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No. 10625240
United States Court of Appeals for the Fourth Circuit
United States v. Stephen Simmons
No. 10625240 · Decided July 7, 2025
No. 10625240·Fourth Circuit · 2025·
FlawFinder last updated this page Apr. 2, 2026
Case Details
Court
United States Court of Appeals for the Fourth Circuit
Decided
July 7, 2025
Citation
No. 10625240
Disposition
See opinion text.
Full Opinion
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PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 23-4607
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v.
STEPHEN SIMMONS,
Defendant - Appellant.
Appeal from the United States District Court for the Southern District of West Virginia at
Huntington. Robert C. Chambers, District Judge. (3:23-cr-00021-1)
Argued: September 27, 2024 Decided: July 7, 2025
Before GREGORY, QUATTLEBAUM and BERNER, Circuit Judges.
Vacated and remanded by published opinion. Judge Berner wrote the opinion, in which
Judge Gregory and Judge Quattlebaum joined.
ARGUED: Lex A. Coleman, OFFICE OF THE FEDERAL PUBLIC DEFENDER,
Charleston, West Virginia, for Appellant. Troy Daniel Adams, OFFICE OF THE UNITED
STATES ATTORNEY, Charleston, West Virginia, for Appellee. ON BRIEF: Wesley P.
Page, Federal Public Defender, Jonathan D. Byrne, Appellate Counsel, OFFICE OF THE
FEDERAL PUBLIC DEFENDER, Charleston, West Virginia, for Appellant. William S.
Thompson, United States Attorney, OFFICE OF THE UNITED STATES ATTORNEY,
Charleston, West Virginia, for Appellee.
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BERNER, Circuit Judge:
Stephen Simmons pled guilty to violating the National Firearms Act by possessing
an unregistered “auto sear,” a device that enables semi-automatic firearms to fire at the
same rate as machineguns. On the day of his offense, Simmons tested positive for
methamphetamine and marijuana. Though Simmons was not prosecuted for any drug-
related crime, the district court applied multiple sentencing enhancements that penalized
Simmons for possessing the unregistered auto sear—as well as numerous additional auto
sears, silencers, and firearms—as an unlawful user of controlled substances. Unlawful
users of controlled substances are prohibited by statute from possessing firearms.
Simmons asserts that the application of these sentencing enhancements violated his
Second Amendment rights. He argues that unlawful users of controlled substances
maintain the constitutional right to keep and bear arms, and that the Government violated
the Second Amendment by penalizing him for exercising this right. The sentencing
enhancements Simmons challenges fall into two categories: some concern his possession
of items prohibited under the National Firearms Act (the unregistered auto sears and
silencers), whereas others concern his possession of firearms that are not covered by the
Act. In addition to his Second Amendment challenge, Simmons asserts that “unlawful user
of . . . any controlled substance” is an impermissibly vague category, in violation of the
Due Process Clause.
We reject both constitutional arguments. Because Simmons concedes that he has no
constitutional right to possess auto sears or silencers, he cannot sustain a Second
Amendment challenge. Simmons’s vagueness claim also fails. Simmons was, without
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question, an “unlawful user” of controlled substances at the time of his arrest. As a result,
he cannot challenge that phrase as unconstitutionally vague.
Though we hold that Simmons’s constitutional challenges lack merit, we agree with
his contention that he was sentenced under an improper Sentencing Guidelines range. The
district court erred in applying sentencing enhancements that penalized Simmons for
possessing ordinary firearms not covered by the National Firearms Act, as those firearms
were not relevant to the offense for which he was convicted. We thus vacate Simmons’s
sentence and remand for resentencing.
I. Background
In January 2023, agents from the Bureau of Alcohol, Tobacco, Firearms and
Explosives (ATF) executed a search warrant on Stephen Simmons’s home. There they
discovered 10 unregistered items covered by the National Firearms Act (NFA Firearms):
four auto sears and six silencers. 1 The ATF agents also found 33 firearms not covered by
the NFA (Non-NFA Firearms), as well as evidence of unlawful drug use.
