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No. 10620970
United States Court of Appeals for the Ninth Circuit
Andrew Harrington v. Cracker Barrel Old Country Store, Inc.
No. 10620970 · Decided July 1, 2025
No. 10620970·Ninth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Ninth Circuit
Decided
July 1, 2025
Citation
No. 10620970
Disposition
See opinion text.
Full Opinion
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
Nos. 23-15650
ANDREW HARRINGTON; KATIE
24-1979
LIAMMAYTRY; JASON
LENCHERT; DYLAN BASCH, D.C. No. 2:21-cv-
00940-DJH
Plaintiffs-Appellees,
v. OPINION
CRACKER BARREL OLD
COUNTRY STORE, INC.,
Defendant-Appellant.
Appeal from the United States District Court
for the District of Arizona
Diane J. Humetewa, District Judge, Presiding
Argued and Submitted February 7, 2025
Phoenix, Arizona
Filed July 1, 2025
Before: Michael Daly Hawkins, Richard R. Clifton, and
Bridget S. Bade, Circuit Judges.
Opinion by Judge Hawkins
2 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
SUMMARY *
Labor Law
The panel (1) vacated the district court’s order granting
preliminary certification of a collective action under the Fair
Labor Standards Act and approving notice to a group of opt-
in plaintiffs and (2) remanded for further proceedings.
29 U.S.C. § 216(b) allows employees alleging violations
of minimum-wage and overtime-compensation
requirements to litigate their claims collectively with other
“similarly situated” plaintiffs. In a typical case, plaintiffs
will, at some point around the pleading stage, move for
preliminary certification of the collective action, contending
that they have at least facially satisfied the “similarly
situated” requirement. If the district court grants
preliminary certification, then defendants may move for
decertification at a later stage.
Here, a group of current and former employees of
Cracker Barrel Old Country Store, Inc., alleged that Cracker
Barrel violated the Fair Labor Standards Act in connection
with its wages for tipped workers. The district court granted
these plaintiffs’ motion for preliminary certification and
approved notice to a group of prospective opt-in plaintiffs,
which included employees who may have entered into
arbitration agreements with Cracker Barrel as well as out-of-
state employees with no apparent ties to Cracker Barrel’s
operations in the forum state of Arizona.
*
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 3
The panel held that the district court did not abuse its
discretion in following the above-described two-step
procedure in granting preliminary certification. The panel
also held that where the existence and validity of an
arbitration agreement was in dispute, the district court was
not required to determine the arbitrability of absent
employees’ claims prior to authorizing notice.
Joining the majority of other circuits reaching the issue,
the panel held that Bristol-Myers Squibb Co. v. Superior
Court of Cal., 582 U.S. 255 (2017), applies in actions under
the Fair Labor Standards Act in federal court. Consequently,
where the basis for personal jurisdiction in a collective
action is specific personal jurisdiction, the district court must
assess whether each opt-in plaintiff’s claim bears a sufficient
connection to the defendant’s activities in the forum
state. Because the district court authorized nationwide
notice on the mistaken assumption that it would not need to
assess specific personal jurisdiction on a claim-by-claim
basis, the panel vacated and remanded for further
proceedings.
In a separate memorandum disposition, the panel
affirmed the district court’s denial of Cracker Barrel’s
motion to compel arbitration of a plaintiff’s claims.
4 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
COUNSEL
Nitin Sud (argued), Sud Law PC, Bellaire, Texas; Benjamin
Pierce and John Sud, Attorneys at Law, Phoenix, Arizona;
Monika Sud-Devaraj, Law Office of Monika Sud-Devaraj
PLLC, Phoenix, Arizona; for Plaintiffs-Appellees.
James M. Coleman (argued) and Jason D. Friedman,
Constangy Brooks Smith & Prophete LLP, Fairfax, Virginia;
Steven B. Katz, Constangy Brooks Smith & Prophete LLP,
Los Angeles, California; William W. Drury Jr., Renaud
Cook Drury Mesaros PA, Phoenix, Arizona; for Defendant-
Appellant.
