F.3d 1111, 1117 (9th Cir. 2003) (holding that
the cooperation period for a plea bargain was a critical stage
because of the “profound effect a substantial assistance
motion can have on a defendant’s sentence”). A bail hearing
is far from this kind of merits inquiry, focusing instead on
mere releasability. No motions for dismissal. No inquiry
into a privilege. No suppression of evidence. No profound
effect on one’s trial or sentence.
All told, under our precedent, nothing supports viewing
bail hearings as critical stages in this expedited litigation.
Other precedent supports this view. See Fenner v. State, 381
Md. 1, 24 (2004) (bail review hearing is not a critical stage);
Padgett v. State, 590 P.2d 432, 436 (Alaska 1979) (“The
setting of bail is likewise not an adversary confrontation
wherein potential substantial prejudice to the defendant’s
basic right to a fair trial inheres, but rather is limited to the
issue of interim confinement.” (simplified)). And nothing
explains why the district court chose seven days from initial
appearance as the trigger point when the bail hearing must
be held within five days of that appearance.
The only contrary evidence the majority could muster is
a single line of dicta from a single out-of-circuit opinion. See
BETSCHART V. STATE OF OREGON 77
Higazy v. Templeton, 505 F.3d 161, 172 (2d Cir. 2007). In
that case, the Second Circuit held that a bail hearing
implicates a defendant’s Fifth Amendment right against self-
incrimination. Id. at 170. As additional “support[ for] the
conclusion,” the Second Circuit observed in passing that the
bail hearing is “part of a criminal case” and “the Supreme
Court found that a bail hearing is a ‘critical stage of the
State’s criminal process.’” Id. at 172 (quoting Coleman, 399
U.S. at 10). But, as explained above, Coleman was not about
bail hearings. It was about a “preliminary hearing,” which
encompasses much more than determining bail. See
Coleman, 399 U.S. at 8, 10 (holding that a “preliminary
hearing is a ‘critical stage’ of the State’s criminal process”
which includes “whether there is sufficient evidence against
the accused to warrant presenting his case to the grand jury
and, if so, to fix bail if the offense is bailable”). So the
Second Circuit’s Fifth Amendment ruling offers little
support for the majority’s Sixth Amendment conclusion.
And to my knowledge, no other circuit decision supports the
majority’s novel ruling that bail hearings are a critical stage
under the right to counsel.
Preparation for Trial and the Progression Through
Critical Stages
The district court also justified its rule by reasoning that
state law provides an unqualified right to trial in 60 days for
defendants in custody. See Or. Rev. Stat. § 136.290. Thus,
the district court concluded that counsel must be
immediately appointed to allow for adequate preparation
before that date. The majority adopts a different theory—it
states that the lack of state-appointed counsel within seven
days would “interfere[]” with the “progression to critical
stages by delaying those stages” and by “prevent[ing] any
meaningful advocacy.” Maj. Op. 22. While preparation for,
78 BETSCHART V. STATE OF OREGON
and progression through, critical stages is important, the
Sixth Amendment doesn’t support a blanket seven-day rule.
These rationales are wrong for several reasons.
First, the district court’s state-law analysis is inaccurate.
As Oregon points out, the 60-day statutory scheme applies
only to select defendants and is inapplicable to many crimes.
Or. Rev. Stat. § 136.295(1) (requirement does not apply to
many violent felony cases). Nor is it unqualified; it may be
extended for good cause, id. § 136.295(4), including when
defense counsel is recently appointed or would have trouble
preparing for trial within the deadline, id.
§ 136.295(4)(b)(C), (D). Finally, if the deadline arrives, the
remedy is statutorily provided for: release from pretrial
detention. Id. § 136.290(2). So the district court’s focus on
60 days to generate a seven-day deadline makes little sense.
Second, both the district court and majority wrongly
establish a bright-line rule that critical stages must quickly
follow the attachment of the Sixth Amendment right. The
Supreme Court has explained it is an “analytical mistake [to]
assum[e] that attachment necessarily requires the occurrence
or imminence of a critical stage.” Rothgery, 554 U.S. at 212.
Instead, determining whether a critical stage is reached must
be made case-by-case. See, e.g., Benford, 574 F.3d at 1233
(“We limit our holding to what happened (and what did not
happen) in this case.”); Hovey, 458 F.3d at 901 (“Based on
the specific facts of this case, we conclude that the [hearing
was not a critical stage].”).
Criminal prosecutions do not proceed in a one-size-fits-
all fashion. While I agree with the majority that the Sixth
Amendment is not “a haphazard jack-in-the-box,” Maj. Op.