1
Under the National Firearms Act, the term “firearm” includes, among other items,
“a machinegun” and “any silencer.” 26 U.S.C. § 5845(a)(6), (7). The Act further defines
“machinegun” to include “any part designed and intended solely and exclusively, or
combination of parts designed and intended, for use in converting a weapon into a
machinegun, and any combination of parts from which a machinegun can be assembled if
such parts are in the possession or under the control of a person.” Id. § 5845(b). Simmons
does not challenge the Government’s classification of auto sears as “machineguns.” Two
of the four discovered auto sears were designed to be affixed to rifles. The other two,
commonly referred to as “Glock Switches,” were designed to be affixed to Glock
handguns.
3
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The ATF agents arrested Simmons. That same day, Simmons admitted that he had
been using methamphetamine and Adderall during the prior two to three months. He also
tested positive for methamphetamine and marijuana. Methamphetamine, marijuana, and
Adderall are all controlled substances.
Simmons pled guilty to a single count of possessing an unregistered machinegun, in
violation of the National Firearms Act, 26 U.S.C. §§ 5861(d) and 5871. The charged item
was one of the four auto sears. Simmons was not charged with any drug-related offenses,
nor was he charged with possessing a firearm as a “prohibited person,” namely, an unlawful
user of controlled substances. See 18 U.S.C. § 922(g)(3).
A. Simmons’s Sentence
Simmons was subject to a higher advisory sentencing range under the United States
Sentencing Guidelines because of his status as an unlawful user of controlled substances.
The district court calculated Simmons’s total offense level as 25 and his criminal history
score as I, resulting in an advisory Sentencing Guidelines range of 57 to 71 months’
imprisonment. After applying a downward variance, the district court sentenced Simmons
to 36 months in prison. Simmons contests the district court’s application of three separate
Guidelines provisions that factored into his advisory Sentencing Guidelines range: (1) an
enhancement that penalizes the possession of NFA Firearms by “prohibited persons”; (2)
an enhancement that penalizes the unlawful possession of multiple firearms; and (3) an
enhancement that penalizes the possession of stolen firearms.
In calculating Simmons’s base offense level, the district court first applied an
enhancement that penalized Simmons for being a “prohibited person” at the time of the
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offense, U.S.S.G. § 2K2.1(a)(4)(B)(ii)(I) (“the (a)(4)(B) Guideline”). Possession of an
unregistered NFA Firearm yields a base offense level of 18. See id. § 2K2.1(a)(5). If the
defendant was a “prohibited person” at the time of the offense, however, the offense level
increases to 20. Because the district court determined that Simmons’s unlawful use of
controlled substances made him a “prohibited person” under the (a)(4)(B) Guideline, the
district court set Simmons’s base offense level at 20.
The district court next imposed on Simmons a sentencing enhancement that
penalized him for unlawfully possessing multiple firearms at the time of his arrest. 2 Under
that enhancement, U.S.S.G. § 2K2.1(b)(1) (“the (b)(1) Enhancement”), a defendant’s
offense level is increased “[i]f the offense involved three or more firearms.” Id. §
2K2.1(b)(1) (emphasis added). The (b)(1) Enhancement sets a schedule of incremental
increases that correspond to the total number of firearms involved in the offense. Id. §
2K2.1(b)(1)(A)-(E). If the offense involved three to seven firearms, for example, the
offense level increases by two. Id. § 2K2.1(b)(1)(A). If eight to twenty-four firearms were
involved, the offense level increases by four. Id. § 2K2.1(b)(1)(B). In calculating the total
number of firearms for purposes of the (b)(1) Enhancement, courts are instructed to count
2
Under the relevant Sentencing Guideline, U.S.S.G. § 2K2.1(b)(1), “firearm” is
defined in accordance with 18 U.S.C. § 921(a)(3) as: “(A) any weapon (including a starter
gun) which will or is designed to or may readily be converted to expel a projectile by the
action of an explosive; (B) the frame or receiver of any such weapon; (C) any firearm
muffler or firearm silencer; or (D) any destructive device.” Simmons does not contest
whether auto sears are properly considered firearms within the meaning of 18 U.S.C.
§ 921(a)(3).
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only those firearms whose possession was both (1) unlawful and (2) relevant to the offense
of conviction. U.S.S.G §§ 2K2.1 cmt. n.5, 1B1.1, cmt. n.1(I).
In applying the (b)(1) Enhancement, the district court counted all 43 firearms found
in Simmons’s home at the time of his arrest. This resulted in a six-point offense level
increase. Because Simmons was an unlawful user of controlled substances, it was unlawful
for him to possess any firearm. See 18 U.S.C. § 922(g)(3) (Section 922(g)(3)). Thus, all 43
firearms satisfied the first prong of the (b)(1) Enhancement test. The district court did not,
however, separately analyze the second prong—whether Simmons’s possession of each of
the 43 firearms was relevant to his NFA conviction.