Lauren E. Bateman and Allison M. Zieve, Public Citizen
Litigation Group, Washington, D.C., for Amici Curiae Law
Professors.
Matthew C. Helland, Nichols Kaster LLP, San Francisco,
California, for Amicus Curiae National Employment
Lawyers Association.
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 5
OPINION
HAWKINS, Circuit Judge:
The Fair Labor Standards Act of 1938 (the “FLSA”)
imposes certain minimum-wage and overtime-compensation
requirements on employers and allows employees alleging
violations of those requirements to litigate their claims
collectively with other “similarly situated” plaintiffs. See 29
U.S.C. § 216(b). There is a “near-universal practice to
evaluate the propriety of the collective mechanism—in
particular, plaintiffs’ satisfaction of the ‘similarly situated’
requirement—by way of a two-step ‘certification’ process.”
Campbell v. City of Los Angeles, 903 F.3d 1090, 1100 (9th
Cir. 2018). In a typical case, “plaintiffs will, at some point
around the pleading stage, move for ‘preliminary
certification’ of the collective action, contending that they
have at least facially satisfied the ‘similarly situated’
requirement.” Id. The “sole consequence” of preliminary
certification “is the sending of court-approved written
notice” to prospective-plaintiff employees, who may opt to
join into the collective action by filing a written consent with
the court. Genesis Healthcare Corp. v. Symczyk, 569 U.S.
66, 75 (2013). Then, at a later stage in the proceedings “after
the necessary discovery is complete,” defendants may
“move for ‘decertification’ of the collective action on the
theory that the plaintiffs’ status as ‘similarly situated’ was
not borne out by the fully developed record.” Campbell, 903
F.3d at 1100.
Here, a group of current and former employees
(“Plaintiffs”) of Cracker Barrel Old Country Store, Inc.
(“Cracker Barrel”) filed the underlying lawsuit alleging that
Cracker Barrel violated the FLSA in connection with its
6 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
wages for tipped workers. Following the two-step process
just described, the district court granted Plaintiffs’ motion for
preliminary certification and approved notice to a group of
prospective opt-in plaintiffs. The group included employees
that may have entered into arbitration agreements with
Cracker Barrel as well as out-of-state employees with no
apparent ties to Cracker Barrel’s operations in Arizona—the
forum state.
We granted Cracker Barrel’s motion to permit this
interlocutory appeal to answer three questions: (1) Did the
district court follow the correct procedure in granting
preliminary certification? (2) Was the district court required
to determine the arbitrability of absent employees’ claims
prior to authorizing notice? (3) Does Bristol-Myers Squibb
Company v. Superior Court of California (Bristol-Myers),
582 U.S. 255 (2017), apply in FLSA collective actions in
federal court such that nationwide notice was inappropriate
in this case?
We find no error in the district court’s order with regard
to the first two questions. As to the third question, we join
the majority of our sister circuits reaching the issue and hold
that Bristol-Myers applies in FLSA collective actions in
federal court. Consequently, where the basis for personal
jurisdiction in the collective action is specific personal
jurisdiction, the district court must assess whether each opt-
in plaintiff’s claim bears a sufficient connection to the
defendant’s activities in the forum state. Because the district
court authorized nationwide notice on the mistaken
assumption that it would not need to assess specific personal
jurisdiction on a claim-by-claim basis, we vacate and
remand for further proceedings consistent with this opinion.
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 7
I. Background.
Plaintiffs are current and former employees of Cracker
Barrel who are not subject to the arbitration agreement that
Cracker Barrel routinely presents to its employees through
an online training program. 1 They allege that Cracker Barrel
violated the FLSA in connection with its use of tip credits
and wages for tipped employees.