25, neither is it a rigid cookie cutter—invoked by a
mechanical calculation of dates. Some cases may proceed
BETSCHART V. STATE OF OREGON 79
slowly. In those cases—where critical stages may not occur
until later in the proceedings—the seven-day rule is
disconnected from a Sixth Amendment violation. Other
cases proceed quite quickly. In those cases, it’s easy to see
how a critical stage could occur shortly after attachment.
But even in those cases, nothing in the record supports the
requirement of appointed counsel within seven days. While
attorney preparation for the critical stages is required, see
Rothgery, 554 U.S. at 212, it’s a mistake to assume that
preparation must start within seven days in every case.
If a delay in appointment does result in a critical stage
without effective counsel, the Sixth Amendment provides
for the remedy—vacatur of the conviction, a redo of the
critical stage, or suppression of any evidence obtained. For
example, the majority correctly lists several important duties
counsel must undertake before trial, like investigating
defenses and ensuring the defendant is competent to stand
trial. But if counsel does not have adequate time to complete
those tasks, those interests may be vindicated either before
trial, by redoing the critical stage, or after trial, through
vacatur of any conviction.
Third, the majority’s belief that any delay in the
“progression to critical stages” violates the Sixth
Amendment puts us into uncharted constitutional territory,
as the majority acknowledges. The majority blames Oregon
for this unprecedented situation. But while the widespread
delay in appointing counsel is extremely troubling, the Sixth
Amendment is an individual right. By altering the Sixth
Amendment analysis because of the large number of
Petitioners involved, the majority transforms the right into a
collective one.
80 BETSCHART V. STATE OF OREGON
Fourth, other constitutional and statutory grounds are
more focused on preventing delays in prosecutions, such as
the speedy-trial right. See Doggett v. United States, 505 U.S.
647, 651 (1992) (explaining the multi-factor test for
evaluating whether delay between accusation and case
resolution is unconstitutional). It is that Speedy Trial Clause
which “[r]eflect[s] the concern that a presumptively innocent
person should not languish under an unresolved charge,”
Betterman v. Montana, 578 U.S. 437, 443 (2016), not the
right to counsel. As I’ve said elsewhere, “the text and history
of the Speedy Trial Clause establish an enduring principle”:
“[a]t its core,” the right “ensures that defendants are not
locked up in jail indefinitely pending trial.” United States v.
Olsen, 21 F.4th 1036, 1058 (9th Cir. 2022) (Bumatay, J.,
concurring in the denial of rehearing en banc). Plus, the
majority forgets that Oregon law expressly accounts for this
concern—ordering the release of any defendant from
custody if trial does not commence within 60 days after the
time of arrest. Or. Rev. St. § 136.290. And so the majority
raising the specter of “indefinite detention without counsel”
is textbook straw-man alarmism—a position argued by no
one and detached from the realities of our criminal-justice
system. See Maj. Op. 26–27.
Fifth, neither the Supreme Court nor the Ninth Circuit
has tackled the difficult task of setting a brightline rule for
when the Sixth Amendment’s right to counsel is violated
under a delay theory. See Rothgery, 554 U.S. at 213 (“We
do not decide whether the 6–month delay in appointment of
counsel resulted in prejudice to Rothgery’s Sixth
Amendment rights, and have no occasion to consider what
standards should apply in deciding this.”); Farrow v.
Lipetzky, 637 F. App’x 986, 988 (9th Cir. 2016)
(unpublished) (remanding to resolve “how soon after the
BETSCHART V. STATE OF OREGON 81
Sixth Amendment right attaches must counsel be appointed,
and at what point does delay become constitutionally
significant?”). But in one fell swoop, the majority devises a
seven-day rule—on the shakiest of foundations.
Without developing any constitutional standards, the
majority determines—for every State and federal district in
the Ninth Circuit—that seven days may be set as the outer
bound for the appointment of counsel. What evidence does
the majority rely on to make this determination? Not much.
While seven days may have Biblical significance, it doesn’t
have obvious constitutional relevance. The majority doesn’t
justify its holding based on constitutional text or history. It
doesn’t support its holding based on any statistics or other
objective measures of criminal proceedings. And the
majority makes this blanket rule without considering the
varied resources, caseloads, and practices of the jurisdictions
within the Ninth Circuit. While the majority proclaims it is
only deferring to the district court’s seven-day rule and not
adopting one itself, because the seven-day deadline is
justified by both the thinnest record and the broadest Sixth
Amendment principles, the majority’s rationale will apply in
every case. Thus, the majority can’t ignore that its seven-
day rule will effectively become the law of the land in the
Ninth Circuit.