Third, the district court applied a sentencing enhancement that increases a
defendant’s offense level by two points if he is found to be in possession of a stolen firearm,
U.S.S.G. § 2K2.1(b)(4)(A) (“the (b)(4)(A) Enhancement”). Like the (b)(1) Enhancement,
the (b)(4)(A) Enhancement applies only to firearms found in a defendant’s possession that
are relevant to the offense of conviction. See United States v. Cole, 525 F.3d 656, 660 (8th
Cir. 2008); United States v. Roxborough, 99 F.3d 212, 214–16 (6th Cir. 1996); United
States v. Gonzales, 996 F.2d 88, 92 n.6 (5th Cir. 1993).
II. Analysis
Simmons argues that unlawful users of controlled substances maintain the
constitutional right to keep and bear arms. He asserts that under the test articulated by the
Supreme Court in New York State Rifle & Pistol Ass’n, Inc. v. Bruen, the Second
Amendment prohibits the imposition of any sentencing enhancement that penalizes him
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for exercising that right. See 597 U.S. 1, 17 (2022). Simmons also contends that the phrase
“unlawful user of . . . any controlled substance” in Section 922(g)(3) is unconstitutionally
vague, in violation of the Due Process Clause of the Fifth Amendment. We take each
argument in turn.
A. The (a)(4)(B) Guideline
1. Second Amendment Challenge
Simmons mounts a Second Amendment challenge to the district court’s application
of the (a)(4)(B) Guideline, which penalizes “prohibited persons” for offenses involving
NFA Firearms. Because Simmons misapprehends the relationship between the (a)(4)(B)
Guideline and Section 922(g)(3), however, his challenge takes a circuitous route. Simmons
contests the imposition of the (a)(4)(B) Guideline by arguing that Section 922(g)(3), which
the (a)(4)(B) Guideline incorporates by reference, violates the Second Amendment under
the test articulated in Bruen. The (a)(4)(B) Guideline defines “prohibited person” as “any
person described in 18 U.S.C. § 922(g).” U.S.S.G. § 2K2.1 cmt. n.3. Under Section
922(g)(3), “prohibited person” includes any person “who is an unlawful user of . . . any
controlled substance.” Simmons challenges this Section 922(g)(3) restriction as
inconsistent with the Second Amendment, and he argues that if we find Section 922(g)(3)
unconstitutional, he would no longer be considered a “prohibited person” under the
(a)(4)(B) Guideline. This argument confuses the relationship between the two provisions.
As this court has explained, Simmons would continue to be a “prohibited person”
within the meaning of the (a)(4)(B) Guideline regardless of whether Section 922(g)(3) is
found to violate the Second Amendment. See United States v. Myers, 553 F.3d 328, 330-
7
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31 (4th Cir. 2009). That is because the definition of “prohibited person” for purposes of
the (a)(4)(B) Guideline is determined on the basis of the referenced statutory definition at
the time the relevant provision of the Sentencing Guidelines was enacted. See id.
(“Applying this principle requires us to read the [ ] enhancement as if it had reproduced in
the text of the enhancement itself the list of qualifying weapons set out in [the statute].”)
Thus, unless and until a new Sentencing Guidelines Manual takes effect, the definition of
“prohibited person” for purpose of the (a)(4)(B) Guideline includes “unlawful user[s] . . .
of controlled substance[s]” such as Simmons regardless of the constitutional viability of
Section 922(g)(3).
Simmons’s challenge cannot succeed, then, unless the imposition of the (a)(4)(B)
Guideline itself—which applies solely to prohibited persons in possession of NFA
Firearms—violated the Second Amendment as applied to Simmons. Yet Simmons
concedes that the Second Amendment does not protect anyone’s right to possess an NFA
Firearm. As a result, he has foreclosed any Second Amendment challenge to the (a)(4)(B)
Guideline. The (a)(4)(B) Guideline penalized Simmons’s possession of auto sears and
silencers—NFA Firearms that, by Simmons’s own admission, fall outside the ambit of the
Second Amendment’s protection. The Second Amendment cannot shield Simmons from
penalties for firearms that he concededly had no constitutional right to possess.