After several rounds of motions to dismiss and
amendments to the operative complaint, Plaintiffs sought
preliminary certification and authorization to send notice to
a collective consisting of “all servers who worked for
Cracker Barrel in states where it attempts to take a tip
credit . . . over the last three years.” Cracker Barrel objected
on the grounds that notice should not be sent to
(1) employees who are subject to Cracker Barrel’s
arbitration agreement, and (2) employees outside of Arizona
to the extent the district court would not have personal
jurisdiction over their claims.
The district court granted Plaintiffs’ motion and
authorized notice over Cracker Barrel’s objections. Because
questions of fact persisted as to which prospective plaintiffs
were bound by Cracker Barrel’s arbitration agreement, the
district court decided to reserve judgment on that issue until
the second stage of proceedings. The district court then
concluded that nationwide notice was permissible because
the participation of one Arizona-based plaintiff was all that
was needed to secure personal jurisdiction over Cracker
Barrel for the collective action. Given the novelty of the
1
In a separate memorandum disposition, we affirm the district court’s
denial of Cracker Barrel’s motion to compel arbitration of plaintiff Dylan
Basch’s claims.
8 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
issues before it, the district court also granted, in part,
Cracker Barrel’s motion to certify issues for interlocutory
appeal, and we granted Cracker Barrel’s subsequent petition
for permission to bring this appeal.
II. Jurisdiction and Standard of Review.
We have jurisdiction under 28 U.S.C. § 1292(b). We
review a district court’s management orders in a collective
action for abuse of discretion. Dominguez v. Better Mortg.
Corp., 88 F.4th 782, 791 (9th Cir. 2023). We review
questions of law de novo. FTC v. Qualcomm Inc., 969 F.3d
974, 993 (9th Cir. 2020).
III. Discussion.
We first address Cracker Barrel’s challenges of the
district court’s process for granting preliminary certification
and then the scope of the notice.
A. The Preliminary Certification Process.
The first issue on appeal—whether the district court
followed a permissible procedure—is easily resolved.
Under the FLSA, “workers may litigate jointly if they
(1) claim a violation of the FLSA, (2) are ‘similarly
situated,’ and (3) affirmatively opt in to the joint litigation,
in writing.” Campbell, 903 F.3d at 1100 (citing 29 U.S.C. §
216(b)). The FLSA leaves the rest of the collective
mechanism procedure open. See id. at 1108. As mentioned
at the outset of this opinion, there is a generally accepted
practice of following a two-step “certification” procedure. 2
2
FLSA cases have borrowed the “certification” and “decertification”
terminology from the Rule 23 class action context, but we have
cautioned that use of those terms is not meant to “imply that there should
be any particular procedural parallels between collective and class
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 9
Id. at 1108–10. In Campbell, we discussed the two-step
approach at length and approved of its use in this circuit. Id.
Relying on a recent decision of the Fifth Circuit, Swales
v. KLLM Transport Services, LLC, 985 F.3d 430 (5th Cir.
2021), Cracker Barrel now asks us to abandon the two-step
approach and instead adopt “a one-step mechanism that
rigorously enforces at the outset of the litigation § 216(b)’s
‘similarly situated’ mandate.” But our court has already
endorsed the two-step approach, and we are bound by that
precedent. 3 See Miller v. Gammie, 335 F.3d 889, 899 (9th
Cir. 2003) (en banc). Accordingly, we hold that the district
court did not abuse its discretion by following the two-step
approach outlined in Campbell. 4
B. Proposed Notice Recipients.
We next turn to the scope of the notice and address
whether the district court permissibly authorized notice to
actions.” Campbell v. City of Los Angeles, 903 F.3d 1090, 1102 (9th Cir.
2018).
3
Contrary to Cracker Barrel’s contention, E.M.D. Sales, Inc. v. Carrera,
604 U.S. 45 (2025), is not clearly irreconcilable with our decision in
Campbell. E.M.D. Sales held that the preponderance-of-the-evidence
standard, rather than the clear-and-convincing-evidence standard,
“applies when an employer seeks to show that an employee is exempt
from the minimum-wage and overtime-pay provisions” of the FLSA.