Sixth, the injunction is both overinclusive and
underinclusive of its Sixth Amendment rationale. As stated
above, the injunction inexplicably leaves out those charged
with aggravated murder and murder. But that’s not all.
Notice that, in the district court’s amended order, only a
Petitioner whose prior counsel has withdrawn within seven
days of the initial appearance is eligible for release from jail.
Under those terms, if a Petitioner’s prior appointed counsel
withdraws on the eighth day, then the Petitioner may not be
82 BETSCHART V. STATE OF OREGON
released over the failure to re-appoint counsel. But if any
delay in “progression to critical stages” is a violation of the
Sixth Amendment, it makes little sense to deny relief to
Petitioners whose counsel withdraws later in the criminal
proceedings—when it is more likely that a critical stage
occurs. Thus, the injunction draws arbitrary lines—the
hallmark of an abuse of discretion.
***
No one questions how problematic the situation is in
Oregon. The Sixth Amendment guarantees Oregon
defendants a right to appointed counsel. And the delays in
appointments raised by Petitioners may very well lead to
violation of the Sixth Amendment at some point. But we are
not empowered to jettison Sixth Amendment precedent,
dispense with the critical-stage analysis, and fashion a
blanket remedy out of thin air. And there’s simply no
constitutional basis for the arbitrary choice of seven days.
Given the shifting rationales for the rule and its haphazard
application, it’s hard to avoid the conclusion that we are just
making it up as we go along. In the normal course, we would
carefully consider whether a critical stage has occurred in an
individual case and, if so, whether effective counsel was
available. Only then would we begin to think of appropriate
remedies.
B.
Fourteenth Amendment Due Process
Nor does the Fourteenth Amendment’s Due Process
Clause justify the injunction’s jailbreak solution.
According to the district court, Petitioners’ substantive
due process rights are violated because they are detained
pretrial without the appointment of counsel. It ruled that
BETSCHART V. STATE OF OREGON 83
Oregon disregards the “reliable process” guaranteed by the
Fourteenth Amendment by requiring indigent defendants to
proceed “without counsel while incarcerated.” It justified its
ruling based on substantive due process cases in United
States v. Salerno, 481 U.S. 739, 755 (1987), and Lopez-
Valenzuela v. Arpaio, 770 F.3d 772, 779 (9th Cir. 2014) (en
banc).
No court has extended substantive due process to the
reaches that the district court would. In Salerno, the Court
rejected the view that a bail law “violates substantive due
process because the pretrial detention it authorizes
constitutes impermissible punishment before trial.” 481
U.S. at 746. Any due process concern related to pretrial
detention in that case was alleviated by the arrestee’s right
to “a prompt detention hearing” and by “the maximum
length of pretrial detention” under federal speedy-trial
protections. Id. at 747. Here, given that Petitioners were
represented by counsel at arraignment and are protected by
state and constitutional speedy-trial rights, Salerno shows
that substantive due process isn’t implicated.
Lopez-Valenzuela is similarly divorced from this case.
There, Arizona categorically banned pretrial release for
undocumented immigrants arrested for a wide range of
felony offenses. 770 F.3d at 775. We held that such a
regime violated immigrants’ substantive due process rights
because the law was not limited to only “extremely serious
offenses” and arrestees were not afforded “an individualized
determination of flight risk or dangerousness.” Id. at 788,
791 (simplified). Once again, a delay in the appointment of
state-funded counsel is nothing like a categorical detention
law. As mentioned, Petitioners each received an
individualized assessment at arraignment when they were
represented by counsel.
84 BETSCHART V. STATE OF OREGON
Contrary to the district court’s ruling, the Supreme Court
has said that due process affords lesser protections than our
modern Sixth Amendment jurisprudence when it comes to
the assistance of counsel. Due process only “prohibits the
conviction and incarceration of one whose trial is offensive
to the common and fundamental ideas of fairness and right.”
Betts v. Brady, 316 U.S. 455, 473 (1942). Indeed, “while
want of counsel in a particular case may result in a
conviction lacking in such fundamental fairness, we cannot
say that the [Fourteenth A]mendment embodies an
inexorable command that no trial for any offense, or in any
court, can be fairly conducted and justice accorded a
defendant who is not represented by counsel.” Id. While a
fundamentally unfair conviction or denial of access to court
offends due process, the Fourteenth Amendment has little to
say about a delay in the appointment of state-funded counsel.
And nothing supports a blanket seven-day rule under the
Due Process Clause.
So the Fourteenth Amendment does not save the
injunction.