Even if Simmons had not made this concession, any Second Amendment challenge
to the (a)(4)(B) Guideline (and by extension, the National Firearms Act) would need to
confront the Supreme Court’s recognition that “the Second Amendment right, whatever its
nature, extends only to certain types of weapons.” District of Columbia v. Heller, 554 U.S.
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570, 623 (2008) (discussing United States v. Miller, 307 U.S. 174 (1939)). The Court in
Heller reiterated that arms in common use for a lawful purpose enjoy Second Amendment
protection, but “dangerous and unusual weapons” do not. Heller, 554 U.S. at 627. Relevant
here, “[w]e know from Supreme Court precedent that . . . machineguns are not in common
use for a lawful purpose.” United States v. Price, 111 F.4th 392, 403 (4th Cir. 2024). As
mentioned, an auto sear—the NFA Firearm Simmons was charged with possessing—is a
part that converts a semiautomatic weapon into a machinegun. Simmons does not challenge
the Government’s classification of auto sears as machineguns, and unless auto sears are
entitled to Second Amendment protection that machineguns lack, Miller and Heller would
foreclose any constitutional challenge to his possession of auto sears. Further, this court in
an unpublished opinion recently held that silencers—the other NFA Firearms whose
possession rendered the (a)(4)(B) Guideline applicable to Simmons—are not “arms”
protected by the Second Amendment. United States v. Saleem, No. 23-4693, 2024 WL
5084523, at *2 (4th Cir. Dec. 12, 2024) (“While a silencer may be a firearm accessory, it
is not a ‘bearable arm’ that is capable of casting a bullet. Moreover, . . . it fails to serve a
core purpose in the arm’s function.”). Two of our sister circuits have reached the same
conclusion. See United States v. Peterson, 127 F.4th 941, 947 (5th Cir. 2025); United States
v. Cox, 906 F.3d 1170, 1186 (10th Cir. 2018). However, since no party presented this issue
to us in their briefs, oral arguments, or in Rule 28 letters, we do not reach it.
In sum, Simmons has failed to sustain a Second Amendment challenge to the
(a)(4)(B) Guideline. The constitutionality of Section 922(g)(3), which Simmons contests,
has no bearing on whether the (a)(4)(B) Guideline is constitutional or applicable to
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Simmons. The (a)(4)(B) Guideline solely penalized Simmons’s possession of NFA
Firearms—specifically, auto sears and silencers. Because Simmons concedes that he has
no Second Amendment right to possess NFA Firearms, we reject his Second Amendment
challenge to the imposition of the (a)(4)(B) Guideline.
2. Vagueness challenge
Simmons also argues that the application of the (a)(4)(B) Guideline violated his
rights under the Due Process Clause of the Fifth Amendment. He contends that the phrase
“unlawful user of . . . controlled substance[s]” in Section 922(g)(3)—which, as we
explained above, is incorporated by reference in the (a)(4)(B) Guideline—is
unconstitutionally vague.
This is not the first time this court has been asked to rule on the question of whether
Section 922(g)(3) is void for vagueness. In United States v. Claybrooks, a case involving a
similar challenge, this court explained that “when a defendant’s conduct falls squarely
within the confines of the disputed statute, he abandons the right to challenge that statute
for vagueness.” 90 F.4th 248, 255 (4th Cir. 2024) (citing Holder v. Humanitarian L.
Project, 561 U.S. 1, 18–19 (2010) (stating that a defendant who “engages in some conduct
that is clearly proscribed cannot complain of the vagueness of the law as applied to the
conduct of others”)).
Like the defendant in Claybrooks, Simmons falls “squarely within” the definition
of “unlawful user of . . . controlled substance[s].” Id. at 255. Simmons admitted that he had
been using Adderall and methamphetamine for several months prior to his arrest. On the
day of his arrest, he tested positive for methamphetamine and marijuana. On the basis of
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these facts, there can be no doubt that Simmons was an “unlawful user of . . . controlled
substance[s]” at the time of his offense. Accordingly, his vagueness challenge to Section
922(g)(3) is foreclosed.