Id. at 49, 54. It said nothing about how a district court should manage a
collective action or the procedure it should follow when determining
whether to exercise its discretion to facilitate notice to prospective opt-
in plaintiffs. Cracker Barrel’s motion for leave to file a supplemental
brief is denied.
4
Campbell did not address the standard the district court should apply in
evaluating a preliminary certification motion. 903 F.3d at 1117. We also
do not reach that issue, as Cracker Barrel has challenged only the district
court’s use of the two-step procedural mechanism.
10 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
(1) employees that allegedly entered into arbitration
agreements with the defendant, and (2) out-of-state
employees with no apparent ties to the defendant’s activities
in the forum state.
1. Arbitration Agreements.
Whether a district court may authorize notice to
employees that allegedly entered into arbitration agreements
with the defendant is an issue of first impression in our
circuit. The few circuits that have reached the issue have
generally agreed that a district court may not do so if it is
undisputed that the absent employees (prospective opt-in
plaintiffs) are bound by valid arbitration agreements. See
Bigger v. Facebook, Inc., 947 F.3d 1043, 1050 (7th Cir.
2020); In re JPMorgan Chase & Co., 916 F.3d 494, 503 (5th
Cir. 2019); see also Clark v. A&L Homecare & Training Ctr.,
LLC, 68 F.4th 1003, 1012 (6th Cir. 2023). Where the issue
remains in dispute, two circuits require district courts to
permit discovery and hold an evidentiary hearing prior to
preliminary certification. Bigger, 947 F.3d at 1050; In re
JPMorgan Chase & Co., 916 F.3d at 502–03. In those
circuits, if an employer shows by a preponderance of the
evidence that certain absent employees have agreed to
arbitrate their claims, the district court may not authorize
notice to those employees. See Bigger, 947 F.3d at 1050; In
re JPMorgan Chase & Co., 916 F.3d at 503. But see Clark,
68 F.4th at 1011 (disagreeing with the conclusion “that
district courts can or should determine, ‘by a preponderance
of the evidence,’ whether absent employees have agreed to
arbitrate their claims”).
We agree with our sister circuits that it is an abuse of
discretion to authorize notice to employees if it is undisputed
that their claims are subject to arbitration. Beyond that, we
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 11
decline to adopt any bright-line rule requiring district courts
in all cases to make conclusive determinations regarding the
arbitrability of prospective opt-in plaintiffs’ claims prior to
the dissemination of notice.
As we have recognized, “the proper means of managing
a collective action—the form and timing of notice, the
timing of motions, the extent of discovery before
decertification is addressed—is largely a question of case
management and thus a subject of substantial judicial
discretion.” Campbell, 903 F.3d at 1110 (quotation marks
and citation omitted). That is particularly true of
“[p]reliminary certification, to the extent it relates to the
approval and dissemination of notice.” Id. at 1110 n.10.
Issues regarding the applicability and enforceability of
arbitration agreements are often fact intensive and
individualized. See, e.g., Oberstein v. Live Nation Ent., Inc.,
60 F.4th 505, 513–15 (9th Cir. 2023). It may not be feasible
or even possible to make those determinations in the absence
of the parties allegedly bound by the agreements. See Clark,
68 F.4th at 1011 (“[T]his type of contention—that ‘other
employees’ have agreed to arbitrate their claims—illustrates
the impracticability of conclusively determining, in absentia,
whether other employees are similarly situated to the
original plaintiffs.”). Thus, where the existence and validity
of an arbitration agreement remains in dispute, a district
court is not required to rule on the arbitrability of absent
employees’ claims prior to authorizing notice. Instead, the
district court may reserve that determination until after the
prospective plaintiffs have, in fact, opted into the litigation.