V.
Balance of Interests
Finally, no injunction should have been issued because
the balance of interests doesn’t support the immediate
release of criminal defendants when other remedies are
potentially available. See Porretti v. Dzurenda, 11 F.4th
1037, 1050 (9th Cir. 2021) (when the government opposes a
preliminary injunction, the courts must consider “balance of
equities and public interest” together).
BETSCHART V. STATE OF OREGON 85
A.
As a general principle, “courts . . . should pay particular
regard for the public consequences in employing the
extraordinary remedy of injunction.” Weinberger v.
Romero-Barcelo, 456 U.S. 305, 312 (1982) (simplified).
Indeed, “[w]e will not grant a preliminary injunction . . .
unless those public interests outweigh other public interests
that cut in favor of not issuing the injunction.” All. for the
Wild Rockies v. Cottrell, 632 F.3d 1127, 1138 (9th Cir.
2011). Critically, “[a]n injunction must be narrowly tailored
to remedy the specific harm shown.” E. Bay Sanctuary
Covenant v. Barr, 934 F.3d 1026, 1029 (9th Cir. 2019)
(simplified).
It is true that courts must “not shrink from [their] duty to
safeguard th[e] rights” guaranteed by the Constitution,
Tandon v. Newsom, 992 F.3d 916, 939 (9th Cir. 2021)
(Bumatay, J., dissenting in part), and that “it is always in the
public interest to prevent the violation of a party’s
constitutional rights,” Melendres v. Arpaio, 695 F.3d 990,
1002 (9th Cir. 2012) (simplified). But assuming a
constitutional violation, the district court’s remedy doesn’t
even rectify the alleged injury. After being released into
Oregon’s communities, no formerly detained criminal
defendant will have been appointed counsel. So the
injunction fails to vindicate the harms to Petitioners while
ignoring the risks to the public. See, e.g., Brown v. Plata,
563 U.S. 493, 577 (2011) (Alito, J., dissenting) (describing
the rearrest of thousands of prisoners for committing new
crimes after a court ordered a cap on the number of inmates
in the Philadelphia prison system).
Rather than acknowledge the problems with the
injunction here, the majority categorically dismisses any
86 BETSCHART V. STATE OF OREGON
safety concerns as an unsupported “fear-mongering parade
of horribles.” Maj. Op. 36. But it is the majority that ignores
the record in this regard. First, recall that only Oregon
defendants who present a “danger of physical injury or
sexual victimization” by clear and convincing evidence may
be detained in the first place. Or. Rev. St. § 135.240.
Second, consider just the ten named Petitioners here that will
be immediately released into Oregon communities:
First there is Petitioner Richard Owens, Jr., who has been
convicted of two felonies—one for prior assault with a
firearm. Mr. Owens’s current detention stems from a June
2023 incident, when he allegedly sped his vehicle down the
road and in front of an eight-year-old’s birthday party.
When victims yelled at him to slow down, he got out of his
car, pulled out a gun, told the victims to “[f]uck around and
find out,” and fired the gun into the air after speeding off.
Next is Petitioner Tyrik Dawkins, who has two prior
drug-trafficking felony convictions, a contempt-of-court
conviction from Pennsylvania, a prior domestic-violence
arrest from Washington, and at least three restraining orders
filed since 2020 by women whom he allegedly physically
abused, sexually assaulted, or threatened to murder. What
brings Mr. Dawkins to the Washington County jail? Four
counts of rape in the first degree, four counts of sexual abuse
in the first degree, and two counts of kidnapping in the first
degree. This is aside from Mr. Dawkins’s open 2021 rape
investigation in Multnomah County, Oregon, for allegedly
locking a victim in his hotel room, anally and orally
sodomizing her for several hours, and threatening her with a
firearm.
We have also Petitioner Leon Polaski, who is accused of
strangling his girlfriend during an argument and then fleeing
BETSCHART V. STATE OF OREGON 87
Oregon to avoid prosecution; Petitioner Joshua James-
Richards, who allegedly assaulted a police officer and who
had already missed mandatory check-ins with Oregon’s
pretrial-release services; and lead Petitioner Walter
Betschart, who was arrested for violating the terms of his
previous release agreement and for violating his stalking
order against his neighbor. Next to these defendants,
Petitioner Timothy Wilson’s two counts of public indecency
seem banal.
And these are just the ten Petitioners who originated this
lawsuit; it says nothing of the other 100 defendants who will
also be released with the majority’s order or the countless
others who will be released on an ongoing basis.
B.