B. Sentencing Enhancements
Simmons also argues that the application of the (b)(1) and (b)(4)(A) Enhancements
violated his rights under the Second Amendment. The (b)(1) Enhancement penalizes the
unlawful possession of multiple firearms; and the (b)(4)(A) Enhancement penalizes the
possession of stolen firearms. Because we conclude that neither enhancement is applicable
to Simmons, we need not reach the question of their constitutionality. Constitutional
avoidance principles restrain us from resolving constitutional challenges when a case can
be resolved on other grounds. See Ashwander v. Tenn. Valley Auth., 297 U.S. 288, 347
(1936) (Brandeis, J., concurring). This is such a case.
In applying the (b)(1) and (b)(4)(A) Enhancements, the district court penalized
Simmons for unlawfully possessing firearms that played no role in the offense for which
he was convicted. Simmons was convicted of a single count of possessing an unregistered
NFA Firearm. In sentencing Simmons, however, the district court counted all firearms
found in Simmons’s home at the time of his arrest toward the total number of firearms for
the purpose of the (b)(1) Enhancement: the 33 Non-NFA Firearms and the 10 NFA
firearms. [J.A. 222]. The stolen firearm that formed the basis of the (b)(4)(A) Enhancement
was also a Non-NFA Firearm unrelated to the offense of conviction. The district court erred
in applying these enhancements.
1. The (b)(1) Enhancement
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The government bears the burden of establishing by a preponderance of the
evidence that a sentencing enhancement is applicable. United States v. Henderson, 88 F.4th
534, 536 (4th Cir. 2023). In evaluating a district court’s application of a sentencing
enhancement, our standard of review “depends on whether a given dispute is mostly legal
or factual.” United States v. Pettus, 90 F.4th 282, 285 (4th Cir. 2024). “If the issue on
appeal turns primarily on a factual determination, we apply the ‘clearly erroneous’
standard. In contrast, if the issue turns primarily on the legal interpretation of a [G]uideline
term, the standard moves closer to de novo review.” Id. (internal quotation marks and
citations omitted).
In calculating the total number of firearms under the (b)(1) Enhancement, courts are
instructed to count only those firearms whose possession was both (1) unlawful and (2)
relevant to the offense of conviction, U.S.S.G. §§ 2K2.1 cmt. n.5; 1B1.1, cmt. n.1(I). 3 The
(b)(1) Enhancement provides that “[i]f the offense involved three or more firearms, increase
as follows: 25-99 [firearms] add 6 [points].” Id. § 2K2.1(b)(1)(C) (emphasis added). Courts
are instructed to “count only those firearms that were . . . unlawfully possessed.” Id. §
2K2.1 cmt. n.5. The firearms must also have been part of “the offense of conviction” or
“relevant conduct.” Id. § 1B1.1, cmt. n.1(I) (emphasis added). Accordingly, a firearm
should not be counted toward the (b)(1) Enhancement unless its possession was relevant
to the offense of conviction, regardless of whether its possession was lawful.
3
We defer to Guidelines commentary only where a Guideline is ambiguous. See
United States v. Mitchell, 120 F.4th 1233, 1239 (4th Cir. 2024).
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We review de novo a district court’s interpretation of “the meaning and legal
components of the term ‘relevant conduct.’” United States v. McVey, 752 F.3d 606, 610
(4th Cir. 2014). A firearm is not “relevant to the offense of conviction” for the purpose of
the (b)(1) Enhancement unless it was part of “the same course of conduct or common
scheme or plan as the offense of conviction.” U.S.S.G. § 1B1.3(a)(2) (emphasis added).
“[O]ffenses may qualify as the ‘same course of conduct’ ‘if they are sufficiently connected
or related to each other as to warrant the conclusion that they are part of a single episode,
spree, or ongoing series of offenses.’” United States v. McDonald, 28 F.4th 553, 563–64
(4th Cir. 2022) (quoting U.S.S.G. § 1B1.3 cmt. n.5(B)(ii)). In determining whether a
sufficient connection exists, a court should evaluate “the degree of similarity of the
offenses, the regularity (repetitions) of the offenses, and the time interval between the
offenses.” U.S.S.G. § 1B1.3 cmt. n.5(B)(ii). “When one of the above factors is absent, a
stronger presence of at least one of the other factors is required.” McDonald, 28 F.4th at
564 (quoting U.S.S.G. § 1B1.3 cmt. n.5(B)(ii)).