Applying these rules to the case before us, there was no
abuse of discretion. The district court found that multiple
fact issues remained that would need to be resolved before
the court could determine which prospective opt-in plaintiffs
12 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
might be required to arbitrate their claims. And the notice
that the district court approved cautions that only employees
whose claims are not subject to arbitration may join the
litigation. The district court appropriately treated
arbitrability as one factor in its determination of whether and
how to facilitate notice. See Campbell, 903 F.3d at 1117
(discussing the “similarly situated” requirement); see also
Hoffmann-La Roche Inc. v. Sperling, 493 U.S. 165, 174
(1989) (explaining that district courts “must be scrupulous
to respect judicial neutrality” and “take care to avoid even
the appearance of judicial endorsement of the merits of the
action” when facilitating notice).
2. Personal Jurisdiction.
Finally, we turn to the question of personal jurisdiction
and the propriety of nationwide notice. 5
There are two forms of personal jurisdiction: general and
specific. Daimler AG v. Bauman, 571 U.S. 117, 126–27
(2014). General “or all-purpose” jurisdiction is available in
the forum in which the defendant is “fairly regarded as at
home”; for corporate defendants like Cracker Barrel, that
typically means the state in which the defendant is
incorporated or has its principal place of business. 6 Id. at
122, 137. Specific jurisdiction, on the other hand, “focuses
on the relationship among the defendant, the forum, and the
5
As a preliminary matter, Plaintiffs contend that Cracker Barrell waived
any argument that the court lacks personal jurisdiction over it in
connection with the claims of non-Arizona employees. The district court
rejected Plaintiffs’ waiver argument, and we decline to revisit the
argument here.
6
Cracker Barrel is incorporated and has its principal place of business in
Tennessee, so it is undisputed that Cracker Barrel is not subject to general
personal jurisdiction in Arizona.
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 13
litigation,” Walden v. Fiore, 571 U.S. 277, 284 (2014)
(internal quotation marks and citation omitted), i.e., whether
the suit “arises out of or relates to the defendant’s contacts
with the forum,” Daimler, 571 U.S. at 127 (quotation marks,
alteration, and citation omitted).
Bristol-Myers involved the exercise of specific personal
jurisdiction in a mass tort action filed in California state
court. 582 U.S. at 258. There, hundreds of plaintiffs joined
together in a mass action against a nonresident
pharmaceutical company alleging injuries resulting from a
medication manufactured and sold by the defendant. Id. at
258–59. Some of the plaintiffs were California residents, but
most were not. Id. at 259. Although all plaintiffs claimed
the same type of injury, the nonresident plaintiffs’ claims
bore no connection to California. Id. In what it described as
a “straightforward application . . . of settled principles of
personal jurisdiction,” the Supreme Court held that the due
process clause of the Fourteenth Amendment prohibited a
California state court from exercising specific personal
jurisdiction over the claims of the nonresident plaintiffs
against the nonresident defendant. Id. at 268. “The mere
fact that other plaintiffs were prescribed, obtained, and
ingested [the drug] in California—and allegedly sustained
the same injuries as did the nonresidents”—could not
support the assertion of specific personal jurisdiction over
the nonresidents’ claims. Id. at 265. “What [wa]s needed—
and what [wa]s missing . . . —[wa]s a connection between
the forum and the specific claims at issue.” Id.
A split among circuit and district courts has emerged
regarding whether the Bristol-Myers claim-by-claim
analysis for specific personal jurisdiction applies in FLSA
collective actions. The Third, Sixth, Seventh, and Eighth
Circuits hold that it does. Fischer v. Fed. Express Corp., 42
14 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
F.4th 366, 370 (3d Cir. 2022); Canaday v. Anthem Cos., Inc.,
9 F.4th 392, 397 (6th Cir. 2021); Vanegas v. Signet Builders,
Inc., 113 F.4th 718, 721, 723 (7th Cir. 2024); Vallone v. CJS
Sols. Grp., LLC, 9 F.4th 861, 865–66 (8th Cir. 2021). The
First Circuit holds that it does not. Waters v. Day &
Zimmermann NPS, Inc., 23 F.4th 84, 92 (1st Cir. 2022). We
align ourselves with the majority.