Even more serious, the district court failed to consider
alternatives that were less drastic than simply letting all
criminal defendants out of jail. As the district court
conceded, its fashioned injunction was a “blunt instrument”
and “somewhat arbitrary.” That alone is an abuse of
discretion.
And less-restrictive alternatives appear readily available.
Take one remedy discussed at oral argument—a court order
requiring each criminal defendant to have a new, counseled
bail hearing. Such a remedy would have addressed the
district court’s belief that the bail hearing was a critical stage
requiring appointed counsel without going further than
necessary to resolve the issue. When asked about the
viability of this remedy, Petitioners’ counsel agreed that it
was “certainly one way that the district court could have
structured its injunction.”
88 BETSCHART V. STATE OF OREGON
Yet another alternative was discussed at oral argument—
directing the State to reconsider the limit on the number of
criminal cases a public defense attorney can handle. Again,
Petitioners’ counsel was admirably honest with this potential
solution: “My understanding of the crisis is that it was kicked
off . . . by a change in the contracting system, and so
[ordering state public defenders to take more cases] may
solve the problem.”
According to the majority, the district court apparently
considered compelling members of the bar to represent
indigent criminal defendants. But the district court rejected
this option, as the majority concedes, because it feared that
some lawyers might find it “kind of insulting.” But see
Supreme Court of N.H. v. Piper, 470 U.S. 274, 287 (1985)
(noting that members of the bar “could be required to
represent indigents”); Powell, 287 U.S. at 73 (“Attorneys are
officers of the court, and are bound to render service when
required by such an appointment [by a trial court].”). Even
so, the fear of insulting lawyers pales in comparison to the
burdens on the people of Oregon imposed by the immediate
release of dozens of criminal defendants. And the majority’s
anecdote of one bad experience with one attorney doesn’t
justify acceding to this far-reaching injunction.
And finally, there’s the majority’s own proposed
remedy, which it claims would fix the problem “overnight.”
Maj. Op. 39. To the majority, the problem is “simply” a
matter of Oregon “paying appointed counsel a better wage.”
Id. If so, this would actually solve the lack of counsel
without resorting to a judicial jailbreak. Ironically, the
majority finally understands that its own solution would be
an “extraordinary idea,” id. at 38, yet it continues to call for
the jailbreak solution, which pushes the envelope even more.
BETSCHART V. STATE OF OREGON 89
Unlike the district court’s chosen remedy, all these
alternatives would have more effectively and less
restrictively remedied the alleged right-to-appointed-
counsel violation. I do not opine on whether these
alternatives are properly within the district court’s authority;
I raise them only to show the how ill-considered it was to
blindly defer to the injunction here.
***
Given these issues, the balance of interests strongly
disfavors this injunction.
VI.
As is obvious, the problems with the preliminary
injunction here are significant. The majority brushes away
these concerns—not by refuting them, but by claiming that
they are merely “an ode to classic judicial overreach.” Maj.
Op. 39. While this dissent may raise difficult questions and
it may be easier to skirt them, it is our duty to confront them.
After all, we always have a duty to ensure that a district court
has authority to order an injunction. We always have a duty
to respect federalism and not unduly interfere with state
proceedings. And we always have a duty to follow Supreme
Court precedent. The majority ignores these concerns even
though the injunction here doesn’t even remedy the alleged
constitutional violation. Under a proper understanding of
the judicial role, we should have paused and thought through
these issues before unleashing a sweeping and dangerous
order on the people of Oregon. The public and the rule of
law deserve better.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT WALTER BETSCHART, on their No.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT WALTER BETSCHART, on their No.
0223-2270 behalf, and on behalf of all others similarly situated; JOSHUA SHANE D.C.
03BARTLETT, on their behalf, and on 3:23-cv-01097-CL behalf of all others similarly situated; CALEB AIONA, on their behalf, and on behalf of all others OPINION similarly situated; TYRIK DAWKINS, on their behalf, and on behalf of all others si
04STATE OF OREGON DAVIS; RICHARD AARON CARROLL Sr.; JENNIFER LYN BRUNETTE; NICHOLAS WALDBILLIG; DEREK PIMENO ZAVALA; CURTIS RAY ANTHONY REMINGTON; CRISTA JEAN DAVIS; NICHOLE LYNN WHALEN; JACOB ISSAC NATHANIEL COLE, Petitioners - Appellees, v.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT WALTER BETSCHART, on their No.
FlawCheck shows no negative treatment for Betschart v. Washington County Circuit Court Judges in the current circuit citation data.
This case was decided on May 31, 2024.
Use the citation No. 9509423 and verify it against the official reporter before filing.