In this case, “[b]ecause the facts . . . are undisputed, the only question before us is
one of Guidelines application, a question on which our standard of review approaches de
novo.” United States v. Fullilove, 388 F.3d 104, 106 (4th Cir. 2004). District courts often
conduct factually-intensive analysis in rendering a “relevant conduct” determination. See
McVey, 752 F.3d at 610 (“[T]he application of the relevant conduct standard typically
involves consideration of factual circumstances,” including “whether acts or omissions are
sufficiently similar; whether they are sufficiently regular; whether they are sufficiently
close in time; and whether, when one factor is particularly weak or even lacking, another
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factor compensates . . . . Such analysis constitutes factfinding that we review for clear
error.”) In concluding that Simmons’s possession of Non-NFA Firearms was “relevant
conduct” in relation to his National Firearms Act offense, however, the district court did
not undertake this analysis. Instead, it explained only that “I don’t think it’s a stretch at all
to conclude that with respect to people who violate gun laws, there is increased culpability
and greater risk to the public if that person is also engaged in illegal drug activity.” J.A. 79.
Because this cursory explanation falls short of the analysis required by the Guidelines, our
standard of review is de novo rather than clear error. See Fullilove, 388 F.3d at 106.
Simmons’s possession of Non-NFA Firearms was not “relevant” to his conviction
for possessing an unregistered NFA Firearm. Regardless of whether Simmons’s possession
of the Non-NFA Firearms was lawful, those firearms were not part of “the same course of
conduct or common scheme or plan as the offense of conviction.” U.S.S.G. § 1B1.3(a)(2).
The Government presented no evidence that Simmons’s drug use, which made it unlawful
for him to possess the Non-NFA Firearms under Section 922(g)(3), bore any “relationship
in time, purpose, or mode” to his violation of the National Firearms Act. See United States
v. Vargem, 747 F.3d 724, 732 (9th Cir. 2014).
In considering the “degree of similarity of the offenses,” U.S.S.G. § 1B1.3 cmt.
n.5(B)(ii), we conclude that the offense of possessing a Non-NFA Firearm as a prohibited
person is distinct from the offense of possessing an NFA Firearm. Whereas the former is
unlawful because of the status of the offender, the latter is unlawful because of the
characteristics of the weapon. The Ninth Circuit explained this distinction in Vargem.
There, the Ninth Circuit held that the defendant’s possession of Non-NFA Firearms—
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which was unlawful only because the defendant was temporarily subject to a domestic
violence restraining order—was not “relevant” to his conviction for possessing an
unregistered NFA Firearm. Id. at 730. As the court explained, the defendant’s conduct
could not be classified as a “single episode, spree, or ongoing series of offenses.” Id. at
732. “When those otherwise-lawful weapons were rendered suddenly unlawful by the
[restraining order], there was no common scheme or plan to possess all 28 weapons
unlawfully.” Id. at 731–32.
The district court misapplied the (b)(1) Enhancement. Weighing the “degree of
similarity of the offenses, the regularity (repetitions) of the offenses, and the time interval
between the offenses” yields the conclusion that the offenses were not sufficiently related.
U.S.S.G. § 1B1.3 cmt. n.5(B)(ii). Because the Government did not meet its burden of
showing that Simmons’s drug use was part of the “same course of conduct or common plan
as the offense of conviction”—possessing an unregistered auto sear—only the NFA
Firearms found in Simmons’s possession should have been counted toward the (b)(1)
Enhancement. On remand, the district court must reapply the (b)(1) Enhancement without
consideration of the Non-NFA Firearms found in Simmons’s possession. Because we
vacate the district court’s application of the (b)(1) Enhancement to Simmons’s sentence,
we need not reach his constitutional challenge to this enhancement.
2. The (b)(4)(A) Enhancement
The district court similarly erred in applying the (b)(4)(A) Enhancement. Here
again, the Government failed to meet its burden of showing that the stolen firearm, a Non-
NFA Firearm, was relevant to Simmons’s conviction. Like the (b)(1) Enhancement, the
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(b)(4)(A) Enhancement applies only to conduct that is both unlawful and related to the
offense of conviction. The (b)(4)(A) Enhancement does not apply to firearms that are not
sufficiently connected to the offense for which the defendant was convicted. See Cole, 525
F.3d at 660; Gonzales, 996 F.2d at 92 n.6; Roxborough, 99 F.3d at 214–16. The “relevant
conduct” analysis for the (b)(4)(A) Enhancement is no less demanding than the “relevant
conduct” analysis for the (b)(1) Enhancement. Yet the Government provided no evidence
that the stolen firearm found in Simmons’s possession was in any way connected to his
National Firearms Act offense. As a result, the district court should not have applied this
enhancement.