Our personal jurisdiction analysis in a federal question
case begins with two basic principles. First, there must be
“an applicable rule or statute that potentially confers
jurisdiction over the defendant.” Cox v. CoinMarketCap
OPCO, LLC, 112 F.4th 822, 829 (9th Cir. 2024) (citation
modified). Second, the exercise of jurisdiction must be
“consonant with the constitutional principles of due
process.” Glencore Grain Rotterdam B.V. v. Shivnath Rai
Harnarain Co., 284 F.3d 1114, 1123 (9th Cir. 2002).
“Congress’ typical mode of providing for the exercise of
personal jurisdiction has been to authorize service of
process.” BNSF Ry. Co. v. Tyrrell, 581 U.S. 402, 409 (2017).
Because the FLSA does not contain a service of process
provision, Federal Rule of Civil Procedure 4(k)(1)(A)
directs us to the law of the forum state—here Arizona. See
Fed. R. Civ. P. 4(k)(1)(A); Briskin v. Shopify, Inc., 135 F.4th
739, 750 (9th Cir. 2025) (en banc). The Arizona long-arm
statute is “co-extensive with the limits of federal due
process” under the Fourteenth Amendment. Herbal Brands,
Inc. v. Photoplaza, Inc., 72 F.4th 1085, 1089 (9th Cir. 2023)
(internal citation omitted). In a case like this involving
specific personal jurisdiction over a nonresident defendant,
those limits include Bristol-Myers’s requirement that each
claim bears a connection to the defendant’s forum contacts.
See Bristol-Myers, 582 U.S. at 265–68; see also Vanegas,
113 F.4th at 729 (“[W]hen the court asserts its jurisdiction
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 15
through Rule 4(k)(1)(A) service, all it gets is what a state
court would have.”).
Plaintiffs argue that Bristol-Myers does not apply
because FLSA collective actions, like class actions, are
representative actions in which personal jurisdiction is
analyzed at the level of the suit rather than on a claim-by-
claim basis. Although we have not yet considered the
application of Bristol-Myers in a class action, see Moser v.
Benefytt, Inc., 8 F.4th 872, 878–79 (9th Cir. 2021), we have
made clear that a collective action under the FLSA “is not a
comparable form of representative action,” Campbell, 903
F.3d at 1105. The FLSA collective mechanism “is more
accurately described as a kind of mass action, in which
aggrieved workers act as a collective of individual plaintiffs
with individual cases.” Campbell, 903 F.3d at 1105; see also
Vanegas, 113 F.4th at 725 (“[I]n practice courts treat FLSA
collectives as agglomerations of individual claims.”). The
maintenance of individual party status makes the FLSA
collective mechanism analogous to the mass action at issue
in Bristol-Myers. See Canaday, 9 F.4th at 397. And in a case
made up of individual claims by individual parties, it
logically follows that personal jurisdiction be analyzed on an
individual basis rather than at the level of the suit.
Plaintiffs also argue that Bristol-Myers does not apply
because it is the Fifth Amendment, rather than the
Fourteenth Amendment, that constrains personal jurisdiction
in federal courts. When analyzing whether the exercise of
personal jurisdiction comports with the Fifth Amendment,
they argue, the court need only determine that the defendant
has sufficient contacts with the United States as a whole—a
standard easily met in a case involving a domestic
corporation like Cracker Barrel. But Plaintiffs’ argument
rests on the faulty premise that the Fourteenth Amendment
16 HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC.
plays no role in the jurisdictional analysis in this case. 7 See
Walden, 571 U.S. at 283 (“Federal courts ordinarily follow
state law in determining the bounds of their jurisdiction over
persons.” (quoting Daimler, 571 U.S. at 125)). If the FLSA
provided for nationwide service of process, we would
undertake a national contacts analysis and concern ourselves
only with the due process limits of the Fifth Amendment.