C. Harmless Error
The Government argues that, even if erroneous, the district court’s application of
the challenged Guidelines provisions was harmless. The government bears the burden of
establishing that a sentencing calculation error was harmless. United States v. Robinson,
460 F.3d 550, 557 (4th Cir. 2006). Because the district court applied a significant
downward variance from Simmons’s advisory Sentencing Guidelines range, the
Government contends that any error in the district court’s calculation was inconsequential.
The district court calculated Simmons’s total offense level as 25. It reached this total
by applying the (a)(4)(B) Guideline and the (b)(1) and (b)(4)(A) Enhancements. This
offense level, combined with Simmons’s criminal history score, resulted in an advisory
Guidelines range of 57-71 months’ imprisonment. Applying a downward variance, the
district court sentenced Simmons to 36 months’ imprisonment. On remand, when the
district court properly applies the (b)(1) Enhancement and no longer applies the (b)(4)(A)
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Enhancement, Simmons’s base offense level could be as low as 19. This corresponds to a
recommended Guidance range of 30-37 months.
Although Simmons’s current sentence of 36 months’ imprisonment falls within this
30-37 months Guidelines range, we are still required to vacate and remand for resentencing.
That is because when “a defendant is sentenced under an incorrect Guidelines range—
whether or not the defendant’s ultimate sentence falls within the correct range—the error
itself can, and most often will, be sufficient to show a reasonable probability of a different
outcome absent the error.” Molina-Martinez v. United States, 578 U.S. 189, 198 (2016).
This conclusion “follows from the essential framework the Guidelines establish for
sentencing proceedings” as “the sentencing court’s starting point and . . . initial
benchmark.” Id. (internal citation omitted). Had Simmons’s Guidelines range been
properly calculated at 30-37 months, we cannot divine whether the district court would
have sentenced Simmons at the high-end of that range. On remand, the district court may
well apply a downward variance, as it did at the initial sentencing.
Because the record does not provide us “with knowledge that the district court
would have reached the same result even if it had decided the [G]uidelines issue the other
way,” we cannot find the error was harmless. United States v. Montes-Flores, 736 F.3d
357, 370 (4th Cir. 2013) (alteration in original) (internal quotation omitted). The
Government failed to point to a single statement at sentencing indicating that the district
court would have imposed the same sentence if it had correctly applied the (b)(1)
Enhancement and not applied the (b)(4)(A) Enhancement. “The standard for
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USCA4 Appeal: 23-4607 Doc: 45 Filed: 07/07/2025 Pg: 18 of 18
harmlessness—knowledge of an identical outcome—is a high bar, and in this situation we
are not so omniscient as to possess the requisite knowledge.” Id. at 371.
III. Conclusion
For the reasons set forth above, we reject Simmons’s challenge to the district court’s
application of the (a)(4)(B) Guideline. Because the district court incorrectly applied the
(b)(1) Enhancement and should not have applied (b)(4)(A) Enhancement, however, we
vacate Simmons’s sentence and remand for resentencing under the appropriate Guidelines
range.
VACATED AND REMANDED
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Plain English Summary
USCA4 Appeal: 23-4607 Doc: 45 Filed: 07/07/2025 Pg: 1 of 18 PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No.
Key Points
01USCA4 Appeal: 23-4607 Doc: 45 Filed: 07/07/2025 Pg: 1 of 18 PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No.
02(3:23-cr-00021-1) Argued: September 27, 2024 Decided: July 7, 2025 Before GREGORY, QUATTLEBAUM and BERNER, Circuit Judges.
03Judge Berner wrote the opinion, in which Judge Gregory and Judge Quattlebaum joined.
04Coleman, OFFICE OF THE FEDERAL PUBLIC DEFENDER, Charleston, West Virginia, for Appellant.
Frequently Asked Questions
USCA4 Appeal: 23-4607 Doc: 45 Filed: 07/07/2025 Pg: 1 of 18 PUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT No.
FlawCheck shows no negative treatment for United States v. Stephen Simmons in the current circuit citation data.
This case was decided on July 7, 2025.
Use the citation No. 10625240 and verify it against the official reporter before filing.