See Go-Video, Inc. v. Akai Elec. Co., Ltd., 885 F.2d 1406,
1416 (9th Cir. 1989) (suggesting that “a national service
provision is a necessary prerequisite for a court even to
consider a national contacts approach”). However, the
FLSA contains no such provision, which means that we must
look to state law and, in turn, the Fourteenth Amendment.
See Herbal Brands, Inc., 72 F.4th at 1089.
In reaching its contrary holding, the First Circuit
acknowledged that the Fourteenth Amendment constrains a
federal court’s personal jurisdiction in FLSA collective
actions by virtue of Rule 4(k)(1)(A). Waters, 23 F.4th at 94.
The court reasoned, though, that the Fourteenth Amendment
is relevant only to the service of a summons by the original
plaintiff. Id. at 94–96. Then, once the original plaintiff
effects service, “the Fifth Amendment’s constitutional
limitations limit the authority of the court” as to all other
plaintiffs and claims. Id. at 96. That approach is “‘hard to
reconcile with Bristol-Myers,’ as it would create another
‘loose and spurious form of general jurisdiction’” that
“would permit later-added claims of any kind—whether
7
Bristol-Myers clarified that it “concern[ed] the due process limits on
the exercise of specific jurisdiction by a State” and left “open the
question whether the Fifth Amendment imposes the same restrictions on
the exercise of personal jurisdiction by a federal court.” 582 U.S. at 268–
69. Because our holding rests on the Fourteenth Amendment, we also
do not answer that question.
HARRINGTON V. CRACKER BARREL OLD COUNTRY STORE, INC. 17
under the FLSA or plain old Rule 18 joinder—to sidestep the
usual jurisdictional limits.” Vanegas, 113 F.4th at 729
(citations omitted) (first quoting Canaday, 9 F.4th at 401;
and then quoting Bristol-Myers, 582 U.S. at 264). We have
long held that “[p]ersonal jurisdiction must exist for each
claim asserted against a defendant.” Action Embroidery
Corp. v. Atl. Embroidery, Inc., 368 F.3d 1174, 1180 (9th Cir.
2004) (citing Data Disc, Inc. v. Sys. Tech. Assocs., Inc., 557
F.2d 1280, 1289 n.8 (9th Cir. 1977)). Nothing in the text of
the FLSA or the nature of the collective action suggests that
the framework for the court’s personal jurisdiction analysis
changes between the original plaintiff’s claims and opt-in
plaintiffs’ claims.
We, therefore, hold that the reasoning of Bristol-Myers
applies in FLSA collective actions, and the district court
erred in its assumption that the participation of a single
plaintiff with a claim arising out of Cracker Barrel’s business
in Arizona was sufficient to establish personal jurisdiction
over Cracker Barrel for all claims in the collective action.
IV. Conclusion.
Although we conclude that the district court employed a
permissible process for evaluating these threshold questions,
we vacate and remand for the district court to reassess its
preliminary certification in light of our holding that Bristol-
Myers applies to FLSA collective actions.
AFFIRMED IN PART, VACATED IN PART, AND
REMANDED.
Each party will bear its own costs on appeal.
Plain English Summary
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Nos.
Key Points
01FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Nos.
0223-15650 ANDREW HARRINGTON; KATIE 24-1979 LIAMMAYTRY; JASON LENCHERT; DYLAN BASCH, D.C.
03OPINION CRACKER BARREL OLD COUNTRY STORE, INC., Defendant-Appellant.
04Humetewa, District Judge, Presiding Argued and Submitted February 7, 2025 Phoenix, Arizona Filed July 1, 2025 Before: Michael Daly Hawkins, Richard R.
Frequently Asked Questions
FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT Nos.
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